0001593968-22-001459.txt : 20220930 0001593968-22-001459.hdr.sgml : 20220930 20220930201738 ACCESSION NUMBER: 0001593968-22-001459 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220927 FILED AS OF DATE: 20220930 DATE AS OF CHANGE: 20220930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Akiona Kimo CENTRAL INDEX KEY: 0001724994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38357 FILM NUMBER: 221285502 MAIL ADDRESS: STREET 1: 5475 S. DECATUR BLVD., STE #100 CITY: LAS VEGAS STATE: NV ZIP: 89118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PlayAGS, Inc. CENTRAL INDEX KEY: 0001593548 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 383919506 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6775 S. EDMOND ST., SUITE #300 CITY: LAS VEGAS STATE: NV ZIP: 89118 BUSINESS PHONE: 702-722-6700 MAIL ADDRESS: STREET 1: 6775 S. EDMOND ST., SUITE #300 CITY: LAS VEGAS STATE: NV ZIP: 89118 FORMER COMPANY: FORMER CONFORMED NAME: AP Gaming Holdco, Inc. DATE OF NAME CHANGE: 20131205 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2022-09-27 0001593548 PlayAGS, Inc. AGS 0001724994 Akiona Kimo 6775 S. EDMOND ST., STE. 300 LAS VEGAS NV 89118 false true false false CFO Chief Acctg Off and Treas Common Stock 2022-09-27 4 M false 23207 A 144851 D Common Stock 2022-09-27 4 F false 5443 6.13 D 139408 D Phantom Stock Unit 2022-09-27 4 M false 23207 D Common Stock 23207 162448 D Each share of phantom stock was the economic equivalent of one share of PlayAGS, Inc. common stock. The Company settled 100% of his shares of phantom stock for shares of PlayAGS, Inc. common stock. Excluded from the calculation of the amount of beneficially owned securities are 455,549 unvested restricted stock units held by the reporting person as of transaction date. Exempt transaction pursuant to Rule 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the vesting of restricted shares, as approved by the Issuer's board of directors in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested restricted shares. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Each share of phantom stock was the economic equivalent of one share of PlayAGS, Inc. common stock. The reporting person settled 100% of these shares of phantom stock for shares of PlayAGS, Inc. common stock. The PSUs vest ratably in equal annual installments on each of the first four anniversaries following 9/21/2021, subject generally to the participant's continued employment through the vesting date. /s/Victor Gallo, Attorney in Fact 2022-09-29