0001593968-22-001459.txt : 20220930
0001593968-22-001459.hdr.sgml : 20220930
20220930201738
ACCESSION NUMBER: 0001593968-22-001459
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220927
FILED AS OF DATE: 20220930
DATE AS OF CHANGE: 20220930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Akiona Kimo
CENTRAL INDEX KEY: 0001724994
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38357
FILM NUMBER: 221285502
MAIL ADDRESS:
STREET 1: 5475 S. DECATUR BLVD., STE #100
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PlayAGS, Inc.
CENTRAL INDEX KEY: 0001593548
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
IRS NUMBER: 383919506
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6775 S. EDMOND ST., SUITE #300
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
BUSINESS PHONE: 702-722-6700
MAIL ADDRESS:
STREET 1: 6775 S. EDMOND ST., SUITE #300
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
FORMER COMPANY:
FORMER CONFORMED NAME: AP Gaming Holdco, Inc.
DATE OF NAME CHANGE: 20131205
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2022-09-27
0001593548
PlayAGS, Inc.
AGS
0001724994
Akiona Kimo
6775 S. EDMOND ST., STE. 300
LAS VEGAS
NV
89118
false
true
false
false
CFO Chief Acctg Off and Treas
Common Stock
2022-09-27
4
M
false
23207
A
144851
D
Common Stock
2022-09-27
4
F
false
5443
6.13
D
139408
D
Phantom Stock Unit
2022-09-27
4
M
false
23207
D
Common Stock
23207
162448
D
Each share of phantom stock was the economic equivalent of one share of PlayAGS, Inc. common stock. The Company settled 100% of his shares of phantom stock for shares of PlayAGS, Inc. common stock.
Excluded from the calculation of the amount of beneficially owned securities are 455,549 unvested restricted stock units held by the reporting person as of transaction date.
Exempt transaction pursuant to Rule 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the vesting of restricted shares, as approved by the Issuer's board of directors in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested restricted shares. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
Each share of phantom stock was the economic equivalent of one share of PlayAGS, Inc. common stock. The reporting person settled 100% of these shares of phantom stock for shares of PlayAGS, Inc. common stock.
The PSUs vest ratably in equal annual installments on each of the first four anniversaries following 9/21/2021, subject generally to the participant's continued employment through the vesting date.
/s/Victor Gallo, Attorney in Fact
2022-09-29