N-PX 1 rayliant-npx2023.htm ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY rayliantaiciiifundsnpx_v1.htm - Generated by SEC Publisher for SEC Filing



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

________

FORM N-PX
________

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act File Number:  811-22920

The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)

________


101 Federal Street
Boston, Massachusetts 02110
 (Address of principal executive offices)

________


Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)

________


Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2022 to June 30, 2023

________

 



 

Item 1. Proxy Voting Record.


Attached are the proxy voting records for the following funds, each of which is a series of The Advisors’ Inner Circle Fund III:

Rayliant Quantamental China Equity ETF

Rayliant Quantamental Emerging Market Equity ETF

Rayliant Quantitative Developed Market Equity ETF

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
37 INTERACTIVE ENTERTAINMENT NETWORK TECHNOLOGY GR       
Security ID: B44DPG3 BD5CMH2       
Meeting Date: 15-Sep-22  Meeting Type: Extraordinary General Meeting     
1  2022 Interim Profit Distribution Plan: the Detailed       
  Profit Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny3.50000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  None    Management  For  Voted - For 
2  Application for Bank Credit Line  Management  For  Voted - For 
3  Adjustment of Estimated Guarantee Quota for       
  Subsidiaries in 2022    Management  For  Voted - For 
AGRICULTURAL BANK OF CHINA       
Security ID: B620Y41 BP3R228       
Meeting Date: 29-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts Plan  Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny2.22200000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
5  Appointment of 2023 Audit Firm  Management  For  Voted - For 
6  Issuance of Write-down Non-fixed Term Capital Bonds  Management  For  Voted - For 
7  Issuance of Write-down Second-tier Capital Bonds  Management  For  Voted - For 
8  2023 Fixed Assets Investment Budget Arrangement  Management  For  Voted - For 
AIMA TECHNOLOGY GROUP CO., LTD.       
Security ID: BN0Z3L7 BP91ND2       
Meeting Date: 05-Aug-22  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for Public Issuance of       
  Convertible Corporate Bonds  Management  For  Voted - For 
2  Plan for Public Issuance of Convertible Corporate       
  Bonds: Type of Securities to be Issued  Management  For  Voted - For 
3  Plan for Public Issuance of Convertible Corporate       
  Bonds: Issuing Volume and Scale  Management  For  Voted - For 
4  Plan for Public Issuance of Convertible Corporate       
  Bonds: Par Value and Issue Price  Management  For  Voted - For 
5  Plan for Public Issuance of Convertible Corporate       
  Bonds: Issuing Targets and Method  Management  For  Voted - For 

 

1

 

Rayliant Quantamental China Equity ETF     
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Plan for Public Issuance of Convertible Corporate       
  Bonds: Bond Duration  Management  For  Voted - For 
7  Plan for Public Issuance of Convertible Corporate       
  Bonds: Interest Rate of the Bond  Management  For  Voted - For 
8  Plan for Public Issuance of Convertible Corporate       
  Bonds: Time Limit and Method for Repaying the       
  Principal and Interest  Management  For  Voted - For 
9  Plan for Public Issuance of Convertible Corporate       
  Bonds: Conversion Period  Management  For  Voted - For 
10  Plan for Public Issuance of Convertible Corporate       
  Bonds: Determination of and Adjustment to the       
  Conversion Price  Management  For  Voted - For 
11  Plan for Public Issuance of Convertible Corporate       
  Bonds: Downward Adjustment of the Conversion Price  Management  For  Voted - For 
12  Plan for Public Issuance of Convertible Corporate       
  Bonds: Determining Method for the Number of       
  Converted Shares and Treatment Method in Case the       
  Remaining Convertible Bonds Cannot be Converted       
  Into One Common Share When Conversion Happens  Management  For  Voted - For 
13  Plan for Public Issuance of Convertible Corporate       
  Bonds: Redemption Clauses  Management  For  Voted - For 
14  Plan for Public Issuance of Convertible Corporate       
  Bonds: Resale Clauses  Management  For  Voted - For 
15  Plan for Public Issuance of Convertible Corporate       
  Bonds: Dividend Distribution After the Conversion  Management  For  Voted - For 
16  Plan for Public Issuance of Convertible Corporate       
  Bonds: Arrangement for Placement to Existing       
  A-shareholders  Management  For  Voted - For 
17  Plan for Public Issuance of Convertible Corporate       
  Bonds: Matters Regarding the Meetings of Bondholders  Management  For  Voted - For 
18  Plan for Public Issuance of Convertible Corporate       
  Bonds: Purpose of the Raised Funds  Management  For  Voted - For 
19  Plan for Public Issuance of Convertible Corporate       
  Bonds: Rating Matters  Management  For  Voted - For 
20  Plan for Public Issuance of Convertible Corporate       
  Bonds: Management and Deposit of Raised Funds  Management  For  Voted - For 
21  Plan for Public Issuance of Convertible Corporate       
  Bonds: Guarantee Matters  Management  For  Voted - For 
22  Plan for Public Issuance of Convertible Corporate       
  Bonds: the Validity Period of the Plan for the       
  Issuance of Convertible Corporate Bonds  Management  For  Voted - For 
23  Preplan for Public Issuance of Convertible       
  Corporate Bonds  Management  For  Voted - For 
24  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the Public Issuance of Convertible       
  Corporate Bonds  Management  For  Voted - For 
25  Formulation of Rules Governing the Meetings of       
  Bondholders' of the Company's Convertible Bonds  Management  For  Voted - For 
26  Diluted Immediate Return After the Public Issuance       
  of Convertible Corporate Bonds and Filling Measures       
  and Commitments of Relevant Parties  Management  For  Voted - For 
27  Formulation of the Shareholder Return Plan for the       
  Next Three Years from 2022 to 2024  Management  For  Voted - For 

 

2

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
28  Report on the Use of Previously Raised Funds  Management  For  Voted - For 
29  Full Authorization to the Board to Handle Matters       
  Regarding the Public Issuance of Convertible       
  Corporate Bonds    Management  For  Voted - For 
30  Amendments to the Management System for the Special       
  Deposit and Use of Raised Funds  Management  For  Voted - For 
31  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
32  2022 Reappointment of Financial and Internal       
  Control Audit Firm    Management  For  Voted - For 
Meeting Date: 09-Sep-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-independent Director: Zhang Jian  Management  For  Voted - For 
1.2  Election of Non-independent Director: Duan Hua  Management  For  Voted - For 
1.3  Election of Non-independent Director: Zhang Gege  Management  For  Voted - For 
1.4  Election of Non-independent Director: Gao Hui  Management  For  Voted - For 
1.5  Election of Non-independent Director: Peng Wei  Management  For  Voted - For 
1.6  Election of Non-independent Director: Wang Chunyan  Management  For  Voted - For 
1.7  Election of Independent Director: Sun Minggui  Management  For  Voted - For 
1.8  Election of Independent Director: Liu Junfeng  Management  For  Voted - For 
1.9  Election of Independent Director: Ma Junsheng  Management  For  Voted - For 
1.10  Election of Non-employee Supervisor: Xu Peng  Management  For  Voted - For 
1.11  Election of Non-employee Supervisor: Liu Tingxu  Management  For  Voted - For 
2  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
Meeting Date: 14-Apr-23  Meeting Type: Extraordinary General Meeting     
1  2023 Stock Option Incentive Plan (draft) and Its       
  Summary    Management  For  Voted - For 
2  Appraisal Management Measures for the       
  Implementation of the 2023 Stock Option Incentive       
  Plan    Management  For  Voted - For 
3  Authorization to the Board to Handle Matters       
  Regarding the Equity Incentive  Management  For  Voted - For 
Meeting Date: 05-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny13.04000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):5.000000    Management  For  Voted - For 
5  2022 Annual Report and Its Summary  Management  For  Voted - For 
6  Provision of Guarantee Quota for Some Subsidiaries  Management  For  Voted - For 
7  2023 Application for Comprehensive Credit Line to       
  Banks    Management  For  Voted - For 

 

3

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
8  2022 Work Report of Independent Directors  Management  For  Voted - For 
9  Allowance for Directors    Management  For  Voted - For 
10  Allowance for Supervisors  Management  For  Voted - For 
11  2023 Reappointment of Financial and Internal       
  Control Audit Firm    Management  For  Voted - For 
12  Purchase of Liability Insurance for the Company,       
  Directors, Supervisors and Senior Managers  Management  For  Voted - For 
Meeting Date: 05-Jun-23  Meeting Type: Extraordinary General Meeting     
1  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
AN HUI WENERGY CO LTD         
Security ID: 6037756 BD5CD57       
Meeting Date: 21-Nov-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Director: Mi Cheng  Management  For  Voted - For 
Meeting Date: 25-May-23  Meeting Type: Annual General Meeting     
1.1  Election of Director: Tao Guojun  Management  For  Non-Voting 
2  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
3  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
4  2022 Annual Report and Its Summary  Management  For  Non-Voting 
5  2022 Annual Accounts    Management  For  Non-Voting 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny0.48000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
7  2023 Estimated Continuing Connected Transactions  Management  For  Non-Voting 
8  2022 Financial Report Audit Work Summary of the       
  Audit Firm and Appointment of 2023 Audit Firm  Management  For  Non-Voting 
ANHUI GUANGXIN AGROCHEMICAL CO LTD       
Security ID: BX3G6R4 BYQDMM6       
Meeting Date: 09-Sep-22  Meeting Type: Extraordinary General Meeting     
1  Repurchase and Cancellation of Some Restricted       
  Stocks Under 2020 Restricted Stock Incentive Plan  Management  For  Voted - For 
2  Amendments to the Company's Some Articles of       
  Association    Management  For  Voted - Against 
3  Provision of Guarantee for the Credit Line Applied       
  for by Wholly-owned and Controlled Subsidiaries  Management  For  Voted - For 

 

4

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 11-Nov-22  Meeting Type: Extraordinary General Meeting     
1  2022 3rd Quarter Profit Distribution Plan: the       
  Detailed Profit Distribution Plan are As Follows:       
  1) Cash Dividend/10 Shares (tax Included):       
  Cny3.00000000 2) Bonus Issue from Profit (share/10       
  Shares): None 3) Bonus Issue from Capital Reserve       
  (share/10 Shares): None  Management  For  Voted - For 
ANHUI GUJING DISTILLERY CO LTD       
Security ID: 6048015 BD5M1G4       
Meeting Date: 29-Jun-23  Meeting Type: Annual General Meeting     
1.1  Election of Non-independent Director: Liang Jinhui  Management  For  Voted - For 
1.2  Election of Non-independent Director: Li Peihui  Management  For  Voted - For 
1.3  Election of Non-independent Director: Zhou Qingwu  Management  For  Voted - For 
1.4  Election of Non-independent Director: Yan Lijun  Management  For  Voted - For 
1.5  Election of Non-independent Director: Xu Peng  Management  For  Voted - For 
1.6  Election of Non-independent Director: Ye Changqing  Management  For  Voted - For 
1.7  Election of Independent Director: Wang Ruihua  Management  For  Voted - For 
1.8  Election of Independent Director: Xu Zhihao  Management  For  Voted - For 
1.9  Election of Independent Director: Li Jing  Management  For  Voted - For 
1.10  Election of Shareholder Supervisor: Sun Wanhua  Management  For  Voted - For 
1.11  Election of Shareholder Supervisor: Yang Xiaofan  Management  For  Voted - For 
1.12  Election of Shareholder Supervisor: Song Zifa  Management  For  Voted - For 
2  2022 Annual Report and Its Summary  Management  For  Voted - For 
3  2022 Work Report of the Board of Directors  Management  For  Voted - For 
4  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
5  2022 Annual Accounts    Management  For  Voted - For 
6  2023 Financial Budget Report  Management  For  Voted - For 
7  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny30.00000000 2)     
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
8  Appointment of 2023 Audit Firm  Management  For  Voted - For 
9  Amendments to the System for Independent Directors  Management  For  Voted - For 
ANHUI TRANSPORT CONSULTING & DESIGN INSTITUTE  CO     
Security ID: BF0PQN4 BF2DZD9       
Meeting Date: 25-May-23  Meeting Type: Annual General Meeting     
1.1  Election of Non-independent Director: Su Xinguo  Management  For  Voted - For 
1.2  Election of Non-independent Director: Shen Guodong  Management  For  Voted - For 
1.3  Election of Non-independent Director: Zheng       
  Jianzhong    Management  For  Voted - For 
1.4  Election of Non-independent Director: Lu Shengdi  Management  For  Voted - For 

 

5

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.5  Election of Non-independent Director: Lu Yuanjun  Management  For  Voted - For 
1.6  Election of Non-independent Director: Tu Xinliang  Management  For  Voted - For 
1.7  Election of Independent Director: Bai Yun  Management  For  Voted - For 
1.8  Election of Independent Director: Zhou Yana  Management  For  Voted - For 
1.9  Election of Independent Director: Ji Min  Management  For  Voted - For 
1.10  Election of Non-employee Supervisor: Sun Huifang  Management  For  Voted - For 
1.11  Election of Non-employee Supervisor: Xu Jing  Management  For  Voted - For 
2  2022 Annual Report    Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2023 Financial Budget Report  Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan is As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny5.30000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  2.000000    Management  For  Voted - For 
6  2022 Work Report of the Board of Directors  Management  For  Voted - For 
7  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
8  Remuneration for Directors  Management  For  Voted - For 
9  Remuneration for Supervisors  Management  For  Voted - For 
10  Special Audit Report on Fund Occupation for       
  Non-operational Purposes and Capital Transfer with       
  Other Related Parties    Management  For  Voted - For 
11  Confirmation of 2022 Continuing Connected       
  Transactions and 2023 Estimated Continuing       
  Connected Transactions  Management  For  Voted - For 
12  2022 Special Report on the Deposit and Use of       
  Raised Funds    Management  For  Voted - For 
13  Change of the Company's Domicile, Registered       
  Capital, and Business Scope, and Amendments to the       
  Company's Articles of Association  Management  For  Voted - Against 
14  Amendments to the Work System for Independent       
  Directors    Management  For  Voted - For 
15  Amendments to the Information Disclosure Management       
  System    Management  For  Voted - For 
16  Amendments to the Connected Transactions Management       
  System    Management  For  Voted - For 
APT MEDICAL INC.         
Security ID: BM8NV89         
Meeting Date: 27-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2023 Financial Budget Report  Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny16.50000000 2)       

 

6

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
7  2023 Reappointment of Audit Firm  Management  For  Voted - For 
8  2022 Remuneration for Directors and 2023       
  Remuneration Plan    Management  For  Voted - For 
9  2022 Remuneration for Supervisors and 2023       
  Remuneration Plan    Management  For  Voted - For 
10  Purchase of Liability Insurance for Directors,       
  Supervisors and Senior Management  Management  For  Voted - For 
11  Adjustment of the Investment in Projects Financed       
  with Raised Funds and Addition of Projects Financed       
  with Raised Funds    Management  For  Voted - For 
ASIA-POTASH INTERNATIONAL INVESTMENT (GUANGZHOU) C       
Security ID: 6130901 BD5LTW3       
Meeting Date: 05-Aug-22  Meeting Type: Extraordinary General Meeting     
1  Connected Transactions Regarding Capital Increase       
  in Controlled Subsidiaries  Management  For  Voted - For 
2  2022 Estimated Additional Continuing Connected       
  Transactions    Management  For  Voted - For 
Meeting Date: 23-Sep-22  Meeting Type: Extraordinary General Meeting     
1  2022 Stock Option and Restricted Stock Incentive       
  Plan (draft) and Its Summary  Management  For  Voted - For 
2  Appraisal Management Measures for the       
  Implementation of the 2022 Stock Option and       
  Restricted Stock Incentive Plan  Management  For  Voted - For 
3  Authorization to the Board to Handle Matters       
  Regarding 2022 Stock Option and Restricted Stock       
  Incentive Plan    Management  For  Voted - For 
4  Financial Aid to Controlled Subsidiaries  Management  For  Voted - For 
5  By-election of Supervisors  Management  For  Voted - For 
ASYMCHEM LABORATORIES (TIANJIN) CO LTD       
Security ID: BD6V5C4 BZHJN94       
Meeting Date: 02-Sep-22  Meeting Type: Class Meeting       
1  Proposal on the Scheme of Repurchasing Shares of       
  the Company    Management  For  Voted - For 
2  Proposal to Request the General Meeting of       
  Shareholders to Authorize the Board of Directors to       
  Handle Matters in Relation to This Share Repurchase  Management  For  Voted - For 
Meeting Date: 02-Sep-22  Meeting Type: Extraordinary General Meeting     
1  The Share Repurchase Plan  Management  For  Voted - For 

 

7

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Authorization to the Board to Handle Matters       
  Regarding the Share Repurchase  Management  For  Voted - For 
Meeting Date: 16-Dec-22  Meeting Type: Extraordinary General Meeting     
1  2022 Employee Stock Ownership Plan (draft) and Its       
  Summary    Management  For  Voted - For 
2  Management Measures for 2022 Employee Stock       
  Ownership Plan    Management  For  Voted - For 
3  Authorization to the Board to Handle Matters       
  Regarding 2022 Employee Stock Ownership Plan  Management  For  Voted - For 
AVARY HOLDING (SHENZHEN) CO., LIMITED       
Security ID: BFXR916 BKDQ800       
Meeting Date: 23-Dec-22  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for Non-public A-share       
  Offering    Management  For  Voted - For 
2  Plan for 2022 Non-public A-share Offering: Stock       
  Type and Par Value    Management  For  Voted - For 
3  Plan for 2022 Non-public A-share Offering: Issuing       
  Method and Date    Management  For  Voted - For 
4  Plan for 2022 Non-public A-share Offering: Issuing       
  Targets and Subscription Method  Management  For  Voted - For 
5  Plan for 2022 Non-public A-share Offering: Issue       
  Price and Pricing Principles  Management  For  Voted - For 
6  Plan for 2022 Non-public A-share Offering: Issuing       
  Volume    Management  For  Voted - For 
7  Plan for 2022 Non-public A-share Offering: Total       
  Amount and Purpose of the Raised Funds  Management  For  Voted - For 
8  Plan for 2022 Non-public A-share Offering: Lockup       
  Period    Management  For  Voted - For 
9  Plan for 2022 Non-public A-share Offering: Listing       
  Place    Management  For  Voted - For 
10  Plan for 2022 Non-public A-share Offering:       
  Arrangement for the Accumulated Retained Profits       
  Before the Share Offering  Management  For  Voted - For 
11  Plan for 2022 Non-public A-share Offering: Valid       
  Period of the Resolution  Management  For  Voted - For 
12  Preplan for 2022 Non-public A-share Offering  Management  For  Voted - For 
13  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the 2022 Non-public A-share Offering  Management  For  Voted - For 
14  Report on the Use of Previously-raised Funds  Management  For  Voted - For 
15  Diluted Immediate Return After the Non-public       
  A-share Offering, Filling Measures and Commitments       
  of Relevant Parties    Management  For  Voted - For 
16  Shareholder Return Plan for the Next Three Years       
  from 2022 to 2024    Management  For  Voted - For 
17  Full Authorization to the Board, the Chairman of       
  the Board and (or) Persons Authorized by the       

 

8

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Chairman of the Board to Handle Matters Regarding       
  the Non-public A-share Offering  Management  For  Voted - For 
Meeting Date: 08-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Demonstration Analysis Report on the Plan for 2022       
  Share Offering to Specific Parties  Management  For  Voted - For 
2  Full Authorization to the Board, the Chairman of       
  the Board and (or) Persons Authorized by the       
  Chairman of the Board to Handle Matters Regarding       
  the Share Offering to Specific Parties  Management  For  Voted - For 
Meeting Date: 25-Apr-23  Meeting Type: Annual General Meeting     
1.1  Election of Non-independent Director: Shen Qingfang  Management  For  Voted - For 
1.2  Election of Non-independent Director: You Zhehong  Management  For  Voted - For 
1.3  Election of Non-independent Director: Huang       
  Chongxing    Management  For  Voted - For 
1.4  Election of Non-independent Director: Lin Yihong  Management  For  Voted - For 
1.5  Election of Independent Director: Zhang Milin  Management  For  Voted - For 
1.6  Election of Independent Director: Zhang Jianjun  Management  For  Voted - For 
1.7  Election of Independent Director: Wei Xuezhe  Management  For  Voted - For 
1.8  Election of Non-employee Supervisor: Ke Cheng'en  Management  For  Voted - For 
1.9  Election of Non-employee Supervisor: Long Long  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Report and Its Summary  Management  For  Voted - For 
5  2022 Annual Accounts    Management  For  Voted - For 
6  2023 Financial Budget Report  Management  For  Voted - For 
7  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny7.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
8  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
9  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
10  Repurchase and Cancellation of Some Restricted       
  Stocks Under 2021 Restricted Stock Incentive Plan  Management  For  Voted - For 
11  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
12  Remuneration for Directors and Supervisors  Management  For  Voted - For 
13  Provision Method for Performance Remuneration of       
  Chairman of the Board, Middle and Senior Management       
  and Key Technical Personnel  Management  For  Voted - For 
14  Purchase of Liability Insurance for Directors,       
  Supervisors and Senior Management  Management  For  Voted - For 

 

9

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
BANK OF CHENGDU CO., LTD.       
Security ID: BF297W0 BFYQHF2       
Meeting Date: 24-Apr-23  Meeting Type: Extraordinary General Meeting     
1.1  Election of Wang Yongqiang As A Director  Management  For  Voted - For 
1.2  Election of Ma Xiaofeng As A Director  Management  For  Voted - For 
2  Issuance of Tier II Capital Bonds  Management  For  Voted - For 
3  Change of the Company's Registered Capital  Management  For  Voted - Against 
4  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
5  Amendments to the Company's Rules of Procedure       
  Governing Shareholders' General Meetings  Management  For  Voted - For 
6  Amendments to the Rules of Procedure Governing the       
  Board Meetings    Management  For  Voted - For 
7  Amendments to the Company's Rules of Procedure       
  Governing Meetings of the Supervisory Committee  Management  For  Voted - For 
8  2023 Change of Audit Firm  Management  For  Voted - For 
9  2023 Estimated Quota of Continuing Connected       
  Transactions    Management  For  Voted - For 
Meeting Date: 27-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts and 2023 Financial Budget Plan  Management  For  Voted - For 
4  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
BANK OF CHINA LTD         
Security ID: B180B49 BP3R239       
Meeting Date: 21-Apr-23  Meeting Type: Extraordinary General Meeting     
1.1  Election of Ge Haijiao As an Executive Director  Management  For  Voted - For 
2  2023 Fixed Assets Investment Budget  Management  For  Voted - For 
3  2022 Remuneration Distribution Plan for External       
  Supervisors    Management  For  Voted - For 
Meeting Date: 30-Jun-23  Meeting Type: Annual General Meeting     
1.1  Election of Shi Yongyan As A Non-executive Director  Management  For  Voted - For 
1.2  Election of Liu Hui As A Non-executive Director  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts Plan  Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny2.32000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 

 

10

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  Appointment of 2023 External Audit Firm  Management  For  Voted - For 
7  Issuance of Corporate Bonds  Management  For  Voted - For 
8  Issuance of Debt Financing Instruments  Management  For  Voted - For 
BANK OF COMMUNICATIONS CO LTD       
Security ID: B1W9Z06 BP3R2G2       
Meeting Date: 01-Mar-23  Meeting Type: Extraordinary General Meeting     
1.1  Election of Yin Jiuyong As an Executive Director  Management  For  Voted - For 
1.2  Election of Zhou Wanfu As an Executive Director  Management  For  Voted - For 
2  2021 Remuneration Plan for Directors  Management  For  Voted - For 
3  2021 Remuneration Plan for Supervisors  Management  For  Voted - For 
Meeting Date: 27-Jun-23  Meeting Type: Annual General Meeting     
1.1  Election of Wang Tianze As an Independent Director  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny3.73000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  2023 Fixed Assets Investment Plan  Management  For  Voted - For 
7  Appointment of 2023 Audit Firm  Management  For  Voted - For 
8  Issuance of Capital Instruments from 2023 to 2024  Management  For  Voted - For 
BANK OF HANGZHOU CO LTD       
Security ID: BD3NFF6 BYW5MZ9       
Meeting Date: 17-Jan-23  Meeting Type: Extraordinary General Meeting     
1.1  Election of Yu Liming As A Director  Management  For  Voted - For 
1.2  Election of Wen Hongliang As A Director  Management  For  Voted - For 
2  Issuance of Financial Bonds and Special       
  Authorization Within the Quota  Management  For  Voted - For 
3  Issuance of Non-fixed Term Capital Bonds and       
  Special Authorization Within the Quota  Management  For  Voted - For 
4  Capital Management Plan from 2023 to 2025  Management  For  Voted - For 
Meeting Date: 16-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts and 2023 Financial Budget Plan  Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       

 

11

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Dividend/10 Shares (tax Included):cny4.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
5  2022 Special Report on Connected Transactions  Management  For  Voted - For 
6  2023 Estimated Quota of Continuing Connected       
  Transactions with Some Related Parties  Management  For  Voted - For 
7  2023 Appointment of Audit Firm  Management  For  Voted - For 
8  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
BANK OF JIANGSU CO LTD         
Security ID: BDC68B3 BYW5MY8       
Meeting Date: 27-Oct-22  Meeting Type: Extraordinary General Meeting     
1.1  Elect Ge Renyu As Non Independent Director  Management  For  Voted - For 
2  Amend Related-party Transaction Management System  Management  For  Voted - For 
3  Amend Equity Management Measures  Management  For  Voted - For 
Meeting Date: 22-Feb-23  Meeting Type: Extraordinary General Meeting     
1.1  Election of Dai Qian As A Director  Management  For  Voted - For 
2  Change of the Company's Registered Capital  Management  For  Voted - Against 
3  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
Meeting Date: 16-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Performance Evaluation Report of the       
  Supervisory Committee on Performance of Directors       
  and Senior Management  Management  For  Voted - For 
4  2022 Evaluation Report on the Performance of       
  Supervisors    Management  For  Voted - For 
5  2022 Work Report of Independent Directors  Management  For  Voted - For 
6  2022 Annual Accounts and 2023 Financial Budget  Management  For  Voted - For 
7  2022 Connected Transactions Report  Management  For  Voted - For 
8  2023 Estimated Quota of Continuing Connected       
  Transactions    Management  For  Voted - For 
9  2023 Reappointment of Audit Firm  Management  For  Voted - For 
10  Issuance of Financial Bonds  Management  For  Voted - For 
BANK OF NANJING CO LTD         
Security ID: B232ZB2 BP3R529       
Meeting Date: 14-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Change of the Company's Domicile  Management  For  Voted - Against 

 

12

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
BANK OF NINGBO CO LTD         
Security ID: B232Y04 BD5CP06       
Meeting Date: 17-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Annual Report    Management  For  Non-Voting 
3  2022 Annual Accounts and 2023 Financial Budget       
  Report    Management  For  Non-Voting 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny5.00000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  None    Management  For  Non-Voting 
5  Appointment of External Audit Firm  Management  For  Non-Voting 
6  Implementing Results of 2022 Connected Transactions       
  and 2023 Work Plan    Management  For  Non-Voting 
7  Adjustment of 2023 Estimated Quota of Continuing       
  Connected Transactions  Management  For  Non-Voting 
8  2022 Major Shareholder Evaluation Report  Management  For  Non-Voting 
9  Purchase of Liability Insurance for Directors,       
  Supervisors and Senior Management  Management  For  Non-Voting 
10  Allowance Measures for Directors  Management  For  Non-Voting 
11  Remuneration Measures for the Chairman and Vice       
  Chairman of the Board  Management  For  Non-Voting 
12  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
13  Allowance Measures for Supervisors  Management  For  Non-Voting 
14  Remuneration Measure for Chairman of the       
  Supervisory Committee  Management  For  Non-Voting 
15  2022 Performance Evaluation Report on Directors and       
  the Board of Directors    Management  For  Non-Voting 
16  2022 Performance Evaluation Report on the       
  Supervisory Committee and Supervisors  Management  For  Non-Voting 
17  2022 Performance Evaluation Report on the Senior       
  Management Team and Its Members  Management  For  Non-Voting 
18  2022 Work Report on Capital Management  Management  For  Non-Voting 
BANK OF SUZHOU CO LTD         
Security ID: BJ11RM5 BK71760       
Meeting Date: 27-Feb-23  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-independent Director: Cui Qingjun  Management  For  Voted - For 
1.2  Election of Non-independent Director: Zhao Kun  Management  For  Voted - For 
1.3  Election of Non-independent Director: Wang Qiang  Management  For  Voted - For 
1.4  Election of Non-independent Director: Zhang Xiaoyu  Management  For  Voted - For 
1.5  Election of Non-independent Director: Zhang Tong  Management  For  Voted - For 
1.6  Election of Non-independent Director: Qian Xiaohong  Management  For  Voted - For 
1.7  Election of Non-independent Director: Li Jianqi  Management  For  Voted - For 

 

13

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.8  Election of Non-independent Director: Zhang Shu  Management  For  Voted - For 
1.9  Election of Independent Director: Liu Xiaochun  Management  For  Voted - For 
1.10  Election of Independent Director: Fan Conglai  Management  For  Voted - For 
1.11  Election of Independent Director: Lan Qi  Management  For  Voted - For 
1.12  Election of Independent Director: Li Zhiqing  Management  For  Voted - For 
1.13  Election of Independent Director: Chen Hanwen  Management  For  Voted - For 
1.14  Election of Shareholder Supervisor: Meng Weiyuan  Management  For  Voted - For 
1.15  Election of Shareholder Supervisor: Ding Jianguo  Management  For  Voted - For 
1.16  Election of Shareholder Supervisor: Gu Chunhao  Management  For  Voted - For 
1.17  Election of External Supervisor: Hou Funing  Management  For  Voted - For 
1.18  Election of External Supervisor: Chen Zhi  Management  For  Voted - For 
1.19  Election of External Supervisor: Ye Jianfang  Management  For  Voted - For 
Meeting Date: 15-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
3  Authorization Plan to the Board  Management  For  Non-Voting 
4  2022 Annual Accounts and 2023 Financial Budget       
  Report    Management  For  Non-Voting 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny3.30000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
6  Issuance of Tier II Capital Bonds  Management  For  Non-Voting 
7  2022 Major Shareholder Evaluation Report  Management  For  Non-Voting 
8  2022 Special Report on Connected Transactions  Management  For  Non-Voting 
9  2023 Estimated Quota of Continuing Connected       
  Transactions with Some Related Parties  Management  For  Non-Voting 
10  2022 Annual Report and Its Summary  Management  For  Non-Voting 
11  Purchase of Liability Insurance for Directors,       
  Supervisors and Senior Management  Management  For  Non-Voting 
12  Reappointment of External Audit Firm  Management  For  Non-Voting 
BEAR ELECTRIC APPLIANCE CO., LTD.       
Security ID: BJFD028 BK717C6       
Meeting Date: 10-May-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny8.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 

 

14

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
7  Cash Management with Some Proprietary Funds  Management  For  Voted - For 
8  Cash Management with Some Idle Raised Funds  Management  For  Voted - For 
9  2023 Application for Credit Line to Banks  Management  For  Voted - For 
10  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
11  2023 External Guarantee Quota  Management  For  Voted - For 
12  Settlement of Some Projects Financed with Raised       
  Funds and Permanently Supplementing the Working       
  Capital with the Surplus Raised Funds  Management  For  Voted - For 
BEIJING HUAFENG TEST & CONTROL TECHNOLOGY CO., LT       
Security ID: BKP6T61 BP91NP4       
Meeting Date: 09-Sep-22  Meeting Type: Extraordinary General Meeting     
1  2022 Interim Profit Distribution Plan: the Detailed       
  Profit Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny0.00000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  4.800000    Management  For  Voted - For 
2  Amendments to the Company's Articles of Association       
  and Authorization to the Management Team for       
  Handling of the Industrial and Commercial       
  Registration Amendment Regarding the Amendment  Management  For  Voted - Abstain 
BEIJING UNITED INFORMATION TECHNOLOGY CO., LTD.       
Security ID: BK71CY3 BKLLD91       
Meeting Date: 23-Aug-22  Meeting Type: Extraordinary General Meeting     
1  Gdr Issuance and Listing on the Six Swiss Exchange       
  and Conversion Into A Company Limited by Shares       
  Which Raises Funds Overseas  Management  For  Voted - For 
2  Plan for Gdr Issuance and Listing on the Six Swiss       
  Exchange: Stock Type and Par Value  Management  For  Voted - For 
3  Plan for Gdr Issuance and Listing on the Six Swiss       
  Exchange: Issuing Date  Management  For  Voted - For 
4  Plan for Gdr Issuance and Listing on the Six Swiss       
  Exchange: Issuing Method  Management  For  Voted - For 
5  Plan for Gdr Issuance and Listing on the Six Swiss       
  Exchange: Issuing Volume  Management  For  Voted - For 
6  Plan for Gdr Issuance and Listing on the Six Swiss       
  Exchange: Gdr Scale During the Duration  Management  For  Voted - For 
7  Plan for Gdr Issuance and Listing on the Six Swiss       
  Exchange: Conversion Ratio of Gdrs and Basic       
  Securities of A-shares    Management  For  Voted - For 
8  Plan for Gdr Issuance and Listing on the Six Swiss       
  Exchange: Pricing Method  Management  For  Voted - For 
9  Plan for Gdr Issuance and Listing on the Six Swiss       
  Exchange: Issuing Targets  Management  For  Voted - For 

 

15

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
10  Plan for Gdr Issuance and Listing on the Six Swiss       
  Exchange: Conversion Limit Period of Gdrs and Basic       
  Securities of A-shares    Management  For  Voted - For 
11  Plan for Gdr Issuance and Listing on the Six Swiss       
  Exchange: Underwriting Method  Management  For  Voted - For 
12  Report on the Use of Previously-raised Funds  Management  For  Voted - For 
13  Plan for the Use of Raised Funds from Gdr Issuance  Management  For  Voted - For 
14  The Valid Period of the Resolution on the Gdr       
  Issuance and Listing on the Six Swiss Exchange  Management  For  Voted - For 
15  Full Authorization to the Board and Its Authorized       
  Persons to Handle Matters Regarding the Gdr       
  Issuance and Listing on the Six Swiss Exchange  Management  For  Voted - For 
16  Distribution Plan for Accumulated Retained Profits       
  Before the Gdr Issuance and Listing on the Six       
  Swiss Exchange    Management  For  Voted - For 
17  The Articles of Association of the Company (draft)       
  Applicable After Gdr Issuance and Listing on the       
  Six Swiss Exchange    Management  For  Voted - For 
18  The Company's Rules of Procedure Governing       
  Shareholders' General Meetings (draft) Applicable       
  After Gdr Issuance and Listing on the Six Swiss       
  Exchange    Management  For  Voted - For 
19  The Company's Rules of Procedure Governing the       
  Board Meetings (draft) Applicable After Gdr       
  Issuance and Listing on the Six Swiss Exchange  Management  For  Voted - For 
20  The Company's Rules of Procedure Governing Meetings       
  of the Supervisory Committee (draft) Applicable       
  After Gdr Issuance and Listing on the Six Swiss       
  Exchange    Management  For  Voted - For 
21  Application for Credit Line to Banks and Other       
  Financial Institutions by the Company and       
  Controlled Subsidiaries and Guarantee Matters  Management  For  Voted - For 
22  Change of the Company's Business Scope and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
Meeting Date: 24-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Approve Amendments to Articles of Association  Management  For  Voted - Against 
2  Approve Credit Line Application and Guarantee Matter  Management  For  Voted - For 
Meeting Date: 18-May-23  Meeting Type: Annual General Meeting     
1.1  Expiration of the Tenure of Independent Directors       
  and Nomination of Independent Director: Zhao Suyan  Management  For  Non-Voting 
1.2  Expiration of the Tenure of Independent Directors       
  and Nomination of Independent Director: Yan Se  Management  For  Non-Voting 
1.3  Expiration of the Tenure of Independent Directors       
  and Nomination of Independent Director: Zhu Qisheng  Management  For  Non-Voting 
2  2022 Annual Report and Its Summary  Management  For  Non-Voting 
3  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
4  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
5  2022 Annual Accounts    Management  For  Non-Voting 

 

16

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny2.27000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):4.500000    Management  For  Non-Voting 
7  Reappointment of 2023 Audit Firm  Management  For  Non-Voting 
8  2022 Work Report of Independent Directors  Management  For  Non-Voting 
9  2023 Remuneration Plan for Non-independent Directors  Management  For  Non-Voting 
10  2023 Remuneration for Supervisors  Management  For  Non-Voting 
11  2023 Remuneration Plan for Independent Directors  Management  For  Non-Voting 
12  Amendments to the Company's Articles of Association       
  and Handling of the Industrial and Commercial       
  Registration Amendment  Management  For  Non-Voting 
BEIJING WANTAI BIOLOGICAL PHARMACY ENTERPRISE  CO     
Security ID: BMC2041 BMXTWX4       
Meeting Date: 13-Sep-22  Meeting Type: Extraordinary General Meeting     
1  Amendments to the Articles of Associations of the       
  Company    Management  For  Voted - Against 
BEYONDSOFT CORPORATION       
Security ID: B7FNN70 BD5C799       
Meeting Date: 20-Dec-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-independent Director: Wang Bin  Management  For  Voted - For 
1.2  Election of Non-independent Director: Wang Li'na  Management  For  Voted - For 
1.3  Election of Non-independent Director: Zhang Yang  Management  For  Voted - For 
1.4  Election of Non-independent Director: Ma Dianfu  Management  For  Voted - For 
1.5  Election of Independent Director: Song Jianbo  Management  For  Voted - For 
1.6  Election of Independent Director: Fu Jun  Management  For  Voted - For 
1.7  Election of Independent Director: Tao Wei  Management  For  Voted - For 
1.8  Election of Non-employee Supervisor: Song Cunzhi  Management  For  Voted - For 
1.9  Election of Non-employee Supervisor: Xing Jianxin  Management  For  Voted - For 
2  Remuneration for Directors  Management  For  Voted - For 
3  Remuneration for Supervisors  Management  For  Voted - For 
CHENGDU XUGUANG ELECTRONICS CO LTD       
Security ID: 6564889 BP3RMT5       
Meeting Date: 05-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       

 

17

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Dividend/10 Shares (tax Included):cny0.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):4.000000    Management  For  Voted - For 
5  2022 Annual Report and Its Summary  Management  For  Voted - For 
6  2023 Financial Budget Report  Management  For  Voted - For 
7  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
8  2023 Stock Option and Restricted Stock Incentive       
  Plan (1st Phase) (draft) and Its Summary  Management  For  Voted - For 
9  Appraisal Management Measures for the       
  Implementation of the 2023 Stock Option and       
  Restricted Stock Incentive Plan (1st Phase)  Management  For  Voted - For 
10  Authorization to the Board to Handle Matters       
  Regarding the Equity Incentive Plan  Management  For  Voted - For 
CHINA CITIC BANK CORPORATION LTD       
Security ID: B1VXHG9 BP3R2H3       
Meeting Date: 16-Nov-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Independent Director: Zhou Bowen  Management  For  Voted - For 
1.2  Election of Independent Director: Wang Huacheng  Management  For  Voted - For 
2  Amendments to the Equity Management Measures  Management  For  Voted - For 
Meeting Date: 21-Jun-23  Meeting Type: Annual General Meeting     
1.1  Election of Song Fangxiu As an Independent Director  Management  For  Voted - For 
2  2022 Annual Report    Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny3.29000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
5  2023 Financial Budget Plan  Management  For  Voted - For 
6  Special Report on 2022 Connected Transactions  Management  For  Voted - For 
7  Adjustment and Increase of the Upper Limit of       
  Continuing Connected Transactions: Adjustment and       
  Increase of the Upper Limit of Credit-related       
  Connected Transactions with A Company and Its       
  Related Parties in 2023  Management  For  Voted - For 
8  Adjustment and Increase of the Upper Limit of       
  Continuing Connected Transactions: Application for       
  the Upper Limit of Deposit-related Connected       
  Transactions with the Above Company and Its Related       
  Parties in 2023    Management  For  Voted - For 
9  2022 Work Report of the Board of Directors  Management  For  Voted - For 
10  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
11  Report on the Use of Previously Raised Funds  Management  For  Voted - For 
12  Extension of the Valid Period of the Resolution on       
  the Rights Issue    Management  For  Voted - For 

 

18

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
13  Appointment of 2023 Audit Firm and Its Audit Fees  Management  For  Voted - For 
Meeting Date: 21-Jun-23  Meeting Type: Class Meeting       
1  Extension of the Valid Period of the Resolution on       
  the Rights Issue    Management  For  Voted - For 
CHINA MERCHANTS BANK CO LTD       
Security ID: 6518723 BP3R273       
Meeting Date: 27-Jun-23  Meeting Type: Annual General Meeting     
1.1  Election of Huang Jian As A Non-executive Director  Management  For  Voted - For 
1.2  Election of Zhu Jiangtao As an Executive Director  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Report (including Audited Financial       
  Report)    Management  For  Voted - For 
5  2022 Annual Accounts    Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny17.38000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
7  Appointment of 2023 Audit Firm  Management  For  Voted - For 
8  2022 Connected Transaction Report  Management  For  Voted - For 
9  Capital Management Plan from 2023 to 2027  Management  For  Voted - For 
CHINA OILFIELD SERVICES LTD       
Security ID: B24G115 BP3R347       
Meeting Date: 24-May-23  Meeting Type: Class Meeting       
1  Authorization to the Board to Repurchase 10 Percent       
  of A-shares and 10 Percent of H-shares  Management  For  Non-Voting 
CHINA PACIFIC INSURANCE (GROUP) CO LTD       
Security ID: B29WFR2 BP3R2K6       
Meeting Date: 26-May-23  Meeting Type: Annual General Meeting     
1.1  Election Luo Wanwen As an Independent Director  Management  For  Voted - For 
2  2022 Report of the Board of Directors  Management  For  Voted - For 
3  2022 Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Report and Its Summary  Management  For  Voted - For 
5  2022 Annual Accounts    Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny10.20000000 2)       

 

19

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
7  Appointment of 2023 Audit Firm  Management  For  Voted - For 
8  2023 Donation Budget    Management  For  Voted - For 
CHINA STATE CONSTRUCTION ENGINEERING CORPORATION L       
Security ID: B3Y6LV2 BP3R2Q2       
Meeting Date: 28-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
2  Renewal of the Comprehensive Services Framework       
  Agreement with A Company  Management  For  Voted - For 
3  Renewal of the Financial Service Framework       
  Agreement with A 2nd Company  Management  For  Voted - For 
CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO LTD       
Security ID: 6008462 BD5C885       
Meeting Date: 11-Jul-22  Meeting Type: Extraordinary General Meeting     
1  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
2  Amendments to the Implementing Rules for Cumulative       
  Voting System    Management  For  Voted - For 
3  Amendments to the Company's Governance Systems  Management  For  Voted - For 
4  Amendments to the Implementing Rules for Online       
  Voting System at Shareholders' General Meetings  Management  For  Voted - For 
5  Amendments to the Connected Transactions Management       
  System    Management  For  Voted - For 
Meeting Date: 13-Oct-22  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for Non-public A-share       
  Offering    Management  For  Non-Voting 
2  Plan for Non-public A-share Offering: Stock Type       
  and Par Value    Management  For  Non-Voting 
3  Plan for Non-public A-share Offering: Issuing Method  Management  For  Non-Voting 
4  Plan for Non-public A-share Offering: Issuing       
  Targets and Subscription Method  Management  For  Non-Voting 
5  Plan for Non-public A-share Offering: Pricing Base       
  Date, Pricing Principles and Issue Price  Management  For  Non-Voting 
6  Plan for Non-public A-share Offering: Issuing Volume  Management  For  Non-Voting 
7  Plan for Non-public A-share Offering: Lockup Period  Management  For  Non-Voting 
8  Plan for Non-public A-share Offering: Listing Place  Management  For  Non-Voting 
9  Plan for Non-public A-share Offering: Purpose of       
  the Raised Funds    Management  For  Non-Voting 
10  Plan for Non-public A-share Offering: Arrangement       
  for the Accumulated Retained Profits  Management  For  Non-Voting 
11  Plan for Non-public A-share Offering: Valid Period       
  of the Resolution    Management  For  Non-Voting 

 

20

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
12  Preplan for 2022 Non-public A-share Offering  Management  For  Non-Voting 
13  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the 2022 Non-public A-share Offering  Management  For  Non-Voting 
14  Report on Use of Previously Raised Funds  Management  For  Non-Voting 
15  Shareholder Return Plan for the Next Three Years       
  from 2021 to 2023    Management  For  Non-Voting 
16  Diluted Immediate Return After the Non-public       
  A-share Offering, Filling Measures and Commitments       
  of Relevant Parties    Management  For  Non-Voting 
17  Authorization to the Board to Handle Matters       
  Regarding the Non-public A-share Offering  Management  For  Non-Voting 
CHINA ZHESHANG BANK CO LTD       
Security ID: BK96BF0 BKRQP05       
Meeting Date: 21-Nov-22  Meeting Type: Class Meeting       
1  Extension of the Valid Period of the Resolution on       
  the Rights Issue Via Public Offering  Management  For  Voted - For 
2  Extension of the Valid Period of the Authorization       
  to the Board and Its Authorized Persons to Handle       
  Matters Regarding the Rights Issue Via Public       
  Offering    Management  For  Voted - For 
Meeting Date: 21-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Proposal on the Extension of the Resolution       
  Validity on the Public Offering of Securities for       
  Share Allotment    Management  For  Voted - For 
2  Proposal to Request the General Meeting of       
  Shareholders to Authorize the Board of Directors       
  and Its Authorized Persons to Handle Matters       
  Related to This Extension of Validity Period of       
  Share Allotment    Management  For  Voted - For 
3  Proposal on the Issuance of Second Level Capital       
  Bonds for 2023 2025    Management  For  Voted - For 
CHONGQING BREWERY CO LTD       
Security ID: 6080794 BP3RCZ1       
Meeting Date: 13-Jul-22  Meeting Type: Extraordinary General Meeting     
1  Adjustment of 1664blanc Royalty Rates  Management  For  Non-Voting 
2  Adjustment of Remuneration for Independent Directors  Management  For  Non-Voting 
3  By-election of Director: Andrew Emslie  Management  For  Non-Voting 

 

21

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
CHONGQING CHANGAN AUTOMOBILE CO LTD       
Security ID: 6193948 BD5CP62       
Meeting Date: 26-Jul-22  Meeting Type: Extraordinary General Meeting     
1  Change of Directors    Management  For  Voted - For 
2  Investment in A Project    Management  For  Voted - For 
CIRCUIT FABOLOGY MICROELECTRONICS EQUIPMENT CO.,LT       
Security ID: BNC2435         
Meeting Date: 10-May-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Voted - For 
2  2022 Annual Accounts    Management  For  Voted - For 
3  2022 Profit Distribution Plan:the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny0.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
4  2022 Work Report of the Board of Directors  Management  For  Voted - For 
5  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
6  2022 Work Report of Independent Directors  Management  For  Voted - For 
7  2023 Reappointment of Audit Firm  Management  For  Voted - For 
8  2023 Application for Comprehensive Credit Line to       
  Financial Institutions    Management  For  Voted - For 
9  2023 Remuneration Plan for Directors, Supervisors       
  and Senior Management  Management  For  Voted - For 
CMOC GROUP LIMITED         
Security ID: B8P39Z7 BP3R574       
Meeting Date: 05-May-23  Meeting Type: Extraordinary General Meeting     
1  Provision of Guarantee for Controlled Subsidiaries  Management  For  Voted - For 
2  Merger and Acquisition of A Wholly-owned Subsidiary  Management  For  Voted - For 
Meeting Date: 09-Jun-23  Meeting Type: Annual General Meeting     
1.1  By-election of Non-executive Director: Jiang Li  Management  For  Voted - For 
1.2  By-election of Non-executive Director: Lin Jiuxin  Management  For  Voted - For 
2  2022 Report of the Board of Directors  Management  For  Voted - For 
3  2022 Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Report    Management  For  Voted - For 
5  2022 Financial Statements and Annual Accounts  Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny0.85080000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       

 

22

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
7  2023 Reappointment of External Audit Firm  Management  For  Voted - For 
8  2023 Financial Budget    Management  For  Voted - For 
9  Purchase of Structured Deposits Plan with Idle       
  Proprietary Funds    Management  For  Voted - For 
10  Purchase of Wealth Management Products Or Entrusted       
  Wealth Management Products with Idle Proprietary       
  Funds    Management  For  Voted - For 
11  2023 External Guarantee Arrangement  Management  For  Voted - For 
12  Authorization to the Board to Decide on the       
  Issuance of Debt Financing Instruments  Management  For  Voted - For 
13  Purchase of Liability Insurance for Directors,       
  Supervisors and Senior Management  Management  For  Voted - For 
14  Formulation, Amendments to and Improvement of the       
  Internal Control System  Management  For  Voted - For 
15  Taking Back the 2015 Uncollected Stock Dividends to       
  H-share Holders    Management  For  Voted - For 
16  Authorization to the Board to Distribute 2023       
  Interim and Quarterly Dividends to Shareholders  Management  For  Voted - For 
17  General Authorization to the Board Regarding       
  A-share and (or) H-share Additional Offering  Management  For  Voted - For 
18  General Authorization to the Board Regarding the       
  Repurchase of H-shares  Management  For  Voted - For 
19  Financial Aid to Joint Stock Subsidiaries  Management  For  Voted - For 
20  By-election of Non-employee Supervisors  Management  For  Voted - For 
CONTEMPORARY AMPEREX TECHNOLOGY CO., LIMITED       
Security ID: BF7L9J2 BHQPSY7       
Meeting Date: 05-Sep-22  Meeting Type: Extraordinary General Meeting     
1  2022 Stock Option and Restricted Stock Incentive       
  Plan (draft) and Its Summary  Management  For  Voted - For 
2  Appraisal Management Measures for the       
  Implementation of 2022 Stock Option and Restricted       
  Stock Incentive Plan    Management  For  Voted - For 
3  Authorization to the Board to Handle Matters       
  Regarding the Equity Incentive  Management  For  Voted - For 
4  Investment in Construction of A Project  Management  For  Voted - For 
5  2022 Interim Profit Distribution Plan: the Detailed       
  Profit Distribution Plan is As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny6.52800000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  None    Management  For  Voted - For 
6  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 

 

23

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 16-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Capital Increase and Share Expansion of A       
  Subsidiary, Waiver of Rights and External Guarantee  Management  For  Voted - For 
2  2022 Additional Guarantee Quota for Subsidiaries  Management  For  Voted - For 
3  Registration and Issuance of Medium-term Notes  Management  For  Voted - For 
4  By-election of Directors    Management  For  Voted - For 
Meeting Date: 31-Mar-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Board of Supervisors  Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny25.20000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):8.000000    Management  For  Voted - For 
5  2022 Final Accounts Report  Management  For  Voted - For 
6  Confirm the Remuneration of Directors of the       
  Company for 2022 and Formulate the Remuneration       
  Scheme for 2023    Management  For  Voted - For 
7  Confirm the Remuneration of Supervisors of the       
  Company for 2022 and Formulate the Remuneration       
  Scheme for 2023    Management  For  Voted - For 
8  Purchase Liability Insurance for Directors       
  Supervisors and Officers  Management  For  Voted - For 
9  Reappoint the Auditor of the Company for 2023  Management  For  Voted - For 
10  The Estimated Routine Related Party Transactions       
  for 2023    Management  For  Voted - For 
11  Apply to Financial Institutions for Comprehensive       
  Credit Facilities for 2023  Management  For  Voted - For 
12  Forecast the Amount of Guarantees for 2023  Management  For  Voted - For 
13  The Plan of Hedging of the Company for 2023  Management  For  Voted - For 
14  Repurchase and Cancel Some Restricted Stocks       
  Deliberated at the 11th Meeting of the 3rd Session       
  of the Board of Directors  Management  For  Voted - For 
15  Repurchase and Cancel Some Restricted Stocks       
  Deliberated at the 17th Meeting of the 3rd Session       
  of the Board of Directors  Management  For  Voted - For 
16  Change the Registered Capital and Revise the       
  Articles of Association of the Company and Its       
  Annex Deliberated at the 16th Meeting of the 3rd       
  Session of the Board of Directors  Management  For  Voted - Against 
17  Change the Registered Capital and to Revise the       
  Articles of Association of the Company Deliberated       
  at the 17th Meeting of the 3rd Session of the Board       
  of Directors    Management  For  Voted - Against 
18  Formulate the Management Policy on External       
  Donation Deliberated at the 16th Meeting of the 3rd       
  Session of the Board of Directors  Management  For  Voted - For 

 

24

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
19  Amend the Monetary Fund Management System       
  Deliberated at the 16th Meeting of the 3rd Session       
  of the Board of Directors  Management  For  Voted - For 
20  Revise the Management Policy on External Guarantees       
  Deliberated at the 16th Meeting of the 3rd Session       
  of the Board of Directors  Management  For  Voted - For 
DAQIN RAILWAY CO LTD         
Security ID: B193HF0 BP3R2N9       
Meeting Date: 28-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Renewal of the Framework Agreement on Comprehensive       
  Services with A Company  Management  For  Voted - For 
Meeting Date: 09-Feb-23  Meeting Type: Extraordinary General Meeting     
1.1  Election of Director: Dai Hong  Management  For  Non-Voting 
DEPPON LOGISTICS CO., LTD.       
Security ID: BF2DZ73 BYX2L74       
Meeting Date: 31-Mar-23  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-independent Director: Chen Yanlei  Management  For  Voted - For 
2  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
3  Cancellation of Some Repurchased Shares and       
  Decrease of the Company's Registered Capital  Management  For  Voted - For 
4  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
DIGITAL CHINA GROUP CO LTD       
Security ID: 6802329 BYXLK18       
Meeting Date: 08-Jul-22  Meeting Type: Extraordinary General Meeting     
1  Provision of Guarantee for Subsidiaries  Management  For  Voted - For 
Meeting Date: 08-Aug-22  Meeting Type: Extraordinary General Meeting     
1  Repurchase and Cancellation of Some Restricted       
  Stocks    Management  For  Voted - For 
Meeting Date: 14-Nov-22  Meeting Type: Extraordinary General Meeting     
1  2022 Estimated Continuing Connected Transactions:       
  2022 Estimated Continuing Connected Transactions       
  with A Company    Management  For  Non-Voting 

 

25

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
EASTROC BEVERAGE (GROUP) CO., LTD.       
Security ID: BL6MFQ7 BP91NL0       
Meeting Date: 19-May-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of Independent Directors  Management  For  Voted - For 
4  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
5  2022 Annual Accounts and 2023 Financial Budget       
  Report    Management  For  Voted - For 
6  2023 Reappointment of External Audit Firm  Management  For  Voted - For 
7  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny20.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
8  Implementing Results of 2022 Remuneration for       
  Directors, and 2023 Remuneration Plan  Management  For  Voted - For 
9  Implementing Results of 2022 Remuneration for       
  Supervisors, and 2023 Remuneration Plan  Management  For  Voted - For 
10  2023 Application for Bank Credit Line by the       
  Company and Its Subsidiaries  Management  For  Voted - For 
11  2023 Cash Management with Idle Proprietary Funds  Management  For  Voted - For 
12  2023 Cash Management with Idle Raised Funds  Management  For  Voted - For 
13  2023 Estimated Guarantee Quota for Wholly-owned       
  Subsidiaries    Management  For  Voted - For 
14  Connected Transaction Regarding Transfer of       
  Equities in Wholly-owned Subsidiaries  Management  For  Voted - For 
EGING PHOTOVOLTAIC TECHNOLOGY CO LTD       
Security ID: 6582074 BTFRHC9       
Meeting Date: 15-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny0.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  2023 Basic Remuneration for Directors Except       
  Independent Directors    Management  For  Voted - For 
7  2023 Annual Allowance for Independent Directors  Management  For  Voted - For 
8  2023 Basic Remuneration for Supervisor  Management  For  Voted - For 

 

26

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ENN NATURAL GAS CO., LTD.       
Security ID: 6445467 BYYFJJ0       
Meeting Date: 09-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny5.10000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  Reappointment of Audit Firm  Management  For  Voted - For 
7  2022 Remuneration for Directors  Management  For  Voted - For 
8  2022 Remuneration for Supervisors  Management  For  Voted - For 
FIRST TRACTOR COMPANY LIMITED       
Security ID: B89ZC61 BP3RHD4       
Meeting Date: 24-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Proposal for the Company to Purchase Financial       
  Products with Idle Equity Funds for 2023  Management  For  Voted - For 
Meeting Date: 06-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
3  2022 Audited Financial Report  Management  For  Non-Voting 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny2.25700000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
5  Reappointment of 2023 Financial and Internal       
  Control Audit Firm and Authorization to the Board       
  for Determination of the Audit Fees  Management  For  Non-Voting 
FUYAO GLASS INDUSTRY GROUP CO LTD       
Security ID: 6353537 BP3R6K4       
Meeting Date: 27-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
3  2022 Annual Accounts    Management  For  Non-Voting 

 

27

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny12.50000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
5  2022 Annual Report and Its Summary  Management  For  Non-Voting 
6  2023 Reappointment of Domestic Audit Firm and       
  Internal Control Audit Firm  Management  For  Non-Voting 
7  2023 Reappointment of Overseas Audit Firm  Management  For  Non-Voting 
8  2022 Work Report of Independent Directors  Management  For  Non-Voting 
9  Purchase of Liability Insurance for Directors,       
  Supervisors and Senior Management  Management  For  Non-Voting 
10  Issuance of Medium-term Notes  Management  For  Non-Voting 
11  Issuance of Super and Short-term Commercial Papers  Management  For  Non-Voting 
GANFENG LITHIUM GROUP CO., LTD       
Security ID: B41CNM5 BD5CB19 BNTW1Y8       
Meeting Date: 25-Aug-22  Meeting Type: Class Meeting       
1  2022 Stock Option Incentive Plan (draft) and Its       
  Summary    Management  For  Voted - For 
2  Appraisal Management Measures for the       
  Implementation of 2022 Stock Option Incentive Plan  Management  For  Voted - For 
3  Authorization to the Board to Handle Matters       
  Regarding 2022 Stock Option Incentive Plan  Management  For  Voted - For 
Meeting Date: 25-Aug-22  Meeting Type: Extraordinary General Meeting     
1  2022 Stock Option Incentive Plan (draft) and Its       
  Summary    Management  For  Voted - For 
2  Appraisal Management Measures for the       
  Implementation of 2022 Stock Option Incentive Plan  Management  For  Voted - For 
3  Authorization to the Board to Handle Matters       
  Regarding 2022 Stock Option Incentive Plan  Management  For  Voted - For 
Meeting Date: 20-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Connected Transaction Regarding Capital Increase       
  and Share Expansion of A Controlled Subsidiary  Management  For  Voted - For 
Meeting Date: 28-Feb-23  Meeting Type: Extraordinary General Meeting     
1  The Investment Agreement to be Signed  Management  For  Voted - For 
2  Investment in Construction of A Project  Management  For  Voted - For 
3  Amendments to the External Investment Management       
  System    Management  For  Voted - For 
4  Launching Foreign Exchange Hedging Business by the       
  Company and Subsidiaries  Management  For  Voted - For 
5  Application for Bank Credit by the Company and       
  Subsidiaries and Provision of Guarantee  Management  For  Voted - For 

 

28

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  Investment in Wealth Management Products with       
  Proprietary Funds    Management  For  Voted - For 
7  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
G-BITS NETWORK TECHNOLOGY (XIAMEN) CO LTD       
Security ID: BYPDLN1 BYZQW37       
Meeting Date: 15-Nov-22  Meeting Type: Extraordinary General Meeting     
1  2022 3rd Quarter Profit Distribution Plan: the       
  Detailed Profit Distribution Plan are As Follows:       
  1) Cash Dividend/10 Shares (tax Included):       
  Cny140.00000000 2) Bonus Issue from Profit       
  (share/10 Shares): None 3) Bonus Issue from Capital       
  Reserve (share/10 Shares): None  Management  For  Voted - For 
2  Amendments to the Company's Articles of Association       
  and Its Appendix    Management  For  Voted - Against 
Meeting Date: 21-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny30.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  Cash Management with Idle Proprietary Funds  Management  For  Voted - For 
7  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
8  Amendments to the Rules of Procedure Governing the       
  Board Meetings    Management  For  Voted - For 
GIANTEC SEMICONDUCTOR CORPORATION       
Security ID: BKV45D8 BNHNC73       
Meeting Date: 25-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of Independent Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny8.80000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):3.000000    Management  For  Voted - For 
5  2022 Annual Report    Management  For  Voted - For 
6  Reappointment of 2023 Audit Firm  Management  For  Voted - For 

 

29

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
7  2023 Remuneration Plan for Directors  Management  For  Voted - For 
8  2023 Remuneration Plan for Supervisors  Management  For  Voted - For 
9  Authorization to the Board to Issue Shares to       
  Specific Parties Via A Simplified Procedure  Management  For  Voted - For 
GINLONG TECHNOLOGIES CO., LTD.       
Security ID: BJRL1V6 BMQBTQ9       
Meeting Date: 27-Oct-22  Meeting Type: Extraordinary General Meeting     
1  Approve Amendments to Articles of Association  Management  For  Voted - Against 
Meeting Date: 31-Oct-22  Meeting Type: Extraordinary General Meeting     
1  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary    Management  For  Voted - For 
2  Appraisal Management Measures for the       
  Implementation of 2022 Restricted Stock Incentive       
  Plan    Management  For  Voted - For 
3  Authorization to the Board to Handle Matters       
  Regarding 2022 Restricted Stock Incentive Plan  Management  For  Voted - For 
Meeting Date: 11-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Repurchase and Cancellation of Some Restricted       
  Stocks    Management  For  Voted - For 
2  Amendments to the Articles of Associations of the       
  Company    Management  For  Voted - Against 
Meeting Date: 30-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Continued Cash Management with Idle Proprietary       
  Funds    Management  For  Voted - For 
2  2022 Estimated Additional Guarantee Quota for       
  Subsidiaries and Sub-subsidiaries  Management  For  Voted - For 
3  Application for Additional Comprehensive Credit       
  Line to Banks    Management  For  Voted - For 
Meeting Date: 31-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Change of Some Projects Financed with Raised Funds  Management  For  Voted - For 
Meeting Date: 16-May-23  Meeting Type: Annual General Meeting     
1.1  By-election of Independent Director: Hu Huaquan  Management  For  Non-Voting 
1.2  By-election of Independent Director: Lou Hongying  Management  For  Non-Voting 
2  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
3  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
4  2022 Annual Report and Its Summary  Management  For  Non-Voting 
5  2022 Annual Accounts    Management  For  Non-Voting 
6  2023 Reappointment of Audit Firm  Management  For  Non-Voting 

 

30

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
7  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny4.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
8  Application for Comprehensive Credit Line to Banks  Management  For  Non-Voting 
9  2023 Remuneration Plan for Directors  Management  For  Non-Voting 
10  2023 Remuneration Plan for Supervisors  Management  For  Non-Voting 
11  2023 Provision of Estimated Guarantee Quota for       
  Subsidiaries and Sub-subsidiaries  Management  For  Non-Voting 
12  Launching Foreign Exchange Hedging Business  Management  For  Non-Voting 
GLODON COMPANY LIMITED         
Security ID: B3TRP30 BD5CK01       
Meeting Date: 08-Sep-22  Meeting Type: Extraordinary General Meeting     
1  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary    Management  For  Voted - For 
2  Appraisal Management Measures for the       
  Implementation of 2022 Restricted Stock Incentive       
  Plan    Management  For  Voted - For 
3  Authorization to the Board to Handle Matters       
  Regarding the Equity Incentive  Management  For  Voted - For 
Meeting Date: 25-Apr-23  Meeting Type: Annual General Meeting     
1.1  Election of Non-independent Director: Yuan Zhenggang  Management  For  Voted - For 
1.2  Election of Non-independent Director: Liu Qian  Management  For  Voted - For 
1.3  Election of Non-independent Director: Yun Langsheng  Management  For  Voted - For 
1.4  Election of Non-independent Director: Wang Aihua  Management  For  Voted - For 
1.5  Election of Non-independent Director: Wu Zuomin  Management  For  Voted - For 
1.6  Election of Non-independent Director: Li Wei  Management  For  Voted - For 
1.7  Election of Independent Director: Ma Yongyi  Management  For  Voted - For 
1.8  Election of Independent Director: Chai Mingang  Management  For  Voted - For 
1.9  Election of Independent Director: Cheng Lin  Management  For  Voted - For 
1.10  Election of Supervisor: Wang Jinhong  Management  For  Voted - For 
1.11  Election of Supervisor: He Ping  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Report and Its Summary  Management  For  Voted - For 
5  2022 Annual Accounts    Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny4.00000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):4.000000    Management  For  Voted - For 
7  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
8  Reappointment of 2023 Audit Firm  Management  For  Voted - For 

 

31

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
9  Repurchase and Cancellation of Some Restricted       
  Stocks Under 2020 Stock Option and Restricted Stock       
  Incentive Plan    Management  For  Voted - For 
10  Repurchase and Cancellation of Some Restricted       
  Stocks Under 2021 Restricted Stock Incentive Plan  Management  For  Voted - For 
11  Repurchase and Cancellation of Some Restricted       
  Stocks Under 2022 Restricted Stock Incentive Plan  Management  For  Voted - For 
12  Adjustment of Allowance for Directors  Management  For  Voted - For 
13  Adjustment of Allowance for Supervisors  Management  For  Voted - For 
GUANGDONG HAID GROUP CO LTD       
Security ID: B597PH8 BD5CJ60       
Meeting Date: 28-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Change of Some Projects Financed with Raised Funds  Management  For  Voted - For 
2  Provision of Guarantee for Subsidiaries  Management  For  Voted - For 
3  Provision of External Guarantee  Management  For  Voted - For 
4  Application for 2023 Comprehensive Credit Line to       
  Financial Institutions    Management  For  Voted - For 
5  Formulation of the Remuneration Management System       
  for Directors, Supervisors and Senior Management  Management  For  Voted - For 
Meeting Date: 08-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Demonstration Analysis Report on the Plan for 2022       
  A-share Offering to Specific Parties  Management  For  Voted - For 
2  Full Authorization to the Board to Handle Matters       
  Regarding the 2022 A-share Offering to Specific       
  Parties    Management  For  Voted - For 
Meeting Date: 21-Apr-23  Meeting Type: Extraordinary General Meeting     
1  Connected Transaction Regarding the Conditional       
  Share Subscription Agreement to be Signed with       
  Specific Parties    Management  For  Voted - For 
2  Extension of the Valid Period of the Resolution on       
  the 2022 A-share Offering to Specific Parties  Management  For  Voted - For 
Meeting Date: 15-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
3  2022 Annual Report and Its Summary  Management  For  Non-Voting 
4  2022 Annual Accounts    Management  For  Non-Voting 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny4.50000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 

 

32

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  Remuneration Plan for Directors and Senior       
  Management    Management  For  Non-Voting 
7  Allowance Plan for Supervisors  Management  For  Non-Voting 
8  Cash Management with Some Idle Proprietary Funds  Management  For  Non-Voting 
9  2023 Continuing Connected Transactions  Management  For  Non-Voting 
10  2023 Launching Hedging Business  Management  For  Non-Voting 
11  Application for Registration and Issuance of       
  Medium-term Notes and Super and Short-term       
  Commercial Papers    Management  For  Non-Voting 
GUANGDONG HYBRIBIO BIOTECH CO LTD       
Security ID: BMQBTJ2 BYYMK32       
Meeting Date: 31-Aug-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-independent Director: Guan Qiaozhong  Management  For  Voted - For 
1.2  Election of Non-independent Director: Huang Weixiong  Management  For  Voted - For 
1.3  Election of Non-independent Director: Wang Jianyu  Management  For  Voted - For 
1.4  Election of Non-independent Director: Guan Zhisheng  Management  For  Voted - For 
1.5  Election of Non-independent Director: Yang Xiaoyan  Management  For  Voted - For 
1.6  Election of Non-independent Director: Xie Longxu  Management  For  Voted - For 
1.7  Election of Independent Director: Qiao Youlin  Management  For  Voted - For 
1.8  Election of Independent Director: Yang Chunxue  Management  For  Voted - For 
1.9  Election of Independent Director: Chen Yingshi  Management  For  Voted - For 
1.10  Election of Shareholder Supervisor: Ma Ruijun  Management  For  Voted - For 
1.11  Election of Shareholder Supervisor: Qiu Meilan  Management  For  Voted - For 
2  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
3  Amendments to the Company's Rules of Procedure       
  Governing Shareholders' General Meetings  Management  For  Voted - For 
4  Amendments to the Company's Rules of Procedure       
  Governing the Board Meetings  Management  For  Voted - For 
Meeting Date: 10-Oct-22  Meeting Type: Extraordinary General Meeting     
1  Plan for Share Repurchase by Means of Centralized       
  Bidding: Purpose of the Share Repurchase  Management  For  Voted - For 
2  Plan for Share Repurchase by Means of Centralized       
  Bidding: Share Repurchase Method and Price Range of       
  Shares to be Repurchased  Management  For  Voted - For 
3  Plan for Share Repurchase by Means of Centralized       
  Bidding: Total Amount and Source of the Funds to be       
  Used for the Share Repurchase  Management  For  Voted - For 
4  Plan for Share Repurchase by Means of Centralized       
  Bidding: Type, Purpose, Number and Percentage to       
  the Total Capital of Shares to be Repurchased  Management  For  Voted - For 
5  Plan for Share Repurchase by Means of Centralized       
  Bidding: Time Limit of the Share Repurchase  Management  For  Voted - For 
6  Plan for Share Repurchase by Means of Centralized       
  Bidding: Authorization for the Share Repurchase  Management  For  Voted - For 

 

33

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 18-Apr-23  Meeting Type: Extraordinary General Meeting     
1  A Wholly-owned Subsidiary's Application for       
  Syndicated Loans and the Company's Provision of       
  Guarantee for T    Management  For  Voted - For 
Meeting Date: 05-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  Special Report on the Deposit and Use of Raised       
  Funds in 2022    Management  For  Voted - For 
5  Special Report on Fund Occupation by the       
  Controlling Shareholders and Other Related Parties  Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan is As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny3.50000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):5.000000    Management  For  Voted - For 
7  2022 Annual Report and Its Summary  Management  For  Voted - For 
8  Application for Comprehensive Credit Line to Banks  Management  For  Voted - For 
9  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
10  Settlement of Some Projects Financed with Raised       
  Funds and Permanently Supplementing the Working       
  Capital with the Surplus Raised Funds  Management  For  Voted - For 
GUANGDONG SHENGLU TELECOMMUNICATION TECH. CO LTD       
Security ID: B3M8J27 BD5LYL7       
Meeting Date: 20-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Full Authorization to the Board to Handle Matters       
  Regarding the Share Offering to Specific Parties  Management  For  Voted - For 
2  Demonstration Analysis Report on the Plan for 2022       
  A-share Offering to Specific Parties  Management  For  Voted - For 
GUANGHUI ENERGY CO LTD         
Security ID: 6247964 BP3R3N6       
Meeting Date: 26-Jul-22  Meeting Type: Extraordinary General Meeting     
1  Connected Transaction Regarding Transfer of 92.7708       
  Percent Equities in A Controlled Subsidiary to A       
  Company    Management  For  Voted - For 
2  Conditional Connected Transactions Agreements to be       
  Signed with A Company  Management  For  Voted - For 

 

34

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
GUANGXI LIUYAO GROUP CO., LTD.       
Security ID: BSNHK92 BZ0D230       
Meeting Date: 08-May-23  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for A-share Offering to       
  Specific Parties    Management  For  Voted - For 
2  Plan for 2023 A-share Offering to Specific Parties:       
  Stock Type and Par Value  Management  For  Voted - For 
3  Plan for 2023 A-share Offering to Specific Parties:       
  Issuing Method and Date  Management  For  Voted - For 
4  Plan for 2023 A-share Offering to Specific Parties:       
  Issuing Targets and Subscription Method  Management  For  Voted - For 
5  Plan for 2023 A-share Offering to Specific Parties:       
  Pricing Base Date, Pricing Principles and Issue       
  Price    Management  For  Voted - For 
6  Plan for 2023 A-share Offering to Specific Parties:       
  Issuing Volume    Management  For  Voted - For 
7  Plan for 2023 A-share Offering to Specific Parties:       
  Lockup Period    Management  For  Voted - For 
8  Plan for 2023 A-share Offering to Specific Parties:       
  Scale and Purpose of the Raised Funds  Management  For  Voted - For 
9  Plan for 2023 A-share Offering to Specific Parties:       
  Listing Place    Management  For  Voted - For 
10  Plan for 2023 A-share Offering to Specific Parties:       
  Arrangement for the Accumulated Retained Profits       
  Before the Issuance    Management  For  Voted - For 
11  Plan for 2023 A-share Offering to Specific Parties:       
  the Valid Period of This Issuance Resolution  Management  For  Voted - For 
12  Preplan for 2023 A-share Offering to Specific       
  Parties    Management  For  Voted - For 
13  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the 2023 A-share Offering to       
  Specific Parties    Management  For  Voted - For 
14  Demonstration Analysis Report on the 2023 A-share       
  Offering to Specific Parties  Management  For  Voted - For 
15  Diluted Immediate Return After the 2023 A-share       
  Offering to Specific Parties, Filling Measures and       
  Commitments of Relevant Parties  Management  For  Voted - For 
16  Report on the Use of Previously Raised Funds  Management  For  Voted - For 
17  Full Authorization to the Board and Its Authorized       
  Persons to Handle Matters Regarding the 2023       
  A-share Offering to Specific Parties  Management  For  Voted - For 
GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD.       
Security ID: BFYX689 BYWQ3L5       
Meeting Date: 26-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 

 

35

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  2022 Annual Accounts    Management  For  Non-Voting 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny17.80000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
5  2022 Annual Report and Its Summary  Management  For  Non-Voting 
6  Reappointment of 2023 Financial and Internal       
  Control Audit Firm    Management  For  Non-Voting 
7  Confirmation of 2022 Remuneration for Directors and       
  Senior Management, and 2023 Remuneration Plan  Management  For  Non-Voting 
8  Confirmation of 2022 Remuneration for Supervisors,       
  and 2023 Remuneration Plan  Management  For  Non-Voting 
9  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Non-Voting 
GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY COMPANY LT     
Security ID: BD2Z4Y5 BFCCR41       
Meeting Date: 26-Oct-22  Meeting Type: Extraordinary General Meeting     
1  By-election of Non-independent Directors  Management  For  Voted - For 
2  Addition of Labor Outsourcing Model for the       
  Projects Financed with Raised Funds from 2021       
  Non-public Share Offering  Management  For  Voted - For 
3  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary: Basis of Determining Plan Participants       
  and the Scope Thereof    Management  For  Voted - For 
4  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary: Source, Number and Distribution of       
  Restricted Stocks    Management  For  Voted - For 
5  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary: Time Schedule of the Incentive Plan  Management  For  Voted - For 
6  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary: Grant Price of the Restricted Stocks       
  and Its Determining Method  Management  For  Voted - For 
7  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary: Conditions for Granting and Unlocking       
  the Restricted Stocks    Management  For  Voted - For 
8  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary: Method and Procedure for Adjusting the       
  Stock Option Incentive Plan  Management  For  Voted - For 
9  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary: Accounting Treatment for the       
  Restricted Stocks    Management  For  Voted - For 
10  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary: Procedure for Implementing the       
  Restricted Stock Incentive Plan  Management  For  Voted - For 
11  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary: Rights and Obligations of the Company       
  Or the Plan Participants  Management  For  Voted - For 

 

36

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
12  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary: Treatment in Case of Unusual Changes       
  to the Company Or Plan Participants  Management  For  Voted - For 
13  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary: Principles for the Repurchase and       
  Cancellation of Restricted Stocks  Management  For  Voted - For 
14  Appraisal Management Measures for the       
  Implementation of 2022 Restricted Stock Incentive       
  Plan    Management  For  Voted - For 
15  Authorization to the Board to Handle Matters       
  Regarding the 2022 Restricted Stock Incentive Plan  Management  For  Voted - For 
16  Settlement of Some Projects Financed with Raised       
  Funds from Convertible Bonds and Permanently       
  Supplementing the Working Capital with the Surplus       
  Raised Funds    Management  For  Voted - For 
GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD.       
Security ID: BD5LR63 BHY32T6       
Meeting Date: 11-Jul-22  Meeting Type: Extraordinary General Meeting     
1  Investment in Construction of A Project  Management  For  Voted - For 
2  Setting Up A Wholly-owned Subsidiary to Invest in       
  the Construction of Two Projects  Management  For  Voted - For 
3  Change of the Implementing Contents of A Project  Management  For  Voted - For 
4  Capital Decrease in A Subsidiary  Management  For  Voted - For 
5  Change of the Company's Registered Capital and       
  Business Scope    Management  For  Voted - For 
6  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
Meeting Date: 29-Aug-22  Meeting Type: Extraordinary General Meeting     
1  Investment in Construction of A Project  Management  For  Voted - For 
2  2022 Restricted Stock Incentive Plan (draft) and       
  Its Summary    Management  For  Voted - For 
3  Appraisal Management Measures for the       
  Implementation of 2022 Restricted Stock Incentive       
  Plan    Management  For  Voted - For 
4  Authorization to the Board to Handle Matters       
  Regarding 2022 Restricted Stock Incentive Plan  Management  For  Voted - For 
GUANGZHOU WONDFO BIOTECH CO LTD       
Security ID: BFY8GZ1 BZ0HN51       
Meeting Date: 07-Sep-22  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for Share Offering to       
  Specific Parties on the Chinext Board  Management  For  Voted - For 
2  Plan for 2022 Share Offering to Specific Parties on       
  the Chinext Board: Stock Type and Par Value  Management  For  Voted - For 

 

37

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Plan for 2022 Share Offering to Specific Parties on       
  the Chinext Board: Issuing Method and Date  Management  For  Voted - For 
4  Plan for 2022 Share Offering to Specific Parties on       
  the Chinext Board: Issuing Targets and Subscription       
  Method    Management  For  Voted - For 
5  Plan for 2022 Share Offering to Specific Parties on       
  the Chinext Board: Issue Price and Pricing       
  Principles    Management  For  Voted - For 
6  Plan for 2022 Share Offering to Specific Parties on       
  the Chinext Board: Issuing Volume  Management  For  Voted - For 
7  Plan for 2022 Share Offering to Specific Parties on       
  the Chinext Board: Lockup Period  Management  For  Voted - For 
8  Plan for 2022 Share Offering to Specific Parties on       
  the Chinext Board: Listing Place  Management  For  Voted - For 
9  Plan for 2022 Share Offering to Specific Parties on       
  the Chinext Board: Amount and Purpose of the Raised       
  Funds    Management  For  Voted - For 
10  Plan for 2022 Share Offering to Specific Parties on       
  the Chinext Board: Attribution of the Accumulated       
  Retained Profits Before the Share Offering to       
  Specific Parties    Management  For  Voted - For 
11  Plan for 2022 Share Offering to Specific Parties on       
  the Chinext Board: the Valid Period of the       
  Resolution on the Share Offering to Specific Parties  Management  For  Voted - For 
12  Preplan for 2022 Share Offering to Specific Parties       
  on the Chinext Board    Management  For  Voted - For 
13  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the 2022 Share Offering to Specific       
  Parties on the Chinext Board  Management  For  Voted - For 
14  Demonstration Analysis Report on the Plan for 2022       
  Share Offering to Specific Parties on the Chinext       
  Board    Management  For  Voted - For 
15  Report on the Use of Previously Raised Funds  Management  For  Voted - For 
16  Diluted Immediate Return After the 2022 Share       
  Offering to Specific Parties on the Chinext Board,       
  Filling Measures and Commitments of Relevant Parties  Management  For  Voted - For 
17  Full Authorization to the Board to Handle Matters       
  Regarding the 2022 Share Offering to Specific       
  Parties on the Chinext Board  Management  For  Voted - For 
18  Shareholder Return Plan for the Next Three Years       
  from 2023 to 2025    Management  For  Voted - For 
HAINAN DRINDA NEW ENERGY TECHNOLOGY CO., LTD.       
Security ID: BDG1074         
Meeting Date: 22-Feb-23  Meeting Type: Extraordinary General Meeting     
1  Demonstration Analysis Report on the Plan for the       
  Share Offering to Specific Parties  Management  For  Voted - For 
2  Shareholder Return Plan for the Next Three Years       
  from 2023 to 2025    Management  For  Voted - For 
3  Authorization to the Board to Handle Matters       
  Regarding the Share Offering to Specific Parties  Management  For  Voted - For 

 

38

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 20-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Application for Comprehensive Credit Line to       
  Financial Institutions by the Company and       
  Subsidiaries    Management  For  Voted - For 
2  Provision of Estimated Guarantee Quota for       
  Subsidiaries    Management  For  Voted - For 
3  Capital Increase in A Company  Management  For  Voted - For 
Meeting Date: 06-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Annual Report and Its Summary  Management  For  Voted - For 
5  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny6.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):4.000000       
  3) Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
HANGZHOU BINJIANG REAL ESTATE GROUP CO LTD       
Security ID: B2RHJG6 BD5CHG6       
Meeting Date: 28-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Authorization to the Board to Approve the Guarantee       
  Quota to Controlled Subsidiaries  Management  For  Voted - For 
2  Provision of Guarantee for Joint Stock Companies  Management  For  Voted - For 
Meeting Date: 07-Feb-23  Meeting Type: Extraordinary General Meeting     
1  Authorization to the Board to Approve the Guarantee       
  Quota to Joint-stock Real Estate Project Companies  Management  For  Voted - For 
2  Provision of Connected Guarantee for Joint Stock       
  Companies    Management  For  Voted - For 
Meeting Date: 05-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny2.50000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
5  2022 Annual Report and Its Summary  Management  For  Voted - For 
6  Reappointment of 2023 Audit Firm  Management  For  Voted - For 

 

39

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
7  Authorization Management Regarding Financial Aid to       
  Project Companies    Management  For  Voted - For 
8  A Controlled Subsidiary's Financial Aid to Its       
  Shareholders    Management  For  Voted - For 
9  Provision of Guarantee Quota to Controlled       
  Subsidiaries    Management  For  Voted - For 
10  Provision of Guarantee Quota to Joint Stock Real       
  Estate Project Companies  Management  For  Voted - For 
11  Provision of Guarantee Quota to Joint Stock       
  Companies    Management  For  Voted - For 
12  Registration and Issuance of Commercial Papers and       
  Medium-term Notes (including Super and Short-term       
  Commercial Papers)    Management  For  Voted - For 
HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO LTD       
Security ID: 6128780 BD5CP84       
Meeting Date: 01-Sep-22  Meeting Type: Extraordinary General Meeting     
1  2022 Interim Profit Distribution Plan: the Detailed       
  Profit Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny6.00000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  None    Management  For  Voted - For 
Meeting Date: 23-Dec-22  Meeting Type: Extraordinary General Meeting     
1  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
Meeting Date: 18-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Annual Report and Its Summary  Management  For  Non-Voting 
3  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
4  2022 Profit Distribution Plan the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny10.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
5  Reappointment of 2023 Financial Audit Firm  Management  For  Non-Voting 
6  Reappointment of 2023 Internal Control Audit Firm  Management  For  Non-Voting 
7  Change of the Company's Domicile and Amendments to       
  the Company's Articles of Association  Management  For  Non-Voting 

 

