EX-99.28 6 fp0084899-1_ex9928h2iib.htm

AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENT

 

Amendment No. 2 (this “Amendment No. 2”), dated as of August 30, 2023, by and between Atlantic Shareholder Services, LLC, a Delaware limited liability company (“Atlantic”), and The Advisors’ Inner Circle Fund III, a statutory trust organized under the laws of the State of Delaware (the “Trust”).

 

W I T N E S S E T H :

 

WHEREAS, effective as of May 31, 2021, Atlantic and the Trust entered into a Second Amended and Restated Transfer Agency Services Agreement (the “Agreement”);

 

WHEREAS, pursuant to Section 15(a) of the Agreement, each of Atlantic and the Trust desires that the Agreement be amended in accordance with the terms and conditions of this Amendment No. 2.

 

NOW, THEREFORE, in consideration of the premises and mutual agreements herein set forth, and intending to be legally bound hereby, the parties hereto agree that the Agreement shall be and hereby is amended as follows:

 

Section 1.Defined Terms. Capitalized terms used but not defined herein shall have the meanings ascribed thereto in the Agreement.

 

Section 2.Amendment of Appendix A. Appendix A to the Agreement is amended and restated to read in its entirety as set forth in the Appendix A attached hereto.

 

Section 3.Agreement as Amended. The term “Agreement” as used in the Agreement shall be deemed to refer to the Agreement as amended hereby and this Amendment No. 2 shall be effective as of the date first above written.

 

Section 4.Full Force and Effect. If any term, provision, covenant or restriction of this Amendment No. 2 is held by a court of competent jurisdiction or other authority to be invalid, void or unenforceable, the remainder of the terms, provisions, covenants and restrictions of this Amendment No. 2, and the Agreement, shall remain in full force and effect and shall in no way be affected, impaired or invalidated.

 

Section 5.Governing Law. This Amendment No. 2 shall be deemed to be a contract made under the laws of the State of Delaware without giving effect to the principles of conflicts of law thereof.

 

Section 6.Execution in Counterparts. This Amendment No. 2 may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument.

 

 

 

Section 7.Ratification, Adoption and Approval. In all respects not inconsistent with the terms and provisions of this Amendment No. 2, the Agreement is hereby ratified, adopted, approved and confirmed.

 

[Remainder of Page Intentionally Blank]

 

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 2 to be executed in their names and on their behalf by and through their duly authorized officers, as of the day and year first above written.

 

  ATLANTIC SHAREHOLDER SERVICES, LLC
     
  By: /s/ Brandon Stultz  
  Name: Brandon Stultz  
  Title: Chief Executive Officer  

 

  THE ADVISORS’ INNER CIRCLE FUND III  
     
  By: /s/ Alexander F. Smith  
  Name: Alexander F. Smith  
  Title: Vice President & Assistant Secretary  

 

 

 

APPENDIX A: FUNDS OF THE TRUST

  

Fund Name Class Name CUSIP Symbol Applicable
Fee Schedule
PineBridge Dynamic Asset Allocation Fund

Institutional Class Shares

Investor Servicing Shares

0077IX575

0077IX567

PDAIX

PDAVX

Schedule A
CCT Thematic Equity Fund Institutional Shares 00774Q353 THMEX Schedule A
KBI Global Investors Aquarius Fund

Institutional Shares

Investor Shares

00774Q809 KBIWX Schedule A
SouthernSun Small Cap Fund

Class I Shares

 

Class N Shares

00774Q155

 

00774Q163

SSSIX

 

SSSFX 

Schedule A
SouthernSun U.S. Equity Fund

Class I Shares

 

Class N Shares

00774Q171

 

00774Q189 

SSEIX

 

SSEFX

Schedule A
ARGA Emerging Markets Value Fund

Institutional Class

Investor Class

00775Y207

00775Y108

ARMIX

ARMVX

Schedule A
ARGA International Value Fund

Institutional Class

Investor Class

00775Y405

00775Y306

ARVIX

ARVVX

Schedule A
ARGA Value Fund Institutional Class

Investor Class
00775Y371

00775Y389
ARUIX

ARUVX
Schedule A
Barrow Hanley Emerging Markets Value Fund

Class I Shares

Class Y Shares

00775Y678

00775Y660

BEMVX

BEMYX

Schedule A
Barrow Hanley International Value Fund

Class I Shares

Class Y Shares

00775Y694

00775Y686

BNIVX

BNIYX

Schedule A
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund

Class I Shares

 

00775Y561 BEOIX Schedule A
Barrow Hanley Credit Opportunities Class I Shares 00775Y520 BCONX Schedule A

 

 

 

 

Barrow Hanley Floating Rate Fund Class I Shares 00775Y496 BFRNX Schedule A
Barrow Hanley Total Return Bond Fund Class I Shares 00775Y546 BTRIX Schedule A
Barrow Hanley US Value Opportunities Fund Class I Shares 00775Y470 BVOIX Schedule A