40

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
HISENSE VISUAL TECHNOLOGY CO., LTD.       
Security ID: 6718857 BP3R7F6       
Meeting Date: 20-Apr-23  Meeting Type: Extraordinary General Meeting     
1  The Spin-off Listing of A Subsidiary on the Science       
  and Technology Innovation Board of Sse is in       
  Compliance with Relevant Laws and Regulations  Management  For  Voted - For 
2  The Spin-off Initial Public Listing and Offering of       
  the Subsidiary on the Science and Technology       
  Innovation Board of Sse  Management  For  Voted - For 
3  Preplan for the Spin-off Listing of the Subsidiary       
  on the Science and Technology Innovation Board of       
  Sse    Management  For  Voted - For 
4  The Spin-off Listing of the Subsidiary on the       
  Science and Technology Innovation Board of Sse is       
  in Compliance of the Spinning Off Rules of Listing       
  Companies (trial)    Management  For  Voted - For 
5  The Spin-off Listing of the Subsidiary on the       
  Science and Technology Innovation Board of Sse is       
  for the Legitimate Rights and Interest of       
  Shareholders and Creditors  Management  For  Voted - For 
6  Statement on Maintaining Independence and       
  Sustainable Profitability of the Company  Management  For  Voted - For 
7  The Company is in Capable of Law-based Operation  Management  For  Voted - For 
8  Authorization to the Board and Its Authorized       
  Persons to Handle Matters Regarding the Spin-off       
  Listing    Management  For  Voted - For 
9  Statement on the Compliance and Completeness of the       
  Legal Procedure of the Spin-off Listing and the       
  Validity of the Legal Documents Submitted  Management  For  Voted - For 
10  Purpose, Commercial Reasonability, Necessity and       
  Feasibility of the Spin-off Listing  Management  For  Voted - For 
11  Connected Transaction Regarding Holding Shares in       
  the Subsidiary by Some Directors, Core Employee,       
  Senior Management and Their Related Parties  Management  For  Voted - For 
12  2023 Continuing Connected Transactions with A       
  Company and Its Subsidiaries  Management  For  Voted - For 
13  2023 Entrusted Wealth Management with Idle       
  Proprietary Funds    Management  For  Voted - For 
HOYUAN GREEN ENERGY CO., LTD.       
Security ID: BHR34R5 BK94808       
Meeting Date: 28-Dec-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-independent Director: Yang Jianliang  Management  For  Voted - For 
1.2  Election of Non-independent Director: Hang Hong  Management  For  Voted - For 
1.3  Election of Non-independent Director: Yang Hao  Management  For  Voted - For 
1.4  Election of Non-independent Director: Ji Fuhua  Management  For  Voted - For 
1.5  Election of Independent Director: Zhao Junwu  Management  For  Voted - For 

 

41

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.6  Election of Independent Director: Zhu Xiangjun  Management  For  Voted - For 
1.7  Election of Independent Director: Wu Ge  Management  For  Voted - For 
1.8  Election of Shareholder Supervisor: Hang Yuebiao  Management  For  Voted - For 
1.9  Election of Shareholder Supervisor: Chen Nianhuai  Management  For  Voted - For 
2  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
3  Estimated Continuing Connected Transactions  Management  For  Voted - For 
Meeting Date: 13-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Demonstration Analysis Report on the Plan for 2022       
  Share Offering to Specific Parties  Management  For  Non-Voting 
2  Full Authorization to the Board to Handle Matters       
  Regarding the Share Offering to Specific Parties  Management  For  Non-Voting 
3  Shareholder Return Plan for the Next Three Years       
  from 2023 to 2025    Management  For  Non-Voting 
HUA XIA BANK CO LTD         
Security ID: 6683438 BP3R2T5       
Meeting Date: 12-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
2  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
3  Amendments to the Company's Rules of Procedure       
  Governing Shareholders' General Meetings  Management  For  Voted - For 
4  Amendments to the Company's Rules of Procedure       
  Governing the Board Meetings  Management  For  Voted - For 
5  Amendments to the Company's Rules of Procedure       
  Governing Meetings of the Supervisory Committee  Management  For  Voted - For 
6  Purchase of Buildings    Management  For  Voted - For 
Meeting Date: 19-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny3.83000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
5  2023 Financial Budget Report  Management  For  Voted - For 
6  Appointment of 2023 Audit Firm and Its Audit Fees  Management  For  Voted - For 
7  Plan for Issuance of Financial Bonds and Relevant       
  Authorization    Management  For  Voted - For 
8  Implementing Results of the Connected Transactions       
  Management System and Report on the Connected       
  Transactions in 2022    Management  For  Voted - For 

 

42

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
9  Application for Continuing Connected Transactions       
  Quota with Related Parties: Connected Transaction       
  Quota with A Company and Its Related Enterprises  Management  For  Voted - For 
10  Application for Continuing Connected Transactions       
  Quota with Related Parties: Connected Transaction       
  Quota with A 2nd Company and Its Related Enterprises  Management  For  Voted - For 
11  Application for Continuing Connected Transactions       
  Quota with Related Parties: Connected Transaction       
  Quota with A 3rd Company and Its Related Enterprises  Management  For  Voted - For 
12  Application for Continuing Connected Transactions       
  Quota with Related Parties: Connected Transaction       
  Quota with A 4th Company and Its Related Enterprises  Management  For  Voted - For 
13  Application for Continuing Connected Transactions       
  Quota with Related Parties: Connected Transaction       
  Quota with A 5th Company and Its Related Enterprises  Management  For  Voted - For 
14  Application for Continuing Connected Transactions       
  Quota with Related Parties: Connected Transaction       
  Quota with A 6th Company  Management  For  Voted - For 
15  Application for Continuing Connected Transactions       
  Quota with Related Parties: Connected Transaction       
  Quota with A 7th Company  Management  For  Voted - For 
HUIZHOU DESAY SV AUTOMOTIVE CO., LTD.       
Security ID: BFY8GX9 BZ3ZWJ9       
Meeting Date: 08-Jul-22  Meeting Type: Extraordinary General Meeting     
1  Adjustment of the Repurchase Price of the 2021       
  Restricted Stock Incentive Plan and Repurchase and       
  Cancellation of Some Restricted Stocks  Management  For  Voted - For 
2  Settlement of Projects Financed with Raised Funds,       
  Withdrawal of Project Operation Funds and       
  Permanently Supplementing the Working Capital with       
  the Surplus Raised Funds  Management  For  Voted - For 
3  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
Meeting Date: 26-Sep-22  Meeting Type: Extraordinary General Meeting     
1.1  By-election of Yu Xiaohai As A Non-employee       
  Supervisor    Management  For  Voted - For 
JA SOLAR TECHNOLOGY CO., LTD.       
Security ID: B65BYW9 BMVB500       
Meeting Date: 13-Sep-22  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for Public Issuance of       
  A-share Convertible Corporate Bonds  Management  For  Non-Voting 
2  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Type of Securities to be Issued  Management  For  Non-Voting 

 

43

 

Rayliant Quantamental China Equity ETF     
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Issuing Scale  Management  For  Non-Voting 
4  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Par Value and Issue Price  Management  For  Non-Voting 
5  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Bond Duration  Management  For  Non-Voting 
6  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Interest Rate of the Bond  Management  For  Non-Voting 
7  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Time Limit and Method for Repaying       
  the Principal and Interest  Management  For  Non-Voting 
8  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Conversion Period  Management  For  Non-Voting 
9  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Determination of and Adjustment to       
  the Conversion Price  Management  For  Non-Voting 
10  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Provisions on Downward Adjustment       
  of the Conversion Price  Management  For  Non-Voting 
11  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Determining Method for the Number       
  of Converted Shares  Management  For  Non-Voting 
12  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Redemption Clauses  Management  For  Non-Voting 
13  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Resale Clauses  Management  For  Non-Voting 
14  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Attribution of Related Dividends       
  for Conversion Years  Management  For  Non-Voting 
15  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Issuing Targets and Method  Management  For  Non-Voting 
16  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Arrangement for Placing to       
  Original Shareholders  Management  For  Non-Voting 
17  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Matters Regarding the Meetings of       
  Bondholders  Management  For  Non-Voting 
18  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Purpose of the Raised Funds  Management  For  Non-Voting 
19  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Guarantee Matters  Management  For  Non-Voting 
20  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Rating Matters  Management  For  Non-Voting 
21  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Management and Deposit of Raised       
  Funds  Management  For  Non-Voting 
22  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: Liabilities for Breach of Contract  Management  For  Non-Voting 
23  Plan for Public Issuance of A-share Convertible       
  Corporate Bonds: the Valid Period of the Issuing       
  Plan  Management  For  Non-Voting 
24  Preplan for Public Issuance of A-share Convertible       
  Corporate Bonds  Management  For  Non-Voting 

 

44

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
25  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the Public Issuance of A-share       
  Convertible Corporate Bonds  Management  For  Non-Voting 
26  Report on the Use of Previously-raised Funds  Management  For  Non-Voting 
27  Diluted Immediate Return After the Public Issuance       
  of A-share Convertible Corporate Bonds and Filling       
  Measures and Relevant Commitments  Management  For  Non-Voting 
28  Formulation of the Rules Governing the Meetings of       
  Bondholders' of the Company's Convertible Bonds  Management  For  Non-Voting 
29  Shareholder Return Plan for the Next Three Years       
  from 2022 to 2024    Management  For  Non-Voting 
30  Authorization to the Board to Handle Matters       
  Regarding the Public Issuance of A-share       
  Convertible Corporate Bonds  Management  For  Non-Voting 
31  Change of the Company's Registered Capital  Management  For  Non-Voting 
32  Amendments to the Company's Articles of Association  Management  For  Non-Voting 
33  Repurchase and Cancellation of Some Locked       
  Restricted Stocks Granted to Plan Participants  Management  For  Non-Voting 
34  Change of Audit Firm    Management  For  Non-Voting 
Meeting Date: 12-Dec-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-independent Director: Jin Baofang  Management  For  Non-Voting 
1.2  Election of Non-independent Director: Yang Aiqing  Management  For  Non-Voting 
1.3  Election of Non-independent Director: Jin Junhui  Management  For  Non-Voting 
1.4  Election of Non-independent Director: Tao Ran  Management  For  Non-Voting 
1.5  Election of Non-independent Director: Cao Yangfeng  Management  For  Non-Voting 
1.6  Election of Non-independent Director: Jia Shaohua  Management  For  Non-Voting 
1.7  Election of Independent Director: Zhao Yuwen  Management  For  Non-Voting 
1.8  Election of Independent Director: Zhang Miao  Management  For  Non-Voting 
1.9  Election of Independent Director: Qin Xiaolu  Management  For  Non-Voting 
1.10  Election of Non-employee Supervisor: Li Yuntao  Management  For  Non-Voting 
1.11  Election of Non-employee Supervisor: Li Jing  Management  For  Non-Voting 
2  Remuneration (allowance) Plan for Directors  Management  For  Non-Voting 
3  Remuneration (allowance) Plan for Supervisors  Management  For  Non-Voting 
4  2023 Estimated Continuing Connected Transactions  Management  For  Non-Voting 
5  2023 Estimated Guarantee Quota with Subsidiaries  Management  For  Non-Voting 
6  2023 Estimated External Guarantee Quota Due to the       
  Joint Bidding    Management  For  Non-Voting 
7  2023 Provision of Estimated Guarantee Quota for       
  Clients    Management  For  Non-Voting 
8  Launching Foreign Exchange Derivatives Transactions       
  in 2023    Management  For  Non-Voting 
9  2023 Application for Credit Line to Financial       
  Institutions    Management  For  Non-Voting 
10  Investment in Construction of the Company's       
  Integrated Production Capacity  Management  For  Non-Voting 

 

45

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
JIANGSU CHANGSHU RURAL COMMERCIAL BANK CO LTD       
Security ID: BDFBDR6 BFF1Z18       
Meeting Date: 24-Aug-22  Meeting Type: Extraordinary General Meeting     
1  Extension of the Valid Period of the Resolution on       
  Public Issuance of A-share Convertible Bonds  Management  For  Voted - For 
Meeting Date: 12-May-23  Meeting Type: Annual General Meeting     
1.1  Election of Independent Director: Fan Jingwu  Management  For  Voted - For 
1.2  Election of Independent Director: Pang Ling  Management  For  Voted - For 
1.3  Election of Independent Director: Zhou Yueshu  Management  For  Voted - For 
1.4  Election of Independent Director: Zhou Mei  Management  For  Voted - For 
1.5  Election of External Supervisor: Chen Dexiang  Management  For  Voted - For 
1.6  Election of External Supervisor: Gao Zhiling  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Report and Its Summary  Management  For  Voted - For 
5  2022 Annual Accounts and 2023 Financial Budget Plan  Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny2.50000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
7  2023 Estimated Quota of Continuing Connected       
  Transactions with Some Related Parties  Management  For  Voted - For 
8  Amendments to the Equity Management Measures  Management  For  Voted - For 
JIANGSU GOODWE POWER SUPPLY TECHNOLOGY CO., LTD.       
Security ID: BMHZYQ5 BP91NV0       
Meeting Date: 11-Apr-23  Meeting Type: Extraordinary General Meeting     
1  Provision of Guarantee for the Bank Credit Line       
  Applied for by Controlled Subsidiaries  Management  For  Voted - For 
2  Provision of Guarantee for the Dispersed Generation       
  Business of Controlled Subsidiaries  Management  For  Voted - For 
Meeting Date: 17-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Work Report of Independent Directors  Management  For  Voted - For 
5  2022 Annual Accounts    Management  For  Voted - For 
6  2023 Remuneration Plan for Directors and Senior       
  Management    Management  For  Voted - For 
7  2022 Remuneration Plan for Supervisors  Management  For  Voted - For 

 

46

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
8  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny16.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):4.000000    Management  For  Voted - For 
9  2023 Estimated Application for Comprehensive Credit       
  Line to Financial Institutions by the Company and       
  Its Subsidiaries    Management  For  Voted - For 
10  Provision of Guarantee for the Financing of       
  Subsidiaries by Controlled Subsidiaries  Management  For  Voted - For 
Meeting Date: 27-Jun-23  Meeting Type: Extraordinary General Meeting     
1.1  By-election of Independent Director: Mao Xiaoying  Management  For  Voted - For 
2  Change of the Registered Capital of the Company and       
  Business Scope, Amendments to the Articles of       
  Association of the Company and Handling of the       
  Industrial and Commercial Registration Amendment  Management  For  Voted - Against 
JIANGSU KING'S LUCK BREWERY JOINT-STOCK CO LTD       
Security ID: BNB2PN3 BTFRHZ2       
Meeting Date: 28-Sep-22  Meeting Type: Extraordinary General Meeting     
1  2020 Stock Option Incentive Plan (draft Change)  Management  For  Voted - For 
2  Appraisal Management Measures for the       
  Implementation of the 2020 Stock Option Incentive       
  Plan (change)    Management  For  Voted - For 
3  Management Measures for the 2020 Stock Option       
  Incentive Plan    Management  For  Voted - For 
4  Authorization to the Board to Handle Matters       
  Regarding 2020 Stock Option Incentive Plan  Management  For  Voted - For 
5  Amendments to the Company's Articles of Association       
  and Its Appendix    Management  For  Voted - Against 
6  Amendments to the Connected Transactions       
  Decision-making System  Management  For  Voted - For 
7  Amendments to the External Guarantee       
  Decision-making System  Management  For  Voted - For 
8  Amendments to Some Provisions in the System for       
  Independent Directors    Management  For  Voted - For 
JIANGSU PACIFIC QUARTZ CO LTD       
Security ID: BMC2K96 BRK9WM1       
Meeting Date: 11-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Work Report of Independent Directors  Management  For  Voted - For 

 

47

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny8.75000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  2022 Annual Report and Its Summary  Management  For  Voted - For 
7  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
8  Settlement of Some Projects Financed with Raised       
  Funds from Convertible Bond Issuance and       
  Permanently Supplementing the Working Capital with       
  the Surplus Funds    Management  For  Voted - For 
9  Amendments to the Articles of Association of the       
  Company    Management  For  Voted - Against 
10  Amendments to the Rules of Procedure Governing       
  Shareholders' General Meetings  Management  For  Voted - For 
11  Amendments to the Rules of Procedure Governing the       
  Board Meetings    Management  For  Voted - For 
12  Amendments to the Rules of Procedure Governing       
  Meetings of the Supervisory Committee  Management  For  Voted - For 
13  Amendments to the Connected Transactions System  Management  For  Voted - For 
14  Amendments to the External Guarantee System  Management  For  Voted - For 
15  Amendments to the System for Independent Directors  Management  For  Voted - For 
Meeting Date: 08-May-23  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for Issuance of       
  Convertible Corporate Bonds to Non-specific Parties  Management  For  Voted - For 
2  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Type of Securities to be       
  Issued    Management  For  Voted - For 
3  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Issuing Volume  Management  For  Voted - For 
4  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Par Value and Issue Price  Management  For  Voted - For 
5  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Bond Duration  Management  For  Voted - For 
6  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Interest Rate of the Bonds  Management  For  Voted - For 
7  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Time Limit and Method for       
  Paying the Principal and Interest  Management  For  Voted - For 
8  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Debt-to-equity Conversion       
  Period    Management  For  Voted - For 
9  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Determination of and       
  Adjustment to the Conversion Price  Management  For  Voted - For 
10  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Provisions on Downward       
  Adjustment of the Conversion Price  Management  For  Voted - For 

 

48

 

Rayliant Quantamental China Equity ETF     
Proposal  Proposed by  Mgt. Position  Registrant Voted 
11  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Determining Method for the       
  Number of Converted Shares  Management  For  Voted - For 
12  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Redemption Clauses  Management  For  Voted - For 
13  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Resale Clauses  Management  For  Voted - For 
14  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Attribution of Related       
  Dividends for Conversion Years  Management  For  Voted - For 
15  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Issuing Targets and Method  Management  For  Voted - For 
16  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Arrangement for Placing to       
  Original Shareholders  Management  For  Voted - For 
17  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Matters Regarding the       
  Meetings of Bondholders  Management  For  Voted - For 
18  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Purpose of the Raised Funds  Management  For  Voted - For 
19  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Guarantee Matters  Management  For  Voted - For 
20  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Rating Matters  Management  For  Voted - For 
21  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Management and Deposit of       
  Raised Funds  Management  For  Voted - For 
22  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Liabilities for Breach of       
  Contract  Management  For  Voted - For 
23  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: the Valid Period of the       
  Resolution  Management  For  Voted - For 
24  Preplan for Issuance of Convertible Corporate Bonds       
  to Non-specific Parties  Management  For  Voted - For 
25  Demonstration Analysis Report on the Plan for       
  Issuance of Convertible Corporate Bonds to       
  Non-specific Parties  Management  For  Voted - For 
26  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the Issuance of Convertible       
  Corporate Bonds to Non-specific Parties  Management  For  Voted - For 
27  Report on the Use of Previously-raised Funds  Management  For  Voted - For 
28  Diluted Immediate Return After the Issuance of       
  Convertible Corporate Bonds to Non-specific       
  Parties, Filling Measures and Commitments of       
  Relevant Parties  Management  For  Voted - For 
29  Rules Governing the Meetings of Bondholders' of the       
  Company's Convertible Bonds  Management  For  Voted - For 
30  Shareholder Return Plan for the Next Three Years       
  from 2023 to 2025  Management  For  Voted - For 
31  Full Authorization to the Board and Its Authorized       
  Persons to Handle Matters Regarding the Public       
  Issuance of Convertible Corporate Bonds to Specific       
  Parties  Management  For  Voted - For 

 

49

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
JIANGSU PACIFIC QUARTZ CO LTD       
Security ID: BRK9WM1         
Meeting Date: 16-Feb-23  Meeting Type: Extraordinary General Meeting     
1  The 4th Phase Employee Stock Ownership Plan (draft)       
  and Its Summary    Management  For  Voted - For 
2  Management Measures for the 4th Phase Employee       
  Stock Ownership Plan    Management  For  Voted - For 
3  Full Authorization to the Board to Handle Matters       
  Regarding the 4th Phase Employee Stock Ownership       
  Plan    Management  For  Voted - For 
JIANGSU TOLAND ALLOY CO., LTD.       
Security ID: BMTTB75 BNR4MM1       
Meeting Date: 10-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Annual Report and Its Summary  Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny1.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):3.000000    Management  For  Voted - For 
6  Authorization to the Board to Amend the Company's       
  Articles of Association  Management  For  Voted - Against 
7  2023 Remuneration for Non-independent Directors  Management  For  Voted - For 
8  2023 Remuneration for Supervisors  Management  For  Voted - For 
9  Reappointment of Audit Firm  Management  For  Voted - For 
10  Amendments to the System for Independent Directors  Management  For  Voted - For 
JIANGSU YANGNONG CHEMICAL CO LTD       
Security ID: 6546069 BP3RGP9       
Meeting Date: 17-Oct-22  Meeting Type: Extraordinary General Meeting     
1  Appointment of 2022 Audit Firm  Management  For  Voted - For 
JIANGZHONG PHARMACEUTICAL CO LTD       
Security ID: 6504313 BP3RH01       
Meeting Date: 17-Nov-22  Meeting Type: Extraordinary General Meeting     
1.1  By-election of Supervisor: Zeng Qingmei  Management  For  Voted - For 

 

50

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Connected Transaction Regarding Handling Deposit       
  Business in A Bank    Management  For  Voted - For 
3  2021 Restricted Stock Incentive Plan (revised in       
  November 2022) and Its Summary  Management  For  Voted - For 
4  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
5  2022 3rd Quarter Profit Distribution Plan: the       
  Detailed Profit Distribution Plan are As Follows:       
  1) Cash Dividend/10 Shares (tax Included):       
  Cny5.00000000 2) Bonus Issue from Profit (share/10       
  Shares): None 3) Bonus Issue from Capital Reserve       
  (share/10 Shares): None  Management  For  Voted - For 
6  By-election of Director: Tang Na  Management  For  Voted - For 
KINGNET NETWORK CO LTD         
Security ID: B3QMCM6 BD5CC27       
Meeting Date: 14-Dec-22  Meeting Type: Extraordinary General Meeting     
1  The Second Phase Employee Stock Ownership Plan       
  (draft) and Its Summary  Management  For  Voted - For 
2  Management Measures for the Second Phase Employee       
  Stock Ownership Plan    Management  For  Voted - For 
3  Authorization to the Board to Handle Matters       
  Regarding the Second Phase Employee Stock Ownership       
  Plan    Management  For  Voted - For 
4  The 3rd Phase Employee Stock Ownership Plan (draft)       
  and Its Summary    Management  For  Voted - For 
5  Management Measures for the 3rd Phase Employee       
  Stock Ownership Plan    Management  For  Voted - For 
6  Authorization to the Board to Handle Matters       
  Regarding the 3rd Phase Employee Stock Ownership       
  Plan    Management  For  Voted - For 
7  2022 Stock Option Incentive Plan (draft) and Its       
  Summary    Management  For  Voted - For 
8  Appraisal Management Measures for the       
  Implementation of the 2022 Stock Option Incentive       
  Plan    Management  For  Voted - For 
9  Authorization to the Board to Handle Matters       
  Regarding the Equity Incentive  Management  For  Voted - For 
10  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
11  Amendments to the Information Disclosure Affairs       
  Management System    Management  For  Voted - For 
12  Amendments to the Company's Rules of Procedure       
  Governing Shareholders' General Meetings  Management  For  Voted - For 
13  Amendments to the Company's Rules of Procedure       
  Governing the Board Meetings  Management  For  Voted - For 
Meeting Date: 25-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
3  2022 Annual Report and Its Summary  Management  For  Non-Voting 

 

51

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  2022 Annual Accounts    Management  For  Non-Voting 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny0.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
6  Reappointment of 2023 Audit Firm  Management  For  Non-Voting 
7  Adjustment of the Second Phase Employee Stock       
  Ownership Plan (draft) and Its Summary and the       
  Management Measures for the Plan  Management  For  Non-Voting 
8  Adjustment of the Third Phase Employee Stock       
  Ownership Plan (draft) and Its Summary and the       
  Management Measures for the Plan  Management  For  Non-Voting 
9  Adjustment of 2022 Stock Option Incentive Plan       
  (draft) and Its Summary and the Appraisal       
  Management Measures for the Implementation of the       
  Plan    Management  For  Non-Voting 
KWEICHOW MOUTAI CO LTD         
Security ID: 6414832 BP3R2F1       
Meeting Date: 14-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Amendments to the Articles of Associations of the       
  Company    Management  For  Voted - Against 
2  Amendments to the Rules of Procedure Governing the       
  Board Meetings    Management  For  Voted - For 
3  Special Dividend Plan for Shareholders  Management  For  Voted - For 
Meeting Date: 13-Jun-23  Meeting Type: Annual General Meeting     
1.1  Election of Director: Ding Xiongjun  Management  For  Voted - For 
1.2  Election of Director: Li Jingren  Management  For  Voted - For 
1.3  Election of Director: Liu Shizhong  Management  For  Voted - For 
1.4  Election of Independent Director: Jiang Guohua  Management  For  Voted - For 
1.5  Election of Independent Director: Guo Tianyong  Management  For  Voted - For 
1.6  Election of Independent Director: Sheng Leiming  Management  For  Voted - For 
1.7  Election of Supervisor: You Yalin  Management  For  Voted - For 
1.8  Election of Supervisor: Li Qiangqing  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Work Report of Independent Directors  Management  For  Voted - For 
5  2022 Annual Report and Its Summary  Management  For  Voted - For 
6  2022 Annual Accounts    Management  For  Voted - For 
7  2023 Financial Budget Plan  Management  For  Voted - For 
8  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny259.11000000       
  2) Bonus Issue from Profit (share/10 Shares):none       
  3) Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 

 

52

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
9  Appointment of 2023 Financial Audit Firm and       
  Internal Control Audit Firm  Management  For  Voted - For 
10  A Trademark License Agreement to be Signed with       
  Related Parties    Management  For  Voted - For 
11  Participation in Setting Up an Industry Fund  Management  For  Voted - For 
LBX PHARMACY CHAIN JOINT STOCK COMPANY       
Security ID: BWTV847 BYZW4H3       
Meeting Date: 08-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny5.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
5  Reappointment of Audit Firm  Management  For  Voted - For 
6  2023 Application for Comprehensive Credit Line to       
  Banks by the Company and Subsidiaries and Provision       
  of Guarantee    Management  For  Voted - For 
7  Change of the Company's Registered Capital and       
  Business Scope, and Amendments to the Company's       
  Articles of Association  Management  For  Voted - Against 
8  2022 Total Remuneration for Directors, Supervisors       
  and Senior Management  Management  For  Voted - For 
9  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
LENS TECHNOLOGY CO LTD         
Security ID: BD5CP17 BW9LDQ4       
Meeting Date: 18-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
3  2022 Annual Report and Its Summary  Management  For  Non-Voting 
4  2022 Annual Accounts    Management  For  Non-Voting 
5  2022 Special Report on the Deposit and Use of       
  Raised Funds    Management  For  Non-Voting 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny2.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
7  Reappointment of 2023 External Audit Firm  Management  For  Non-Voting 
8  2023 Remuneration Plan for Directors and Senior       
  Management    Management  For  Non-Voting 

 

53

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
9  2023 Remuneration Plan for Supervisors  Management  For  Non-Voting 
10  Provision of Guarantee for Subsidiaries  Management  For  Non-Voting 
LIVZON PHARMACEUTICAL GROUP INC       
Security ID: 6997139 BD5CQ25       
Meeting Date: 06-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Increase of the Company's Registered Capital  Management  For  Voted - Against 
2  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
3  Amendments to the Company's Rules of Procedure       
  Governing Shareholders' General Meetings  Management  For  Voted - For 
4  Amendments to the Company's Rules of Procedure       
  Governing the Board Meetings  Management  For  Voted - For 
5  Amendments to the Company's Rules of Procedure       
  Governing Meetings of the Supervisory Committee  Management  For  Voted - For 
6  Amendments to the Management System for the Use of       
  Raised Funds    Management  For  Voted - For 
LUCKY HARVEST CO., LTD.         
Security ID: BJBZJ43 BL6CK73       
Meeting Date: 17-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
3  2022 Annual Report and Its Summary  Management  For  Non-Voting 
4  2022 Annual Accounts    Management  For  Non-Voting 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny4.36000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
6  2023 Financial Budget Report  Management  For  Non-Voting 
7  Reappointment of 2023 Audit Firm  Management  For  Non-Voting 
MAANSHAN IRON & STEEL CO LTD       
Security ID: 6550930 BP3R9K5       
Meeting Date: 16-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
3  2022 Audited Financial Report  Management  For  Non-Voting 
4  Appointment of 2023 Audit Firm  Management  For  Non-Voting 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny0.20000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       

 

54

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
6  2022 Remuneration for Directors, Supervisors and       
  Senior Management    Management  For  Non-Voting 
MICRO-TECH (NANJING) CO., LTD.       
Security ID: BK6D2Q2         
Meeting Date: 18-May-23  Meeting Type: Annual General Meeting     
1.1  By-election of Non-independent Director: Ji Ming  Management  For  Voted - For 
1.2  By-election of Independent Director: Wu Yingyu  Management  For  Voted - For 
1.3  By-election of Independent Director: Wan Suiren  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2023 Financial Budget Report  Management  For  Voted - For 
6  2022 Annual Report and Its Summary  Management  For  Voted - For 
7  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny5.50000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
8  2023 Change of Audit Firm  Management  For  Voted - For 
9  Confirmation of 2022 Remuneration for Directors and       
  Supervisors and the 2023 Remuneration Plan  Management  For  Voted - For 
10  Permanently Supplementing the Working Capital with       
  Surplus Raised Funds    Management  For  Voted - For 
11  2023 Application for Comprehensive Credit Line to       
  Commercial Banks    Management  For  Voted - For 
12  Change of the Company's Registered Capital,       
  Amendments to the Company's Articles of Association       
  and Handling the Industrial and Commercial       
  Registration Amendment  Management  For  Voted - Against 
NAURA TECHNOLOGY GROUP CO LTD       
Security ID: B66DNR2 BD5LYF1       
Meeting Date: 29-Mar-23  Meeting Type: Extraordinary General Meeting     
1.1  The Election of Mr. Zhao Jinrong As A Director of       
  the 8th Session of the Board of Directors of the       
  Company    Management  For  Voted - For 
1.2  To Elect Mr. Li Qian As A Director of the Eighth       
  Session of the Board of Directors of the Company  Management  For  Voted - For 
1.3  The Election of Ms. Tao Haihong As A Director of       
  the 8th Session of the Board of Directors of the       
  Company    Management  For  Voted - For 
1.4  The Election of Mr. Ye Feng As A Director of the       
  8th Session of the Board of Directors of the Company  Management  For  Voted - For 

 

55

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.5  To Elect Mr. Sun Fuqing A S A Director of the       
  Eighth Session of the Board of Directors of the       
  Company    Management  For  Voted - For 
1.6  To Elect Mr. Yang Liu As A Director of the 8th       
  Session of the Board O F Directors of the Company  Management  For  Voted - For 
1.7  To Elect Ms. Ouyang Yiyun As the Director of the       
  8th Session of the Board of Directors  Management  For  Voted - For 
1.8  To Elect Mr. Wu Hanming As the Independent Director       
  of the 8th Session of the Board of Directors  Management  For  Voted - For 
1.9  To Elect Mr. Chen Shenghua As an Independent       
  Director of the 8th Session of the Board of       
  Directors    Management  For  Voted - For 
1.10  To Elect Mr. Luo Yi As the Independent Director of       
  the 8th Session of the Board of Directors  Management  For  Voted - For 
1.11  To Elect Ms. Liu Yi As an Independent Director of       
  the 8th Session of the Board of Directors  Management  For  Voted - For 
1.12  The Election of Ms. Wang Jin As A Shareholder       
  Representative Supervisor of the Eighth Session of       
  the Board of Supervisors of the Company  Management  For  Voted - For 
1.13  To Elect Ms. Guo Yi Ng As A Shareholder       
  Representative Supervisor of the 8th Session of the       
  Board of Supervisors    Management  For  Voted - For 
2  Proposal on Allowances for Independent Directors of       
  the 8th Session of the Board of Directors of the       
  Company    Management  For  Voted - For 
3  Proposal to Repurchase and Cancel Some Restricted       
  Shares of 2019 Stock Option and Restricted Share       
  Incentive Plan    Management  For  Voted - For 
NEW CHINA LIFE INSURANCE CO LTD       
Security ID: B75FVJ4 BP3R3F8       
Meeting Date: 28-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Report of the Board of Directors  Management  For  Voted - For 
2  2022 Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny10.80000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
5  2022 Annual Report (a and H Shares)  Management  For  Voted - For 
6  2022 Due Diligence Report of Directors  Management  For  Voted - For 
7  2022 Due Diligence Report of Supervisors  Management  For  Voted - For 
8  2022 Work Report of Independent Directors  Management  For  Voted - For 
9  Formulation of the Interim Measures for       
  Remuneration Management for Directors and       
  Supervisors    Management  For  Voted - For 
10  Reappointment of 2023 Audit Firm  Management  For  Voted - For 

 

56

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
NEWLAND DIGITAL TECHNOLOGY CO., LTD.       
Security ID: 6275727 BD5CJ15       
Meeting Date: 28-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Annual Report and Its Summary  Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny0.00000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  None    Management  For  Voted - For 
6  Reappointment of Audit Firm  Management  For  Voted - For 
7  2023 Provision of Guarantee Quota for Subsidiaries  Management  For  Voted - For 
8  External Financing Guarantee Quota for Wholly-owned       
  Subsidiaries    Management  For  Voted - For 
NINGBO DEYE TECHNOLOGY CO., LTD.       
Security ID: BMTNNH1 BP91NG5       
Meeting Date: 14-Nov-22  Meeting Type: Extraordinary General Meeting     
1.1  By-election of Supervisor: Le Feijun  Management  For  Voted - For 
2  The Company's Eligibility for Non-public A-share       
  Offering    Management  For  Voted - For 
3  Plan for 2022 Non-public A-share Offering: Stock       
  Type and Par Value    Management  For  Voted - For 
4  Plan for 2022 Non-public A-share Offering: Issuing       
  Method and Date    Management  For  Voted - For 
5  Plan for 2022 Non-public A-share Offering: Issuing       
  Targets and Subscription Method  Management  For  Voted - For 
6  Plan for 2022 Non-public A-share Offering: Pricing       
  Base Date, Pricing Principles and Issue Price  Management  For  Voted - For 
7  Plan for 2022 Non-public A-share Offering: Issuing       
  Volume    Management  For  Voted - For 
8  Plan for 2022 Non-public A-share Offering: Lockup       
  Period    Management  For  Voted - For 
9  Plan for 2022 Non-public A-share Offering: Purpose       
  of the Raised Funds    Management  For  Voted - For 
10  Plan for 2022 Non-public A-share Offering:       
  Arrangement for the Accumulated Retained Profits       
  Before the Non-public Share Offering  Management  For  Voted - For 
11  Plan for 2022 Non-public A-share Offering: Listing       
  Place    Management  For  Voted - For 
12  Plan for 2022 Non-public A-share Offering: Valid       
  Period of the Resolution  Management  For  Voted - For 
13  Preplan for 2022 Non-public A-share Offering  Management  For  Voted - For 

 

57

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
14  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the 2022 Non-public A-share Offering  Management  For  Voted - For 
15  Report on Use of Previously Raised Funds  Management  For  Voted - For 
16  Diluted Immediate Return After the Non-public Share       
  Offering, Filling Measures and Commitments of       
  Relevant Parties    Management  For  Voted - For 
17  Shareholder Return Plan for the Next Three Years       
  from 2022 to 2024    Management  For  Voted - For 
18  Setting Up A Dedicated Account for Raised Funds  Management  For  Voted - For 
19  Full Authorization to the Board to Handle Matters       
  Regarding the Non-public Share Offering  Management  For  Voted - For 
Meeting Date: 10-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Demonstration Analysis Report on the Plan for 2022       
  A-share Offering to Specific Parties  Management  For  Voted - For 
2  Shareholder Return Plan for the Next Three Years       
  from 2023 to 2025    Management  For  Voted - For 
3  Full Authorization to the Board to Handle Matters       
  Regarding the Share Offering to Specific Parties  Management  For  Voted - For 
Meeting Date: 08-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Work Report of Independent Directors  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Annual Report and Its Summary  Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny22.60000000       
  2) Bonus Issue from Profit (share/10 Shares): None       
  3) Bonus Issue from Capital Reserve (share/10       
  Shares): 8.000000    Management  For  Voted - For 
7  2023 Cash Management with Proprietary Funds  Management  For  Voted - For 
8  2023 Remuneration Plan for Directors  Management  For  Voted - For 
9  2023 Remuneration Plan for Supervisors  Management  For  Voted - For 
10  2023 Launching Foreign Exchange Hedging Business  Management  For  Voted - For 
11  2023 Application for Credit Line to Banks by the       
  Company and Subsidiaries and Provision of Related       
  Party Guarantee by the De Facto Controller  Management  For  Voted - For 
12  Amendments to the Articles of Associations of the       
  Company    Management  For  Voted - Against 
13  Report on Use of Previously Raised Funds  Management  For  Voted - For 
NINGBO HUAXIANG ELECTRONIC CO LTD       
Security ID: B09QWR9 BD5C7P5       
Meeting Date: 19-May-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Non-Voting 
2  2022 Work Report of the Board of Directors  Management  For  Non-Voting 

 

58

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
4  2022 Annual Accounts    Management  For  Non-Voting 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny2.50000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
6  Appointment of 2023 Audit Firm  Management  For  Non-Voting 
7  2023 Continuing Connected Transactions  Management  For  Non-Voting 
8  Increase Or Sale of Equities in A Company and       
  Authorization to the Chairman of the Board to       
  Handle the Implementation  Management  For  Non-Voting 
9  Continuing to Provide Guarantee Quota for       
  Wholly-owned Subsidiaries and Authorization to the       
  Board to Handle Relevant Matters  Management  For  Non-Voting 
10  Launching Financial Leasing  Management  For  Non-Voting 
NINGBO TUOPU GROUP CO LTD       
Security ID: BW9LDX1 BYQDMF9       
Meeting Date: 13-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Demonstration Analysis Report on the Plan for       
  A-share Offering to Specific Parties  Management  For  Voted - For 
NKY MEDICAL HOLDINGS LTD.       
Security ID: B5184F0 BD5LTQ7       
Meeting Date: 19-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny5.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  Appointment of 2023 Audit Firm  Management  For  Voted - For 
7  2023 Remuneration Plan for Directors, Supervisors       
  and Senior Management  Management  For  Voted - For 
8  Amendments to the Company's Articles of Association       
  and Relevant Systems    Management  For  Voted - Against 
Meeting Date: 26-Jun-23  Meeting Type: Extraordinary General Meeting     
1  Repurchase and Cancellation of Some Restricted       
  Stocks Under 2021 Restricted Stock Incentive Plan  Management  For  Voted - For 

 

59

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
OFFSHORE OIL ENGINEERING CO LTD       
Security ID: 6439794 BP3R455       
Meeting Date: 28-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Amendments to the Articles of Association in A       
  Company and Inclusion of the Said Company Into the       
  Scope of Consolidated Statements  Management  For  Voted - Against 
Meeting Date: 19-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny1.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
5  2022 Annual Report and Its Summary  Management  For  Voted - For 
6  Formulation of the Connected Transactions       
  Management Measures  Management  For  Voted - For 
7  Estimated Continuing Connected Transactions from       
  2023 to 2025    Management  For  Voted - For 
8  The Financial Service Framework Agreement to be       
  Signed with A Company  Management  For  Voted - For 
9  Reappointment of 2023 Financial and Internal       
  Control Audit Firm    Management  For  Voted - For 
PING AN BANK CO LTD         
Security ID: 6802006 BD5CPS4       
Meeting Date: 10-Nov-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-executive Director: Xie Yonglin  Management  For  Voted - For 
1.2  Election of Non-executive Director: Chen Xinying  Management  For  Voted - For 
1.3  Election of Non-executive Director: Cai Fangfang  Management  For  Voted - For 
1.4  Election of Non-executive Director: Fu Xin  Management  For  Voted - For 
1.5  Election of Non-executive Director: Hu Jianfeng  Management  For  Voted - For 
1.6  Election of Non-executive Director: Guo Jian  Management  For  Voted - For 
1.7  Election of Executive Director: Hu Yuefei  Management  For  Voted - For 
1.8  Election of Executive Director: Yang Zhiqun  Management  For  Voted - For 
1.9  Election of Executive Director: Guo Shibang  Management  For  Voted - For 
1.10  Election of Executive Director: Xiang Youzhi  Management  For  Voted - For 
1.11  Election of Independent Director: Yang Jun  Management  For  Voted - For 
1.12  Election of Independent Director: Ai Chunrong  Management  For  Voted - For 

 

60

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.13  Election of Independent Director: Wu Zhipan  Management  For  Voted - For 
1.14  Election of Independent Director: Chen Su  Management  For  Voted - For 
1.15  Election of Independent Director: Liu Feng  Management  For  Voted - For 
1.16  Election of External Supervisor: Wang Chunhan  Management  For  Voted - For 
1.17  Election of External Supervisor: Wang Songqi  Management  For  Voted - For 
1.18  Election of External Supervisor: Han Xiaojing  Management  For  Voted - For 
2  Composition of the Board  Management  For  Voted - For 
3  Composition of the Supervisory Committee  Management  For  Voted - For 
4  Election of Supervisor Supervisors  Management  For  Voted - For 
Meeting Date: 31-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts and 2023 Financial Budget       
  Report    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny2.85000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  2022 Connected Transactions Results and Report on       
  the Implementation of Connected Transactions       
  Management System    Management  For  Voted - For 
7  Appointment of 2023 Audit Firm  Management  For  Voted - For 
8  The Total Annual Budget for External Donations and       
  the Authorization Plan    Management  For  Voted - For 
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD       
Security ID: B1SVWB6 BP3R284       
Meeting Date: 12-May-23  Meeting Type: Annual General Meeting     
1  2022 Report of the Board of Directors  Management  For  Voted - For 
2  2022 Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts, Including 2022 Audit Report       
  and Audited Financial Statements  Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny15.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  2023 Reappointment of Audit Firm  Management  For  Voted - For 
7  Election of Independent Non-executive Directors  Management  For  Voted - For 
8  Issuance of Debt Financing Instruments  Management  For  Voted - For 
9  General Authorization to the Board for Additional       
  Offering of H-share, General Authorization to the       

 

61

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Board to Issue, Allot and Dispose Additional Shares       
  of No More Than 10 Percent of Outstanding H-shares       
  of the Company, with the Discount Rate of Issue       
  Price No More Than 10 Percent of the Bench Mark       
  Price (if Any)    Management  For  Voted - For 
POSTAL SAVINGS BANK OF CHINA       
Security ID: BKDQFP4 BL61XF9       
Meeting Date: 01-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Adjustment of the Agent Rate of Rmb Individual       
  Deposit Business of the Company and A Group  Management  For  Voted - For 
Meeting Date: 11-Nov-22  Meeting Type: Extraordinary General Meeting     
1.1  Re-election of Wen Tiejun As an Independent       
  Non-executive Director  Management  For  Voted - For 
1.2  Re-election of Zhong Ruiming As an Independent       
  Non-executive Director  Management  For  Voted - For 
1.3  Re-election of Pan Yingli As an Independent       
  Non-executive Director  Management  For  Voted - For 
1.4  Re-election of Tang Zhihong As an Independent       
  Non-executive Director  Management  For  Voted - For 
2  Eligibility of the Non-public A-share Offering  Management  For  Voted - For 
3  Plan for the Non-public A-share Offering: Stock       
  Type and Par Value    Management  For  Voted - For 
4  Plan for the Non-public A-share Offering: Method       
  and Date of Issuance    Management  For  Voted - For 
5  Plan for the Non-public A-share Offering: Scale and       
  Purpose of the Raised Funds  Management  For  Voted - For 
6  Plan for the Non-public A-share Offering: Issuing       
  Targets and Subscription Method  Management  For  Voted - For 
7  Plan for the Non-public A-share Offering: Pricing       
  Base Date, Pricing Principles and Issue Price  Management  For  Voted - For 
8  Plan for the Non-public A-share Offering: Issuing       
  Volume    Management  For  Voted - For 
9  Plan for the Non-public A-share Offering: Lockup       
  Period    Management  For  Voted - For 
10  Plan for the Non-public A-share Offering: Listing       
  Place    Management  For  Voted - For 
11  Plan for the Non-public A-share Offering:       
  Arrangement for the Accumulated Retained Profits       
  Before Completion of the Issuance  Management  For  Voted - For 
12  Plan for the Non-public A-share Offering: Valid       
  Period of the Resolution  Management  For  Voted - For 
13  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the Non-public A-share Offering  Management  For  Voted - For 
14  Report on the Use of Previously Raised Funds  Management  For  Voted - For 
15  Diluted Immediate Return After the Non-public       
  A-share Offering, Filling Measures and Commitments       
  of Relevant Parties    Management  For  Voted - For 

 

62

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
16  Shareholder Return Plan for the Next Three Years       
  from 2023 to 2025    Management  For  Voted - For 
17  Authorization to the Board and Its Authorized       
  Persons to Handle Matters Regarding the Non-public       
  A-share Offering    Management  For  Voted - For 
18  2021 Remuneration Settlement Plan for Directors  Management  For  Voted - For 
19  2021 Remuneration Settlement Plan for Supervisors  Management  For  Voted - For 
PROYA COSMETICS CO., LTD.       
Security ID: BKM3FN4 BYZKX81       
Meeting Date: 11-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny8.70000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):4.000000    Management  For  Voted - For 
6  2022 Reappointment of Audit Firm and Payment of Its       
  Audit Fees in 2022    Management  For  Voted - For 
7  2022 Confirmation of Remuneration for Directors  Management  For  Voted - For 
8  2022 Confirmation of Remuneration for Supervisors  Management  For  Voted - For 
9  2023 Estimated Guarantee Quota of the Company and       
  Its Wholly-owned Subsidiaries  Management  For  Voted - For 
10  Change of the Company's Business Scope and       
  Amendments to the Company's Articles of Association       
  and Handling of the Industrial and Commercial       
  Registration Amendment  Management  For  Voted - Against 
PYLON TECHNOLOGIES CO., LTD.       
Security ID: BN45744 BQ3RX88       
Meeting Date: 21-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Settlement of Some Projects Financed with Raised       
  Funds from Ipo and Permanently Supplementing the       
  Working Capital with the Surplus Raised Funds  Management  For  Voted - For 
2  Permanently Supplementing the Working Capital with       
  Some Surplus Raised Funds  Management  For  Voted - For 
3  2023 Estimated Continuing Connected Transactions:       
  2023 Estimated Continuing Connected Transactions       
  with A Company    Management  For  Voted - For 
4  2023 Estimated Continuing Connected Transactions:       
  2023 Estimated Continuing Connected Transactions       
  with A 2nd Company Its Subsidiaries  Management  For  Voted - For 

 

63

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5  2023 Estimated Continuing Connected Transactions:       
  2023 Estimated Continuing Connected Transactions       
  with A 3rd Company Its Subsidiaries  Management  For  Voted - For 
6  2023 Estimated Continuing Connected Transactions:       
  2023 Estimated Continuing Connected Transactions       
  with Other 2 Companies  Management  For  Voted - For 
QI AN XIN TECHNOLOGY GROUP INC.       
Security ID: BMVQMT3         
Meeting Date: 16-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny0.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  Connected Transaction on 2023 External Donation       
  Quota    Management  For  Voted - For 
7  Authorization to the Board to Issue Shares to       
  Specific Parties Via Simplified Procedure  Management  For  Voted - For 
QINGDAO GAOCE TECHNOLOGY CO., LTD.       
Security ID: BMD46Q0         
Meeting Date: 29-Jul-22  Meeting Type: Extraordinary General Meeting     
1  Extension of the Valid Period of the Resolution on       
  the Issuance of Convertible Corporate Bonds to       
  Non-specific Parties    Management  For  Voted - For 
2  Extension of the Valid Period of Full Authorization       
  to the Board and Its Authorized Persons to Handle       
  Matters Regarding the Issuance of Convertible       
  Corporate Bonds to Non-specific Parties  Management  For  Voted - For 
3  Change of the Company's Registered Capital,       
  Amendments to the Company's Articles of Association       
  and Handling of the Industrial and Commercial       
  Registration Amendment  Management  For  Voted - Against 
Meeting Date: 07-Sep-22  Meeting Type: Extraordinary General Meeting     
1  Appointment of 2022 Audit Firm  Management  For  Voted - For 

 

64

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
QINGDAO GAOCE TECHNOLOGY CO., LTD.       
Security ID: BMD46Q0 BQ3RXL1       
Meeting Date: 29-Sep-22  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for A-share Offering to       
  Specific Parties    Management  For  Voted - For 
2  Plan for A-share Offering to Specific Parties:       
  Stock Type and Par Value  Management  For  Voted - For 
3  Plan for A-share Offering to Specific Parties:       
  Method and Date of Issuance  Management  For  Voted - For 
4  Plan for A-share Offering to Specific Parties:       
  Pricing Base Date, Pricing Principles and Issue       
  Price    Management  For  Voted - For 
5  Plan for A-share Offering to Specific Parties:       
  Issuing Targets and Subscription Method  Management  For  Voted - For 
6  Plan for A-share Offering to Specific Parties:       
  Issuing Volume    Management  For  Voted - For 
7  Plan for A-share Offering to Specific Parties:       
  Lockup Period    Management  For  Voted - For 
8  Plan for A-share Offering to Specific Parties:       
  Listing Place    Management  For  Voted - For 
9  Plan for A-share Offering to Specific Parties:       
  Arrangement for the Accumulated Retained Profits       
  Before the Share Offering  Management  For  Voted - For 
10  Plan for A-share Offering to Specific Parties:       
  Amount and Purpose of the Raised Funds  Management  For  Voted - For 
11  Plan for A-share Offering to Specific Parties: the       
  Valid Period of the Resolution on the Share Offering  Management  For  Voted - For 
12  Preplan for the A-share Offering to Specific Parties  Management  For  Voted - For 
13  Demonstration Analysis Report on the Plan for       
  A-share Offering to Specific Parties  Management  For  Voted - For 
14  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the A-share Offering to Specific       
  Parties    Management  For  Voted - For 
15  Connected Transactions Involved in the A-share       
  Offering to Specific Parties  Management  For  Voted - For 
16  Conditional Share Subscription Agreement to be       
  Signed with Specific Parties  Management  For  Voted - For 
17  Special Report on Used of Previously Raised Funds  Management  For  Voted - For 
18  Diluted Immediate Return After the A-share Offering       
  to Specific Parties, Filling Measures and       
  Commitments of Relevant Parties  Management  For  Voted - For 
19  Formulation of the Shareholder Return Plan for the       
  Next Three Years from 2022 to 2024  Management  For  Voted - For 
20  Authorization to the Board and Its Authorized       
  Persons to Handle Matters Regarding the A-share       
  Offering    Management  For  Voted - For 
21  Statement on the Purpose of the Raised Funds       
  Belongs to the Technological Innovation Field  Management  For  Voted - For 

 

65

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 24-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Voted - For 
2  2022 Annual Accounts    Management  For  Voted - For 
3  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny3.50000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):4.000000    Management  For  Voted - For 
4  2022 Work Report of the Board of Directors  Management  For  Voted - For 
5  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
6  2022 Remuneration for Directors and 2023       
  Remuneration Plan    Management  For  Voted - For 
7  2022 Remuneration for Supervisors and 2023       
  Remuneration Plan    Management  For  Voted - For 
8  Application for Comprehensive Credit Line by the       
  Company and Subsidiaries and Provision of Guarantee       
  for Subsidiaries    Management  For  Voted - For 
9  Provision of Repurchase Guarantee for Financing of       
  Some Clients to Financial Leasing Companies  Management  For  Voted - For 
10  2023 Restricted Stock Incentive Plan (draft) and       
  Its Summary    Management  For  Voted - For 
11  Appraisal Management Measures for the       
  Implementation of 2023 Restricted Stock Incentive       
  Plan    Management  For  Voted - For 
12  Authorization to the Board to Handle Matters       
  Regarding the 2023 Restricted Stock Incentive Plan  Management  For  Voted - For 
SANQUAN FOOD CO LTD         
Security ID: B2PB5G2 BD5LY84       
Meeting Date: 30-Sep-22  Meeting Type: Extraordinary General Meeting     
1  Adjustment of Performance Appraisal Goals from the       
  Company Level of the First Granted Exercising       
  Period of the 2021 Stock Option Incentive Plan  Management  For  Voted - For 
2  2021 Stock Option Incentive Plan (revised Draft)       
  and Its Summary    Management  For  Voted - For 
3  Appraisal Management Measures for the       
  Implementation of 2021 Stock Option Incentive Plan       
  (revised)    Management  For  Voted - For 
SG MICRO CORP         
Security ID: BDZYZ35 BHQPSR0       
Meeting Date: 17-Aug-22  Meeting Type: Extraordinary General Meeting     
1  2022 Stock Option Incentive Plan (draft) and Its       
  Summary    Management  For  Voted - For 
2  Appraisal Management Measures for the       
  Implementation of 2022 Stock Option Incentive Plan  Management  For  Voted - For 

 

66

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Authorization to the Board to Handle Matters       
  Regarding 2022 Stock Option Incentive Plan  Management  For  Voted - For 
4  Change of the Company's Registered Capital,       
  Amendments to the Company's Articles of Association       
  and Handling the Industrial and Commercial       
  Registration Amendment  Management  For  Voted - Against 
SHAANXI COAL INDUSTRY COMPANY LIMITED       
Security ID: BJ3WDM8 BS7K5P8       
Meeting Date: 15-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Connected Transaction Regarding Acquisition of       
  Equities in Two Companies  Management  For  Non-Voting 
2  Adjustment of 2022 Estimated Amount of Continuing       
  Connected Transactions  Management  For  Non-Voting 
SHANDONG WIT DYNE HEALTH CO., LTD.       
Security ID: 6152251 BD73KX5       
Meeting Date: 30-Dec-22  Meeting Type: Extraordinary General Meeting     
1  The Company's Provision of Counter Guarantee for       
  the Guarantee for the Financing Credit of A Company       
  Provided by A Controlling Shareholder  Management  For  Voted - For 
Meeting Date: 13-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny8.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
5  2022 Annual Report    Management  For  Voted - For 
6  Appointment of 2023 Audit Firm  Management  For  Voted - For 
SHANDONG XIANTAN CO LTD       
Security ID: BD6QW40 BVV7Z67       
Meeting Date: 16-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 

 

67

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny1.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  2022 Special Report on the Deposit and Use of       
  Raised Funds    Management  For  Voted - For 
7  Reappointment of Audit Firm  Management  For  Voted - For 
8  Remuneration for Directors, Supervisors and Senior       
  Management    Management  For  Voted - For 
9  2023 Bank Comprehensive Credit Line and       
  Authorization to the Chairman of the Board to Sign       
  Relevant Bank Loans Contracts  Management  For  Voted - For 
10  Securities Investment with Idle Proprietary Funds  Management  For  Voted - For 
11  Cash Management with Idle Raised Funds  Management  For  Voted - For 
12  Cash Management with Proprietary Funds  Management  For  Voted - For 
13  Provision of Guarantee for the Bank Credit Line       
  Applied for by Subsidiaries  Management  For  Voted - For 
14  Provision of Maximum Guarantee for the Banks Loans       
  of the Company's Cooperative Farms Technology       
  Transformation    Management  For  Voted - For 
15  Shareholder Return Plan for the Next Three Years       
  from 2023 to 2025    Management  For  Voted - For 
16  Termination of Some Projects Financed with Raised       
  Funds from 2015 Non-public Share Offering and       
  Permanently Supplementing the Working Capital with     
  the Surplus Raised Funds  Management  For  Voted - For 
SHANGHAI FRIENDESS ELECTRONICS TECHNOLOGY  CO     
Security ID: BJXJLD6 BK71BV3       
Meeting Date: 19-May-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Non-Voting 
2  2022 Annual Accounts    Management  For  Non-Voting 
3  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny11.30000000       
  2) Bonus Issue from Profit (share/10 Shares): None       
  3) Bonus Issue from Capital Reserve (share/10       
  Shares): None    Management  For  Non-Voting 
4  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
5  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
6  Remuneration Plan for Directors  Management  For  Non-Voting 
7  Remuneration Plan for Supervisors  Management  For  Non-Voting 
8  2022 Special Report on the Deposit and Use of       
  Raised Funds    Management  For  Non-Voting 
9  2022 Internal Control Evaluation Report  Management  For  Non-Voting 

 

68

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
SHANGHAI INTERNATIONAL PORT (GROUP) CO LTD       
Security ID: B1G9126 BP3R2L7       
Meeting Date: 15-Jul-22  Meeting Type: Extraordinary General Meeting     
1  The Spin-off Listing of A Subsidiary on the Main       
  Board of Shanghai Stock Exchange is in Compliance       
  with Relevant Laws and Regulations  Management  For  Voted - For 
2  Plan for the Spin-off Listing of the Subsidiary on       
  the Main Board of Shanghai Stock Exchange  Management  For  Voted - For 
3  Preplan for the Spin-off Listing of the Subsidiary       
  on the Main Board of Shanghai Stock Exchange  Management  For  Voted - For 
4  The Spin-off Listing of the Subsidiary on the Main       
  Board of Shanghai Stock Exchange is in Compliance       
  with the Listed Company Spin-off Rules (trial)  Management  For  Voted - For 
5  The Spin-off Listing of the Subsidiary on the Main       
  Board of Shanghai Stock Exchange is for the Rights       
  and Interests of Shareholders and Creditors  Management  For  Voted - For 
6  Statement on Maintaining Independence and       
  Sustainable Profitability of the Company  Management  For  Voted - For 
7  The Subsidiary is Capable of Conducting Law-based       
  Operation    Management  For  Voted - For 
8  Statement on the Compliance and Completeness of the       
  Legal Procedure of the Spin-off Listing and the       
  Validity of the Legal Documents Submitted  Management  For  Voted - For 
9  Purpose, Commercial Reasonability, Necessity and       
  Feasibility of the Spin-off Listing  Management  For  Voted - For 
10  Full Authorization to the Board and Its Authorized       
  Persons to Handle Matters Regarding the Spin-off       
  Listing    Management  For  Voted - For 
SHANGHAI MALING AQUARIUS CO LTD       
Security ID: 6008473 BP3RDN6       
Meeting Date: 20-Dec-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Huang Jizhang As an Independent Director  Management  For  Voted - For 
2  Amendments to the Articles of Association of the       
  Company    Management  For  Voted - Against 
3  2022 Launching Financial Derivatives Business by A       
  Subsidiary    Management  For  Voted - For 
4  2023 Launching Financial Derivatives Business by       
  the Above Subsidiary    Management  For  Voted - For 
Meeting Date: 31-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       

 

69

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Dividend/10 Shares (tax Included):cny1.61000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
5  2023 Estimated Continuing Operational Connected       
  Transactions    Management  For  Voted - For 
6  2023 Application for Comprehensive Credit Line to A       
  Bank and Its Subordinated Banks  Management  For  Voted - For 
7  2023 Application for Comprehensive Credit Line to       
  Another Bank and Its Subordinated Banks  Management  For  Voted - For 
8  2023 Estimated Guarantee Quota for Subsidiaries  Management  For  Voted - For 
9  Connected Transaction Regarding Entrusted Loans       
  Through A Company    Management  For  Voted - For 
10  Connected Transactions Regarding Financial Aid to       
  Subsidiaries in Proportion to the Shareholding in       
  Them    Management  For  Voted - For 
11  Reappointment of Audit Firm  Management  For  Voted - For 
SHANGHAI PUDONG CONSTRUCTION CO., LTD.       
Security ID: B00FR58 BP3RCW8       
Meeting Date: 20-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2023 Financial Budget Report  Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny2.10000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
7  2023 Loan Quota    Management  For  Voted - For 
8  2023 Provision of Guarantee for Subsidiaries  Management  For  Voted - For 
9  Connected Transactions Regarding the       
  Bank-enterprise Cooperation Agreement to be Signed       
  with A Company    Management  For  Voted - For 
10  2023 Structured Deposits and Low-risk Products       
  Investment    Management  For  Voted - For 
11  2023 Project Investment Quota  Management  For  Voted - For 
12  Estimated Continuing Connected Transactions  Management  For  Voted - For 
13  Purchase of Liability Insurance for Directors,       
  Supervisors and Senior Management  Management  For  Voted - For 
14  2023 Remuneration Budget for Directors and       
  Supervisors    Management  For  Voted - For 
15  By-election of Directors    Management  For  Voted - For 
Meeting Date: 14-Jun-23  Meeting Type: Extraordinary General Meeting     
1  By-election of Directors    Management  For  Voted - For 

 

70

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  2023 Appointment of Audit Firm  Management  For  Voted - For 
SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LT D.       
Security ID: BF2DZJ5 BFBCV39       
Meeting Date: 15-Aug-22  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for Non-public A-share       
  Offering    Management  For  Non-Voting 
2  Plan for 2022 Non-public A-share Offering: Stock       
  Type and Par Value    Management  For  Non-Voting 
3  Plan for 2022 Non-public A-share Offering: Issuing       
  Method and Date    Management  For  Non-Voting 
4  Plan for 2022 Non-public A-share Offering: Issuing       
  Volume and Amount of the Raised Funds  Management  For  Non-Voting 
5  Plan for 2022 Non-public A-share Offering: Issuing       
  Targets and Subscription Method  Management  For  Non-Voting 
6  Plan for 2022 Non-public A-share Offering: Pricing       
  Base Date, Pricing Principles and Issue Price  Management  For  Non-Voting 
7  Plan for 2022 Non-public A-share Offering: Purpose       
  of the Raised Funds    Management  For  Non-Voting 
8  Plan for 2022 Non-public A-share Offering: Lockup       
  Period    Management  For  Non-Voting 
9  Plan for 2022 Non-public A-share Offering: Listing       
  Place    Management  For  Non-Voting 
10  Plan for 2022 Non-public A-share Offering:       
  Arrangement for the Accumulated Retained Profits       
  Before the Non-public Share Offering  Management  For  Non-Voting 
11  Plan for 2022 Non-public A-share Offering: the       
  Validity Period of the Resolution on the Non-public       
  Offering    Management  For  Non-Voting 
12  Preplan for 2022 Non-public A-share Offering  Management  For  Non-Voting 
13  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the 2022 Non-public A-share Offering  Management  For  Non-Voting 
14  Report on the Use of Previously-raised Funds  Management  For  Non-Voting 
15  Diluted Immediate Return After the 2022 Non-public       
  A-share Offering, Filling Measures and Commitments       
  of Relevant Parties    Management  For  Non-Voting 
16  Full Authorization to the Board and Its Authorized       
  Persons to Handle Matters Regarding the Non-public       
  Share Offering    Management  For  Non-Voting 
17  Setting Up A Deposit Account for the Funds Raised       
  from Non-public Share Offering  Management  For  Non-Voting 
18  Shareholder Return Plan for the Next Three Years       
  from 2022 to 2024    Management  For  Non-Voting 
19  Revision and Restatement of the Company's Articles       
  of Association    Management  For  Non-Voting 

 

71

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
SHANGHAI ZHONGGU LOGISTICS CO., LTD.       
Security ID:         
Meeting Date: 15-Aug-22  Meeting Type: Extraordinary General Meeting     
1  2022 Estimated Additional Quota of Continuing       
  Connected Transactions  Management  For  Voted - For 
2  2022 Interim Profit Distribution Preplan  Management  For  Voted - For 
SHANXI XINGHUACUN FEN WINE FACTORY CO LTD       
Security ID: 6808361 BP3R820       
Meeting Date: 30-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Board of Supervisors  Management  For  Voted - For 
3  2022 Work Reports of Independent Directors  Management  For  Voted - For 
4  To Consider and Approve 2022 Final Accounts Report       
  of the Company    Management  For  Voted - For 
5  2022 Annual Profit Distribution Plan  Management  For  Voted - For 
6  2022 Annual Report and Its Summary  Management  For  Voted - For 
7  Proposal to Appoint an Annual Report Auditor and an       
  Internal Control Auditor for 2023  Management  For  Voted - For 
8  Proposal to Change the Registered Capital and to       
  Revise the Articles of Association of the Company  Management  For  Voted - For 
SHENZHEN DAS INTELLITECH CO LTD       
Security ID: B3SNC16 BD5C8B8       
Meeting Date: 16-May-23  Meeting Type: Extraordinary General Meeting     
1  Change of the Business Scope and Amendment to the       
  Articles of Association of the Company  Management  For  Voted - Against 
SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO., LTD.       
Security ID: BGHD9P1 BHQK864       
Meeting Date: 18-May-23  Meeting Type: Annual General Meeting     
1.1  Election of Non-independent Director: Li Xiting  Management  For  Voted - For 
1.2  Election of Non-independent Director: Xu Hang  Management  For  Voted - For 
1.3  Election of Non-independent Director: Cheng Minghe  Management  For  Voted - For 
1.4  Election of Non-independent Director: Wu Hao  Management  For  Voted - For 
1.5  Election of Non-independent Director: Guo Yanmei  Management  For  Voted - For 
1.6  Election of Independent Director: Liang Huming  Management  For  Voted - For 
1.7  Election of Independent Director: Zhou Xianyi  Management  For  Voted - For 
1.8  Election of Independent Director: Hu Shanrong  Management  For  Voted - For 
1.9  Election of Independent Director: Gao Shengping  Management  For  Voted - For 
1.10  Election of Independent Director: Xu Jing  Management  For  Voted - For 

 

72

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.11  Election of Non-employee Supervisor: Tang Zhi  Management  For  Voted - For 
1.12  Election of Non-employee Supervisor: Ji Qiang  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny45.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  2022 Annual Report and Its Summary  Management  For  Voted - For 
7  2022 Sustainable Development Report  Management  For  Voted - For 
8  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
9  Amendments to the Articles of Associations of the       
  Company    Management  For  Voted - Against 
10  Amendments to the Remuneration Management System of       
  Directors, Supervisors and Senior Management  Management  For  Voted - For 
SICHUAN CHUANTOU ENERGY CO LTD       
Security ID: 6313092 BP3R4Y4       
Meeting Date: 18-May-23  Meeting Type: Annual General Meeting     
1.1  By-election of Wu Xiaoxi As A Director  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2023 Production and Operation and Financial Budget       
  Report    Management  For  Voted - For 
6  Shareholder Return Plan for the Next Three Years       
  from 2023 to 2025    Management  For  Voted - For 
7  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan is As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny4.00000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  None    Management  For  Voted - For 
8  2022 Annual Report and Its Summary  Management  For  Voted - For 
9  2023 Financing Work    Management  For  Voted - For 
10  Appointment of Audit Firm and Authorization to the       
  Board for Determination of Its Audit Fees  Management  For  Voted - For 
11  Amendments to the Company's Articles of Association       
  and Its Appendix    Management  For  Voted - Against 
12  Election of Supervisors    Management  For  Voted - For 
13  Dismissal of Liu Tibin As Chairman of the Board and       
  Director    Management  For  Voted - For 

 

73

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
SICHUAN ROAD & BRIDGE CO LTD       
Security ID: 6599803 BP3RBG5       
Meeting Date: 28-Oct-22  Meeting Type: Extraordinary General Meeting     
1  Amendments to the Company's Some Articles of       
  Association    Management  For  Voted - Against 
2  Adjustment of 2022 Estimated Quota of Continuing       
  Connected Transactions  Management  For  Voted - For 
Meeting Date: 02-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Setting Up and Application for Issuance of       
  Asset-backed Securities  Management  For  Voted - For 
Meeting Date: 24-Feb-23  Meeting Type: Extraordinary General Meeting     
1  A Subsidiary's Provision of Guarantee for A Company  Management  For  Voted - For 
Meeting Date: 09-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Transfer of 19 Percent Equities in A Company by A       
  Subsidiary    Management  For  Voted - Abstain 
Meeting Date: 20-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny9.10000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):4.000000    Management  For  Voted - For 
5  2022 Annual Report and Its Summary  Management  For  Voted - For 
6  2022 Internal Control Evaluation Report  Management  For  Voted - For 
Meeting Date: 01-Jun-23  Meeting Type: Extraordinary General Meeting     
1  Provision of Guarantee for A Company  Management  For  Voted - For 
2  Registration and Issuance of Super and Short-term       
  Commercial Papers    Management  For  Voted - For 

 

74

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
SICHUAN TEWAY FOOD GROUP CO., LTD.       
Security ID: BJLYZQ4 BK4XS33       
Meeting Date: 12-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Extension, Change and Termination of Some Projects       
  Financed with Raised Funds from Non-public Share       
  Offering    Management  For  Voted - For 
2  Repurchase and Cancellation of Some Restricted       
  Stocks    Management  For  Voted - For 
3  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
SPRING AIRLINES CO LTD         
Security ID: BTG8044 BZ0D1W2       
Meeting Date: 09-Jun-23  Meeting Type: Annual General Meeting     
1.1  Election of Non-independent Director: Wang Zhenghua  Management  For  Voted - For 
1.2  Election of Non-independent Director: Wang Yu  Management  For  Voted - For 
1.3  Election of Non-independent Director: Zhang Xiuzhi  Management  For  Voted - For 
1.4  Election of Non-independent Director: Wang Wei  Management  For  Voted - For 
1.5  Election of Non-independent Director: Wang Zhijie  Management  For  Voted - For 
1.6  Election of Independent Director: Li Ruoshan  Management  For  Voted - For 
1.7  Election of Independent Director: Zheng Peimin  Management  For  Voted - For 
1.8  Election of Independent Director: Jin Ming  Management  For  Voted - For 
1.9  Election of Supervisor: Xu Guoping  Management  For  Voted - For 
1.10  Election of Supervisor: Tang Fang  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Financial Report    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny0.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  2022 Annual Report and Its Summary  Management  For  Voted - For 
7  2022 Remuneration Distribution Plan for Directors       
  and Senior Management  Management  For  Voted - For 
8  2022 Remuneration Distribution Plan for Supervisors  Management  For  Voted - For 
9  2023 Estimated Amount of Continuing Connected       
  Transactions    Management  For  Voted - For 
10  2023 Estimated Amount of External Guarantee  Management  For  Voted - For 
11  Appointment of 2023 Financial Audit Firm and       
  Internal Control Audit Firm  Management  For  Voted - For 
12  2023 Employee Stock Ownership Plan (draft) and Its       
  Summary    Management  For  Voted - For 
13  Management Measures for the 2023 Employee Stock       
  Ownership Plan    Management  For  Voted - For 

 

75

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
14  Authorization to the Board and Its Authorized       
  Persons to Handle Matters Regarding the 2023       
  Employee Stock Ownership Plan  Management  For  Voted - For 
STARPOWER SEMICONDUCTOR LTD.       
Security ID: BKWHQ77 BL58R37       
Meeting Date: 28-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny14.36270000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  Reappointment of Audit Firm  Management  For  Voted - For 
7  2022 Remuneration Appraisal for Directors and       
  Supervisors, and the 2023 Remuneration and       
  Appraisal Plan    Management  For  Voted - For 
8  Estimation of 2023 Continuing Connected       
  Transactions and Confirmation of 2022 Continuing       
  Connected Transactions  Management  For  Voted - For 
9  2023 Application for Financing Quota to Financial       
  Institutions    Management  For  Voted - For 
10  Report on Provision for Assets Impairment  Management  For  Voted - For 
11  2022 Internal Control Evaluation Report  Management  For  Voted - For 
12  2022 Special Report on the Deposit and Use of       
  Raised Funds    Management  For  Voted - For 
13  Provision of Guarantee for Wholly-owned and       
  Controlled Subsidiaries in 2023  Management  For  Voted - For 
14  Cash Management with Some Temporarily Idle Raised       
  Funds and Proprietary Funds  Management  For  Voted - For 
SUNTAK TECHNOLOGY CO., LTD.       
Security ID: BD3NFH8 BD6V591       
Meeting Date: 27-Jul-22  Meeting Type: Extraordinary General Meeting     
1  Connected Transaction Regarding Provision of       
  Guarantee for Joint Stock Subsidiaries  Management  For  Voted - For 
2  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 

 

76

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
SUZHOU MAXWELL TECHNOLOGIES CO., LTD.       
Security ID: BGYDCM2 BL61W96       
Meeting Date: 05-Jan-23  Meeting Type: Extraordinary General Meeting     
1  Cash Management with Some Idle Proprietary Funds  Management  For  Voted - For 
2  2023 Application for Comprehensive Credit Line to       
  Relevant Banks by the Company and Subsidiaries and       
  Provision of Guarantee for Subsidiaries Within the       
  Authorized Scope    Management  For  Voted - For 
3  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
4  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
Meeting Date: 20-Feb-23  Meeting Type: Extraordinary General Meeting     
1.1  Election and Nomination of Non-independent Director       
  Ahead of Schedule: Zhou Jian  Management  For  Voted - For 
1.2  Election and Nomination of Non-independent Director       
  Ahead of Schedule: Wang Zhenggen  Management  For  Voted - For 
1.3  Election and Nomination of Non-independent Director       
  Ahead of Schedule: Liu Qiong  Management  For  Voted - For 
1.4  Election and Nomination of Non-independent Director       
  Ahead of Schedule: Li Qiang  Management  For  Voted - For 
1.5  Election and Nomination of Independent Director       
  Ahead of Schedule: Liu Yuehua  Management  For  Voted - For 
1.6  Election and Nomination of Independent Director       
  Ahead of Schedule: Zhao Xu  Management  For  Voted - For 
1.7  Election and Nomination of Independent Director       
  Ahead of Schedule: Yuan Ningyi  Management  For  Voted - For 
1.8  Election and Nomination of Non-employee Supervisor       
  Ahead of Schedule: Xia Zhifeng  Management  For  Voted - For 
1.9  Election and Nomination of Non-employee Supervisor       
  Ahead of Schedule: Ma Qihui  Management  For  Voted - For 
Meeting Date: 16-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Annual Accounts    Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny15.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):6.000000    Management  For  Voted - For 
5  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
6  Remuneration Plan for Directors  Management  For  Voted - For 
7  Amendments to the Employee Loans Management Measures  Management  For  Voted - For 
8  Remuneration Plan for Supervisors  Management  For  Voted - For 
9  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 

 

77

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
TBEA CO LTD         
Security ID: 6003973 BP3R4H7       
Meeting Date: 14-Nov-22  Meeting Type: Extraordinary General Meeting     
1  2022 Stock Option Incentive Plan (draft) and Its       
  Summary    Management  For  Non-Voting 
2  2022 Appraisal Management Measures for the       
  Implementation of the Stock Option Incentive Plan  Management  For  Non-Voting 
3  Authorization to the Board to Handle Matters       
  Regarding the 2022 Stock Option Incentive Plan  Management  For  Non-Voting 
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LT       
Security ID: BDFS9G8 BGYDCN3       
Meeting Date: 27-Oct-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Xiao Jianyou As an Executive Director  Management  For  Voted - For 
Meeting Date: 27-Apr-23  Meeting Type: Extraordinary General Meeting     
1.1  Election of Song Hongjun As A Non-executive Director  Management  For  Voted - For 
2  2021 Remuneration Settlement Plan for Directors and       
  Supervisors    Management  For  Voted - For 
Meeting Date: 19-Jun-23  Meeting Type: Annual General Meeting     
1.1  Election of Wang Pengcheng As an Independent       
  Director    Management  For  Voted - For 
2  2022 Report of the Board of Directors  Management  For  Voted - For 
3  2022 Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny1.66000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  2023 Annual Fixed Assets Investment Budget  Management  For  Voted - For 
7  Appointment of 2023 Audit Firm  Management  For  Voted - For 
8  2023 Charitable Donation Plan  Management  For  Voted - For 
TIAN DI SCIENCE & TECHNOLOGY CO LTD       
Security ID: 6546070 BP3R8L9       
Meeting Date: 26-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
3  2022 Annual Accounts    Management  For  Non-Voting 

 

78

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  2022 Annual Report and Its Summary  Management  For  Non-Voting 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny2.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
6  Reappointment of Audit Firm  Management  For  Non-Voting 
7  2023 Estimated Continuing Connected Transactions  Management  For  Non-Voting 
TIANQI LITHIUM CORPORATION       
Security ID: B52KSP3 BD5CKH8       
Meeting Date: 17-Oct-22  Meeting Type: Class Meeting       
1  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
Meeting Date: 17-Oct-22  Meeting Type: Extraordinary General Meeting     
1  Revise the Articles of Association of the Company  Management  For  Voted - Against 
2  To Consider and Approve the 2022 Employee Stock       
  Ownership Plan (draft) and Its Summary of the       
  Company    Management  For  Voted - For 
3  To Consider and Approve the Management Rules for       
  the 2022 Employee Stock Ownership Plan of the       
  Company    Management  For  Voted - For 
4  Request the General Meeting of Shareholders to       
  Authorize the Board of Directors to Handle Matters       
  in Relation to the Employee Stock Ownership Plan       
  for 2022    Management  For  Voted - For 
Meeting Date: 18-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Change of Financial Audit Firm and Internal Control       
  Audit Firm    Management  For  Voted - For 
Meeting Date: 14-Apr-23  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-independent Director: Jiang Weiping  Management  For  Voted - For 
1.2  Election of Non-independent Director: Jiang Anqi  Management  For  Voted - For 
1.3  Election of Non-independent Director: Xia Juncheng  Management  For  Voted - For 
1.4  Election of Non-independent Director: Zou Jun  Management  For  Voted - For 
1.5  Election of Independent Director: Xiang Chuan  Management  For  Voted - For 
1.6  Election of Independent Director: Tang Guoqiong  Management  For  Voted - For 
1.7  Election of Independent Director: Huang Wei  Management  For  Voted - For 
1.8  Election of Independent Director: Wu Changhua  Management  For  Voted - For 
1.9  Election of Non-employee Supervisor: Wang Dongjie,       
  External Supervisor    Management  For  Voted - For 
1.10  Election of Non-employee Supervisor: Chen Zemin,       
  Shareholder Supervisor  Management  For  Voted - For 

 

79

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 16-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
3  2022 Annual Report and Its Summary  Management  For  Non-Voting 
4  2022 Annual Accounts    Management  For  Non-Voting 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny30.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
6  2023 Financial Budget Report  Management  For  Non-Voting 
7  2022 Special Report on the Deposit and Use of       
  Raised Funds    Management  For  Non-Voting 
8  Application for Registration and Issuance of Debt       
  Financing Instruments    Management  For  Non-Voting 
9  Shareholder Return Plan for the Next Three Years       
  from 2023 to 2025    Management  For  Non-Voting 
10  2023 Application for Credit Line to Financial       
  Institutions by the Company and Controlled       
  Subsidiaries and Provision of Guarantee  Management  For  Non-Voting 
11  General Authorization to Issue Additional A-shares       
  Or H-shares    Management  For  Non-Voting 
TIBET MINERAL DEVELOPMENT CO LTD       
Security ID: 6011341 BD580M1       
Meeting Date: 11-Oct-22  Meeting Type: Extraordinary General Meeting     
1  Appointment of Audit Firm  Management  For  Voted - For 
2  Public Listing and Transfer of 100 Percent Equities       
  in A Controlled Subsidiary  Management  For  Voted - For 
TONGWEI CO LTD         
Security ID: 6743815 BP3RCK6       
Meeting Date: 26-Sep-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Director: Li Peng  Management  For  Voted - For 
2  Donation to the Earthquake-stricken Area in Luding  Management  For  Voted - For 
Meeting Date: 16-May-23  Meeting Type: Annual General Meeting     
1.1  Election of Director: Song Dongsheng  Management  For  Non-Voting 
1.2  Election of Independent Director: Xu Yingtong  Management  For  Non-Voting 
2  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
3  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
4  2022 Annual Report and Its Summary  Management  For  Non-Voting 
5  2022 Annual Accounts    Management  For  Non-Voting 

 

80

 

Rayliant Quantamental China Equity ETF     
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny28.58000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none  Management  For  Non-Voting 
7  Reappointment of Audit Firm  Management  For  Non-Voting 
8  2023 Guarantee of the Company and Mutual Guarantee       
  Among Subsidiaries  Management  For  Non-Voting 
9  2023 Provision of Guarantee for Clients  Management  For  Non-Voting 
10  2023 Application for Comprehensive Credit Line  Management  For  Non-Voting 
11  2023 Launching the Bill Pool Business  Management  For  Non-Voting 
12  Application for Registration and Issuance of Debt       
  Financing Instruments  Management  For  Non-Voting 
13  The Company's Eligibility for Share Offering to       
  Specific Parties  Management  For  Non-Voting 
14  Plan for Share Offering to Specific Parties: Type,       
  Par Value and Listing Place  Management  For  Non-Voting 
15  Plan for Share Offering to Specific Parties:       
  Issuing Method and Date  Management  For  Non-Voting 
16  Plan for Share Offering to Specific Parties:       
  Issuing Targets and Subscription Method  Management  For  Non-Voting 
17  Plan for Share Offering to Specific Parties:       
  Issuing Volume  Management  For  Non-Voting 
18  Plan for Share Offering to Specific Parties: Issue       
  Price and Pricing Principles  Management  For  Non-Voting 
19  Plan for Share Offering to Specific Parties: Lockup       
  Period  Management  For  Non-Voting 
20  Plan for Share Offering to Specific Parties: Total       
  Amount and Purpose of the Raised Funds  Management  For  Non-Voting 
21  Plan for Share Offering to Specific Parties:       
  Arrangement for the Accumulated Retained Profits  Management  For  Non-Voting 
22  Plan for Share Offering to Specific Parties: Valid       
  Period of the Resolution  Management  For  Non-Voting 
23  Preplan for Share Offering to Specific Parties  Management  For  Non-Voting 
24  Demonstration Analysis Report on the Share Offering       
  to Specific Parties  Management  For  Non-Voting 
25  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the Share Offering to Specific       
  Parties  Management  For  Non-Voting 
26  Report on the Use of Previously-raised Funds  Management  For  Non-Voting 
27  Diluted Immediate Return After the Share Offering       
  to Specific Parties, Filling Measures and       
  Commitments of Relevant Parties  Management  For  Non-Voting 
28  Full Authorization to the Board and Its Authorized       
  Persons to Handle Matters Regarding the Share       
  Offering to Specific Parties  Management  For  Non-Voting 

 

81

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
TRINA SOLAR LTD         
Security ID: BMGX8H9 BP91P03       
Meeting Date: 11-May-23  Meeting Type: Extraordinary General Meeting     
1  Connected Transaction Regarding Capital Increase       
  and Share Expansion of A Controlled Subsidiary  Management  For  Voted - For 
Meeting Date: 15-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Work Report of Independent Directors  Management  For  Voted - For 
4  2023 Remuneration Plan for Directors  Management  For  Voted - For 
5  2023 Remuneration Plan for Supervisors  Management  For  Voted - For 
6  2022 Annual Accounts    Management  For  Voted - For 
7  2022 Annual Report and Its Summary  Management  For  Voted - For 
8  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny4.78000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  None    Management  For  Voted - For 
9  2023 Reappointment of Audit Firm  Management  For  Voted - For 
10  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
11  2023 Additional External Guarantee Quota  Management  For  Voted - For 
UNILUMIN GROUP CO LTD         
Security ID: B46FH49 BFY8HP8       
Meeting Date: 31-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny0.15000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
5  2022 Annual Report and Its Summary  Management  For  Voted - For 
6  2022 Remuneration for Directors, Supervisors and       
  Senior Management and 2023 Remuneration Plan  Management  For  Voted - For 
7  2022 Continuing Connected Transactions Results and       
  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
8  2023 Application for Comprehensive Credit Line and       
  Project Loan Quota to Bank by the Company and       
  Subsidiaries    Management  For  Voted - For 
9  2023 Provision of Guarantee for Wholly-owned and       
  Controlled Subsidiaries  Management  For  Voted - For 

 

82

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
10  2023 Provision of Buyer's Credit Guarantee for       
  Clients    Management  For  Voted - For 
UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO LTD       
Security ID: B42PTL4 BP3R4F5       
Meeting Date: 16-Sep-22  Meeting Type: Extraordinary General Meeting     
1  Reappointment of Financial Audit Firm  Management  For  Voted - For 
2  Reappointment of Internal Control Audit Firm  Management  For  Voted - For 
3  Mutual Guarantee Among Controlled Subsidiaries  Management  For  Voted - For 
4  Amendments to the Articles of Associations of the       
  Company    Management  For  Voted - Against 
5  Amendments to the Company's Rules of Procedure       
  Governing Shareholders' General Meetings  Management  For  Voted - For 
6  Amendments to the Company's Rules of Procedure       
  Governing Meetings of the Supervisory Committee  Management  For  Voted - For 
7  Amendments to the Work System for Independent       
  Directors    Management  For  Voted - For 
Meeting Date: 24-Apr-23  Meeting Type: Annual General Meeting     
1.1  Election of Non-independent Director: Chen Changyi  Management  For  Voted - For 
1.2  Election of Non-independent Director: Wei Zhenyan  Management  For  Voted - For 
1.3  Election of Non-independent Director: Rutherford       
  Chang    Management  For  Voted - For 
1.4  Election of Non-independent Director: Neng Chao       
  Chang    Management  For  Voted - For 
1.5  Election of Non-independent Director: Wang Ducun  Management  For  Voted - For 
1.6  Election of Non-independent Director: Yifan Li  Management  For  Voted - For 
1.7  Election of Independent Director: Cang Yongtao  Management  For  Voted - For 
1.8  Election of Independent Director: Huang Jiangdong  Management  For  Voted - For 
1.9  Election of Independent Director: Guo Wei  Management  For  Voted - For 
1.10  Election of Non-employee Supervisor: Shi Mengguo  Management  For  Voted - For 
1.11  Election of Non-employee Supervisor: Lin Jiexing  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Annual Report and Its Summary  Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny4.30000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  None    Management  For  Voted - For 
7  Implementing Results of 2022 Continuing Connected       
  Transactions and Estimation of 2023 Continuing       
  Connected Transactions  Management  For  Voted - For 
8  2023 Investment in Wealth Management Products with       
  Idle Proprietary Funds    Management  For  Voted - For 
9  2023 Bank Credit Line    Management  For  Voted - For 

 

83

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
10  Financial Derivatives Investment Quota  Management  For  Voted - For 
11  Mutual Guarantee Among Controlled Subsidiaries  Management  For  Voted - For 
12  Reappointment of Financial Audit Firm  Management  For  Voted - For 
13  Reappointment of Internal Control Audit Firm  Management  For  Voted - For 
14  Purchase of Liability Insurance for Directors,       
  Supervisors and Senior Managers  Management  For  Voted - For 
15  Amendments to the Procedures for Acquisition Or       
  Disposal of Assets    Management  For  Voted - For 
16  Remuneration for Directors  Management  For  Voted - For 
17  Remuneration for Supervisors  Management  For  Voted - For 
WENS FOODSTUFF GROUP CO., LTD.       
Security ID: BD5CPT5 BYV2RX4       
Meeting Date: 15-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Application for Credit Line and Financing Quota to       
  Banks and Other Financial Institutions  Management  For  Voted - For 
2  Provision of Guarantee for Loans for Raw Materials       
  Purchased by Wholly-owned and Controlled       
  Subsidiaries    Management  For  Voted - For 
3  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
4  Termination of Some Projects Financed with Raised       
  Funds    Management  For  Voted - For 
5  2022 3rd Quarter Profit Distribution Plan: the       
  Detailed Profit Distribution Plan are As Follows:       
  1) Cash Dividend/10 Shares (tax Included):       
  Cny1.00000000 2) Bonus Issue from Profit (share/10       
  Shares): None 3) Bonus Issue from Capital Reserve       
  (share/10 Shares): None  Management  For  Voted - For 
Meeting Date: 17-Mar-23  Meeting Type: Extraordinary General Meeting     
1  2023 Employee Stock Ownership Plan (draft) and Its       
  Summary    Management  For  Voted - For 
2  Management Measures for 2023 Employee Stock       
  Ownership Plan    Management  For  Voted - For 
3  Full Authorization to the Board to Handle Matters       
  Regarding 2023 Employee Stock Ownership Plan  Management  For  Voted - For 
4  Verification of the List of Participants in the       
  Employee Stock Ownership Plan  Management  For  Voted - For 
5  The 4th Phase Restricted Stock Incentive Plan       
  (draft) and Its Summary  Management  For  Voted - For 
6  Appraisal Management Measures for the       
  Implementation of the 4th Phase Restricted Stock       
  Incentive Plan    Management  For  Voted - For 
7  Authorization to the Board to Handle Matters       
  Regarding the 4th Phase Restricted Stock Incentive       
  Plan    Management  For  Voted - For 

 

84

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
WUXI AUTOWELL TECHNOLOGY CO., LTD.       
Security ID: BK950W7 BQ3RXH7       
Meeting Date: 18-May-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny16.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
7  2023 Estimated Continuing Connected Transactions       
  Quota    Management  For  Voted - For 
8  2023 Remuneration for Directors  Management  For  Voted - For 
9  2023 Remuneration for Supervisors  Management  For  Voted - For 
10  Application for Comprehensive Credit Line to       
  Commercial Banks    Management  For  Voted - For 
11  Provision of Guarantee for the Bank Credit Line of       
  Subsidiaries    Management  For  Voted - For 
WUXI LEAD INTELLIGENT EQUIPMENT CO LTD       
Security ID: BD6QWJ5 BX3G737       
Meeting Date: 15-Feb-23  Meeting Type: Extraordinary General Meeting     
1  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
2  Application for Comprehensive Credit Line to Banks       
  by the Company and Subsidiaries  Management  For  Voted - For 
3  Purchase of Wealth Management Products with Idle       
  Proprietary Funds by the Company and Its       
  Subsidiaries    Management  For  Voted - For 
XIAMEN C&D INC         
Security ID: 6116956 BP3R6L5       
Meeting Date: 30-Aug-22  Meeting Type: Extraordinary General Meeting     
1  Application for Launching the Asset-backed Special       
  Plan for Accounts Receivable  Management  For  Voted - For 
2  Application for Registration and Issuance of       
  Account Receivable Asset-backed Notes  Management  For  Voted - For 
3  Adjustment of the Guarantee Quota for Subsidiaries  Management  For  Voted - For 
4  Adjustment of 2022 Estimated Quota of Continuing       
  Connected Transactions  Management  For  Voted - For 

 

85

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5  Amendments to the Connected Transactions Management       
  System    Management  For  Voted - For 
6  Amendments to the Company's Rules of Procedure       
  Governing Meetings of the Supervisory Committee  Management  For  Voted - For 
XIAMEN XIANGYU CO LTD         
Security ID: 6005775 BKM3FV2       
Meeting Date: 12-Aug-22  Meeting Type: Extraordinary General Meeting     
1  2022 Additional Continuing Connected Transactions       
  Quota    Management  For  Non-Voting 
2  Refinement and Improvement of the Commitment on       
  Avoidance of Horizontal Competition by A       
  Controlling Shareholder  Management  For  Non-Voting 
3  Repurchase and Cancellation of Some Restricted       
  Stocks    Management  For  Non-Voting 
4  Change of the Business Scope  Management  For  Non-Voting 
5  Amendments to the Company's Articles of Association  Management  For  Non-Voting 
Meeting Date: 26-Dec-22  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for Public Issuance of       
  Corporate Bonds    Management  For  Voted - For 
2  Plan for Public Issuance of Corporate Bonds:       
  Issuing Volume    Management  For  Voted - For 
3  Plan for Public Issuance of Corporate Bonds:       
  Issuing Method    Management  For  Voted - For 
4  Plan for Public Issuance of Corporate Bonds: Par       
  Value and Issue Price    Management  For  Voted - For 
5  Plan for Public Issuance of Corporate Bonds:       
  Issuing Targets and Arrangements for Placement to       
  Shareholders    Management  For  Voted - For 
6  Plan for Public Issuance of Corporate Bonds: Bond       
  Duration    Management  For  Voted - For 
7  Plan for Public Issuance of Corporate Bonds:       
  Interest Rate and Its Determining Method  Management  For  Voted - For 
8  Plan for Public Issuance of Corporate Bonds:       
  Authorization for the Issuance  Management  For  Voted - For 
9  Plan for Public Issuance of Corporate Bonds:       
  Redemption Or Resale Clauses  Management  For  Voted - For 
10  Plan for Public Issuance of Corporate Bonds: Method       
  of Repayment of Principal and Interest  Management  For  Voted - For 
11  Plan for Public Issuance of Corporate Bonds:       
  Purpose of the Raised Funds  Management  For  Voted - For 
12  Plan for Public Issuance of Corporate Bonds:       
  Repayment Guarantee Measures  Management  For  Voted - For 
13  Plan for Public Issuance of Corporate Bonds:       
  Guarantee Matters    Management  For  Voted - For 
14  Plan for Public Issuance of Corporate Bonds:       
  Underwriting Method and Listing Arrangement  Management  For  Voted - For 

 

86

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
15  Plan for Public Issuance of Corporate Bonds: the       
  Valid Period of This Issuance Resolution  Management  For  Voted - For 
16  Plan for Public Issuance of Corporate Bonds:       
  Authorization Matters    Management  For  Voted - For 
17  2022 Additional Continuing Connected Transactions       
  Quota    Management  For  Voted - For 
18  Connected Transaction Regarding Renewal of the       
  Supply Chain Financial Service Agreement with A       
  Company    Management  For  Voted - For 
19  Change of the Company's Domicile and Amendments to       
  the Company's Articles of Association  Management  For  Voted - Against 
20  Amendments to the Rules of Procedure Governing       
  Shareholders' General Meetings  Management  For  Voted - For 
21  Amendments to the Rules of Procedure Governing the       
  Board Meetings    Management  For  Voted - For 
22  Amendments to the Company's Rules of Procedure       
  Governing Meetings of the Supervisory Committee  Management  For  Voted - For 
23  Amendments to the Connected Transactions Management       
  System    Management  For  Voted - For 
Meeting Date: 14-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Demonstration Analysis Report on the Plan for       
  A-share Offering to Specific Parties  Management  For  Voted - For 
2  2023 Continuing Connected Transactions  Management  For  Voted - For 
3  2023 Continuing Connected Transactions Quota with       
  Commercial Banks    Management  For  Voted - For 
4  2023 Loan Quota from the Controlling Shareholders       
  and Related Companies  Management  For  Voted - For 
5  2023 Application for Credit Line to Banks  Management  For  Voted - For 
6  2023 Provision of Guarantee Quota for Subsidiaries       
  and Joint Stock Companies  Management  For  Voted - For 
7  2023 Short-term Investment and Wealth Management       
  Quota    Management  For  Voted - For 
8  Launching Foreign Exchange Derivatives Transactions       
  in 2023    Management  For  Voted - For 
9  Repurchase and Cancellation of Some Restricted       
  Stocks    Management  For  Voted - For 
10  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
YANKERSHOP FOOD CO LTD         
Security ID: BMQBTC5 BYQ8J19       
Meeting Date: 11-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Increase of Capital in A Company  Management  For  Voted - For 
2  Repurchase and Cancellation of Some Locked       
  Restricted Stocks Granted to Plan Participants       
  Under the 2021 Restricted Stocks Incentive Plan  Management  For  Voted - For 

 

87

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Amendments to the Company's Articles of Association       
  and Handling of the Industrial and Commercial       
  Registration Amendment  Management  For  Voted - Against 
YEALINK NETWORK TECHNOLOGY CORP LTD       
Security ID: BF04KS4 BFCCR07       
Meeting Date: 15-Sep-22  Meeting Type: Extraordinary General Meeting     
1  Nomination (by-election) of Independent Directors  Management  For  Non-Voting 
2  Change of the Company's Domicile and Amendments to       
  the Company's Articles of Association  Management  For  Non-Voting 
YIFENG PHARMACY CHAIN CO LTD       
Security ID: BVV6QQ1 BYYFJV2       
Meeting Date: 18-May-23  Meeting Type: Annual General Meeting     
1  2022 Report of the Board of Directors  Management  For  Voted - For 
2  2022 Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  Report on the Use of Previously Raised Funds As of       
  December 31,2022    Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan is As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny4.00000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  4.000000    Management  For  Voted - For 
7  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
8  Application for Comprehensive Credit Line to Banks  Management  For  Voted - For 
9  Provision of Guarantee for the Bank Credit Line of       
  Subsidiaries    Management  For  Voted - For 
10  Amendments to the Articles of Associations of the       
  Company    Management  For  Voted - Against 
11  The Weighted-average Return on Equity and the       
  Verification Report on Non-recurring Gains and       
  Losses for the Past 3 Years  Management  For  Voted - For 
YONGXING SPECIAL MATERIALS TECHNOLOGY CO., LTD.       
Security ID: BMVB2H6 BX3G6Z2       
Meeting Date: 26-Aug-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-independent Director: Gao Xingjiang  Management  For  Voted - For 
1.2  Election of Non-independent Director: Qiu Jianrong  Management  For  Voted - For 
1.3  Election of Non-independent Director: Yang Guohua  Management  For  Voted - For 
1.4  Election of Non-independent Director: Zou Weimin  Management  For  Voted - For 
1.5  Election of Non-independent Director: Liu Huafeng  Management  For  Voted - For 

 

88

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.6  Election of Non-independent Director: Li Zhengzhou  Management  For  Voted - For 
1.7  Election of Independent Director: Zhao Min  Management  For  Voted - For 
1.8  Election of Independent Director: Cheng Guoguang  Management  For  Voted - For 
1.9  Election of Independent Director: Zhang Zhenyue  Management  For  Voted - For 
1.10  Election of Non-employee Supervisor: Shen Huiyu  Management  For  Voted - For 
1.11  Election of Non-employee Supervisor: Xu Fagen  Management  For  Voted - For 
Meeting Date: 18-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Settlement of Projects Financed with Raised Funds       
  from Public Issuance of Convertible Corporate Bonds       
  and Permanently Supplementing the Working Capital       
  with the Surplus Raised Funds  Management  For  Voted - For 
Meeting Date: 27-Feb-23  Meeting Type: Extraordinary General Meeting     
1  By-election of Non-independent Directors  Management  For  Voted - For 
Meeting Date: 12-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny50.00000000       
  2) Bonus Issue from Profit (share/10 Shares): None       
  3) Bonus Issue from Capital Reserve (share/10       
  Shares): 3.000000    Management  For  Voted - For 
6  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
7  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
8  Cash Management with Idle Proprietary Funds  Management  For  Voted - For 
YTO EXPRESS GROUP CO LTD       
Security ID: 6241483 BYW5QJ1       
Meeting Date: 14-Oct-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-independent Director: Yu Huijiao  Management  For  Voted - For 
1.2  Election of Non-independent Director: Zhang Xiaojuan  Management  For  Voted - For 
1.3  Election of Non-independent Director: Pan Shuimiao  Management  For  Voted - For 
1.4  Election of Non-independent Director: Zhang Yizhong  Management  For  Voted - For 
1.5  Election of Non-independent Director: Hu Xiao  Management  For  Voted - For 
1.6  Election of Non-independent Director: Yu Shilun  Management  For  Voted - For 
1.7  Election of Independent Director: Huang Yajun  Management  For  Voted - For 
1.8  Election of Independent Director: Dong Jing  Management  For  Voted - For 
1.9  Election of Independent Director: Xu Junli  Management  For  Voted - For 
1.10  Election of Supervisor: Wang Lifu  Management  For  Voted - For 
1.11  Election of Supervisor: Zhao Haiyan  Management  For  Voted - For 
2  Remuneration Plan for Directors  Management  For  Voted - For 

 

89

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Remuneration Plan for Supervisors  Management  For  Voted - For 
4  Amendments to the Articles of Associations of the       
  Company    Management  For  Voted - Against 
5  Amendments to the Rules of Procedure Governing the       
  General Meeting of Shareholders  Management  For  Voted - For 
6  Amendments to the Company's Rules of Procedure       
  Governing the Board Meetings  Management  For  Voted - For 
7  Amendments to the Work System of Independent       
  Directors    Management  For  Voted - For 
8  Amendments to the Connected Transactions Management       
  System    Management  For  Voted - For 
9  Amendments to the Raised Funds Management System  Management  For  Voted - For 
YUNDA HOLDING CO LTD         
Security ID: B1R0FF9 BD6QV98       
Meeting Date: 20-Sep-22  Meeting Type: Extraordinary General Meeting     
1  2022 Stock Option Incentive Plan (draft) and Its       
  Summary    Management  For  Non-Voting 
2  Appraisal Management Measures for the       
  Implementation of 2022 Stock Option Incentive Plan  Management  For  Non-Voting 
3  Authorization to the Board to Handle Matters       
  Regarding 2022 Stock Option Incentive Plan  Management  For  Non-Voting 
4  Reappointment of Audit Firm  Management  For  Non-Voting 
YUNNAN COPPER CO.,LTD         
Security ID: 6145615 BD5CJK4       
Meeting Date: 29-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Expansion of the Company's Business Scope in the       
  Business License    Management  For  Voted - For 
2  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
3  Amendments to the Raised Funds Management Measures  Management  For  Voted - For 
4  Investment in Construction of A Project  Management  For  Voted - For 
5  Reappointment of Audit Firm  Management  For  Voted - For 
6  Adjustment of 2022 Estimated Continuing Connected       
  Transactions    Management  For  Voted - For 
7  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
Meeting Date: 22-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Launching Commodity Financial Derivatives Hedging       
  Business    Management  For  Voted - For 
2  Launching Monetary Financial Derivative Hedging       
  Business    Management  For  Voted - For 
3  The Financial Service Agreement to be Signed with A       
  Company    Management  For  Voted - For 

 

90

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 09-May-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report    Management  For  Voted - For 
2  2022 Annual Report Summary  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2023 Financial Budget Plan  Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny4.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  2022 Work Report of the Board of Directors  Management  For  Voted - For 
7  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
8  2023 Credit Line and Financing Plan  Management  For  Voted - For 
9  2023 Adjustment of the Guarantee Quota for       
  Subsidiaries    Management  For  Voted - For 
10  2023 Provision of Guarantee Plan for Controlled       
  Subsidiaries    Management  For  Voted - For 
ZANGGE MINING COMPANY LIMITED       
Security ID: 6445490         
Meeting Date: 10-Aug-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-independent Director: Xiao Ning  Management  For  Voted - For 
1.2  Election of Non-independent Director: Xiao Yao  Management  For  Voted - For 
1.3  Election of Non-independent Director: Qian Zheng  Management  For  Voted - For 
1.4  Election of Non-independent Director: Xu Lei  Management  For  Voted - For 
1.5  Election of Non-independent Director: Fang Li  Management  For  Voted - For 
1.6  Election of Non-independent Director: Zhang Ping  Management  For  Voted - For 
1.7  Election of Independent Director: Wang Zuoquan  Management  For  Voted - For 
1.8  Election of Independent Director: Hu Shanying  Management  For  Voted - For 
1.9  Election of Independent Director: Liu Ya  Management  For  Voted - For 
1.10  Election of Shareholder Supervisor: Shao Jing  Management  For  Voted - For 
1.11  Election of Shareholder Supervisor: Hou Xuanming  Management  For  Voted - For 
2  2022 Interim Profit Distribution Plan: the Detailed       
  Profit Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny18.98000000       
  2) Bonus Issue from Profit (share/10 Shares): None       
  3) Bonus Issue from Capital Reserve (share/10       
  Shares): None    Management  For  Voted - For 
ZANGGE MINING COMPANY LIMITED       
Security ID: 6445490 BQ3RQ45       
Meeting Date: 16-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Repurchase of Shares by Means of Centralized       
  Bidding: Objective and Purpose of the Share       
  Repurchase    Management  For  Voted - For 

 

91

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Repurchase of Shares by Means of Centralized       
  Bidding: Method of the Share Repurchase  Management  For  Voted - For 
3  Repurchase of Shares by Means of Centralized       
  Bidding: Price Range of Shares to be Repurchased  Management  For  Voted - For 
4  Repurchase of Shares by Means of Centralized       
  Bidding: Type, Number and Percentage to the Total       
  Capital of Shares to be Repurchased and Total       
  Amount of Funds for the Repurchase  Management  For  Voted - For 
5  Repurchase of Shares by Means of Centralized       
  Bidding: Source of the Funds to be Used for the       
  Share Repurchase    Management  For  Voted - For 
6  Repurchase of Shares by Means of Centralized       
  Bidding: Time Limit of the Share Repurchase  Management  For  Voted - For 
7  Repurchase of Shares by Means of Centralized       
  Bidding: Arrangement for Share Cancellation Or       
  Transfer in Accordance with Laws After Share       
  Repurchase and Arrangement for Prevention of       
  Infringement Upon the Legitimate Rights and       
  Interest of Creditors    Management  For  Voted - For 
8  Repurchase of Shares by Means of Centralized       
  Bidding: Authorization to the Board to Handle       
  Matters Regarding the Share Repurchase  Management  For  Voted - For 
Meeting Date: 31-Mar-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2023 Financial Budget Plan  Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny9.60000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
7  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
8  2022 Remuneration and Allowance Appraisal of       
  Directors, Supervisors and Senior Management,       
  Confirmation of Reward for Excess Profits and 2023       
  Remuneration and Allowance Payment Plan  Management  For  Voted - For 
9  Amendments to the Company's Articles of Association       
  and Relevant Rules of Procedure: Amendments to the       
  Company's Articles of Association  Management  For  Voted - Against 
10  Amendments to the Company's Articles of Association       
  and Relevant Rules of Procedure: Amendments to the       
  Company's Rules of Procedure Governing Shareholders       
  General Meetings    Management  For  Voted - For 
11  Amendments to the Company's Articles of Association       
  and Relevant Rules of Procedure: Amendments to the       
  Company's Rules of Procedure Governing the Board       
  Meetings    Management  For  Voted - For 
12  Amendments to the Company's Articles of Association       
  and Relevant Rules of Procedure: Amendments to the       

 

92

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Company's Rules of Procedure Governing Meetings of       
  the Supervisory Committee  Management  For  Voted - For 
13  Amendments to and Addition of Some of the Company's       
  Governance Systems: Amendments to the Work Rules       
  for Independent Directors  Management  For  Voted - For 
14  Amendments to and Addition of Some of the Company's       
  Governance Systems: Amendments to the Performance       
  Management System for Remuneration and Allowance of       
  Directors and Senior Management  Management  For  Voted - For 
15  Amendments to and Addition of Some of the Company's       
  Governance Systems: Amendments to the Information       
  Disclosure Management System  Management  For  Voted - For 
16  Amendments to and Addition of Some of the Company's       
  Governance Systems: Amendments to the External       
  Guarantee System    Management  For  Voted - For 
17  Amendments to and Addition of Some of the Company's       
  Governance Systems: Amendments to the Connected       
  Transactions Management System  Management  For  Voted - For 
18  Amendments to and Addition of Some of the Company's       
  Governance Systems: Amendments to the Code of       
  Conduct for Controlling Shareholders and De Facto       
  Controller    Management  For  Voted - For 
19  Amendments to and Addition of Some of the Company's       
  Governance Systems: Amendments to the System for       
  Prevention of Fund Occupation by Controlling       
  Shareholders and Other Related Parties  Management  For  Voted - For 
20  Amendments to and Addition of Some of the Company's       
  Governance Systems: Amendments to the Investor       
  Relations Management System  Management  For  Voted - For 
21  Amendments to and Addition of Some of the Company's       
  Governance Systems: Amendments to the Raised Funds       
  Management System    Management  For  Voted - For 
22  Amendments to and Addition of Some of the Company's       
  Governance Systems: Amendments to the External       
  Investment Management System  Management  For  Voted - For 
23  Amendments to and Addition of Some of the Company's       
  Governance Systems: Addition of the Implementation       
  Measures for Enterprise Development Contribution       
  Bonus    Management  For  Voted - For 
ZHEJIANG HUATONG MEAT PRODUCTS CO LTD       
Security ID: BNHPQD3 BZ0X649       
Meeting Date: 19-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
3  2022 Annual Report and Its Summary  Management  For  Non-Voting 
4  2022 Annual Accounts    Management  For  Non-Voting 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny0.27000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       

 

93

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
6  Reappointment of 2023 Audit Firm  Management  For  Non-Voting 
7  Repurchase and Cancellation of Some Locked       
  Restricted Stocks Granted to Plan Participants  Management  For  Non-Voting 
ZHEJIANG JIAHUA ENERGY CHEMICAL INDUSTRY CO LTD       
Security ID: 6648794 BZ0D1G6       
Meeting Date: 31-Aug-22  Meeting Type: Extraordinary General Meeting     
1  Estimated Additional Continuing Connected       
  Transactions Amount    Management  For  Voted - For 
2  2022 Interim Profit Distribution Plan: the Detailed       
  Profit Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny2.50000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  None    Management  For  Voted - For 
ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO LTD       
Security ID: B84Y5F3 BD5M1Y2       
Meeting Date: 26-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny4.50000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  None    Management  For  Voted - For 
6  Provision of Guarantee for the Bank Credit Line       
  Applied for by Subsidiaries  Management  For  Voted - For 
7  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
ZHEJIANG JINGXIN PHARMACEUTICAL CO LTD       
Security ID: B01V9S2 BD5LTK1       
Meeting Date: 21-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny3.00000000 2)       

 

94

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
7  Provision of Guarantee for Wholly-owned Subsidiaries  Management  For  Voted - For 
ZHEJIANG JIULI HI-TECH METALS CO LTD       
Security ID: B4MVCH9 BD5CBX1       
Meeting Date: 06-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Sale of Some Equities in A Joint Stock Company  Management  For  Voted - For 
Meeting Date: 28-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Settlement of Some Projects Financed with Raised       
  Funds and Permanently Supplementing the Working       
  Capital with the Surplus Raised Funds  Management  For  Voted - For 
Meeting Date: 16-Mar-23  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-independent Director: Su Cheng  Management  For  Voted - For 
1.2  Election of Non-independent Director: Zhou Yubin  Management  For  Voted - For 
2  Election of Independent Directors  Management  For  Voted - For 
3  Adjustment of the Number of Members of the Board of       
  Directors and Amendments to the Company's Articles       
  of Association    Management  For  Voted - For 
Meeting Date: 11-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows:1) Cash       
  Dividend/10 Shares (tax Included):cny4.30000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  2022 Verification Report and Special Report on       
  Deposit and Use of Raised Funds  Management  For  Voted - For 
7  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
8  2023 Loan Plan    Management  For  Voted - For 
9  Launching Foreign Exchange Derivatives Hedging       
  Business    Management  For  Voted - For 
10  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
11  Settlement of Projects Financed with Raised Funds       
  and Permanently Replenishing the Working Capital       
  with Surplus Raised Funds  Management  For  Voted - For 
12  Formulation of the Shareholder Return Plan for the       
  Next Three Years from 2023 to 2025  Management  For  Voted - For 

 

95

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ZHEJIANG QIANJIANG MOTORCYCLE CO LTD       
Security ID: 6147536 BMQ8T82       
Meeting Date: 03-Feb-23  Meeting Type: Extraordinary General Meeting     
1  Change of the Business Scope  Management  For  Voted - For 
2  Repurchase and Cancellation of Some Restricted       
  Stocks    Management  For  Voted - For 
3  Decrease of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
Meeting Date: 31-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny2.40000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  Reappointment of Audit Firm  Management  For  Voted - For 
7  2023 Application for Bank Credit Line and Financing       
  Plan    Management  For  Voted - For 
8  Repurchase and Cancellation of Some Restricted       
  Stocks    Management  For  Voted - For 
9  Decrease of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Voted - For 
10  Formulation of the Implementing Rules for       
  Cumulative Voting System  Management  For  Voted - For 
ZHEJIANG SANHUA INTELLIGENT CONTROLS CO LTD       
Security ID: B0838P1 BD5CDC4       
Meeting Date: 19-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Annual Report and Its Summary  Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan is As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny2.00000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  None    Management  For  Voted - For 
6  2023 Application for Comprehensive Credit Line to       
  Banks    Management  For  Voted - For 
7  Launching the Bill Pool Business  Management  For  Voted - For 

 

96

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
8  Provision of Guarantee for Controlled Subsidiaries  Management  For  Voted - For 
9  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
10  Launching Futures Hedging Business  Management  For  Voted - For 
11  Launching Foreign Exchange Hedging Business  Management  For  Voted - For 
12  Purchase of Liability Insurance for Directors,       
  Supervisors and Senior Management  Management  For  Voted - For 
13  Change of the Company's Domicile and Amendments to       
  the Company's Articles of Association  Management  For  Voted - Against 
ZHEJIANG SUPOR CO LTD         
Security ID: B02JCS6 BD5M227       
Meeting Date: 25-Apr-23  Meeting Type: Annual General Meeting     
1.1  Election of Non-independent Director: Thierry De La       
  Tour D'artaise    Management  For  Voted - For 
1.2  Election of Non-independent Director: Stanislas De       
  Gramont    Management  For  Voted - For 
1.3  Election of Non-independent Director: Nathalie Lomon  Management  For  Voted - For 
1.4  Election of Non-independent Director: Delphine       
  Segura Vaylet    Management  For  Voted - For 
1.5  Election of Non-independent Director: Dai Huaizong  Management  For  Voted - For 
1.6  Election of Non-independent Director: Su Xianze  Management  For  Voted - For 
1.7  Election of Independent Director: Herve Machenaud  Management  For  Voted - For 
1.8  Election of Independent Director: Jean-michel       
  Piveteau    Management  For  Voted - For 
1.9  Election of Independent Director: Chen Jun  Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Report and Its Summary  Management  For  Voted - For 
5  2022 Annual Accounts    Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny30.30000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
7  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
8  Purchase of Short-term Wealth Management Products       
  with Idle Proprietary Working Capital  Management  For  Voted - For 
9  Provision of Guarantee for Wholly-owned       
  Subsidiaries and Guarantee Among Wholly-owned       
  Subsidiaries    Management  For  Voted - For 
10  Launching Advance Payment Financing Business  Management  For  Voted - For 
11  Repurchase and Cancellation of Some Granted       
  Restricted Stocks    Management  For  Voted - For 
12  Plan for Repurchase of Some Public Shares:       
  Objective and Purpose of the Share Repurchase  Management  For  Voted - For 
13  Plan for Repurchase of Some Public Shares: Method       
  of the Share Repurchase  Management  For  Voted - For 

 

97

 

Rayliant Quantamental China Equity ETF     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
14  Plan for Repurchase of Some Public Shares: Price       
  and Pricing Principles of Share Repurchase  Management  For  Voted - For 
15  Plan for Repurchase of Some Public Shares: Type,       
  Number and Percentage to the Total Capital of       
  Shares to be Repurchased  Management  For  Voted - For 
16  Plan for Repurchase of Some Public Shares: Total       
  Amount of the Funds to be Used for the Repurchase  Management  For  Voted - For 
17  Plan for Repurchase of Some Public Shares: Source       
  of the Funds for the Repurchase  Management  For  Voted - For 
18  Plan for Repurchase of Some Public Shares: Time       
  Limit of the Share Repurchase  Management  For  Voted - For 
19  Plan for Repurchase of Some Public Shares: Valid       
  Period of the Resolution  Management  For  Voted - For 
20  Plan for Repurchase of Some Public Shares:       
  Authorization Matters    Management  For  Voted - For 
21  Amendments to the Articles of Associations of the       
  Company    Management  For  Voted - Against 
22  Election of Supervisors    Management  For  Voted - For 
ZHEJIANG WANFENG AUTO WHEEL CO LTD       
Security ID: B1FCHN9 BD5CJN7       
Meeting Date: 15-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
3  2022 Annual Report and Its Summary  Management  For  Non-Voting 
4  2022 Annual Accounts and 2023 Financial Budget       
  Report    Management  For  Non-Voting 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny1.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
6  2023 Guarantee Plan: 2023 Guarantee Plan for       
  Subsidiaries    Management  For  Non-Voting 
7  2023 Guarantee Plan: 2023 Guarantee Plan for       
  Controlling Shareholders  Management  For  Non-Voting 
8  2023 Guarantee Plan: 2023 Guarantee Plan for       
  Subsidiaries by Subsidiaries  Management  For  Non-Voting 
9  2023 Loan Plan    Management  For  Non-Voting 
10  Launching Futures Hedging Business  Management  For  Non-Voting 
11  Launching Foreign Exchange Derivatives Hedging       
  Business    Management  For  Non-Voting 
12  2023 Estimated Continuing Connected Transactions  Management  For  Non-Voting 

 

98

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3SBIO INC         
Security ID: BD8NPJ5 BFXGKM1 BY9D3L9 BYTQGK8 BZ0P4G3       
Meeting Date: 20-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr. Pu Tianruo As an Independent       
  Non-executive Director of the Company  Management  For  Voted - For 
1.2  To Re-elect Ms. Yang, Hoi Ti Heidi As an       
  Independent Non-executive Director of the Company  Management  For  Voted - For 
1.3  To Re-elect Dr. Zhang Dan As an Independent       
  Non-executive Director of the Company  Management  For  Voted - For 
2  To Receive and Adopt the Audited Consolidated       
  Financial Statements of the Company for the Year       
  Ended 31 December 2022 and the Reports of the       
  Directors and Auditors Thereon  Management  For  Voted - For 
3  To Authorise the Board of Directors of the Company       
  to Fix the Remuneration of the Directors of the       
  Company    Management  For  Voted - For 
4  To Declare and Pay A Final Dividend of Hkd10 Cents       
  Per Ordinary Share for the Year Ended 31 December       
  2022 Out of the Company's Share Premium Account to       
  Shareholders of the Company Whose Name Appear on       
  the Register of Members of the Company As at the       
  Close of Business on Monday, 3 July 2023  Management  For  Voted - For 
5  To Re-appoint Ernst & Young As Auditors of the       
  Company to Hold Office Until the Conclusion of the       
  Next Annual General Meeting of the Company and to       
  Authorise the Board of Directors of the Company to       
  Fix Their Remuneration for the Year Ending 31       
  December 2023    Management  For  Voted - For 
6  To Grant A General Mandate to the Directors of the       
  Company to Allot, Issue and Deal with New Shares of       
  the Company Not Exceeding 20% of the Total Number       
  of Issued Shares of the Company As at the Date of       
  Passing of This Resolution  Management  For  Voted - For 
7  To Grant A General Mandate to the Directors of the       
  Company to Repurchase Shares of the Company Not       
  Exceeding 10% of the Total Number of Issued Shares       
  of the Company As at the Date of Passing of This       
  Resolution    Management  For  Voted - For 
8  To Extend the General Mandate Granted to the       
  Directors of the Company to Allot, Issue and Deal       
  with New Shares of the Company by the Aggregate       
  Number of Shares Repurchased by the Company  Management  For  Voted - For 
ACCTON TECHNOLOGY CORPORATION       
Security ID: 6005214         
Meeting Date: 15-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Business Report and Financial Statement  Management  For  Voted - For 

 

99

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  2022 Profit Distribution Proposal. Proposed Cash       
  Dividend: Twd 7.5 Per Share  Management  For  Voted - For 
3  Amendments to the Articles of Association of the       
  Company.    Management  For  Voted - Against 
4  Amendments to the Procedures for Acquisition and       
  Disposal of Assets of the Company.  Management  For  Voted - For 
ADANI GREEN ENERGY LTD         
Security ID: BD6H7M6         
Meeting Date: 27-Jul-22  Meeting Type: Annual General Meeting     
1  To Receive, Consider and Adopt the Audited       
  Financial Statements of the Company for the       
  Financial Year Ended on March 31,2022 Together with       
  the Reports of the Board of Directors and Auditors       
  Thereon; and Audited Consolidated Financial       
  Statements of the Company for the Financial Year       
  Ended on March 31,2022 Together with the Report of       
  Auditors Thereon    Management  For  Non-Voting 
2  Resolved That Pursuant to the Provisions of Section       
  152 and Other Applicable Provisions of the       
  Companies Act, 2013, Mr. Gautam S. Adani (din:       
  00006273), Who Retires by Rotation, be and is       
  Hereby Re-appointed As A Director  Management  For  Non-Voting 
3  Resolved That Pursuant to the Provisions of       
  Sections 149, 152 and Other Applicable Provisions,       
  If Any, of the Companies Act, 2013 ("act") and the       
  Rules Made Thereunder, Read with Schedule IV of the       
  Act and Sebi (listing Obligations and Disclosure       
  Requirements) Regulations, 2015, As Amended from       
  Time to Time, Mr. Romesh Sobti (din: 00031034), Who       
  Was Appointed As an Additional Director Pursuant to       
  the Provisions of Section 161(1) of the Act and       
  Articles of Association of the Company and Who       
  Holds Office Up to the Date of This Annual General       
  Meeting and in Respect of Whom the Company Has       
  Received Notice in Writing Under Section 160 of the       
  Act from A Member Proposing His Candidature for the       
  Office of Director, be and is Hereby Appointed As       
  an Independent Director (non-executive) of the       
  Company to Hold Office for A First Term of       
  Consecutive Five Years Upto September 19, 2026  Management  For  Non-Voting 
Meeting Date: 26-Oct-22  Meeting Type: Extraordinary General Meeting     
1  Appointment of Ms. Ahlem Friga Noy (din: 09652701)       
  As A Director (category: Non-executive, Nominee       
  Director)    Management  For  Non-Voting 

 

100

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
AKESO, INC.         
Security ID: BL6CMT9 BL6CMV1 BL9X9X2 BLFJ7Y1 BP2TFK4       
Meeting Date: 19-May-23  Meeting Type: Extraordinary General Meeting     
1  To Consider and Approve the Rmb Share Issue and the       
  Specific Mandate (including But Not Limited to the       
  Particulars As Set Out in the Section Headed       
  Resolution on the Rmb Share Issue and the Specific       
  Mandate in the Circular)  Management  For  Voted - For 
2  To Consider and Approve the Authorization to the       
  Board and Its Authorized Person(s) to Exercise Full       
  Powers to Deal with Matters Relating to the Rmb       
  Share Issue (including But Not Limited to the       
  Particulars As Set Out in the Section Headed       
  Resolution on Authorization to the Board and Its       
  Authorized Person(s) to Exercise Full Powers to       
  Deal with Matters Relating to the Rmb Share Issue       
  in the Circular)    Management  For  Voted - For 
3  To Consider and Approve the Plan for Distribution       
  of Profits Accumulated Before the Rmb Share Issue       
  (including But Not Limited to the Particulars As       
  Set Out in the Section Headed Resolution on the       
  Plan for Distribution of Profits Accumulated Before       
  the Rmb Share Issue in the Circular)  Management  For  Voted - For 
4  To Consider and Approve the Plan for Stabilization       
  of the Price of the Rmb Shares for the Three Years       
  After the Rmb Share Issue in the Form As Set Forth       
  in Appendix I to the Circular  Management  For  Voted - For 
5  To Consider and Approve the Dividend Return Plan       
  for the Coming Three Years After the Rmb Share       
  Issue in the Form As Set Forth in Appendix II to       
  the Circular    Management  For  Voted - For 
6  To Consider and Approve the Use of Proceeds from       
  the Rmb Share Issue (including But Not Limited to       
  the Particulars As Set Out in the Section Headed       
  Resolution on the Use of Proceeds from the Rmb       
  Share Issue in the Circular) Subject to Any       
  Adjustment to be Made to the Actual Amount of       
  Proceeds Used in Each of the Projects Based on the       
  Final Approval of the Board (or Its Authorized       
  Person(s)) As Stated in the Final Prospectus to be       
  Issued in Relation to the Rmb Share Issue  Management  For  Voted - For 
7  To Consider and Approve the Remedial Measures for       
  the Dilution of Immediate Returns by the Rmb Share       
  Issue in the Form As Set Forth in Appendix III to       
  the Circular    Management  For  Voted - For 
8  To Consider and Approve the Undertakings and the       
  Corresponding Binding Measures in Connection with       
  the Rmb Share Issue in the Form As Set Forth in       
  Appendix IV to the Circular  Management  For  Voted - For 
9  To Consider and Approve the Adoption of Policy       
  Governing the Procedures for the Holding of General       
  Meetings in the Form As Set Forth in Appendix Vi to       

 

101

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  the Circular Which Will Become Effective on the       
  Date of the Listing of the Rmb Shares on the Star       
  Market    Management  For  Voted - For 
10  To Consider and Approve the Adoption of Policy       
  Governing the Procedures for the Holding of Board       
  Meetings in the Form As Set Forth in Appendix Vii       
  to the Circular Which Will Become Effective on the       
  Date of the Listing of the Rmb Shares on the Star       
  Market    Management  For  Voted - For 
11  To Authorise Any One Or More of the Director(s) Or       
  Officer of the Company to Carry Out and Take, and       
  to Do All Actions and Things Necessary and to Sign       
  and Execute All Necessary Documents Or Agreements,       
  and to Take Such Steps As He/she/they May Consider       
  Necessary, Appropriate, Desirable Or Expedient to       
  Give Effect to Or in Connection with Or to Give       
  Effect to the Ordinary Resolutions Above  Management  For  Voted - For 
12  To Consider and Approve the Proposed Amendments to       
  the Current Articles of Association, Details of       
  Which are Set Out in Appendix V-a to the Circular       
  and the Adoption of the Amended Articles of       
  Association Which Contains All the Proposed       
  Amendments to the Current Articles of Association       
  in Substitution for and to the Exclusion of the       
  Current Articles of Association of the Company with       
  Immediate Effect    Management  For  Voted - Against 
13  To Consider and Approve the Proposed Amendments to       
  the Articles of Association for the Rmb Share       
  Issue, Details of Which are Set Out in Appendix V-b       
  to the Circular and the Adoption of the Amended       
  Articles of Association Which Contains All the       
  Proposed Amendments to the Current Articles of       
  Association and the Proposed Amendments to the       
  Articles of Association for the Rmb Share Issue in       
  Substitution for and to the Exclusion of the Then       
  Existing Articles of Association of the Company       
  with Effect from the Date of Listing of the Rmb       
  Shares on the Star Market  Management  For  Voted - For 
Meeting Date: 28-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect - Mr. Xie Ronggang, Non-executive       
  Director of the Company  Management  For  Voted - For 
1.2  To Re-elect - Dr. Xu Yan, Independent Non-executive       
  Director of the Company  Management  For  Voted - For 
1.3  To Re-elect - Mr. Tan Bo, Independent Non-executive       
  Director of the Company  Management  For  Voted - For 
2  To Receive and Adopt the Audited Consolidated       
  Financial Statements of the Company and Its       
  Subsidiaries and the Reports of the Directors and       
  Auditor for the Year Ended December 31, 2022  Management  For  Voted - For 
3  To Authorise the Board of Directors of the Company       
  to Fix the Remuneration of the Directors  Management  For  Voted - For 

 

102

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  To Re-appoint Ernst & Young As Auditor of the       
  Company and Authorise the Board of Directors of the       
  Company to Fix Their Remuneration  Management  For  Voted - For 
5  To Give A General Mandate to the Directors of the       
  Company to Allot, Issue and Deal with Additional       
  Shares Not Exceeding 20% of the Issued Share       
  Capital of the Company As at the Date of This       
  Resolution    Management  For  Voted - For 
6  To Give A General Mandate to the Directors of the       
  Company to Repurchase Shares Not Exceeding 10% of       
  the Issued Share Capital of the Company As at the       
  Date of This Resolution  Management  For  Voted - For 
7  To Extend the Authority Given to the Directors of       
  the Company Pursuant to Ordinary Resolution No.       
  4(a) to Issue Shares by Adding to the Issued Share       
  Capital of the Company Repurchased Under Ordinary       
  Resolution No. 4(b)    Management  For  Voted - For 
ALIBABA GROUP HOLDING LTD       
Security ID: BK6YZP5 BKBZDX7 BKTCWH7 BMGCCQ3       
Meeting Date: 30-Sep-22  Meeting Type: Annual General Meeting     
1.1  Elect the Following Director Nominee to Serve on       
  the Board of Director: Daniel Yong Zhang  Management  For  Voted - For 
1.2  Elect the Following Director Nominee to Serve on       
  the Board of Director: Jerry Yang  Management  For  Voted - For 
1.3  Elect the Following Director Nominee to Serve on       
  the Board of Director: Wan Ling Martello  Management  For  Voted - For 
1.4  Elect the Following Director Nominee to Serve on       
  the Board of Director: Weijian Shan  Management  For  Voted - For 
1.5  Elect the Following Director Nominee to Serve on       
  the Board of Director: Irene Yun-lien Lee  Management  For  Voted - For 
1.6  Elect the Following Director Nominee to Serve on       
  the Board of Director: Albert Kong Ping Ng  Management  For  Voted - For 
2  Ratify the Appointment of PricewaterhouseCoopers As       
  the Independent Registered Public Accounting Firm       
  of the Company for the Fiscal Year Ending March 31,       
  2023    Management  For  Voted - For 
ALPEK SAB DE CV         
Security ID: B85H8C9 BGDWC86 BYMJCB7       
Meeting Date: 07-Mar-23  Meeting Type: Annual General Meeting     
1  Approve Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Allocation of Income and Cash Dividends of       
  Usd 0.08 Per Share, Set Maximum Amount of Share       
  Repurchase Reserve    Management  For  Voted - For 
3  Elect Directors and Chairman of Audit and Corporate       
  Practices Committee, Fix Their Remuneration  Management  For  Voted - For 
4  Appoint Legal Representatives  Management  For  Voted - For 

 

103

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5  Approve Minutes of Meeting  Management  For  Voted - For 
AVARY HOLDING (SHENZHEN) CO., LIMITED       
Security ID: BFXR916 BKDQ800       
Meeting Date: 23-Dec-22  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for Non-public A-share       
  Offering    Management  For  Voted - For 
2  Plan for 2022 Non-public A-share Offering: Stock       
  Type and Par Value    Management  For  Voted - For 
3  Plan for 2022 Non-public A-share Offering: Issuing       
  Method and Date    Management  For  Voted - For 
4  Plan for 2022 Non-public A-share Offering: Issuing       
  Targets and Subscription Method  Management  For  Voted - For 
5  Plan for 2022 Non-public A-share Offering: Issue       
  Price and Pricing Principles  Management  For  Voted - For 
6  Plan for 2022 Non-public A-share Offering: Issuing       
  Volume    Management  For  Voted - For 
7  Plan for 2022 Non-public A-share Offering: Total       
  Amount and Purpose of the Raised Funds  Management  For  Voted - For 
8  Plan for 2022 Non-public A-share Offering: Lockup       
  Period    Management  For  Voted - For 
9  Plan for 2022 Non-public A-share Offering: Listing       
  Place    Management  For  Voted - For 
10  Plan for 2022 Non-public A-share Offering:       
  Arrangement for the Accumulated Retained Profits       
  Before the Share Offering  Management  For  Voted - For 
11  Plan for 2022 Non-public A-share Offering: Valid       
  Period of the Resolution  Management  For  Voted - For 
12  Preplan for 2022 Non-public A-share Offering  Management  For  Voted - For 
13  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the 2022 Non-public A-share Offering  Management  For  Voted - For 
14  Report on the Use of Previously-raised Funds  Management  For  Voted - For 
15  Diluted Immediate Return After the Non-public       
  A-share Offering, Filling Measures and Commitments       
  of Relevant Parties    Management  For  Voted - For 
16  Shareholder Return Plan for the Next Three Years       
  from 2022 to 2024    Management  For  Voted - For 
17  Full Authorization to the Board, the Chairman of       
  the Board and (or) Persons Authorized by the       
  Chairman of the Board to Handle Matters Regarding       
  the Non-public A-share Offering  Management  For  Voted - For 
BANCOLOMBIA SA         
Security ID: BJ62K57 BKPS149 BKPS1X8       
Meeting Date: 17-Mar-23  Meeting Type: Annual General Meeting     
1.1  Elect Meeting Approval Committee  Management  For  Voted - For 
1.2  Elect Financial Consumer Representative  Management  For  Voted - For 

 

104

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Verify Quorum    Management  For  Voted - For 
3  Approve Meeting Agenda  Management  For  Voted - For 
4  Present Board and Chairman Reports  Management  For  Voted - For 
5  Present Audit Committees Report  Management  For  Voted - For 
6  Present Individual and Consolidated Financial       
  Statements    Management  For  Voted - For 
7  Present Auditors Report    Management  For  Voted - For 
8  Approve Financial Statements and Statutory Reports  Management  For  Voted - For 
9  Approve Allocation of Income, Constitution of       
  Reserves and Donations  Management  For  Voted - For 
10  Elect Directors    Management  For  Voted - For 
11  Approve Remuneration of Directors  Management  For  Voted - For 
BANK OF CHINA LTD         
Security ID: B154564 B15ZP90 B15ZV58 BD8NN35 BNR4801 BP3RRF6     
Meeting Date: 21-Apr-23  Meeting Type: Extraordinary General Meeting     
1.1  To Consider and Approve the Election of Mr. Ge       
  Haijiao to be Appointed As Executive Director of       
  the Bank    Management  For  Voted - For 
2  To Consider and Approve the Fixed Asset Investment       
  Budget for 2023    Management  For  Voted - For 
3  To Consider and Approve the 2022 Remuneration       
  Distribution Plan for External Supervisors  Management  For  Voted - For 
Meeting Date: 30-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Consider and Approve the Election of Mr. Shi       
  Yongyan As Non-executive Director of the Bank  Management  For  Voted - For 
1.2  To Consider and Approve the Election of Mr. Liu Hui       
  As Non-executive Director of the Bank  Management  For  Voted - For 
2  To Consider and Approve the 2022 Work Report of the       
  Board of Directors    Management  For  Voted - For 
3  To Consider and Approve the 2022 Work Report of the       
  Board of Supervisors    Management  For  Voted - For 
4  To Consider and Approve the 2022 Annual Financial       
  Report    Management  For  Voted - For 
5  To Consider and Approve the 2022 Profit       
  Distribution Plan    Management  For  Voted - For 
6  To Consider and Approve the Appointment of the       
  Banks External Auditor for 2023  Management  For  Voted - For 
7  To Consider and Approve the Bond Issuance Plan  Management  For  Voted - For 
8  To Consider and Approve the Issuance of Capital       
  Instruments    Management  For  Voted - For 

 

105

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
BANK OF COMMUNICATIONS CO LTD       
Security ID: B0B8Z29 B0C17K9 B0DSG24 BD8NMB6 BP3RP18       
Meeting Date: 25-Aug-22  Meeting Type: Class Meeting       
1  To Consider And, If Thought Fit, to Approve the       
  Proposed Amendments to the Articles of Association       
  of the Bank (the "articles of Association")       
  (details of Which are Set Out in Appendix I to the       
  Circular of the Bank Dated 8 July 2022), and       
  Authorize the Board of Directors (the "board") to       
  Delegate Authority to the Chairman, to Make       
  Necessary and Appropriate Amendments to the       
  Articles of Association in Accordance with the       
  Opinions Or Requirements of the Regulatory       
  Authorities, the Stock Exchanges Where the Bank's       
  Shares are Listed and the Relevant Departments, and       
  to Deal with the Approval of the Amendments to the       
  Articles of Association and the Filing with the       
  Market Supervision Authorities and Other Matters  Management  For  Voted - For 
Meeting Date: 25-Aug-22  Meeting Type: Extraordinary General Meeting     
1  To Consider And, If Thought Fit, to Approve the       
  Proposed Amendments to the Articles of Association       
  of the Bank (the "articles of Association")       
  (details of Which are Set Out in Appendix I to the       
  Circular of the Bank Dated 8 July 2022); and       
  Authorize the Board of Directors (the "board") to       
  Delegate Authority to the Chairman, to Make       
  Necessary and Appropriate Amendments to the       
  Articles of Association in Accordance with the       
  Opinions Or Requirements of the Regulatory       
  Authorities, the Stock Exchanges Where the Bank's       
  Shares are Listed and the Relevant Departments, and       
  to Deal with the Approval of the Amendments to the       
  Articles of Association and the Filing with the       
  Market Supervision Authorities and Other Matters  Management  For  Voted - For 
2  To Consider And, If Thought Fit, to Approve the       
  Proposed Amendments to the Procedural Rules of the       
  Shareholders' General Meeting of the Bank (details       
  of Which are Set Out in Appendix II to the Circular       
  of the Bank Dated 8 July 2022) and Authorize the       
  Board to Delegate Authority to the Chairman to       
  Amend Such Rules Correspondingly in the Event That       
  the Relevant Provisions of the Procedural Rules of       
  the Shareholders' General Meeting are Involved in       
  the Subsequent Amendments to the Articles of       
  Association in Accordance with the Regulatory       
  Requirements    Management  For  Voted - For 
3  To Consider And, If Thought Fit, to Approve the       
  Proposed Amendments to the Procedural Rules of the       
  Board of the Bank (details of Which are Set Out in       
  Appendix III to the Circular of the Bank Dated 8       
  July 2022) and Authorize the Board to Delegate       

 

106

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Authority to the Chairman to Amend Such Rules       
  Correspondingly in the Event That the Relevant       
  Provisions of the Procedural Rules of the Board are       
  Involved in the Subsequent Amendments to the       
  Articles of Association in Accordance with the       
  Regulatory Requirements  Management  For  Voted - For 
4  To Consider And, If Thought Fit, to Approve the       
  Proposed Amendments to the Procedural Rules of the       
  Board of Supervisors of the Bank (details of Which       
  are Set Out in Appendix IV to the Circular of the       
  Bank Dated 8 July 2022) and Authorize the Board of       
  Supervisors of the Bank (the "board of       
  Supervisors") to Delegate Authority to the Chairman       
  of the Board of Supervisors to Amend Such Rules       
  Correspondingly in the Event That the Relevant       
  Provisions of the Procedural Rules of the Board of       
  Supervisors are Involved in the Subsequent       
  Amendments to the Articles of Association in       
  Accordance with the Regulatory Requirements  Management  For  Voted - For 
Meeting Date: 01-Mar-23  Meeting Type: Extraordinary General Meeting     
1.1  To Consider And, If Thought Fit, to Approve the       
  Appointment of Mr. Yin Jiuyong As an Executive       
  Director of the Bank    Management  For  Voted - For 
1.2  To Consider And, If Thought Fit, to Approve the       
  Appointment of Mr. Zhou Wanfu As an Executive       
  Director of the Bank    Management  For  Voted - For 
2  To Consider And, If Thought Fit, to Approve the       
  Remuneration Plan of the Directors of the Bank for       
  the Year 2021    Management  For  Voted - For 
3  To Consider And, If Thought Fit, to Approve the       
  Remuneration Plan of the Supervisors of the Bank       
  for the Year 2021    Management  For  Voted - For 
BB SEGURIDADE PARTICIPACOES SA       
Security ID: B9N3SQ0         
Meeting Date: 28-Apr-23  Meeting Type: Annual General Meeting     
1.1  Election of the Board of Directors Per Candidate.       
  Positions Limited to 7. Nomination of Candidates to       
  the Board of Directors, the Shareholder Can       
  Nominate As Many Candidates As the Numbers of       
  Vacancies to be Filled in the General Election. the       
  Votes Indicated in This Filed Will be Disregarded       
  If the Shareholder with Voting Rights Also Fills in       
  the Fields Present in the Separate Election of A       
  Member of the Board of Directors and the Separate       
  Election Referred to in These Fields Takes Place:       
  Marisa Reghini Ferreira Mattos  Management  For  Voted - For 
1.2  Election of the Board of Directors Per Candidate.       
  Positions Limited to 7. Nomination of Candidates to       
  the Board of Directors, the Shareholder Can       

 

107

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  Nominate As Many Candidates As the Numbers of       
  Vacancies to be Filled in the General Election. the       
  Votes Indicated in This Filed Will be Disregarded       
  If the Shareholder with Voting Rights Also Fills in       
  the Fields Present in the Separate Election of A       
  Member of the Board of Directors and the Separate       
  Election Referred to in These Fields Takes Place:       
  Daniel Alves Maria  Management  For  Voted - For 
1.3  Election of the Board of Directors Per Candidate.       
  Positions Limited to 7. Nomination of Candidates to       
  the Board of Directors, the Shareholder Can       
  Nominate As Many Candidates As the Numbers of       
  Vacancies to be Filled in the General Election. the       
  Votes Indicated in This Filed Will be Disregarded       
  If the Shareholder with Voting Rights Also Fills in       
  the Fields Present in the Separate Election of A       
  Member of the Board of Directors and the Separate       
  Election Referred to in These Fields Takes Place:       
  Gilberto Lourenco Da Aparecida  Management  For  Voted - For 
1.4  Election of the Board of Directors Per Candidate.       
  Positions Limited to 7. Nomination of Candidates to       
  the Board of Directors, the Shareholder Can       
  Nominate As Many Candidates As the Numbers of       
  Vacancies to be Filled in the General Election. the       
  Votes Indicated in This Filed Will be Disregarded       
  If the Shareholder with Voting Rights Also Fills in       
  the Fields Present in the Separate Election of A       
  Member of the Board of Directors and the Separate       
  Election Referred to in These Fields Takes Place:       
  Ullisses Christian Silva Assis  Management  For  Voted - For 
1.5  Election of the Board of Directors Per Candidate.       
  Positions Limited to 7. Nomination of Candidates to       
  the Board of Directors, the Shareholder Can       
  Nominate As Many Candidates As the Numbers of       
  Vacancies to be Filled in the General Election. the       
  Votes Indicated in This Filed Will be Disregarded       
  If the Shareholder with Voting Rights Also Fills in       
  the Fields Present in the Separate Election of A       
  Member of the Board of Directors and the Separate       
  Election Referred to in These Fields Takes Place:       
  Bruno Silva Dalcolmo  Management  For  Voted - For 
1.6  Election of the Board of Directors Per Candidate.       
  Positions Limited to 7. Nomination of Candidates to       
  the Board of Directors, the Shareholder Can       
  Nominate As Many Candidates As the Numbers of       
  Vacancies to be Filled in the General Election. the       
  Votes Indicated in This Filed Will be Disregarded       
  If the Shareholder with Voting Rights Also Fills in       
  the Fields Present in the Separate Election of A       
  Member of the Board of Directors and the Separate       
  Election Referred to in These Fields Takes Place:       
  Marcos Rogerio De Souza, Appointed by Uniao  Management  For  Voted - For 
1.7  Election of the Board of Directors Per Candidate.       
  Positions Limited to 7. Nomination of Candidates to       
  the Board of Directors, the Shareholder Can       
  Nominate As Many Candidates As the Numbers of       

 

108

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  Vacancies to be Filled in the General Election. the       
  Votes Indicated in This Filed Will be Disregarded       
  If the Shareholder with Voting Rights Also Fills in       
  the Fields Present in the Separate Election of A       
  Member of the Board of Directors and the Separate       
  Election Referred to in These Fields Takes Place:       
  Maria Carolina Ferreira Lacerda  Management  For  Voted - For 
2  In Case of A Cumulative Voting Process, Should the       
  Corresponding Votes to Your Shares be Equally       
  Distributed Among the Candidates That Youve Chosen.       
  If the Shareholder Chooses Yes and Also Indicates       
  the Approve Answer Type for Specific Candidates       
  Among Those Listed Below, Their Votes Will be       
  Distributed Proportionally Among These Candidates.       
  If the Shareholder Chooses to Abstain and the       
  Election Occurs by the Cumulative Voting Process,       
  the Shareholders Vote Shall be Counted As an       
  Abstention in the Respective Resolution of the       
  Meeting  Management  For  Voted - For 
3  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Marisa Reghini Ferreira       
  Mattos  Management  For  Voted - For 
4  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Daniel Alves Maria  Management  For  Voted - For 
5  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Gilberto Lourenco Da       
  Aparecida  Management  For  Voted - For 
6  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Ullisses Christian Silva       
  Assis  Management  For  Voted - For 
7  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Bruno Silva Dalcolmo  Management  For  Voted - For 
8  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Marcos Rogerio De Souza,       
  Appointed by Uniao  Management  For  Voted - For 
9  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       

 

109

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Maria Carolina Ferreira       
  Lacerda  Management  For  Voted - For 
10  Do You Wish to Request the Cumulative Voting for       
  the Election of the Board of Directors, Under the       
  Terms of Art. 141 of Law 6,404, of 1976. If the       
  Shareholder Chooses No Or Abstain, His,her Shares       
  Will Not be Computed for the Request of the       
  Cumulative Voting Request  Management  For  Voted - For 
11  Do You Wish to Request A Separate Election of A       
  Member of the Board of Directors, Under the Terms       
  of Article 141, Paragraph 4, I, of Law 6,404, of       
  1976. the Shareholder Can Only Fill This Field in       
  Case of Keeping the Position of Voting Shares       
  Ininterrupted for 3 Months Prior to the General       
  Meeting. If the Shareholder Chooses No Or Abstain,       
  His,her Shares Will Not be Computed for the Request       
  of A Separate Election of A Member of the Board of       
  Directors  Management  For  Voted - For 
12  To Examine the Administrators Rendering of       
  Accounts, to Review, to Discuss and to Vote the       
  Company's Financial Statements for the Fiscal Year       
  of 2022  Management  For  Voted - For 
13  Proposal on Net Profit Allotment Regarding the       
  Fiscal Year of 2022, As Follows, Amounts in Brl,       
  Net Income, 6,044,570,613.00 Accumulated Income,       
  Losses, 79,676.08 Adjusted Net Income1,       
  5,742,342,082.35 Legal Reserve, 302,228,530.65       
  Compensation to the Shareholders, 5,742,342,082.35       
  Interest on Own Capital, Dividends,       
  5,742,342,082.35 Use of the Reserve for       
  Equalization of Dividends, Statutory Reserves, for       
  Capital Reinforcement for Equalization of Capital       
  Remuneration 1 Obtained by Reducing the Net Income       
  for the Year by the Amount Applied in the       
  Constitution of the Legal Reserve  Management  For  Voted - For 
14  The Proposal to Set the Global Amount for Payment       
  of Fees and Benefits for Members of the Executive       
  Board and Board of Directors, from April 2023 to       
  March 2024, at A Maximum of Brl 11,581,429.91  Management  For  Voted - For 
15  The Proposal to Set the Monthly Fees of the Members       
  of the Board of Directors at 10 Percent of What, on       
  A Monthly Average, the Members of the Executive       
  Board Earn, Including the Christmas Bonus, and       
  Excluding Amounts Related to Variable Remuneration,       
  Health Plan, Supplementary Pension, Life Insurance,       
  Housing Assistance and Removal Benefits, for the       
  Period from April 2023 to March 2024  Management  For  Voted - For 
16  The Proposal to Set the Monthly Fees of the Members       
  of the Fiscal Council at 10 Percent of the Average       
  Monthly Remuneration Received by the Members of the       
  Executive Board, Including the Christmas Bonus, and       
  Excluding Amounts Related to Variable Remuneration,       
  Health Plan, Supplementary Pension, Life Insurance       

 

110

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  , Housing Assistance and Removal Benefits, for the       
  Period from April 2023 to March 2024  Management  For  Voted - For 
17  The Proposal to Set the Individual Monthly       
  Remuneration of the Members of the Audit Committee,       
  the Members of the Risks and Capital Committee and       
  the Independent Member of the Transactions with       
  Related Parties Committee, at 16.71 Percent of the       
  Average Monthly Remuneration Received by the       
  Members of the Executive Board, Including the       
  Christmas Bonus, and Excluding Amounts Related to       
  Variable Remuneration, Health Plan, Supplementary       
  Pension, Life Insurance, Housing Assistance and       
  Removal Benefits, for the Period from April 2023 to       
  March 2024    Management  For  Voted - For 
18  In the Hypothesis of Second Call Notice of the       
  General Meeting, Can the Voting Instructions       
  Contained in This Voting Ballot be Also Considered       
  for the General Meeting Held on Second Call Notice  Management  For  Voted - For 
BEIGENE LTD         
Security ID: BFXSC43 BGDY260 BMVMCL3 BMW43Y8 BMW4490 BQB3LQ2     
Meeting Date: 15-Jun-23  Meeting Type: Annual General Meeting     
1  That Dr. Margaret Dugan be and is Hereby Re-elected       
  to Serve As A Class I Director of the Company Until       
  the 2026 Annual General Meeting of the Shareholders       
  of the Company and Until Her Successor is Duly       
  Elected and Qualified, Subject to Her Earlier       
  Resignation Or Removal  Management  For  Voted - For 
2  That John V. Oyler be and is Hereby Re-elected to       
  Serve As A Class I Director of the Company Until       
  the 2026 Annual General Meeting of the Shareholders       
  of the Company and Until His Successor is Duly       
  Elected and Qualified, Subject to His Earlier       
  Resignation Or Removal  Management  For  Voted - For 
3  That Dr. Alessandro Riva be and is Hereby       
  Re-elected to Serve As A Class I Director Until the       
  2026 Annual General Meeting of Shareholders and       
  Until His Successor is Duly Elected and Qualified,       
  Subject to His Earlier Resignation Or Removal  Management  For  Voted - For 
4  That the Selection of Ernst & Young LLP, Ernst &       
  Young and Ernst & Young Hua Ming LLP As the       
  Company's Reporting Accounting Firms for the Fiscal       
  Year Ending December 31, 2023 be and is Hereby       
  Approved, Ratified and Confirmed  Management  For  Voted - For 
5  That the Board of Directors is Hereby Authorized to       
  Fix the Auditors Remuneration for the Fiscal Year       
  Ending December 31, 2023  Management  For  Voted - For 
6  That the Granting of A Share Issue Mandate to the       
  Board of Directors to Issue, Allot Or Deal with (i)       
  Unissued Ordinary Shares (excluding our Ordinary       
  Shares Listed on the Star Market and Traded in Rmb       
  (rmb Shares)) And/or American Depositary Shares       

 

111

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  (adss) Not Exceeding 20% of the Total Number of       
  Issued Ordinary Shares (excluding Rmb Shares) of       
  the Company And/or (ii) Unissued Rmb Shares Not       
  Exceeding 20% of the Total Number of Issued Rmb       
  Shares of the Company, Each As of the Date of       
  Passing of This Ordinary Resolution Up to the Next       
  Annual General Meeting of Shareholders of the       
  Company be and is Hereby Approved  Management  For  Voted - For 
7  That the Granting of A Share Repurchase Mandate to       
  the Board of Directors to Repurchase an Amount of       
  Ordinary Shares (excluding Rmb Shares) And/or Adss,       
  Not Exceeding 10% of the Total Number of Issued       
  Ordinary Shares (excluding Rmb Shares) of the       
  Company As of the Date of Passing of Such Ordinary       
  Resolution Up to the Next Annual General Meeting of       
  Shareholders of the Company be and is Hereby       
  Approved  Management  For  Voted - For 
8  That the Company and Its Underwriters be and are       
  Hereby Authorized, in Their Sole Discretion, to       
  Allocate to Each of Baker Bros. Advisors Lp and       
  Hillhouse Capital Management, Ltd. and Parties       
  Affiliated with Each of Them (the Existing       
  Shareholders), Up to A Maximum Amount of Shares in       
  Order to Maintain the Same Shareholding Percentage       
  of Each of the Existing Shareholders (based on the       
  Then-outstanding Share Capital of the Company)       
  Before and After the Allocation of the       
  Corresponding Securities Issued Pursuant to an       
  Offering Conducted Pursuant to the General Mandate       
  Set Forth in Resolution 6 for A Period of Five       
  Years, Which Period Will be Subject to an Extension       
  on A Rolling Basis Each Year  Management  For  Voted - For 
9  That the Company and Its Underwriters be and are       
  Hereby Authorized, in Their Sole Discretion, to       
  Allocate to Amgen Inc. (amgen), Up to A Maximum       
  Amount of Shares in Order to Maintain the Same       
  Shareholding Percentage of Amgen (based on the       
  Then-outstanding Share Capital of the Company)       
  Before and After the Allocation of the       
  Corresponding Securities Issued Pursuant to an       
  Offering Conducted Pursuant to the General Mandate       
  Set Forth in Resolution 6 for A Period of Five       
  Years, Which Period Will be Subject to an Extension       
  on A Rolling Basis Each Year  Management  For  Voted - For 
10  That the Grant of an Option to Acquire Shares to       
  Amgen to Allow Amgen to Subscribe for Additional       
  Shares Under A Specific Mandate in an Amount       
  Necessary to Enable It to Increase (and       
  Subsequently Maintain) Its Ownership at       
  Approximately 20.6% of the Companys Outstanding       
  Share Capital, Up to an Aggregate of 75,000,000       
  Ordinary Shares During the Option Term, Pursuant to       
  the Terms of the Restated Amendment No. 2 Dated       
  September 24, 2020 to the Share Purchase Agreement       
  Dated October 31, 2019, As Amended, by and Between       
  the Company and Amgen be and is Hereby Approved  Management  For  Voted - For 

 

112

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
11  That the Grant of Restricted Share Units (rsus)       
  with A Grant Date Fair Value of Usd5,500,000 to Mr.       
  John V. Oyler Under the Second Amended and Restated       
  2016 Share Option and Incentive Plan (as Amended,       
  the 2016 Plan), According to the Terms and       
  Conditions Described in the Proxy Statement, be and       
  is Hereby Approved    Management  For  Voted - For 
12  That the Grant of Rsus with A Grant Date Fair Value       
  of Usd1,333,333 to Dr. Xiaodong Wang Under the 2016       
  Plan, According to the Terms and Conditions       
  Described in the Proxy Statement, be and is Hereby       
  Approved    Management  For  Voted - For 
13  That the Grant of Rsus with A Grant Date Fair Value       
  of Usd200,000 to Each of the Independent       
  Non-executive Directors, Dr. Margaret Dugan, Mr.       
  Donald W. Glazer, Mr. Michael Goller, Mr. Anthony       
  C. Hooper, Mr. Ranjeev Krishana, Mr. Thomas Malley,       
  Dr. Alessandro Riva, Dr. Corazon (corsee) D.       
  Sanders, and Mr. Qingqing Yi, Under the 2016 Plan,       
  According to the Terms and Conditions Described in       
  the Proxy Statement, be and is Hereby Approved  Management  For  Voted - For 
14  That, on A Non-binding, Advisory Basis, the       
  Compensation of the Companys Named Executive       
  Officers, As Disclosed in the Proxy Statement, be       
  and is Hereby Approved  Management  For  Voted - For 
15  That the Seventh Amended and Restated Memorandum       
  and Articles of Association of the Company, As       
  Described in the Proxy Statement, be and is Hereby       
  Approved    Management  For  Voted - For 
16  That the Adjournment of the Annual Meeting by the       
  Chairman, If Necessary, to Solicit Additional       
  Proxies If There are Insufficient Votes at the Time       
  of the Annual Meeting to Approve Any of the       
  Proposals Described Above, be and is Hereby Approved  Management  For  Voted - For 
BEIJING ENTERPRISES HOLDINGS LTD       
Security ID: 5404447 6081690 B01DCV2 BD8NDZ7 BMF1SY1 BP3RP30     
Meeting Date: 16-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr. Dai Xiaofeng As Executive Director  Management  For  Non-Voting 
1.2  To Re-elect Mr. Tam Chun Fai As Executive Director  Management  For  Non-Voting 
1.3  To Re-elect Mr. Wu Jiesi As Independent       
  Non-executive Director  Management  For  Non-Voting 
1.4  To Re-elect Ms. Chan Man Ki Maggie As Independent       
  Non-executive Director  Management  For  Non-Voting 
1.5  To Re-elect Mr. Dai Xiaofeng As Executive Director  Management  For  Voted - For 
1.6  To Re-elect Mr. Tam Chun Fai As Executive Director  Management  For  Voted - For 
1.7  To Re-elect Mr. Wu Jiesi As Independent       
  Non-executive Director  Management  For  Voted - For 
1.8  To Re-elect Ms. Chan Man Ki Maggie As Independent       
  Non-executive Director  Management  For  Voted - For 

 

113

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  To Receive and Consider the Audited Consolidated       
  Financial Statements, the Report of the Directors       
  and the Independent Auditors Report of the Company       
  for the Year Ended 31 December 2022  Management  For  Non-Voting 
3  To Declare A Final Dividend  Management  For  Non-Voting 
4  To Authorise the Board of Directors to Fix       
  Directors Remuneration  Management  For  Non-Voting 
5  To Re-appoint Ernst & Young As the Independent       
  Auditor of the Company and to Authorise the Board       
  of Directors to Fix Its Remuneration  Management  For  Non-Voting 
6  To Give A General Mandate to the Board of Directors       
  to Buy Back Shares Not Exceeding 10% of the Total       
  Number of Shares of the Company in Issue on the       
  Date of This Resolution  Management  For  Non-Voting 
7  To Give A General Mandate to the Board of Directors       
  to Issue, Allot and Deal with Additional Shares Not       
  Exceeding 10% of the Total Number of Shares of the       
  Company in Issue on the Date of This Resolution  Management  For  Non-Voting 
8  To Extend the General Mandate Granted to the Board       
  of Directors to Issue Shares in the Capital of the       
  Company by the Number of Shares Bought Back  Management  For  Non-Voting 
9  To Receive and Consider the Audited Consolidated       
  Financial Statements, the Report of the Directors       
  and the Independent Auditors Report of the Company       
  for the Year Ended 31 December 2022  Management  For  Voted - For 
10  To Declare A Final Dividend  Management  For  Voted - For 
11  To Authorise the Board of Directors to Fix       
  Directors Remuneration  Management  For  Voted - For 
12  To Re-appoint Ernst & Young As the Independent       
  Auditor of the Company and to Authorise the Board       
  of Directors to Fix Its Remuneration  Management  For  Voted - For 
13  To Give A General Mandate to the Board of Directors       
  to Buy Back Shares Not Exceeding 10% of the Total       
  Number of Shares of the Company in Issue on the       
  Date of This Resolution  Management  For  Voted - For 
14  To Give A General Mandate to the Board of Directors       
  to Issue, Allot and Deal with Additional Shares Not       
  Exceeding 10% of the Total Number of Shares of the       
  Company in Issue on the Date of This Resolution  Management  For  Voted - For 
15  To Extend the General Mandate Granted to the Board       
  of Directors to Issue Shares in the Capital of the       
  Company by the Number of Shares Bought Back  Management  For  Voted - For 
BEIJING WANTAI BIOLOGICAL PHARMACY ENTERPRISE  CO     
Security ID: BMC2041 BMXTWX4       
Meeting Date: 13-Sep-22  Meeting Type: Extraordinary General Meeting     
1  Amendments to the Articles of Associations of the       
  Company    Management  For  Non-Voting 

 

114

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
BHARAT ELECTRONICS LTD         
Security ID: BF1THH6         
Meeting Date: 23-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Appointment of Mr. Manoj Jain (din: 09749046) As       
  Director    Management  For  Non-Voting 
BUMRUNGRAD HOSPITAL PUBLIC CO LTD BH       
Security ID: B0166H5 B017R20 B03HKF2       
Meeting Date: 26-Apr-23  Meeting Type: Annual General Meeting     
1.1  To Consider and Approve the Election of Director in       
  Place of the Directors Who Retire by Rotation: Ms.       
  Sophavadee Uttamobol  Management  For  Voted - For 
1.2  To Consider and Approve the Election of Director in       
  Place of the Directors Who Retire by Rotation: Mr.       
  Chong Toh    Management  For  Voted - For 
1.3  To Consider and Approve the Election of Director in       
  Place of the Directors Who Retire by Rotation: Mr.       
  Bernard Charnwut Chan  Management  For  Voted - For 
1.4  To Consider and Approve the Election of Director in       
  Place of the Directors Who Retire by Rotation: Mr.       
  Anon Vangvasu    Management  For  Voted - For 
2  To Adopt the Minutes of General Meeting of       
  Shareholders No. 29 in the Year 2022  Management  For  Voted - For 
3  To Acknowledge the Board of Directors' Report on       
  the Company's Operation in the Year 2022  Management  For  Voted - For 
4  To Consider and Approve the Audited Financial       
  Statements for the Year Ending on 31 December 2022  Management  For  Voted - For 
5  To Consider and Approve Payment of Dividend for the       
  Year 2022    Management  For  Voted - For 
6  To Consider and Approve the Remuneration of the       
  Board of Directors and Committee Members for the       
  Year 2023 to Not Exceeding Baht 23.3 Million  Management  For  Voted - For 
7  To Consider and Approve the Appointment Auditors       
  for the Year 2023 and to Fix Their Remuneration in       
  an Amount Not Exceeding Baht 3,230,000  Management  For  Voted - For 
8  To Consider and Approve the Amendment to Clause 4       
  of the Company's Memorandum of Association  Management  For  Voted - For 
9  To Consider and Approve the Amendments to Clauses       
  31, 35, 40, 41, 42, and 50 of the Company's       
  Articles of Association to be in Accordance with       
  the Attachment    Management  For  Voted - Abstain 
10  Other Businesses, If Any  Management  Against  Voted - For 

 

115

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
BUPA ARABIA FOR COOPERATIVE INSURANCE COMPANY       
Security ID: B2RLCR0         
Meeting Date: 22-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Authorize Capitalization of Reserves for Bonus       
  Issue Re: 1:4 from the Retained Earnings       
  Representing 25 Percent Increase in Company's       
  Capital    Management  For  Voted - For 
2  Amend Article 8 of Bylaws to Reflect Changes in       
  Capital    Management  For  Voted - Against 
Meeting Date: 22-Jun-23  Meeting Type: Extraordinary General Meeting     
1  Voting on the Companys External Auditors Report for       
  the Financial Year Ending on 31/12/2022  Management  For  Voted - For 
2  Voting on Appointing External Auditors for the       
  Company Among Those Nominees Based on the       
  Recommendation of the Audit Committee to Examine,       
  Review and Audit the Financial Statements for the       
  Second, Third, and Fourth Quarters and Annual       
  Financial Statements for the Financial Year 2023       
  and the First Quarter of the Financial Year 2024       
  and Determine Their Fees  Management  For  Voted - For 
3  Voting on the Recommendation of the Board of       
  Directors to Distribute Cash Dividends for the       
  Financial Year 2022, at Sar (3.60) Per Share in A       
  Total Amount of Sar (540,000,000), Or 36% of the       
  Nominal Share Value, Provided That the Shareholders       
  Owning the Shares are Eligible at the End of the       
  Trading Day of the General Assembly Meeting and       
  Those Registered in the Companys Shareholders       
  Register with the Securities Depository Center       
  Company (edaa Center) at the End of the Second       
  Trading Day Following the Approval Date, the       
  Dividend Distribution Date Will be Announced Later  Management  For  Voted - For 
4  Voting on the Companys Purchase of A Number of       
  Shares, Up to A Maximum of (195,000), with the Aim       
  of Allocating It to the Companys Employees Within       
  the Employee Shares Program. the Purchase Will be       
  Financed Through (companys Fund), and to Authorize       
  the Board of Directors to Complete the Purchase of       
  the Shares Within (12 Months) from the Date of the       
  Extraordinary General Assembly Meetings Approval.       
  the Purchased Shares Will be Kept No Longer Than       
  (10 Years) from the Date of Approval of the       
  Extraordinary General Assembly Until Its Allocated       
  for the Entitled Employees, and After This Period,       
  the Company Will Follow the Rules and Procedures       
  Stipulated in the Relevant Laws and Regulations.       
  Noting That the Approval of the Extraordinary       
  General Assembly Was Obtained on 08/05/2017  Management  For  Voted - For 
5  Voting on the Payment of an Amount of Sar       
  (4,218,000) As Remuneration to the Members of the       

 

116

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  Board of Directors for the Fourth Session Ending on       
  05/15/2022  Management  For  Voted - For 
6  Voting on Discharge of the Members of the Board of       
  Directors from Liability for the Financial Year       
  Ending on 31/12/2022  Management  For  Voted - For 
7  Voting on Authorizing the Board of Directors to       
  Distribute Interim Dividends to the Shareholders on       
  Biannual Or Quarterly Basis for the Year 2023  Management  For  Voted - For 
8  Voting on the Business and Contracts Between the       
  Company and Bupa Investments Overseas Limited, in       
  Which Mr. David Martin Fletcher, Mr. Martin       
  Houston, and Mr. Nigel Sullivan Have/had/will Have       
  an Indirect Interest As Members of the Board of       
  Directors, It is About the Tax Equalization       
  Adjustment, Noting That the Value in 2022 Was Sar       
  (68,431) Thousand, Without Any Preferential       
  Treatment  Management  For  Voted - For 
9  Voting on the Business and Contracts Between the       
  Company and And Bupa Investments Overseas Limited,       
  in Which Mr. David Martin Fletcher, Mr. Martin       
  Houston, and Mr. Nigel Sullivan Have/had/will Have       
  an Indirect Interest As Members of the Board of       
  Directors, , It is About Board and Board Committee       
  Member Remuneration Amounts for Its Bupa Arabia       
  Board and Board Committee Member Representatives       
  Services During 2022, , Noting That the Value in       
  2022 Was Sar (915) Thousand Without Any       
  Preferential Treatment  Management  For  Voted - For 
10  Voting on the Business and Contracts Between the       
  Company and Bupa Global, in Which Mr. David Martin       
  Fletcher, Mr. Martin Houston, and Mr. Nigel       
  Sullivan Have/had/will Have Indirect Interest As       
  Members of the Board of Directors. It is About the       
  Value of Shared Insurance Contract Premium, Noting       
  That the Value in 2022 Was Sar (93,406) Thousand       
  Without Any Preferential Treatment  Management  For  Voted - For 
11  Voting on the Business and Contracts Between the       
  Company and My Clinic International Medical Company       
  Limited, in Which Loay Nazer and Mr. Tal Nazer       
  Have/had/will Have Indirect Interest As Owners of       
  My Clinic International Medical Company Limited, It       
  is About Providing On-site Clinic Services for Bupa       
  Arabia Employees on the Bupa Arabia Premises,       
  Noting That the Value of This Contract in 2022 Was       
  Sar (131) Thousand Without Any Preferential       
  Treatment  Management  For  Voted - For 
12  Voting on the Business and Contracts Between the       
  Company and Bupa Middle East Holdings Two W.l.l, in       
  Which Eng. Loay Nazer and Mr. Tal Nazer Have an       
  Indirect Interest As Owners of Nazer Group Limited,       
  and Mr. David Martin Fletcher, Mr. Martin Houston,       
  and Mr. Nigel Sullivan Have/had/will Have Indirect       
  Interest As Executives in Bupa Global, It is       
  Relating to Brand Fees, Noting That the Value in       
  2022 Was Sar (32,094) Thousand Without Any       
  Preferential Treatment  Management  For  Voted - For 

 

117

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
13  Voting on the Business and Contracts Between the       
  Company and Bupa Arabia for Cooperative Insurance       
  Company, in Which the Board Member Mr. Tal Nazer       
  Has an Indirect Interest in It. As the Chief       
  Executive Officer of Bupa Arabia for Cooperative       
  Insurance, and Board Member Mr. Nader Ashoor Has an       
  Indirect Interest in It. As Executive Vice       
  President, and Chief Financial Officer of Bupa       
  Arabia for Cooperative Insurance, It is About the       
  Cost of Providing Health Insurance to Its       
  Employees, Noting That the Value in 2022 Was Sar       
  (22,712) Thousand Without Any Preferential Treatment  Management  For  Voted - For 
14  Voting on the Business and Contracts Between the       
  Company and Nazer Group Limited, in Which Eng. Loay       
  Nazer Has/will Have Indirect Interest As an Owner       
  and As the Chairman of the Nazer Group Limited, and       
  Mr. Tal Nazer Has/will Have Indirect Interest in It       
  As an Owner, It is About the Cost of Medical       
  Insurance for Its Employees, Noting That the Value       
  in 2022 Was Sar (17,567) Thousand Without Any       
  Preferential Treatment  Management  For  Voted - For 
15  Voting on the Business and Contracts Between the       
  Company and My Clinic International Medical Company       
  Limited, in Which Eng. Loay Nazer and Mr. Tal Nazer       
  Have/will Have Indirect Interest in It As Owners.       
  It is About the Cost of Medical Insurance for Its       
  Employees, Noting That the Value in 2022 Was Sar       
  (254,989) Thousand Without Any Preferential       
  Treatment  Management  For  Voted - For 
16  Voting on the Business and Contracts Between the       
  Company and Nawah Healthcare Company, in Which Eng.       
  Loay Nazer As Owner and the Chairman of Nawah       
  Healthcare Company, and Mr. Tal Nazer As Owner,       
  Have/will Have Indirect Interest. It is About the       
  Cost of Medical Insurance for Its Employees, Noting       
  That the Value in 2022 Was Sar (153) Thousand       
  Without Any Preferential Treatment  Management  For  Voted - For 
17  Voting on the Business and Contracts Between the       
  Company and Najm for Insurance Services Co., in       
  Which Tal Nazer, A Member of the Board of Directors       
  and the Chief Executive Officer, As the Chairman of       
  the Board and of Najm for Insurance Services Co,       
  Have/will Have Has Indirect Interest in It. Noting       
  That the Value of the Transactions in 2022 Was Sar       
  (43,735) Thousand Without Any Preferential Treatment  Management  For  Voted - For 
18  Voting on the Business and Contracts Between the       
  Company and Cool Inc Hospitality Company, in Which       
  Tal Nazer, A Member of the Board of Directors and       
  the Chief Executive Officer, As the Chairman of the       
  Board and A Major Shareholder of Cool Inc       
  Hospitality Company, Have/will Have Indirect       
  Interest in It. Noting That the Value of the       
  Transactions in 2022 Was Sar (2,500) Thousand       
  Without Any Preferential Treatment  Management  For  Voted - For 
19  Voting on the Business and Contracts Between the       
  Company and Saudi Ground Services, It is About the       

 

118

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  Cost of Medical Insurance for Its Employees, in       
  Which Mr. Nader Ashoor, A Member of the Board of       
  Directors, Executive Vice President, and Chief       
  Financial Officer, As A Member of the Board of       
  Directors of the Saudi Ground Services Company Has       
  an Indirect Interest in It. Noting That the Value       
  of the Transactions in 2022 Was Sar (107,013)       
  Thousand Without Any Preferential Treatment  Management  For  Voted - For 
20  Voting on the Business and Contracts Between the       
  Company and Middle East Paper Company (mepco), in       
  Which Mr. Nader Ashoor, A Member of the Board of       
  Directors, Executive Vice President, and Chief       
  Financial Officer, As the Chairman of the Audit       
  Committee of Middle East Paper Company Has an       
  Indirect Interest in It. It is About the Cost of       
  Medical Insurance for Its Employees, Noting That       
  the Value of the Transactions in 2022 Was Sar       
  (4,103) Thousand Without Any Preferential Treatment  Management  For  Voted - For 
21  Voting on the Business and Contracts Between the       
  Company and Saudi Industrial Services Co (sisco),       
  It is About the Cost of Medical Insurance for Its       
  Employees, Without Any Preferential Treatment, in       
  Which Mr. Nader Ashoor, A Member of the Board of       
  Directors, Executive Vice President, and Chief       
  Financial Officer, As A Member of the Audit       
  Committee of the Saudi Industrial Services Company       
  Has an Indirect Interest in It. Noting That the       
  Value of the Transactions in 2022 Was Sar (746)       
  Thousand Without Any Preferential Treatment  Management  For  Voted - For 
22  Voting on the Business and Contracts Between the       
  Company and Gulf International Bank, and Gib       
  Capital, A Subsidiary of the Bank, in Which Former       
  Bupa Arabia Board Member Mr. Zaid Al-gwaiz Has an       
  Indirect Interest As A Member of the Board of       
  Directors and Member of the Audit Committee. Also,       
  There is an Indirect Interest for the Current Board       
  Member and the Director of the Investment       
  Committee, Mr. Osama Shaker. It is About the Cost       
  of Medical Insurance for Its Employees, Noting That       
  the Value of the Transactions in 2022 Was Sar       
  (17,112) Thousand Without Any Preferential Treatment  Management  For  Voted - For 
23  Voting on the Business and Contracts Between the       
  Company and Riyadh Cables Group Company, in Which       
  Mr. Zaid Al-gwaiz Has an Indirect Interest in It.       
  It is About the Cost of Medical Insurance for Its       
  Employees, Noting That the Value of the       
  Transactions in 2022 Was Sar (9,987) Thousand       
  Without Any Preferential Treatment  Management  For  Voted - For 
24  Voting on the Business and Contracts Between the       
  Company and Ahmed Mohammed Baeshen Co (amb), in       
  Which Mr. Ali Sheneamer Has an Indirect Interest in       
  It As A Member of the Board of Directors. It is       
  About the Cost of Medical Insurance for Its       
  Employees, Noting That the Value of the       
  Transactions in 2022 Was Sar (3,061) Thousand       
  Without Any Preferential Treatment  Management  For  Voted - For 

 

119

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
25  Voting on the Business and Contracts Between the       
  Company and Tam Development, in Which Mr. Ali       
  Sheneamer, Chief Business Development Officer at       
  Bupa Arabia, As He is One of the Senior Executives       
  at Tam Development, and Dr. Abdullah Elyas, As A       
  Member of the Board of Directors of Tam Development       
  Have an Indirect Interest in It. It is About the       
  Cost of Medical Insurance for Its Employees, Noting       
  That the Value of the Transactions in 2022 Was Sar       
  (1,102) Thousand Without Any Preferential Treatment  Management  For  Voted - For 
26  Voting on the Business and Contracts Between the       
  Company and Careem, in Which Dr. Abdullah Elyas Has       
  an Indirect Interest in It As A Ceo and Member of       
  the Board of Directors. It is About the Cost of       
  Medical Insurance for Its Employees, Noting That       
  the Value of the Transactions in 2022 Was Sar       
  (1,384) Thousand Without Any Preferential Treatment  Management  For  Voted - For 
BYD COMPANY LTD         
Security ID: B466322 BD5CQ69       
Meeting Date: 08-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Non-Voting 
2  2022 Work Report of the Supervisory Committee  Management  For  Non-Voting 
3  2022 Audited Financial Report  Management  For  Non-Voting 
4  2022 Annual Report and Its Summary  Management  For  Non-Voting 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny11.42000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Non-Voting 
6  Appointment of 2023 Audit Firm  Management  For  Non-Voting 
7  Guarantee for Controlled Subsidiaries, Mutual       
  Guarantee Among Controlled Subsidiaries, and       
  Guarantee for Joint Stock Companies Provided by the       
  Company and (or) Its Controlled Subsidiaries  Management  For  Non-Voting 
8  2023 Estimated Continuing Connected Transactions  Management  For  Non-Voting 
9  General Authorization to the Board of the Company  Management  For  Non-Voting 
10  General Authorization to the Board of A Company  Management  For  Non-Voting 
11  Authorization to the Board to Decide on the       
  Issuance of Debt Financing Instruments  Management  For  Non-Voting 
12  Authorization to the Board to Decide on the       
  Purchase of Liability Insurance for Directors,       
  Supervisors and Senior Management  Management  For  Non-Voting 
13  Amendments to the Connected Transactions       
  Decision-making System  Management  For  Non-Voting 

 

120

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
BYD ELECTRONIC (INTERNATIONAL) CO LTD       
Security ID: B29SHS5 B2N68B5 B3B7XS9 BD8ND68 BX1D7B8       
Meeting Date: 08-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr. Wang Nian-qiang As an Executive       
  Director    Management  For  Voted - For 
1.2  To Re-elect Mr. Wang Bo As A Non-executive Director  Management  For  Voted - For 
1.3  To Re-elect Mr. Qian Jing-jie As an Independent       
  Non-executive Director  Management  For  Voted - For 
2  To Receive and Consider the Audited Consolidated       
  Financial Statements and the Report of the       
  Directors of the Company and the Report of the       
  Independent Auditors of the Company for the Year       
  Ended 31 December 2022  Management  For  Voted - For 
3  To Declare A Final Dividend of Rmb0.165 Per Share       
  for the Year Ended 31 December 2022  Management  For  Voted - For 
4  To Re-appoint Ernst & Young As the Companys Auditor       
  for the Financial Year of 2023 and to Hold Office       
  Until the Next Annual General Meeting of the       
  Company, and to Authorize the Board of Directors of       
  the Company to Determine Its Remuneration  Management  For  Voted - For 
5  To Authorize the Board of Directors of the Company       
  to Fix the Remuneration of the Directors of the       
  Company    Management  For  Voted - For 
6  To Grant A General and Unconditional Mandate to the       
  Directors of the Company to Allot, Issue and Deal       
  with Additional Shares of the Company Not Exceeding       
  20 Per Cent. of the Number of Issued Shares of the       
  Company As at the Date of Passing of This Resolution  Management  For  Voted - For 
7  To Grant A General and Unconditional Mandate to the       
  Directors of the Company to Repurchase the Companys       
  Own Shares Not Exceeding 10 Per Cent. of the Number       
  of Issued Shares of the Company As at the Date of       
  Passing of This Resolution  Management  For  Voted - For 
8  To Extend the General Mandate Granted to the Board       
  of Directors Pursuant to Resolution No. 8 Above by       
  Such Additional Shares As Shall Represent the       
  Number of Shares of the Company Repurchased by the       
  Company Pursuant to the General Mandate Granted       
  Pursuant to Resolution No. 9 Above  Management  For  Voted - For 
C&D INTERNATIONAL INVESTMENT GROUP LTD       
Security ID: BKLJN39 BNNLC59 BPW7M41 BZBY9R5       
Meeting Date: 10-Feb-23  Meeting Type: Extraordinary General Meeting     
1  To Approve, Confirm and Ratify the Fujian Zhaorun       
  Equity Transfer Agreements and All Transactions       
  Contemplated Thereunder As Detailed in the Notice  Management  For  Voted - For 

 

121

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
CHEMICAL WORKS OF GEDEON RICHTER PLC       
Security ID: BC9ZH86 BC9ZH97 BC9ZHB9 BC9ZHC0       
Meeting Date: 25-Apr-23  Meeting Type: Annual General Meeting     
1  The Annual General Meeting ("agm") Has Approved the       
  Use of A Computerised Voting Machine for the       
  Official Counting of the Votes During the Agm the       
  Annual General Meeting ("agm") Has Approved the Use       
  of A Computerised Voting Machine for the Official       
  Counting of the Votes During the Agm  Management  For  Non-Voting 
2  The Agm Has Approved That A Sound Recording Shall       
  be Made of the Proceedings of the Agm in Order to       
  Assist in the Preparation of the Minutes of the       
  Agm. the Sound Recording Shall Not be Used for the       
  Purpose of the Preparation of A Verbatim Version of       
  the Minutes Agm Approval of That A Sound Recording       
  Shall be Made of the Proceedings of the Agm  Management  For  Non-Voting 
3  The Agm Has Appointed Dr. Andras Szecskay to Chair       
  the Annual General Meeting Held on April 25, 2023,       
  Izabella Fruzsina Benczik to be the Keeper of the       
  Minutes, Andras Rado, an Individual Shareholder, to       
  Confirm the Minutes of the Meeting, and Edina Eva       
  Kollet, to be the Chairman of and Annmaria Eder and       
  Eszter Ottmar to be the Members of the Vote       
  Counting Committee Appointing the Chair, the Keeper       
  of the Minutes, Individual Shareholder to Confirm       
  the Minutes, and Chair and Members of the Vote       
  Counting Committee by the Agm  Management  For  Non-Voting 
4  The Agm - Taking Into Account and Accepting the       
  Report Submitted by Deloitte Auditing and       
  Consulting Ltd., in Its Capacity As Statutory       
  Auditor of the Company, and the Report Submitted by       
  the Supervisory Board - Including the Report of the       
  Audit Board - Has Approved the Consolidated       
  Financial Statements Regarding the Operation and       
  Business Activities of the Richter Group in the       
  2022 Business Year Prepared in Accordance with       
  International Financial Reporting Standards, with A       
  Balance Sheet Total of Huf 1,340,289 Million and       
  Huf 157,255 Million As the Profit for the Year       
  Approval of the Richter Groups Draft 2022       
  Consolidated Annual Report Pursuant to the Ifrs by       
  the Agm    Management  For  Non-Voting 
5  The Agm - Taking Into Account and Accepting the       
  Report Submitted by Deloitte Auditing and       
  Consulting Ltd., in Its Capacity As Statutory       
  Auditor of the Company, and the Report Submitted by       
  the Supervisory Board - Including the Report of the       
  Audit Board As Well - Has Approved the Report of       
  the Board of Directors of the Company Regarding the       
  Business Activities (the Management; the Financial       
  Situation and the Business Policy) of the Company       
  in the 2022 Business Year. Approval of Report of       
  the Companys Board of Directors Regarding the       

 

122

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  Business Activities of the Company in the 2022       
  Business Year by the Agm  Management  For  Non-Voting 
6  The Agm Has Accepted and Has Approved the 2022       
  Individual Financial Statements of the Company,       
  Including the Audited 2022 Balance Sheet with A       
  Total of Huf 1,223,723 Million and Huf 171,314       
  Million As the After-tax Profit, Prepared and       
  Audited in Accordance with International Financial       
  Reporting Standards by Deloitte Auditing and       
  Consulting Ltd. Approval of the Companys 2022       
  Individual Annula Report Pursuant to Ifrs by the Agm  Management  For  Non-Voting 
7  Extract: the Agm Approved the Rate of Dividend       
  Relating to Common Shares Payable After the Result       
  of Business Year 2022 in 40% of the Consolidated       
  After Tax Profit Attributable to the Owners of the       
  Parent Company After Impairment Related       
  Adjustments, Which is 390 Huf/share, and Means A       
  46.4% Effective Payment Ratio in Proportion to the       
  Consolidated After-tax Profit.the Agm Has Thus       
  Approved the Payment of Huf 72,686 Million As A       
  Dividend (which is Equal to 390% of the Face Value       
  of the Common Shares, That is Huf 390 Per Share       
  with A Nominal Value of Huf 100) Relating to the       
  Common Shares. the Agm Instructed the Board of       
  Directors to Pay the Dividends Proportionally with       
  the Number of Shares to the Common Shareholders       
  Registered in the Share-register on June 8th, 2023.       
  the Payment of the Dividends Shall Commence on June       
  15th, 2023. Approval of the Rate of the Dividend       
  Relating to Common Shares Payable After the Result       
  of Business Year 2022 by the Agm  Management  For  Non-Voting 
8  The Agm - Taking Into Account the Approval by the       
  Supervisory Board - Has Acknowledged and Approved       
  the Corporate Governance Report of the Company As       
  Proposed by the Board of Directors of the Company.       
  Approval of the Corporate Governance Report by the       
  Agm  Management  For  Non-Voting 
9  The Agm Has - in Its Advisory Competence - Approved       
  the Proposed Amendments of the Remuneration Policy       
  Applicable from 2021, Elaborated and Proposed by       
  the Board of Directors with Respect to Act Lxvii of       
  2019 on the Encouragement of Long-term Shareholder       
  Engagement and Modification of Certain Acts with       
  the Purpose of Legal Harmonization, Approved by the       
  Board of Directors Acting in Competence of the Agm       
  by Resolution No. 13/2020.04.28, Modified by       
  Resolution No. 9/2022.04.12 of the Agm in Its       
  Advisory Competence, and Approved the Remuneration       
  Policy Consolidated with the Amendments. Agm       
  Approval in Advisory Competence on the Amended       
  Remuneration Policy of the Company  Management  For  Non-Voting 
10  The Agm Has - in Its Advisory Competence - Approved       
  the Companys Remuneration Report on the Year 2022       
  Prepared by the Board of Directors Pursuant to Act       
  Lxvii of 2019 on the Encouragement of Long-term       
  Shareholder Engagement and Modification of Certain       

 

123

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  Acts with the Purpose of Legal Harmonization As       
  Included in the Proposals for the Agm. Agm Approval       
  on the Remuneration Report of the Company on the       
  Financial Year 2022  Management  For  Non-Voting 
11  The Agm Has Approved the Deletion of Section 7.12.       
  of the Statutes Regarding Court Review of       
  Resolutions, According to the Proposals for the       
  Agm, As Well As the Consolidated Version of the       
  Companys Statutes Including Such Modification. the       
  Agm Approval of the Deletion of Section 7.12. of       
  the Statutes  Management  For  Non-Voting 
12  The Agm Has Approved the Amendment of Section 11.2.       
  of the Statutes Regarding the Deadline of Convening       
  the Annual General Meeting (being Four Months from       
  the End of the Business Year), According to the       
  Proposals for the Agm, As Well As the Consolidated       
  Version of the Companys Statutes Including Such       
  Modification the Agm Approval of the Amendment of       
  Section 11.2. of the Statutes  Management  For  Non-Voting 
13  The Agm Has Approved the Report of the Board of       
  Directors on the Treasury Shares Acquired by the       
  Company Based Upon the Authorization in Resolution       
  No. 20/2022.04.12. of the Agm. the Agm Approval of       
  the Report of the Board of Directors on the       
  Treasury Shares Acquired by the Company Based Upon       
  the Authorization in Resolution No. 20/2022.04.12.       
  of the Agm  Management  For  Non-Voting 
14  The Agm Has Authorized the Board of Directors of       
  the Company to Purchase Its Own Common Shares (i.e.       
  Shares Issued by Gedeon Richter PLC.) Having the       
  Face Value of Huf 100, by the Date of the Year 2024       
  Agm, Either in Circulation on Or Outside the Stock       
  Exchange, the Aggregated Nominal Value of Which       
  Shall Not Exceed 10% of the Then Prevailing       
  Registered Capital of the Company (that is Maximum       
  18,637,486 Registered Common Shares) and at A       
  Purchase Price Which Shall Deviate from the Trading       
  Price at the Stock Exchange at Maximum by 10%       
  Upwards and at Maximum by -10% Downwards. the       
  Purchase of Its Own Shares Shall Serve the       
  Following Purposes: - the Facilitation of the       
  Realization of Richters Strategic Objectives, Thus       
  Particularly the Use of Its Own Shares As Means of       
  Payment in Acquisition Transactions, - the       
  Assurance of Shares Required for Richters       
  Share-based Employee and Executive Incentive       
  System. Authorization to the Board of Directors for       
  the Purchase of the Own Shares of the Company  Management  For  Non-Voting 
15  The Agm Has Approved the Re-election of Erik Attila       
  Bogsch As Member of the Board of Directors for A       
  Period of 5 (five) Years Expiring on the Agm in       
  2028. Re-election of Erik Attila Bogsch As Member       
  of the Board of Directors for A Period of 5 (five)       
  Years Expiring on the Agm in 2028  Management  For  Non-Voting 
16  The Agm Has Approved the Re-election of Gabor Orban       
  As Member of the Board of Directors for A Period of       

 

124

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  5 (five) Years Expiring on the Agm in 2028       
  Re-election of Gabor Orban As Member of the Board       
  of Directors for A Period of 5 (five) Years       
  Expiring on the Agm in 2028  Management  For  Non-Voting 
17  The Agm Has Approved the Re-election of Dr. Ilona       
  Hardy Dr. Pinterne As Member of the Board of       
  Directors for A Period of 4 (four) Years Expiring       
  on the Agm in 2027 Re-election of Dr. Ilona Hardy       
  Dr. Pinterne As Member of the Board of Directors       
  for A Period of 4 (four) Years Expiring on the Agm       
  in 2027  Management  For  Non-Voting 
18  The Agm Has Approved the Re-election of Dr. Elek       
  Szilveszter Vizi As Member of the Board of       
  Directors for A Period of 4 (four) Years Expiring       
  on the Agm in 2027. Re-election of Dr. Elek       
  Szilveszter Vizi As Member of the Board of       
  Directors for A Period of 4 (four) Years Expiring       
  on the Agm in 2027  Management  For  Non-Voting 
19  The Agm Has Approved the Re-election of Dr. Peter       
  Cserhati As Member of the Board of Directors for A       
  Period of 4 (four) Years Expiring on the Agm in       
  2027. Re-election of Dr. Peter Cserhati As Member       
  of the Board of Directors for A Period of 4 (four)       
  Years Expiring on the Agm in 2027  Management  For  Non-Voting 
20  The Agm Has Approved the Election of Gabriella       
  Balogh As Member of the Board of Directors for A       
  Period of 3 (three) Years Expiring on the Agm in       
  2026. Election of Gabriella Balogh As Member of the       
  Board of Directors for A Period of 3 (three) Years       
  Expiring on the Agm in 2026  Management  For  Non-Voting 
21  The Agm Has Approved the Election of Balazs Szepesi       
  As Member of the Board of Directors for A Period of       
  3 (three) Years Expiring on the Agm in 2026.       
  Election of Balazs Szepesi As Member of the Board       
  of Directors for A Period of 3 (three) Years       
  Expiring on the Agm in 2026  Management  For  Non-Voting 
22  The Agm Has Approved the Election of Laszlone       
  Nemeth As Member of the Board of Directors for A       
  Period of 3 (three) Years Expiring on the Agm in       
  2026. Election of Laszlone Nemeth As Member of the       
  Board of Directors for A Period of 3 (three) Years       
  Expiring on the Agm in 2026  Management  For  Non-Voting 
23  The Agm Has Approved the Election of Employee       
  Representative Ferenc Sallai As Member of the       
  Supervisory Board for A Period of 1 (one) Year       
  Expiring on the Agm in 2024. Election of Employee       
  Representative Ferenc Sallai As Member of the       
  Supervisory Board for A Period of 1 (one) Year       
  Expiring on the Agm in 2024  Management  For  Non-Voting 
24  The Agm Has Approved the Fixed Honoraria for the       
  Members of the Companys Board of Directors for Year       
  2023 Effective As of January 1, 2023 According to       
  the Following: Chairman of the Board of Directors:       
  Huf 945,000/month, Members of the Board of       
  Directors: Huf 790,000/month/member. Agm Approval       

 

125

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  of the Fix Monthly Honoraria for the Members of the       
  Companys Board of Directors for Year 2023,       
  Effective As of January 1, 2023  Management  For  Non-Voting 
25  The Agm Has Approved A Remuneration (meeting Fee)       
  for the Members of Subcommittees Established by the       
  Board of Directors of the Company Based on Meetings       
  Attended, Set at the Same Level for Each       
  Subcommittee Meeting, But with an Annually Capped       
  Amount, for the Year 2023, in Addition to the Fixed       
  Honoraria, As Follows: Huf 150,000 /subcommittee       
  Meeting, Maximum Total Huf 900,000/subcommittee       
  Member Payable in Respect of 2023. Meeting Fees for       
  Subcommittee Members for 2023 Will be Calculated on       
  the Basis of the Subcommittee Statistics (number of       
  Subcommittee Meetings, Names of Subcommittee       
  Members Present Per Meeting) Prepared by the       
  Secretary of the Board of Directors for the Year in       
  Question and Paid in One Lump Sum by January 31 of       
  the Calendar Year Following the Calendar Year in       
  Question. Agm Approval of the Meeting Fee for Year       
  2023 Due to the Members of Subcommittees       
  Established by the Board of Directors of the Company  Management  For  Non-Voting 
26  Extract:the Agm Has Approved Granting of A Share       
  Remuneration to the Non-operative Members of the       
  Board of Directors of the Company for the Year       
  2023, Linked to the Companys Performance in 2023,       
  As Follows: the So-called Non-operative Members of       
  the Board of Directors Who Do Not Have Any Other       
  Legal Relationship with the Company Other Than       
  Their Membership on the Board of Directors Shall       
  Receive A Variable Number of Richter Common Shares       
  (hereinafter Referred to As "share Remuneration"),       
  Which Shall be Dependent on the Financial       
  Performance of the Company. the Share Remuneration       
  is Paid Subsequently, Within 30 Days of the Annual       
  General Meeting Closing the Financial Year in       
  Question, by Crediting the Shares to the Securities       
  Account of the Persons Concerned.the Annual Share       
  Remuneration Consists of Two Components and Amounts       
  to 1,500 Shares Per Member. Agm Approval of Share       
  Remuneration to the Non-operative Members of the       
  Board of Directors of the Company for the Year       
  2023, Linked to the Companys Performance in 2023  Management  For  Non-Voting 
27  The Agm Has Approved the Fixed Honoraria for the       
  Members of the Companys Supervisory Board for Year       
  2023 Effective As of January 1, 2023 According to       
  the Following: Chairman of the Supervisory Board:       
  790,000 Huf/month, Members of the Supervisory       
  Board: 570,000 Huf/month/member. Agm Approval of       
  the Monthly Fix Honoraria for the Members of the       
  Companys Supervisory Board for Year 2023, Effective       
  As of January 1, 2023  Management  For  Non-Voting 
28  The Agm Has Approved A Remuneration (meeting Fee)       
  for the Chairman of the Supervisory Board of the       
  Company Based on Meetings of the Board of Directors       
  Attended, Set at the Same Level for Each Meeting of       

 

126

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  the Board of Directors, for the Year 2023, in       
  Addition to the Fixed Honoraria, As Follows: Huf       
  300,000/ Meeting of the Board of Directors. the       
  Meeting Fee Payable to the Chairman of the       
  Supervisory Board in Respect of 2023 Shall be       
  Calculated on the Basis of the Board Statistics       
  (number of Meetings of the Board of Directors       
  Attended by the Chairman of the Supervisory Board)       
  Prepared by the Secretary of the Board of Directors       
  for the Year in Question and be Paid in One Lump       
  Sum by January 31 of the Calendar Year Following       
  the Calendar Year in Question. Agm Approval of the       
  Meeting Fee for the Chairman of the Supervisory       
  Board  Management  For  Non-Voting 
29  The Agm Has Approved A Remuneration (meeting Fee)       
  for the Members of the Audit Board of the Company       
  Based on Meetings Attended, Set at the Same Level       
  in Each Audit Board Meetings, But with an Annually       
  Capped Amount, for the Year 2023, As Follows: Huf       
  150,000/audit Board Meeting, Maximum Total 900,000       
  /audit Board Member Payable in Respect of 2023. the       
  Meeting Fee Payable to the Members of the Audit       
  Board in Respect of 2023 Shall be Calculated on the       
  Basis of the Audit Board Statistics (number of       
  Audit Board Meetings, Names and Number of Members       
  of the Audit Board Attending Meetings) Prepared by       
  the Secretary of the Board of Directors for the       
  Year in Question and be Paid in One Lump Sum by       
  January 31 of the Calendar Year Following the       
  Calendar Year in Question. Agm Approval of the       
  Meeting Fee for the Members of the Audit Board  Management  For  Non-Voting 
30  The Agm Has Approved the Election of Deloitte       
  Auditing and Consulting Ltd. (h-1068 Budapest,       
  Dozsa Gyorgy Ut 84/c., Hungarian Chamber of       
  Auditors Registration No.: 000083) As the Companys       
  Statutory Auditor for A Period of One Year Expiring       
  on April 30, 2024, But Not Later Than the Approval       
  of the 2023 Consolidated Financial Statements. Agm       
  Approval of the Election of the Statutory Auditor  Management  For  Non-Voting 
31  Extract:the Agm Has Approved the Honoraria       
  Amounting to Huf 48,500,000vat for Deloitte       
  Auditing and Consulting Ltd. for Its Performance As       
  Auditor of the Company in 2023. the Honoraria       
  Includes the Fee for the Auditing of the 2023       
  Consolidated Annual Report Under Ifrs, the       
  Assessment of the Consistency of the 2023       
  Consolidated Annual Report with the Consolidated       
  Business Report and the So-called Business Review       
  for Investor Information, the Fee for the Auditing       
  of the 2023 Non-consolidated Annual Report, the Fee       
  for Examining the Consonance Between the       
  Non-consolidated Annual Report and Business Report       
  for 2023, the Auditing of the Companys Remuneration       
  Report Prepared on the Year 2023, Furthermore the       
  Fee for Reviewing the Quarterly Reports Serving the       
  Purpose to Inform Investors and Sent to the Bse       

 

127

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  (budapest Stock Exchange) and the Mnb (central Bank       
  of Hungary), and the Fee of Auditing the Companys       
  Consolidated Interim Financial Statement Which       
  Shall be Completed on the Accounting Date of August       
  Agm Approval of the Honoraria of the Companys       
  Statutory Auditor for Year 2023 #rd En 31, 2023  Management  For  Non-Voting 
32  Please Note That This Resolution is A Shareholder       
  Proposal: the General Meeting Has Decided Thus That       
  with Respect to 2022 Business Year Huf       
  90.000.000.000 (that is Ninety-billion Hungarian       
  Forints) Shall be Paid As Dividend in Year 2023.       
  Opposed to the Proposal of Board of Directors of       
  Gedeon Richter PLC., the Maecenas Universitatis       
  Corvini Foundation Proposes the Payment of Huf       
  90.000.000.000 (that is Ninety-billion Hungarian       
  Forints) As Dividends ( - This Draft Resolution       
  Shall be Discussed Jointly with Draft Resolution       
  No. 7 at the Agm of 2023.)  Shareholder  Against  Non-Voting 
CHINA CINDA ASSET MANAGEMENT CO LTD       
Security ID: BD8NJW6 BGY6SV2 BH5MC70 BP3RYM2 BQLXPR1       
Meeting Date: 25-Jul-22  Meeting Type: Extraordinary General Meeting     
1  To Consider and Approve the Issuance Plan of Tier-2       
  Capital Bonds    Management  For  Voted - For 
Meeting Date: 27-Oct-22  Meeting Type: Extraordinary General Meeting     
1.1  To Consider and Approve the Election of Mr. Liang       
  Qiang As an Executive Director of the Company  Management  For  Voted - For 
2  To Consider and Approve the Amendments to the       
  Articles of Association of China Cinda Asset       
  Management Co., Ltd    Management  For  Voted - For 
3  To Consider and Approve the Amendments to the Rules       
  of Procedures of General Meetings of China Cinda       
  Asset Management Co., Ltd  Management  For  Voted - For 
4  To Consider and Approve the Amendments to the Rules       
  of Procedures of Board Meetings of China Cinda       
  Asset Management Co., Ltd  Management  For  Voted - For 
5  To Consider and Approve the Amendments to the Rules       
  of Procedures of the Board of Supervisors Meetings       
  of China Cinda Asset Management Co., Ltd  Management  For  Voted - For 
CHINA CITIC BANK CORPORATION LTD       
Security ID: B1W0JF2 B1WN6C7 B1YWHH4 BD8NHH7 BP3RRT0       
Meeting Date: 16-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Proposal Regarding the Amendments to the       
  Administrative Measures on Equity of China Citic       
  Bank Corporation Limited  Management  For  Voted - For 

 

128

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Proposal Regarding the Election of Mr. Zhou Bowen       
  As an Independent Non-executive Director of China       
  Citic Bank Corporation Limited for the Sixth       
  Session of the Board of Directors  Management  For  Voted - For 
3  Proposal Regarding the Election of Mr. Wang       
  Huacheng As an Independent Non-executive Director       
  of China Citic Bank Corporation Limited for the       
  Sixth Session of the Board of Directors  Management  For  Voted - For 
Meeting Date: 12-Apr-23  Meeting Type: Class Meeting       
1  Proposal Regarding the Demonstration and Analysis       
  Report on the Issuance of Rights Shares to Existing       
  Shareholders of A Shares by China Citic Bank       
  Corporation Limited    Management  For  Voted - For 
2  Proposal Regarding the Authorization to the Board       
  of Directors and Its Authorised Person(s) to Deal       
  with Relevant Matters in Relation to the Rights       
  Issue    Management  For  Voted - For 
Meeting Date: 12-Apr-23  Meeting Type: Extraordinary General Meeting     
1  Proposal Regarding the Demonstration and Analysis       
  Report on the Issuance of Rights Shares to Existing       
  Shareholders of A Shares by China Citic Bank       
  Corporation Limited    Management  For  Voted - For 
2  Proposal Regarding the Authorization to the Board       
  of Directors and Its Authorised Person(s) to Deal       
  with Relevant Matters in Relation to the Rights       
  Issue    Management  For  Voted - For 
Meeting Date: 21-Jun-23  Meeting Type: Annual General Meeting     
1  Proposal Regarding the Annual Report of China Citic       
  Bank Corporation Limited for the Year 2022  Management  For  Voted - For 
2  Proposal Regarding the Financial Report of China       
  Citic Bank Corporation Limited for the Year 2022  Management  For  Voted - For 
3  Proposal Regarding the Profit Distribution Plan of       
  China Citic Bank Corporation Limited for the Year       
  2022    Management  For  Voted - For 
4  Proposal Regarding the Financial Budget Plan of       
  China Citic Bank Corporation Limited for the Year       
  2023    Management  For  Voted - For 
5  Proposal Regarding the Special Report of Related       
  Party Transactions of China Citic Bank Corporation       
  Limited for the Year 2022  Management  For  Voted - For 
6  Proposal Regarding the Increase of and Additional       
  Application for the Caps of Continuing Related       
  Party Transactions: Increase of the Cap of Credit       
  Extension Related Party Transaction with Citic       
  Group and Its Associations in 2023  Management  For  Voted - For 
7  Proposal Regarding the Increase of and Additional       
  Application for the Caps of Continuing Related       
  Party Transactions: Application for the Cap of       

 

129

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Deposit Business Related Party Transaction with       
  Citic Group and Its Associations in 2023  Management  For  Voted - For 
8  Proposal Regarding the Report of the Board of       
  Directors of China Citic Bank Corporation Limited       
  for the Year 2022    Management  For  Voted - For 
9  Proposal Regarding the Report of the Board of       
  Supervisors of China Citic Bank Corporation Limited       
  for the Year 2022    Management  For  Voted - For 
10  Proposal Regarding the Election of Ms. Song Fangxiu       
  As an Independent Non-executive Director of China       
  Citic Bank Corporation Limited for the Sixth       
  Session of the Board of Directors  Management  For  Voted - For 
11  Proposal Regarding the Engagement of Accounting       
  Firms and Their Fees for the Year 2023  Management  For  Voted - For 
12  Proposal Regarding the Report of the Use of       
  Proceeds from the Previous Issuance of China Citic       
  Bank Corporation Limited  Management  For  Voted - For 
13  Proposal Regarding the Extension of the Effective       
  Period of the Resolutions in Relation to the Rights       
  Issue    Management  For  Voted - For 
Meeting Date: 21-Jun-23  Meeting Type: Class Meeting       
1  Proposal Regarding the Extension of the Effective       
  Period of the Resolutions in Relation to the Rights       
  Issue    Management  For  Voted - For 
CHINA COAL ENERGY CO LTD       
Security ID: B1JNK84 B1L9BJ8 B1MT2D8 BD8NKL2 BP3RRV2       
Meeting Date: 25-Aug-22  Meeting Type: Class Meeting       
1  To Consider And, If Thought Fit, to Approve       
  Amendments to the Provisions of the Articles of       
  Association of China Coal Energy Company Limited in       
  Relation to Shareholders' Class Meetings  Management  For  Voted - Against 
Meeting Date: 25-Aug-22  Meeting Type: Extraordinary General Meeting     
1  To Consider And, If Thought Fit, to Approve the       
  Revision of Two Continuing Connected Transaction       
  Framework Agreements and the Relevant Annual Caps       
  for the Transactions Thereunder: to Consider And,       
  If Thought Fit, to Approve, Ratify and Confirm the       
  Supplementary Agreement to the Integrated Materials       
  and Services Mutual Provision Framework Agreement       
  Between the Company and China National Coal Group       
  Corporation ("china Coal Group") and the Revision       
  of the Annual Caps for the Provision of the       
  Materials and Ancillary Services and of the       
  Exclusive Coal Export-related Services by the       
  Company and Its Subsidiaries (the "group")       
  Contemplated Under the Relevant Agreement for the       
  Two Years Ending 31 December 2023  Management  For  Voted - For 

 

130

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  To Consider And, If Thought Fit, to Approve the       
  Revision of Two Continuing Connected Transaction       
  Framework Agreements and the Relevant Annual Caps       
  for the Transactions Thereunder: to Consider And,       
  If Thought Fit, to Approve, Ratify and Confirm the       
  Supplementary Agreement to the Coal Supply       
  Framework Agreement Between the Company and China       
  Coal Group and the Revision of the Annual Caps for       
  the Procurement of Coal Products by the Group       
  Contemplated Under the Relevant Agreement for the       
  Two Years Ending 31 December 2023  Management  For  Voted - For 
3  To Consider And, If Thought Fit, to Approve the       
  Amendments to the Articles of Association of China       
  Coal Energy Company Limited (details of Which are       
  Set Out in the Circular of the Company Dated 11       
  July 2022)    Management  For  Voted - Against 
4  To Consider And, If Thought Fit, to Approve the       
  Amendments to Several Internal Procedures of the       
  Company (details of Which are Set Out in the       
  Circular of the Company Dated 11 July 2022): to       
  Consider And, If Thought Fit, to Approve the       
  Amendments to the Rules of Procedures of the       
  Shareholders' General Meeting of China Coal Energy       
  Company Limited    Management  For  Voted - For 
5  To Consider And, If Thought Fit, to Approve the       
  Amendments to Several Internal Procedures of the       
  Company (details of Which are Set Out in the       
  Circular of the Company Dated 11 July 2022): to       
  Consider And, If Thought Fit, to Approve the       
  Amendments to the Rules of Procedures of the Board       
  of Directors of China Coal Energy Company Limited  Management  For  Voted - For 
6  To Consider And, If Thought Fit, to Approve the       
  Amendments to Several Internal Procedures of the       
  Company (details of Which are Set Out in the       
  Circular of the Company Dated 11 July 2022): to       
  Consider And, If Thought Fit, to Approve the       
  Amendments to the Regulations on the Connected       
  Transactions of China Coal Energy Company Limited  Management  For  Voted - For 
7  To Consider And, If Thought Fit, to Approve the       
  Amendments to Several Internal Procedures of the       
  Company (details of Which are Set Out in the       
  Circular of the Company Dated 11 July 2022): to       
  Consider And, If Thought Fit, to Approve the       
  Amendments to the Working Procedures of the       
  Independent Non-executive Directors of China Coal       
  Energy Company Limited  Management  For  Voted - For 
Meeting Date: 28-Mar-23  Meeting Type: Extraordinary General Meeting     
1.1  To Approve the Election of Mr. Wang Shudong As an       
  Executive Director of the Company  Management  For  Voted - For 
1.2  To Approve the Election of Mr. Peng Yi As an       
  Executive Director of the Company  Management  For  Voted - For 
1.3  To Approve the Election of Mr. Liao Huajun As an       
  Executive Director of the Company  Management  For  Voted - For 

 

131

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.4  To Approve the Election of Mr. Zhao Rongzhe As an       
  Executive Director of the Company  Management  For  Voted - For 
1.5  To Approve the Election of Mr. Xu Qian As A       
  Non-executive Director of the Company  Management  For  Voted - For 
1.6  To Approve the Election of Mr. Zhang Chengjie As an       
  Independent Non-executive Director of the Company  Management  For  Voted - For 
1.7  To Approve the Election of Mr. Jing Fengru As an       
  Independent Non-executive Director of the Company  Management  For  Voted - For 
1.8  To Approve the Election of Ms. Hung Lo Shan Lusan       
  As an Independent Non-executive Director of the       
  Company    Management  For  Voted - For 
1.9  To Approve the Election of Mr. Wang Wenzhang As A       
  Shareholder Representative Supervisor of the Company  Management  For  Voted - For 
1.10  To Approve the Election of Ms. Zhang Qiaoqiao As A       
  Shareholder Representative Supervisor of the Company  Management  For  Voted - For 
CHINA COMMUNICATIONS SERVICES CORPORATION LTD       
Security ID: B1HVJ16 B1L1WC4 B1L8742 BD8NFJ5 BP3RRX4       
Meeting Date: 16-Jun-23  Meeting Type: Annual General Meeting     
1  That the Consolidated Financial Statements of the       
  Company, the Report of the Directors, the Report of       
  the Supervisory Committee and the Report of the       
  International Auditor for the Year Ended 31       
  December 2022 be Considered and Approved, and the       
  Board be Authorized to Prepare the Budget of the       
  Company for the Year 2023  Management  For  Voted - For 
2  That the Proposal on Profit Distribution and       
  Dividend Declaration and Payment for the Year Ended       
  31 December 2022 be Considered and Approved  Management  For  Voted - For 
3  That the Re-appointment of PricewaterhouseCoopers       
  and PricewaterhouseCoopers Zhong Tian LLP As the       
  International Auditor and Domestic Auditor of the       
  Company, Respectively, for the Year Ending 31       
  December 2023 be Considered and Approved, and the       
  Board be Authorized to Fix the Remuneration of the       
  Auditors    Management  For  Voted - For 
4  That the Grant of A General Mandate to the Board to       
  Allot, Issue and Deal with the Additional Shares of       
  the Company Not Exceeding 20% of Each of the       
  Company's Existing Domestic Shares and H Shares (as       
  the Case May Be) in Issue be Considered and Approved  Management  For  Voted - For 
5  That the Board be Authorized to Increase the       
  Registered Capital of the Company to Reflect the       
  Issue of Shares in the Company Authorized Under       
  Special Resolution 4, and to Make Such Appropriate       
  and Necessary Amendments to the Articles of       
  Association As They Think Fit to Reflect Such       
  Increases in the Registered Capital of the Company       
  and to Take Any Other Action and Complete Any       
  Formality Required to Effect Such Increase of the       
  Registered Capital of the Company  Management  For  Voted - For 

 

132

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  That the Appointment of Mr. Tang Yongbo As A       
  Non-executive Director of the Company be and is       
  Hereby Considered and Approved  Management  For  Voted - For 
CHINA GALAXY SECURITIES CO LTD       
Security ID: B92NYF2 B9Z0VM6 BD8NNC4 BYNYSB3       
Meeting Date: 18-Aug-22  Meeting Type: Extraordinary General Meeting     
1.1  To Consider and Approve the Election of Mr. Wang       
  Sheng As an Executive Director of the Fourth       
  Session of the Board of Directors of the Company  Management  For  Voted - For 
2  To Consider and Approve the Retirement of Mr. Chen       
  Gongyan As an Executive Director of the Company  Management  For  Voted - For 
3  To Consider and Approve the Issuance of Perpetual       
  Subordinated Bonds by the Company  Management  For  Voted - For 
CHINA MEDICAL SYSTEM HOLDINGS LTD       
Security ID: B4L6015 B6WY993 B8873L0 BD8NGR0 BP3RSB9       
Meeting Date: 28-Apr-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Ms. Chen Yanling As Executive Director  Management  For  Non-Voting 
1.2  To Re-elect Mr. Leung Chong Shun As Independent       
  Non-executive Director  Management  For  Non-Voting 
1.3  To Re-elect Ms. Luo Laura Ying As Independent       
  Non-executive Director  Management  For  Non-Voting 
2  To Review, Consider and Adopt the Audited       
  Consolidated Financial Statements of the Group, the       
  Reports of the Board (the Board) of the Directors       
  (the Director(s)) of the Company and the Auditors       
  of the Company for the Year Ended 31 December 2022  Management  For  Non-Voting 
3  To Approve the Recommended Final Dividend of       
  Rmb0.2414 (equivalent to Hkd 0.274) Per Share for       
  the Year Ended 31 December 2022  Management  For  Non-Voting 
4  To Authorise the Board to Fix the Directors       
  Remuneration    Management  For  Non-Voting 
5  To Re-appoint Deloitte Touche Tohmatsu As Auditors       
  of the Company and to Authorise the Board to Fix       
  Their Remuneration    Management  For  Non-Voting 
6  To Grant A General Mandate to the Directors to       
  Allot, Issue and Otherwise Deal with Unissued       
  Shares of the Company  Management  For  Non-Voting 
7  To Grant A General Mandate to the Directors to       
  Repurchase Shares of the Company  Management  For  Non-Voting 
8  To Add the Nominal Amount of the Shares Repurchased       
  by the Company to the General Mandate Granted to       
  the Directors Under Resolution No.5 Above  Management  For  Non-Voting 
9  To Approve the Proposed Amendments (the Proposed       
  Amendments) to the Existing Second Amended and       
  Restated Memorandum and Articles of Association of       
  the Company (the Existing Memorandum and Articles       

 

133

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  of Association) As Set Out in Appendix III to the       
  Circular of the Company Dated 6 April 2023 and the       
  Adoption of the Third Amended and Restated       
  Memorandum and Articles of Association of the       
  Company Incorporating the Proposed Amendments (the       
  New Memorandum and Articles of Association) in       
  Substitution for and to the Exclusion of the       
  Existing Memorandum and Articles of Association  Management  For  Non-Voting 
CHINA NATIONAL BUILDING MATERIAL COMPANY LTD       
Security ID: B0Y91C1 B11X6G2 B127737 BD8NM94 BP3RSJ7       
Meeting Date: 28-Oct-22  Meeting Type: Extraordinary General Meeting     
1  To Consider and Approve the Asset Purchase       
  Agreement and the Compensation Agreement, and the       
  Transaction and All Other Matters Incidental       
  Thereto Or in Connection Therewith  Management  For  Non-Voting 
2  To Consider and Approve the Proposed Revised Annual       
  Cap and All Other Matters Incidental Thereto Or in       
  Connection Therewith    Management  For  Non-Voting 
CHINA OVERSEAS PROPERTY HOLDINGS LTD       
Security ID: BFZ1HS9 BGKFKJ5 BYPK2F1 BYYMZN7       
Meeting Date: 03-Nov-22  Meeting Type: Extraordinary General Meeting     
1  (a) (i) to Approve, Confirm and Ratify the New Coli       
  Framework Agreement (as Defined in the Circular of       
  the Company Dated 12 October 2022 (the "circular"))       
  and the Transactions Contemplated Thereunder and       
  the Implementation Thereof; (ii) to Approve the       
  Coli Annual Caps (as Defined in the Circular) for       
  Each of the Financial Years Ending 31 December       
  2023, 31 December 2024 and 31 December 2025; and       
  (b) to Authorise Any One Director of the Company       
  (or Any Two Directors of the Company Or One       
  Director and the Secretary of the Company, in the       
  Case of Execution of Documents Under Seal) for and       
  on Behalf of the Company to Execute All Such Other       
  Documents, Instruments and Agreements and to Do All       
  Such Acts Or Things Deemed by Him/her to be       
  Incidental To, Ancillary to Or in Connection with       
  the Matters Contemplated in the New Coli Framework       
  Agreement and the Transactions Contemplated       
  Thereunder and the Implementation Thereof Including       
  the Affixing of Seal Thereon  Management  For  Voted - For 
2  (a) (i) to Approve, Confirm and Ratify the New Cogo       
  Framework Agreement (as Defined in the Circular)       
  and the Transactions Contemplated Thereunder and       
  the Implementation Thereof; (ii) to Approve the       
  Cogo Annual Caps (as Defined in the Circular) for       
  Each of the Financial Years Ending 31 December       
  2023, 31 December 2024 and 31 December 2025; and       

 

134

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  (b) to Authorise Any One Director of the Company       
  (or Any Two Directors of the Company Or One       
  Director and the Secretary of the Company, in the       
  Case of Execution of Documents Under Seal) for and       
  on Behalf of the Company to Execute All Such Other       
  Documents, Instruments and Agreements and to Do All       
  Such Acts Or Things Deemed by Him/her to be       
  Incidental To, Ancillary to Or in Connection with       
  the Matters Contemplated in the New Cogo Framework       
  Agreement and the Transactions Contemplated       
  Thereunder and the Implementation Thereof Including       
  the Affixing of Seal Thereon  Management  For  Voted - For 
CHINA RESOURCES PHARMACEUTICAL GROUP LTD       
Security ID: BPSMJ38 BYMB440 BYNGG26 BYXBQ54 BYXBR40       
Meeting Date: 29-May-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mdm. Guo Wei As Director  Management  For  Voted - For 
1.2  To Re-elect Mr. Han Yuewei As Director  Management  For  Voted - For 
1.3  To Re-elect Mr. Hou Bo As Director  Management  For  Voted - For 
1.4  To Re-elect Mr. Fu Tingmei As Director  Management  For  Voted - For 
1.5  To Re-elect Mr. Zhang Kejian As Director  Management  For  Voted - For 
2  To Receive and Consider the Audited Financial       
  Statements, the Directors Report and the       
  Independent Auditors Report of the Company for the       
  Year Ended 31 December 2022  Management  For  Voted - For 
3  To Declare A Final Dividend of Hkd0.16 Per Share       
  for the Year Ended 31 December 2022  Management  For  Voted - For 
4  To Authorise the Board to Fix the Remuneration of       
  the Directors    Management  For  Voted - For 
5  To Approve the Appointment of KPMG As the Auditor       
  of the Company and to Authorise the Board to Fix       
  Their Remuneration    Management  For  Voted - For 
6  To Give A General Mandate to the Directors to Buy       
  Back Shares of the Company  Management  For  Voted - For 
7  To Give A General Mandate to the Directors to Issue       
  New Shares of the Company  Management  For  Voted - For 
8  To Extend the General Mandate to be Given to the       
  Directors to Issue New Shares of the Company  Management  For  Voted - For 
CHINA SHENHUA ENERGY COMPANY LTD       
Security ID: B09N7M0 B0CCG94 B1BJQZ9 BD8NHW2 BP3RSW0       
Meeting Date: 28-Oct-22  Meeting Type: Extraordinary General Meeting     
1  To Consider And, If Thought Fit, to Approve the       
  Shareholder Return Plan for 2022-2024  Management  For  Voted - For 
2  To Consider And, If Thought Fit, to Approve the       
  Company Entering Into the Supplement Agreement with       
  China Energy Finance Co., Ltd. (the Finance       
  Company) to Amend Annual Caps of Daily Balance       

 

135

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  (including Interests Accrued Thereon) of Deposits       
  Placed by Members of the Group with Finance Company       
  for the Years Ending 31 December 2022 and 31       
  December 2023 Under the Financial Services       
  Agreement, and to Revise Certain Clauses of the       
  Financial Services Agreement  Management  For  Voted - For 
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT       
Security ID: B0BM5T8 B0DD168 BD8NM83 BL63G45 BP3RT16       
Meeting Date: 21-Dec-22  Meeting Type: Extraordinary General Meeting     
1  To Approve, Confirm and Ratify the New Master       
  Engagement Agreement (as Defined in the Circular of       
  the Company Dated 25 November 2022 (the       
  "circular")) and the Transactions Contemplated       
  Thereunder and the Implementation Thereof; to       
  Approve the Annual Caps (as Defined in the       
  Circular) for the Respective Financial Years Ending       
  31 December 2023, 31 December 2024 and 31 December       
  2025; and to Authorise Any One Director of the       
  Company (or Any Two Directors of the Company Or One       
  Director and the Secretary of the Company, in the       
  Case of Execution of Documents Under Seal) for and       
  on Behalf of the Company to Execute All Such Other       
  Documents, Instruments and Agreements and to Do All       
  Such Acts Or Things Deemed by Him/her to be       
  Incidental To, Ancillary to Or in Connection with       
  the Matters Contemplated in the New Master       
  Engagement Agreement and the Transactions       
  Contemplated Thereunder and the Implementation       
  Thereof Including the Affixing of Common Seal       
  Thereon    Management  For  Voted - For 
CHINA TAIPING INSURANCE HOLDINGS CO LTD       
Security ID: 4061575 6264048 B01XX42 BD8NH88 BMDY712 BP3RPL8     
Meeting Date: 31-May-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr. Xiao Xing As A Director  Management  For  Voted - For 
1.2  To Re-elect Mr. Li Kedong As A Director  Management  For  Voted - For 
1.3  To Re-elect Ms. Zhang Cui As A Director  Management  For  Voted - For 
1.4  To Re-elect Mr. Xie Zhichun As A Director  Management  For  Voted - For 
2  To Receive and Adopt the Audited Financial       
  Statements, the Report of the Directors and the       
  Independent Auditors Report for the Year Ended 31       
  December 2022    Management  For  Voted - For 
3  To Declare A Final Dividend of 26 Hk Cents Per       
  Share for the Year Ended 31 December 2022  Management  For  Voted - For 
4  To Authorise the Board of Directors to Fix the       
  Directors Remuneration  Management  For  Voted - For 
5  To Appoint Messrs. PricewaterhouseCoopers As New       
  Independent Auditor Following the Retirement of       

 

136

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Messrs. KPMG and to Authorise the Board of       
  Directors to Fix Their Remuneration  Management  For  Voted - For 
CHINA TOWER CORPORATION LIMITED       
Security ID: BFZ2PK0 BGRFYW9 BHR3635 BHR3646 BJLB060 BKP8NB0     
Meeting Date: 10-Oct-22  Meeting Type: Extraordinary General Meeting     
1  That the Appointment of Mr. Fang Xiaobing As A       
  Non-executive Director of the Company be and is       
  Hereby Considered and Approved; That Any Director       
  of the Company be and is Hereby Authorized to Sign       
  on Behalf of the Company the Director's Service       
  Contract with Mr. Fang Xiaobing  Management  For  Voted - For 
2  That the Appointment of Mr. Dong Chunbo As an       
  Independent Non-executive Director of the Company       
  be and is Hereby Considered and Approved; That Any       
  Director of the Company be and is Hereby Authorized       
  to Sign on Behalf of the Company the Director's       
  Service Contract with Mr. Dong Chunbo, and That the       
  Board be and is Hereby Authorized to Determine His       
  Remuneration    Management  For  Voted - For 
3  That the Appointment of Mr. Sin Hendrick As an       
  Independent Non-executive Director of the Company       
  be and is Hereby Considered and Approved; That Any       
  Director of the Company be and is Hereby Authorized       
  to Sign on Behalf of the Company the Director's       
  Service Contract with Mr. Sin Hendrick, and That       
  the Board be and is Hereby Authorized to Determine       
  His Remuneration    Management  For  Voted - For 
Meeting Date: 30-Dec-22  Meeting Type: Extraordinary General Meeting     
1  That the 2022 Commercial Pricing Agreement and 2022       
  Service Agreement with China Mobile Communication       
  Company Limited and the Continuing Connected       
  Transactions Contemplated Under Such Agreements       
  Together with the Proposed Annual Caps, be and are       
  Hereby Considered and Approved and Any Director of       
  the Company Or His/her Delegated Persons is Hereby       
  Authorised to Do All Such Further Acts and Things       
  and Execute Such Further Documents and Take All       
  Such Steps Which in Their Opinion As May be       
  Necessary, Desirable Or Expedient to Implement       
  And/or Give Effect to the Terms of Such Continuing       
  Connected Transactions  Management  For  Voted - For 
2  That the 2022 Commercial Pricing Agreement and 2022       
  Service Agreement with China United Network       
  Communications Corporation Limited and the       
  Continuing Connected Transactions Contemplated       
  Under Such Agreements Together with the Proposed       
  Annual Caps, be and are Hereby Considered and       
  Approved and Any Director of the Company Or His/her       
  Delegated Persons is Hereby Authorised to Do All       
  Such Further Acts and Things and Execute Such       

 

137

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Further Documents and Take All Such Steps Which in       
  Their Opinion As May be Necessary, Desirable Or       
  Expedient to Implement And/or Give Effect to the       
  Terms of Such Continuing Connected Transactions  Management  For  Voted - For 
3  That the 2022 Commercial Pricing Agreement and 2022       
  Service Agreement with China Telecom Corporation       
  Limited and the Continuing Connected Transactions       
  Contemplated Under Such Agreements Together with       
  the Proposed Annual Caps, be and are Hereby       
  Considered and Approved and Any Director of the       
  Company Or His/her Delegated Persons is Hereby       
  Authorised to Do All Such Further Acts and Things       
  and Execute Such Further Documents and Take All       
  Such Steps Which in Their Opinion As May be       
  Necessary, Desirable Or Expedient to Implement       
  And/or Give Effect to the Terms of Such Continuing       
  Connected Transactions  Management  For  Voted - For 
4  That the Adoption of the Measures on Payroll       
  Management of China Tower Corporation Limited be       
  and is Hereby Considered and Approved  Management  For  Voted - For 
5  That the Adoption of the Interim Administrative       
  Measures on the Remuneration of the Management of       
  China Tower Corporation Limited be and is Hereby       
  Considered and Approved  Management  For  Voted - For 
6  That the Adoption of the Interim Measures on the       
  Operating Performance Appraisal of the Management       
  of China Tower Corporation Limited be and is Hereby       
  Considered and Approved  Management  For  Voted - For 
Meeting Date: 11-May-23  Meeting Type: Annual General Meeting     
1  That the Consolidated Financial Statements of the       
  Company, the Report of the Board of Directors of       
  the Company, the Report of the Supervisory       
  Committee and the Report of the International       
  Auditor for the Year Ended 31 December 2022 be       
  Considered and Approved, and the Board be       
  Authorized to Prepare the Budget of the Company for       
  the Year 2023    Management  For  Voted - For 
2  That the Proposal on Profit Distribution and the       
  Final Dividend Declaration and Payment for the Year       
  Ended 31 December 2022 be Considered and Approved  Management  For  Voted - For 
3  That the Appointment of KPMG and KPMG Huazhen LLP       
  As the International Auditor and Domestic Auditor       
  of the Company, Respectively, for the Year Ending       
  on 31 December 2023 be Considered and Approved, and       
  the Board be Authorized to Fix the Remuneration of       
  the Auditors    Management  For  Voted - For 
4  Special Resolution Numbered 4 of the Notice of Agm       
  (to Grant A General Mandate to the Board to Make       
  Application for the Issue of Domestic Or Overseas       
  Debt Financing Instruments Denominated in Local Or       
  Foreign Currencies.)    Management  For  Voted - For 
5  Special Resolution Numbered 5 of the Notice of Agm       
  (to Grant A General Mandate to the Board to Allot,       

 

138

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Issue and Deal with Additional Shares in the       
  Company Not Exceeding 20% of Each of the Existing       
  Domestic Shares and H Shares in Issue and to       
  Authorize the Board to Increase the Registered       
  Capital of the Company and to Amend the Articles of       
  Association of the Company to Reflect Such Increase       
  in the Registered Capital of the Company Under the       
  General Mandate.)    Management  For  Voted - For 
Meeting Date: 16-Jun-23  Meeting Type: Extraordinary General Meeting     
1  That the Appointment of Mr. Tang Yongbo As A       
  Non-executive Director of the Company be and is       
  Hereby Considered and Approved; That Any Director       
  of the Company be and is Hereby Authorized to Sign       
  on Behalf of the Company the Directors Service       
  Contract with Mr. Tang Yongbo  Management  For  Voted - For 
CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO LTD       
Security ID: 6008462 BD5C885       
Meeting Date: 11-Jul-22  Meeting Type: Extraordinary General Meeting     
1  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
2  Amendments to the Implementing Rules for Cumulative       
  Voting System    Management  For  Voted - For 
3  Amendments to the Company's Governance Systems  Management  For  Voted - For 
4  Amendments to the Implementing Rules for Online       
  Voting System at Shareholders' General Meetings  Management  For  Voted - For 
5  Amendments to the Connected Transactions Management       
  System    Management  For  Voted - For 
CITIC LTD         
Security ID: 2289067 5296882 6196152 BD8ND35 BP3RPP2       
Meeting Date: 21-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr. Zhu Hexin As Director of the Company  Management  For  Voted - For 
1.2  To Re-elect Mr. Xi Guohua As Director of the Company  Management  For  Voted - For 
1.3  To Re-elect Mr. Liu Zhengjun As Director of the       
  Company    Management  For  Voted - For 
1.4  To Re-elect Mr. Wang Guoquan As Director of the       
  Company    Management  For  Voted - For 
1.5  To Re-elect Ms. Yu Yang As Director of the Company  Management  For  Voted - For 
1.6  To Re-elect Mr. Zhang Lin As Director of the Company  Management  For  Voted - For 
1.7  To Re-elect Ms. Li Yi As Director of the Company  Management  For  Voted - For 
1.8  To Re-elect Mr. Yue Xuekun As Director of the       
  Company    Management  For  Voted - For 
1.9  To Re-elect Mr. Yang Xiaoping As Director of the       
  Company    Management  For  Voted - For 
1.10  To Re-elect Mr. Francis Siu Wai Keung As Director       
  of the Company    Management  For  Voted - For 

 

139

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.11  To Re-elect Dr. Xu Jinwu As Director of the Company  Management  For  Voted - For 
1.12  To Re-elect Mr. Anthony Francis Neoh As Director of       
  the Company    Management  For  Voted - For 
1.13  To Re-elect Mr. Gregory Lynn Curl As Director of       
  the Company    Management  For  Voted - For 
1.14  To Re-elect Mr. Toshikazu Tagawa As Director of the       
  Company    Management  For  Voted - For 
2  To Receive the Audited Financial Statements and the       
  Reports of the Directors and the Auditor for the       
  Year Ended 31 December 2022  Management  For  Voted - For 
3  To Declare A Final Dividend of Hkd0.451 Per       
  Ordinary Share of the Company for the Year Ended 31       
  December 2022    Management  For  Voted - For 
4  To Appoint KPMG As the Auditor of the Company to       
  Hold Office Until the Conclusion of the Next Annual       
  General Meeting of the Company, and to Authorise       
  the Board of Directors to Fix Their Remuneration  Management  For  Voted - For 
5  To Grant A General Mandate to the Directors to       
  Issue and Dispose of Additional Shares Not       
  Exceeding 20% of the Number of Shares of the       
  Company in Issue As at the Date of This Resolution  Management  For  Voted - For 
6  To Grant A General Mandate to the Directors to       
  Purchase Or Otherwise Acquire Shares of the Company       
  Not Exceeding 10% of the Number of Shares of the       
  Company in Issue As at the Date of This Resolution  Management  For  Voted - For 
7  To Approve, Ratify and Confirm the 2023 Financial       
  Assistance Framework Agreement Entered Into on 31       
  March 2023 and the Proposed Transactions       
  Contemplated Thereunder (including the Proposed       
  Caps)    Management  For  Voted - For 
COAL INDIA LTD         
Security ID: B4Z9XF5         
Meeting Date: 12-Feb-23  Meeting Type: Other Meeting       
1  Resolved That Pursuant to the Provisions of       
  Sections 152 and Any Other Applicable Provisions of       
  the Companies Act, 2013 and the Rules Made       
  Thereunder (including Any Statutory Modification(s)       
  Or Re-enactment Thereof for the Time Being in       
  Force), Regulation 17 (1c) of Sebi (lodr), 2015 As       
  Amended in Sebi (listing Obligations and Disclosure       
  Requirements) and Provisions of Any Other       
  Guidelines Issued by Relevant Authorities, Shri       
  Mukesh Choudhary (din: 07532479), Who Was Appointed       
  by the Board of Directors As an Additional Director       
  to Function As Director (marketing) of the Company       
  with Effect from 23rd December' 2022 (a/n) in Terms       
  of Section 161(1) of Companies Act, 2013. in       
  Respect of Him the Company Has Received A Notice in       
  Writing from A Member Under Section 160(1) of the       
  Companies Act, 2013 Proposing His Candidature for       
  the Office of the Director, be and is Hereby       

 

140

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Appointed As A Whole Time Director to Function As       
  Director (marketing) of the Company W.e.f. 23rd       
  December' 2022 for A Period of 5 (five) Years Or       
  Until Further Orders, in Terms of Ministry of Coal       
  Letter No 21/27/2021- Establishment Dated 22nd       
  Nov'2022. He Shall be Liable to Retire by Rotation  Management  For  Voted - For 
COMPANIA SUD AMERICANA DE VAPORES SA VAPORES       
Security ID: 2196338         
Meeting Date: 27-Apr-23  Meeting Type: Ordinary General Meeting     
1  Memory, Balance Sheet and Financial Statements for       
  the Year 2022, the Situation of the Company and the       
  Respective Report of the External Audit Company  Management  For  Voted - For 
2  Dividend Distribution Charged to the 2022 Profits.       
  the Board Has Proposed to Distribute from the 2022       
  Profits A Final Dividend for A Total Amount of Us       
  1.668.962.843,88 Equally to A Dividend Per Share of       
  Us 0,03252078858815, If Approved It Will be Paid on       
  May 25 2023    Management  For  Voted - For 
3  Determination of the Remuneration of the Board of       
  Directors for the Year 2023, and Report of the       
  Expenses of the Board of Directors  Management  For  Voted - For 
4  Establishment of the Remuneration of the Committee       
  of Directors, Approval of the Budget of Expenses       
  for the Operation for the Year 2023, and Report of       
  the Activities and Expenses Processed by the       
  Committee in the Year 2022  Management  For  Voted - For 
5  Designation of the External Audit Company for the       
  Year 2023    Management  For  Voted - For 
6  Designation of Risk Classifiers for the Year 2023  Management  For  Voted - For 
7  Information on Operations with Related Parties  Management  For  Voted - For 
8  Designation of Newspaper That Will be Used to       
  Announce the Official Publications of the Company  Management  For  Voted - For 
9  Other Matters of Social Interest That are Specific       
  to the Ordinary Shareholders Meeting  Management  Against  Voted - For 
COSCO SHIPPING HOLDINGS CO LTD       
Security ID: B0B8Z18 B0CL356 B0YK588 BD8NKN4 BP3RS08       
Meeting Date: 23-Nov-22  Meeting Type: Extraordinary General Meeting     
1.1  To Consider and Approve the Election of Mr. Zhang       
  Wei As an Executive Director of the Sixth Session       
  of the Board of the Company  Management  For  Voted - For 
2  To Consider and Approve the Proposed 2022 Interim       
  Profit Distribution Plan of the Company and the       
  Proposed Payment of an Interim Dividend of Rmb2.01       
  Per Share (inclusive of Applicable Tax)  Management  For  Voted - For 

 

141

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  To Consider and Approve the Shareholders' Return       
  Plan for the Next Three Years (2022-2024) of Cosco       
  Shipping Holdings  Management  For  Voted - For 
4  To Consider and Approve the Revision of Annual Caps       
  of the Deposit Services Under the Existing       
  Financial Services Agreement  Management  For  Voted - For 
5  To Consider and Approve the Continuing Connected       
  Transactions Under the Financial Services Agreement       
  and the Proposed Annual Caps Thereunder  Management  For  Voted - For 
6  To Consider and Approve the Continuing Connected       
  Transactions Under the Cosco Shipping Master       
  Agreements and the Proposed Annual Caps Thereunder:       
  to Consider and Approve the Continuing Connected       
  Transactions Under the Master General Services       
  Agreement and the Proposed Annual Caps Thereunder  Management  For  Voted - For 
7  To Consider and Approve the Continuing Connected       
  Transactions Under the Cosco Shipping Master       
  Agreements and the Proposed Annual Caps Thereunder:       
  to Consider and Approve the Continuing Connected       
  Transactions Under the Master Shipping Services       
  Agreement and the Proposed Annual Caps Thereunder  Management  For  Voted - For 
8  To Consider and Approve the Continuing Connected       
  Transactions Under the Cosco Shipping Master       
  Agreements and the Proposed Annual Caps Thereunder:       
  to Consider and Approve the Continuing Connected       
  Transactions Under the Master Port Services       
  Agreement and the Proposed Annual Caps Thereunder  Management  For  Voted - For 
9  To Consider and Approve the Continuing Connected       
  Transactions Under the Cosco Shipping Master       
  Agreements and the Proposed Annual Caps Thereunder:       
  to Consider and Approve the Continuing Connected       
  Transactions Under the Master Vessel and Container       
  Asset Services Agreement and the Proposed Annual       
  Caps Thereunder  Management  For  Voted - For 
10  To Consider and Approve the Continuing Connected       
  Transactions Under the Cosco Shipping Master       
  Agreements and the Proposed Annual Caps Thereunder:       
  to Consider and Approve the Continuing Connected       
  Transactions Under the Trademark Licence Agreement       
  and the Proposed Annual Caps Thereunder  Management  For  Voted - For 
11  To Consider and Approve the Continuing Connected       
  Transactions Under the Sipg Shipping and Terminal       
  Services Agreement and the Proposed Annual Caps       
  Thereunder  Management  For  Voted - For 
12  To Consider and Approve the Continuing Connected       
  Transactions Under the Pil Master Shipping and       
  Terminal Services Agreement and the Proposed Annual       
  Caps Thereunder  Management  For  Voted - For 
13  To Consider and Approve the Connected Transactions       
  in Respect of the Acquisition of Listed Securities:       
  to Consider and Approve the Connected Transactions       
  Under the Sipg Share Transfer Agreement, and       
  Authorize the Board and Consent to the Board's       
  Delegation to Any Director to Deal with All Matters       
  Relating to the Implementation of the Acquisition       

 

142

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  of Sipg Shares in Accordance with the Laws and       
  Regulations After the Acquisition of Sipg Shares       
  Being Approved at the Egm  Management  For  Voted - For 
14  To Consider and Approve the Connected Transactions       
  in Respect of the Acquisition of Listed Securities:       
  to Consider and Approve the Connected Transactions       
  Under the Guangzhou Port Share Transfer Agreement,       
  and Authorize the Board and Consent to the Board's       
  Delegation to Any Director to Deal with All Matters       
  Relating to the Implementation of the Acquisition       
  of Guangzhou Port Shares in Accordance with the       
  Laws and Regulations After the Acquisition of       
  Guangzhou Port Shares Being Approved at the Egm  Management  For  Voted - For 
15  To Consider and Approve the Connected Transactions       
  Under the Shipbuilding Contracts: to Consider and       
  Approve the Connected Transactions Under the Cosco       
  Mercury Shipbuilding Contracts  Management  For  Voted - For 
16  To Consider and Approve the Connected Transactions       
  Under the Shipbuilding Contracts: to Consider and       
  Approve the Connected Transactions Under the Ooil       
  Shipbuilding Contracts  Management  For  Voted - For 
Meeting Date: 25-May-23  Meeting Type: Annual General Meeting     
1  To Consider and Approve the Report of the Board for       
  the Year Ended 31 December 2022  Management  For  Voted - For 
2  To Consider and Approve the Report of the       
  Supervisory Committee of the Company for the Year       
  Ended 31 December 2022  Management  For  Voted - For 
3  To Consider and Approve the Audited Financial       
  Statements and the Auditors Report of the Company       
  Prepared in Accordance with the Accounting       
  Standards for Business Enterprises and Hong Kong       
  Financial Reporting Standards, Respectively, for       
  the Year Ended 31 December 2022  Management  For  Voted - For 
4  To Consider and Approve the Proposed 2022 Profit       
  Distribution Plan of the Company and the Proposed       
  Payment of A Final Dividend of Rmb1.39 Per Share       
  (inclusive of Applicable Tax)  Management  For  Voted - For 
5  To Approve the Guarantees Mandate Regarding the       
  Provision of External Guarantees by the Group Not       
  Exceeding Usd4.080 Billion (or Other Currencies       
  Equivalent to Approximately Rmb28.059 Billion) for       
  the Year Ended 31 December 2023  Management  For  Voted - For 
6  To Consider and Approve (i) the Proposed       
  Appointment of PricewaterhouseCoopers As the       
  International Auditors of the Company and Shinewing       
  Certified Public Accountants, LLP As the Domestic       
  Auditors of the Company to Hold Office Until the       
  Conclusion of the Next Annual General Meeting of       
  the Company; and (ii) the Review/audit Fees of the       
  Company for the Year Ending 31 December 2023 of       
  Rmb14.98 Million (tax Inclusive) Shall be Payable       
  to PricewaterhouseCoopers and Rmb12.70 Million (tax       

 

143

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Inclusive) Shall be Payable to Shinewing Certified       
  Public Accountants, LLP  Management  For  Voted - For 
7  To Consider and Approve the Proposed Amendments to       
  the Articles of Association of the Company, the       
  Rules of Procedures of Shareholders General       
  Meetings of the Company and the Rules of Procedures       
  of the Board of Directors of the Company  Management  For  Voted - For 
8  To Consider and Approve the Proposed Amendments to       
  the Rules of Procedures of the Supervisory       
  Committee of the Company  Management  For  Voted - For 
9  To Consider and Approve the Grant of A General       
  Mandate to the Board to Repurchase A Shares  Management  For  Voted - For 
10  To Consider and Approve the Grant of A General       
  Mandate to the Board to Repurchase H Shares  Management  For  Voted - For 
Meeting Date: 25-May-23  Meeting Type: Class Meeting       
1  To Consider and Approve the Grant of A General       
  Mandate to the Board to Repurchase A Shares  Management  For  Voted - For 
2  To Consider and Approve the Grant of A General       
  Mandate to the Board to Repurchase H Shares  Management  For  Voted - For 
DALLAH HEALTHCARE CO.         
Security ID: B95TKH1         
Meeting Date: 27-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Voting on the Board of Director's Recommendation to       
  Increase the Company's Capital  Management  For  Voted - For 
DB INSURANCE CO. LTD         
Security ID: 6155937         
Meeting Date: 24-Mar-23  Meeting Type: Annual General Meeting     
1.1  Election of Outside Director: Choe Jeong Ho  Management  For  Voted - For 
1.2  Election of Outside Director: Jeon Seon Ae  Management  For  Voted - For 
1.3  Election of Inside Director: Nam Seung Hyeong  Management  For  Voted - For 
1.4  Election of Outside Director Who is an Audit       
  Committee Member: Jeong Chae Ung  Management  For  Voted - For 
1.5  Election of Audit Committee Member Who is an       
  Outside Director: Choe Jeong Ho  Management  For  Voted - For 
1.6  Election of Audit Committee Member Who is an       
  Outside Director: Jeon Seon Ae  Management  For  Voted - For 
2  Approval of Financial Statements  Management  For  Voted - For 
3  Amendment of Articles of Incorporation Article No       
  42 (cash Dividend)    Management  For  Voted - Against 
4  Amendment of Articles of Incorporation Article No       
  42.2 (interim Dividend)  Management  For  Voted - Against 
5  Approval of Remuneration for Director  Management  For  Voted - For 

 

144

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
DINO POLSKA SPOLKA AKCYJNA       
Security ID: BD0YVN2 BFB3TP0 BLCHKQ1 BM9DV33       
Meeting Date: 26-Jun-23  Meeting Type: Annual General Meeting     
1.1  Elect the Chairperson of the Shareholder Meeting  Management  For  Voted - For 
2  Assert That the Shareholder Meeting Has Been       
  Convened Correctly and is Capable of Adopting       
  Resolutions    Management  For  Voted - For 
3  Adopt A Resolution to Accept the Agenda  Management  For  Voted - For 
4  Examine the Following Documents Submitted by the       
  Management Board: Management Boards Report on the       
  Activity of Dino Polska S.a. and the Dino Polska       
  Group in 2022    Management  For  Voted - For 
5  Examine the Following Documents Submitted by the       
  Management Board: Financial Statements of Dino       
  Polska S.a. and the Consolidated Financial       
  Statements of the Dino Polska Group for the Year       
  Ended 31 December 2022  Management  For  Voted - For 
6  Examine the Following Documents Submitted by the       
  Management Board: Management Boards Motion on the       
  Distribution of the Net Profit in 2022  Management  For  Voted - For 
7  Examine the Following Documents Submitted by the       
  Supervisory Board: Supervisory Board Activity       
  Report for the 2022 Financial Year  Management  For  Voted - For 
8  Examine the Following Documents Submitted by the       
  Supervisory Board: Supervisory Board Report on the       
  Results of Examining the Activity Report of the       
  Company and the Dino Polska Group, the Company's       
  Standalone and Consolidated Financial Statements       
  and the Management Boards Motion on the       
  Distribution of the Company's Profit for the       
  Financial Year    Management  For  Voted - For 
9  Examination of the Supervisory Boards Motions on       
  the Following Matters: Approve the Management Board       
  Report on the Activity of Dino Polska S.a. and the       
  Dino Polska Group in 2022  Management  For  Voted - For 
10  Examination of the Supervisory Boards Motions on       
  the Following Matters: Approve the Financial       
  Statements of Dino Polska S.a. for the Financial       
  Year Ended 31 December 2022  Management  For  Voted - For 
11  Examination of the Supervisory Boards Motions on       
  the Following Matters: Approve the Consolidated       
  Financial Statements of the Dino Polska Group for       
  the Year Ended 31 December 2022  Management  For  Voted - For 
12  Examination of the Supervisory Boards Motions on       
  the Following Matters: Adopt the Management Boards       
  Motion on the Distribution of the Net Profit in 2022  Management  For  Voted - For 
13  Examination of the Supervisory Boards Motions on       
  the Following Matters: Grant Discharges to the       
  Company's Management Board and Supervisory Board       
  Members on the Performance of Their Duties in the       
  2022 Financial Year    Management  For  Voted - For 

 

145

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
14  Adopt Resolutions to Approve the Following:       
  Management Boards Report on the Activity of Dino       
  Polska S.a. and the Dino Polska Group in 2022  Management  For  Voted - For 
15  Adopt Resolutions to Approve the Following:       
  Financial Statements of Dino Polska S.a. for 2022  Management  For  Voted - For 
16  Adopt Resolutions to Approve the Following:       
  Consolidated Financial Statements of the Dino       
  Polska Group in 2022  Management  For  Voted - For 
17  Adopt A Resolution on the Distribution of the Net       
  Profit for 2022  Management  For  Voted - For 
18  Adopt Resolutions to Grant Discharges to the       
  Company's Management Board Members on the       
  Performance of Their Duties in the 2022 Financial       
  Year  Management  For  Voted - For 
19  Adopt Resolutions to Grant Discharges to the       
  Company's Management Board Members on the       
  Performance of Their Duties in the 2022 Financial       
  Year  Management  For  Voted - For 
20  Adopt Resolutions to Grant Discharges to the       
  Company's Management Board Members on the       
  Performance of Their Duties in the 2022 Financial       
  Year  Management  For  Voted - For 
21  Adopt Resolutions to Grant Discharges to the       
  Company's Management Board Members on the       
  Performance of Their Duties in the 2022 Financial       
  Year  Management  For  Voted - For 
22  Adopt Resolutions to Grant Discharges to the       
  Company's Supervisory Board Members on the       
  Performance of Their Duties in the 2022 Financial       
  Year  Management  For  Voted - For 
23  Adopt Resolutions to Grant Discharges to the       
  Company's Supervisory Board Members on the       
  Performance of Their Duties in the 2022 Financial       
  Year  Management  For  Voted - For 
24  Adopt Resolutions to Grant Discharges to the       
  Company's Supervisory Board Members on the       
  Performance of Their Duties in the 2022 Financial       
  Year  Management  For  Voted - For 
25  Adopt Resolutions to Grant Discharges to the       
  Company's Supervisory Board Members on the       
  Performance of Their Duties in the 2022 Financial       
  Year  Management  For  Voted - For 
26  Adopt Resolutions to Grant Discharges to the       
  Company's Supervisory Board Members on the       
  Performance of Their Duties in the 2022 Financial       
  Year  Management  For  Voted - For 
27  Examine and Render an Opinion on the Annual       
  Compensation Report of the Dino Polska S.a.       
  Management Board and Supervisory Board in 2022  Management  For  Voted - For 

 

146

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
DONGYUE GROUP LTD         
Security ID: B29MXW3 B29WQP7 BP3RTQ1 BYWT1N2       
Meeting Date: 09-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr. Zhang Jianhong As an Executive       
  Director of the Company  Management  For  Voted - For 
1.2  To Re-elect Mr. Ting Leung Huel, Stephen As an       
  Independent Non-executive Director of the Company  Management  For  Voted - For 
1.3  To Re-elect Mr. Ma Zhizhong As an Independent       
  Non-executive Director of the Company  Management  For  Voted - For 
2  To Receive, Consider and Adopt the Audited       
  Consolidated Financial Statements of the Company       
  and Its Subsidiaries and the Reports of the       
  Directors and Auditors for the Year Ended 31       
  December 2022    Management  For  Voted - For 
3  To Authorize the Board of Directors of the Company       
  to Fix the Directors Remuneration  Management  For  Voted - For 
4  To Re-appoint Elite Partners Cpa Limited As       
  Auditors of the Company and to Authorize the Board       
  of Directors of the Company to Fix Their       
  Remuneration    Management  For  Voted - For 
5  To Declare A Final Dividend for the Year Ended 31       
  December 2022    Management  For  Voted - For 
6  To Grant General Mandate to the Directors to Issue       
  New Shares of the Company  Management  For  Voted - For 
7  To Grant General Mandate to the Directors to       
  Repurchase Shares of the Company  Management  For  Voted - For 
8  To Extend the General Mandate to Issue New Shares       
  of the Company by Adding the Number of the Shares       
  Repurchased    Management  For  Voted - For 
EAST BUY HOLDING LIMITED         
Security ID: BDFZ4G4 BJHQ586 BK6VT09 BKLJMZ4 BMW43Q0       
Meeting Date: 02-Jun-23  Meeting Type: Extraordinary General Meeting     
1  That the Grant of 1,500,000 Share Awards to Mr. Yu       
  Minhong ("mr. Yu") in Accordance with the Terms of       
  the Share Incentive Scheme of the Company Approved       
  by Shareholders on 9 March 2023 ("the 2023       
  Scheme"), Subject to All Applicable Laws, Rules,       
  Regulations and the Applicable Grant Letter, be       
  Hereby Approved and Confirmed  Management  For  Voted - For 
2  That Any One Director of the Company ("director"),       
  with the Exception of Mr. Yu, be and is Hereby       
  Authorized to Do All Such Further Acts and Things       
  and to Sign and Execute All Such Other Or Further       
  Documents and to Take All Such Steps As He/she May       
  Consider Necessary, Desirable, Appropriate Or       
  Expedient to Implement And/or Give Effect to Or       

 

147

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Otherwise in Connection with the Transactions       
  Contemplated in 1(a) Above  Management  For  Voted - For 
3  That the Grant of 3,000,000 Share Awards to Mr. Sun       
  Dongxu ("mr. Sun") in Accordance with the Terms of       
  the 2023 Scheme, Subject to All Applicable Laws,       
  Rules, Regulations and the Applicable Grant Letter,       
  be Hereby Approved and Confirmed  Management  For  Voted - For 
4  That Any One Director, with the Exception of Mr.       
  Sun, be and is Hereby Authorized to Do All Such       
  Further Acts and Things and to Sign and Execute All       
  Such Other Or Further Documents and to Take All       
  Such Steps As He/she May Consider Necessary,       
  Desirable, Appropriate Or Expedient to Implement       
  And/or Give Effect to Or Otherwise in Connection       
  with the Transactions Contemplated in (a) Above  Management  For  Voted - For 
ELM COMPANY         
Security ID: BNYDSH8         
Meeting Date: 07-May-23  Meeting Type: Ordinary General Meeting     
1  Voting on the Company External Auditors Report for       
  the Financial Year Ended 31/12/2022  Management  For  Voted - For 
2  Voting on Discharge of the Members of the Board of       
  Directors from Liability for the Financial Year       
  Ended 31/12/2022    Management  For  Voted - For 
3  Voting on the Payment an Amount of Sar       
  (1,708,571.45) As Remuneration to the Members of       
  the Board of Directors for the Financial Year Ended       
  31/12/2022    Management  For  Voted - For 
4  Voting on Appointing an External Auditor for the       
  Company Among Those Nominees Based on the       
  Recommendation of the Audit Committee to Examine,       
  Review and Audit the Financial Statements for the       
  Second and Third Quarters and Audit Annual       
  Financial Statements of the Financial Year 2023 and       
  the First Quarter of the Financial Year 2024 and       
  Determine Their Fees    Management  For  Voted - For 
5  Voting on Authorizing the Board of Directors to       
  Distribute Interim Dividends to Shareholders on       
  Biannual Or Quarterly Basis to Shareholders for the       
  Financial Year 2023    Management  For  Voted - For 
6  Voting on the Social Responsibility Policy  Management  For  Voted - For 
7  Voting on Delegating to the Board of Directors the       
  Authorization Powers of the General Assembly       
  Stipulated in Paragraph (1) of Article 27 of the       
  Companies Law, for A Period of One Year Starting       
  from the Date of the Approval by the General       
  Assembly Or Until the End of the Delegated Board of       
  Directors Term, Whichever is Earlier, in       
  Accordance with the Conditions Set Forth in the       
  Implementing Regulation of the Companies Law for       
  Listed Joint Stock Companies  Management  For  Voted - For 

 

148

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Voting on the Transactions and Contracts Between     
  the Company and National Information Center, Where     
  the Directors Dr. Esam Bin Abdullah Al-wagait Have     
  Indirect Interest, Which is A Contract for Services     
  of the Ministry of Interior 2 Signed on       
  01/04/2020,noting That the Value of Transactions     
  for the Year 2022 Has Reached (350,000,000) Saudi     
  Riyals Without Any Preferential Treatment  Management  For  Voted - For 
9  Voting on the Transactions and Contracts Between     
  the Company and National Information Center, Where     
  the Directors Dr. Esam Bin Abdullah Al-wagait Have     
  Indirect Interest, Which is an Agreement to       
  Operate, Develop and Add Value-added Services to     
  the Electronic Services Platform (absher) Signed on     
  01/02/2020, Noting That the Value of Transactions     
  for the Year 2022 Has Reached (367,106,031.83)     
  Without Any Preferential Treatment  Management  For  Voted - For 
10  Voting on the Transactions and Contracts Between     
  the Company and National Information Center, Where     
  the Director Dr. Esam Bin Abdullah Al-wagait Have     
  Indirect Interest, Which is It is an Agreement for     
  the Development of Data Resources Signed on       
  02/02/2008 and the Amendment Annex Signed on     
  04/04/2021, Which Includes Allocating 10% of the     
  Income of Data Services to Implement Development     
  Services for the Center with A Total Annual Ceiling     
  of (60,000,000) Saudi Riyals, Noting That the Value     
  of Transactions for the Year 2022 Has Reached     
  (60,000,000) Saudi Riyals Without Any Preferential     
  Treatment  Management  For  Voted - For 
11  Voting on the Transactions and Contracts Between     
  the Company and National Information Center in the     
  Year 2022, Where the Director Dr. Esam Bin Abdullah     
  Al-wagait Have Indirect Interest, Which is A       
  Memorandum of Understanding Signed on 01/01/2015     
  Regarding the Support, Operation and Maintenance of     
  Systems for an Amount of (7,000,000) Saudi Riyals     
  Annually and (6,000) Saudi Riyals Per Month Without     
  Any Preferential Treatment  Management  For  Voted - For 
12  Voting on the Transactions and Contracts Between     
  the Company and National Information Center, Where     
  the Director Dr. Esam Bin Abdullah Al-wagait Have     
  Indirect Interest, Which is A Memorandum of       
  Understanding Signed on 19/03/2015 Regarding     
  Internet Applications, Noting That the Value of     
  Transactions for the Year 2022 Has Reached       
  (6,000,000) Saudi Riyals Without Any Preferential     
  Treatment  Management  For  Voted - For 
13  Voting on the Transactions and Contracts Between     
  the Company and Ministry of Interior in the Year     
  2022, Where the Chairman Mr. Rayed Bin Abdullah Bin     
  Ahmad and the Director Mr. Abdullah Bin Abdulrahman     
  Al-rabiah Have Indirect Interest, Which is an       
  Agreement to Establish and Operate A Project       
  Management Office in the Secretariat of the       
  Executive Ministerial Committee for the Work of the     

 

149

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  National Committee for Drug Control in the Amount       
  of (3,735,400) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
14  Voting on the Transactions and Contracts Between       
  the Company and Ministry of Interior in the Year       
  2022, Where the Chairman Mr. Rayed Bin Abdullah Bin       
  Ahmad and the Director Mr. Abdullah Bin Abdulrahman       
  Al-rabiah Have Indirect Interest, Which is an       
  Agreement to Provide and Equip Mobile Police       
  Stations for an Amount of (15,618.150) Saudi Riyals       
  Without Any Preferential Treatment  Management  For  Voted - For 
15  Voting on the Transactions and Contracts Between       
  the Company and Ministry of Interior in the Year       
  2022, Where the Chairman Mr. Rayed Bin Abdullah Bin       
  Ahmad and the Director Mr. Abdullah Bin Abdulrahman       
  Al-rabiah Have Indirect Interest, Which is Security       
  Equipment Project for Vehicles and Field Monitoring       
  Gates (206,738,490) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
16  Voting on the Transactions and Contracts Between       
  the Company and Ministry of Interior in the Year       
  2022, Where the Chairman Mr. Rayed Bin Abdullah Bin       
  Ahmad and the Director Mr. Abdullah Bin Abdulrahman       
  Al-rabiah Have Indirect Interest, Which is       
  Designing and Unifying the Digital Channels of the       
  Ministry of Interior (4,947,715.28) Saudi Riyals       
  Without Any Preferential Treatment  Management  For  Voted - For 
17  Voting on the Transactions and Contracts Between       
  the Company and Ministry of Interior in the Year       
  2022, Where the Chairman Mr. Rayed Bin Abdullah Bin       
  Ahmad and the Director Mr. Abdullah Bin Abdulrahman       
  Al-rabiah Have Indirect Interest, Which is Makkah       
  Route Initiative in the Amount of (57,658,427)       
  Saudi Riyals Without Any Preferential Treatment  Management  For  Voted - For 
18  Voting on the Transactions and Contracts Between       
  the Company and Ministry of Interior in the Year       
  2022, Where the Chairman Mr. Rayed Bin Abdullah Bin       
  Ahmad and the Director Mr. Abdullah Bin Abdulrahman       
  Al-rabiah Have Indirect Interest, Which is A       
  Project to Develop the Digital Business Platform       
  for the Services of the Ministry of Interior to Its       
  Employees and Its Internal Community, with an       
  Amount (30,939,600) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
19  Voting on the Transactions and Contracts Between       
  the Company and Ministry of Interior (civil       
  Defense) in the Year 2022, Where the Chairman Mr.       
  Rayed Bin Abdullah Bin Ahmad and the Director Mr.       
  Abdullah Bin Abdulrahman Al-rabiah Have Indirect       
  Interest, Which Services Contract (the Fifth Phase       
  of Training Services for the Rehabilitation of the       
  Saudi Search and Rescue Team for Heavy       
  Reclassification) in the Amount of (3,229,545.00)       
  Saudi Riyals Without Any Preferential Treatment  Management  For  Voted - For 
20  Voting on the Transactions and Contracts Between       
  the Company and Tawuniya Insurance Company in the       

 

150

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  Year 2022, Where the Directors Dr. Khaled Bin       
  Abdulaziz Al-ghoneim and the Director Mr.       
  Abdulrahman Bin Mohammed Al-odan Have Indirect       
  Interest, Which is Health Insurance for the Company       
  S Employees with the in the Amount of       
  (54,739,948.25) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
21  Voting on the Transactions and Contracts Between       
  the Company and Tawuniya Insurance Company in the       
  Year 2022, Where the Directors Dr. Khaled Bin       
  Abdulaziz Al-ghoneim and the Director Mr.       
  Abdulrahman Bin Mohammed Al-odan Have Indirect       
  Interest, Which is an Agreement, and an Appendix to       
  the Agreement, to Issue Insurance Policies Through       
  the Electronic Path of Hajj and Umrah, in the       
  Amount of (15,000,000) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
22  Voting on the Transactions and Contracts Between       
  the Company and Tawuniya Insurance Company in the       
  Year 2022, Where the Directors Dr. Khaled Bin       
  Abdulaziz Al-ghoneim and the Director Mr.       
  Abdulrahman Bin Mohammed Al-odan Have Indirect       
  Interest, Which is Building Insurance in the Amount       
  of (89,000) Saudi Riyals Without Any Preferential       
  Treatment  Management  For  Voted - For 
23  Voting on the Transactions and Contracts Between       
  the Company and Tawuniya Insurance Company in the       
  Year 2022, Where the Directors Dr. Khaled Bin       
  Abdulaziz Al-ghoneim and the Director Mr.       
  Abdulrahman Bin Mohammed Al-odan Have Indirect       
  Interest, Which is Insurance of Elm Company       
  Vehicles for the Amount of (426,161) Saudi Riyals       
  Without Any Preferential Treatment  Management  For  Voted - For 
24  Voting on the Transactions and Contracts Between       
  the Company and Thiqah Business Company in the Year       
  2022, Where the Director Mr. Abdullah Bin Saad       
  Al-salem Has Indirect Interest, Which is Agreement       
  for the Governance of Financial Rights Systems for       
  (1,117,153) Saudi Riyals Without Any Preferential       
  Treatment  Management  For  Voted - For 
25  Voting on the Transactions and Contracts Between       
  the Company and Mobily in the Year 2022, Where the       
  Directors Dr. Khaled Bin Abdulaziz Al-ghoneim Has       
  Indirect Interest, Which is A Framework Agreement       
  for the Provision of Services in the Amount of       
  (2,479,737) for the Amount of Saudi Riyals Without       
  Any Preferential Treatment  Management  For  Voted - For 
26  Voting on the Transactions and Contracts Between       
  the Company and Mobily in the Year 2022, Where the       
  Director Dr. Khaled Bin Abdulaziz Al-ghoneim Has       
  Indirect Interest, Which A Specific Agreement for       
  the Supply of Absher Platform Recording Devices for       
  an Amount of (7,711,500) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
27  Voting on the Transactions and Contracts Between       
  the Company and Mobily in the Year 2022, Where the       

 

151

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  Director Dr. Khaled Bin Abdulaziz Al-ghoneim Has       
  Indirect Interest, Which is the Cost of Supply       
  Absher Devices, the Fourth Batch for the Second       
  Year (610,000) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
28  Voting on the Transactions and Contracts Between       
  the Company and Sela in the Year 2022, Where the       
  Director Ms. Shihana Bint Saleh Al-azzaz Has       
  Indirect Interest, Which is Sponsorship of Hajj and       
  Umrah Conference and Exhibition for an Amount of       
  (1,725,000) Saudi Riyals Without Any Preferential       
  Treatment  Management  For  Voted - For 
29  Voting on the Transactions and Contracts Between       
  the Company and Saudi Company for Artificial       
  Intelligence in the Year 2022, Where the Director       
  Dr. Esam Bin Abdullah Al-wagait Has Indirect       
  Interest, Which is an Agreement to Provide       
  Electronic, Noting That the Value of Transactions       
  for the Year 2022 Has Reached (124,234,140.85)       
  Saudi Riyals Without Any Preferential Treatment  Management  For  Voted - For 
30  Voting on the Transactions and Contracts Between       
  the Company and Taibah Vally in the Year 2022,       
  Where the Chief Excutive Officer Dr. Abdulrahman       
  Bin Saad Al-jadhai Has Indirect Interest, Which is       
  an Agreement to Provide Human Resources and Operate       
  the Elm Taibah Office in Madinah, in the Amount of       
  (1,963,850) Saudi Riyals Without Any Preferential       
  Treatment  Management  For  Voted - For 
31  Voting on the Transactions and Contracts Between       
  the Company and Saudi Company for Artificial       
  Intelligence in the Year 2022, Where the Director       
  Dr. Esam Bin Abdullah Al-wagait Has Indirect       
  Interest, Which is Absher Services Contract for an       
  Amount of (50,946.38) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
32  Voting on the Transactions and Contracts Between       
  the Company and the Tawuniya Insurance Company in       
  the Year 2022, Where Directors Dr. Khaled Bin       
  Abdulaziz Al-ghoneim and the Director Mr.       
  Abdulrahman Bin Mohammed Al-odan, Have an Indirect       
  Interest in Them, Which are Service Contracts       
  (basher Service for Accidents - Opt- Absher       
  Services - Electronic Documentary Service - Raya       
  Service - Muqeem Service - Tamm Service) for an       
  Amount of (19,041,022) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
33  Voting on the Transactions and Contracts Between       
  the Company and Mobily in the Year 2022, Where       
  Director Dr. Khaled Bin Abdulaziz Al-ghoneim Has an       
  Indirect Interest in Them, Which are Service       
  Contracts (raya Service - Najiz - Tamm Service -       
  Muqeem Service Amn Service) for an Amount of       
  (10,427,430) Saudi Riyals Without Any Preferential       
  Treatment  Management  For  Voted - For 
34  Voting on the Transactions and Contracts Between       
  the Company and Saudi National Bank in the Year       

 

152

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  2022, Where Director Mr. Abdulrahman Bin Mohammed       
  Al-odan Has an Indirect Interest in Them, Which are       
  Service Contracts (absher Services Raya Service -       
  Najiznatheer Service - Tamm Service - Muqeem       
  Service Amn Service) for an Amount of (72,354,024)       
  Saudi Riyals Without Any Preferential Treatment  Management  For  Voted - For 
35  Voting on the Transactions and Contracts Between       
  the Company and Qulity of Life Program in the Year       
  2022, Where Chairman Mr. Rayed Bin Abdullah Bin       
  Ahmad Has an Indirect Interest, Which is the       
  Provision of -yakeen Service- for the Amount of       
  (55,000) Saudi Riyals Without Any Preferential       
  Treatment  Management  For  Voted - For 
36  Voting on the Transactions and Contracts Between       
  the Company and the National Shipping Carrier of       
  Saudi Arabia in the Year 2022, Where Director Mr.       
  Rayed Bin Abdullah Bin Ismail Has an Indirect       
  Interest, Which is Service Contracts (nabaa Service       
  - Absher Devices Service - Muqeem Service - Raya       
  Service) for an Amount of (35,799) Saudi Riyals       
  Without Any Preferential Treatment  Management  For  Voted - For 
37  Voting on the Transactions and Contracts Between       
  the Company and Tahakom Investment Company in the       
  Year 2022, Where Director Mr. Rayed Bin Abdullah       
  Bin Ismail Has an Indirect Interest, Which is       
  Service Contracts (muqeem Service Tamm Service)       
  for an Amount of (2,649) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
38  Voting on the Transactions and Contracts Between       
  the Company and the Kuwaiti Food Company       
  -americana- in the Year 2022, Where Director Mr.       
  Rayed Bin Abdullah Bin Ismail Has an Indirect       
  Interest, Which is Service Contracts ( Yakeen       
  Service - Muqeem Service Tamm Service) for an       
  Amount of (1,251,125) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
39  Voting on the Transactions and Contracts Between       
  the Company and Gdc Middle East in the Year 2022,       
  Where Director Mr. Rayed Bin Abdullah Bin Ismail       
  Has an Indirect Interest, Which is Service       
  Contracts (amn Service - Muqeem Service Tamm       
  Service) for an Amount of (18,846) Saudi Riyals       
  Without Any Preferential Treatment  Management  For  Voted - For 
40  Voting on the Transactions and Contracts Between       
  the Company and Acwa Power on 2022, Where Director       
  Mr. Rayed Bin Abdullah Bin Ismail Has an Indirect       
  Interest, Which is Service Contracts (muqeem       
  Service Tamm Service) for an Amount of (16,911)       
  Saudi Riyals Without Any Preferential Treatment  Management  For  Voted - For 
41  Voting on the Transactions and Contracts Between       
  the Company and Sela in the Year 2022, Where the       
  Director Ms. Shihana Bint Saleh Al-azzaz Has an       
  Indirect Interest, Which is Service Contracts       
  (muqeem Service Tamm Service) for an Amount of       
  (16,157) Saudi Riyals Without Any Preferential       
  Treatment  Management  For  Voted - For 

 

153

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
42  Voting on the Transactions and Contracts Between       
  the Company and Thiqah Business Company in the Year       
  2022, Where the Director Mr. Abdullah Bin Saad       
  Al-salem Has Indirect Interest, Which is Service       
  Contracts (absher Services - Yakeen Service- Nabaa       
  Service- Otpiam Amn Service - Muqeem Service -       
  Tamm Service) for an Amount of (3,063,249) Saudi       
  Riyals Without Any Preferential Treatment  Management  For  Voted - For 
43  Voting on the Transactions and Contracts Between       
  the Company and Derayah Financial in the Year 2022,       
  Where the Director Mr. Faris Bin Ibrahim Alrashid       
  Al-humaid Has an Indirect Interest, Which is       
  Service Contracts ( Otp- Muqeem Service Amn       
  Service) for an Amount of (1,783,250) Saudi Riyals       
  Without Any Preferential Treatment  Management  For  Voted - For 
44  Voting on the Transactions and Contracts Between       
  the Company and Saudi Home Loans in the Year 2022,       
  Where the Director Mr. Faris Bin Ibrahim Alrashid       
  Al-humaid Has an Indirect Interest, Which is       
  Service Contracts (otp- Mobile Ownership       
  Verification Service Natheer Service Yakeen       
  Service) for an Amount of (1,472,581) Saudi Riyals       
  Without Any Preferential Treatment  Management  For  Voted - For 
45  Voting on the Transactions and Contracts Between       
  the Company and Lendo in the Year 2022, Where the       
  Director Mr. Faris Bin Ibrahim Alrashid Al-humaid       
  Has an Indirect Interest, Which is Service       
  Contracts (absher Services-yakeen Service- Otp-       
  Muqeem Service) for an Amount of (161,276) Saudi       
  Riyals Without Any Preferential Treatment  Management  For  Voted - For 
46  Voting on the Transactions and Contracts Between       
  the Company and Dur Hospitality Company in the Year       
  2022, Where the Director Mr. Faris Bin Ibrahim       
  Alrashid Al-humaid Has an Indirect Interest, Which       
  is Service Contracts (muqeem Service- Tamm Service)       
  for an Amount of (15,260) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
47  Voting on the Transactions and Contracts Between       
  the Company and Tanami Limited Company in the Year       
  2022, Where the Director Mr. Faris Bin Ibrahim       
  Alrashid Al-humaid Has an Indirect Interest, Which       
  is Service Contracts (muqeem Service- Tamm Service)       
  for an Amount of (6,663) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
48  Voting on the Transactions and Contracts Between       
  the Company and Bindawood Holding in the Year 2022,       
  Where the Director Mr. Faris Bin Ibrahim Alrashid       
  Al-humaid Has an Indirect Interest, Which is       
  Service Contracts (muqeem Service- Amn Service) for       
  an Amount of (42,179) Saudi Riyals Without Any       
  Preferential Treatment  Management  For  Voted - For 
49  Voting on the Transactions and Contracts Between       
  the Company and Bayan Credit Bureau in the Year       
  2022, Where the Directors Dr. Khaled Bin Abdulaziz       
  Al-ghoneim Has Indirect Interest, Which is Service       
  Contracts (muqeem Service- Amn Service) for an       

 

154

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Amount of (3,937) Saudi Riyals Without Any       
  Preferential Treatment    Management  For  Voted - For 
50  Voting on the Transactions and Contracts Between       
  the Company and Hawaz Company in the Year 2022,     
  Where the Directors Dr. Khaled Bin Abdulaziz       
  Al-ghoneim Has Indirect Interest, Which is Service       
  Contracts (muqeem Service) for an Amount of (1,187)     
  Saudi Riyals Without Any Preferential Treatment  Management  For  Voted - For 
51  Voting on the Transactions and Contracts Between       
  the Company and Alobeikan Company in the Year 2022,     
  Where the Directors Dr. Khaled Bin Abdulaziz       
  Al-ghoneim Has Indirect Interest, Which is Service       
  Contracts (muqeem Service) for an Amount of (746)     
  Saudi Riyals Without Any Preferential Treatment  Management  For  Voted - For 
52  Voting on the Transactions and Contracts Between       
  the Company and Mozon Company in the Year 2022,     
  Where the Directors Dr. Khaled Bin Abdulaziz       
  Al-ghoneim Has Indirect Interest, Which is Service       
  Contracts (muqeem Service) for an Amount of (2,300)     
  Saudi Riyals Without Any Preferential Treatment  Management  For  Voted - For 
53  Voting on the Transactions and Contracts Between       
  the Company and Abdullah Nasser Alaudan Company in     
  the Year 2022, Where the Director Mr. Abdulrahman     
  Bin Mohammed Al-odan Has Indirect Interest, Which     
  is Service Contracts (muqeem Service- Tamm       
  Servicenaql) for an Amount of (12,421) Saudi Riyals     
  Without Any Preferential Treatment  Management  For  Voted - For 
54  Voting on the Transactions and Contracts Between       
  the Company and Kameet Industrial Company in the     
  Year 2022, Where the Director Mr. Abdulrahman Bin     
  Mohammed Al-odan Has Indirect Interest, Which is     
  Service Contracts (muqeem Service- Tamm       
  Servicenaql) for an Amount of (7,689) Saudi Riyals     
  Without Any Preferential Treatment  Management  For  Voted - For 
55  Voting on the Participation of the Board Member Mr.     
  Abdullah Bin Saad Al-salem in A Business That       
  Competing with the Company S Business for His Board     
  Membership in Thiqah Business Company  Management  For  Voted - For 
EMBRAER SA         
Security ID: B16FPG6         
Meeting Date: 28-Apr-23  Meeting Type: Annual General Meeting     
1.1  To Elect the Members of the Board of Directors.       
  Nomination of All the Names That Compose the Slate,     
  the Votes Indicated in This Section Will be       
  Disregarded If the Shareholder with Voting Rights       
  Fills in the Fields Present in the Separate       
  Election of A Member of the Board of Directors and     
  the Separate Election Referred to in These Fields       
  Takes Place. . Alexandre Goncalves Silva Raul       
  Calfat Claudia Sender Ramirez Dan Ioschpe Kevin       

 

155

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  Gregory Mcallister Marcio Elias Rosa Mauro Gentile       
  Rodrigues Da Cunha Todd Messer Freeman  Management  For  Voted - For 
2  To Resolve on the Management Accounts and on the       
  Financial Statements for the Fiscal Year Ended       
  December 31, 2022  Management  For  Voted - For 
3  To Resolve on the Allocation of Income for the       
  Fiscal Year Ended December 31, 2022, in Accordance       
  with the Managements Proposal and As Detailed in       
  the Manual for the Annual General Shareholders       
  Meeting, As Follows, Considering the Lack of Legal       
  and Statutory Profit Reserves, Management Proposes       
  That the Loss for the Fiscal Year in the Total       
  Amount of Brl953,656,213.82 be Recorded As       
  Accumulated Losses in the Company's Shareholders       
  Equity  Management  For  Voted - For 
4  Resolve on the Number of Members to Compose the       
  Board of Directors, As Proposed by the Management       
  and Detailed in the Manual for the Ordinary General       
  Shareholders Meeting, As Follows, 11 Effective       
  Members, for A Term of 2 Years, Until the 2025       
  Ordinary General Shareholders Meeting  Management  For  Voted - For 
5  Wishes to Request the Adoption of the Multiple       
  Voting Process for the Election of the Board of       
  Directors, Pursuant to Article 141 of Law No.       
  6,404,1976  Management  For  Voted - For 
6  If One of the Candidates That Composes Your Chosen       
  Slate Leaves It, Can the Votes Corresponding to       
  Your Shares Continue to be Conferred on the Same       
  Slate  Management  For  Voted - For 
7  In Case of A Cumulative Voting Process, Should the       
  Corresponding Votes to Your Shares be Equally       
  Distributed Among the Members of the Slate That       
  Youve Chosen. If the Shareholder Chooses Yes and       
  Also Indicates the Approve Answer Type for Specific       
  Candidates Among Those Listed Below, Their Votes       
  Will be Distributed Proportionally Among These       
  Candidates. If the Shareholder Chooses to Abstain       
  and the Election Occurs by the Cumulative Voting       
  Process, the Shareholders Vote Shall be Counted As       
  an Abstention in the Respective Resolution of the       
  Meeting  Management  For  Voted - For 
8  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Alexandre Goncalves Silva  Management  For  Voted - For 
9  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Raul Calfat  Management  For  Voted - For 
10  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       

 

156

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Claudia Sender Ramirez  Management  For  Voted - For 
11  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Dan Ioschpe  Management  For  Voted - For 
12  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Kevin Gregory Mcalliste  Management  For  Voted - For 
13  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Marcio Elias Rosa  Management  For  Voted - For 
14  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Mauro Gentile Rodrigues Da       
  Cunha  Management  For  Voted - For 
15  Visualization of All the Candidates That Compose       
  the Slate to Indicate the Percentage of the Votes       
  to be Attributed. the Following Field Should Only       
  be Filled in If the Shareholder Has Replied No to       
  the Previous Question: Todd Messer Freeman  Management  For  Voted - For 
16  Election of Members of the Fiscal Council by Slate.       
  Indication of Each Slate of Candidates and of All       
  the Names That are on It. Principal Member, Mario       
  Ernesto Vampre Humberg, Magali Rogeria De Moura       
  Leite, Carla Alessandra Trematore, Otavio Ladeira       
  Medeiros, Reginaldo Ferreira Alexandre Substitute       
  Member, Doris Beatriz Franca Wilhelm, Stania Lopes       
  Moraes, Guillermo Oscar Braunbeck, Adriano Pereira       
  De Paula, Adjarbas Guerra Neto  Management  For  Voted - For 
17  If One of the Candidates of the Slate Leaves It, to       
  Accommodate the Separate Election Referred to in       
  Articles 161, Paragraph 4, and 240 of Law 6404, of       
  1976, Can the Votes Corresponding to Your Shares       
  Continue to be Conferred to the Same Slate  Management  For  Voted - For 
18  To Fix A Cap for the Aggregate Annual Compensation       
  of the Company's Management, As Proposed by the       
  Management and Detailed in the Manual for the       
  Ordinary General Shareholders Meetings, in the       
  Amount of Brl 72 Million, for the Period from May       
  2023 to April 2024  Management  For  Voted - For 
19  To Establish the Compensation of the Members of the       
  Fiscal Council, As Proposed by the Management, for       
  the Period from May 2023 to April 2024, As Follows,       
  Monthly Compensation of the Chairman of the Fiscal       
  Council in the Amount of Brl 22,166.67 and the       
  Individual Amount of Brl 15,000.00 to the Other       
  Acting Members of the Fiscal Council  Management  For  Voted - For 

 

157

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ENEL CHILE SA         
Security ID: BYMLZD6         
Meeting Date: 26-Apr-23  Meeting Type: Extraordinary General Meeting     
1  Amend Article 4 Re, Corporate Purpose  Management  For  Voted - For 
2  Consolidate Bylaws    Management  For  Voted - For 
3  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
Meeting Date: 26-Apr-23  Meeting Type: Ordinary General Meeting     
1  Approve Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Allocation of Income and Dividends  Management  For  Voted - For 
3  Approve Remuneration of Directors  Management  For  Voted - For 
4  Approve Remuneration of Directors Committee and       
  Approve Their Budget    Management  For  Voted - For 
5  Present Boards Report on Expenses, Present       
  Directors Committee Report on Activities and       
  Expenses    Management  For  Voted - For 
6  Appoint Auditors    Management  For  Voted - For 
7  Elect Two Supervisory Account Inspectors and Their       
  Alternates, Approve Their Remuneration  Management  For  Voted - For 
8  Designate Risk Assessment Companies  Management  For  Voted - For 
9  Approve Investment and Financing Policy  Management  For  Voted - For 
10  Present Dividend Policy and Distribution Procedures  Management  For  Voted - For 
11  Receive Report Regarding Related Party Transactions  Management  For  Voted - For 
12  Present Report on Processing, Printing, and Mailing       
  Information Required by Chilean Law  Management  For  Voted - For 
13  Other Business    Management  Against  Voted - For 
14  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
FAR EAST HORIZON LTD         
Security ID: B52PRH3 B63DLB5 BD8NMF0 BMVNY76 BP3RPX0       
Meeting Date: 07-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr. Cao Jian As an Executive Director       
  of the Company    Management  For  Voted - For 
1.2  To Re-elect Mr. Chen Shumin As A Non-executive       
  Director of the Company  Management  For  Voted - For 
1.3  To Re-elect Ms. Wei Mengmeng As A Non-executive       
  Director of the Company  Management  For  Voted - For 
1.4  To Appoint Mr. Wong Ka Fai Jimmy As an Independent       
  Non-executive Director of the Company  Management  For  Voted - For 
2  To Receive the Audited Consolidated Financial       
  Statements and the Reports of the Directors and       
  Auditors for the Year Ended 31 December 2022  Management  For  Voted - For 
3  To Declare A Final Dividend of Hkd0.49 Per Share       
  for the Year Ended 31 December 2022  Management  For  Voted - For 

 

158

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  To Authorize the Board of Directors to Fix the       
  Remuneration of the Directors of the Company  Management  For  Voted - For 
5  To Re-appoint Ernst & Young As Auditors and to       
  Authorize the Board of Directors to Fix Their       
  Remuneration    Management  For  Voted - For 
6  To Grant A General Mandate to the Directors to Buy       
  Back Shares of the Company Not Exceeding 10% of the       
  Total Number of Issued Shares in the Share Capital       
  of the Company As at the Date of This Resolution  Management  For  Voted - For 
7  To Grant A General Mandate to the Directors to       
  Issue Additional Shares of the Company Not       
  Exceeding 20% of the Total Number of Issued Shares       
  in the Share Capital of the Company As at the Date       
  of This Resolution    Management  For  Voted - For 
8  To Extend the General Mandate Granted to the       
  Directors to Issue Additional Shares of the Company       
  by the Aggregate Number of the Shares Bought Back       
  by the Company    Management  For  Voted - For 
FERTIGLOBE PLC         
Security ID:         
Meeting Date: 29-Sep-22  Meeting Type: Annual General Meeting     
1  Authorise the Chairman of the General Assembly to       
  Appoint A Secretary to the Meeting and A Vote       
  Collector    Management  For  Voted - For 
2  Ratify the Board of Directors Resolution Regarding       
  the Distribution of A Cash Dividend of Usd 750       
  Million (equivalent to Aed 2.75 Billion, Amounting       
  to Approximately Aed 0.33 Per Share) for the First       
  Half of the Current Financial Year 2022  Management  For  Voted - For 
3  The Authorisation of the Board of Directors of the       
  Company, And/or Any Person So Authorised by the       
  Board of Directors, to Adopt Any Resolution Or Take       
  Any Action As May be Necessary to Implement the       
  Above    Management  For  Voted - For 
FUYAO GLASS INDUSTRY GROUP CO LTD       
Security ID: BD8NML6 BWGCFG4 BWSW7C2 BY2YXG4       
Meeting Date: 27-Apr-23  Meeting Type: Annual General Meeting     
1  Work Report of the Board of Directors for the Year       
  2022    Management  For  Voted - For 
2  Work Report of the Board of Supervisors for the       
  Year 2022    Management  For  Voted - For 
3  Final Financial Report for the Year 2022  Management  For  Voted - For 
4  Profit Distribution Plan for the Year 2022  Management  For  Voted - For 
5  2022 Annual Report and Summary of Annual Report  Management  For  Voted - For 
6  Resolution on the Reappointment of       
  PricewaterhouseCoopers Zhong Tian LLP (special       

 

159

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  General Partnership) As the Domestic Audit       
  Institution and Internal Control Audit Institution       
  of the Company for the Year 2023  Management  For  Voted - For 
7  Resolution on the Reappointment of       
  PricewaterhouseCoopers As the Overseas Audit       
  Institution of the Company for the Year 2023  Management  For  Voted - For 
8  Duty Report of Independent Non-executive Directors       
  for the Year 2022    Management  For  Voted - For 
9  Resolution on Maintenance of Liability Insurance by       
  the Company for Directors, Supervisors and Senior       
  Management    Management  For  Voted - For 
10  Resolution on the Issuance of Medium-term Notes  Management  For  Voted - For 
11  Resolution on the Issuance of Ultra Short-term       
  Financing Bonds by the Company  Management  For  Voted - For 
GERDAU SA         
Security ID: 2645517 7588811 B04S8M7       
Meeting Date: 17-Apr-23  Meeting Type: Annual General Meeting     
1  Do You Wish to Request the Separate Election of A       
  Member of the Board of Directors, Under the Terms       
  of Article 141, 4, II of Law 6,404 of 1976.       
  Shareholder Can Only Fill Out This Field If He Has       
  Been the Owner, Without Interruption, of the Shares       
  with Which He Or She is Voting During the Three       
  Months Immediately Prior to the Holding of the       
  General Meeting. in the Event That You Have       
  Answered No Or Abstained, Your Shares Will Not be       
  Counted for Purposes of the Request for the       
  Separate Election of A Member of the Board of       
  Directors    Management  For  Non-Voting 
2  Separate Election of the Board of Directors,       
  Preferred Shares. Indication of Members to the       
  Board of Directors by Shareholders Who Hold       
  Preferred Shares Without Voting Rights Or with       
  Restricted Voting Rights. Shareholder Can Only Fill       
  Out This Field If He Has Been the Owner, Without       
  Interruption, of the Shares with Which He Or She is       
  Voting During the Three Months Immediately Prior to       
  the Holding of the General Meeting. . Marcio       
  Hamilton Ferreira, Independent  Management  For  Non-Voting 
3  In the Event It is Found That Neither the Owners of       
  Shares with Voting Rights Nor the Owners of       
  Preferred Shares Without Voting Rights Or with       
  Restricted Voting Rights Make Up, Respectively, the       
  Quorum That is Required by Article 141, I and II, 4       
  of Law 6,404 of 1976, Do You Want Your Vote to be       
  Grouped with the Votes of the Common Shares in       
  Order to Elect, to the Board of Directors, the       
  Candidate with the Highest Number of Votes Among       
  All of Those Who, Being Listed on This Proxy Card,       
  Ran for Separate Election  Management  For  Non-Voting 

 

160

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  Separate Election of the Fiscal Council, Preferred       
  Shares. Nomination of Candidates to the Fiscal       
  Council by Preferred Shareholders Without Voting       
  Rights Or with Restricted Voting Rights. Aroldo       
  Salgado De Medeiros Filho, Marcelo Rodrigues De       
  Farias    Management  For  Non-Voting 
GRUPO BIMBO SAB DE CV         
Security ID: 2392471 B02VBK7 B2Q3NL8       
Meeting Date: 26-Apr-23  Meeting Type: Annual General Meeting     
1.1  Elect Juana Francisca De Chantal Llano Cadavid As       
  Director    Management  For  Voted - For 
1.2  Elect Lorenzo Sendra Creixell As Director  Management  For  Voted - For 
1.3  Elect Guillermo Lerdo De Tejeda Servitje As Director  Management  For  Voted - For 
1.4  Elect Juana Francisca De Chantal Llano Cadavid As       
  Member of Audit and Corporate Practices Committee  Management  For  Voted - For 
2  Approve Financial Statements and Statutory Reports  Management  For  Voted - For 
3  Approve Allocation of Income  Management  For  Voted - For 
4  Approve Dividends of Mxn 0.78 Per Share  Management  For  Voted - For 
5  Ratify Daniel Javier Servitje Montull As Board       
  Chairman and Ceo    Management  For  Voted - For 
6  Accept Resignation of Ricardo Guajardo Touche As       
  Director    Management  For  Voted - For 
7  Accept Resignation of Jorge Pedro Jaime Sendra Mata       
  As Director    Management  For  Voted - For 
8  Accept Resignation of Nicolas Mariscal Servitje As       
  Director    Management  For  Voted - For 
9  Ratify Directors, Secretary (non-member) and Deputy       
  Secretary (non-member); Approve Their Remuneration  Management  For  Voted - For 
10  Accept Resignation of Jose Ignacio Perez Lizaur As       
  Member of Audit and Corporate Practices Committee  Management  For  Voted - For 
11  Ratify Members of Audit and Corporate Practices       
  Committee; Approve Their Remuneration  Management  For  Voted - For 
12  Approve Report on Repurchase of Shares and Set       
  Aggregate Nominal Amount of Share Repurchase Reserve  Management  For  Voted - For 
13  Ratify Reduction in Share Capital and Consequently       
  Cancellation of 41.40 Million Series A Repurchased       
  Shares Held in Treasury  Management  For  Voted - For 
14  Amend Articles to Reflect Changes in Capital in       
  Previous Item 7    Management  For  Voted - For 
15  Appoint Legal Representatives  Management  For  Voted - For 
GRUPO COMERCIAL CHEDRAUI S.A.B DE C.V       
Security ID: B457NQ0 B89XN62 BGDWCJ7       
Meeting Date: 10-Apr-23  Meeting Type: Annual General Meeting     
1  Present Report on Activities and Operations       
  Undertaken by Board    Management  For  Voted - For 

 

161

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Present Report on Operations Carried Out by Audit       
  and Corporate Practices Committee  Management  For  Voted - For 
3  Approve Financial Statements, Allocation of Income       
  and Increase Legal Reserve  Management  For  Voted - For 
4  Approve Dividends of Mxn 0.93 Per Share  Management  For  Voted - For 
5  Present Report on Share Repurchase Reserve and Set       
  Maximum Amount of Share Repurchase Reserve  Management  For  Voted - For 
6  Approve Discharge of Board of Directors and Ceo  Management  For  Voted - For 
7  Ratify Alfredo Chedraui Obeso As Board Chairman  Management  For  Voted - For 
8  Ratify Jose Antonio Chedraui Obeso As Director  Management  For  Voted - For 
9  Ratify Jose Antonio Chedraui Eguia As Director  Management  For  Voted - For 
10  Ratify Agustin Irurita Perez As Director  Management  For  Voted - For 
11  Ratify Federico Carlos Fernandez Senderos As       
  Director    Management  For  Voted - For 
12  Ratify Clemente Ismael Reyes Retana Valdes As       
  Director    Management  For  Voted - For 
13  Ratify Julio Gerardo Gutierrez Mercadillo As       
  Director    Management  For  Voted - For 
14  Ratify Cecilia Goya Meade As Director  Management  For  Voted - For 
15  Ratify Francisco Jose Medina Chavez As Director  Management  For  Voted - For 
16  Ratify Jose Antonio Meade Kuribrena As Director  Management  For  Voted - For 
17  Ratify Jose Ramon Chedraui Eguia Non Member As       
  Company Secretary    Management  For  Voted - For 
18  Ratify Jose Antonio Chedraui Eguia As Ceo  Management  For  Voted - For 
19  Ratify Clemente Ismael Reyes Retana Valdes As       
  Chairman and Member of Audit and Corporate       
  Practices Committee    Management  For  Voted - For 
20  Ratify Julio Gerardo Gutierrez Mercadillo As Member       
  of Audit and Corporate Practices Committee  Management  For  Voted - For 
21  Ratify Cecilia Goya Meade As Member of Audit and       
  Corporate Practices Committee  Management  For  Voted - For 
22  Approve Remuneration of Directors and Officers  Management  For  Voted - For 
23  Authorize Board to Ratify and Execute Approved       
  Resolutions Votable    Management  For  Voted - For 
GS HOLDINGS CORP         
Security ID: B01RJV3         
Meeting Date: 29-Mar-23  Meeting Type: Annual General Meeting     
1.1  Election of Inside Director Heo Tae Su  Management  For  Voted - For 
1.2  Election of Inside Director Hong Sun Gi  Management  For  Voted - For 
1.3  Election of A Non-permanent Director Heo Yeon Su  Management  For  Voted - For 
1.4  Election of Outside Director Han Deok Cheol  Management  For  Voted - For 
1.5  Election of Audit Committee Member Who is an       
  Outside Director Han Deok Cheol  Management  For  Voted - For 
2  Approval of Financial Statements  Management  For  Voted - For 
3  Amendment of Articles on Retirement Allowance for       
  Director    Management  For  Voted - For 
4  Approval of Remuneration for Director  Management  For  Voted - For 

 

162

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
HAINAN DRINDA NEW ENERGY TECHNOLOGY CO., LTD.       
Security ID: BDG1074         
Meeting Date: 02-Feb-23  Meeting Type: Extraordinary General Meeting     
1  2023 Stock Option Incentive Plan (draft) and Its       
  Summary    Management  For  Voted - For 
2  Appraisal Management Measures for the       
  Implementation of 2023 Stock Option Incentive Plan  Management  For  Voted - For 
3  Authorization to the Board to Handle Matters       
  Regarding the 2023 Stock Option Incentive Plan  Management  For  Voted - For 
Meeting Date: 22-Feb-23  Meeting Type: Extraordinary General Meeting     
1  Demonstration Analysis Report on the Plan for the       
  Share Offering to Specific Parties  Management  For  Voted - For 
2  Shareholder Return Plan for the Next Three Years       
  from 2023 to 2025    Management  For  Voted - For 
3  Authorization to the Board to Handle Matters       
  Regarding the Share Offering to Specific Parties  Management  For  Voted - For 
Meeting Date: 20-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Application for Comprehensive Credit Line to       
  Financial Institutions by the Company and       
  Subsidiaries    Management  For  Voted - For 
2  Provision of Estimated Guarantee Quota for       
  Subsidiaries    Management  For  Voted - For 
3  Capital Increase in A Company  Management  For  Voted - For 
Meeting Date: 06-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Annual Report and Its Summary  Management  For  Voted - For 
5  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny6.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):4.000000       
  3) Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
HANA FINANCIAL GROUP INC       
Security ID: B0RNRF5         
Meeting Date: 24-Mar-23  Meeting Type: Annual General Meeting     
1.1  Election of Outside Director: Gim Hong Jin  Management  For  Voted - For 
1.2  Election of Outside Director: Heo Yun  Management  For  Voted - For 

 

163

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.3  Election of Outside Director: I Jeong Won  Management  For  Voted - For 
1.4  Election of Outside Director: Bak Dong Mun  Management  For  Voted - For 
1.5  Election of Outside Director: I Gang Won  Management  For  Voted - For 
1.6  Election of Outside Director: Won Suk Yeon  Management  For  Voted - For 
1.7  Election of Outside Director: I Jun Seo  Management  For  Voted - For 
1.8  Election of A Non-permanent Director: I Seung Yeol  Management  For  Voted - For 
1.9  Election of Outside Director Who is an Audit       
  Committee Member: Yang Dong Hun  Management  For  Voted - For 
1.10  Election of Audit Committee Member Who is an       
  Outside Director: Heo Yun  Management  For  Voted - For 
1.11  Election of Audit Committee Member Who is an       
  Outside Director: Won Suk Yeon  Management  For  Voted - For 
1.12  Election of Audit Committee Member Who is an       
  Outside Director: I Jun Seo  Management  For  Voted - For 
2  Approval of Financial Statements  Management  For  Voted - For 
3  Amendment of Articles of Incorporation  Management  For  Voted - Against 
4  Approval of Remuneration for Director  Management  For  Voted - For 
HANGZHOU BINJIANG REAL ESTATE GROUP CO LTD       
Security ID: B2RHJG6 BD5CHG6       
Meeting Date: 28-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Authorization to the Board to Approve the Guarantee       
  Quota to Controlled Subsidiaries  Management  For  Voted - For 
2  Provision of Guarantee for Joint Stock Companies  Management  For  Voted - For 
HD HYUNDAI CO. LTD.         
Security ID: BD4HFT1         
Meeting Date: 28-Mar-23  Meeting Type: Annual General Meeting     
1.1  Election of Inside Director Gwon O Gap  Management  For  Voted - For 
1.2  Election of Outside Director Jang Gyeong Jun  Management  For  Voted - For 
1.3  Election of Audit Committee Member Jang Gyeong Jun  Management  For  Voted - For 
2  Approval of Financial Statements  Management  For  Voted - For 
3  Amendment of Articles of Incorporation  Management  For  Voted - Against 
4  Approval of Remuneration for Director  Management  For  Voted - For 
HINDUSTAN AERONAUTICS LTD       
Security ID: BFLVFD4         
Meeting Date: 29-Aug-22  Meeting Type: Annual General Meeting     
1.1  To Appoint A Director in Place of Shri Alok Verma,       
  (din 08652280) Who Retires by Rotation and Being       
  Eligible, Offers Himself for Re-appointment  Management  For  Voted - For 
1.2  To Appoint A Director in Place of Shri Chandraker       
  Bharti (din 02599261) Who Retires by Rotation and       
  Being Eligible, Offers Himself for Re-appointment  Management  For  Voted - For 

 

164

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  To Receive, Consider and Adopt the Audited       
  Financial Statements (including Audited       
  Consolidated Financial Statements) for the       
  Financial Year Ended 31st March, 2022 and the       
  Reports of the Board of Directors and Auditors       
  Thereon and Comments of the Comptroller & Auditor       
  General of India  Management  For  Voted - For 
3  To Confirm Payment of Interim Dividend of Inr 40/-       
  Per Equity Share and to Declare A Final Dividend on       
  Equity Shares for the Financial Year 2021-22  Management  For  Voted - For 
4  To Fix Remuneration of Statutory Auditors for the       
  Financial Year 2022-23  Management  For  Voted - For 
5  Resolved That Pursuant to the Provisions of Section       
  148(3) of the Companies Act, 2013 Read with Rule 14       
  of Companies (audit and Auditors) Rules, 2014 and       
  Other Applicable Provisions of the Companies Act,       
  2013, the Remuneration of Inr 2,50,000/- (rupees       
  Two Lakhs and Fifty Thousand Only) Excluding       
  Applicable Tax Payable to M/s Gnv & Associates,       
  Cost Accountants, Bengaluru, for Conducting Cost       
  Audit of the Company for the Financial Year       
  2022-23, As Approved by the Board of Directors of       
  the Company, be and is Hereby Ratified  Management  For  Voted - For 
6  Resolved That Pursuant to the Provisions of Section       
  149, 150, 152 and Other Applicable Provisions, If       
  Any, of the Companies Act, 2013, and the Rules Made       
  Thereunder and Regulation 17(1c) & Regulation       
  25(2a) of the Sebi (lodr) Regulations, 2015 As       
  Amended, Dr. Divya Gupta, (din 00236773), Who Was       
  Appointed As A Part-time Non-official (independent)       
  Woman Director of the Company with Effect from 28th       
  December, 2021 by the Board of Directors Pursuant       
  to the Letter F. No. 49016/02/2021-d(hal-iii) Dated       
  28th December, 2021 of the Ddp, Mod, be and is       
  Hereby Appointed As Part- Time Non-official       
  (independent) Woman Director of the Company, Not       
  Liable to Retire by Rotation, on the Same Terms &       
  Conditions As Determined by the Govt. of India  Management  For  Voted - For 
7  Resolved That Pursuant to the Provisions of Section       
  149, 150, 152 and Other Applicable Provisions, If       
  Any, of the Companies Act, 2013, and the Rules Made       
  Thereunder and Regulation 17(1c) & Regulation       
  25(2a) of the Sebi (lodr) Regulations, 2015 As       
  Amended, Shri Deepak Abasaheb Shinde, (din       
  00288460), Who Was Appointed As A Part-time       
  Non-official (independent) Director of the Company       
  with Effect from 28th April, 2022 by the Board of       
  Directors Pursuant to the Letter F. No.       
  8(23)/2021-d(coord/ddp) Dated 28th April, 2022 of       
  the Ddp, Mod, be and is Hereby Appointed As       
  Part-time Non-official (independent) Director of       
  the Company, Not Liable to Retire by Rotation, on       
  the Same Terms & Conditions As Determined by the       
  Govt. of India  Management  For  Voted - For 
8  Resolved That Pursuant to the Provisions of Section       
  152, 160 and Other Applicable Provisions, If Any,       

 

165

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  of the Companies Act, 2013, and the Rules Made       
  Thereunder and Regulation 17(1c) of Sebi (lodr)       
  Regulations, 2015 As Amended, Shri Jayadeva E.p.       
  (din 06761333) Who Was Appointed As an Additional       
  Director and Designated As Director (operations) of       
  the Company by the Board of Directors with Effect       
  from 10th June, 2022 As Per the Govt. of India, Mod       
  Letter F. No. 49013/01/2021-d (hal-iii) Dated 10th       
  June, 2022 and Who Holds Office Until the Date of       
  Ensuing Annual General Meeting in Terms of Section       
  161 of the Companies Act, 2013, and in Respect of       
  Whom the Company Has Received A Notice in Writing       
  from Him Under Section 160 of the Companies Act,       
  2013 Signifying His Intention to Appoint Him As A       
  Director, be and is Hereby Appointed As Director       
  (operations) of the Company on Terms and Conditions       
  As Stipulated by the Government of India  Management  For  Voted - For 
Meeting Date: 07-Dec-22  Meeting Type: Other Meeting       
1  Appointment of Shri Rajeev Prakash (din: 08590061)       
  As Government Nominee Director of the Company  Management  For  Voted - For 
2  Appointment of Dr. D K Sunil (din: 09639264) As       
  Whole Time Director Designated As Director       
  (engineering and R&d) of the Company  Management  For  Voted - For 
HYUNDAI GLOVIS CO LTD         
Security ID: B0V3XR5         
Meeting Date: 26-Jan-23  Meeting Type: Extraordinary General Meeting     
1.1  Election of Inside Director: I Gyu Bok  Management  For  Voted - For 
Meeting Date: 29-Mar-23  Meeting Type: Annual General Meeting     
1.1  Election of Inside Director: Yu Byeong Gak  Management  For  Voted - For 
1.2  Election of Outside Director: Han Seung Hui  Management  For  Voted - For 
1.3  Election of Audit Committee Member: Han Seung Hui  Management  For  Voted - For 
2  Approval of Financial Statements  Management  For  Voted - For 
3  Amendment of Articles of Incorporation (business       
  Activity) Article No 2    Management  For  Voted - Against 
4  Amendment of Articles of Incorporation (dividends)       
  Article No 44    Management  For  Voted - Against 
5  Approval of Remuneration for Director  Management  For  Voted - For 
HYUNDAI MOBIS         
Security ID: 6449544         
Meeting Date: 22-Mar-23  Meeting Type: Annual General Meeting     
1.1  Election of Outside Director Jang Yeong U  Management  For  Voted - For 
1.2  Election of Outside Director James Woo Kim  Management  For  Voted - For 

 

166

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.3  Election of Inside Director Jeong Ui Seon  Management  For  Voted - For 
1.4  Election of Audit Committee Member Jang Yeong U  Management  For  Voted - For 
1.5  Election of Audit Committee Member James Woo Kim  Management  For  Voted - For 
2  Approval of Financial Statements  Management  For  Voted - For 
3  Approval of Statement of Appropriation of Retained       
  Earnings    Management  For  Voted - For 
4  Approval of Remuneration for Director  Management  For  Voted - For 
5  Amendment of Articles of Incorporation  Management  For  Voted - Against 
INTERNATIONAL ALLIANCE FINANCIAL LEASING CO., LTD.       
Security ID: BJQQJ63         
Meeting Date: 14-Feb-23  Meeting Type: Extraordinary General Meeting     
1  Subject to and Conditional Upon the Approval of the       
  Registrar of Companies in the Cayman Islands Having       
  Been Obtained by Way of Issue of A Certificate of       
  Incorporation on Change of Name, the Existing       
  English Name of the Company be Changed from       
  ''international Alliance Financial Leasing Co.,       
  Ltd.'' to ''alliance International Education       
  Leasing Holdings Limited'' and the Existing Dual       
  Foreign Name in Chinese of the Company be Changed       
  from (as Specified) to (as Specified) (the       
  ''proposed Change of Company Name'') with Effect       
  from the Date of the Certificate of Incorporation       
  on Change of Name Issued by the Registrar of       
  Companies in the Cayman Islands  Management  For  Voted - Against 
2  Each of the Directors of the Company be and is       
  Hereby Authorised to Do All Such Further Acts and       
  Things, Negotiate, Approve, Agree, Sign, Initial,       
  Ratify And/or Execute Such Further Documents and       
  Take All Steps Which May be in Their Opinion       
  Necessary, Desirable Or Expedient to Implement       
  And/or Give Effect to the Proposed Change of       
  Company Name and to Attend to Any Necessary       
  Registration And/or Filing for and on Behalf of the       
  Company    Management  For  Voted - Against 
3  Subject to the Proposed Change of Company Name       
  Becoming Effective, the Proposed Amendments to the       
  Amended and Restated Memorandum and Articles of       
  Association of the Company Currently in Force (the       
  ''proposed Amendments''), Details of Which are Set       
  Out in Appendix I to the Circular of the Company       
  Dated 27 January 2023, be and are Hereby Approved  Management  For  Voted - Against 
4  Subject to the Proposed Change of Company Name       
  Becoming Effective, the Second Amended and Restated       
  Memorandum and Articles of Association of the       
  Company (incorporating All of the Proposed       
  Amendments) (the ''new M&a''), Copies of Which Have       
  Been Produced to the Egm and Marked As ''a'' and       
  Initialed by the Chairman of the Egm for       
  Identification Purpose, be and are Hereby Approved       
  and Adopted As the New M&a in Substitution For, and       

 

167

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  to the Exclusion Of, the Existing Amended and       
  Restated Memorandum and Articles of Association of       
  the Company with Effect from the Date That the       
  Proposed Change of Company Name Becoming Effective  Management  For  Voted - Against 
5  Each of the Directors of the Company be and is       
  Hereby Authorised to Do All Such Further Acts and       
  Things, Negotiate, Approve, Agree, Sign, Initial,       
  Ratify And/or Execute Such Further Documents and       
  Take All Steps Which May be in Their Opinion       
  Necessary, Desirable Or Expedient to Implement       
  And/or Give Effect to the Proposed Amendments and       
  the Adoption of the New M&a and to Attend to Any       
  Necessary Registration And/or Filing for and on       
  Behalf of the Company  Management  For  Voted - Against 
INTERNATIONAL HOLDING COMPANY PJSC       
Security ID: B1K9VV1         
Meeting Date: 09-Nov-22  Meeting Type: Annual General Meeting     
1  Approve the Entry of Infinity Wave Holding Llc As A       
  Strategic Shareholder in the Company Pursuant       
  Obtaining Approval of Securities and Commodities       
  Authority    Management  For  Voted - Abstain 
2  Approve Acquisition of Infinity Wave Holding Llc       
  Shares in Alpha Dhabi Holding Pjsc, Multiply Group       
  Pjsc and Al Seer Marine Supplies and Equipment Co       
  Pjsc in Exchange of Issuance of Shares in the       
  Company    Management  For  Voted - Abstain 
3  Approve Increase in Share Capital to be Allocated       
  to Infinity Wave Holding Llc in Connection to the       
  Acquisition    Management  For  Voted - Abstain 
4  Amend Article 7 of Bylaws to Reflect Changes in       
  Capital    Management  For  Voted - Against 
5  Amend Company's Articles of Association According       
  to Commercial Companies Law  Management  For  Voted - Against 
6  Authorize Board Or Any Authorized Person by the       
  Board to Ratify and Execute Approved Resolutions  Management  For  Voted - Against 
Meeting Date: 19-Apr-23  Meeting Type: Annual General Meeting     
1.1  Elect the Members of the Board of Director: H.h.       
  Shk Tahnoon Bin Zayed Al Nahyan, Independent, Non       
  Executive    Management  For  Voted - For 
1.2  Elect the Members of the Board of Director: Dr.       
  Mohamed Somar Nassouh Ajalyaqin, Independent, Non       
  Executive    Management  For  Voted - For 
1.3  Elect the Members of the Board of Director: Mr.       
  Syed Basar Shueb Syed Shueb, Executive Member  Management  For  Voted - For 
1.4  Elect the Members of the Board of Director: Ms.       
  Sofia Abdullatif Lasky, Independent, Non Executive  Management  For  Voted - For 

 

168

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect the Members of the Board of Director: Mr.       
  Mohammed Nasser Saif Howaiden Al Shamsi,       
  Independent, Non Executive  Management  For  Voted - For 
1.6  Elect the Members of the Board of Director: Ms.       
  Lulwa Ali Mohammed Omar Alaidarous, Independent,       
  Non Executive    Management  For  Voted - For 
2  Authorizing the Chairman of the Gm to Appoint the       
  Meeting Secretary and the Vote Collector  Management  For  Voted - For 
3  Review and Approve of the Board of Directors Annual       
  Report for the Financial Year Ending on 31 Dec 2022  Management  For  Voted - For 
4  Review and Approve of the External Auditors Report       
  on the Financial Position of the Company for the       
  Financial Year Ending on 31 Dec 2022  Management  For  Voted - For 
5  Review and Approve of the Balance Sheet and Profit       
  and Loss and Financial Statements for the Financial       
  Year Ending on 31 Dec 2022  Management  For  Voted - For 
6  Review and Approve of the Board of Directors       
  Recommendation Not to Distribute Dividends to       
  Shareholders for the Financial Year Ending on 31       
  Dec 2022 Based on the Justifications to be       
  Explained by the Board to the Shareholders  Management  For  Voted - For 
7  Review of the Boards Recommendation for       
  Nonallocation of Remuneration for the Members of       
  the Board of Directors for the Financial Year 2022  Management  For  Voted - For 
8  Discharge of the Members of the Board of Directors       
  from Liability for the Performance of Their Duties       
  for the Year Ending on 31 Dec 2022  Management  For  Voted - For 
9  Discharge of External Auditors from Liability for       
  the Financial Year Ending on 31 Dec 2022 Or Remove       
  Them and File A Liability Action Against Them, As       
  the Case May Be    Management  For  Voted - For 
10  Appointment of the External Auditors of the Company       
  for the Financial Year That Will End on 31 Dec 2023       
  and Determine Their Fees  Management  For  Voted - For 
11  Approve the Proposal to Transfer an Amount of Aed       
  127,639,365,649 from Share Premium to Merger,       
  Acquisition and Other Reserves and the Transfer of       
  Aed 23,549,461,055 from Share Premium to Retained       
  Earnings, and Authorize the Board of Directors, Or       
  Any Person Authorized by the Board of Directors, to       
  Take Any Decision in the Name of the Company and to       
  Take Any Action That May be Necessary to Implement       
  Any of the Aforementioned Resolution, Which are       
  Subject in All Cases to Obtaining the Necessary       
  Approvals from the Relevant Regulatory Authorities  Management  For  Voted - For 
INVENTEC CORPORATION         
Security ID: 6459930         
Meeting Date: 13-Jun-23  Meeting Type: Annual General Meeting     
1.1  The Election of the Director.:cho Tom       
  Hwar,shareholder No.00000157  Management  For  Voted - For 

 

169

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.2  The Election of the Director.:yeh Kuo I,shareholder       
  No.00000001    Management  For  Voted - For 
1.3  The Election of the Director.:wen Shih       
  Chih,shareholder No.00000026  Management  For  Voted - For 
1.4  The Election of the Director.:lee Tsu       
  Chin,shareholder No.00000009  Management  For  Voted - For 
1.5  The Election of the Director.:chang Ching       
  Sung,shareholder No.00000037  Management  For  Voted - For 
1.6  The Election of the Director.:yeh Li       
  Cheng,shareholder No.00000327  Management  For  Voted - For 
1.7  The Election of the Independent Director.:chang       
  Chang Pang,shareholder No.n102640xxx  Management  For  Voted - For 
1.8  The Election of the Independent Director.:chen Ruey       
  Long,shareholder No.q100765xxx  Management  For  Voted - For 
1.9  The Election of the Independent Director.:wea Chi       
  Lin,shareholder No.j100196xxx  Management  For  Voted - For 
2  Ratification of the 2022 Business Report and       
  Financial Statements.    Management  For  Voted - For 
3  Adoption of the Proposal for Distribution of 2022       
  Profits. Proposed Cash Dividend Twd 1.5 Per Share.  Management  For  Voted - For 
4  Proposal of Release the Prohibition on Directors       
  and Their Representatives from Participation in       
  Competitive Business.    Management  For  Voted - For 
INVESTEC LIMITED         
Security ID: B17BBR6 B1DJTS1 B1DJTW5 B1DLQQ4       
Meeting Date: 04-Aug-22  Meeting Type: Annual General Meeting     
1.1  To Re-elect Henrietta Caroline Baldock As A       
  Director of Investec PLC and Investec Limited  Management  For  Non-Voting 
1.2  To Re-elect Zarina Bibi Mahomed Bassa As A Director       
  of Investec PLC and Investec Limited  Management  For  Non-Voting 
1.3  To Re-elect Philip Alan Hourquebie As A Director of       
  Investec PLC and Investec Limited  Management  For  Non-Voting 
1.4  To Re-elect Stephen Koseff As A Director of       
  Investec PLC and Investec Limited  Management  For  Non-Voting 
1.5  To Re-elect Nicola Newton-king As A Director of       
  Investec PLC and Investec Limited  Management  For  Non-Voting 
1.6  To Re-elect Jasandra Nyker As A Director of       
  Investec PLC and Investec Limited  Management  For  Non-Voting 
1.7  To Re-elect Nishlan Andre Samujhi As A Director of       
  Investec PLC and Investec Limited  Management  For  Non-Voting 
1.8  To Re-elect Khumo Lesego Shuenyane As A Director of       
  Investec PLC and Investec Limited  Management  For  Non-Voting 
1.9  To Elect Philisiwe Gugulethu Sibiya As A Director       
  of Investec PLC and Investec Limited  Management  For  Non-Voting 
1.10  To Re-elect Brian David Stevenson As A Director of       
  Investec PLC and Investec Limited  Management  For  Non-Voting 
1.11  To Re-elect Fani Titi As A Director of Investec PLC       
  and Investec Limited    Management  For  Non-Voting 

 

170

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.12  To Re-elect Richard John Wainright As A Director of       
  Investec PLC and Investec Limited  Management  For  Non-Voting 
1.13  To Re-elect James Kieran Colum Whelan As A Director       
  of Investec PLC and Investec Limited  Management  For  Non-Voting 
1.14  To Elect Vanessa Olver As A Director of Investec       
  PLC and Investec Limited  Management  For  Non-Voting 
2  To Approve the Dual Listed Companies' (dlc)       
  Directors' Remuneration Report, Including the       
  Implementation Report, (other Than the Part       
  Containing the Directors' Remuneration Policy) for       
  the Year Ended 31 March 2022  Management  For  Non-Voting 
3  To Approve an Amendment to the Dlc Directors'       
  Remuneration Policy  Management  For  Non-Voting 
4  To Approve the Dlc Directors' Remuneration Policy  Management  For  Non-Voting 
5  Authority to Take Action in Respect of the       
  Resolutions  Management  For  Non-Voting 
6  To Sanction the Interim Dividend Paid by Investec       
  Limited on the Ordinary Shares in Investec Limited       
  for the Six-month Period Ended 30 September 2021  Management  For  Non-Voting 
7  To Sanction the Interim Dividend Paid on the Sa Das       
  Share in Investec Limited for the Six- Month Period       
  Ended 30 September 2021  Management  For  Non-Voting 
8  To Declare A Final Dividend on the Ordinary Shares       
  and the Dividend Access (south African Resident)       
  Redeemable Preference Share (sa Das Share) in       
  Investec Limited for the Year Ended 31 March 2022  Management  For  Non-Voting 
9  To Re-appoint Ernst & Young Inc. As Joint Auditors       
  of Investec Limited  Management  For  Non-Voting 
10  To Re-appoint KPMG Inc. As Joint Auditors of       
  Investec Limited  Management  For  Non-Voting 
11  To Appoint Pwc Inc. in A Shadow Capacity  Management  For  Non-Voting 
12  Directors' Authority to Issue the Unissued Variable       
  Rate, Redeemable, Cumulative Preference Shares; the       
  Unissued Non-redeemable, Non-cumulative,       
  Non-participating Preference Shares (perpetual       
  Preference Shares); the Unissued Non-redeemable,       
  Non-cumulative, Non-participating Preference Shares       
  (non-redeemable Programme Preference Shares); and       
  the Redeemable, Non-participating Preference Shares       
  (redeemable Programme Preference Shares)  Management  For  Non-Voting 
13  Directors' Authority to Issue the Unissued Special       
  Convertible Redeemable Preference Shares  Management  For  Non-Voting 
14  Directors' Authority to Acquire Ordinary Shares  Management  For  Non-Voting 
15  Directors' Authority to Acquire Any Redeemable,       
  Nonparticipating Preference Shares and       
  Non-redeemable, Non-cumulative, Nonparticipating       
  Preference Shares  Management  For  Non-Voting 
16  Financial Assistance  Management  For  Non-Voting 
17  Non-executive Directors' Remuneration  Management  For  Non-Voting 
18  Amendment to the Investec Limited Memorandum of       
  Incorporation  Management  For  Non-Voting 
19  To Receive the Consolidated Audited Financial       
  Statements of Investec PLC for the Year Ended 31       

 

171

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  March 2022, Together with the Reports of the       
  Directors and the Auditors  Management  For  Non-Voting 
20  To Sanction the Interim Dividend Paid by Investec       
  PLC on the Ordinary Shares in Investec for the       
  Six-month Period Ended 30 September 2021  Management  For  Non-Voting 
21  To Declare A Final Dividend on the Ordinary Shares       
  in Investec PLC for the Year Ended 31 March 2022  Management  For  Non-Voting 
22  To Re-appoint Ernst & Young LLP As Auditors of       
  Investec PLC    Management  For  Non-Voting 
23  To Authorise the Investec PLC Audit Committee to       
  Set the Remuneration of the Company's Auditors  Management  For  Non-Voting 
24  Political Donations    Management  For  Non-Voting 
25  Directors' Authority to Allot Shares and Other       
  Securities    Management  For  Non-Voting 
26  Directors' Authority to Purchase Ordinary Shares  Management  For  Non-Voting 
27  Directors' Authority to Purchase Preference Shares  Management  For  Non-Voting 
ITC LTD         
Security ID: B0JGGP5         
Meeting Date: 15-Mar-23  Meeting Type: Other Meeting       
1  Resolved That, in Accordance with the Provisions of       
  Regulation 23 of the Securities and Exchange Board       
  of India (listing Obligations and Disclosure       
  Requirements) Regulations, 2015 ('listing       
  Regulations'), Consent be and is Hereby Accorded to       
  the Company for Entering Into and / Or Continuing       
  to Enter Into Contracts / Arrangements /       
  Transactions with Britishamerican Tobacco (glp)       
  Limited, United Kingdom ('bat Glp'), A Related       
  Party in Terms of Regulation 2(1)(zb) of the       
  Listing Regulations, for Sale of Unmanufactured       
  Tobacco of Indian Origin (including Storage /       
  Holding Charges Etc.) and Purchase of       
  Unmanufactured Tobacco of International Origins, As       
  Set Out in the Explanatory Statement Annexed to the       
  Notice and on Such Terms and Conditions As May be       
  Mutually Agreed Between the Parties, Such That the       
  Maximum Value of the Contracts / Arrangements /       
  Transactions with Bat Glp, in the Aggregate, Does       
  Not Exceed Inr 2,350 Crores (rupees Two Thousand       
  Three Hundred and Fifty Crores Only) During the       
  Financial Year 2023-24. Resolved Further That the       
  Board of Directors of the Company ('the Board',       
  Which Term Shall be Deemed to Include the Audit       
  Committee) be and is Hereby Authorised to Perform       
  and Execute All Such Acts, Deeds, Matters and       
  Things, Including Delegation of All Or Any of the       
  Powers Conferred Herein, As May be Deemed       
  Necessary, Proper Or Expedient to Give Effect to       
  This Resolution and for the Matters Connected       
  Therewith Or Incidental Thereto, and Also to Settle       
  Any Issue, Question, Difficulty Or Doubt That May       

 

172

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Arise in This Regard As the Board in Its Absolute       
  Discretion May Deem Fit Or Desirable, Subject to       
  Compliance with the Applicable Laws and       
  Regulations, Without the Board Being Required to       
  Seek Any Further Consent / Approval of the Members  Management  For  Voted - For 
2  Resolved That, in Accordance with the Provisions of       
  Section 152 of the Companies Act, 2013, Mr. Peter       
  Rajatilakan Chittaranjan (din: 09773278) be and is       
  Hereby Appointed As A Director of the Company,       
  Liable to Retire by Rotation, for A Period of Three       
  Years with Effect from 15th March, 2023, Or Till       
  Such Earlier Date Upon Withdrawal by the       
  Recommending Institution Or to Conform with the       
  Policy on Retirement and As May be Determined by       
  the Board of Directors of the Company and / Or by       
  Any Applicable Statutes, Rules, Regulations Or       
  Guidelines    Management  For  Voted - For 
JIANGSU GOODWE POWER SUPPLY TECHNOLOGY CO., LTD.       
Security ID: BMHZYQ5 BP91NV0       
Meeting Date: 17-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Work Report of Independent Directors  Management  For  Voted - For 
5  2022 Annual Accounts    Management  For  Voted - For 
6  2023 Remuneration Plan for Directors and Senior       
  Management    Management  For  Voted - For 
7  2022 Remuneration Plan for Supervisors  Management  For  Voted - For 
8  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny16.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):4.000000    Management  For  Voted - For 
9  2023 Estimated Application for Comprehensive Credit       
  Line to Financial Institutions by the Company and       
  Its Subsidiaries    Management  For  Voted - For 
10  Provision of Guarantee for the Financing of       
  Subsidiaries by Controlled Subsidiaries  Management  For  Voted - For 
Meeting Date: 27-Jun-23  Meeting Type: Extraordinary General Meeting     
1.1  By-election of Independent Director: Mao Xiaoying  Management  For  Voted - For 
2  Change of the Registered Capital of the Company and       
  Business Scope, Amendments to the Articles of       
  Association of the Company and Handling of the       
  Industrial and Commercial Registration Amendment  Management  For  Voted - Against 

 

173

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
JIANGSU PACIFIC QUARTZ CO LTD       
Security ID: BMC2K96 BRK9WM1       
Meeting Date: 11-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Work Report of Independent Directors  Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny8.75000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  2022 Annual Report and Its Summary  Management  For  Voted - For 
7  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
8  Settlement of Some Projects Financed with Raised       
  Funds from Convertible Bond Issuance and       
  Permanently Supplementing the Working Capital with       
  the Surplus Funds    Management  For  Voted - For 
9  Amendments to the Articles of Association of the       
  Company    Management  For  Voted - Against 
10  Amendments to the Rules of Procedure Governing       
  Shareholders' General Meetings  Management  For  Voted - For 
11  Amendments to the Rules of Procedure Governing the       
  Board Meetings    Management  For  Voted - For 
12  Amendments to the Rules of Procedure Governing       
  Meetings of the Supervisory Committee  Management  For  Voted - For 
13  Amendments to the Connected Transactions System  Management  For  Voted - For 
14  Amendments to the External Guarantee System  Management  For  Voted - For 
15  Amendments to the System for Independent Directors  Management  For  Voted - For 
Meeting Date: 08-May-23  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for Issuance of       
  Convertible Corporate Bonds to Non-specific Parties  Management  For  Voted - For 
2  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Type of Securities to be       
  Issued    Management  For  Voted - For 
3  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Issuing Volume  Management  For  Voted - For 
4  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Par Value and Issue Price  Management  For  Voted - For 
5  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Bond Duration  Management  For  Voted - For 
6  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Interest Rate of the Bonds  Management  For  Voted - For 
7  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Time Limit and Method for       
  Paying the Principal and Interest  Management  For  Voted - For 

 

174

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Debt-to-equity Conversion       
  Period  Management  For  Voted - For 
9  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Determination of and       
  Adjustment to the Conversion Price  Management  For  Voted - For 
10  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Provisions on Downward       
  Adjustment of the Conversion Price  Management  For  Voted - For 
11  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Determining Method for the       
  Number of Converted Shares  Management  For  Voted - For 
12  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Redemption Clauses  Management  For  Voted - For 
13  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Resale Clauses  Management  For  Voted - For 
14  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Attribution of Related       
  Dividends for Conversion Years  Management  For  Voted - For 
15  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Issuing Targets and Method  Management  For  Voted - For 
16  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Arrangement for Placing to       
  Original Shareholders  Management  For  Voted - For 
17  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Matters Regarding the       
  Meetings of Bondholders  Management  For  Voted - For 
18  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Purpose of the Raised Funds  Management  For  Voted - For 
19  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Guarantee Matters  Management  For  Voted - For 
20  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Rating Matters  Management  For  Voted - For 
21  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Management and Deposit of       
  Raised Funds  Management  For  Voted - For 
22  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: Liabilities for Breach of       
  Contract  Management  For  Voted - For 
23  Plan for Issuance of Convertible Corporate Bonds to       
  Non-specific Parties: the Valid Period of the       
  Resolution  Management  For  Voted - For 
24  Preplan for Issuance of Convertible Corporate Bonds       
  to Non-specific Parties  Management  For  Voted - For 
25  Demonstration Analysis Report on the Plan for       
  Issuance of Convertible Corporate Bonds to       
  Non-specific Parties  Management  For  Voted - For 
26  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the Issuance of Convertible       
  Corporate Bonds to Non-specific Parties  Management  For  Voted - For 
27  Report on the Use of Previously-raised Funds  Management  For  Voted - For 
28  Diluted Immediate Return After the Issuance of       
  Convertible Corporate Bonds to Non-specific       

 

175

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Parties, Filling Measures and Commitments of       
  Relevant Parties    Management  For  Voted - For 
29  Rules Governing the Meetings of Bondholders' of the       
  Company's Convertible Bonds  Management  For  Voted - For 
30  Shareholder Return Plan for the Next Three Years       
  from 2023 to 2025    Management  For  Voted - For 
31  Full Authorization to the Board and Its Authorized       
  Persons to Handle Matters Regarding the Public       
  Issuance of Convertible Corporate Bonds to Specific       
  Parties    Management  For  Voted - For 
JIANGSU PACIFIC QUARTZ CO LTD       
Security ID: BRK9WM1         
Meeting Date: 16-Feb-23  Meeting Type: Extraordinary General Meeting     
1  The 4th Phase Employee Stock Ownership Plan (draft)       
  and Its Summary    Management  For  Voted - For 
2  Management Measures for the 4th Phase Employee       
  Stock Ownership Plan    Management  For  Voted - For 
3  Full Authorization to the Board to Handle Matters       
  Regarding the 4th Phase Employee Stock Ownership       
  Plan    Management  For  Voted - For 
JIANGSU YANGNONG CHEMICAL CO LTD       
Security ID: 6546069 BP3RGP9       
Meeting Date: 17-Oct-22  Meeting Type: Extraordinary General Meeting     
1  Appointment of 2022 Audit Firm  Management  For  Non-Voting 
JIANGXI COPPER CO LTD         
Security ID: 6000305 B014W93 B15DXT0 BD8NDR9 BP3RVW1       
Meeting Date: 09-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Consider and Approve the Appointment of Mr. Li       
  Si As A Supervisor of the Company (the Supervisor)       
  to Hold Office from the Date on Which This       
  Resolution is Passed Until the Expiration of the       
  Term of the Ninth Session of the Supervisory       
  Committee and to Authorise the Board to Determine       
  His Remuneration and Any One Executive Director to       
  Enter Into the Service Contract Or Letter of       
  Appointment on Behalf of the Company with Mr. Li Si       
  on and Subject to Such Terms and Conditions As the       
  Board Shall Think Fit and to Do All Such Acts and       
  Things Necessary to Give Effect to the Foregoing  Management  For  Non-Voting 
2  To Consider and Approve the Proposed Issuance of       
  Corporate Bonds in the Prc by the Company, and to       
  Authorise the Board (the Board) of Directors (the       
  Director(s)) of the Company and the Directors       

 

176

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Working Group As Authorised by the Board to Decide,       
  Handle and Deal with the Relevant Matters (details       
  of This Resolution Were Set Out in the Notice of       
  Agm Dated 29 April 2023)  Management  For  Non-Voting 
3  To Consider and Approve the Report of the Board for       
  the Year of 2022    Management  For  Non-Voting 
4  To Consider and Approve the Report of the       
  Supervisory Committee of the Company (the       
  Supervisory Committee) for the Year of 2022  Management  For  Non-Voting 
5  To Consider and Approve the Audited Financial       
  Report and the Annual Report and Its Summary of the       
  Company for the Year of 2022  Management  For  Non-Voting 
6  To Consider and Approve the Proposal for       
  Distribution of Profit of the Company for the Year       
  of 2022    Management  For  Non-Voting 
KINGNET NETWORK CO LTD         
Security ID: B3QMCM6 BD5CC27       
Meeting Date: 25-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Report and Its Summary  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny0.00000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):none    Management  For  Voted - For 
6  Reappointment of 2023 Audit Firm  Management  For  Voted - For 
7  Adjustment of the Second Phase Employee Stock       
  Ownership Plan (draft) and Its Summary and the       
  Management Measures for the Plan  Management  For  Voted - For 
8  Adjustment of the Third Phase Employee Stock       
  Ownership Plan (draft) and Its Summary and the       
  Management Measures for the Plan  Management  For  Voted - For 
9  Adjustment of 2022 Stock Option Incentive Plan       
  (draft) and Its Summary and the Appraisal       
  Management Measures for the Implementation of the       
  Plan    Management  For  Voted - For 
KINGSOFT CORPORATION LTD       
Security ID: B27WRM3 B28CVM0 B4X6GF9 BD8NMV6 BP3RW28       
Meeting Date: 24-May-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Director and Authorize the Board of       
  Director of the Company to Fix the Directors'       
  Remuneration: to Re-elect Mr. Jun Lei As the       
  Non-executive Director of the Company  Management  For  Voted - For 

 

177

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.2  To Re-elect Director and Authorize the Board of       
  Director of the Company to Fix the Directors'       
  Remuneration: to Re-elect Mr. Leiwen Yao As the       
  Non-executive Director of the Company  Management  For  Voted - For 
1.3  To Re-elect Director and Authorize the Board of       
  Director of the Company to Fix the Directors'       
  Remuneration: to Re-elect Mr. Shun Tak Wong As the       
  Independent Non-executive Director of the Company  Management  For  Voted - For 
1.4  To Re-elect Director and Authorize the Board of       
  Director of the Company to Fix the Directors'       
  Remuneration: to Re-elect Mr. Zuotao Chen As the       
  Independent Non-executive Director of the Company  Management  For  Voted - For 
1.5  To Re-elect Director and Authorize the Board of       
  Director of the Company to Fix the Directors'       
  Remuneration: to Re-elect Ms. Wenjie Wu As the       
  Independent Non-executive Director of the Company  Management  For  Voted - For 
1.6  To Re-elect Director and Authorize the Board of       
  Director of the Company to Fix the Directors'       
  Remuneration: to Authorise the Board of Directors       
  of the Company to Fix the Directors' Remuneration  Management  For  Voted - For 
2  To Receive and Consider the Audited Consolidated       
  Financial Statements, the Report of the Directors       
  and the Independent Auditors' Report for the Year       
  Ended 31 December 2022  Management  For  Voted - For 
3  To Declare A Final Dividend of Hkd 0.13 Per Share       
  for the Year Ended 31 December 2022  Management  For  Voted - For 
4  To Re-appoint Ernst & Young As the Auditors of the       
  Company and to Authorize the Board of Directors of       
  the Company to Fix the Auditors' Remuneration  Management  For  Voted - For 
5  To Give A General Mandate to the Directors to Issue       
  New Shares of the Company  Management  For  Voted - For 
6  To Give A General Mandate to the Directors to       
  Repurchase Shares of the Company  Management  For  Voted - For 
7  To Extend the General Mandate to the Directors to       
  Issue New Shares of the Company  Management  For  Voted - For 
8  To Confirm and Approve the Proposal for Adoption of       
  the 2023 Bkos Share Incentive Scheme  Management  For  Voted - For 
9  To Approve the Proposed Amendments to the Existing       
  Memorandum of Association and Articles of       
  Association and to Adopt the Amended and Restated       
  M&a in Substitution for and to the Exclusion of the       
  Existing Memorandum of Association and Articles of       
  Association    Management  For  Voted - For 
KOC HOLDING AS         
Security ID: B03MVJ8         
Meeting Date: 25-Aug-22  Meeting Type: Extraordinary General Meeting     
1  Opening and Election of the Chairman of the Meeting  Management  For  Voted - For 
2  Informing the Shareholders Within the Scope of       
  Turkish Commercial Code and Capital Markets Board       
  Regulations Regarding the Partial Demerger       

 

178

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Transaction to be Discussed in the 3rd Item of the       
  Agenda    Management  For  Voted - For 
3  In Accordance with the Turkish Commercial Code, the       
  Corporate Tax Law, the Capital Markets Law and the       
  Regulations Related to These Laws, As Well As the       
  Provisions of the Trade Registry Regulation and       
  Other Relevant Legislation Approval Or Rejection of       
  the Proposal Regarding the Transfer of Entek       
  Elektrik Uretimi A.s Shares with A Total Nominal       
  Value of 471,363.641,52 Tl, Owned by our Company,       
  to Turkiye Petrol Rafinerileri A.s. Through A       
  Partial Demerger Transaction Through the Associates       
  Model, and the Partial Demerger Agreement and the       
  Partial Demerger Report Prepared in This Regard  Management  For  Voted - For 
4  Wishes and Opinions    Management  For  Voted - For 
Meeting Date: 22-Mar-23  Meeting Type: Annual General Meeting     
1  Opening and Election of the Chairman of the Meeting  Management  For  Voted - For 
2  Presentation, Discussion and Approval of the Annual       
  Report of the Company Prepared by the Board of       
  Directors for the Year 2022  Management  For  Voted - For 
3  Presentation of the Summary of the Independent       
  Audit Report for the Year 2022  Management  For  Voted - For 
4  Presentation, Discussion and Approval of the       
  Financial Statements for the Year 2022  Management  For  Voted - For 
5  Release of Each Member of the Board of Directors       
  from Their Liability for the Company S Activities       
  for the Year 2022    Management  For  Voted - For 
6  Approval, Approval with Amendment, Or Rejection of       
  the Board of Directors Proposal on the Distribution       
  of Profits for the Year 2022 and the Distribution       
  Date    Management  For  Voted - For 
7  Presentation, Discussion and Approval of the       
  Current Share Buyback Transactions  Management  For  Voted - For 
8  Determining the Number of the Members of the Board       
  of Directors and Their Terms of Office, Election of       
  the Members of the Board of Directors in Accordance       
  with the Newly Resolved Number, and Election of the       
  Independent Board Members  Management  For  Voted - For 
9  Presentation to the Shareholders and Approval of       
  the Remuneration Policy for the Members of the       
  Board of Directors and the Senior Executives and       
  the Payments Made on That Basis in Accordance with       
  the Corporate Governance Principles  Management  For  Voted - For 
10  Determining the Annual Gross Salaries to be Paid to       
  the Members of the Board of Directors  Management  For  Voted - For 
11  Approval of the Appointment of the Independent       
  Audit Firm As Selected by the Board of Directors in       
  Accordance with the Provisions of the Turkish       
  Commercial Code and the Capital Markets Board       
  Regulations    Management  For  Voted - For 
12  Within the Scope of the Company S Donation and       
  Sponsorship Policy, Informing the Shareholders on       

 

179

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  the Donations Made by the Company in 2022 and       
  Determining an Upper Limit for Donations for the       
  Year 2023    Management  For  Voted - For 
13  Presentation to the Shareholders of the       
  Collaterals, Pledges, Mortgages and Sureties       
  Granted in Favor of Third Parties in the Year 2022       
  and of Any Benefits Or Income Thereof in Accordance       
  with the Capital Markets Board Regulations  Management  For  Voted - For 
14  Authorization of the Shareholders That Have       
  Management Control, the Members of the Board of       
  Directors, the Senior Executives and Their Spouses       
  and Relatives Related by Blood Or Affinity Up to       
  the Second Degree As Per the Provisions of Articles       
  395 and 396 of the Turkish Commercial Code and       
  Presentation to the Shareholders of the       
  Transactions Carried Out Thereof in the Year 2022       
  Pursuant to the Corporate Governance Communique of       
  the Capital Markets Board  Management  For  Voted - For 
15  Wishes and Observations  Management  For  Voted - For 
LENOVO GROUP LTD         
Security ID: 5924279 6218089 B01DLP9 BD8NHD3 BP3RQB5 BRTM845     
Meeting Date: 26-Jul-22  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr. William Tudor Brown As Director  Management  For  Voted - For 
1.2  To Re-elect Mr. Yang Chih-yuan Jerry As Director  Management  For  Voted - For 
1.3  To Re-elect Mr. Gordon Robert Halyburton Orr As       
  Director    Management  For  Voted - For 
1.4  To Re-elect Mr. Woo Chin Wan Raymond As Director  Management  For  Voted - For 
1.5  To Re-elect Ms. Cher Wang Hsiueh Hong As Director  Management  For  Voted - For 
1.6  To Re-elect Professor Xue Lan As Director  Management  For  Voted - For 
2  To Receive and Consider the Audited Consolidated       
  Financial Statements and the Reports of the       
  Directors and the Independent Auditor for the Year       
  Ended March 31, 2022  Management  For  Voted - For 
3  To Declare A Final Dividend for the Issued Shares       
  of the Company for the Year Ended March 31, 2022  Management  For  Voted - For 
4  To Authorize the Board of Directors to Fix       
  Directors' Fees    Management  For  Voted - For 
5  To Re-appoint PricewaterhouseCoopers As Auditor and       
  Authorize the Board of Directors of the Company to       
  Fix Auditor's Remuneration  Management  For  Voted - For 
6  To Grant A General Mandate to the Directors to       
  Allot, Issue and Deal with Additional Shares Not       
  Exceeding 20% of the Aggregate Number of Shares in       
  Issue of the Company    Management  For  Voted - For 
7  To Grant A General Mandate to the Directors to Buy       
  Back Shares Not Exceeding 10% of the Aggregate       
  Number of Shares in Issue of the Company  Management  For  Voted - For 
8  To Extend the General Mandate to the Directors to       
  Issue New Shares of the Company by Adding the       
  Number of the Shares Bought Back  Management  For  Voted - For 

 

180

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
LG CORP         
Security ID: 6537030         
Meeting Date: 29-Mar-23  Meeting Type: Annual General Meeting     
1.1  Election of Outside Director Candidate: Cho Seong       
  Wook    Management  For  Voted - For 
1.2  Election of Outside Director Candidate: Park Jong       
  Soo    Management  For  Voted - For 
1.3  Election of Audit Committee Member Candidate: Cho       
  Seong Wook    Management  For  Voted - For 
1.4  Election of Audit Committee Member Candidate: Park       
  Jong Soo    Management  For  Voted - For 
2  Approval of Financial Statement  Management  For  Voted - For 
3  Approval of Remuneration for Director  Management  For  Voted - For 
LG INNOTEK CO LTD         
Security ID: B39Z8G8         
Meeting Date: 23-Mar-23  Meeting Type: Annual General Meeting     
1.1  Election of Inside Director: Gim Chang Tae  Management  For  Voted - For 
1.2  Election of Outside Director: No Sang Do  Management  For  Voted - For 
1.3  Election of Outside Director Who is an Audit       
  Committee Member: Bak Rae Su  Management  For  Voted - For 
1.4  Election of Audit Committee Member: No Sang Do  Management  For  Voted - For 
2  Approval of Financial Statements  Management  For  Voted - For 
3  Approval of Remuneration for Director  Management  For  Voted - For 
LOTES CO LTD         
Security ID: B1GJFG8         
Meeting Date: 16-Jun-23  Meeting Type: Annual General Meeting     
1  Adoption of the 2022 Business Report and Financial       
  Statements.    Management  For  Voted - For 
2  Adoption of the Proposal for Distribution of 2022       
  Profits. Proposed Cash Dividend: Twd 26 Per Share.  Management  For  Voted - For 
MOL HUNGARIAN OIL AND GAS PLC       
Security ID: BD5ZXH8 BDZVPW5 BF2YWJ7 BG43P12 BNXM3X7 BYWYTJ9     
Meeting Date: 27-Apr-23  Meeting Type: Annual General Meeting     
1  The General Meeting Approves That the Meeting Will       
  be Conducted by Electronic Vote Collection Method       
  Proposed Resolution on the Approval of the       
  Electronic Vote Collection Method  Management  For  Voted - For 

 

181

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  The General Meeting Approves the Proposed Keeper of       
  the Minutes, the Shareholders to Authenticate the       
  Minutes and the Counter of the Votes Line with the       
  Proposal of the Chairman of the Annual General       
  Meeting Approval of the Election of the Keeper of       
  the Minutes, the Shareholders to Authenticate the       
  Minutes and the Counter of the Votes in Line with       
  the Proposal of the Chairman of the Annual General       
  Meeting  Management  For  Voted - For 
3  The General Meeting Approves the 2022 Parent       
  Company Financial Statement of Mol PLC. Prepared       
  Based on Section 9/a of the Hungarian Accounting       
  Act, in Accordance with the International Financial       
  Reporting Standards As Adopted by the European       
  Union (ifrs) and the Related Independent Auditors       
  Report with Total Assets of Huf 4,962,474 Million       
  and Profit for the Period of Huf 507,904 Million.       
  the General Meeting Furthermore Approves the 2022       
  Consolidated Financial Statement of Mol PLC.       
  Prepared Based on Section 10 of the Hungarian       
  Accounting Act, in Accordance with the Ifrs and the       
  Related Independent Auditors Report with Total       
  Assets of Huf 7,967,699 Million and Profit for the       
  Period of Huf 912,248 Million Approval of the       
  Parent Company and the Consolidated Financial       
  Statement  Management  For  Voted - For 
4  The General Meeting Decides That A Total Sum of Huf       
  279,751,665,550 Shall be Paid Out As Dividend in       
  2023, for the 2022 Financial Year. the Dividend on       
  Treasury Shares Will be Distributed to Those       
  Shareholders Eligible for Such Dividend, in       
  Proportion to Their Number of Shares. the Net       
  Profit Shall be Transferred to Retained Earnings       
  Decision on the Distribution of Profit After       
  Taxation and the Amount of Dividend  Management  For  Voted - For 
5  The General Meeting Approves the Corporate       
  Governance Declaration, Based on the Corporate       
  Governance Recommendations of the Budapest Stock       
  Exchange Approval of the Corporate Governance       
  Declaration  Management  For  Voted - For 
6  The General Meeting Under Article 12.12 of the       
  Articles of Association Acknowledges the Work of       
  the Board of Directors Performed During the 2022       
  Business Year and Grants Waiver to the Board of       
  Directors and Its Members Under Article 12.12 of       
  the Articles of Association Waiver to be Granted to       
  the Board of Directors and Its Members According to       
  Article 12.12. of the Articles of Association  Management  For  Voted - For 
7  The General Meeting Elects Deloitte Auditing and       
  Consulting Ltd. (1068 Budapest, Dozsa Gyorgy Ut       
  84/c.) to be the Statutory Auditor of Mol PLC. for       
  the Financial Year 2023, from the Day Following the       
  Date of the General Meeting Approving the 2022       
  Financial Statements Until the Annual General       
  Meeting to be Held in 2024, But Until 30 April 2024       
  the Latest. the General Meeting Determines the       

 

182

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  Remuneration of the Auditor for Auditing Mol PLC.       
  in the Financial Year 2023 to be Huf 110 Million       
  Plus Vat. the Auditor Personally Responsible       
  Appointed by Deloitte Auditing and Consulting Ltd.       
  is Gabor Molnar (registration Number: Mkvk-007239),       
  in Case of His Incapacity He Shall be Substituted       
  by Tamas Horvath (registration Number:       
  Mkvk-003449). Election of the Statutory Auditor for       
  the 2023 Financial Year and Determination of Its       
  Remuneration As Well As the Material Elements of       
  Its Engagement  Management  For  Voted - For 
8  The General Meeting Acknowledges the Board of       
  Directors Presentation Regarding the Acquisition of       
  Treasury Shares Following the Ordinary Annual       
  General Meeting of 2022 in Accordance with Section       
  3:223 (4) of the Civil Code the Board of Directors       
  Presentation Regarding the Acquisition of Treasury       
  Shares Following the Ordinary Annual General       
  Meeting of 2022 in Accordance with Section 3:223       
  (4) of the Civil Code  Management  For  Voted - For 
9  The General Meeting Authorizes the Board of       
  Directors of the Company to Acquire Treasury Shares       
  Simultaneously Setting Aside Resolution No. 9 of       
  the Agm of 2022 Pursuant to the Following Terms and       
  Conditions: Mode of Acquisition of Treasury Shares:       
  with Or Without Consideration, Either on the Stock       
  Exchange Or Through Public Offer Or on the Otc       
  Market If Not Prohibited by Legal Regulations,       
  Including But Not Limited to Acquiring Shares by       
  Exercising Rights Ensured by Financial Instruments       
  for Acquiring Treasury Shares (eg.: Call Right,       
  Exchange Right Etc.). the Authorization Empowers       
  the Board to Acquire Any Type of Shares Issued by       
  the Company with Any Par Value. the Amount (number)       
  of Shares That Can be Acquired: the Total Amount of       
  Nominal Value of Treasury Shares Owned by the       
  Company at Any Time May Not Exceed 25 % of the       
  Actual Share Capital of the Company. the Period of       
  Validity of the Authorization: from the Date of the       
  Resolution Made by the General Meeting for an 18       
  Months Period. Authorization of the Board of       
  Directors to Acquire Treasury Shares in Accordance       
  with Section 3:223 (1) of the Civil Code  Management  For  Voted - For 
10  The General Meeting Elects Mr. Zsolt Hernadi As       
  Member of the Board of Directors from 1 May 2023 to       
  30 April 2028. Election of Member of the Board of       
  Directors  Management  For  Voted - For 
11  The General Meeting Elects Mr. Zoltan Aldott As       
  Member of the Supervisory Board from 1 May 2023 to       
  30 April 2028 Election of Member of the Supervisory       
  Board  Management  For  Voted - For 
12  The General Meeting Elects Mr. Andras Lanczi As       
  Member of the Supervisory Board from 1 May 2023 to       
  30 April 2028 Election of Member of the Supervisory       
  Board  Management  For  Voted - For 

 

183

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
13  The General Meeting Elects Mr. Peter Biro As Member       
  of the Supervisory Board from 1 May 2023 to 30       
  April 2028 Election of Member of the Supervisory       
  Board  Management  For  Voted - For 
14  The General Meeting Elects Mr. Peter Biro As Member       
  of the Audit Committee from 1 May 2023 to 30 April       
  2028. Election of Member of the Audit Committee  Management  For  Voted - For 
15  The General Meeting on the Basis of Section 3:268       
  (3) of Act V of 2013 on the Civil Code, Approves       
  the Remuneration Report Prepared Under the       
  Provisions of Act Lxvii of 2019 on Encouraging       
  Long-term Shareholder Engagement and Amendments of       
  Further Regulations for Harmonization Purposes.       
  Advisory Vote on the Remuneration Report of the       
  Company Prepared Under the Provisions of Act Lxvii       
  of 2019 on Encouraging Long-term Shareholder       
  Engagement and Amendments of Further Regulations       
  for Harmonization Purposes  Management  For  Voted - For 
16  The General Meeting Decides the Amendment of the       
  Incentive Scheme Based on Share Allowance for the       
  Board of Directors from 1 January 2023 As It       
  Follows : - the Member of the Board of Directors:       
  1600 Pieces of A Series of Ordinary Shares Per       
  Month - the Chairman of the Board of Directors: 400       
  Additional Pieces of A Series of Ordinary Shares       
  Per Month If the Chairman is Not A Non-executive       
  Director, the Deputy Chairman (who is A       
  Non-executive) is Entitled to This Remuneration       
  (400 Pieces/month). the Other Conditions of the       
  Incentive Scheme Based on Share Allowance and       
  Further Elements of the Remuneration of the Members       
  of the Board of Directors Shall Remain in Force.       
  Amendment of the Remuneration of the Members of the       
  Board of Directors  Management  For  Voted - For 
17  The Annual General Meeting Approves to Amend the       
  Fix Monthly Remuneration of the Chairman of the       
  Supervisory Board to A Net Amount of Eur       
  6,000/month and the Fix Monthly Remuneration of the       
  Members to A Net Amount of Eur 4,000/month from 1       
  May 2023. Other Components of the Remuneration of       
  Supervisory Board Members Shall Remain the Same.       
  Amendment of the Remuneration of the Members of the       
  Supervisory Board  Management  For  Voted - For 
18  The General Meeting, on the Basis of Section 3:268       
  (2) of Act V of 2013 on the Civil Code, Approves       
  the Amended Remuneration Policy of Mol PLC.       
  Advisory Vote on the Amended Remuneration Policy of       
  the Company Prepared Under the Provisions of Act       
  Lxvii of 2019 on Encouraging Long-term Shareholder       
  Engagement and Amendments of Further Regulations       
  for Harmonization Purposes  Management  For  Voted - For 

 

184

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
MOTOR OIL (HELLAS) CORINTH REFINERIES SA       
Security ID: 5996234 B01BM50 B28KXC8 B3BJ3L8       
Meeting Date: 07-Jun-23  Meeting Type: Ordinary General Meeting     
1  Submission and Approval of the Financial Statements       
  of the Company Including the Non-financial       
  Information of the Law 4548/2018 for the Financial       
  Year 2022, the Declaration of the Representatives       
  of the Board of Directors According to Article 4 of       
  the Law 3556/2007, the Corporate Governance       
  Statement According to the Law 4548/2018 and Law       
  4706/2020, the Audit Committee Report for the       
  Fiscal Year 2022 As Well As the Reports of the       
  Board of Directors and the Auditors  Management  For  Voted - For 
2  Approval of the Overall Management of the Company       
  for the Fiscal Year 2022 (pursuant to Article 108       
  of the Law 4548/2018) and Discharge of the Auditors       
  from Any Liability for Damages with Regard to the       
  Financial Statements for the Financial Year 2022       
  and Submission of the Independent Non-executive Bod       
  Members Report According to Article 9, Paragraph 5       
  of the Law 4706/2020    Management  For  Voted - For 
3  Election of the Members of the New Board of       
  Directors As the Term of the Existing Board Expires  Management  For  Voted - For 
4  Appointment of the Members of the Audit Committee       
  in Accordance with the Article 44 of the Law       
  4449/2017    Management  For  Voted - For 
5  Approval for the Distribution of Company Earnings       
  and of A Dividend for the Fiscal Year 2022  Management  For  Voted - For 
6  Election of Two Certified Auditors (ordinary and       
  Substitute) for the Financial Year 2023 and       
  Approval of Their Fees  Management  For  Voted - For 
7  Approval of the Fees Paid to the Board Directors       
  for the Financial Year 2022 and Pre-approval of       
  Their Fees for the Financial Year 2023  Management  For  Voted - For 
8  Approval for Advance Payment of Fees to Board       
  Members for the Period Until the Next Annual       
  Ordinary General Assembly Pursuant to Article 109       
  of the Law 4548/2018    Management  For  Voted - For 
9  Distribution of Part of the Net Income of the       
  Fiscal Year 2022 to the Members of the Board and       
  Senior Executives of the Company and Granting of       
  the Relevant Authorizations  Management  For  Voted - For 
10  Distribution of Part of the Net Income of the       
  Fiscal Year 2022 to the Company Personnel and       
  Granting of the Relevant Authorizations  Management  For  Voted - For 
11  Formation of Extraordinary Taxed Reserves from the       
  Fiscal Year 2022 Company Earnings for the Amount of       
  Euro 1,779,923.34 Which Corresponds to 50per Cent       
  of the Own Participation of the Company in an       
  Investment Project, of Total Cost Euro       
  14,239,386.72 Included in the Development Law       
  4399/2016, Concerning the Expansion of the Capacity       

 

185

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  of the Fluid Catalytic Cracking (fcc) Complex of       
  the Refinery    Management  For  Voted - For 
12  Submission for Discussion at the General Assembly       
  of the Directors' Remuneration Report for the       
  Fiscal Year 2022 Pursuant to Article 112 of the Law       
  4548/2018    Management  For  Voted - For 
13  Approval of the Revised Directors' Remuneration       
  Policy According to Article 110 of the Law 4548/2018  Management  For  Voted - For 
MULTIPLY GROUP PJSC         
Security ID: BP0PMS1         
Meeting Date: 22-Mar-23  Meeting Type: Annual General Meeting     
1  Authorize Chairman of the Meeting to Appoint the       
  Meeting Secretary and the Vote Collector  Management  For  Voted - For 
2  Approve Board Report on Company Operations and Its       
  Financial Position for Fy 2022  Management  For  Voted - For 
3  Approve Auditors' Report on Company Financial       
  Statements for Fy 2022  Management  For  Voted - For 
4  Accept Financial Statements and Statutory Reports       
  for Fy 2022    Management  For  Voted - For 
5  Approve Discharge of Directors for Fy 2022  Management  For  Voted - For 
6  Approve Discharge of Auditors for Fy 2022  Management  For  Voted - For 
7  Ratify Auditors and Fix Their Remuneration for Fy       
  2023    Management  For  Voted - For 
8  Approve Remuneration of Directors for Fy 2022  Management  For  Voted - For 
9  Approve Absence of Dividends for Fy 2022  Management  For  Voted - For 
10  Approve the Proposed Amendments of Articles of       
  Bylaws    Management  For  Voted - Against 
MYTILINEOS S.A.         
Security ID: 5898664 B01BM61 B28KY58 B83J5S2       
Meeting Date: 01-Jun-23  Meeting Type: Ordinary General Meeting     
1  Submission and Approval of the Annual and       
  Consolidated Financial Statements for the Financial       
  Year 01.01.2022 - 31.12.2022, of the Relevant Board       
  of Directors and Statutory Auditor's Reports, and       
  of the Statement of Corporate Governance  Management  For  Voted - For 
2  Approval of the Appropriation of the Results for       
  the Financial Year 01.01.2022 - 31.12.2022,       
  Distribution of Dividend, Establishment of Special       
  Reserve Accounts and Payment of Fees from the       
  Profits of the Aforementioned Accounting Period  Management  For  Voted - For 
3  Discussion and Vote on the Remuneration Report       
  Under Article 112 of Law 4548/2018 for the Year 2022  Management  For  Voted - For 
4  Approval of the Overall Management for the       
  Financial Year 01.01.2022 - 31.12.2022 and       
  Discharge of the Statutory Auditors for the       
  Financial Year 01.01.2022 - 31.12.2022  Management  For  Voted - For 

 

186

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5  Election of Regular and Alternate Statutory       
  Auditors for the Audit of the Financial Statements       
  for the Current Financial Year As Per the Ias, and       
  Determination of Their Fee  Management  For  Voted - For 
6  Election of New Member of the Board of Directors  Management  For  Voted - For 
NAHDI MEDICAL COMPANY         
Security ID: BMZPZG4         
Meeting Date: 31-May-23  Meeting Type: Extraordinary General Meeting     
1  Voting on the Company External Auditors Report for       
  the Financial Year Ended 31/12/2022  Management  For  Non-Voting 
2  Voting on Appointing an External Auditor for the       
  Company Among Those Nominees Based on the       
  Recommendation of the Audit Committee to Examine,       
  Review and Audit the Consolidated and Summarize       
  Preliminary Financial Statements for the Second and       
  Third Quarters of the Financial Year 2023, and the       
  First Quarter of the Financial Year 2024, in       
  Addition to Reviewing the Consolidated and Separate       
  Financial Statements of the Nahdi Medical Company       
  for the Financial Year Ending on 31/12/2023 , and       
  Determining Its Fees    Management  For  Non-Voting 
3  Voting on Discharge of the Members of the Board of       
  Directors from Liability for the Financial Year       
  Ended 31/12/2022    Management  For  Non-Voting 
4  Voting on Amending the Company's Governance       
  Regulations    Management  For  Non-Voting 
5  Voting on Authorizing the Board of Directors to       
  Distribute Interim Dividends to Shareholders on       
  Biannual Or Quarterly Basis to Shareholders for the       
  Financial Year 2023    Management  For  Non-Voting 
6  Voting on the Payment an Amount of Sar (3,500,000)       
  As Remuneration to the Members of the Board of       
  Directors for the Financial Year Ended 31/12/2022  Management  For  Non-Voting 
7  Voting on the Business and Contracts Concluded       
  Between the Company and Ray Al-alam Medical       
  Company, in Which the Chairman of the Board, Mr.       
  Saleh Salem Ahmed Bin Mahfouz, Has an Indirect       
  Interest. It is an Agreement to Provide Medical       
  Analysis Services to the Company, Noting That the       
  Value of Transactions for 2023 is (1,000,000)       
  Riyals Annually    Management  For  Non-Voting 
8  Voting on the Business and Contracts Concluded       
  Between the Company and Al-rajhi Banking Investment       
  Company, in Which A Member of the Board of       
  Directors, Mr. Abdullatif Bin Ali Al-saif, Has an       
  Indirect Interest. It is an Agreement to Exchange       
  Services for Points Gained from the Loyalty       
  Programs of Both Companies, Noting That the Value       
  of Transactions for the Year 2022 is (24,000,000)       
  Riyals    Management  For  Non-Voting 

 

187

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
9  Voting on Amending the Companys By-laws and       
  Aligning It with the New Companies Law  Management  For  Non-Voting 
NEWLAND DIGITAL TECHNOLOGY CO., LTD.       
Security ID: 6275727 BD5CJ15       
Meeting Date: 28-Jun-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Annual Report and Its Summary  Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny0.00000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  None    Management  For  Voted - For 
6  Reappointment of Audit Firm  Management  For  Voted - For 
7  2023 Provision of Guarantee Quota for Subsidiaries  Management  For  Voted - For 
8  External Financing Guarantee Quota for Wholly-owned       
  Subsidiaries    Management  For  Voted - For 
NINGBO DEYE TECHNOLOGY CO., LTD.       
Security ID: BMTNNH1 BP91NG5       
Meeting Date: 14-Nov-22  Meeting Type: Extraordinary General Meeting     
1.1  By-election of Supervisor: Le Feijun  Management  For  Voted - For 
2  The Company's Eligibility for Non-public A-share       
  Offering    Management  For  Voted - For 
3  Plan for 2022 Non-public A-share Offering: Stock       
  Type and Par Value    Management  For  Voted - For 
4  Plan for 2022 Non-public A-share Offering: Issuing       
  Method and Date    Management  For  Voted - For 
5  Plan for 2022 Non-public A-share Offering: Issuing       
  Targets and Subscription Method  Management  For  Voted - For 
6  Plan for 2022 Non-public A-share Offering: Pricing       
  Base Date, Pricing Principles and Issue Price  Management  For  Voted - For 
7  Plan for 2022 Non-public A-share Offering: Issuing       
  Volume    Management  For  Voted - For 
8  Plan for 2022 Non-public A-share Offering: Lockup       
  Period    Management  For  Voted - For 
9  Plan for 2022 Non-public A-share Offering: Purpose       
  of the Raised Funds    Management  For  Voted - For 
10  Plan for 2022 Non-public A-share Offering:       
  Arrangement for the Accumulated Retained Profits       
  Before the Non-public Share Offering  Management  For  Voted - For 
11  Plan for 2022 Non-public A-share Offering: Listing       
  Place    Management  For  Voted - For 

 

188

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
12  Plan for 2022 Non-public A-share Offering: Valid       
  Period of the Resolution  Management  For  Voted - For 
13  Preplan for 2022 Non-public A-share Offering  Management  For  Voted - For 
14  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the 2022 Non-public A-share Offering  Management  For  Voted - For 
15  Report on Use of Previously Raised Funds  Management  For  Voted - For 
16  Diluted Immediate Return After the Non-public Share       
  Offering, Filling Measures and Commitments of       
  Relevant Parties    Management  For  Voted - For 
17  Shareholder Return Plan for the Next Three Years       
  from 2022 to 2024    Management  For  Voted - For 
18  Setting Up A Dedicated Account for Raised Funds  Management  For  Voted - For 
19  Full Authorization to the Board to Handle Matters       
  Regarding the Non-public Share Offering  Management  For  Voted - For 
Meeting Date: 10-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Demonstration Analysis Report on the Plan for 2022       
  A-share Offering to Specific Parties  Management  For  Voted - For 
2  Shareholder Return Plan for the Next Three Years       
  from 2023 to 2025    Management  For  Voted - For 
3  Full Authorization to the Board to Handle Matters       
  Regarding the Share Offering to Specific Parties  Management  For  Voted - For 
Meeting Date: 08-May-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Work Report of Independent Directors  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Annual Report and Its Summary  Management  For  Voted - For 
6  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny22.60000000       
  2) Bonus Issue from Profit (share/10 Shares): None       
  3) Bonus Issue from Capital Reserve (share/10       
  Shares): 8.000000    Management  For  Voted - For 
7  2023 Cash Management with Proprietary Funds  Management  For  Voted - For 
8  2023 Remuneration Plan for Directors  Management  For  Voted - For 
9  2023 Remuneration Plan for Supervisors  Management  For  Voted - For 
10  2023 Launching Foreign Exchange Hedging Business  Management  For  Voted - For 
11  2023 Application for Credit Line to Banks by the       
  Company and Subsidiaries and Provision of Related       
  Party Guarantee by the De Facto Controller  Management  For  Voted - For 
12  Amendments to the Articles of Associations of the       
  Company    Management  For  Voted - Against 
13  Report on Use of Previously Raised Funds  Management  For  Voted - For 

 

189

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
NONGFU SPRING CO., LTD.         
Security ID: BMBQCK4 BMGWW30 BMWT398 BMXS015       
Meeting Date: 16-May-23  Meeting Type: Annual General Meeting     
1.1  To Elect Ms. Zhong Shanshan As an Executive       
  Director of the Eighth Session of the Board of the       
  Company    Management  For  Voted - For 
1.2  To Elect Ms. Wu Limin As an Executive Director of       
  the Eighth Session of the Board of the Company  Management  For  Voted - For 
1.3  To Elect Mr. Xiang Xiansong As an Executive       
  Director of the Eighth Session of the Board of the       
  Company; And    Management  For  Voted - For 
1.4  To Elect Ms. Han Linyou As an Executive Director of       
  the Eighth Session of the Board of the Company  Management  For  Voted - For 
1.5  To Elect Mr. Zhong Shu Zi As A Non-executive       
  Director of the Eighth Session of the Board of the       
  Company; And    Management  For  Voted - For 
1.6  To Elect Ms. Xue Lian As A Non-executive Director       
  of the Eighth Session of the Board of the Company  Management  For  Voted - For 
1.7  To Elect Mr. Stanley Yi Chang As an Independent       
  Non-executive Director of the Eighth Session of the       
  Board of the Company  Management  For  Voted - For 
1.8  To Elect Mr. Yang, Lei Bob As an Independent       
  Non-executive Director of the Eighth Session of the       
  Board of the Company; And  Management  For  Voted - For 
1.9  To Elect Mr. Lu Yuan As an Independent       
  Non-executive Director of the Eighth Session of the       
  Board of the Company  Management  For  Voted - For 
1.10  To Elect Ms. Liu Min As A Supervisor of the Eighth       
  Session Supervisory Committee of the Company; And  Management  For  Voted - For 
1.11  To Elect Mr. Liu Xiyue As A Supervisor of the       
  Eighth Session Supervisory Committee of the Company  Management  For  Voted - For 
2  To Consider and If Thought Fit, Approve the       
  Remuneration Plan for Directors of the Eighth       
  Session of the Board and Supervisors of the Eighth       
  Session of the Supervisory Committee of the Company  Management  For  Voted - For 
3  To Consider and If Thought Fit, Approve the       
  Amendment to the Rules of Procedure of the Board of       
  the Company    Management  For  Voted - For 
4  To Consider and If Thought Fit, Approve the Report       
  of the Board of the Company for the Year Ended       
  December 31, 2022    Management  For  Voted - For 
5  To Consider and If Thought Fit, Approve the Report       
  of the Supervisory Committee of the Company for the       
  Year Ended December 31, 2022  Management  For  Voted - For 
6  To Consider and If Thought Fit, Approve the       
  Consolidated Financial Statements of the Company       
  and Its Subsidiaries and the Report of the Auditor       
  of the Company for the Year Ended December 31, 2022  Management  For  Voted - For 
7  To Consider and If Thought Fit, Approve the       
  Re-appointment of Pan-china Certified Public       
  Accountants LLP As the Domestic Auditor of the       

 

190

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Company for the Year Ended December 31, 2023 and       
  Re-appointment of Ernst & Young As the Overseas       
  Auditor of the Company for the Year Ended December       
  31, 2023 and to Authorise the Board to Fix Their       
  Remunerations    Management  For  Voted - For 
8  To Consider and If Thought Fit, Approve the Payment       
  of A Final Dividend for the Year Ended December 31,       
  2022 of Rmb0.68 Per Share (tax Inclusive)  Management  For  Voted - For 
9  To Consider and If Thought Fit, Approve the       
  Companys Application for Credit Lines from Banks       
  and Other Financial Institutions and Relevant       
  Authorisations to the Board  Management  For  Voted - For 
10  To Consider and If Thought Fit, Approve the       
  Provision of Guarantee in Favour of Wholly-owned       
  Subsidiaries of the Company  Management  For  Voted - For 
11  To Consider and If Thought Fit, Approve the Grant       
  of the General Mandate to the Board to Exercise the       
  Power of the Company to Issue, Allot and Deal with       
  the Domestic Shares And/or H Shares of the Company  Management  For  Voted - For 
12  To Consider and If Thought Fit, Approve the       
  Amendment to the Articles of Association  Management  For  Voted - Against 
ORIENT OVERSEAS (INTERNATIONAL) LTD       
Security ID: 6659116 B032S08 B06GRY4 BD8NDG8 BP3RWR3       
Meeting Date: 24-Nov-22  Meeting Type: Special General Meeting     
1  To Approve and Confirm the Bunker Service       
  Transactions (including the Annual Caps Relating       
  Thereto) for the Three Years Ending 31st December       
  2025    Management  For  Voted - For 
2  To Approve and Confirm the Non-exempt Equipment       
  Procurement Service Transactions (including the       
  Annual Caps Relating Thereto) for the Three Years       
  Ending 31st December 2025  Management  For  Voted - For 
3  To Approve and Confirm the Deposit Service       
  Transactions (including the Deposit Caps Relating       
  Thereto) for the Three Years Ending 31st December       
  2025    Management  For  Voted - For 
4  To Approve and Confirm the Shipbuilding Transaction       
  Regarding Construction of Seven Vessels  Management  For  Voted - For 
5  To Approve the Proposed Amendments and Adopt the       
  New Bye-laws    Management  For  Voted - Against 
Meeting Date: 19-May-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr. Huang Xiaowen As Director  Management  For  Voted - For 
1.2  To Re-elect Mr. Tung Lieh Cheung Andrew As Director  Management  For  Voted - For 
1.3  To Re-elect Mr. Chow Philip Yiu Wah As Director  Management  For  Voted - For 
1.4  To Re-elect Mr. Yang Liang Yee Philip As Director  Management  For  Voted - For 
2  To Consider and Adopt the Audited Financial       
  Statements and the Reports of the Directors and the       
  Auditor for the Year Ended 31st December 2022  Management  For  Voted - For 

 

191

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  To Declare A Final Dividend for the Year Ended 31st       
  December 2022    Management  For  Voted - For 
4  To Declare A Special Dividend for the Year Ended       
  31st December 2022    Management  For  Voted - For 
5  To Authorise the Board of Directors to Fix the       
  Directors Remuneration  Management  For  Voted - For 
6  To Re-appoint Messrs. PricewaterhouseCoopers As       
  Auditor and to Authorise the Directors to Fix Their       
  Remuneration    Management  For  Voted - For 
7  To Grant A General Mandate to the Directors to       
  Allot, Issue and Deal with the Company's Shares  Management  For  Voted - For 
8  To Grant A General Mandate to the Directors to       
  Repurchase the Company's Shares  Management  For  Voted - For 
9  To Extend the General Mandate to Issue Shares to       
  Cover the Shares Repurchased by the Company Under       
  Resolution No. 6(b)    Management  For  Voted - For 
ORION CORP.         
Security ID: BDVLJ72         
Meeting Date: 23-Mar-23  Meeting Type: Annual General Meeting     
1.1  Election of Inside Director: Heo in Cheol  Management  For  Voted - For 
1.2  Election of Outside Director: Heo Yong Seok  Management  For  Voted - For 
1.3  Election of Outside Director Who is an Audit       
  Committee Member: No Seung Gwon  Management  For  Voted - For 
1.4  Election of Audit Committee Member: Heo Yong Seok  Management  For  Voted - For 
2  Approval of Financial Statements  Management  For  Voted - For 
3  Approval of Remuneration for Director  Management  For  Voted - For 
PAGE INDUSTRIES LTD         
Security ID: B1VJS64         
Meeting Date: 11-Aug-22  Meeting Type: Annual General Meeting     
1.1  To Appoint A Director in the Place of Mr. Shamir       
  Genomal [din: 00871383] Who Retires by Rotation and       
  Being Eligible, Offers Himself for Re-appointment  Management  For  Voted - For 
1.2  To Appoint A Director in the Place of Mr. Ramesh       
  Genomal [din: 00931277] Who Retires by Rotation and       
  Being Eligible, Offers Himself for Re-appointment  Management  For  Voted - For 
1.3  Re-appointment of Mr. Varun Berry [din: 05208062]       
  As an Independent Director  Management  For  Voted - For 
2  To Receive, Consider and Adopt the Audited       
  Financial Statement for the Financial Year Ended 31       
  March 2022, the Reports of the Board of Directors       
  and the Auditors Thereon  Management  For  Voted - For 
3  Appointment of Mr. Arif Vazirally [din: 00256108]       
  As an Independent Director  Management  For  Voted - For 
4  Remuneration Under Section 197(1) of the Companies       
  Act, 2013    Management  For  Voted - For 

 

192

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 30-Dec-22  Meeting Type: Other Meeting       
1  Appointment of Mr. Jignesh Jaswant Bhate (din:       
  01195939) As an Independent Director  Management  For  Voted - For 
PERSISTENT SYSTEMS LTD         
Security ID: B28SM03         
Meeting Date: 19-Jul-22  Meeting Type: Annual General Meeting     
1.1  To Appoint Ms. Avani Davda, Mumbai, India (din:       
  07504739) As an Independent Director of the       
  Company, Not Liable to Retire by Rotation, to Hold       
  Office for the First Term of 5 (five) Consecutive       
  Years I.e, from December 28, 2021, to December 27,       
  2026    Management  For  Non-Voting 
1.2  To Appoint Mr. Arvind Goel, Pune, India (din:       
  02300813) As an Independent Director of the       
  Company, Not Liable to Retire by Rotation, to Hold       
  Office for the First Term of 5 (five) Consecutive       
  Years I.e, from June 7, 2022, to June 6, 2027  Management  For  Non-Voting 
1.3  To Appoint Dr. Ambuj Goyal, New York, Usa (din:       
  09631525) As an Independent Director of the       
  Company, Not Liable to Retire by Rotation, to Hold       
  Office for the First Term of 5 (five) Consecutive       
  Years I.e, from June 7, 2022, to June 6, 2027  Management  For  Non-Voting 
1.4  To Appoint Mr. Dan'l Lewin, California, Usa (din:       
  09631526) As an Independent Director of the       
  Company, Not Liable to Retire by Rotation, to Hold       
  Office for the First Term of 5 (five) Consecutive       
  Years I.e, from June 10, 2022, to June 9, 2027  Management  For  Non-Voting 
1.5  To Appoint Mr. Sandeep Kalra, New Jersey, Usa and       
  Pune, India (din: 02506494) As an Executive       
  Director of the Company Liable to Retire by       
  Rotation, to Hold the Office with Effect from June       
  11, 2022, Till September 30, 2025, Subject to the       
  Approval of the Central Government  Management  For  Non-Voting 
2  To Receive, Consider and Adopt the Audited       
  Unconsolidated Financial Statements of the Company       
  for the Financial Year Ended March 31, 2022,       
  Reports of the Board of Directors and Auditors       
  Thereon    Management  For  Non-Voting 
3  To Receive, Consider and Adopt the Audited       
  Consolidated Financial Statements of the Company       
  for the Financial Year Ended March 31, 2022  Management  For  Non-Voting 
4  To Confirm the Payment of the Interim Dividend of       
  Rupee 20 Per Equity Share of Rupee 10 Each and to       
  Approve the Payment of A Final Dividend of Rupee 11       
  Per Equity Share of Rupee 10 Each Recommended for       
  the Financial Year 2021-22  Management  For  Non-Voting 
5  To Resolve Not to Fill the Vacancy Caused by the       
  Retirement of Mr. Thomas Kendra, California, Usa       
  (din: 07406678), Non-executive Non-independent       

 

193

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Director, Who Retires by Rotation, But Does Not       
  Seek Re-appointment    Management  For  Non-Voting 
PETROCHINA CO LTD         
Security ID: 5939507 6226576 B01DNL9 BD8NGP8 BNR4834 BP3RWW8 BQNKPB4   
Meeting Date: 08-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Consider and Approve the Resolution of the       
  Election of Mr. Dai Houliang As A Director of the       
  Company    Management  For  Voted - For 
1.2  To Consider and Approve the Resolution of the       
  Election of Mr. Hou Qijun As A Director of the       
  Company    Management  For  Voted - For 
1.3  To Consider and Approve the Resolution of the       
  Election of Mr. Duan Liangwei As A Director of the       
  Company    Management  For  Voted - For 
1.4  To Consider and Approve the Resolution of the       
  Election of Mr. Huang Yongzhang As A Director of       
  the Company    Management  For  Voted - For 
1.5  To Consider and Approve the Resolution of the       
  Election of Mr. Ren Lixin As A Director of the       
  Company    Management  For  Voted - For 
1.6  To Consider and Approve the Resolution of the       
  Election of Mr. Xie Jun As A Director of the Company  Management  For  Voted - For 
1.7  To Consider and Approve the Resolution of the       
  Election of Mr. Cai Jinyong As an Independent       
  Non-executive Director of the Company  Management  For  Voted - For 
1.8  To Consider and Approve the Resolution of the       
  Election of Mr. Jiang, Simon X. As an Independent       
  Non-executive Director of Company  Management  For  Voted - For 
1.9  To Consider and Approve the Resolution of the       
  Election of Mr. Zhang Laibin As an Independent       
  Non-executive Director of the Company  Management  For  Voted - For 
1.10  To Consider and Approve the Resolution of the       
  Election of Ms. Hung Lo Shan Lusan As an       
  Independent Non-executive Director of the Company  Management  For  Voted - For 
1.11  To Consider and Approve the Resolution of the       
  Election of Mr. Ho Kevin King Lun As an Independent       
  Non-executive Director of the Company  Management  For  Voted - For 
1.12  To Consider and Approve the Resolution of the       
  Election of Mr. Cai Anhui As A Supervisor of the       
  Company    Management  For  Voted - For 
1.13  To Consider and Approve the Resolution of the       
  Election of Mr. Xie Haibing As A Supervisor of the       
  Company    Management  For  Voted - For 
1.14  To Consider and Approve the Resolution of the       
  Election of Ms. Zhao Ying As A Supervisor of the       
  Company    Management  For  Voted - For 
1.15  To Consider and Approve the Resolution of the       
  Election of Mr. Cai Yong As A Supervisor of the       
  Company    Management  For  Voted - For 

 

194

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.16  To Consider and Approve the Resolution of the       
  Election of Mr. Jiang Shangjun As A Supervisor of       
  the Company    Management  For  Voted - For 
2  To Consider and Approve the Report of the Board of       
  Directors of the Company (the Board) for the Year       
  2022    Management  For  Voted - For 
3  To Consider and Approve the Report of the       
  Supervisory Committee of the Company for the Year       
  2022    Management  For  Voted - For 
4  To Consider and Approve the Resolution of Financial       
  Report of the Company for the Year 2022  Management  For  Voted - For 
5  To Consider and Approve the Resolution of Profit       
  Distribution Scheme of the Company for the Year 2022  Management  For  Voted - For 
6  To Consider and Approve the Resolution Regarding       
  the Authorization to the Board to Determine the       
  2023 Interim Profit Distribution Scheme of the       
  Company    Management  For  Voted - For 
7  To Consider and Approve the Resolution Regarding       
  the Guarantee Scheme of the Company for the Year       
  2023    Management  For  Voted - For 
8  To Consider and Approve the Appointment of       
  PricewaterhouseCoopers Zhong Tian LLP and       
  PricewaterhouseCoopers As the Domestic and       
  International Auditors of the Company for the Year       
  2023 and to Authorize the Board to Determine Their       
  Remuneration    Management  For  Voted - For 
9  To Consider and Approve the Grant of the General       
  Mandate to the Board for Repurchasing Shares  Management  For  Voted - For 
10  To Consider and Approve to Unconditionally Grant A       
  General Mandate to the Board to Determine and Deal       
  with the Issue of Debt Financing Instruments of the       
  Company with an Outstanding Balance Amount of Up to       
  Rmb100 Billion (or If Issued in Foreign Currency,       
  Equivalent to the Middle Exchange Rate Announced by       
  the Peoples Bank of China on the Date of Issue) and       
  Determine the Terms and Conditions of Such Issue  Management  For  Voted - For 
11  To Consider and Approve the Resolution of the Rules       
  of Procedures of the Board  Management  For  Voted - For 
Meeting Date: 08-Jun-23  Meeting Type: Class Meeting       
1  To Consider and Approve the Grant of the General       
  Mandate to the Board of Directors of the Company       
  for Repurchasing Shares  Management  For  Voted - For 
PETRONET LNG LTD         
Security ID: B00KT68         
Meeting Date: 10-Jun-23  Meeting Type: Other Meeting       
1.1  To Appoint Shri G. Krishnakumar (din: 09375274) As       
  Nominee Director (bpcl) of the Company  Management  For  Voted - For 

 

195

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.2  To Appoint Shri Milind Torawane, Ias (din:       
  03632394) As Nominee Director (gmb/ Gog) of the       
  Company    Management  For  Voted - For 
PGE POLSKA GRUPA ENERGETYCZNA S.A.       
Security ID: B3RQZ84 B4L58X0 B544PW9 B8J5700 BKT1BT9       
Meeting Date: 28-Apr-23  Meeting Type: Annual General Meeting     
1  The Election of Chairperson of the General Meeting  Management  For  Voted - For 
2  The Ascertainment of the Correctness of Convening       
  the General Meeting and Its Capability of Adopting       
  Binding Resolutions    Management  For  Voted - For 
3  The Adoption of the Agenda of the Ordinary General       
  Meeting    Management  For  Voted - For 
4  The Adoption of the Decision Not to Elect the       
  Returning Committee    Management  For  Voted - For 
5  The Consideration of the Eu-ifrs-compliant       
  Standalone Financial Statements of the Company Pge       
  Polska Grupa Energetyczna S.a. for the Year 2022       
  Ended 31 December 2022 (in Pln Million) and the       
  Adoption of the Resolution Concerning Their Approval  Management  For  Voted - For 
6  The Consideration of the Eu-ifrs-compliant       
  Consolidated Financial Statements of the Company       
  Pge Polska Grupa Energetyczna S.a. for the Year       
  2022 Ended 31 December 2022 (in Pln Million) and       
  the Adoption of the Resolution Concerning Their       
  Approval    Management  For  Voted - For 
7  The Consideration of the Management Boards Report       
  on the Activities of Pge Polska Grupa Energetyczna       
  S.a. and the Pge Capital Group for the Year 2022       
  Ended 31 December 2022 and the Adoption of the       
  Resolution Concerning Its Approval  Management  For  Voted - For 
8  The Adoption of the Resolution Concerning the       
  Distribution of the Net Profit of Pge Polska Grupa       
  Energetyczna S.a. for the Financial Year 2022  Management  For  Voted - For 
9  The Consideration of the Report on the Activities       
  of the Supervisory Board of Pge Polska Grupa       
  Energetyczna S.a. for the Year 2022 and the       
  Adoption of the Resolution Concerning Its Approval  Management  For  Voted - For 
10  The Consideration of the Report of the Supervisory       
  Board of Pge Polska Grupa Energetyczna S.a. on Its       
  Evaluation of the Statements and Reports for the       
  Year 2022, the Proposal Concerning the Distribution       
  of the Net Profit for the Year 2022 and the       
  Management Boards Fulfilment of the Information       
  Disclosure Obligations Resulting from the       
  Commercial Companies Code and the Adoption of the       
  Resolution Concerning Its Approval  Management  For  Voted - For 
11  The Presentation of an Opinion on the Report on the       
  Remuneration of the Members of the Management Board       
  and the Supervisory Board of Pge Polska Grupa       
  Energetyczna S.a. for the Year 2022  Management  For  Voted - For 

 

196

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
12  The Adoption of Resolutions on the Granting of       
  Discharge to the Members of the Management Board       
  and the Supervisory Board of Pge Polska Grupa       
  Energetyczna S.a    Management  For  Voted - For 
13  The Adoption of Resolutions on Changes in the       
  Composition of the Supervisory Board  Management  For  Voted - For 
PHARMAESSENTIA CORPORATION       
Security ID: BJTCKZ4         
Meeting Date: 24-May-23  Meeting Type: Annual General Meeting     
1  2022 Business Report and Financial Statements.  Management  For  Voted - For 
2  2022 Deficit Compensation Statement.  Management  For  Voted - For 
3  Amendment to the Regulations Governing Making       
  Endorsements/guarantees.  Management  For  Voted - For 
4  Amendment to the Procedure for the Acquisition and       
  Disposal of Assets.    Management  For  Voted - For 
5  Proposal to Issue Common Shares Through Cash       
  Capital Increase for Participation in Issuance of       
  Overseas Depositary Receipts And/or Conduct Private       
  Placement of Common Shares Through Cash Capital       
  Increase And/or Conduct Private Placement of       
  Overseas Or Domestic Convertible Corporate Bonds.  Management  For  Voted - For 
PHOSAGRO PJSC         
Security ID: BLNM4K7         
Meeting Date: 21-Sep-22  Meeting Type: Extraordinary General Meeting     
1  Approval the New Version of Regulations on the       
  Board of Directors of the Public Joint-stock       
  Company Phosagro    Management  For  Voted - For 
PHOSAGRO PJSC         
Security ID: BLNM708         
Meeting Date: 21-Sep-22  Meeting Type: Extraordinary General Meeting     
1  Approval the New Version of Regulations on the       
  Board of Directors of the Public Joint-stock       
  Company Phosagro    Management  For  Voted - For 
PICC PROPERTY AND CASUALTY COMPANY LTD       
Security ID: 6706250 B01Y657 B1BJHT0 BD8NLG4 BP3RWY0       
Meeting Date: 27-Oct-22  Meeting Type: Extraordinary General Meeting     
1.1  To Consider and Approve the Appointment of Mr. Li       
  Weibin As an Independent Director of the Company       

 

197

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  with the Term of Office, Upon Approval at the       
  General Meeting, Commencing from the Date of       
  Obtaining Approval for His Director Qualification       
  from the Cbirc and Ending Upon the Expiry of the       
  Term of Appointment of the 5th Session of the Board       
  of the Company    Management  For  Voted - For 
1.2  To Consider and Approve the Appointment of Mr. Qu       
  Xiaobo As an Independent Director of the Company       
  with the Term of Office, Upon Approval at the       
  General Meeting, Commencing from the Date of       
  Obtaining Approval for His Director Qualification       
  from the Cbirc and Ending Upon the Expiry of the       
  Term of Appointment of the 5th Session of the Board       
  of the Company    Management  For  Voted - For 
1.3  To Consider and Approve the Appointment of Mr. Dong       
  Qingxiu As A Supervisor of the Company with the       
  Term of Office, Upon Approval at the General       
  Meeting, Commencing from the Date of Obtaining       
  Approval for His Supervisor Qualification from the       
  Cbirc and Ending Upon the Expiry of the Term of       
  Appointment of the 5th Session of the Supervisory       
  Committee of the Company  Management  For  Voted - For 
1.4  To Consider and Approve the Appointment of Mr.       
  Carson Wen As an External Supervisor of the Company       
  with the Term of Office, Upon Approval at the       
  General Meeting, Commencing from the Date of       
  Obtaining Approval for His Supervisor Qualification       
  from the Cbirc and Ending Upon the Expiry of the       
  Term of Appointment of the 5th Session of the       
  Supervisory Committee of the Company  Management  For  Voted - For 
2  To Consider and Approve the Plan on Authorisation       
  to the Board of Directors by Shareholders General       
  Meeting of the Company  Management  For  Voted - For 
Meeting Date: 16-Jan-23  Meeting Type: Extraordinary General Meeting     
1.1  To Consider and Approve the Appointment of Mr. Hu       
  Wei As an Executive Director of the Company with       
  the Term of Office, Upon Approval at the General       
  Meeting, Commencing from the Date of Obtaining       
  Approval for His Director Qualification from the       
  Cbirc and Ending Upon the Expiry of the Term of       
  Appointment of the 5th Session of the Board of the       
  Company    Management  For  Voted - For 
Meeting Date: 19-Jun-23  Meeting Type: Annual General Meeting     
1  To Consider and Approve the Report of the Board of       
  Directors of the Company for the Year 2022  Management  For  Voted - For 
2  To Consider and Approve the Report of the       
  Supervisory Committee of the Company for the Year       
  2022    Management  For  Voted - For 
3  To Consider and Approve the Auditors Report and the       
  Audited Financial Statements of the Company for the       
  Year Ended 31 December 2022  Management  For  Voted - For 

 

198

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  To Consider and Approve the Profit Distribution       
  Plan of the Company for the Year 2022  Management  For  Voted - For 
5  To Consider and Reappoint PricewaterhouseCoopers As       
  the International Auditor of the Company and       
  Reappoint PricewaterhouseCoopers Zhong Tian LLP As       
  the Domestic Auditor of the Company to Hold Office       
  Until the Conclusion of the Next Annual General       
  Meeting, and to Authorise the Board of Directors to       
  Fix Their Remuneration  Management  For  Voted - For 
6  To Consider and Approve the Issue of A 10-year       
  Capital Supplementary Bonds in One Or More       
  Tranche(s) in an Aggregate Amount of No More Than       
  Rmb12 Billion by the Company Within 12 Months from       
  the Date of Approval of the Resolution by the       
  Shareholders General Meeting, and to Authorise the       
  Board of Directors to Delegate the Management of       
  the Company to Determine and Implement A Detailed       
  Plan for the Issue, Including But Not Limited to       
  the Tranches, Size, Timing, Number of the Issue,       
  Coupon Rate and Conditions, Etc., and Engage       
  Intermediaries to Deal with Relevant Specific       
  Matters Relating to the Issue After Taking Into       
  Account the Market Conditions and All Other       
  Relevant Factor    Management  For  Voted - For 
POLISH OIL AND GAS COMPANY       
Security ID: B0L9113 B28LC35 B8J5216 BKT1BV1       
Meeting Date: 10-Oct-22  Meeting Type: Extraordinary General Meeting     
1.1  Elect Meeting Chairman    Management  For  Voted - For 
2  Acknowledge Proper Convening of Meeting  Management  For  Voted - For 
3  Prepare List of Shareholders  Management  For  Voted - For 
4  Approve Agenda of Meeting  Management  For  Voted - For 
5  Approve Merger with Pkn Orlen Sa  Management  For  Voted - For 
POLSKI KONCERN NAFTOWY ORLEN S.A.       
Security ID: 5810066 B0325P2 B28LCH9 B8J5711 BKT1BZ5 BZ15V05     
Meeting Date: 28-Sep-22  Meeting Type: Extraordinary General Meeting     
1  Appointment of the Chair of the Extraordinary       
  General Meeting    Management  For  Non-Voting 
2  Confirmation That the Extraordinary General Meeting       
  Has Been Properly Convened and Has the Capacity to       
  Pass Resolutions    Management  For  Non-Voting 
3  Adoption of the Agenda    Management  For  Non-Voting 
4  Appointment of the Ballot Committee  Management  For  Non-Voting 
5  Voting on A Resolution on Merger Between the       
  Company and Polskie Gornictwo Naftowe I Gazownictwo       
  Spolka Akcyjna, Registered Office in Warsaw, Krs       
  No. 0000059492 and the Increase of the Company's       

 

199

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Share Capital and the Approval of the Proposed       
  Amendments to the Company's Articles of Association  Management  For  Non-Voting 
6  Voting on A Resolution to Adopt the Consolidated       
  Text of the Company's Articles of Association  Management  For  Non-Voting 
7  Voting on A Resolution to Establish an Extraction       
  Facility Decommissioning Fund  Management  For  Non-Voting 
Meeting Date: 22-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Election of the Chairman of the Extraordinary       
  General Meeting    Management  For  Voted - For 
2  Finding the Correct Convening of an Extraordinary       
  General Meeting and Its Ability to Adopt Resolutions  Management  For  Voted - For 
3  Accepting the Agenda    Management  For  Voted - For 
4  Selection of A Returning Commission  Management  For  Voted - For 
5  Adoption of Resolutions on Changes in the Company's       
  Statute    Management  For  Voted - For 
6  Adoption of A Resolution on Establishing A Uniform       
  Text of the Company's Statute  Management  For  Voted - For 
7  Adoption of A Resolution on the Merger of the       
  Company with Lotos Spv 5 Limited Liability Company       
  Based in Gda Sk, Krs Number 0000896706 and Consent       
  to the Merger Plan    Management  For  Voted - Abstain 
Meeting Date: 21-Jun-23  Meeting Type: Annual General Meeting     
1  Appointment of the Chair of the Meeting  Management  For  Voted - For 
2  Confirmation That the General Meeting Has Been       
  Properly Convened and Has the Capacity to Pass       
  Resolutions    Management  For  Voted - For 
3  Adoption of the Agenda    Management  For  Voted - For 
4  Appointment of the Ballot Committee  Management  For  Voted - For 
5  Consideration of the Directors Report on the       
  Operations of the Orlen Group and Pkn Orlen S.a. in       
  2022    Management  For  Voted - For 
6  Consideration of the Financial Statements of Pkn       
  Orlen S.a. for the Year Ended December 31st 2022,       
  As Well As the Management Board's Recommendation       
  Regarding the Distribution of Net Profit for the       
  Financial Year 2022    Management  For  Voted - For 
7  Consideration of the Consolidated Financial       
  Statements of the Orlen Group for the Year Ended       
  December 31st 2022    Management  For  Voted - For 
8  Consideration of the Report of the Supervisory       
  Board of Pkn Orlen S.a. for the Financial Year 2022  Management  For  Voted - For 
9  Presentation of the Report on Entertainment       
  Expenses, Legal Expenses, Marketing Expenses,       
  Public Relations and Social Communication Expenses,       
  and Management Consultancy Fees in 2022  Management  For  Voted - For 
10  Consideration of and Voting on A Resolution to       
  Approve the Directors' Report on the Operations of       
  the Orlen Group and Pkn Orlen S.a. in 2022  Management  For  Voted - For 

 

200

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
11  Consideration of and Voting on A Resolution to       
  Receive the Financial Statements of Pkn Orlen S.a.       
  for the Year Ended December 31st 2022  Management  For  Voted - For 
12  Consideration of and Voting on A Resolution to       
  Receive the Consolidated Financial Statements of       
  the Orlen Group for the Year Ended December 31st       
  2022    Management  For  Voted - For 
13  Consideration of and Voting on A Resolution to       
  Distribute the Net Profit for the Financial Year       
  2022 and to Determine the Dividend Record Date and       
  the Dividend Payment Date  Management  For  Voted - For 
14  Consideration of and Voting on A Resolution to       
  Receive the Report of the Supervisory Board of Pkn       
  Orlen S.a. for the Financial Year 2022  Management  For  Voted - For 
15  Consideration of and Voting on Resolutions to       
  Discharge Members of the Management Board of the       
  Company and Members of the Management Boards of the       
  Company S 2022 Acquirees, Grupa Lotos S.a. and       
  Pgnig S.a., of Liability for Their Activities in       
  2022    Management  For  Voted - For 
16  Consideration of and Voting on Resolutions to       
  Discharge Members of the Supervisory Board of the       
  Company and Members of the Supervisory Boards of       
  the Company S 2022 Acquirees, Grupa Lotos S.a. and       
  Pgnig S.a., of Liability for Their Activities in       
  2022    Management  For  Voted - For 
17  Consideration of and Voting on A Resolution to       
  Endorse the Report of the Supervisory Board of Pkn       
  Orlen S.a. on Remuneration of Members of the       
  Management Board and the Supervisory Board for 2022  Management  For  Voted - For 
18  Consideration of and Voting on A Resolution to       
  Amend the Company S Articles of Association  Management  For  Voted - Against 
19  Consideration of and Voting on A Resolution to       
  Restate the Company S Articles of Association  Management  For  Voted - For 
POWSZECHNY ZAKLAD UBEZPIECZEN SA       
Security ID: B4MD0V5 B63DG21 B8J5733 BKT1C29 BVS7ZY8       
Meeting Date: 07-Jun-23  Meeting Type: Annual General Meeting     
1  Election of the Chairman of the Ordinary General       
  Meeting    Management  For  Voted - For 
2  Confirmation of the Correctness of Convening and       
  the Capacity of the Ordinary General Meeting to       
  Adopt Resolutions    Management  For  Voted - For 
3  Adoption of the Agenda    Management  For  Voted - For 
4  Consideration of Pzu Sa S Financial Statements for       
  the Year Ended 31 December 2022  Management  For  Voted - For 
5  Consideration of the Pzu Capital Group S       
  Consolidated Financial Statements for the Year       
  Ended 31 December 2022, Prepared in Accordance with       
  the International Financial Reporting Standards  Management  For  Voted - For 

 

201

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Consideration of the Report of the Management Board       
  on the Activities of the Pzu Capital Group and Pzu       
  Sa for the Financial Year Ended 31 December 2022       
  and the Report on Non-financial Information of the       
  Pzu Capital Group and Pzu Sa for 2022  Management  For  Voted - For 
7  Consideration of the Report of the Pzu Sa       
  Supervisory Board for 2022  Management  For  Voted - For 
8  Consideration of the Report of the Pzu Sa       
  Management Board on Representation Expenses, As       
  Well As Expenses for Legal Services, Marketing       
  Services, Public Relations and Social Communication       
  Services, As Well As Management Consultancy       
  Services for 2022  Management  For  Voted - For 
9  Approval of Pzu Sa S Financial Statements for the       
  Year Ended 31 December 2022  Management  For  Voted - For 
10  Approval of the Pzu Capital Group S Consolidated       
  Financial Statements for the Year Ended 31 December       
  2022, Prepared in Accordance with the International       
  Financial Reporting Standards  Management  For  Voted - For 
11  . Approval of the Management Board Report on the       
  Activities of the Pzu Capital Group and Pzu Sa for       
  the Financial Year Ended 31 December 2022 and the       
  Report on Non-financial Information of the Pzu       
  Capital Group and Pzu Sa for 2022  Management  For  Voted - For 
12  Approval of the Report of the Pzu Sa Supervisory       
  Board for 2022  Management  For  Voted - For 
13  Adoption of A Resolution on the Distribution of Pzu       
  Sa S Net Profit for the Year Ended 31 December 2022  Management  For  Voted - For 
14  Adoption of Resolutions on Discharging Members of       
  the Pzu Sa Management Board on the Performance of       
  Their Duties in 2022  Management  For  Voted - For 
15  Adoption of Resolutions on Discharging Members of       
  the Pzu Sa Supervisory Board for the Performance of       
  Their Duties in 2022  Management  For  Voted - For 
16  Adoption of Resolutions on the Secondary Assessment       
  of the Suitability of Pzu Sa Supervisory Board       
  Members  Management  For  Voted - For 
17  Adopting A Resolution on Amending the Principles of       
  Assessing the Suitability of the Supervisory Board       
  and the Audit Committee of Pzu Sa  Management  For  Voted - For 
18  Adoption of Resolutions on the Assessment of       
  Individual Suitability of Candidates for Members of       
  the Pzu Sa Supervisory Board for the New Term of       
  Office  Management  For  Voted - For 
19  Adoption of A Resolution on the Assessment of the       
  Collective Suitability of the Pzu Sa Supervisory       
  Board  Management  For  Voted - For 
20  Adoption of Resolutions on the Appointment of       
  Members of the Pzu Sa Supervisory Board for A New       
  Term of Office  Management  For  Voted - For 
21  Adoption of Resolutions on Amendments to the       
  Articles of Association of Pzu Sa  Management  For  Voted - Against 

 

202

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
22  Adoption of A Resolution on Amending the       
  Remuneration Policy for Members of the Management       
  Board and Supervisory Board of Pzu Sa  Management  For  Voted - For 
23  Opinion on the Pzu Sa Supervisory Board Report on       
  the Remuneration of Pzu Sa Management Board and       
  Supervisory Board Members for 2022  Management  For  Voted - For 
PT ADARO ENERGY INDONESIA TBK       
Security ID: B3BQFC4 B3BQG54 B3NMWY1       
Meeting Date: 11-May-23  Meeting Type: Annual General Meeting     
1.1  Reelect Directors and Commissioners  Management  For  Voted - For 
2  Approve Annual Report, Financial Statements,       
  Statutory Reports and Discharge of Directors and       
  Commissioners    Management  For  Voted - For 
3  Approve Allocation of Income and Dividend  Management  For  Voted - For 
4  Approve Tanudiredja, Wibisana, Rintis Dan Rekan As       
  Auditors    Management  For  Voted - For 
5  Approve Remuneration of Directors and Commissioners  Management  For  Voted - For 
6  Approve Share Repurchase Program  Management  For  Voted - For 
PT BAYAN RESOURCES TBK         
Security ID: B3BWGF2 B3CGSP7       
Meeting Date: 27-Apr-23  Meeting Type: Annual General Meeting     
1  Approval of the Annual Report and Ratification of       
  the Company's Consolidated Financial Statements for       
  the 2022 Financial Year  Management  For  Voted - For 
2  Approval of the Determination of the Use of the       
  Company's Net Profits for the 2022 Financial Year  Management  For  Voted - For 
3  Approval of the Determination of the Remuneration       
  Package for the Board of Commissioners and Board of       
  Directors of the Company for 2023  Management  For  Voted - For 
4  Approval of the Appointment of A Public Accountant       
  And/or Public Accountant Firm Registered at the       
  Financial Services Authority (ojk) to Audit the       
  Company's Financial Statements for the 2023       
  Financial Year    Management  For  Voted - For 
5  Approval of Amendment to the Company's Articles of       
  Association, Specifically Article 14 Concerning the       
  Board of Directors and Article 17 Concerning the       
  Company's Board of Commissioners  Management  For  Voted - For 
6  Approval of Appointment of Members of the Company's       
  Board of Directors    Management  For  Voted - For 
7  Approval of Changes and Appointment of Members of       
  the Board of Commissioners and Affirmation of the       
  Term of Office of the Company's Board of       
  Commissioners    Management  For  Voted - For 

 

203

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
PT SUMBER ALFARIA TRIJAYA TBK       
Security ID: BCDBLJ9         
Meeting Date: 17-May-23  Meeting Type: Annual General Meeting     
1  Approval of the Company's Annual Report for the       
  Financial Year Ended on 31 December 2022, Including       
  Ratification on Financial Statements (audited) and       
  Board Commissioner Supervision Report for Fiscal       
  Year Ended on 31 December 2022  Management  For  Voted - For 
2  Appropriation of the Company's Net Profit for       
  Financial Year Ended on 31 December 2022  Management  For  Voted - For 
3  The Appointment of A Public Accounting Firm Who       
  Will Audit the Company's Books for the Fiscal Year       
  2023 and Determine the Honorarium and Other       
  Requirements in Connection with the Appointment of       
  the Public Accountant    Management  For  Voted - For 
4  Changes in Term of Office of the Company's Board of       
  Commissioners and Directors  Management  For  Voted - For 
5  Determination of the Composition of the Company's       
  Board of Commissioners  Management  For  Voted - For 
6  Determination of the Composition of the Company's       
  Board of Directors    Management  For  Voted - For 
7  Determination of Honorarium and Other Allowances       
  from Members of the Board of Commissioners of the       
  Company    Management  For  Voted - For 
8  Delegation of Wage and Allowance Payable Authority       
  for Members of the Board of Directors of the       
  Company to the Board of Commissioners of the       
  Company During the Term of Office of the Board of       
  Directors    Management  For  Voted - For 
PT UNILEVER INDONESIA TBK       
Security ID: 6687184 B01ZJK6 B021YB9       
Meeting Date: 15-Dec-22  Meeting Type: Extraordinary General Meeting     
1.1  To Appoint Mr. Alper Kulak As the Director of the       
  Company    Management  For  Voted - For 
1.2  To Appoint Mrs. Nurdiana Darus As the Director of       
  the Company    Management  For  Voted - For 
2  To Approve the Resignation of Mrs. Reski Damayanti       
  As the Director of the Company  Management  For  Voted - For 

 

204

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
PYLON TECHNOLOGIES CO., LTD.       
Security ID: BN45744 BQ3RX88       
Meeting Date: 21-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Settlement of Some Projects Financed with Raised       
  Funds from Ipo and Permanently Supplementing the       
  Working Capital with the Surplus Raised Funds  Management  For  Voted - For 
2  Permanently Supplementing the Working Capital with       
  Some Surplus Raised Funds  Management  For  Voted - For 
3  2023 Estimated Continuing Connected Transactions:       
  2023 Estimated Continuing Connected Transactions       
  with A Company    Management  For  Voted - For 
4  2023 Estimated Continuing Connected Transactions:       
  2023 Estimated Continuing Connected Transactions       
  with A 2nd Company Its Subsidiaries  Management  For  Voted - For 
5  2023 Estimated Continuing Connected Transactions:       
  2023 Estimated Continuing Connected Transactions       
  with A 3rd Company Its Subsidiaries  Management  For  Voted - For 
6  2023 Estimated Continuing Connected Transactions:       
  2023 Estimated Continuing Connected Transactions       
  with Other 2 Companies  Management  For  Voted - For 
QINGDAO GAOCE TECHNOLOGY CO., LTD.       
Security ID: BMD46Q0 BQ3RXL1       
Meeting Date: 29-Sep-22  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for A-share Offering to       
  Specific Parties    Management  For  Voted - For 
2  Plan for A-share Offering to Specific Parties:       
  Stock Type and Par Value  Management  For  Voted - For 
3  Plan for A-share Offering to Specific Parties:       
  Method and Date of Issuance  Management  For  Voted - For 
4  Plan for A-share Offering to Specific Parties:       
  Pricing Base Date, Pricing Principles and Issue       
  Price    Management  For  Voted - For 
5  Plan for A-share Offering to Specific Parties:       
  Issuing Targets and Subscription Method  Management  For  Voted - For 
6  Plan for A-share Offering to Specific Parties:       
  Issuing Volume    Management  For  Voted - For 
7  Plan for A-share Offering to Specific Parties:       
  Lockup Period    Management  For  Voted - For 
8  Plan for A-share Offering to Specific Parties:       
  Listing Place    Management  For  Voted - For 
9  Plan for A-share Offering to Specific Parties:       
  Arrangement for the Accumulated Retained Profits       
  Before the Share Offering  Management  For  Voted - For 
10  Plan for A-share Offering to Specific Parties:       
  Amount and Purpose of the Raised Funds  Management  For  Voted - For 
11  Plan for A-share Offering to Specific Parties: the       
  Valid Period of the Resolution on the Share Offering  Management  For  Voted - For 

 

205

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
12  Preplan for the A-share Offering to Specific Parties  Management  For  Voted - For 
13  Demonstration Analysis Report on the Plan for       
  A-share Offering to Specific Parties  Management  For  Voted - For 
14  Feasibility Analysis Report on the Use of Funds to       
  be Raised from the A-share Offering to Specific       
  Parties    Management  For  Voted - For 
15  Connected Transactions Involved in the A-share       
  Offering to Specific Parties  Management  For  Voted - For 
16  Conditional Share Subscription Agreement to be       
  Signed with Specific Parties  Management  For  Voted - For 
17  Special Report on Used of Previously Raised Funds  Management  For  Voted - For 
18  Diluted Immediate Return After the A-share Offering       
  to Specific Parties, Filling Measures and       
  Commitments of Relevant Parties  Management  For  Voted - For 
19  Formulation of the Shareholder Return Plan for the       
  Next Three Years from 2022 to 2024  Management  For  Voted - For 
20  Authorization to the Board and Its Authorized       
  Persons to Handle Matters Regarding the A-share       
  Offering    Management  For  Voted - For 
21  Statement on the Purpose of the Raised Funds       
  Belongs to the Technological Innovation Field  Management  For  Voted - For 
Meeting Date: 24-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report and Its Summary  Management  For  Voted - For 
2  2022 Annual Accounts    Management  For  Voted - For 
3  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny3.50000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):4.000000    Management  For  Voted - For 
4  2022 Work Report of the Board of Directors  Management  For  Voted - For 
5  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
6  2022 Remuneration for Directors and 2023       
  Remuneration Plan    Management  For  Voted - For 
7  2022 Remuneration for Supervisors and 2023       
  Remuneration Plan    Management  For  Voted - For 
8  Application for Comprehensive Credit Line by the       
  Company and Subsidiaries and Provision of Guarantee       
  for Subsidiaries    Management  For  Voted - For 
9  Provision of Repurchase Guarantee for Financing of       
  Some Clients to Financial Leasing Companies  Management  For  Voted - For 
10  2023 Restricted Stock Incentive Plan (draft) and       
  Its Summary    Management  For  Voted - For 
11  Appraisal Management Measures for the       
  Implementation of 2023 Restricted Stock Incentive       
  Plan    Management  For  Voted - For 
12  Authorization to the Board to Handle Matters       
  Regarding the 2023 Restricted Stock Incentive Plan  Management  For  Voted - For 

 

206

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
RAND MERCHANT INVESTMENT HOLDINGS LIMITED       
Security ID: BJFT350 BYP2N32 BYX3N48       
Meeting Date: 08-Nov-22  Meeting Type: Annual General Meeting     
1.1  Re-election of Director: Albertinah Kekana  Management  For  Voted - For 
1.2  Re-election of Director: James Teeger  Management  For  Voted - For 
1.3  Re-election of Director: Johan Burger  Management  For  Voted - For 
1.4  Re-election of Director: Mamongae Mahlare  Management  For  Voted - For 
1.5  Election of Director: Alan Hedding  Management  For  Voted - For 
1.6  Election of Director: Buhle Hanise  Management  For  Voted - For 
1.7  Election of Director: George Marx  Management  For  Voted - For 
1.8  Election of Director: Hantie Van Heerden  Management  For  Voted - For 
1.9  Election of Director: Jan Hofmeyr  Management  For  Voted - For 
1.10  Election of Director: Kubandiran Pillay  Management  For  Voted - For 
1.11  Election of Director: Marthinus Visser  Management  For  Voted - For 
1.12  Election of Director: Raymond Ndlovu  Management  For  Voted - For 
1.13  Election of Director: Sharron Venessa Naidoo  Management  For  Voted - For 
1.14  Election of Director: Tlaleng Moab  Management  For  Voted - For 
1.15  Election of Director: Willem Roos  Management  For  Voted - For 
1.16  Election of the Company's Audit and Risk Committee       
  Members: George Marx  Management  For  Voted - For 
1.17  Election of the Company's Audit and Risk Committee       
  Members: Alan Hedding  Management  For  Voted - For 
1.18  Election of the Company's Audit and Risk Committee       
  Members: Buhle Hanise  Management  For  Voted - For 
1.19  Election of the Company's Audit and Risk Committee       
  Members: Hantie Van Heerden  Management  For  Voted - For 
1.20  Election of the Company's Audit and Risk Committee       
  Members: Johan Petrus Burger  Management  For  Voted - For 
1.21  Election of the Company's Audit and Risk Committee       
  Members: Sharron Venessa Naidoo  Management  For  Voted - For 
1.22  Election of the Company's Audit and Risk Committee       
  Members: Tlaleng Moabi  Management  For  Voted - For 
2  Non-binding Advisory Vote: Advisory Endorsement of       
  Remuneration Policy    Management  For  Voted - For 
3  Non-binding Advisory Vote: Advisory Endorsement of       
  Remuneration Implementation Report - Rmi  Management  For  Voted - For 
4  Non-binding Advisory Vote: Advisory Endorsement of       
  Remuneration Implementation Report - Outsurance       
  Holdings Limited    Management  For  Voted - For 
5  General Authority to Issue Ordinary Shares for Cash  Management  For  Voted - For 
6  Approval of Reappointment of Auditor  Management  For  Voted - For 
7  Signing Authority    Management  For  Voted - For 
8  Approval of Non-executive Directors' Remuneration       
  with Effect from 1 December 2022  Management  For  Voted - For 
9  General Authority to Repurchase Company Shares  Management  For  Voted - For 
10  Issue of Shares, Convertible Securities and Or       
  Options to Persons Listed in Section 41(1) of the       
  Companies Act for the Purposes of Their       
  Participation in A Reinvestment Option  Management  For  Voted - For 

 

207

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
11  Issue of Shares, Convertible Securities and Or       
  Options to Persons Listed in Section 41(1) of the       
  Companies Act in Connection with the Settlement of       
  Eligible Participant's Rights Under the Group's       
  Applicable Share Or Employee Incentive Scheme  Management  For  Voted - For 
12  Financial Assistance to Directors, Prescribed       
  Officers and Employee Share Scheme Beneficiaries  Management  For  Voted - For 
13  Financial Assistance to Related Or Inter-related       
  Entities    Management  For  Voted - For 
14  Approval of the Outsurance Listing  Management  For  Voted - For 
15  Amendment of the Company's Moi  Management  For  Voted - Against 
REGIONAL SAB DE CV         
Security ID: BG1Z6X0         
Meeting Date: 26-Apr-23  Meeting Type: Annual General Meeting     
1.1  Elect Or Ratify Directors, Chairman and Secretary       
  of Board    Management  For  Non-Voting 
1.2  Elect Or Ratify Chairman and Members of Audit and       
  Corporate Practices Committees  Management  For  Non-Voting 
2  Approve Ceos Report, Including Financial Statements       
  and Statutory Reports    Management  For  Non-Voting 
3  Approve Boards Report    Management  For  Non-Voting 
4  Approve Audit Committees Report Including Boards       
  Opinion on Ceo's Report  Management  For  Non-Voting 
5  Approve Corporate Practices Committees Report  Management  For  Non-Voting 
6  Approve Allocation of Income  Management  For  Non-Voting 
7  Approve Cash Dividends  Management  For  Non-Voting 
8  Set Maximum Amount of Share Repurchase  Management  For  Non-Voting 
9  Present Report on Share Repurchase  Management  For  Non-Voting 
10  Approve Discharge of Board of Directors  Management  For  Non-Voting 
11  Approve Remuneration    Management  For  Non-Voting 
12  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Non-Voting 
13  Approve Minutes of Meeting  Management  For  Non-Voting 
SAMSUNG ELECTRONICS CO LTD       
Security ID: 6771720 B19VC15       
Meeting Date: 03-Nov-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Outside Director Heo Eun Nyeong  Management  For  Voted - For 
1.2  Election of Outside Director Yu Myeong Hui  Management  For  Voted - For 
Meeting Date: 15-Mar-23  Meeting Type: Annual General Meeting     
1.1  Election of Inside Director Han Jong Hui  Management  For  Voted - For 
2  Approval of Financial Statements  Management  For  Voted - For 
3  Approval of Remuneration for Director  Management  For  Voted - For 

 

208

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
SAMSUNG SDI CO. LTD         
Security ID: 6771645         
Meeting Date: 15-Mar-23  Meeting Type: Annual General Meeting     
1.1  Election of Inside Director: Jeon Yeong Hyeon  Management  For  Voted - For 
1.2  Election of Outside Director: Gwon O Gyeong  Management  For  Voted - For 
1.3  Election of Outside Director: Gim Deok Hyeon  Management  For  Voted - For 
1.4  Election of Outside Director: I Mi Gyeong  Management  For  Voted - For 
1.5  Election of Audit Committee Member Gwon O Gyeong  Management  For  Voted - For 
1.6  Election of Audit Committee Member I Mi Gyeong  Management  For  Voted - For 
1.7  Election of Outside Director Who is an Audit       
  Committee Member Choe Won UK  Management  For  Voted - For 
2  Approval of Financial Statements  Management  For  Voted - For 
3  Approval of Remuneration for Director  Management  For  Voted - For 
SG MICRO CORP         
Security ID: BDZYZ35 BHQPSR0       
Meeting Date: 17-Aug-22  Meeting Type: Extraordinary General Meeting     
1  2022 Stock Option Incentive Plan (draft) and Its       
  Summary    Management  For  Voted - For 
2  Appraisal Management Measures for the       
  Implementation of 2022 Stock Option Incentive Plan  Management  For  Voted - For 
3  Authorization to the Board to Handle Matters       
  Regarding 2022 Stock Option Incentive Plan  Management  For  Voted - For 
4  Change of the Company's Registered Capital,       
  Amendments to the Company's Articles of Association       
  and Handling the Industrial and Commercial       
  Registration Amendment  Management  For  Voted - Against 
SHANDONG HI-SPEED HOLDINGS GROUP LIMITED       
Security ID: BN4BY29 BNRNRW3       
Meeting Date: 28-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr. Guan Huanfei As an Independent       
  Non-executive Director  Management  For  Voted - For 
1.2  To Re-elect Mr. Chan Wai Hei As an Independent       
  Non-executive Director  Management  For  Voted - For 
1.3  To Re-elect Mr. Jonathan Jun Yan As an Independent       
  Non-executive Director  Management  For  Voted - For 
1.4  To Re-elect Mr. Tan Yuexin As an Independent       
  Non-executive Director  Management  For  Voted - For 
2  To Receive and Consider the Audited Financial       
  Statements and the Reports of the Directors (the       
  Directors) and the Auditor of the Company for the       
  Year Ended 31 December 2022  Management  For  Voted - For 

 

209

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  To Authorise the Board of Directors of the Company       
  (the Board) to Fix the Directors Remunerations  Management  For  Voted - For 
4  To Re-appoint Crowe (hk) Cpa Limited As Auditor of       
  the Company and to Authorise the Board to Fix Its       
  Remuneration    Management  For  Voted - For 
5  To Grant to the Directors A General Mandate to       
  Allot, Issue and Otherwise Deal with the Shares in       
  the Capital of the Company Not Exceeding 20% of the       
  Aggregate Number of the Issued Shares in the       
  Capital of the Company As at the Date of This       
  Resolution    Management  For  Voted - For 
6  To Grant to the Directors A General Mandate to       
  Repurchase the Companys Own Shares Not Exceeding       
  10% of the Aggregate Number of the Issued Shares in       
  the Capital of the Company As at the Date of This       
  Resolution    Management  For  Voted - For 
7  To Extend the General Mandate Granted Under       
  Resolution No. 5 by Including the Number of Shares       
  Repurchased by the Company Pursuant to Resolution       
  No. 6    Management  For  Voted - For 
SHANDONG WEIFANG RAINBOW CHEMICAL CO., LTD.       
Security ID: BKY6C30 BQ3RQN4       
Meeting Date: 12-Jan-23  Meeting Type: Extraordinary General Meeting     
1  Proposal on the Estimated Routine Related Party       
  Transactions for 2023    Management  For  Voted - For 
2  Proposal on Applying to Financial Institutions for       
  Credit Line for 2023    Management  For  Voted - For 
3  Proposal to Forecast the Amount of Guarantees for       
  2023    Management  For  Voted - For 
4  Proposal to Plan to Conduct the Foreign Exchange       
  Derivatives Transaction Business for 2023  Management  For  Voted - For 
5  Proposal on 2023 Investment Plan  Management  For  Voted - For 
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD       
Security ID: 6742340 B0Z40G2 B1BJQ59 BD8NHR7 BP3RX58       
Meeting Date: 30-Dec-22  Meeting Type: Extraordinary General Meeting     
1.1  To Consider and Approve the Appointment of Mr. Li       
  Qiang As an Independent Non-executive Director of       
  the Company    Management  For  Voted - For 
2  To Consider and Approve the Proposed Amendment to       
  the Articles of Association  Management  For  Voted - Against 
Meeting Date: 29-May-23  Meeting Type: Annual General Meeting     
1  To Consider and Approve the Audited Consolidated       
  Financial Statements of the Group (including the       

 

210

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Company and Its Subsidiaries) for the Year Ended 31       
  December 2022    Management  For  Non-Voting 
2  To Consider and Approve the Report of the Board of       
  Directors of the Company (the "board") for the Year       
  Ended 31 December 2022  Management  For  Non-Voting 
3  To Consider and Approve the Report of the       
  Supervisory Committee of the Company for the Year       
  Ended 31 December 2022  Management  For  Non-Voting 
4  To Declare A Final Dividend of Rmb0.079 Per Share       
  of Rmb0.1 Each in the Company for the Year Ended 31       
  December 2022    Management  For  Non-Voting 
5  To Consider and Approve the Proposal for the       
  Re-appointment of Deloitte Touche Tohmatsu As the       
  Auditor of the Company for the Year Ending 31       
  December 2023, and to Authorise the Board to       
  Determine His Remuneration  Management  For  Non-Voting 
6  To Consider and Authorise the Board to Approve the       
  Remuneration of the Directors, of the Company for       
  the Year Ending 31 December 2023  Management  For  Non-Voting 
7  To Consider and Approve the General Mandate to       
  Allot and Issue New H Shares and Non- Listed Shares  Management  For  Non-Voting 
8  To Consider and Approve the General Mandate to       
  Repurchase H Shares    Management  For  Non-Voting 
9  To Consider and Approve the Mandate to Issue Debt       
  Financing Instruments    Management  For  Non-Voting 
SHANGHAI AIKO SOLAR ENERGY CO., LTD.       
Security ID: 6810043 BMXTYM7       
Meeting Date: 04-May-23  Meeting Type: Annual General Meeting     
1  2022 Annual Report    Management  For  Voted - For 
2  2022 Work Report of the Board of Directors  Management  For  Voted - For 
3  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
4  2022 Annual Accounts    Management  For  Voted - For 
5  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan is As Follows: 1) Cash       
  Dividend/10 Shares (tax Included): Cny5.50000000 2)       
  Bonus Issue from Profit (share/10 Shares): None 3)       
  Bonus Issue from Capital Reserve (share/10 Shares):       
  4.000000    Management  For  Voted - For 
6  2023 Application for Comprehensive Credit Line to       
  Financial Institutions and Estimation of the       
  External Guarantee Quota  Management  For  Voted - For 
7  2023 Launching Foreign Exchange Hedging Business  Management  For  Voted - For 
8  2023 Cash Management with Proprietary Funds  Management  For  Voted - For 
9  Full Authorization to Handle the 2023 Funds and       
  Financing Business    Management  For  Voted - For 
10  2022 Work Report of Independent Directors  Management  For  Voted - For 
11  2023 Formulation of the Remuneration Plan for       
  Directors    Management  For  Voted - For 

 

211

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
12  2023 Formulation of the Remuneration Plan for       
  Supervisors    Management  For  Voted - For 
13  Confirmation of 2022 Audit Fees and Appointment of       
  2023 Financial Audit Firm and Internal Control       
  Audit Firm    Management  For  Voted - For 
14  2023 Estimated Continuing Connected Transactions       
  with A Company    Management  For  Voted - For 
15  Amendments to the Company's Articles of Association       
  and Its Appendix    Management  For  Voted - Against 
16  A Photovoltaic Project Investment Agreement with       
  the Administration Committee of an Industrial Zone  Management  For  Voted - For 
17  Investment in Construction of A Solar Power Project       
  in Yiwu, Zhejiang    Management  For  Voted - For 
18  Investment in Construction of A Solar Power Project       
  in Zhuhai, Guangdong    Management  For  Voted - For 
19  Strategic Cooperation Agreement on A Project to be       
  Signed with A Government  Management  For  Voted - For 
SHRIRAM FINANCE LIMITED         
Security ID: 6802608         
Meeting Date: 23-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Appoint A Director in Place of Mr. D. V. Ravi       
  (din 00171603), Who Retires by Rotation at This       
  Meeting, and Being Eligible, Offers Himself for       
  Re-appointment As A Director of the Company  Management  For  Non-Voting 
2  To Receive, Consider and Adopt the Audited       
  Financial Statements of the Company for the       
  Financial Year Ended March 31, 2023, Together with       
  the Reports of the Board of Directors and the       
  Auditors Thereon    Management  For  Non-Voting 
3  To Receive, Consider and Adopt the Audited       
  Consolidated Financial Statements of the Company       
  for the Financial Year Ended March 31, 2023,       
  Together with the Report of the Auditors Thereon  Management  For  Non-Voting 
4  To Declare A Final Dividend of Rs.20/- Per Equity       
  Share of Rs.10/- Each and to Confirm the Payment of       
  Interim Dividend of Rs.15/- Per Equity Share of       
  Rs.10/- Each Declared by the Board of Directors in       
  Its Meeting Held on December 24, 2022, for the       
  Financial Year Ended March 31, 2023  Management  For  Non-Voting 
5  To Consider and Approve Insertion of Article 24.d.       
  After the Existing Article 24.c. of Articles of       
  Association of the Company to Comply with the       
  Requirement of Regulation 23(6) of the Securities       
  and Exchange Board of India (issue and Listing of       
  Non-convertible Securities) Regulations, 2021, As       
  Amended    Management  For  Non-Voting 
6  To Consider and Approve Deletion and Substitution       
  of Article 3 of Articles of Association of the       
  Company    Management  For  Non-Voting 

 

212

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
SICHUAN ROAD & BRIDGE CO LTD       
Security ID: 6599803 BP3RBG5       
Meeting Date: 20-Apr-23  Meeting Type: Annual General Meeting     
1  2022 Work Report of the Board of Directors  Management  For  Voted - For 
2  2022 Work Report of the Supervisory Committee  Management  For  Voted - For 
3  2022 Annual Accounts    Management  For  Voted - For 
4  2022 Profit Distribution Plan: the Detailed Profit       
  Distribution Plan are As Follows: 1) Cash       
  Dividend/10 Shares (tax Included):cny9.10000000 2)       
  Bonus Issue from Profit (share/10 Shares):none 3)       
  Bonus Issue from Capital Reserve (share/10       
  Shares):4.000000    Management  For  Voted - For 
5  2022 Annual Report and Its Summary  Management  For  Voted - For 
6  2022 Internal Control Evaluation Report  Management  For  Voted - For 
SINOPHARM GROUP CO LTD         
Security ID: B3ZVDV0 B4M8B73 B5NVZ21 BD8NHY4 BP3RXT2       
Meeting Date: 15-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Consider and Approve the Appointment of Mr. Shi       
  Shenghao As an Independent Non-executive Director,       
  and to Authorize the Board to Determine His       
  Remuneration and to Authorize the Chairman of the       
  Board Or Any Executive Director to Enter Into the       
  Service Contract Or Such Other Documents Or       
  Supplemental Agreements Or Deeds with Him  Management  For  Voted - For 
2  To Consider and Approve the Report of the Board of       
  Directors of the Company (the "board") for the Year       
  Ended 31 December 2022  Management  For  Voted - For 
3  To Consider and Approve the Report of the       
  Supervisory Committee of the Company (the       
  "supervisory Committee") for the Year Ended 31       
  December 2022    Management  For  Voted - For 
4  To Consider and Approve the Audited Financial       
  Statements and the Auditors' Report of the Company       
  and Its Subsidiaries for the Year Ended 31 December       
  2022    Management  For  Voted - For 
5  To Consider and Approve the Profit Distribution       
  Plan and Payment of the Final Dividend for the Year       
  Ended 31 December 2022  Management  For  Voted - For 
6  To Consider and Authorize the Board to Determine       
  the Remuneration of the Directors of the Company       
  (the "directors") for the Year Ending 31 December       
  2023    Management  For  Voted - For 
7  To Consider and Authorize the Supervisory Committee       
  to Determine the Remuneration of the Supervisors of       
  the Company for the Year Ending 31 December 2023  Management  For  Voted - For 
8  To Consider and Approve the Appointment of       
  PricewaterhouseCoopers Zhong Tian LLP As the       

 

213

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Domestic Auditor of the Company in Place of Ernst &       
  Young Hua Ming LLP to Hold Office Until the       
  Conclusion of the Next Annual General Meeting, and       
  the Appointment of PricewaterhouseCoopers As the       
  International Auditor of the Company in Place of       
  Ernst & Young to Hold Office Until the Conclusion       
  of the Next Annual General Meeting, and to Ratify       
  and Confirm Their Remunerations Determined by the       
  Audit Committee of the Board  Management  For  Voted - For 
9  To Consider and Approve the Delegation of the Power       
  to the Board to Approve the Guarantees in Favor of       
  Other Entities with an Aggregate Total Value of Not       
  More Than 30% of the Latest Audited Total Assets of       
  the Company Over A Period of 12 Months; and If the       
  Above Delegation is Not Consistent With, Collides       
  with Or Conflicts with the Requirements Under the       
  Rules Governing the Listing of Securities (the       
  "hong Kong Listing Rules") on the Stock Exchange of       
  Hong Kong Limited (the "hong Kong Stock Exchange")       
  Or Other Requirements of the Hong Kong Stock       
  Exchange, the Requirements Under the Hong Kong       
  Listing Rules Or Other Requirements of the Hong       
  Kong Stock Exchange Should be Followed  Management  For  Voted - For 
10  To Consider and Approve to Grant A General Mandate       
  to the Board to Exercise the Power of the Company       
  to Allot, Issue And/or Deal with Domestic Shares       
  And/or H Shares (details of This Resolution Were       
  Set Out in the Notice of Agm Dated 25 May 2023)  Management  For  Voted - For 
11  To Consider and Approve to Grant A General Mandate       
  to the Board to Exercise the Power of the Company       
  to Repurchase H Shares (details of This Resolution       
  Were Set Out in the Notice of Agm Dated 25 May 2023)  Management  For  Voted - For 
12  To Consider and Approve the Issuance of Corporate       
  Bonds with A Registered Amount of Rmb15 Billion by       
  the Company, and to Authorize the Board and Approve       
  in Turn to Authorize Mr. Yu Qingming, the Chairman       
  of the Board and an Executive Director, to be the       
  Authorized Person of This Issuance, and to       
  Represent the Company to Deal Specifically with the       
  Issuance and Listing Related Matters, in Accordance       
  with the Resolutions of the General Meeting and the       
  Authorization of the Board (details of This       
  Resolution Were Set Out in the Notice of Agm Dated       
  25 May 2023)    Management  For  Voted - For 
Meeting Date: 15-Jun-23  Meeting Type: Class Meeting       
1  To Consider and Approve to Grant A General Mandate       
  to the Board to Exercise the Power of the Company       
  to Repurchase H Shares (details of This Resolution       
  Were Set Out in the Notice of H Shareholders' Class       
  Meeting Dated 25 May 2023)  Management  For  Voted - For 

 

214

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
SINOPHARM GROUP CO LTD         
Security ID: B3ZVDV0 B4M8B73 BD8NHY4 BP3RXT2       
Meeting Date: 23-Dec-22  Meeting Type: Extraordinary General Meeting     
1  To Consider and Approve (if Thought Fit) the       
  Appointment of Mr. Wang Kan As A Non-executive       
  Director, and to Authorize the Chairman of the       
  Board Or Any Executive Director to Enter Into the       
  Service Contract Or Such Other Documents Or       
  Supplemental Agreements Or Deeds with Him  Management  For  Voted - For 
2  To Consider and Approve (if Thought Fit) the       
  Appointment of Mr. Wang Peng As A Supervisor, and       
  to Authorize the Chairman of the Board Or Any       
  Executive Director to Enter Into the Service       
  Contract Or Such Other Documents Or Supplemental       
  Agreements Or Deeds with Him  Management  For  Voted - For 
SOCIEDAD QUIMICA Y MINERA DE CHILE SA SOQUIMICH       
Security ID: 2718301 BLPP7B6       
Meeting Date: 26-Apr-23  Meeting Type: Ordinary General Meeting     
1.1  Elect Antonio Gil Nievas As Director Representing       
  Series B Shareholders    Management  For  Did Not Vote 
2  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
3  Designate Auditors    Management  For  Voted - For 
4  Designate Risk Assessment Companies  Management  For  Voted - For 
5  Designate Account Inspectors  Management  For  Voted - For 
6  Approve Investment Policy  Management  For  Voted - For 
7  Approve Financing Policy  Management  For  Voted - For 
8  Approve Dividends    Management  For  Voted - For 
9  Elect Directors    Management  For  Voted - For 
10  Approve Remuneration of Board of Directors and       
  Board Committees    Management  For  Voted - For 
11  Designate Newspaper to Publish Meeting       
  Announcements, Other Business and Execution of       
  Shareholders Meeting Resolutions  Management  For  Voted - For 
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD       
Security ID: 6889106 B16TKV8       
Meeting Date: 06-Jun-23  Meeting Type: Annual General Meeting     
1  To Accept 2022 Business Report and Financial       
  Statements.    Management  For  Voted - For 
2  To Approve the Issuance of Employee Restricted       
  Stock Awards for Year 2023.  Management  For  Voted - For 
3  To Revise the Procedures for Endorsement and       
  Guarantee.    Management  For  Voted - For 

 

215

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  In Order to Reflect the Audit Committee Name Change       
  to the Audit and Risk Committee, to Revise the Name       
  of Audit Committee in the Following Tsmc       
  Policies,(i). Procedures for Acquisition Or       
  Disposal of Assets. (ii). Procedures for Financial       
  Derivatives Transactions. (iii). Procedures for       
  Lending Funds to Other Parties. (iv). Procedures       
  for Endorsement and Guarantee.  Management  For  Voted - For 
TENCENT HOLDINGS LTD         
Security ID: BD8NG70 BDDXGP3 BGKG6H8 BGPHZF7 BMMV2K8 BMN9869 BMNDJT1 BP3RXY7 BPK3Q83 
Meeting Date: 17-May-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr Jacobus Petrus (koos) Bekker As       
  Director    Management  For  Voted - For 
1.2  To Re-elect Professor Zhang Xiulan As Director  Management  For  Voted - For 
2  To Receive and Consider the Audited Financial       
  Statements, the Directors Report and the       
  Independent Auditors Report for the Year Ended 31       
  December 2022    Management  For  Voted - For 
3  To Declare A Final Dividend  Management  For  Voted - For 
4  To Authorise the Board of Directors to Fix the       
  Directors Remuneration  Management  For  Voted - For 
5  To Re-appoint Auditor and Authorise the Board of       
  Directors to Fix Their Remuneration  Management  For  Voted - For 
6  To Grant A General Mandate to the Directors to       
  Issue New Shares (ordinary Resolution 5 As Set Out       
  in the Notice of the Agm)  Management  For  Voted - For 
7  To Grant A General Mandate to the Directors to       
  Repurchase Shares (ordinary Resolution 6 As Set Out       
  in the Notice of the Agm)  Management  For  Voted - For 
Meeting Date: 17-May-23  Meeting Type: Extraordinary General Meeting     
1  To Approve and Adopt the 2023 Share Option Scheme  Management  For  Voted - For 
2  To Approve the Transfer of Share Options  Management  For  Voted - For 
3  To Terminate the Share Option Scheme Adopted by the       
  Company on 17 May 2017  Management  For  Voted - For 
4  To Approve and Adopt the Scheme Mandate Limit       
  (share Option) Under the 2023 Share Option Scheme  Management  For  Voted - For 
5  To Approve and Adopt the Service Provider Sub-limit       
  (share Option) Under the 2023 Share Option Scheme  Management  For  Voted - For 
6  To Approve and Adopt the 2023 Share Award Scheme  Management  For  Voted - For 
7  To Approve the Transfer of Share Awards  Management  For  Voted - For 
8  To Terminate Each of the Share Award Schemes       
  Adopted by the Company on 13 November 2013 and 25       
  November 2019    Management  For  Voted - For 
9  To Approve and Adopt the Scheme Mandate Limit       
  (share Award) Under the 2023 Share Award Scheme  Management  For  Voted - For 

 

216

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
10  To Approve and Adopt the Scheme Mandate Limit (new       
  Shares Share Award) Under the 2023 Share Award       
  Scheme    Management  For  Voted - For 
11  To Approve and Adopt the Service Provider Sub-limit       
  (new Shares Share Award) Under the 2023 Share Award       
  Scheme    Management  For  Voted - For 
THAI OIL PUBLIC CO LTD         
Security ID: B0305J0 B03GZZ4 B046NN7       
Meeting Date: 10-Apr-23  Meeting Type: Annual General Meeting     
1.1  To Approve the Appointment of New Directors in       
  Replacement of Those Who Complete Their Terms by       
  Rotation in 2023: Dr. Nattapon Nattasomboon  Management  For  Voted - For 
1.2  To Approve the Appointment of New Directors in       
  Replacement of Those Who Complete Their Terms by       
  Rotation in 2023: Mr. Distat Hotrakitya  Management  For  Voted - For 
1.3  To Approve the Appointment of New Directors in       
  Replacement of Those Who Complete Their Terms by       
  Rotation in 2023: Pol. Capt. Piya Raksakul  Management  For  Voted - For 
1.4  To Approve the Appointment of New Directors in       
  Replacement of Those Who Complete Their Terms by       
  Rotation in 2023: Ms. Phannalin Mahawongtikul  Management  For  Voted - For 
1.5  To Approve the Appointment of New Directors in       
  Replacement of Those Who Complete Their Terms by       
  Rotation in 2023: Lt. Gen. Apichat Chaiyadar  Management  For  Voted - For 
2  To Acknowledge the Company's 2022 Operating Results       
  and to Approve the Audited Financial Statements for       
  the Year Ended December 31, 2022  Management  For  Voted - For 
3  To Approve the Allocation of Profits As A Legal       
  Reserve and the Dividend Payment for the Company's       
  2022 Operating Results  Management  For  Voted - For 
4  To Approve the 2023 Remuneration for the Company's       
  Directors    Management  For  Voted - For 
5  To Approve the 2023 Annual Appointment of Auditors       
  and Determination of Their Remuneration  Management  For  Voted - For 
6  To Consider and Approve the Reduction of the       
  Company's Registered Capital by Means of Cancelling       
  the Unissued Registered Shares of the Company and       
  the Amendment to Clause 4 of the Company's       
  Memorandum of Association to Reflect the Reduction       
  of the Company's Registered Capital  Management  For  Voted - For 
7  To Approve the Amendment/addition of the Objectives       
  of the Company and the Amendment to Clause 3 of the       
  Memorandum of Association of the Company  Management  For  Voted - Abstain 
8  To Approve the Change/amendment to the Company's       
  Articles of Association to be in Line with the       
  Public Limited Companies Act (no. 4)  Management  For  Voted - For 
9  To Consider and Approve the Issuance and Offering       
  of Additional Debentures  Management  For  Voted - For 
10  Others (if Any)    Management  Against  Voted - For 

 

217

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LT       
Security ID: B8RZJZ1 B93PXX8 BD8NJT3 BP3RWV7 BYVF3B3       
Meeting Date: 27-Oct-22  Meeting Type: Extraordinary General Meeting     
1.1  To Consider and Approve the Resolution on the       
  Election of Mr. Xiao Jianyou As an Executive       
  Director of the Fourth Session of the Board of the       
  Company    Management  For  Voted - For 
Meeting Date: 27-Apr-23  Meeting Type: Extraordinary General Meeting     
1.1  To Consider and Approve the Resolution on the       
  Election of Mr. Song Hongjun As A Non-executive       
  Director of the Fourth Session of the Board of the       
  Company    Management  For  Voted - For 
2  To Consider and Approve the Remuneration Scheme for       
  the Company's Directors and Supervisors for the       
  Year 2021    Management  For  Voted - For 
Meeting Date: 19-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Consider and Approve the Resolution on the       
  Election of Mr. Wang Pengcheng As an Independent       
  Non-executive Director of the Fourth Session of the       
  Board of Directors of the Company  Management  For  Voted - For 
2  To Consider and Approve the Resolution on the       
  Report of the Board of Directors for the Year 2022  Management  For  Voted - For 
3  To Consider and Approve the Resolution on the       
  Report of the Board of Supervisors for the Year 2022  Management  For  Voted - For 
4  To Consider and Approve the Resolution on the Final       
  Financial Accounts for the Year 2022  Management  For  Voted - For 
5  To Consider and Approve the Resolution on the       
  Profit Distribution for the Year 2022  Management  For  Voted - For 
6  To Consider and Approve the Resolution on the       
  Budget of Fixed Asset Investment for the Year 2023  Management  For  Voted - For 
7  To Consider and Approve the Resolution on the       
  Engagement of Accounting Firms for the Year 2023  Management  For  Voted - For 
8  To Consider and Approve the Resolution on the       
  Charity Donation Plan of the Group for the Year 2023  Management  For  Voted - For 
TRAVELSKY TECHNOLOGY LTD       
Security ID: 6321954 B01DRR3 B1BJTR2 BD8DQR0 BD8GFN8       
Meeting Date: 01-Sep-22  Meeting Type: Extraordinary General Meeting     
1.1  To Consider and Approve the Resolution in Relation       
  to the Appointment of Mr. Liu Jianping As the       
  Executive Director of the Seventh Session of the       
  Board of the Company for the Same Term As Other       
  Members of the Seventh Session of the Board       

 

218

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Commencing from the Conclusion of the Egm, and the       
  Authorization to Board to Determine His Remuneration  Management  For  Voted - For 
1.2  To Consider and Approve the Resolution in Relation       
  to the Appointment of Mr. Liu Zehong As an       
  Independent Non-executive Director of the Seventh       
  Session of the Board of the Company for the Same       
  Term As Other Members of the Seventh Session of the       
  Board Commencing from the Conclusion of the Egm,       
  and the Authorization to Board to Determine His       
  Remuneration; and the Termination of the Office of       
  Mr. Cao Shiqing As an Independent Non-executive       
  Director of the Company, with Effect from the       
  Approval Granted at the Egm  Management  For  Voted - For 
1.3  To Consider and Approve the Resolution in Relation       
  to the Appointment of Mr. Chan Wing Tak Kevin As an       
  Independent Non-executive Director of the Seventh       
  Session of the Board of the Company for the Same       
  Term As Other Members of the Seventh Session of the       
  Board Commencing from the Conclusion of the Egm,       
  and the Authorization to Board to Determine His       
  Remuneration; and the Termination of the Office of       
  Dr. Ngai Wai Fung As an Independent Non-executive       
  Director of the Company, with Effect from the       
  Approval Granted at the Egm  Management  For  Voted - For 
1.4  To Consider and Approve the Resolution in Relation       
  to the Appointment of Mr. Xu Hongzhi As an       
  Independent Non-executive Director of the Seventh       
  Session of the Board of the Company for the Same       
  Term As Other Members of the Seventh Session of the       
  Board Commencing from the Conclusion of the Egm,       
  and the Authorization to Board to Determine His       
  Remuneration; and the Termination of the Office of       
  Mr. Liu Xiangqun As an Independent Non-executive       
  Director of the Company, with Effect from the       
  Approval Granted at the Egm  Management  For  Voted - For 
Meeting Date: 15-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Consider and Approve the Resolution in Relation       
  to the Appointment of Prc Auditor for the Year       
  Ending 31 December 2023 and the Authorization to       
  the Board to Fix the Remuneration Thereof  Management  For  Voted - For 
2  To Consider and Approve the Resolution in Relation       
  to the Report of the Board of the Company for the       
  Year Ended 31 December 2022  Management  For  Voted - For 
3  To Consider and Approve the Resolution in Relation       
  to the Report of the Supervisory Committee of the       
  Company for the Year Ended 31 December 2022  Management  For  Voted - For 
4  To Consider and Approve the Resolution in Relation       
  to the Audited Financial Statements of the Group       
  (i.e. the Company and Its Subsidiaries) for the       
  Year Ended 31 December 2022  Management  For  Voted - For 
5  To Consider and Approve the Resolution in Relation       
  to the Allocation of Profit and Distribution of       
  Final Dividend for the Year Ended 31 December 2022  Management  For  Voted - For 

 

219

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  To Consider and Approve the Resolutions in Relation       
  to the Appointment of Mr. Bai Bin As the       
  Shareholder Representative Supervisor of the       
  Seventh Supervisory Committee (the Term of Office       
  is the Same As That of Other Members of the Seventh       
  Supervisory Committee) with Effect from the       
  Conclusion of the Agm; and the Cessation of Ms.       
  Tang Lichao to Serve As the Shareholder       
  Representative Supervisor of the Company with       
  Effect from the Approval Granted at the Agm  Management  For  Voted - For 
7  To Consider and Approve the Resolution in Relation       
  to the Proposed Amendments to the Articles of       
  Association    Management  For  Voted - For 
TUBE INVESTMENTS OF INDIA LTD       
Security ID: BD3R8D7         
Meeting Date: 02-Aug-22  Meeting Type: Annual General Meeting     
1  Resolved That the Audited Standalone Financial       
  Statements of the Company for the Financial Year       
  Ended 31st March 2022, the Reports of the Board of       
  Directors and the Auditors Thereon, be and are       
  Hereby Received and Adopted  Management  For  Voted - For 
2  Resolved That the Audited Consolidated Financial       
  Statements of the Company for the Financial Year       
  Ended 31st March 2022 and the Report of the       
  Auditors Thereon, be and are Hereby Received and       
  Adopted    Management  For  Voted - For 
3  Resolved That Out of the Profits of the Company for       
  the Financial Year Ended 31st March 2022, A Final       
  Dividend at the Rate of Inr 1.50 (rupee One and       
  Fifty Paise Only) Per Share on the Equity Share       
  Capital of the Company, As Recommended by the Board       
  of Directors, be and the Same is Hereby Declared       
  for the Financial Year 2021-22 and That the Said       
  Dividend be Paid to Those Members Whose Names       
  Appear on the Register of Members As on 21st July       
  2022 Or Their Mandates in Case the Shares are Held       
  in Physical Form, Thus Making A Total Dividend of       
  Inr 3.50 Per Equity Share of Inr 1 Each for the       
  Financial Year Including the Interim Dividend of       
  Inr 2 Per Share Already Paid, Which is Hereby       
  Confirmed. Resolved Further That in Respect of       
  Shares Held in Electronic Form, the Dividend be       
  Paid to the Beneficial Holders of the       
  Dematerialised Shares As on 21st July 2022 As Per       
  Details Furnished by the Depositories for This       
  Purpose    Management  For  Voted - For 
4  Resolved That Pursuant to Section 152 and Other       
  Applicable Provisions of the Companies Act, 2013       
  and the Rules Thereunder (including Any Statutory       
  Modification(s) Or Re-enactment Thereof for the       
  Time Being in Force), Mr. K R Srinivasan, President       
  & Whole-time Director (holding Din 08215289), Who       

 

220

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  Retires by Rotation to Comply with the Provisions       
  of the Companies Act, 2013, be and is Hereby       
  Re-appointed As A Director of the Company  Management  For  Voted - For 
5  Resolved That Pursuant to Section 139 and Other       
  Applicable Provisions, If Any, of the Companies       
  Act, 2013 and the Rules Thereunder (including Any       
  Statutory Modification(s) Or Re-enactment Thereof       
  for the Time Being in Force), Messrs. S R Batliboi       
  & Associates (llp Identity No. Aab-4295), Chartered       
  Accountants (firm Registration No.101049w/e300004)       
  be and are Hereby Re-appointed As Statutory       
  Auditors of the Company, to Hold Office from the       
  Conclusion of the 14th Annual General Meeting Until       
  the Conclusion of the 18th Annual General Meeting       
  of the Company, for Carrying Out the Statutory       
  Audit of the Standalone and Consolidated Financial       
  Statements of the Company, on an Aggregate       
  Remuneration of Inr 57 Lakhs for the Financial       
  Years 2022-23 and 2023-24 Plus Applicable Taxes and       
  Reimbursement of Out-of-pocket Expenses Incurred by       
  Them in Connection with the Said Audit and for the       
  Financial Years 2024-25 and 2025-26, on Such       
  Remuneration As May be Determined by the Board of       
  Directors, on the Recommendations of the Audit       
  Committee  Management  For  Voted - For 
6  Resolved That Pursuant to the Provisions of       
  Sections 197, 198 and Other Applicable Provisions,       
  If Any, of the Companies Act, 2013 ("the Act")       
  And/or Other Applicable Rules [including Any       
  Statutory Modification(s) Or Re-enactment Thereof       
  for the Time Being in Force], Regulation 17(6)(ca)       
  and Other Applicable Regulations of the Securities       
  and Exchange Board of India (listing Obligations       
  and Disclosure Requirements) Regulations, 2015, As       
  Amended, Consent of the Company be and is Hereby       
  Accorded, on the Basis of the Recommendations of       
  the Nomination and Remuneration Committee and the       
  Board of Directors of the Company, for Payment of A       
  Commission of Inr 2 Crores to Mr. M A M Arunachalam       
  (holding Din 00202958) for the Financial Year       
  2021-22 in Respect of His Term As the Non-executive       
  Chairman of the Board of Directors Up to 31st March       
  2022 Resolved Further That the Board of Directors       
  of the Company (which Includes A Duly Constituted       
  Committee Thereof) be and is Hereby Authorised to       
  Do All Acts and Take All Such Steps As May be       
  Necessary, Proper Or Expedient to Give Effect to       
  This Resolution  Management  For  Voted - For 
7  Resolved That Pursuant to the Provisions of Section       
  148(3) and Other Applicable Provisions, If Any, of       
  the Companies Act, 2013 and the Rules Thereunder       
  [including Any Statutory Modification(s) Or       
  Re-enactment Thereof, for the Time Being in Force],       
  the Remuneration to M/s. S Mahadevan & Co., Cost       
  Accountants (holding Registration No.000007)       
  Appointed by the Board of Directors of the Company       

 

221

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  to Conduct the Audit of the Cost Records of the       
  Company for the Financial Year 2022-23, Amounting       
  to Inr 3 Lakhs (rupees Three Lakhs Only) in       
  Addition to Reimbursement of Out-of-pocket Expenses       
  Incurred in Connection with the Said Audit But       
  Excluding Taxes, As May be Applicable, be and is       
  Hereby Ratified and Confirmed. Resolved Further       
  That the Board of Directors of the Company be and       
  is Hereby Authorised to Do All Acts and Take All       
  Such Steps As May be Necessary, Proper Or Expedient       
  to Give Effect to This Resolution  Management  For  Voted - For 
Meeting Date: 16-Apr-23  Meeting Type: Other Meeting       
1  To Alter the Main Objects Clause of the Memorandum       
  of Association    Management  For  Voted - For 
TUPRAS-TURKIYE PETROL RAFINELERI AS       
Security ID: B03MYT9 B3BK377       
Meeting Date: 25-Aug-22  Meeting Type: Extraordinary General Meeting     
1  Opening and Election of the Chairing Committee,  Management  For  Voted - For 
2  Informing the Shareholders Within the Scope of       
  Turkish Commercial Code and Cmb S Regulations       
  Regarding the Partial Demerger Transaction to be       
  Discussed in the 3rd Item of the Agenda,  Management  For  Voted - For 
3  Within the Framework of the Turkish Commercial       
  Code, the Corporate Tax Law, the Capital Markets       
  Law and the Regulations Related to These Laws, As       
  Well As the Provisions of the Trade Registry       
  Regulation and Other Relevant Legislation Koc       
  Holding A.s and Aygaz A.s. of Entek Shares with A       
  Nominal Value of 942,727,458.04 Tl, Corresponding       
  to 99.24 of the Capital of Entek Elektrik Uretim       
  A.s. Negotiating and Approving Or Rejecting the       
  Proposal to be Taken Over by Tupras, with All Its       
  Rights and Obligations in Accordance with the       
  Principle of Total Succession, Through A Partial       
  Demerger, and the Partial Segmentation Agreement       
  and Partial Demerger Report Prepared Accordingly,  Management  For  Voted - For 
4  Provided That the Necessary Approvals are Obtained       
  from the Relevant Institutions Approval, Approval       
  with Amendment Or Disapproval of the Board of       
  Directors Proposal on the Amendment of Articles 6       
  Titled Capital and 7 Titled Assignment of Shares       
  and Establishment of Usufruct on Shares ,  Management  For  Voted - Against 
5  Wishes and Opinions    Management  For  Voted - For 
Meeting Date: 08-Mar-23  Meeting Type: Annual General Meeting     
1  Opening and Election of the Chairing Committee  Management  For  Voted - For 

 

222

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Review, Discussion and Approval of the Annual       
  Report of the Company for the Fiscal Year 2022 As       
  Prepared by the Board of Directors  Management  For  Voted - For 
3  Presentation of the Summary of the Independent       
  Audit Report for the Year 2022  Management  For  Voted - For 
4  Review, Discussion and Approval of the 2022       
  Financial Statements  Management  For  Voted - For 
5  Release of the Members of the Board of Directors       
  from Liability for the Affairs of the Company for       
  the Year 2022  Management  For  Voted - For 
6  Within the Framework of the Company S Dividend       
  Policy Approval, Amendment Or Disapproval of the       
  Board of Directors Proposal on Profit Distribution       
  of Year 2022 and the Date of Dividend Distribution  Management  For  Voted - For 
7  With the Condition of Presence of Approval of       
  Capital Markets Board and Ministry of Commerce       
  Approval, Amendment Or Disapproval of the Board of       
  Directors Proposal to Amend the 6th Article of       
  Company S Articles of Association Titled Capital ,       
  to the 7th Article Titled Transfer of Shares and       
  Establishment of Usufruct Right on Shares and to       
  Add Article 22 As Pre-license Provisions As in the       
  Annex  Management  For  Voted - For 
8  Determination of the Number of Board Members, Their       
  Term of Office, Election of Members in Accordance       
  with the Number Determined and Election of       
  Independent Board Members  Management  For  Voted - For 
9  In Accordance with the Corporate Governance       
  Principles, Presentation to Shareholders and       
  Approval by the General Assembly of the       
  Remuneration Policy for the Members of the Board of       
  Directors and the Senior Executives and the       
  Payments Made on That Basis  Management  For  Voted - For 
10  Resolution of Annual Gross Salaries of the Members       
  of the Board of Directors  Management  For  Voted - For 
11  Approval of the Independent Audit Firm As Selected       
  by the Board of Directors, in Accordance with the       
  Provisions of the Turkish Commercial Code and the       
  Capital Markets Board Regulations  Management  For  Voted - For 
12  Presentation to Shareholders of the Donations Made       
  by the Company in 2022 and Resolution of an Upper       
  Limit for Donations to be Made for 2023 As Per the       
  Donation and Sponsorship Policy  Management  For  Voted - For 
13  In Accordance with the Capital Markets Board       
  Regulations, Presentation to Shareholders of the       
  Securities, Pledges and Mortgages Granted in Favour       
  of the Third Parties in the Year 2022 and of Any       
  Benefits Or Income Thereof  Management  For  Voted - For 
14  Authorization of the Shareholders with Management       
  Control, the Members of the Board of Directors, the       
  Senior Executives and Their Spouses and Relatives       
  Related by Blood Or Affinity Up to the Second       
  Degree As Per the Provisions of Articles 395 and       
  396 of the Turkish Commercial Code and Presentation       
  to Shareholders, of the Transactions Carried Out       

 

223

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Thereof in the Year 2022 Pursuant to the Corporate       
  Governance Communique of the Capital Markets Board  Management  For  Voted - For 
15  Wishes and Opinions    Management  For  Voted - For 
UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO LTD       
Security ID: B42PTL4 BP3R4F5       
Meeting Date: 16-Sep-22  Meeting Type: Extraordinary General Meeting     
1  Reappointment of Financial Audit Firm  Management  For  Non-Voting 
2  Reappointment of Internal Control Audit Firm  Management  For  Non-Voting 
3  Mutual Guarantee Among Controlled Subsidiaries  Management  For  Non-Voting 
4  Amendments to the Articles of Associations of the       
  Company    Management  For  Non-Voting 
5  Amendments to the Company's Rules of Procedure       
  Governing Shareholders' General Meetings  Management  For  Non-Voting 
6  Amendments to the Company's Rules of Procedure       
  Governing Meetings of the Supervisory Committee  Management  For  Non-Voting 
7  Amendments to the Work System for Independent       
  Directors    Management  For  Non-Voting 
VARUN BEVERAGES LTD         
Security ID: BD0RYG5         
Meeting Date: 27-Mar-23  Meeting Type: Annual General Meeting     
1.1  To Appoint Mr. Ravi Jaipuria (din: 00003668), Who       
  Retires by Rotation and Being Eligible, Offers       
  Himself for Re-appointment As A Director  Management  For  Voted - For 
1.2  To Approve Re-appointment of Ms. Sita Khosla (din:       
  01001803) As an Independent Director of the Company       
  for A Second Term    Management  For  Voted - For 
1.3  To Approve Re-appointment of Dr. Ravi Gupta (din:       
  00023487) As an Independent Director of the Company       
  for A Second Term    Management  For  Voted - For 
1.4  To Approve Re-appointment of Ms. Rashmi Dhariwal       
  (din: 00337814) As an Independent Director of the       
  Company for A Second Term  Management  For  Voted - For 
2  To Receive, Consider and Adopt the Audited       
  Standalone Financial Statements of the Company       
  Together with the Report of Board of Directors and       
  Auditors' Thereon and the Audited Consolidated       
  Financial Statements of the Company Together with       
  Auditors' Report Thereon for the Financial Year       
  Ended December 31, 2022  Management  For  Voted - For 
3  To Declare Final Dividend of Inr 1/- Per Equity       
  Share of Face Value of Inr 10/- Each for the       
  Financial Year Ended December 31, 2022  Management  For  Voted - For 
4  To Appoint M/s. J C Bhalla & Co., Chartered       
  Accountants, As Joint Statutory Auditors for A Term       
  of Upto 5 (five) Consecutive Years, Fix Their       
  Remuneration    Management  For  Voted - For 

 

224

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
VOLTRONIC POWER TECHNOLOGY CORP       
Security ID: B96HCH8         
Meeting Date: 09-Jun-23  Meeting Type: Annual General Meeting     
1  The Proposal for the 2022 Business Report and       
  Financial Statements of the Company.  Management  For  Voted - For 
2  The Proposal for the 2022 Earnings Distribution of       
  the Company. Proposed Cash Dividend: Twd 43.5 Per       
  Share.    Management  For  Voted - For 
3  Amendment of the Article of Incorporation.  Management  For  Voted - Against 
WANT WANT CHINA HOLDINGS LTD       
Security ID: B2Q14Z3 B2QKF02 B500918 BD8NCL6 BP3RY55       
Meeting Date: 23-Aug-22  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr. Tsai Eng-meng As an Executive       
  Director of the Company  Management  For  Voted - For 
1.2  To Re-elect Mr. Huang Yung-sung As an Executive       
  Director of the Company  Management  For  Voted - For 
1.3  To Re-elect Ms. Lai Hong Yee As an Executive       
  Director of the Company  Management  For  Voted - For 
1.4  To Re-elect Mr. Cheng Wen-hsien As A Non-executive       
  Director of the Company  Management  For  Voted - For 
1.5  To Re-elect Dr. Pei Kerwei As an Independent       
  Non-executive Director of the Company  Management  For  Voted - For 
2  To Consider and Approve the Audited Consolidated       
  Financial Statements and the Reports of the       
  Directors and the Auditors of the Company for the       
  Year Ended 31 March 2022  Management  For  Voted - For 
3  To Declare A Final Dividend for the Year Ended 31       
  March 2022    Management  For  Voted - For 
4  To Declare A Special Dividend for the Year Ended 31       
  March 2022    Management  For  Voted - For 
5  To Authorize the Board of Directors of the Company       
  to Fix the Remuneration of the Directors of the       
  Company    Management  For  Voted - For 
6  To Re-appoint Ernst & Young As the Company's       
  Auditors and Authorize the Board of Directors of       
  the Company to Fix Their Remuneration  Management  For  Voted - For 
7  To Grant A General Mandate to the Directors of the       
  Company to Exercise the Powers of the Company to       
  Repurchase the Shares of the Company in Accordance       
  with Ordinary Resolution Number 5 As Set Out in the       
  Notice of Annual General Meeting  Management  For  Voted - For 
8  To Grant A General Mandate to the Directors of the       
  Company to Allot, Issue and Deal with Additional       
  Shares of the Company in Accordance with Ordinary       
  Resolution Number 6 As Set Out in the Notice of       
  Annual General Meeting  Management  For  Voted - For 

 

225

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
9  Conditional Upon Ordinary Resolutions Number 5 and     
  6 Being Passed, to Extend the General Mandate     
  Granted to the Directors of the Company to Allot,     
  Issue and Deal with Additional Shares of the     
  Company in Accordance with Ordinary Resolution     
  Number 7 As Set Out in the Notice of Annual General     
  Meeting  Management  For  Voted - For 
10  To Approve the Amendments to the Existing     
  Memorandum of Association and Articles of     
  Association of the Company (the ''existing     
  Memorandum and Articles of Association'') by     
  Adopting A New Set of Memorandum of Association and     
  Articles of Association in Substitution for and to     
  the Exclusion of the Existing Memorandum and     
  Articles of Association in Accordance with Special     
  Resolution Number 8 As Set Out in the Notice of     
  Annual General Meeting  Management  For  Voted - Against 
WISTRON CORP       
Security ID: 6672481 B02WHL3       
Meeting Date: 15-Jun-23  Meeting Type: Annual General Meeting     
1  Ratification of the Business Report and Financial     
  Statements of 2022.  Management  For  Voted - For 
2  Ratification of the Proposal for Distribution of     
  2022 Profits. Proposed Cash Dividend: Twd 2.6 Per     
  Share.  Management  For  Voted - For 
3  Discussion of the Issuance of New Common Shares for     
  Cash to Sponsor the Issuance of Gdr and Or the     
  Issuance of New Common Shares for Cash Through     
  Public Offering and Or the Issuance of New Common     
  Shares for Cash Through Private Placement and Or     
  the Issuance of New Common Shares for Cash to     
  Sponsor the Issuance of Gdr Through Private     
  Placement.  Management  For  Voted - For 
XIAMEN XIANGYU CO LTD       
Security ID: 6005775 BKM3FV2       
Meeting Date: 26-Dec-22  Meeting Type: Extraordinary General Meeting     
1  The Company's Eligibility for Public Issuance of     
  Corporate Bonds  Management  For  Voted - For 
2  Plan for Public Issuance of Corporate Bonds:     
  Issuing Volume  Management  For  Voted - For 
3  Plan for Public Issuance of Corporate Bonds:     
  Issuing Method  Management  For  Voted - For 
4  Plan for Public Issuance of Corporate Bonds: Par     
  Value and Issue Price  Management  For  Voted - For 
5  Plan for Public Issuance of Corporate Bonds:     
  Issuing Targets and Arrangements for Placement to     
  Shareholders  Management  For  Voted - For 

 

226

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  Plan for Public Issuance of Corporate Bonds: Bond       
  Duration    Management  For  Voted - For 
7  Plan for Public Issuance of Corporate Bonds:       
  Interest Rate and Its Determining Method  Management  For  Voted - For 
8  Plan for Public Issuance of Corporate Bonds:       
  Authorization for the Issuance  Management  For  Voted - For 
9  Plan for Public Issuance of Corporate Bonds:       
  Redemption Or Resale Clauses  Management  For  Voted - For 
10  Plan for Public Issuance of Corporate Bonds: Method       
  of Repayment of Principal and Interest  Management  For  Voted - For 
11  Plan for Public Issuance of Corporate Bonds:       
  Purpose of the Raised Funds  Management  For  Voted - For 
12  Plan for Public Issuance of Corporate Bonds:       
  Repayment Guarantee Measures  Management  For  Voted - For 
13  Plan for Public Issuance of Corporate Bonds:       
  Guarantee Matters    Management  For  Voted - For 
14  Plan for Public Issuance of Corporate Bonds:       
  Underwriting Method and Listing Arrangement  Management  For  Voted - For 
15  Plan for Public Issuance of Corporate Bonds: the       
  Valid Period of This Issuance Resolution  Management  For  Voted - For 
16  Plan for Public Issuance of Corporate Bonds:       
  Authorization Matters    Management  For  Voted - For 
17  2022 Additional Continuing Connected Transactions       
  Quota    Management  For  Voted - For 
18  Connected Transaction Regarding Renewal of the       
  Supply Chain Financial Service Agreement with A       
  Company    Management  For  Voted - For 
19  Change of the Company's Domicile and Amendments to       
  the Company's Articles of Association  Management  For  Voted - Against 
20  Amendments to the Rules of Procedure Governing       
  Shareholders' General Meetings  Management  For  Voted - For 
21  Amendments to the Rules of Procedure Governing the       
  Board Meetings    Management  For  Voted - For 
22  Amendments to the Company's Rules of Procedure       
  Governing Meetings of the Supervisory Committee  Management  For  Voted - For 
23  Amendments to the Connected Transactions Management       
  System    Management  For  Voted - For 
Meeting Date: 14-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Demonstration Analysis Report on the Plan for       
  A-share Offering to Specific Parties  Management  For  Non-Voting 
2  2023 Continuing Connected Transactions  Management  For  Non-Voting 
3  2023 Continuing Connected Transactions Quota with       
  Commercial Banks    Management  For  Non-Voting 
4  2023 Loan Quota from the Controlling Shareholders       
  and Related Companies  Management  For  Non-Voting 
5  2023 Application for Credit Line to Banks  Management  For  Non-Voting 
6  2023 Provision of Guarantee Quota for Subsidiaries       
  and Joint Stock Companies  Management  For  Non-Voting 
7  2023 Short-term Investment and Wealth Management       
  Quota    Management  For  Non-Voting 

 

227

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
8  Launching Foreign Exchange Derivatives Transactions       
  in 2023    Management  For  Non-Voting 
9  Repurchase and Cancellation of Some Restricted       
  Stocks    Management  For  Non-Voting 
10  Change of the Company's Registered Capital and       
  Amendments to the Company's Articles of Association  Management  For  Non-Voting 
YADEA GROUP HOLDINGS LTD       
Security ID: BDH4B68 BGKFKM8 BN6HQS5 BZ04KX9       
Meeting Date: 16-Jun-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect the Following Retiring Director Who are       
  Standing for Re-election at the Annual General       
  Meeting: Mr. Dong Jinggui As an Executive Director  Management  For  Voted - For 
1.2  To Re-elect the Following Retiring Director Who are       
  Standing for Re-election at the Annual General       
  Meeting: Ms. Qian Jinghong As an Executive Director  Management  For  Voted - For 
1.3  To Appoint the Following As Directors at the Annual       
  General Meeting: Mr. Chen Mingyu As an Independent       
  Non-executive Director  Management  For  Voted - For 
1.4  To Appoint the Following As Directors at the Annual       
  General Meeting: Ms. Ma Chenguang As an Independent       
  Non-executive Director  Management  For  Voted - For 
1.5  To Appoint the Following As Directors at the Annual       
  General Meeting: Ms. Liang Qin As an Independent       
  Non-executive Director  Management  For  Voted - For 
2  To Receive and Adopt the Audited Consolidated       
  Financial Statements of the Company and the Reports       
  of the Directors (the "directors") and Auditors of       
  the Company for the Year Ended 31 December 2022  Management  For  Voted - For 
3  To Declare A Final Dividend of 40.0 Hk Cents Per       
  Share of the Company for the Year Ended 31 December       
  2022    Management  For  Voted - For 
4  To Authorise the Board of Directors of the Company       
  (the "board") to Fix the Remuneration of the       
  Directors    Management  For  Voted - For 
5  To Re-appoint PricewaterhouseCoopers As Auditor of       
  the Company and to Authorise the Board to Fix Its       
  Remuneration    Management  For  Voted - For 
6  To Give A General Mandate to the Directors to       
  Allot, Issue and Deal with Additional Shares Not       
  Exceeding 20% of the Number of the Issued Shares of       
  the Company (the "issue Mandate")  Management  For  Voted - For 
7  To Give A General Mandate to the Directors to       
  Repurchase Shares Not Exceeding 10% of the Number       
  of the Issued Shares of the Company  Management  For  Voted - For 
8  To Extend the Issue Mandate by the Number of Shares       
  Repurchased by the Company  Management  For  Voted - For 

 

228

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD       
Security ID: B1VT035 B1W6C40 B1WG8Z3 BCRY268       
Meeting Date: 24-Apr-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr Yee Kee Shian, Leon As Director  Management  For  Voted - For 
1.2  To Re-elect Ms Liu Hua As Director  Management  For  Voted - For 
1.3  To Re-elect Mr Poh Boon Hu, Raymond As Director  Management  For  Voted - For 
1.4  To Re-elect Mr Ren Letian As Director  Management  For  Voted - For 
2  To Receive and Adopt the Audited Financial       
  Statements for the Financial Year Ended 31 December       
  2022 Together with the Directors Statement and       
  Auditors Report Thereon  Management  For  Voted - For 
3  To Declare A Tax Exempt (one-tier) Final Dividend       
  of Sgd 0.05 Per Ordinary Shares in Respect of the       
  Financial Year Ended 31 December 2022  Management  For  Voted - For 
4  To Approve the Payment of Directors Fees of Sgd       
  290,333 for the Financial Year Ended 31 December       
  2022    Management  For  Voted - For 
5  To Re-appoint Messrs PricewaterhouseCoopers LLP As       
  Auditors and to Authorise the Directors to Fix       
  Their Remuneration    Management  For  Voted - For 
6  To Authorise Directors to Allot and Issue Shares  Management  For  Voted - For 
7  To Renew the Share Purchase Mandate  Management  For  Voted - For 
YANKUANG ENERGY GROUP COMPANY LIMITED       
Security ID: 6109893 B01XVK4 B07LWN2 BD8NJ93 BP3RY88       
Meeting Date: 28-Oct-22  Meeting Type: Extraordinary General Meeting     
1  That, to Consider and Approve the Entering Into of       
  the Absorption and Merger Agreement and to Approve       
  the Discloseable and Connected Transaction       
  Contemplated Thereunder  Management  For  Voted - For 
2  That, to Consider and Approve the Entering Into of       
  the First Financial Services Agreement Between       
  Shandong Energy Finance Company and Shandong Energy       
  and to Approve the Major and Continuing Connected       
  Transactions Contemplated Thereunder and Their       
  Annual Caps    Management  For  Voted - For 
3  That, to Consider and Approve the Entering Into of       
  the Second Financial Services Agreement Between       
  Shandong Energy Finance Company and the Company and       
  to Approve the Discloseable and Continuing       
  Connected Transactions Contemplated Thereunder and       
  Their Annual Caps    Management  For  Voted - For 

 

229

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
YONGXING SPECIAL MATERIALS TECHNOLOGY CO., LTD.       
Security ID: BMVB2H6 BX3G6Z2       
Meeting Date: 26-Aug-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Non-independent Director: Gao Xingjiang  Management  For  Voted - For 
1.2  Election of Non-independent Director: Qiu Jianrong  Management  For  Voted - For 
1.3  Election of Non-independent Director: Yang Guohua  Management  For  Voted - For 
1.4  Election of Non-independent Director: Zou Weimin  Management  For  Voted - For 
1.5  Election of Non-independent Director: Liu Huafeng  Management  For  Voted - For 
1.6  Election of Non-independent Director: Li Zhengzhou  Management  For  Voted - For 
1.7  Election of Independent Director: Zhao Min  Management  For  Voted - For 
1.8  Election of Independent Director: Cheng Guoguang  Management  For  Voted - For 
1.9  Election of Independent Director: Zhang Zhenyue  Management  For  Voted - For 
1.10  Election of Non-employee Supervisor: Shen Huiyu  Management  For  Voted - For 
1.11  Election of Non-employee Supervisor: Xu Fagen  Management  For  Voted - For 
Meeting Date: 18-Nov-22  Meeting Type: Extraordinary General Meeting     
1  Settlement of Projects Financed with Raised Funds       
  from Public Issuance of Convertible Corporate Bonds       
  and Permanently Supplementing the Working Capital       
  with the Surplus Raised Funds  Management  For  Voted - For 
YUEXIU PROPERTY CO LTD         
Security ID: BNKVQK5 BNR5PB4 BNR5PC5 BNR5PD6       
Meeting Date: 13-Dec-22  Meeting Type: Ordinary General Meeting     
1  That: (a) the 2023 Bank Deposits Agreement and the       
  Consummation of Transactions Contemplated       
  Thereunder (including the New Annual Caps) As More       
  Particularly Described in the Circular and on the       
  Terms and Conditions Set Out in the 2023 Bank       
  Deposits Agreement be Hereby Approved, Ratified and       
  Confirmed; and (b) Any One Director be and is       
  Hereby Authorised, for and on Behalf of the       
  Company, to Complete and Do All Such Acts Or Things       
  (including Signing and Executing All Such       
  Documents, Instruments and Agreements As May be       
  Required, Including Under Seal Where Applicable) As       
  the Company, Such Director Or, As the Case May Be,       
  the Board May Consider Necessary, Desirable Or       
  Expedient Or in the Interest of the Company to Give       
  Effect to the Terms of the Matters Contemplated       
  Under the 2023 Bank Deposits Agreement and All       
  Transactions Contemplated Thereunder and All Other       
  Matters Incidental Thereto Or in Connection       
  Therewith    Management  For  Non-Voting 

 

230

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
YUNNAN COPPER CO.,LTD         
Security ID: 6145615 BD5CJK4       
Meeting Date: 29-Dec-22  Meeting Type: Extraordinary General Meeting     
1  Expansion of the Company's Business Scope in the       
  Business License    Management  For  Voted - For 
2  Amendments to the Company's Articles of Association  Management  For  Voted - Against 
3  Amendments to the Raised Funds Management Measures  Management  For  Voted - For 
4  Investment in Construction of A Project  Management  For  Voted - For 
5  Reappointment of Audit Firm  Management  For  Voted - For 
6  Adjustment of 2022 Estimated Continuing Connected       
  Transactions    Management  For  Voted - For 
7  2023 Estimated Continuing Connected Transactions  Management  For  Voted - For 
ZHEJIANG EXPRESSWAY CO LTD       
Security ID: 0671666 6990763 B014WY8 B01XVP9 BD8NFN9 BYNYS80     
Meeting Date: 04-May-23  Meeting Type: Annual General Meeting     
1  To Consider and Approve the Report of the Directors       
  of the Company for the Year 2022  Management  For  Voted - For 
2  To Consider and Approve the Report of the       
  Supervisory Committee of the Company for the Year       
  2022    Management  For  Voted - For 
3  To Consider and Approve the Audited Financial       
  Statements of the Company for the Year 2022  Management  For  Voted - For 
4  To Consider and Approve Dividend of Rmb37.5 Cents       
  Per Share in Respect of the Year Ended December 31,       
  2022    Management  For  Voted - For 
5  To Consider and Approve the Final Accounts of the       
  Company for the Year 2022 and the Financial Budget       
  of the Company for the Year 2023  Management  For  Voted - For 
6  To Consider and Approve the Re-appointment of       
  Deloitte Touche Tohmatsu Certified Public       
  Accountants Hong Kong As the Hong Kong Auditor of       
  the Company, and to Authorize the Board of       
  Directors of the Company (the Board) to Fix Their       
  Remuneration    Management  For  Voted - For 
7  To Consider and Approve the Re-appointment of Pan       
  China Certified Public Accountants As the Prc       
  Auditor of the Company, and to Authorize the Board       
  to Fix Their Remuneration  Management  For  Voted - For 
8  To Consider and Approve the Grant of A General       
  Mandate to the Board to Issue, Allot and Deal with       
  Additional H Shares Not Exceeding 20% of the H       
  Shares of the Company in Issue; Authorize the Board       
  to Make Corresponding Amendments to the Articles of       
  Association of the Company As It Thinks Fit So As       
  to Reflect the New Capital Structure Upon the       
  Allotment Or Issuance of H Shares; and Authorize       
  the Board to Grant the General Mandate to the       

 

231

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Chairman and General Manager to Individually Or       
  Jointly Issue H Shares at Their Absolute Discretion  Management  For  Voted - For 
Meeting Date: 09-Jun-23  Meeting Type: Extraordinary General Meeting     
1.1  To Elect Ms. Li Yuan As the Supervisor Representing       
  Shareholders of the Company (the Supervisor       
  Representing Shareholders)  Management  For  Voted - For 
2  To Authorise the Board of Directors of the Company       
  to Approve the Service Contract of the Supervisor       
  Representing Shareholders and All Other Relevant       
  Documents and to Authorise Any One Executive       
  Director of the Company to Sign Such Contract and       
  Other Relevant Documents for and on Behalf of the       
  Company and to Take All Necessary Actions in       
  Connection Therewith    Management  For  Voted - For 
3  To Consider and Approve the Grant of A Specific       
  Mandate to the Board of Directors to Issue, Allot       
  and Deal with A Maximum of 13,001,017 H Shares of       
  the Company (the H Shares) for Issuance of       
  Conversion Shares Exceeding the 2020 General       
  Mandate (as Defined in the Circular of the Company       
  Dated May 22, 2023) Upon Conversion of the Euro230       
  Million Zero Coupon Convertible Bonds Due 2026 Into       
  H Shares at the Adjusted Conversion Price of Hkd7.30  Management  For  Voted - For 
ZHEN DING TECHNOLOGY HOLDING LIMITED       
Security ID: B734XQ4         
Meeting Date: 30-May-23  Meeting Type: Annual General Meeting     
1.1  The Election of the Director:chang-fang       
  Shen,shareholder No.00000015  Management  For  Voted - For 
1.2  The Election of the Director:foxconn Far East       
  Limited,shareholder No.00000002,che-hung Yu As       
  Representative    Management  For  Voted - For 
1.3  The Election of the Director:ting-chuan       
  Lee,shareholder No.00060878  Management  For  Voted - For 
1.4  The Election of the Independent Director:chen-fu       
  Chien,shareholder No.h120290xxx  Management  For  Voted - For 
1.5  The Election of the Independent Director:jing-ying       
  Hu,shareholder No.a221052xxx  Management  For  Voted - For 
1.6  The Election of the Independent Director:xin-cheng       
  Yeh,shareholder No.c120223xxx  Management  For  Voted - For 
1.7  The Election of the Independent Director:jun-chong       
  Chen,shareholder No.a122360xxx  Management  For  Voted - For 
2  Ratification of 2022 Business Report and       
  Consolidated Financial Statements  Management  For  Voted - For 
3  Ratification of 2022 Earnings Distribution. Cash       
  Dividends with Nt6 Distributed Per Share  Management  For  Voted - For 
4  Amendments to the Articles of Association  Management  For  Voted - Against 
5  Amendments to the Rules and Procedures of       
  Shareholders Meeting    Management  For  Voted - For 

 

232

 

Rayliant Quantamental Emerging Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Amendments to the Operational Procedures for       
  Endorsements and Guarantees  Management  For  Voted - For 
7  Proposal for the Release of the Non-competition       
  Restriction for New Directors Including Independent       
  Directors and the Juridical Persons They Represent  Management  For  Voted - For 

 

233

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4IMPRINT GROUP PLC         
Security ID: 0664097 B02SRP5 B06S0X0 BKSG139       
Meeting Date: 24-May-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Lindsay Claire Beardsell As A Director  Management  For  Voted - For 
1.2  To Re-elect Charles John Brady As A Director  Management  For  Voted - For 
1.3  To Re-elect John Michael Gibney As A Director  Management  For  Voted - For 
1.4  To Re-elect Kevin Lyons-tarr As A Director  Management  For  Voted - For 
1.5  To Re-elect Paul Stephen Moody As A Director  Management  For  Voted - For 
1.6  To Re-elect Jaz Rabadia Patel As A Director  Management  For  Voted - For 
1.7  To Re-elect David John Emmott Seekings As A Director  Management  For  Voted - For 
1.8  To Re-elect Christina Dawn Southall As A Director  Management  For  Voted - For 
2  To Receive the Company's Annual Report and Accounts       
  for the Period Ended 31 December 2022, Including       
  the Strategic Report and Reports of the Directors       
  and Company Auditor    Management  For  Voted - For 
3  To Approve the Directors' Remuneration Report  Management  For  Voted - For 
4  To Approve A Final Dividend of 120.00 Cents (99.23       
  Pence) Per Ordinary Share for the Period Ended 31       
  December 2022    Management  For  Voted - For 
5  To Approve A Special Dividend of 200.00 Cents       
  (165.38 Pence) Per Ordinary Share for the Period       
  Ended 31 December 2022  Management  For  Voted - For 
6  To Re-appoint Ernst and Young LLP As the Company's       
  Auditor Until the Conclusion of the Next Agm of the       
  Company    Management  For  Voted - For 
7  To Authorise the Directors of the Company to       
  Determine the Auditor's Remuneration  Management  For  Voted - For 
8  To Authorise the Board to Allot Shares  Management  For  Voted - For 
9  To Authorise the Board to Disapply Pre-emption       
  Rights    Management  For  Voted - For 
10  To Authorise the Board to Purchase Own Shares  Management  For  Voted - For 
11  To Authorise the Calling of A General Meeting       
  (other Than an Annual General Meeting) on Not Less       
  Than 14 Clear Days' Notice  Management  For  Voted - For 
ADVA OPTICAL NETWORKING SE       
Security ID: 5653487 B030SF7 B28DXW7 BDQZKM1 BHZL7G1       
Meeting Date: 30-Nov-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Supervisory Board Member: Fank Fischer  Management  For  Voted - For 
1.2  Election of Supervisory Board Member: Dr. Eduard       
  Scheiterer    Management  For  Voted - For 
2  Resolution on the Approval of A Domination and       
  Profit and Loss Transfer Agreement Between Adva       
  Optical Networking Se and Adtran Holdings, Inc:       
  Approval of the Draft Agreement As Established on       
  October 18, 2022    Management  For  Voted - For 

 

234

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Resolution on the Approval of A Domination and       
  Profit and Loss Transfer Agreement Between Adva       
  Optical Networking Se and Adtran Holdings, Inc:       
  Approval of the Proposed Resolution Reproduced in       
  the Invitation Under Agenda Item 1 in the Section       
  "note" on the Approval of the Draft Agreement       
  Established on October 18, 2022 with an Increase in       
  the Recurring Compensation Payment Provided for in       
  Section 4 (2) of the Draft Agreement. This       
  Resolution Proposal Will Only be Put to the Vote       
  Instead of the Resolution Proposal Mentioned in the       
  Preceding Line If Changes in the Interest Rate       
  Environment Up to the Date of the General Meeting       
  Require an Increase in the Recurring Compensation       
  Payment Provided for in Section 4 (2) of the Draft       
  Agreement in Accordance with the Principles Set Out       
  in the Invitation to the General Meeting. for       
  Details, Please Refer to the "note" Printed in the       
  Invitation to the General Meeting Under Agenda Item       
  1    Management  For  Voted - For 
AGL ENERGY LTD         
Security ID: BSBMKV1 BSBMMX7 BSS7GP5 BSTLKF4       
Meeting Date: 15-Nov-22  Meeting Type: Annual General Meeting     
1.1  Director Election - Graham Cockroft  Management  For  Non-Voting 
1.2  Director Election - Vanessa Sullivan  Management  For  Non-Voting 
1.3  Director Election - Miles George  Management  For  Non-Voting 
1.4  Director Re-election - Patricia Mckenzie  Management  For  Non-Voting 
1.5  Election of Director - Mark William Grimsey Twidell  Management  For  Non-Voting 
2  Remuneration Report    Management  For  Non-Voting 
3  Climate Transition Action Plan  Management  For  Non-Voting 
4  Please Note That This Resolution is A Shareholder       
  Proposal: Election of Director - Kerry Elizabeth       
  Schott    Shareholder  Against  Non-Voting 
5  Please Note That This Resolution is A Shareholder       
  Proposal: Election of Director - John Carl Pollaers  Shareholder  Against  Non-Voting 
6  Please Note That This Resolution is A Shareholder       
  Proposal: Election of Director - Christine Francis       
  Holman    Shareholder  Against  Non-Voting 
APA GROUP         
Security ID: 6247306 B1HK3P5 B2Q3YK4 BHZL8R9       
Meeting Date: 19-Oct-22  Meeting Type: Annual General Meeting     
1  Adoption of the Remuneration Report  Management  For  Voted - For 
2  Approval of Apa Groups Climate Transition Plan  Management  For  Voted - For 
3  Nomination of James Fazzino for Re-election As A       
  Director    Management  For  Voted - For 

 

235

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  Nomination of Rhoda Phillippo for Re-election As A       
  Director    Management  For  Voted - For 
ARITZIA INC         
Security ID: BDCG2C2 BYMTD47 BYVQ4V3       
Meeting Date: 06-Jul-22  Meeting Type: Annual General Meeting     
1.1  Election of Director: Brian Hill  Management  For  Voted - For 
1.2  Election of Director: Jennifer Wong  Management  For  Voted - For 
1.3  Election of Director: Aldo Bensadoun  Management  For  Voted - For 
1.4  Election of Director: John E. Currie  Management  For  Voted - For 
1.5  Election of Director: Daniel Habashi  Management  For  Voted - For 
1.6  Election of Director: David Labistour  Management  For  Voted - For 
1.7  Election of Director: John Montalbano  Management  For  Voted - For 
1.8  Election of Director: Marni Payne  Management  For  Voted - For 
1.9  Election of Director: Glen Senk  Management  For  Voted - For 
1.10  Election of Director: Marcia Smith  Management  For  Voted - For 
2  Appointment of PricewaterhouseCoopers LLP As       
  Auditor of the Company for the Ensuing Year and       
  Authorizing the Directors to Fix Their Remuneration  Management  For  Voted - For 
ATLANTIA S.P.A.         
Security ID: 7667163 B020364 B06LKR3 B0YV9W3 BF444S8 BFD1ZJ8     
Meeting Date: 10-Oct-22  Meeting Type: Ordinary General Meeting     
1  To Amend the ''2014 Phantom Stock Option Plan'' and       
  the ''2017 Additional Incentive Plan - Phantom       
  Stock Option''. Resolutions Related Thereto  Management  For  Voted - For 
2  To Revoke the Resolution Adopted by the Ordinary       
  Shareholders' Meeting of the Company on 29 April       
  2022 Concerning the Approval of A Share Plan in       
  Favour of Employees Concerning Ordinary Shares of       
  the Company Called ''2022-2027 Widespread       
  Shareholding Plan''. Resolutions Related Thereto  Management  For  Voted - For 
BANK OF GEORGIA GROUP PLC       
Security ID: BD85QS7 BF4HYT8 BFXRZK7       
Meeting Date: 19-May-23  Meeting Type: Annual General Meeting     
1.1  Re-elect Mel Carvill As Director  Management  For  Voted - For 
1.2  Re-elect Alasdair Breach As Director  Management  For  Voted - For 
1.3  Re-elect Archil Gachechiladze As Director  Management  For  Voted - For 
1.4  Re-elect Tamaz Georgadze As Director  Management  For  Voted - For 
1.5  Re-elect Hanna Loikkanen As Director  Management  For  Voted - For 
1.6  Re-elect Veronique Mccarroll As Director  Management  For  Voted - For 
1.7  Re-elect Mariam Megvinetukhutsesi As Director  Management  For  Voted - For 
1.8  Re-elect Jonathan Muir As Director  Management  For  Voted - For 

 

236

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.9  Re-elect Cecil Quillen As Director  Management  For  Voted - For 
2  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
3  Approve Final Dividend    Management  For  Voted - For 
4  Approve Remuneration Report  Management  For  Voted - For 
5  Reappoint Ernst & Young LLP As Auditors  Management  For  Voted - For 
6  Authorise the Audit Committee to Fix Remuneration       
  of Auditors    Management  For  Voted - For 
7  Authorise UK Political Donations and Expenditure  Management  For  Voted - For 
8  Authorise Issue of Equity  Management  For  Voted - For 
9  Authorise Issue of Equity Without Pre-emptive Rights  Management  For  Voted - For 
10  Authorise Issue of Equity Without Pre-emptive       
  Rights in Connection with an Acquisition Or Other       
  Capital Investment    Management  For  Voted - For 
11  Authorise Market Purchase of Ordinary Shares  Management  For  Voted - For 
BAYERISCHE MOTOREN WERKE AG       
Security ID: 2549783 5756029 5757260 7080179 B0Z5366 B23V5Q4 B82TK11 B8DHM07 BF0Z6T0 BMH8J70 BP4DWD6 BYL6SM2 
Meeting Date: 11-May-23  Meeting Type: Annual General Meeting     
1.1  Elect Kurt Bock to the Supervisory Board  Management  For  Voted - For 
2  Approve Allocation of Income and Dividends of Eur       
  8.50 Per Ordinary Share and Eur 8.52 Per Preferred       
  Share    Management  For  Voted - For 
3  Approve Discharge of Management Board for Fiscal       
  Year 2022    Management  For  Voted - For 
4  Approve Discharge of Supervisory Board Member       
  Norbert Reithofer for Fiscal Year 2022  Management  For  Voted - For 
5  Approve Discharge of Supervisory Board Member       
  Manfred Schoch for Fiscal Year 2022  Management  For  Voted - For 
6  Approve Discharge of Supervisory Board Member       
  Stefan Quandt for Fiscal Year 2022  Management  For  Voted - For 
7  Approve Discharge of Supervisory Board Member       
  Stefan Schmid for Fiscal Year 2022  Management  For  Voted - For 
8  Approve Discharge of Supervisory Board Member Kurt       
  Bock for Fiscal Year 2022  Management  For  Voted - For 
9  Approve Discharge of Supervisory Board Member       
  Christiane Benner for Fiscal Year 2022  Management  For  Voted - For 
10  Approve Discharge of Supervisory Board Member Marc       
  Bitzer for Fiscal Year 2022  Management  For  Voted - For 
11  Approve Discharge of Supervisory Board Member       
  Bernhard Ebner for Fiscal Year 2022  Management  For  Voted - For 
12  Approve Discharge of Supervisory Board Member       
  Rachel Empey for Fiscal Year 2022  Management  For  Voted - For 
13  Approve Discharge of Supervisory Board Member       
  Heinrich Hiesinger for Fiscal Year 2022  Management  For  Voted - For 
14  Approve Discharge of Supervisory Board Member       
  Johann Horn for Fiscal Year 2022  Management  For  Voted - For 
15  Approve Discharge of Supervisory Board Member       
  Susanne Klatten for Fiscal Year 2022  Management  For  Voted - For 

 

237

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
16  Approve Discharge of Supervisory Board Member Jens       
  Koehler for Fiscal Year 2022  Management  For  Voted - For 
17  Approve Discharge of Supervisory Board Member       
  Gerhard Kurz for Fiscal Year 2022  Management  For  Voted - For 
18  Approve Discharge of Supervisory Board Member Andre       
  Mandl for Fiscal Year 2022  Management  For  Voted - For 
19  Approve Discharge of Supervisory Board Member       
  Dominique Mohabeer for Fiscal Year 2022  Management  For  Voted - For 
20  Approve Discharge of Supervisory Board Member Anke       
  Schaeferkordt for Fiscal Year 2022  Management  For  Voted - For 
21  Approve Discharge of Supervisory Board Member       
  Christoph Schmidt for Fiscal Year 2022  Management  For  Voted - For 
22  Approve Discharge of Supervisory Board Member       
  Vishal Sikka for Fiscal Year 2022  Management  For  Voted - For 
23  Approve Discharge of Supervisory Board Member       
  Sibylle Wankel for Fiscal Year 2022  Management  For  Voted - For 
24  Approve Discharge of Supervisory Board Member       
  Thomas Wittig for Fiscal Year 2022  Management  For  Voted - For 
25  Approve Discharge of Supervisory Board Member       
  Werner Zierer for Fiscal Year 2022  Management  For  Voted - For 
26  Approve Remuneration Report  Management  For  Voted - For 
27  Ratify PricewaterhouseCoopers Gmbh As Auditors for       
  Fiscal Year 2023    Management  For  Voted - For 
28  Approve Virtual-only Shareholder Meetings Until 2025  Management  For  Voted - For 
29  Amend Articles Re: Board-related to Participation       
  of Supervisory Board Members in the Annual General       
  Meeting by Means of Audio and Video Transmission  Management  For  Voted - For 
BEIERSDORF AG         
Security ID: 5107401 B030TJ8 B28FDN4 BD3VR43 BF0Z6V2 BHZL9X2 BKY5MY8 BYMSTS0   
Meeting Date: 13-Apr-23  Meeting Type: Annual General Meeting     
1.1  Elect Uta Kemmerich-keil to the Supervisory Board  Management  For  Voted - For 
1.2  Elect Beatrice Dreyfus As Alternate Supervisory       
  Board Member    Management  For  Voted - For 
2  Approve Allocation of Income and Dividends of Eur       
  0.70 Per Share    Management  For  Voted - For 
3  Approve Discharge of Management Board for Fiscal       
  Year 2022    Management  For  Voted - For 
4  Approve Discharge of Supervisory Board for Fiscal       
  Year 2022    Management  For  Voted - For 
5  Ratify Ernst & Young Gmbh As Auditors for Fiscal       
  Year 2023    Management  For  Voted - For 
6  Approve Remuneration Report  Management  For  Voted - For 
7  Approve Virtual-only Shareholder Meetings Until 2025  Management  For  Voted - For 
8  Amend Articles Re: Participation of Supervisory       
  Board Members in the Annual General Meeting by       
  Means of Audio and Video Transmission  Management  For  Voted - For 

 

238

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
BETSSON AB         
Security ID:         
Meeting Date: 10-May-23  Meeting Type: Annual General Meeting     
1.1  Election of A Chairman for the Annual General       
  Meeting    Management  For  Voted - For 
1.2  Election of Board of Director: Eva De Falck       
  (re-election)    Management  For  Voted - For 
1.3  Election of Board of Director: Peter Hamberg       
  (re-election)    Management  For  Voted - For 
1.4  Election of Board of Director: Eva Leach       
  (re-election)    Management  For  Voted - For 
1.5  Election of Board of Director: Pontus Lindwall       
  (re-election)    Management  For  Voted - For 
1.6  Election of Board of Director: Johan Lundberg       
  (re-election)    Management  For  Voted - For 
1.7  Election of Board of Director: Louise Nylen       
  (re-election)    Management  For  Voted - For 
1.8  Election of Board of Director: Tristan Sjoberg       
  (re-election)    Management  For  Voted - For 
2  Preparation and Approval of the Voting List  Management  For  Voted - For 
3  Approval of the Agenda    Management  For  Voted - For 
4  Determination of Whether the Annual General Meeting       
  Has Been Duly Convened  Management  For  Voted - For 
5  Election of One Or Two Persons to Verify the       
  Minutes of the Annual General Meeting Together with       
  the Chairman    Management  For  Voted - For 
6  Resolution on Adoption of the Profit and Loss       
  Statement and Balance Sheet for the Parent Company       
  and Group    Management  For  Voted - For 
7  Resolution on the Appropriation of the Company's       
  Profits Or Losses According to the Adopted Balance       
  Sheet    Management  For  Voted - For 
8  Discharge of Liability for the Member of the Board       
  of Director: Johan Lundberg (chairman of the Board)  Management  For  Voted - For 
9  Discharge of Liability for the Member of the Board       
  of Director: Eva De Falck (board Member)  Management  For  Voted - For 
10  Discharge of Liability for the Member of the Board       
  of Director: Peter Hamberg (board Member)  Management  For  Voted - For 
11  Discharge of Liability for the Member of the Board       
  of Director: Eva Leach (board Member)  Management  For  Voted - For 
12  Discharge of Liability for the Member of the Board       
  of Director: Louise Nylen (board Member)  Management  For  Voted - For 
13  Discharge of Liability for the Member of the Board       
  of Director: Tristan Sjoberg (board Member)  Management  For  Voted - For 
14  Discharge of Liability for the Member of the Board       
  of Director: Pontus Lindwall (board Member)  Management  For  Voted - For 
15  Discharge of Liability for the Member of the Chief       
  Executive Officer: Pontus Lindwall (ceo)  Management  For  Voted - For 
16  Determination of the Number of Members (7) of the       
  Board of Directors    Management  For  Voted - For 

 

239

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
17  Determination of the Number of Auditors (1)  Management  For  Voted - For 
18  Determination of Remuneration to the Members of the       
  Board of Directors    Management  For  Voted - For 
19  Determination of Fees Payable to the Auditor  Management  For  Voted - For 
20  Election of Chairman of the Board: Johan Lundberg       
  (re-election)    Management  For  Voted - For 
21  Election of Auditor: Ricewaterhousecoopers Ab       
  (re-election)    Management  For  Voted - For 
22  Resolution on Approval of the Board of Director's       
  Remuneration Report    Management  For  Voted - For 
23  Implementation of Incentive Plan: Resolution on       
  Implementation of the Performance Share Plan 2023  Management  For  Voted - For 
24  Implementation of Incentive Plan: Resolution on       
  Transfers of Own Series B Shares to the       
  Participants of the Performance Share Plan 2023  Management  For  Voted - For 
25  Splitting of Shares and Automatic Redemption       
  Procedure (first Occurrence): Resolution on       
  Conducting A Share Split  Management  For  Voted - For 
26  Splitting of Shares and Automatic Redemption       
  Procedure (first Occurrence): Resolution on A       
  Reduction in the Share Capital by Automatic       
  Redemption of Shares    Management  For  Voted - For 
27  Splitting of Shares and Automatic Redemption       
  Procedure (first Occurrence): Resolution on an       
  Increase in the Share Capital Through A Bonus Issue  Management  For  Voted - For 
28  Splitting of Shares and Automatic Redemption       
  Procedure (second Occurrence): Resolution on       
  Conducting A Share Split  Management  For  Voted - For 
29  Splitting of Shares and Automatic Redemption       
  Procedure (second Occurrence): Resolution on A       
  Reduction in the Share Capital by Automatic       
  Redemption of Shares    Management  For  Voted - For 
30  Splitting of Shares and Automatic Redemption       
  Procedure (second Occurrence): Resolution on an       
  Increase in the Share Capital Through A Bonus Issue  Management  For  Voted - For 
31  Resolution on Authorising the Board of Directors to       
  Resolve Upon A Repurchase and Transfer of Series B       
  Shares    Management  For  Voted - For 
32  Resolution on Authorising the Board of Directors to       
  Resolve Upon an Issue of Shares And/or Convertibles  Management  For  Voted - For 
BRUNELLO CUCINELLI SPA         
Security ID: B7K6D18 B80HBD6 B81Z7X1 B8L2L30       
Meeting Date: 27-Apr-23  Meeting Type: Mix       
1  Financial Statements of the Company As at December       
  31st, 2022; Presentation of the Consolidated       
  Financial Statements of the Brunello Cucinelli       
  Group As at December 31st, 2022; Reports of the       
  Directors, of the Board of Statutory Auditors and       
  of the Auditing Firm. Presentation of the       
  Consolidated Non-financial Statement As at December       

 

240

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  31st, 2022, Pursuant to Legislative Decree       
  254/2016. Resolutions Pertaining Thereto and       
  Resulting Therefrom  Management  For  Non-Voting 
2  Proposal for the Allocation of the Results of the       
  Fiscal Year. Resolutions Pertaining Thereto and       
  Resulting Therefrom  Management  For  Non-Voting 
3  Resolution Pursuant to Article 123-ter, Paragraph       
  6, of Italian Legislative Decree No. 58/1998 on the       
  Second Section of the Report on the Policy       
  Regarding Remuneration and Fees Paid Pursuant to       
  Article 123-ter of Italian Legislative Decree No.       
  58/1998  Management  For  Non-Voting 
4  Authorization to Purchase and Disposal of Treasury       
  Shares Pursuant to Articles 2357 and 2357-ter of       
  the Italian Civil Code for the Purposes of the       
  "2022-2024 Stock Grant Plan" Based on the       
  Allocation of Brunello Cucinelli S.p.a. Ordinary       
  Shares, After Revocation, for the Portion Not       
  Implemented, of the Resolution on the Authorization       
  Approved by the Ordinary Shareholders' Meeting on       
  April 27th, 2022  Management  For  Non-Voting 
5  Appointment of the Board of Directors Pursuant to       
  Article 147-ter of Italian Legislative Decree No.       
  58/1998 and Articles 13 Et Seq. of the Company's       
  Bylaws. Determination of the Number of Members of       
  the Board of Directors  Management  For  Non-Voting 
6  Appointment of the Board of Directors Pursuant to       
  Article 147-ter of Italian Legislative Decree No.       
  58/1998 and Articles 13 Et Seq. of the Company's       
  Bylaws. Determination of the Term of the Board of       
  Directors' Office  Management  For  Non-Voting 
7  Appointment of the Board of Directors Pursuant to       
  Article 147-ter of Italian Legislative Decree No.       
  58/1998 and Articles 13 Et Seq. of the Company's       
  Bylaws. Appointment of the Members of the Board of       
  Directors. List Presented by Foro Delle Arti       
  S.r.l., Representing the 50.05 Pct of the Share       
  Capital  Management  For  Non-Voting 
8  Appointment of the Board of Directors Pursuant to       
  Article 147-ter of Italian Legislative Decree No.       
  58/1998 and Articles 13 Et Seq. of the Company's       
  Bylaws. Appointment of the Members of the Board of       
  Directors. List Presented by A Group of Sgr and       
  Various Institutional Investors, Representing       
  Together the 2.43 Pct of the Share Capital  Management  For  Non-Voting 
9  Appointment of the Board of Directors Pursuant to       
  Article 147-ter of Italian Legislative Decree No.       
  58/1998 and Articles 13 Et Seq. of the Company's       
  Bylaws. Appointment of the Chairman of the Board of       
  Directors  Management  For  Non-Voting 
10  Appointment of the Board of Directors Pursuant to       
  Article 147-ter of Italian Legislative Decree No.       
  58/1998 and Articles 13 Et Seq. of the Company's       
  Bylaws. Determination of the Remuneration of the       
  Members of the Board of Directors  Management  For  Non-Voting 

 

241

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
11  Appointment of the Board of Statutory Auditors       
  Pursuant to Article 148 of Italian Legislative       
  Decree No. 58/1998, Articles 144-quinquies Et Seq.       
  of the Consob Regulation No. 11971/1999 (issuers'       
  Regulation) and Articles 20 Et Seq. of the       
  Company's Bylaws. Appointment of Three Statutory       
  Auditors and Two Alternate Auditors. List Presented       
  by Foro Delle Arti S.r.l., Representing the 50.05       
  Pct of the Share Capital  Shareholder  Against  Non-Voting 
12  Appointment of the Board of Statutory Auditors       
  Pursuant to Article 148 of Italian Legislative       
  Decree No. 58/1998, Articles 144-quinquies Et Seq.       
  of the Consob Regulation No. 11971/1999 (issuers'       
  Regulation) and Articles 20 Et Seq. of the       
  Company's Bylaws. Appointment of Three Statutory       
  Auditors and Two Alternate Auditors. List Presented       
  by A Group of Sgr and Various Institutional       
  Investors, Representing Together the 2.43 Pct of       
  the Share Capital    Shareholder  Against  Non-Voting 
13  Appointment of the Board of Statutory Auditors       
  Pursuant to Article 148 of Italian Legislative       
  Decree No. 58/1998, Articles 144-quinquies Et Seq.       
  of the Consob Regulation No. 11971/1999 (issuers'       
  Regulation) and Articles 20 Et Seq. of the       
  Company's Bylaws. Appointment of the President of       
  the Board of Statutory Auditors  Management  For  Non-Voting 
14  Appointment of the Board of Statutory Auditors       
  Pursuant to Article 148 of Italian Legislative       
  Decree No. 58/1998, Articles 144-quinquies Et Seq.       
  of the Consob Regulation No. 11971/1999 (issuers'       
  Regulation) and Articles 20 Et Seq. of the       
  Company's Bylaws. Determination of the Remuneration       
  of the Statutory Auditors  Management  For  Non-Voting 
15  Proposal to Amend Article 6 of the Company's Bylaws       
  Concerning the Introduction of the Attribution of       
  the Increased Voting Rights. Resolutions Pertaining       
  Thereto and Resulting Therefrom  Management  For  Non-Voting 
CK ASSET HOLDINGS LIMITED       
Security ID: BF2BSW3 BF51HR8 BF51HT0 BLKMCV7 BLLXD27 BYZQ077 BZ60MS0   
Meeting Date: 18-May-23  Meeting Type: Annual General Meeting     
1.1  To Elect Mr. Li Tzar Kuoi, Victor As Director  Management  For  Voted - For 
1.2  To Elect Dr. Chiu Kwok Hung, Justin As Director  Management  For  Voted - For 
1.3  To Elect Mr. Chow Wai Kam, Raymond As Director  Management  For  Voted - For 
1.4  To Elect Mr. Cheong Ying Chew, Henry As Director  Management  For  Voted - For 
1.5  To Elect Mr. Stephen Edward Bradley As Director  Management  For  Voted - For 
1.6  To Elect Mrs. Kwok Eva Lee As Director  Management  For  Voted - For 
1.7  To Elect Mrs. Sng Sow-mei Alias Poon Sow Mei As       
  Director    Management  For  Voted - For 
1.8  To Elect Mr. Lam Siu Hong, Donny As Director  Management  For  Voted - For 

 

242

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  To Receive the Audited Financial Statements, the       
  Report of the Directors and the Independent       
  Auditor's Report for the Year Ended 31 December 2022  Management  For  Voted - For 
3  To Declare A Final Dividend  Management  For  Voted - For 
4  To Appoint Messrs. Deloitte Touche Tohmatsu As       
  Auditor and Authorise the Directors to Fix Their       
  Remuneration    Management  For  Voted - For 
5  Ordinary Resolution No. 5(1) of the Notice of       
  Annual General Meeting (to Give A General Mandate       
  to the Directors to Issue Additional Shares of the       
  Company)    Management  For  Voted - For 
6  Ordinary Resolution No. 5(2) of the Notice of       
  Annual General Meeting (to Give A General Mandate       
  to the Directors to Buy Back Shares of the Company)  Management  For  Voted - For 
COMPUTERSHARE LTD         
Security ID: 5985845 6180412 B02NTH6 BHZLD30       
Meeting Date: 10-Nov-22  Meeting Type: Annual General Meeting     
1.1  Re-election of Ms Tiffany Fuller As A Director  Management  For  Voted - For 
2  Remuneration Report    Management  For  Voted - For 
3  Fy23 Lti Grant to the Chief Executive Officer  Management  For  Voted - For 
4  To Replace the Constitution of the Company  Management  For  Voted - Against 
DAIICHI SANKYO COMPANY,LIMITED       
Security ID: B0J7D91 B0LCWL9 B0LMP32 BMTX0Y7       
Meeting Date: 19-Jun-23  Meeting Type: Annual General Meeting     
1.1  Appoint A Director Manabe, Sunao  Management  For  Voted - For 
1.2  Appoint A Director Okuzawa, Hiroyuki  Management  For  Voted - For 
1.3  Appoint A Director Hirashima, Shoji  Management  For  Voted - For 
1.4  Appoint A Director Otsuki, Masahiko  Management  For  Voted - For 
1.5  Appoint A Director Fukuoka, Takashi  Management  For  Voted - For 
1.6  Appoint A Director Kama, Kazuaki  Management  For  Voted - For 
1.7  Appoint A Director Nohara, Sawako  Management  For  Voted - For 
1.8  Appoint A Director Komatsu, Yasuhiro  Management  For  Voted - For 
1.9  Appoint A Director Nishii, Takaaki  Management  For  Voted - For 
2  Approve Appropriation of Surplus  Management  For  Voted - For 
3  Appoint A Corporate Auditor Sato, Kenji  Management  For  Voted - For 
4  Appoint A Corporate Auditor Arai, Miyuki  Management  For  Voted - For 
5  Approve Details of the Stock Compensation to be       
  Received by Corporate Officers and Employees of the       
  Company's Subsidiaries  Management  For  Voted - For 

 

243

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
DAMPSKIBSSELSKABET NORDEN A/S       
Security ID: B1WP656 B1WT647 B28GNY8 B2QZPM9       
Meeting Date: 09-Mar-23  Meeting Type: Annual General Meeting     
1.1  Re-election of Klaus Nyborg As Member of Board of       
  Director    Management  For  Voted - For 
1.2  Re-election of Johanne Riegels Ostergard As Member       
  of Board of Director    Management  For  Voted - For 
1.3  Re-election of Karsten Knudsen As Member of Board       
  of Director    Management  For  Voted - For 
1.4  Re-election of Robert Hvide Macleod As Member of       
  Board of Director    Management  For  Voted - For 
2  Resolution for Adoption of the Audited Annual Report  Management  For  Voted - For 
3  Proposed Appropriation of Profits Or Cover of Loss       
  in Accordance with the Adopted Annual Report  Management  For  Voted - For 
4  Election of Other Candidates Proposed by the Board       
  of Directors    Management  For  Voted - For 
5  Election of Other Candidates Proposed by the Board       
  of Directors    Management  For  Voted - For 
6  Appointment of State Authorised Public Accountant:       
  Election of Ey Godkendt Revisionspartnerselskab  Management  For  Voted - For 
7  Proposal from the Board of Directors For:       
  Remuneration Report 2022/2023 for Indicative Ballot  Management  For  Voted - For 
8  Proposal from the Board of Directors For:       
  Authorization to Purchase Treasury Shares  Management  For  Voted - For 
9  Proposal from the Board of Directors For: Reduction       
  of the Share Capital and Amendment of the Articles       
  of Association to Reflect the Capital Reduction  Management  For  Voted - For 
10  Proposal from the Board of Directors For: Updated       
  Remuneration Policy for Approval  Management  For  Voted - For 
Meeting Date: 21-Mar-23  Meeting Type: Extraordinary General Meeting     
1  Amend Articles Re: Reduction of Share Capital  Management  For  Voted - Against 
DETERRA ROYALTIES LTD         
Security ID: BJP5T05 BLD8ZW4       
Meeting Date: 03-Nov-22  Meeting Type: Annual General Meeting     
1.1  Re-election of Director - Graeme Devlin  Management  For  Voted - For 
1.2  Re-election of Director - Dr Joanne Warner  Management  For  Voted - For 
2  Adoption of Remuneration Report  Management  For  Voted - For 
3  Grant of Securities to Managing Director and Chief       
  Executive Officer    Management  For  Voted - For 

 

244

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
E.ON SE         
Security ID: 4942904 4943190 B0395C0 B0ZKY46 B1G0J58 B6WZL89 B86YWB6 BF0Z8Q1 BFNKR11 BG43LL4 BH7KD46 
BYPFL60         
Meeting Date: 17-May-23  Meeting Type: Annual General Meeting     
1.1  Elect Erich Clementi to the Supervisory Board  Management  For  Voted - For 
1.2  Elect Andreas Schmitz to the Supervisory Board  Management  For  Voted - For 
1.3  Elect Nadege Petit to the Supervisory Board  Management  For  Voted - For 
1.4  Elect Ulrich Grillo to the Supervisory Board  Management  For  Voted - For 
1.5  Elect Deborah Wilkens to the Supervisory Board  Management  For  Voted - For 
1.6  Elect Rolf Schmitz to the Supervisory Board  Management  For  Voted - For 
1.7  Elect Klaus Froehlich to the Supervisory Board  Management  For  Voted - For 
1.8  Elect Anke Groth to the Supervisory Board  Management  For  Voted - For 
2  Approve Allocation of Income and Dividends of Eur       
  0.51 Per Share    Management  For  Voted - For 
3  Approve Discharge of Management Board for Fiscal       
  Year 2022    Management  For  Voted - For 
4  Approve Discharge of Supervisory Board for Fiscal       
  Year 2022    Management  For  Voted - For 
5  Ratify KPMG Ag As Auditors for Fiscal Year 2023  Management  For  Voted - For 
6  Ratify KPMG Ag KPMG As Auditors for the Review of       
  Interim Financial Statements for Fiscal Year 2023  Management  For  Voted - For 
7  Ratify KPMG Ag As Auditors for the Review of       
  Interim Financial Statements for the First Quarter       
  of Fiscal Year 2024    Management  For  Voted - For 
8  Approve Remuneration Report  Management  For  Voted - For 
9  Approve Increase in Size of Board to 16 Members  Management  For  Voted - For 
10  Approve Virtual-only Shareholder Meetings Until 2025  Management  For  Voted - For 
11  Amend Articles Re: Participation of Supervisory       
  Board Members in the Virtual Annual General Meeting       
  by Means of Audio and Video Transmission  Management  For  Voted - For 
ENDEAVOUR GROUP LTD         
Security ID: BLH04B8 BNBVH23 BNVS144       
Meeting Date: 18-Oct-22  Meeting Type: Annual General Meeting     
1.1  To Re-elect Duncan Makeig As A Director  Management  For  Non-Voting 
1.2  To Re-elect Joanne Pollard As A Director  Management  For  Non-Voting 
1.3  To Elect Anne Brennan As A Director  Management  For  Non-Voting 
2  Adoption of Remuneration Report  Management  For  Non-Voting 
3  Approval of Long-term Incentive Grant to the       
  Managing Director and Ceo  Management  For  Non-Voting 

 

245

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
FAIRFAX FINANCIAL HOLDINGS LTD       
Security ID: 2173665 2566351 5495719 B2N6TX4 B4M5MP9 BYVR1R1     
Meeting Date: 20-Apr-23  Meeting Type: Annual General Meeting     
1.1  Election of Director: Robert J. Gunn  Management  For  Voted - For 
1.2  Election of Director: the Rt. Hon. David L. Johnston  Management  For  Voted - For 
1.3  Election of Director: Karen L. Jurjevich  Management  For  Voted - For 
1.4  Election of Director: R. William Mcfarland  Management  For  Voted - For 
1.5  Election of Director: Christine N. Mclean  Management  For  Voted - For 
1.6  Election of Director: Brian J. Porter  Management  For  Voted - For 
1.7  Election of Director: Timothy R. Price  Management  For  Voted - For 
1.8  Election of Director: Brandon W. Sweitzer  Management  For  Voted - For 
1.9  Election of Director: Lauren C. Templeton  Management  For  Voted - For 
1.10  Election of Director: Benjamin P. Watsa  Management  For  Voted - For 
1.11  Election of Director: V. Prem Watsa  Management  For  Voted - For 
1.12  Election of Director: William C. Weldon  Management  For  Voted - For 
2  Appointment of PricewaterhouseCoopers LLP As       
  Auditor of the Corporation  Management  For  Voted - For 
FIRST PACIFIC CO LTD         
Security ID: 2104717 5819041 6339872 BD8NCH2 BP3RTW7       
Meeting Date: 09-Dec-22  Meeting Type: Special General Meeting     
1  That Each of the Continuing Connected Transactions       
  and the Related New Annual Caps for Each of the       
  Years Ending 31 December 2023, 2024 and 2025 (as       
  Applicable) Relating to the Plantations Business       
  Carried on by Pt Indofood Sukses Makmur Tbk       
  ("indofood") and Its Subsidiaries (the "2023-2025       
  Plantations Business Transactions"), As Described       
  in Table A on Pages 10 to 11 of the "letter from       
  the Board" Section of the Circular of the Company       
  Dated 24 November 2022 (the "circular"), be and are       
  Hereby Approved, the Board of Directors of the       
  Company (the "board") be and is Hereby Authorised       
  and Empowered to Adjust the Annual Caps of Each of       
  the 2023-2025 Plantations Business Transactions       
  Within the Respective Aggregated Annual Caps for       
  2023, 2024 and 2025 As May be Necessary in the       
  Interests of the Indofood Group, and Any Director       
  of the Company be and is Hereby Authorised to Do       
  All Such Further Acts and Things and Execute And/or       
  Approve All Such Further Documents Which in His/her       
  Opinion May be Necessary, Desirable Or Expedient to       
  Implement And/or Give Effect to the Terms of Such       
  Transactions    Management  For  Voted - For 
2  That Each of the Continuing Connected Transactions       
  and the Related New Annual Caps for Each of the       
  Years Ending 31 December 2023, 2024 and 2025 (as       
  Applicable) Relating to the Distribution Business       

 

246

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Carried on by Indofood and Its Subsidiaries (the       
  "2023-2025 Distribution Business Transactions"), As       
  Described in Table B on Pages 25 to 26 of the       
  "letter from the Board" Section of the Circular, be       
  and are Hereby Approved, the Board be and is Hereby       
  Authorised and Empowered to Adjust the Annual Caps       
  of Each of the 2023-2025 Distribution Business       
  Transactions Within the Respective Aggregated       
  Annual Caps for 2023, 2024 and 2025 As May be       
  Necessary in the Interests of the Indofood Group,       
  and Any Director of the Company be and is Hereby       
  Authorised to Do All Such Further Acts and Things       
  and Execute And/or Approve All Such Further       
  Documents Which in His/her Opinion May be       
  Necessary, Desirable Or Expedient to Implement       
  And/or Give Effect to the Terms of Such Transactions  Management  For  Voted - For 
3  That Each of the Continuing Connected Transactions       
  and the Related New Annual Caps for Each of the       
  Years Ending 31 December 2023, 2024 and 2025 (as       
  Applicable) Relating to the Flour Business Carried       
  on by Indofood and Its Subsidiaries (the "2023-2025       
  Flour Business Transactions"), As Described in       
  Table C on Pages 37 to 39 of the "letter from the       
  Board" Section of the Circular, be and are Hereby       
  Approved, the Board be and is Hereby Authorised and       
  Empowered to Adjust the Annual Caps of Each of the       
  2023-2025 Flour Business Transactions Within the       
  Respective Aggregated Annual Caps for 2023, 2024       
  and 2025 As May be Necessary in the Interests of       
  the Indofood Group, and Any Director of the Company       
  be and is Hereby Authorised to Do All Such Further       
  Acts and Things and Execute And/or Approve All Such       
  Further Documents Which in His/her Opinion May be       
  Necessary, Desirable Or Expedient to Implement       
  And/or Give Effect to the Terms of Such Transactions  Management  For  Voted - For 
GENMAB A/S         
Security ID: 4595739 4628970 B01JBT1 B28HC00 BLCCMF9 BMGWJ17     
Meeting Date: 29-Mar-23  Meeting Type: Annual General Meeting     
1.1  Re-election of Member of the Board of Director       
  Deirdre P. Connelly    Management  For  Voted - For 
1.2  Re-election of Member of the Board of Director       
  Pernille Erenbjerg    Management  For  Voted - For 
1.3  Re-election of Member of the Board of Director Rolf       
  Hoffmann    Management  For  Voted - For 
1.4  Re-election of Member of the Board of Director       
  Elizabeth O'farrell    Management  For  Voted - For 
1.5  Re-election of Member of the Board of Director Dr.       
  Paolo Paoletti    Management  For  Voted - For 
1.6  Re-election of Member of the Board of Director Dr.       
  Anders Gersel Pedersen  Management  For  Voted - For 

 

247

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.7  Re-election of PricewaterhouseCoopers       
  Statsautoriseret Revisionspartnerselskab As Auditor  Management  For  Voted - For 
2  Presentation and Adoption of the Audited Annual       
  Report and Discharge of Board of Directors and       
  Executive Management  Management  For  Voted - For 
3  Resolution on the Distribution of Profits As       
  Recorded in the Adopted Annual Report  Management  For  Voted - For 
4  Advisory Vote on the Compensation Report  Management  For  Voted - For 
5  Proposals from the Board of Directors: Approval of       
  the Board of Directors' Remuneration for 2023  Management  For  Voted - For 
6  Proposals from the Board of Directors: Amendment to       
  Remuneration Policy for the Board of Directors and       
  the Executive Management (removal of Dkk 25 Million       
  Cap)    Management  For  Voted - For 
7  Proposals from the Board of Directors: Amendments       
  to Remuneration Policy for the Board of Directors       
  and the Executive Management (certain Other Changes)  Management  For  Voted - For 
8  Proposals from the Board of Directors:       
  Authorization to the Board of Directors to Mandate       
  the Company to Acquire Treasury Shares  Management  For  Voted - For 
9  Authorization of the Chair of the General Meeting       
  to Register Resolutions Passed by the General       
  Meeting    Management  For  Voted - For 
GEORGE WESTON LTD         
Security ID: 2241874 2956662 B0LFRV3       
Meeting Date: 09-May-23  Meeting Type: Annual General Meeting     
1.1  Election of Director: M. Marianne Harris  Management  For  Voted - For 
1.2  Election of Director: Nancy H.o. Lockhart  Management  For  Voted - For 
1.3  Election of Director: Sarabjit S. Marwah  Management  For  Voted - For 
1.4  Election of Director: Gordon M. Nixon  Management  For  Voted - For 
1.5  Election of Director: Barbara G. Stymiest  Management  For  Voted - For 
1.6  Election of Director: Galen G. Weston  Management  For  Voted - For 
1.7  Election of Director: Cornell Wright  Management  For  Voted - For 
2  Appointment of PricewaterhouseCoopers LLP As       
  Auditor and Authorization of the Directors to Fix       
  the Auditors Remuneration  Management  For  Voted - For 
3  Vote on the Advisory Resolution on the Approach to       
  Executive Compensation  Management  For  Voted - For 
HELIA GROUP LIMITED         
Security ID: BP5HL07 BP5J9K9       
Meeting Date: 11-May-23  Meeting Type: Annual General Meeting     
1.1  Re-election of Director Gai Mcgrath  Management  For  Voted - For 
1.2  Re-election of Director Andrea Waters  Management  For  Voted - For 
1.3  Election of Director Leona Murphy  Management  For  Voted - For 
2  Remuneration Report    Management  For  Voted - For 

 

248

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Grant of Share Rights to Chief Executive Officer       
  and Managing Director  Management  For  Voted - For 
4  Approval of Further Possible On-market Share Buy       
  Back    Management  For  Voted - For 
HERMES INTERNATIONAL SA       
Security ID: 5253973 B030CJ9 B04KDG2 B28J8Z3 BFXPCT9 BMYHNK1 BP39558 BPNYQ83 BTHHHL6 
Meeting Date: 20-Apr-23  Meeting Type: Mix       
1.1  Re-election of Ms Dorothe Altmayer As Supervisory       
  Board Member for A Term of Three Years  Management  For  Voted - For 
1.2  Re-election of Ms Monique Cohen As Supervisory       
  Board Member for A Term of Three Years  Management  For  Voted - For 
1.3  Re-election of Mr Renaud Mommja As Supervisory       
  Board Member for A Term of Three Years  Management  For  Voted - For 
1.4  Re-election of Mr Eric De Seynes As Supervisory       
  Board Member for A Term of Three Years  Management  For  Voted - For 
1.5  Re-election of the Company PricewaterhouseCoopers       
  Audit As Statutory Auditor for A Term of Six       
  Financial Years    Management  For  Voted - For 
1.6  Re-election of the Company Grant Thornton Audit As       
  Statutory Auditor for A Term of Six Financial Years  Management  For  Voted - For 
2  Approval of the Parent Company Financial Statements  Management  For  Voted - For 
3  Approval of the Consolidated Financial Statements  Management  For  Voted - For 
4  Executive Management Discharge  Management  For  Voted - For 
5  Allocation of Net Income - Distribution of an       
  Ordinary Dividend    Management  For  Voted - For 
6  Approval of Related-party Agreements  Management  For  Voted - For 
7  Authorisation Granted to the Executive Management       
  to Trade in the Companys Shares  Management  For  Voted - For 
8  Approval of the Information Referred to in I of       
  Article L. 22-10-9 of the French Commercial Code       
  with Regard to Compensation for the Financial Year       
  Ended 31 December 2022, for All Corporate Officers       
  (global Ex-post Vote)    Management  For  Voted - For 
9  Approval of Total Compensation and Benefits of All       
  Kinds Paid During Or Awarded in Respect of the       
  Financial Year Ended 31 December 2022 to Mr Axel       
  Dumas, Executive Chairman (individual Ex-post Vote)  Management  For  Voted - For 
10  Approval of Total Compensation and Benefits of All       
  Kinds Paid During Or Awarded in Respect of the       
  Financial Year Ended 31 December 2022 to the       
  Company Mile Herms Sas, Executive Chairman       
  (individual Ex-post Vote)  Management  For  Voted - For 
11  Approval of Total Compensation and Benefits of All       
  Kinds Paid During Or Awarded in Respect of the       
  Financial Year Ended 31 December 2022 to Mr Ric De       
  Seynes, Chairman of the Supervisory Board       
  (individual Ex-post Vote)  Management  For  Voted - For 
12  Approval of the Compensation Policy for Executive       
  Chairmen (ex-ante Vote)  Management  For  Voted - For 

 

249

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
13  Determination of the Total Annual Amount of       
  Remuneration to be Paid to Supervisory Board       
  Members - Approval of the Compensation Policy for       
  Supervisory Board Members (ex-ante Vote)  Management  For  Voted - For 
14  Authorisation to be Granted to the Executive       
  Management to Reduce the Share Capital by       
  Cancellation of All Or Part of the Treasury Shares       
  Held by the Company (article L. 22-10-62 of the       
  French Commercial Code) - General Cancellation       
  Program  Management  For  Voted - For 
15  Delegation of Authority to be Granted to the       
  Executive Management to Increase the Share Capital       
  by Incorporation of Reserves, Profits And/or       
  Premiums and Free Allocation of Shares And/or       
  Increase in the Par Value of Existing Shares  Management  For  Voted - For 
16  Delegation of Authority to be Granted to the       
  Executive Management to Decide on the Issue of       
  Shares And/or Any Other Securities Giving Access to       
  the Share Capital with Maintenance of Preemptive       
  Subscription Rights  Management  For  Voted - For 
17  Delegation of Authority to be Granted to the       
  Executive Management to Decide on the Issue of       
  Shares And/or Any Other Securities Giving Access to       
  the Share Capital, with Preemptive Subscription       
  Rights Cancelled But with the Ability to Establish       
  A Priority Period, by Public Offering (other Than       
  That Referred to in Article L. 411 2, 1 of the Cmf)  Management  For  Voted - For 
18  Delegation of Authority to be Granted to the       
  Executive Management to Decide to Increase the       
  Share Capital by Issuing Shares And/or Any Other       
  Securities Giving Access to the Share Capital,       
  Reserved for Members of A Company Or Group Savings       
  Plan, with Preemptive Subscription Rights Cancelled  Management  For  Voted - For 
19  Delegation of Authority to be Granted to the       
  Executive Management to Decide on the Issue of       
  Shares And/or Any Other Securities Giving Access to       
  the Share Capital, with Preemptive Subscription       
  Rights Cancelled, by Private Placement Pursuant to       
  Article L. 411 - 2, 1 of the French Monetary and       
  Financial Code  Management  For  Voted - For 
20  Delegation of Authority to be Granted to the       
  Executive Management to Decide on the Issue of       
  Shares And/or Securities Giving Access to the Share       
  Capital, with Preemptive Subscription Rights       
  Cancelled, in Order to Compensate Contributions in       
  Kind Granted to the Company Relating to Equity       
  Securities Or Securities Giving Access to the Share       
  Capital  Management  For  Voted - For 
21  Delegation of Authority to be Granted to the       
  Executive Management to Decide on One Or More       
  Operation(s) of Merger by Absorption, Spin-off Or       
  Partial Contribution of Assets Subject to the Legal       
  Regime for Spin-offs (article L. 236-9, II of the       
  French Commercial Code)  Management  For  Voted - For 

 

250

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
22  Delegation of Authority to be Granted to the       
  Executive Management to Increase the Capital by       
  Issuing Shares in the Event of the Use of the       
  Delegation of Authority Granted to the Executive       
  Management to Decide on One Or More Merger(s) by       
  Absorption, Spin-off(s) Or Partial(s)       
  Contribution(s) of Assets Subject to the Legal       
  Regime for Spin-offs    Management  For  Voted - For 
23  Authorisation to be Given to the Executive       
  Management to Grant Free Existing Shares  Management  For  Voted - For 
24  Delegation of Authority to Carry Out the       
  Formalities Related to the General Meeting  Management  For  Voted - For 
HOLCIM AG         
Security ID: 7110753 7604609 B038B63 B103S45 BK6YNJ5 BZ3DNX4     
Meeting Date: 04-May-23  Meeting Type: Annual General Meeting     
1.1  Reelect Jan Jenisch As Director and Elect As Board       
  Chair    Management  For  Voted - For 
1.2  Reelect Philippe Block As Director  Management  For  Voted - For 
1.3  Reelect Kim Fausing As Director  Management  For  Voted - For 
1.4  Reelect Leanne Geale As Director  Management  For  Voted - For 
1.5  Reelect Naina Kidwai As Director  Management  For  Voted - For 
1.6  Reelect Ilias Laeber As Director  Management  For  Voted - For 
1.7  Reelect Juerg Oleas As Director  Management  For  Voted - For 
1.8  Reelect Claudia Ramirez As Director  Management  For  Voted - For 
1.9  Reelect Hanne Sorensen As Director  Management  For  Voted - For 
2  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
3  Approve Remuneration Report  Management  For  Voted - For 
4  Approve Discharge of Board and Senior Management  Management  For  Voted - For 
5  Approve Allocation of Income  Management  For  Voted - For 
6  Approve Dividends of Chf 2.50 Per Share from       
  Capital Contribution Reserves  Management  For  Voted - For 
7  Amend Corporate Purpose  Management  For  Voted - Against 
8  Amend Articles Re: Shares and Share Register  Management  For  Voted - Against 
9  Amend Articles of Association (incl. Approval of       
  Virtual-only Or Hybrid Shareholder Meetings  Management  For  Voted - For 
10  Amend Articles Re: Restriction on Share       
  Transferability    Management  For  Voted - Against 
11  Amend Articles Re: Board of Directors;       
  Compensation; External Mandates for Members of the       
  Board of Directors and Executive Committee  Management  For  Voted - For 
12  Reappoint Ilias Laeber As Member of the Nomination,       
  Compensation and Governance Committee  Management  For  Voted - For 
13  Reappoint Juerg Oleas As Member of the Nomination,       
  Compensation and Governance Committee  Management  For  Voted - For 
14  Reappoint Claudia Ramirez As Member of the       
  Nomination, Compensation and Governance Committee  Management  For  Voted - For 
15  Reappoint Hanne Sorensen As Member of the       
  Nomination, Compensation and Governance Committee  Management  For  Voted - For 

 

251

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
16  Ratify Ernst & Young Ag As Auditors  Management  For  Voted - For 
17  Designate Sabine Burkhalter Kaimakliotis As       
  Independent Proxy    Management  For  Voted - For 
18  Approve Remuneration of Directors in the Amount of       
  Chf 3 Million    Management  For  Voted - For 
19  Approve Remuneration of Executive Committee in the       
  Amount of Chf 36 Million  Management  For  Voted - For 
20  Approve Chf 80 Million Reduction in Share Capital       
  As Part of the Share Buyback Program Via       
  Cancellation of Repurchased Shares  Management  For  Voted - For 
21  Approve Climate Report    Management  For  Voted - For 
INDIVIOR PLC         
Security ID: BGBWW66 BKSG441 BRS65X6 BSQXC80 BTPJN49       
Meeting Date: 30-Sep-22  Meeting Type: Ordinary General Meeting     
1  Adopt New Articles of Association  Management  For  Non-Voting 
2  Approve Share Consolidation  Management  For  Non-Voting 
INPEX CORPORATION         
Security ID: B10RB15 B128D43 B1446T5       
Meeting Date: 28-Mar-23  Meeting Type: Annual General Meeting     
1.1  Appoint A Director Kitamura, Toshiaki  Management  For  Voted - For 
1.2  Appoint A Director Ueda, Takayuki  Management  For  Voted - For 
1.3  Appoint A Director Kawano, Kenji  Management  For  Voted - For 
1.4  Appoint A Director Kittaka, Kimihisa  Management  For  Voted - For 
1.5  Appoint A Director Sase, Nobuharu  Management  For  Voted - For 
1.6  Appoint A Director Yamada, Daisuke  Management  For  Voted - For 
1.7  Appoint A Director Takimoto, Toshiaki  Management  For  Voted - For 
1.8  Appoint A Director Yanai, Jun  Management  For  Voted - For 
1.9  Appoint A Director IIo, Norinao  Management  For  Voted - For 
1.10  Appoint A Director Nishimura, Atsuko  Management  For  Voted - For 
1.11  Appoint A Director Nishikawa, Tomoo  Management  For  Voted - For 
1.12  Appoint A Director Morimoto, Hideka  Management  For  Voted - For 
2  Approve Appropriation of Surplus  Management  For  Voted - For 
3  Approve Reduction of Capital Reserve  Management  For  Voted - For 
4  Appoint A Corporate Auditor Kawamura, Akio  Management  For  Voted - For 
5  Appoint A Corporate Auditor Tone, Toshiya  Management  For  Voted - For 
6  Appoint A Corporate Auditor Aso, Kenichi  Management  For  Voted - For 
7  Appoint A Corporate Auditor Akiyoshi, Mitsuru  Management  For  Voted - For 
8  Appoint A Corporate Auditor Kiba, Hiroko  Management  For  Voted - For 

 

252

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
INTERNATIONAL PETROLEUM CORPORATION       
Security ID: BDCT298 BF0L7J5 BF4LP64 BFZYWD8 BYWN0C6 BYXGGX7     
Meeting Date: 03-May-23  Meeting Type: Annual General Meeting     
1.1  Election of Director: C. Ashley Heppenstall  Management  For  Voted - For 
1.2  Election of Director: Mike Nicholson  Management  For  Voted - For 
1.3  Election of Director: Donald Charter  Management  For  Voted - For 
1.4  Election of Director: Chris Bruijnzeels  Management  For  Voted - For 
1.5  Election of Director: Emily Moore  Management  For  Voted - For 
1.6  Election of Director: Lukas H. (harry) Lundin  Management  For  Voted - For 
2  To Set the Number of Directors at Six  Management  For  Voted - For 
3  To Appoint PricewaterhouseCoopers Sa As Auditor of       
  the Corporation for the Ensuing Year and to       
  Authorize the Directors to Fix Their Remuneration  Management  For  Voted - For 
LINK REAL ESTATE INVESTMENT TRUST       
Security ID: B0PB4M7 B0RN5X9 B0WGPC2 BLKMCT5 BLLXD49       
Meeting Date: 20-Jul-22  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr Ed Chan Yiu Cheong As an Independent       
  Non-executive Director  Management  For  Voted - For 
1.2  To Re-elect Mr Blair Chilton Pickerell As an       
  Independent Non-executive Director  Management  For  Voted - For 
1.3  To Re-elect Mr Peter Tse Pak Wing As an Independent       
  Non-executive Director  Management  For  Voted - For 
1.4  To Elect Ms Jenny Gu Jialin As an Independent       
  Non-executive Director  Management  For  Voted - For 
2  To Grant A General Mandate to the Manager to Buy       
  Back Units of Link    Management  For  Voted - For 
MEDIBANK PRIVATE LTD         
Security ID: BFXGKN2 BLNP0W0 BRTNNQ5 BSTLDM2       
Meeting Date: 16-Nov-22  Meeting Type: Annual General Meeting     
1.1  Election of Peter Everingham As A Director  Management  For  Voted - For 
1.2  Election of Kathryn Fagg Ao As A Director  Management  For  Voted - For 
1.3  Re-election of David Fagan As A Director  Management  For  Voted - For 
1.4  Re-election of Linda Bardo Nicholls Ao As A Director  Management  For  Voted - For 
2  Adoption of the Remuneration Report  Management  For  Voted - For 
3  Grant of Performance Rights to the Chief Executive       
  Officer    Management  For  Voted - For 
4  Amendments to Constitution  Management  For  Voted - Abstain 

 

253

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
MELEXIS NV         
Security ID: 5426582 7370063 B28K5S8 B3BJ2X3       
Meeting Date: 09-May-23  Meeting Type: Annual General Meeting     
1  Approval of the Statutory Annual Accounts and Other       
  Documents to be Deposited in Accordance with the       
  Bcca for the Financial Year Ended on December 31st,       
  2022, with Allocation of the Financial Result  Management  For  Voted - For 
2  Approval of the Remuneration Report Regarding the       
  Financial Year Ended on December 31st, 2022  Management  For  Voted - For 
3  Discharge from Liability to the Directors  Management  For  Voted - For 
4  Discharge from Liability to the Statutory Auditor  Management  For  Voted - For 
5  Re-appointment of the Statutory Auditor and       
  Determination of Their Remuneration  Management  For  Voted - For 
6  The Shareholders Meeting Approves and Confirms, in       
  Accordance with Article 7:151 Bcca, Article 14.1       
  (f, E) of the Credit Regulations for Companies of       
  Belfius Bank Nv Dated June 2012, Referred to in the       
  Agreement Dated 1 December 2022 Between Melexis Nv  Management  For  Voted - For 
7  The Shareholders Meeting Approves and Confirms, in       
  Accordance with Article 7:151 Bcca, Article 20 (2,       
  D) of the General Conditions Relating to Credit       
  Facilities for Businesses of Bnp Paribas Fortis Nv,       
  Referred to in the Agreement Dated 25 October 2022  Management  For  Voted - For 
8  The Shareholders Meeting Approves and Confirms, in       
  Accordance with Article 7:151 Bcca, Article 8 (n)       
  of the General Regulations Credits, Edition 2022,       
  of Ing Belgium Nv, Referred to in the Agreement       
  Dated 28 December 2022 Between Melexis Nv (as       
  Borrower)    Management  For  Voted - For 
Meeting Date: 09-May-23  Meeting Type: Extraordinary General Meeting     
1  Authorization of the Board of Directors to Acquire       
  Own Securities    Management  For  Voted - For 
2  Authorization of the Board of Directors to Acquire       
  and Dispose of Own Securities in the Event That       
  Such Acquisition Or Disposal is Necessary to       
  Prevent an Imminent and Serious Harm to the Company  Management  For  Voted - For 
3  Waiver of the Application of the Provisions of       
  Article 7:91 Bcca    Management  For  Voted - For 
4  Vote by Correspondence  Management  For  Voted - For 
5  Amendment of the Articles of Association, Inter       
  Alia to Bring Them in Line with the Decisions Taken       
  and with the Bcca    Management  For  Voted - Abstain 

 

254

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
MITSUBISHI HEAVY INDUSTRIES,LTD.       
Security ID: 5478000 6597067 B01DM01       
Meeting Date: 29-Jun-23  Meeting Type: Annual General Meeting     
1.1  Appoint A Director Who is Not Audit and Supervisory       
  Committee Member Miyanaga, Shunichi  Management  For  Voted - For 
1.2  Appoint A Director Who is Not Audit and Supervisory       
  Committee Member Izumisawa, Seiji  Management  For  Voted - For 
1.3  Appoint A Director Who is Not Audit and Supervisory       
  Committee Member Kaguchi, Hitoshi  Management  For  Voted - For 
1.4  Appoint A Director Who is Not Audit and Supervisory       
  Committee Member Kozawa, Hisato  Management  For  Voted - For 
1.5  Appoint A Director Who is Not Audit and Supervisory       
  Committee Member Kobayashi, Ken  Management  For  Voted - For 
1.6  Appoint A Director Who is Not Audit and Supervisory       
  Committee Member Hirano, Nobuyuki  Management  For  Voted - For 
1.7  Appoint A Director Who is Not Audit and Supervisory       
  Committee Member Furusawa, Mitsuhiro  Management  For  Voted - For 
1.8  Appoint A Director Who is Audit and Supervisory       
  Committee Member Tokunaga, Setsuo  Management  For  Voted - For 
1.9  Appoint A Director Who is Audit and Supervisory       
  Committee Member Unoura, Hiroo  Management  For  Voted - For 
1.10  Appoint A Director Who is Audit and Supervisory       
  Committee Member Morikawa, Noriko  Management  For  Voted - For 
1.11  Appoint A Director Who is Audit and Supervisory       
  Committee Member II, Masako  Management  For  Voted - For 
1.12  Appoint A Substitute Director Who is Audit and       
  Supervisory Committee Member Oka, Nobuhiro  Management  For  Voted - For 
2  Approve Appropriation of Surplus  Management  For  Voted - For 
MOBILEZONE HOLDING AG         
Security ID: BWSSMF8 BWWYWC9 BX8ZRJ5       
Meeting Date: 05-Apr-23  Meeting Type: Annual General Meeting     
1.1  Reelect Olaf Swantee As Director  Management  For  Voted - For 
1.2  Reelect Gabriela Theus As Director  Management  For  Voted - For 
1.3  Reelect Michael Haubrich As Director  Management  For  Voted - For 
1.4  Reelect Lea Sonderegger As Director  Management  For  Voted - For 
1.5  Elect Markus Bernhard As Director  Management  For  Voted - For 
1.6  Reelect Olaf Swantee As Board Chairman  Management  For  Voted - For 
2  Accept Consolidated Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
3  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
4  Approve Discharge of Board and Senior Management  Management  For  Voted - For 
5  Approve Allocation of Income and Dividends of Chf       
  0.45 Per Share    Management  For  Voted - For 
6  Approve Dividends of Chf 0.45 Per Share from       
  Capital Contribution Reserves  Management  For  Voted - For 

 

255

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
7  Approve Chf 7,708.65 Reduction in Share Capital Via       
  Cancellation of Repurchased Shares  Management  For  Voted - For 
8  Approve Remuneration Report (non-binding)  Management  For  Voted - For 
9  Approve Remuneration of Directors in the Amount of       
  Chf 550,000    Management  For  Voted - For 
10  Approve Remuneration of Executive Committee in the       
  Amount of Chf 3.9 Million  Management  For  Voted - For 
11  Reappoint Olaf Swantee As Member of the Nomination       
  and Compensation Committee  Management  For  Voted - For 
12  Reappoint Michael Haubrich As Member of the       
  Nomination and Compensation Committee  Management  For  Voted - For 
13  Appoint Lea Sonderegger As Member of the Nomination       
  and Compensation Committee  Management  For  Voted - For 
14  Designate Hodgskin Rechtsanwaelte As Independent       
  Proxy    Management  For  Voted - For 
15  Ratify Bdo Ag As Auditors  Management  For  Voted - For 
NEW HOPE CORPORATION LTD       
Security ID: 6681960 B04S6W3 B0HWXV0 BLNP138       
Meeting Date: 24-Nov-22  Meeting Type: Annual General Meeting     
1.1  Re-election of Director - Mr Ian Williams  Management  For  Voted - For 
1.2  Re-election of Director - Ms Jaqueline Mcgill Ao  Management  For  Voted - For 
1.3  Election of Director - Mr Steven Boulton  Management  For  Voted - For 
2  Adoption of Remuneration Report  Management  For  Voted - For 
3  Approval of the New Hope Corporation Limited Rights       
  Plan    Management  For  Voted - For 
4  Issue of Rights to Chief Executive Officer  Management  For  Voted - For 
5  Please Note That This Resolution is A Shareholder       
  Proposal : Amendment to the Constitution - Market       
  Forces    Shareholder  Against  Voted - Against 
6  Please Note That This Resolution is A Shareholder       
  Proposal : Capital Protection - Market Forces  Shareholder  Against  Voted - Against 
NOVO NORDISK A/S         
Security ID: BD9MGW1 BHC8X90 BHK3FW4 BHWQM42 BHWQMV9 BHY3360 BM8KWK9 BPK3JS4   
Meeting Date: 23-Mar-23  Meeting Type: Annual General Meeting     
1.1  Election of Member to the Board of Directors:       
  Election of Helge Lund As Chair  Management  For  Non-Voting 
1.2  Election of Member to the Board of Directors:       
  Election of Henrik Poulsen As Vice Chair  Management  For  Non-Voting 
1.3  Election of Other Member to the Board of Director:       
  Laurence Debroux    Management  For  Non-Voting 
1.4  Election of Other Member to the Board of Director:       
  Andreas Fibig    Management  For  Non-Voting 
1.5  Election of Other Member to the Board of Director:       
  Sylvie Gregoire    Management  For  Non-Voting 

 

256

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.6  Election of Other Member to the Board of Director:       
  Kasim Kutay    Management  For  Non-Voting 
1.7  Election of Other Member to the Board of Director:       
  Christina Law    Management  For  Non-Voting 
1.8  Election of Other Member to the Board of Director:       
  Martin Mackay    Management  For  Non-Voting 
2  Presentation and Adoption of the Audited Annual       
  Report 2022    Management  For  Non-Voting 
3  Resolution to Distribute the Profit According to       
  the Adopted Annual Report 2022  Management  For  Non-Voting 
4  Presentation of and Advisory Vote on the       
  Remuneration Report 2022  Management  For  Non-Voting 
5  Approval of the Remuneration of the Board of       
  Directors: Approval of the Remuneration of the       
  Board of Directors for 2022  Management  For  Non-Voting 
6  Approval of the Remuneration of the Board of       
  Directors: Approval of the Remuneration Level of       
  the Board of Directors for 2023  Management  For  Non-Voting 
7  Approval of the Remuneration of the Board of       
  Directors: Amendment to the Remuneration Policy  Management  For  Non-Voting 
8  Appointment of Auditor: Appointment of Deloitte       
  Statsautoriseret Revisionspartnerselskab  Management  For  Non-Voting 
9  Proposals from the Board of Directors And/or       
  Shareholders: Reduction of the Company's B Share       
  Capital by Nominally Dkk 5,000,000 by Cancellation       
  of B Shares    Management  For  Non-Voting 
10  Proposals from the Board of Directors And/or       
  Shareholders: Authorisation to the Board of       
  Directors to Allow the Company to Repurchase Own       
  Shares    Management  For  Non-Voting 
11  Proposals from the Board of Directors And/or       
  Shareholders: Authorisation to the Board of       
  Directors to Increase the Company's Share Capital  Management  For  Non-Voting 
12  Please Note That This Resolution is A Shareholder       
  Proposal: Proposals from the Board of Directors       
  And/or Shareholders: Proposal from the Shareholder       
  Kritiske Aktionaerer on Product Pricing  Shareholder  Against  Non-Voting 
ONO PHARMACEUTICAL CO.,LTD.       
Security ID: 6660107 B02K7P1 B3FHJD2 BMF91T1       
Meeting Date: 22-Jun-23  Meeting Type: Annual General Meeting     
1.1  Appoint A Director Sagara, Gyo  Management  For  Voted - For 
1.2  Appoint A Director Tsujinaka, Toshihiro  Management  For  Voted - For 
1.3  Appoint A Director Takino, Toichi  Management  For  Voted - For 
1.4  Appoint A Director Idemitsu, Kiyoaki  Management  For  Voted - For 
1.5  Appoint A Director Nomura, Masao  Management  For  Voted - For 
1.6  Appoint A Director Okuno, Akiko  Management  For  Voted - For 
1.7  Appoint A Director Nagae, Shusaku  Management  For  Voted - For 
2  Approve Appropriation of Surplus  Management  For  Voted - For 
3  Appoint A Corporate Auditor Tanisaka, Hironobu  Management  For  Voted - For 

 

257

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  Appoint A Corporate Auditor Tanabe, Akiko  Management  For  Voted - For 
5  Approve Details of the Compensation to be Received       
  by Corporate Auditors    Management  For  Voted - For 
PARADOX INTERACTIVE AB         
Security ID: BD4F658 BD4FRL1 BDDXH16 BF54CC7       
Meeting Date: 17-May-23  Meeting Type: Annual General Meeting     
1.1  Re-election of Hakan Sjunnesson As Director of the       
  Board    Management  For  Voted - For 
1.2  Re-election of Fredrik Wester As Director of the       
  Board    Management  For  Voted - For 
1.3  Re-election of Mathias Hermansson As Director of       
  the Board    Management  For  Voted - For 
1.4  Re-election of Linda Hoglund As Director of the       
  Board    Management  For  Voted - For 
1.5  Re-election of Andras Vajlok As Director of the       
  Board    Management  For  Voted - For 
1.6  Re-election of Hakan Sjunnesson As Chairman of the       
  Board    Management  For  Voted - For 
2  Election of the Chairman of the Meeting  Management  For  Voted - For 
3  Preparation and Approval of the Voting Register  Management  For  Voted - For 
4  Approval of the Agenda    Management  For  Voted - For 
5  Election of One Or Two Persons to Verify the Minutes  Management  For  Voted - For 
6  Determination As to Whether the Meeting Has Been       
  Duly Convened    Management  For  Voted - For 
7  Resolution on the Adoption of the Income Statement       
  and the Balance Sheet As Well As the Group Income       
  Statement and the Group Balance Sheet  Management  For  Voted - For 
8  Resolution on the Allocation of the Company's       
  Profits in Accordance with the Adopted Balance Sheet  Management  For  Voted - For 
9  Resolution on Discharge from Liability for Hakan       
  Sjunnesson, Chairman of the Board  Management  For  Voted - For 
10  Resolution on Discharge from Liability for Fredrik       
  Wester, Director of the Board and Ceo  Management  For  Voted - For 
11  Resolution on Discharge from Liability for Mathias       
  Hermansson, Director of the Board  Management  For  Voted - For 
12  Resolution on Discharge from Liability for Linda       
  Hoglund, Director of the Board  Management  For  Voted - For 
13  Resolution on Discharge from Liability for Andras       
  Vajlok, Director of the Board  Management  For  Voted - For 
14  Determination of the Number of Directors and Deputy       
  Directors    Management  For  Voted - For 
15  Resolution on Remuneration to Directors of the Board  Management  For  Voted - For 
16  Resolution on Remuneration to the Auditors  Management  For  Voted - For 
17  Election of Auditor (re-election of Ohrlings       
  PricewaterhouseCoopers Ab)  Management  For  Voted - For 
18  Resolution on Instructions for the Nomination       
  Committee Ahead of the 2024 Agm  Management  For  Voted - For 

 

258

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
19  Resolution on Authorisation for the Board of       
  Directors to Resolve on the Issuance of Shares,       
  Convertibles And/or Warrants  Management  For  Voted - For 
20  Proposal of the Board of Directors for A Resolution       
  on (a) Implementation of Option Program 2023/2027       
  and (b) A Directed Issue of Warrants and Approval       
  of Transfer of Warrants to Fulfil the Company's       
  Commitments Under the Option Program and to Secure       
  Social Security Charges  Management  For  Voted - For 
PHARMING GROUP NV         
Security ID: B7N7L70 B8RC747 B8YVHC5 B9CPS12 BKVLFB7       
Meeting Date: 17-May-23  Meeting Type: Annual General Meeting     
1  Annual Report 2022: Remuneration Report for 2022       
  (advisory Voting Item)  Management  For  Non-Voting 
2  Annual Report 2022: Proposal to Adopt the Financial       
  Statements for 2022    Management  For  Non-Voting 
3  Annual Report 2022: Proposal to Discharge the       
  Members of the Board of Directors  Management  For  Non-Voting 
4  Reappointment Non-executive Director: Proposal to       
  Reappoint Paul Sekhri, Upon Binding Recommendation       
  of the Board of Directors, As Non-executive       
  Director Pending the Ongoing Search for A New Chair       
  for A Period Not to Exceed One Year  Management  For  Non-Voting 
5  Reappointment Non-executive Director: Proposal to       
  Reappoint Deborah Jorn, Mba, Upon Binding       
  Recommendation of the Board of Directors, As       
  Non-executive Director for A Period of Two Years  Management  For  Non-Voting 
6  Remuneration Transaction Committee  Management  For  Non-Voting 
7  Re-appointment of the External Auditor of the       
  Company    Management  For  Non-Voting 
8  Amendment of the Articles of Association and       
  Authorization to Implement Such Amendment  Management  For  Non-Voting 
9  Designation of the Board of Directors As the       
  Company's Body, Authorized To: (i) Issue Shares,       
  (ii) Grant Option Rights and (iii) Restrict Or       
  Exclude Pre-emptive Rights: General Authorization       
  for Generic Corporate Purposes, Including (i) Share       
  Issuances to the Board of Directors in Accordance       
  with the Remuneration Policy and the Incentive       
  Plans for the Ceo As Approved by our Shareholders,       
  and (ii) Issuances of Shares And/or Stock Options       
  to Staff Me    Management  For  Non-Voting 
10  Designation of the Board of Directors As the       
  Company's Body, Authorized To: (i) Issue Shares,       
  (ii) Grant Option Rights and (iii) Restrict Or       
  Exclude Pre-emptive Rights: A Specific       
  Authorization, for A Period of Eighteen Months Up       
  to 10% of the Issued Share Capital, for the       
  Financing of Mergers, Acquisitions Or Strategic       
  Alliances Only    Management  For  Non-Voting 

 

259

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
11  Authorization of the Board of Directors to       
  Repurchase Shares in the Company  Management  For  Non-Voting 
PLUS500 LTD         
Security ID: BBT3PS9 BK4YQ54 BRJ6R84       
Meeting Date: 02-May-23  Meeting Type: Annual General Meeting     
1.1  Re-elect David Zruia As Director  Management  For  Voted - For 
1.2  Re-elect Elad Even-chen As Director  Management  For  Voted - For 
1.3  Re-elect Steve Baldwin As Director  Management  For  Voted - For 
1.4  Re-elect Sigalia Heifetz As Director  Management  For  Voted - For 
1.5  Re-elect Varda Liberman As Director  Management  For  Voted - For 
1.6  Re-elect Jacob Frenkel As Director  Management  For  Voted - For 
2  Reappoint Kesselman & Kesselman As Auditors  Management  For  Voted - For 
3  Authorise Board to Fix Remuneration of Auditors  Management  For  Voted - For 
4  Authorise Issue of Equity Without Pre-emptive Rights  Management  For  Voted - For 
5  Authorise Issue of Equity Without Pre-emptive       
  Rights in Connection with an Acquisition Or Other       
  Capital Investment    Management  For  Voted - For 
6  Authorise Market Purchase of Ordinary Shares  Management  For  Voted - For 
7  Approve Fees Payable to Anne Grim  Management  For  Voted - For 
8  Approve Fees Payable to Tami Gottlieb  Management  For  Voted - For 
9  Approve Fees Payable to Steve Baldwin  Management  For  Voted - For 
10  Approve Fees Payable to Sigalia Heifetz  Management  For  Voted - For 
11  Approve Fees Payable to Varda Liberman  Management  For  Voted - For 
12  Approve Fees Payable to Jacob Frenkel  Management  For  Voted - For 
13  Approve Additional Allotment of Shares to Jacob       
  Frenkel    Management  For  Voted - For 
14  Approve Remuneration Policy  Management  For  Voted - For 
15  Approve Remuneration Terms of David Zruia  Management  For  Voted - For 
16  Approve Remuneration Terms of Elad Even-chen  Management  For  Voted - For 
17  Approve Remuneration Report  Management  For  Voted - For 
PNE AG         
Security ID: B0QCZ26 B28LB38 BGPKBN6 BMDY499       
Meeting Date: 09-May-23  Meeting Type: Annual General Meeting     
1  Approve Allocation of Income and Dividends of Eur       
  0.04 Per Share and Special Dividends of Eur 0.04       
  Per Share    Management  For  Non-Voting 
2  Approve Discharge of Management Board Member Markus       
  Lesser for Fiscal Year 2022  Management  For  Non-Voting 
3  Approve Discharge of Management Board Member Joerg       
  Klowat for Fiscal Year 2022  Management  For  Non-Voting 
4  Approve Discharge of Supervisory Board Member Per       
  Pedersen for Fiscal Year 2022  Management  For  Non-Voting 
5  Approve Discharge of Supervisory Board Member       
  Christoph Oppenauer for Fiscal Year 2022  Management  For  Non-Voting 

 

260

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  Approve Discharge of Supervisory Board Member       
  Roberto Benedetti for Fiscal Year 2022  Management  For  Non-Voting 
7  Approve Discharge of Supervisory Board Member       
  Alberto Donzelli for Fiscal Year 2022  Management  For  Non-Voting 
8  Approve Discharge of Supervisory Board Member       
  Marcel Egger for Fiscal Year 2022  Management  For  Non-Voting 
9  Approve Discharge of Supervisory Board Member       
  Florian Schuhbauer for Fiscal Year 2022  Management  For  Non-Voting 
10  Approve Discharge of Supervisory Board Member Marc       
  Van't Noordende for Fiscal Year 2022  Management  For  Non-Voting 
11  Approve Discharge of Supervisory Board Member       
  Susanna Zapreva for Fiscal Year 2022  Management  For  Non-Voting 
12  Ratify Deloitte Gmbh As Auditors for Fiscal Year       
  2023    Management  For  Non-Voting 
13  Ratify Deloitte Gmbh As Auditors for the Review of       
  the Interim Financial Statements and Reports for       
  Fiscal Year 2023 and the First Quarter of Fiscal       
  Year 2024    Management  For  Non-Voting 
14  Approve Remuneration Report  Management  For  Non-Voting 
15  Approve Remuneration Policy for the Management Board  Management  For  Non-Voting 
16  Amend Articles Re: Supervisory Board Term of Office  Management  For  Non-Voting 
17  Approve Remuneration Policy for the Supervisory       
  Board    Management  For  Non-Voting 
18  Approve Virtual-only Shareholder Meetings Until 2025  Management  For  Non-Voting 
19  Amend Articles Re: Participation of Supervisory       
  Board Members in the Annual General Meeting by       
  Means of Audio and Video Transmission  Management  For  Non-Voting 
20  Approve Creation of Eur 30 Million Pool of       
  Authorized Capital 2023 with Preemptive Rights  Management  For  Non-Voting 
21  Approve Creation of Eur 7.6 Million Pool of       
  Authorized Capital 2023/ii with Preemptive Rights  Management  For  Non-Voting 
QBE INSURANCE GROUP LTD       
Security ID: 6715740 B02PBK9 B1BDD72 BHZLQG4       
Meeting Date: 12-May-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Mr M Wilkins As A Director  Management  For  Voted - For 
1.2  To Re-elect Ms K Lisson As A Director  Management  For  Voted - For 
2  To Adopt the Remuneration Report  Management  For  Voted - For 
3  To Approve the Grant of Conditional Rights Under       
  the Companys Lti Plan for 2023 to the Group Ceo  Management  For  Voted - For 
RAIFFEISEN BANK INTERNATIONAL AG       
Security ID: B0704T9 B07T0L0 B07ZH40 B28LHN0 BF15837 BHZLQN1 BMCDQ57 BZ15F03   
Meeting Date: 30-Mar-23  Meeting Type: Ordinary General Meeting     
1.1  Elections to Supervisory Board (split): Adrea Gaal  Management  For  Voted - For 
2  Approval of Usage of Earnings  Management  For  Voted - For 

 

261

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Approval of Remuneration Report for Bod and       
  Supervisory Board    Management  For  Voted - For 
4  Discharge of Management Board  Management  For  Voted - For 
5  Discharge of Supervisory Board  Management  For  Voted - For 
6  Election of External Auditor: Deloitte Audit       
  Wirtschaftspruefungs Gmbh  Management  For  Voted - For 
RANDSTAD N.V.         
Security ID: 5228658 5360334 B02P0H9 B4L9757 BF44767 BHZLQM0 BYSCB02     
Meeting Date: 28-Mar-23  Meeting Type: Annual General Meeting     
1  Remuneration Report 2022 (advisory Vote)  Management  For  Voted - For 
2  Proposal to Adopt the Financial Statements 2022  Management  For  Voted - For 
3  Proposal to Determine A Regular Dividend for the       
  Financial Year 2022    Management  For  Voted - For 
4  Discharge of Liability of the Members of the       
  Executive Board for the Exercise of Their Duties  Management  For  Voted - For 
5  Discharge of Liability of the Members of the       
  Supervisory Board for the Exercise of Their Duties  Management  For  Voted - For 
6  Proposal to Appoint Jorge Vazquez As Member of the       
  Executive Board    Management  For  Voted - For 
7  Proposal to Appoint Myriam Beatove Moreale As       
  Member of the Executive Board  Management  For  Voted - For 
8  Proposal to Appoint Cees 't Hart As Member of the       
  Supervisory Board    Management  For  Voted - For 
9  Proposal to Appoint Laurence Debroux As Member of       
  the Supervisory Board    Management  For  Voted - For 
10  Proposal to Appoint Jeroen Drost As Member of the       
  Supervisory Board    Management  For  Voted - For 
11  Proposal to Designate the Executive Board As the       
  Authorized Corporate Body to Issue Shares and to       
  Restrict Or Exclude the Pre-emptive Right to Any       
  Issue of Shares    Management  For  Voted - For 
12  Proposal to Authorize the Executive Board to       
  Repurchase Shares    Management  For  Voted - For 
13  Proposal to Cancel Repurchased Shares  Management  For  Voted - For 
14  Proposal to Reappoint Deloitte Accountants Bv As       
  External Auditor for the Financial Year 2024  Management  For  Voted - For 
15  Proposal to Appoint PricewaterhouseCoopers       
  Accountants Nv As External Auditor for the       
  Financial Year 2025    Management  For  Voted - For 
RENAULT SA         
Security ID: 4712798 5763922 B01DPY6 B114HT5 B2B3XQ8 BDC4NG7 BF447F6 BRTM793   
Meeting Date: 11-May-23  Meeting Type: Mix       
1  Approval of the Annual Financial Statements for the       
  Financial Year Ended December 31, 2022  Management  For  Non-Voting 

 

262

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Approval of the Consolidated Financial Statements       
  for the Financial Year Ended December 31, 2022  Management  For  Non-Voting 
3  Allocation of the Net Result for the Financial Year       
  Ended December 31, 2022, and Setting of the Dividend  Management  For  Non-Voting 
4  Statutory Auditors' Report on the Information Used       
  to Determine the Compensation for Participating       
  Shares    Management  For  Non-Voting 
5  Approval of the Related-party Agreements and       
  Commitments Governed by Articles L. 225-38 Et Seq.       
  of the French Commercial Code  Management  For  Non-Voting 
6  Renewal of Mr. Jean-dominique Senard's Term of       
  Office As Independent Director  Management  For  Non-Voting 
7  Renewal of Ms. Annette Winkler's Term of Office As       
  Independent Director    Management  For  Non-Voting 
8  Appointment of Mr. Luca De Meo As Director  Management  For  Non-Voting 
9  Approval of the Information Relating to the       
  Compensation of Directors and Corporate Officers       
  Paid During Or Awarded for the Financial Year Ended       
  December 31, 2022, Mentioned in Article L. 22-10-9       
  I of the French Commercial Code  Management  For  Non-Voting 
10  Approval of the Components of the Overall       
  Compensation and Benefits of Any Kind Paid During       
  Or Awarded for the Financial Year Ended December       
  31, 2022, to Mr Jean-dominique Senard As Chairman       
  of the Board of Directors  Management  For  Non-Voting 
11  Approval of the Components of the Overall       
  Compensation and Benefits of Any Kind Paid During       
  Or Awarded for the Financial Year Ended December       
  31, 2022, to Mr Luca De Meo As Chief Executive       
  Officer    Management  For  Non-Voting 
12  Approval of the Compensation Policy of the Chairman       
  of the Board of Directors for the 2023 Financial       
  Year    Management  For  Non-Voting 
13  Approval of the Compensation Policy of the Chief       
  Executive Officer for the 2023 Financial Year  Management  For  Non-Voting 
14  Approval of the Compensation Policy of the       
  Directors for the 2023 Financial Year  Management  For  Non-Voting 
15  Authorization Granted to the Board of Directors to       
  Perform Company Share Transactions  Management  For  Non-Voting 
16  Authorization Granted to the Board of Directors to       
  Reduce the Company's Share Capital by Cancelling       
  Treasury Shares    Management  For  Non-Voting 
17  Powers to Carry Out Formalities  Management  For  Non-Voting 
RIO TINTO LTD         
Security ID: 5782068 6220103 B02PBV0 BHZLR16       
Meeting Date: 25-Oct-22  Meeting Type: Extraordinary General Meeting     
1  That: (a) for the Purposes of Asx Listing Rule 10.1       
  and All Other Purposes, the Transaction and the       
  Entry Into and Performance of the Transaction       
  Documents be and are Hereby Approved; and (b) the       

 

263

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Directors (or A Duly Constituted Committee Thereof)       
  be and are Hereby Authorised to Take All Necessary,       
  Expedient Or Desirable Steps and to Do All       
  Necessary, Expedient Or Desirable Things to       
  Implement, Complete Or to Procure the       
  Implementation Or Completion of the Transaction and       
  Any Matters Incidental to the Transaction and to       
  Give Effect Thereto with Such Modifications,       
  Variations, Revisions, Waivers Or Amendments (not       
  Being Modifications, Variations, Revisions, Waivers       
  Or Amendments of A Material Nature) As the       
  Directors (or A Duly Constituted Committee Thereof)       
  May Deem Necessary, Expedient Or Desirable in       
  Connection with the Transaction and Any Matters       
  Incidental to the Transaction  Management  For  Voted - For 
2  That: Subject To, and Conditional Upon, the Passing       
  of Resolution 1 and for the Purposes of Asx Listing       
  Rule 10.1 Only, and Without Limiting the       
  Obligations of Rio Tinto to Obtain All Necessary       
  Consents, Approvals Or Authorisations to the Extent       
  Required at the Relevant Time by Applicable Laws       
  and Regulations (including Those Required by the       
  Listing Rules Made by the Financial Conduct       
  Authority and the Companies Act 2006), Any       
  Acquisition Or Disposal of A Substantial Asset from       
  Or to China Baowu Steel Group Co., Ltd Or Its       
  Associates Pursuant to A Future Transaction be and       
  is Hereby Approved    Management  For  Voted - For 
RIO TINTO LTD         
Security ID: 5782068 6220103 B02PBV0 BHZLR16 BPSJ8W1       
Meeting Date: 04-May-23  Meeting Type: Annual General Meeting     
1.1  To Elect Kaisa Hietala As A Director  Management  For  Non-Voting 
1.2  To Re-elect Dominic Barton Bbm As A Director  Management  For  Non-Voting 
1.3  To Re-elect Megan Clark Ac As A Director  Management  For  Non-Voting 
1.4  To Re-elect Peter Cunningham As A Director  Management  For  Non-Voting 
1.5  To Re-elect Simon Henry As A Director  Management  For  Non-Voting 
1.6  To Re-elect Sam Laidlaw As A Director  Management  For  Non-Voting 
1.7  To Re-elect Simon Mckeon Ao As A Director  Management  For  Non-Voting 
1.8  To Re-elect Jennifer Nason As A Director  Management  For  Non-Voting 
1.9  To Re-elect Jakob Stausholm As A Director  Management  For  Non-Voting 
1.10  To Re-elect Ngaire Woods Cbe As A Director  Management  For  Non-Voting 
1.11  To Re-elect Ben Wyatt As A Director  Management  For  Non-Voting 
2  Receipt of the 2022 Annual Report  Management  For  Non-Voting 
3  Approval of the Directors Remuneration Report:       
  Implementation Report  Management  For  Non-Voting 
4  Approval of the Directors Remuneration Report  Management  For  Non-Voting 
5  Approval of Potential Termination Benefits  Management  For  Non-Voting 
6  Re-appointment of Auditors: KPMG LLP  Management  For  Non-Voting 
7  Remuneration of Auditors  Management  For  Non-Voting 
8  Authority to Make Political Donations  Management  For  Non-Voting 

 

264

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
9  Renewal of Off-market and On-market Share Buy-back       
  Authorities (special Resolution)  Management  For  Non-Voting 
SANKYO CO.,LTD.         
Security ID: 6775432 B02KCH8 B1CDDX7       
Meeting Date: 29-Jun-23  Meeting Type: Annual General Meeting     
1.1  Appoint A Director Busujima, Hideyuki  Management  For  Voted - For 
1.2  Appoint A Director Ishihara, Akihiko  Management  For  Voted - For 
1.3  Appoint A Director Tomiyama, Ichiro  Management  For  Voted - For 
1.4  Appoint A Director Kitani, Taro  Management  For  Voted - For 
1.5  Appoint A Director Yamasaki, Hiroyuki  Management  For  Voted - For 
2  Approve Appropriation of Surplus  Management  For  Voted - For 
3  Appoint A Corporate Auditor Igarashi, Yoko  Management  For  Voted - For 
4  Appoint A Corporate Auditor Ishiyama, Toshiaki  Management  For  Voted - For 
5  Appoint A Corporate Auditor Sanada, Yoshiro  Management  For  Voted - For 
6  Appoint A Corporate Auditor Noda, Fumiyoshi  Management  For  Voted - For 
7  Approve Details of the Performance-based Stock       
  Compensation to be Received by Directors  Management  For  Voted - For 
SANOFI SA         
Security ID: 5671735 5696589 B01DR51 B0CRGJ9 B114ZY6 B19GKJ4 BF447L2 BN75S48 BP39581   
Meeting Date: 25-May-23  Meeting Type: Mix       
1.1  Elect Frederic Oudea As Director  Management  For  Voted - For 
2  Approve Financial Statements and Statutory Reports  Management  For  Voted - For 
3  Approve Consolidated Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
4  Approve Allocation of Income and Dividends of Eur       
  3.56 Per Share    Management  For  Voted - For 
5  Approve Compensation Report of Corporate Officers  Management  For  Voted - For 
6  Approve Compensation of Serge Weinberg, Chairman of       
  the Board    Management  For  Voted - For 
7  Approve Compensation of Paul Hudson, Ceo  Management  For  Voted - For 
8  Approve Remuneration of Directors in the Aggregate       
  Amount of Eur 2.5 Million  Management  For  Voted - For 
9  Approve Remuneration Policy of Directors  Management  For  Voted - For 
10  Approve Remuneration Policy of Chairman of the Board  Management  For  Voted - For 
11  Approve Remuneration Policy of Ceo  Management  For  Voted - For 
12  Renew Appointment of PricewaterhouseCoopers Audit       
  As Auditor    Management  For  Voted - For 
13  Ratify Change Location of Registered Office to 46,       
  Avenue De La Grande Armee, 75017 Paris and Amend       
  Article 4 of Bylaws Accordingly  Management  For  Voted - For 
14  Authorize Repurchase of Up to 10 Percent of Issued       
  Share Capital    Management  For  Voted - For 
15  Authorize Decrease in Share Capital Via       
  Cancellation of Repurchased Shares  Management  For  Voted - For 

 

265

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
16  Authorize Issuance of Equity Or Equity-linked       
  Securities with Preemptive Rights Up to Aggregate       
  Nominal Amount of Eur 997 Million  Management  For  Voted - For 
17  Authorize Issuance of Equity Or Equity-linked       
  Securities Without Preemptive Rights Up to       
  Aggregate Nominal Amount of Eur 240 Million  Management  For  Voted - For 
18  Approve Issuance of Equity Or Equity-linked       
  Securities for Private Placements, Up to Aggregate       
  Nominal Amount of Eur 240 Million  Management  For  Voted - For 
19  Approve Issuance of Debt Securities Giving Access       
  to New Shares of Subsidiaries And/or Debt       
  Securities, Up to Aggregate Amount of Eur 7 Billion  Management  For  Voted - For 
20  Authorize Board to Increase Capital in the Event of       
  Additional Demand Related to Delegation Submitted       
  to Shareholder Vote Under Items 16-18  Management  For  Voted - For 
21  Authorize Capital Increase of Up to 10 Percent of       
  Issued Capital for Contributions in Kind  Management  For  Voted - For 
22  Authorize Capitalization of Reserves of Up to Eur       
  500 Million for Bonus Issue Or Increase in Par Value  Management  For  Voted - For 
23  Authorize Capital Issuances for Use in Employee       
  Stock Purchase Plans    Management  For  Voted - For 
24  Authorize Filing of Required Documents/other       
  Formalities    Management  For  Voted - For 
SARAS S.P.A. - RAFFINERIE SARDE       
Security ID: B04F679 B156429 B18R1J5 B28LQ22       
Meeting Date: 28-Apr-23  Meeting Type: Mix       
1  Balance Sheet As of 31 December 2022: to Approve       
  the Balance Sheet As of 31 December 2022, to       
  Present the Consolidated Balance Sheet As of 31       
  December 2022 and the Consolidated Non-financial       
  Statement According to the Legislative Decree No.       
  254 of 30 December 2016 - Sustainability Report  Management  For  Non-Voting 
2  Balance Sheet As of 31 December 2022: Resolutions       
  Regarding the Allocation of the Net Income and the       
  Dividend Distribution    Management  For  Non-Voting 
3  To Appoint the Board of Directors: to State       
  Directors' Number Members  Management  For  Non-Voting 
4  To Appoint the Board of Directors: to State       
  Directors' Term of Office  Management  For  Non-Voting 
5  To Appoint the Board of Directors: to Appoint the       
  Directors. List Presented by Massimo Moratti Sapa,       
  Angel Capital Management Spa E Stella Holding Spa       
  Representing the 40.021 Pct of the Share Capital  Management  For  Non-Voting 
6  To Appoint the Board of Directors: to Appoint the       
  Directors. List Presented by A Group of       
  Institutional Investors Representing the 2.39101       
  Pct of the Share Capital  Management  For  Non-Voting 
7  To Appoint the Board of Directors: to State the       
  Board of Directors' Emoluments  Management  For  Non-Voting 

 

266

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
8  To Appoint the Board of Directors: Possibility of       
  Derogatingthe Prohibition of Competition As Per       
  Art. 2390 of the Italian Civil Code  Management  For  Non-Voting 
9  To Appoint the External Auditors for the Financial       
  Years 31 December 2024 - 31 December 2032 and to       
  State the Related Emoluments  Management  For  Non-Voting 
10  Report on the Rewarding Policy and Emolument Paid       
  As Per Art. 123-ter, Item 3-bis and 6 of the       
  Legislative Decree 24 February 1998, No. 58:       
  Binding Resolution on the First Section About the       
  Rewarding Policy As Per Art. 123-ter, Item 3, of       
  the Legislative Decree 24 February 1998, No. 58  Management  For  Non-Voting 
11  Report on the Rewarding Policy and Emolument Paid       
  As Per Art. 123-ter, Item 3-bis and 6 of the       
  Legislative Decree 24 February 1998, No. 58:       
  Non-binding Resolution on the Second Section About       
  the Emolument Paid As Per Art. 123-ter, Item 4, of       
  the Legislative Decree 24 February 1998, No. 58  Management  For  Non-Voting 
12  Amendment of the Art. 2 of the Regulations of the       
  Shareholders' Meetings of Saras Spa. Resolutions       
  Related Thereto    Management  For  Non-Voting 
13  Amendment of the Art. 12 of the By-laws.       
  Resolutions Related Thereto  Management  For  Non-Voting 
SOFTBANK GROUP CORP.         
Security ID: 5603136 6770620 B01JCG5 B17MJ08 BFXM803 BYW3ZQ5     
Meeting Date: 21-Jun-23  Meeting Type: Annual General Meeting     
1.1  Appoint A Director Son, Masayoshi  Management  For  Voted - For 
1.2  Appoint A Director Goto, Yoshimitsu  Management  For  Voted - For 
1.3  Appoint A Director Miyauchi, Ken  Management  For  Voted - For 
1.4  Appoint A Director Rene Haas  Management  For  Voted - For 
1.5  Appoint A Director IIjima, Masami  Management  For  Voted - For 
1.6  Appoint A Director Matsuo, Yutaka  Management  For  Voted - For 
1.7  Appoint A Director Erikawa, Keiko  Management  For  Voted - For 
1.8  Appoint A Director Kenneth A. Siegel  Management  For  Voted - For 
1.9  Appoint A Director David Chao  Management  For  Voted - For 
2  Approve Appropriation of Surplus  Management  For  Voted - For 
3  Appoint A Corporate Auditor Toyama, Atsushi  Management  For  Voted - For 
4  Approve Business Transfer Agreement to the       
  Company's Subsidiary    Management  For  Voted - For 
SPIRENT COMMUNICATIONS PLC       
Security ID: 0472609 5970498 B01DR73       
Meeting Date: 04-May-23  Meeting Type: Annual General Meeting     
1.1  To Re-elect Paula Bell As A Director  Management  For  Voted - For 
1.2  To Re-elect Maggie Buggie As A Director  Management  For  Voted - For 
1.3  To Re-elect Gary Bullard As A Director  Management  For  Voted - For 

 

267

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.4  To Re-elect Wendy Koh As A Director  Management  For  Voted - For 
1.5  To Re-elect Edgar Masri As A Director  Management  For  Voted - For 
1.6  To Re-elect Jonathan Silver As A Director  Management  For  Voted - For 
1.7  To Re-elect Sir Bill Thomas As A Director  Management  For  Voted - For 
1.8  To Re-elect Eric Updyke As A Director  Management  For  Voted - For 
2  To Receive the Annual Report for 2022  Management  For  Voted - For 
3  To Approve the Report on Directors Remuneration for       
  2022    Management  For  Voted - For 
4  To Approve the Final Dividend  Management  For  Voted - For 
5  To Re-appoint Deloitte LLP As Auditor  Management  For  Voted - For 
6  To Authorise the Directors to Determine the       
  Remuneration of the Auditor  Management  For  Voted - For 
7  To Authorise the Directors to Allot Securities  Management  For  Voted - For 
8  To Authorise the Directors to Disapply Pre-emption       
  Rights    Management  For  Voted - For 
9  To Authorise the Company to Make Market Purchases       
  of Its Own Shares    Management  For  Voted - For 
10  To Authorise A 14-day Notice Period for General       
  Meetings    Management  For  Voted - For 
STMICROELECTRONICS NV         
Security ID: 5962321 5962332 5962343 B01GZG7 B1FSSD4 BF447Y5 BJ054H2 BMTYSJ1 BP38PV1   
Meeting Date: 24-May-23  Meeting Type: Annual General Meeting     
1.1  Reelect Yann Delabriere to Supervisory Board  Management  For  Voted - For 
1.2  Reelect Ana De Pro Gonzalo to Supervisory Board  Management  For  Voted - For 
1.3  Reelect Frederic Sanchez to Supervisory Board  Management  For  Voted - For 
1.4  Reelect Maurizio Tamagnini to Supervisory Board  Management  For  Voted - For 
1.5  Elect Helene Vletter-van Dort to Supervisory Board  Management  For  Voted - For 
1.6  Elect Paolo Visca to Supervisory Board  Management  For  Voted - For 
2  Approve Remuneration Report  Management  For  Voted - For 
3  Adopt Financial Statements and Statutory Reports  Management  For  Voted - For 
4  Approve Dividends    Management  For  Voted - For 
5  Approve Discharge of Management Board  Management  For  Voted - For 
6  Approve Discharge of Supervisory Board  Management  For  Voted - For 
7  Approve Grant of Unvested Stock Awards to Jean-marc       
  Chery As President and Ceo  Management  For  Voted - For 
8  Authorize Repurchase of Up to 10 Percent of Issued       
  Share Capital    Management  For  Voted - For 
9  Grant Board Authority to Issue Shares Up to 10       
  Percent of Issued Capital and Exclude Pre-emptive       
  Rights    Management  For  Voted - For 
STRABAG SE         
Security ID: B28DT41 B28R750 B29VX08 BG0KD57 BL3SW12       
Meeting Date: 16-Jun-23  Meeting Type: Ordinary General Meeting     
1  Approve Allocation of Income  Management  For  Voted - For 

 

268

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Approve Discharge of Management Board for Fiscal       
  Year 2022    Management  For  Voted - For 
3  Approve Discharge of Supervisory Board for Fiscal       
  Year 2022    Management  For  Voted - For 
4  Ratify Auditors for Fiscal Year 2023  Management  For  Voted - For 
5  Approve Remuneration Report  Management  For  Voted - For 
6  Approve Eur 1.9 Billion Capitalization of Reserves  Management  For  Voted - For 
7  Approve Eur 996.6 Million Share Capital Reduction  Management  For  Voted - For 
8  Approve Eur 903.4 Million Share Capital Reduction       
  and Repayment to Shareholders  Management  For  Voted - For 
9  Approve Creation of Eur 25 Million Pool of       
  Authorized Capital with Or Without Exclusion of       
  Preemptive Rights    Management  For  Voted - For 
SUBARU CORPORATION         
Security ID: 5714403 6356406 B01DH73 BJP1K44       
Meeting Date: 21-Jun-23  Meeting Type: Annual General Meeting     
1.1  Appoint A Director Osaki, Atsushi  Management  For  Voted - For 
1.2  Appoint A Director Hayata, Fumiaki  Management  For  Voted - For 
1.3  Appoint A Director Nakamura, Tomomi  Management  For  Voted - For 
1.4  Appoint A Director Mizuma, Katsuyuki  Management  For  Voted - For 
1.5  Appoint A Director Fujinuki, Tetsuo  Management  For  Voted - For 
1.6  Appoint A Director Abe, Yasuyuki  Management  For  Voted - For 
1.7  Appoint A Director Doi, Miwako  Management  For  Voted - For 
1.8  Appoint A Director Hachiuma, Fuminao  Management  For  Voted - For 
2  Approve Appropriation of Surplus  Management  For  Voted - For 
3  Appoint A Corporate Auditor Masuda, Yasumasa  Management  For  Voted - For 
4  Appoint A Substitute Corporate Auditor Ryu, Hirohisa  Management  For  Voted - For 
SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.)       
Security ID: 6858946 B01S4G6 B02LLM9       
Meeting Date: 23-Jun-23  Meeting Type: Annual General Meeting     
1.1  Appoint A Director Nakamura, Kuniharu  Management  For  Voted - For 
1.2  Appoint A Director Hyodo, Masayuki  Management  For  Voted - For 
1.3  Appoint A Director Seishima, Takayuki  Management  For  Voted - For 
1.4  Appoint A Director Morooka, Reiji  Management  For  Voted - For 
1.5  Appoint A Director Higashino, Hirokazu  Management  For  Voted - For 
1.6  Appoint A Director Ueno, Shingo  Management  For  Voted - For 
1.7  Appoint A Director Iwata, Kimie  Management  For  Voted - For 
1.8  Appoint A Director Yamazaki, Hisashi  Management  For  Voted - For 
1.9  Appoint A Director Ide, Akiko  Management  For  Voted - For 
1.10  Appoint A Director Mitachi, Takashi  Management  For  Voted - For 
1.11  Appoint A Director Takahara, Takahisa  Management  For  Voted - For 
2  Approve Appropriation of Surplus  Management  For  Voted - For 
3  Appoint A Corporate Auditor Mikogami, Daisuke  Management  For  Voted - For 

 

269

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  Approve Details of the Restricted Performance-based       
  Stock Compensation to be Received by Directors  Management  For  Voted - For 
TABCORP HOLDINGS LIMITED       
Security ID: 5697678 6873262 B02PQM6 BLNP2L3       
Meeting Date: 26-Oct-22  Meeting Type: Annual General Meeting     
1.1  Re-election of Mr Justin Milne As A Director of the       
  Company    Management  For  Non-Voting 
1.2  Election of Mr Brett Chenoweth As A Director of the       
  Company    Management  For  Non-Voting 
1.3  Election of Ms Raelene Murphy As A Director of the       
  Company    Management  For  Non-Voting 
2  Adoption of Remuneration Report  Management  For  Non-Voting 
3  Grant of Options to Managing Director and Chief       
  Executive Officer    Management  For  Non-Voting 
TBC BANK GROUP PLC         
Security ID: BFNJ3K9 BYT1830       
Meeting Date: 25-May-23  Meeting Type: Annual General Meeting     
1.1  To Reappoint Vakhtang Butskhrikidze As A Director  Management  For  Voted - For 
1.2  To Reappoint Tsira Kemularia As A Director  Management  For  Voted - For 
1.3  To Reappoint Per Anders Fasth As A Director  Management  For  Voted - For 
1.4  To Reappoint Thymios P. Kyriakopoulos As A Director  Management  For  Voted - For 
1.5  To Reappoint Eran Klein As A Director  Management  For  Voted - For 
1.6  To Reappoint Venera Suknidze As A Director  Management  For  Voted - For 
1.7  To Reappoint Rajeev Sawhney As A Director  Management  For  Voted - For 
1.8  To Appoint Janet Heckman As A Director  Management  For  Voted - For 
2  To Receive the Annual Report and Accounts  Management  For  Voted - For 
3  To Approve the Directors' Remuneration Report  Management  For  Voted - For 
4  To Reappoint Arne Berggren As A Director  Management  For  Voted - For 
5  To Declare A Final Dividend  Management  For  Voted - For 
6  To Reappoint PricewaterhouseCoopers LLP As the       
  Company's Auditor    Management  For  Voted - For 
7  To Authorise the Audit Committee to Determine the       
  Auditor's Remuneration  Management  For  Voted - For 
8  To Give Authority to Allot Securities Up to A       
  Specified Amount    Management  For  Voted - For 
9  To Disapply Statutory Pre-emption Rights  Management  For  Voted - For 
10  To Give Authority to Make Market Purchases of the       
  Company's Shares    Management  For  Voted - For 
11  To Permit General Meetings on Not Less Than 14       
  Clear Days Notice    Management  For  Voted - For 

 

270

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
TELEFON AB L.M.ERICSSON         
Security ID: 0615642 5959378 5962967 7527267 B018RQ7 B0CRHB8 BGPK556 BPG70X2   
Meeting Date: 29-Mar-23  Meeting Type: Annual General Meeting     
1.1  Reelect Jon Fredrik Baksaas As Director  Management  For  Non-Voting 
1.2  Reelect Jan Carlson As Director  Management  For  Non-Voting 
1.3  Reelect Carolina Dybeck Happe As Director  Management  For  Non-Voting 
1.4  Reelect Borje Ekholm As Director  Management  For  Non-Voting 
1.5  Reelect Eric A. Elzvik As Director  Management  For  Non-Voting 
1.6  Reelect Kristin S. Rinne As Director  Management  For  Non-Voting 
1.7  Reelect Helena Stjernholm As Director  Management  For  Non-Voting 
1.8  Elect Jonas Synnergren As New Director  Management  For  Non-Voting 
1.9  Elect Christy Wyatt As New Director  Management  For  Non-Voting 
1.10  Elect Jan Carlson As Board Chairman  Management  For  Non-Voting 
2  Accept Financial Statements and Statutory Reports  Management  For  Non-Voting 
3  Approve Remuneration Report  Management  For  Non-Voting 
4  Approve Discharge of Board Chairman Ronnie Leten  Management  For  Non-Voting 
5  Approve Discharge of Board Member Helena Stjernholm  Management  For  Non-Voting 
6  Approve Discharge of Board Member Jacob Wallenberg  Management  For  Non-Voting 
7  Approve Discharge of Board Member Jon Fredrik       
  Baksaas    Management  For  Non-Voting 
8  Approve Discharge of Board Member Jan Carlson  Management  For  Non-Voting 
9  Approve Discharge of Board Member Nora Denzel  Management  For  Non-Voting 
10  Approve Discharge of Board Member Carolina Dybeck       
  Happe    Management  For  Non-Voting 
11  Approve Discharge of Board Member Borje Ekholm  Management  For  Non-Voting 
12  Approve Discharge of Board Member Eric A. Elzvik  Management  For  Non-Voting 
13  Approve Discharge of Board Member Kurt Jofs  Management  For  Non-Voting 
14  Approve Discharge of Board Member Kristin S. Rinne  Management  For  Non-Voting 
15  Approve Discharge of Employee Representative       
  Torbjorn Nyman    Management  For  Non-Voting 
16  Approve Discharge of Employee Representative Anders       
  Ripa    Management  For  Non-Voting 
17  Approve Discharge of Employee Representative       
  Kjell-ake Soting    Management  For  Non-Voting 
18  Approve Discharge of Deputy Employee Representative       
  Ulf Rosberg    Management  For  Non-Voting 
19  Approve Discharge of Deputy Employee Representative       
  Loredana Roslund    Management  For  Non-Voting 
20  Approve Discharge of Deputy Employee Representative       
  Annika Salomonsson    Management  For  Non-Voting 
21  Approve Discharge of President Borje Ekholm  Management  For  Non-Voting 
22  Approve Allocation of Income and Dividends of Sek       
  2.70 Per Share    Management  For  Non-Voting 
23  Determine Number Directors (10) and Deputy       
  Directors (0) of Board    Management  For  Non-Voting 
24  Approve Remuneration of Directors Sek 4.5 Million       
  for Chairman and Sek 1.1 Million for Other       
  Directors, Approve Remuneration for Committee Work  Management  For  Non-Voting 

 

271

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
25  Relect Jacob Wallenberg As Director  Management  For  Non-Voting 
26  Determine Number of Auditors (1)  Management  For  Non-Voting 
27  Approve Remuneration of Auditors  Management  For  Non-Voting 
28  Ratify Deloitte Ab As Auditors  Management  For  Non-Voting 
29  Approve Long-term Variable Compensation Program I       
  2023 (ltv I 2023)    Management  For  Non-Voting 
30  Approve Equity Plan Financing Ltv I 2023  Management  For  Non-Voting 
31  Approve Alternative Equity Plan Financing of Ltv I       
  2023, If Item 16.2 is Not Approved  Management  For  Non-Voting 
32  Approve Long-term Variable Compensation Program II       
  2023 (ltv II 2023)    Management  For  Non-Voting 
33  Approve Equity Plan Financing of Ltv II 2023  Management  For  Non-Voting 
34  Approve Alternative Equity Plan Financing of Ltv II       
  2023, If Item 17.2 is Not Approved  Management  For  Non-Voting 
35  Approve Equity Plan Financing of Ltv 2022  Management  For  Non-Voting 
36  Approve Equity Plan Financing of Ltv 2021  Management  For  Non-Voting 
37  Approve Equity Plan Financing of Ltv 2019 and 2020  Management  For  Non-Voting 
38  Approve Equity Plan Financing of Ltv 2019 and 2020  Management  For  Non-Voting 
39  Approve Remuneration Policy and Other Terms of       
  Employment for Executive Management  Management  For  Non-Voting 
THE GO-AHEAD GROUP PLC         
Security ID: 0375377 B3BHHK9 B3DQ5W2       
Meeting Date: 16-Aug-22  Meeting Type: Court Meeting       
1  Approve Scheme of Arrangement  Management  For  Voted - For 
Meeting Date: 16-Aug-22  Meeting Type: Ordinary General Meeting     
1  Approve Matters Relating to the Recommended Cash       
  Acquisition of the Go-ahead Group PLC by Gerrard       
  Investment Bidco Limited  Management  For  Voted - For 
U-BLOX HOLDING AG         
Security ID: B28PS95 B28VS59 B29Z7L9 BKJ9007       
Meeting Date: 21-Nov-22  Meeting Type: Extraordinary General Meeting     
1.1  Elect Karin Sonnenmoser As Director  Management  For  Voted - For 
1.2  Elect Elke Eckstein As Director  Management  For  Voted - For 
Meeting Date: 19-Apr-23  Meeting Type: Annual General Meeting     
1.1  Reelect Andre Mueller As Director and Board Chair  Management  For  Non-Voting 
1.2  Reelect Ulrich Looser As Director  Management  For  Non-Voting 
1.3  Reelect Markus Borchert As Director  Management  For  Non-Voting 
1.4  Reelect Thomas Seiler As Director  Management  For  Non-Voting 
1.5  Reelect Karin Sonnenmoser As Director  Management  For  Non-Voting 
1.6  Reelect Elke Eckstein As Director  Management  For  Non-Voting 

 

272

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Accept Financial Statements and Statutory Reports  Management  For  Non-Voting 
3  Approve Allocation of Income and Omission of       
  Dividends    Management  For  Non-Voting 
4  Approve Discharge of Board and Senior Management  Management  For  Non-Voting 
5  Approve Chf 14.4 Million Reduction in Share Capital       
  Via Reduction of Nominal Value and Repayment of Chf       
  2.00 Per Share    Management  For  Non-Voting 
6  Approve Creation of Chf 4.2 Million Pool of       
  Conditional Capital for Employee Participation       
  Plans, If Item 4.1 is Accepted; Approve Creation of       
  Chf 4.9 Million Pool of Conditional Capital for       
  Employee Participation Plans, If Item 4.1 is       
  Rejected    Management  For  Non-Voting 
7  Approve Creation of Capital Band Within Chf 83 -       
  Chf 91.3 Million, If Item 4.1 is Accepted; Approve       
  Creation of Capital Band Within Chf 97.4 - Chf       
  107.2 Million with Or Without Exclusion of       
  Preemptive Rights, If Item 4.1 is Rejected  Management  For  Non-Voting 
8  Amend Articles of Association  Management  For  Non-Voting 
9  Reappoint Ulrich Looser As Member of the       
  Nomination, Compensation and Sustainability       
  Committee    Management  For  Non-Voting 
10  Reappoint Markus Borchert As Member of the       
  Nomination, Compensation and Sustainability       
  Committee    Management  For  Non-Voting 
11  Approve Remuneration Report (non-binding)  Management  For  Non-Voting 
12  Approve Remuneration of Board of Directors in the       
  Amount of Chf 1.2 Million  Management  For  Non-Voting 
13  Approve Remuneration of Executive Committee in the       
  Amount of Chf 7.5 Million  Management  For  Non-Voting 
14  Designate Kbt Treuhand Ag As Independent Proxy  Management  For  Non-Voting 
15  Ratify KPMG Ag As Auditors  Management  For  Non-Voting 
UNIVERSAL MUSIC GROUP N.V.       
Security ID: BMDV8W1 BMDVHS0 BMV1YP8 BMX36B2 BNBVG82 BNZGVV1 BP6QD63   
Meeting Date: 11-May-23  Meeting Type: Annual General Meeting     
1.1  Re-appointment of Sir Lucian Grainge As Executive       
  Director    Management  For  Non-Voting 
1.2  Re-appointment of Sherry Lansing As Non-executive       
  Director    Management  For  Non-Voting 
1.3  Re-appointment of Luc Van Os As Non-executive       
  Director    Management  For  Non-Voting 
2  Discussion of and Advisory Vote on the Remuneration       
  Report 2022 (advisory Voting Item)  Management  For  Non-Voting 
3  Discussion and Adoption of the Financial Statements       
  2022    Management  For  Non-Voting 
4  Adoption of the Dividend Proposal  Management  For  Non-Voting 
5  Discharge of the Executive Directors  Management  For  Non-Voting 
6  Discharge of the Non-executive Directors  Management  For  Non-Voting 

 

273

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
7  Approval of A Supplement to the Company S Existing       
  Executive Directors Remuneration Policy in Respect       
  of Sir Lucian Grainge    Management  For  Non-Voting 
8  Re-appointment of Anna Jones As Non-executive       
  Director    Management  For  Non-Voting 
9  Appointment of Haim Saban As Non-executive Director  Management  For  Non-Voting 
10  Authorization of the Board As the Competent Body to       
  Repurchase Own Shares  Management  For  Non-Voting 
11  Appointment of the External Auditor for the       
  Financial Years 2023 Up to and Including 2025  Management  For  Non-Voting 
VALORA HOLDING AG         
Security ID: 4581619 5978522 B59G0W5 BKJ8VK1       
Meeting Date: 14-Oct-22  Meeting Type: Extraordinary General Meeting     
1.1  Election of Daniel Alberto Rodriguez Cofre As       
  Member of the Board of Directors  Management  For  Voted - For 
1.2  Election of Carlos Arenas Cadena As Member of the       
  Board of Directors    Management  For  Voted - For 
1.3  Election of Francisco Camacho Beltran As Member of       
  the Board of Directors    Management  For  Voted - For 
1.4  Election of Salvador Alfaro Hernandez As Member of       
  the Board of Directors    Management  For  Voted - For 
1.5  Election of the Member of the Nomination and       
  Compensation Committee: Carlos Arenas Cadena  Management  For  Voted - For 
1.6  Election of the Member of the Nomination and       
  Compensation Committee: Francisco Camacho Beltran  Management  For  Voted - For 
1.7  Election of the Member of the Nomination and       
  Compensation Committee: Election of Salvador Alfaro       
  Hernandez    Management  For  Voted - For 
2  Election of Daniel Alberto Rodriguez Cofre As       
  Chairman of the Board of Directors  Management  For  Voted - For 
3  Discharge of the Members of the Board of Directors       
  and Group Executive Management  Management  For  Voted - For 
VERBIO VEREINIGTE BIOENERGIE AG       
Security ID: B1FQQK1 B1NXCT5 B28N2T7 BF0KYT1 BGPKFQ7 BPK3M29     
Meeting Date: 03-Feb-23  Meeting Type: Annual General Meeting     
1  Approve Allocation of Income and Dividends of Eur       
  0.20 Per Share    Management  For  Voted - For 
2  Approve Discharge of Management Board for Fiscal       
  Year 2021/22    Management  For  Voted - For 
3  Approve Discharge of Supervisory Board for Fiscal       
  Year 2021/22    Management  For  Voted - For 
4  Ratify Grant Thornton Ag As Auditors for Fiscal       
  Year 2022/23    Management  For  Voted - For 
5  Approve Affiliation Agreement with Verbio Retail       
  Germany Gmbh    Management  For  Voted - For 

 

274

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  Approve Remuneration Report  Management  For  Voted - For 
7  Approve Virtual-only Shareholder Meetings  Management  For  Voted - For 
8  Amend Articles Re: Editorial Changes  Management  For  Voted - For 
VITESCO TECHNOLOGIES GROUP AKTIENGESELLSCHAFT       
Security ID: BK9RMK5 BLH43P7 BMV8VZ8 BMVK1F4 BMYLGD7       
Meeting Date: 17-May-23  Meeting Type: Annual General Meeting     
1  Approve Discharge of Management Board Member       
  Andreas Wolf for Fiscal Year 2022  Management  For  Non-Voting 
2  Approve Discharge of Management Board Member Werner       
  Volz for Fiscal Year 2022  Management  For  Non-Voting 
3  Approve Discharge of Management Board Member Ingo       
  Holstein for Fiscal Year 2022  Management  For  Non-Voting 
4  Approve Discharge of Management Board Member Klaus       
  Hau for Fiscal Year 2022  Management  For  Non-Voting 
5  Approve Discharge of Management Board Member Thomas       
  Stierle for Fiscal Year 2022  Management  For  Non-Voting 
6  Approve Discharge of Supervisory Board Member       
  Siegfried Wolf for Fiscal Year 2022  Management  For  Non-Voting 
7  Approve Discharge of Supervisory Board Member       
  Carsten Bruns for Fiscal Year 2022  Management  For  Non-Voting 
8  Approve Discharge of Supervisory Board Member       
  Hans-joerg Bullinger for Fiscal Year 2022  Management  For  Non-Voting 
9  Approve Discharge of Supervisory Board Member       
  Manfred Eibeck for Fiscal Year 2022  Management  For  Non-Voting 
10  Approve Discharge of Supervisory Board Member       
  Lothar Galli for Fiscal Year 2022  Management  For  Non-Voting 
11  Approve Discharge of Supervisory Board Member       
  Yvonne Hartmetz for Fiscal Year 2022  Management  For  Non-Voting 
12  Approve Discharge of Supervisory Board Member       
  Susanne Heckelsberger for Fiscal Year 2022  Management  For  Non-Voting 
13  Approve Discharge of Supervisory Board Member       
  Joachim Hirsch for Fiscal Year 2022  Management  For  Non-Voting 
14  Approve Discharge of Supervisory Board Member       
  Sabina Jeschke for Fiscal Year 2022  Management  For  Non-Voting 
15  Approve Discharge of Supervisory Board Member       
  Michael Koeppl for Fiscal Year 2022  Management  For  Non-Voting 
16  Approve Discharge of Supervisory Board Member Erwin       
  Loeffler for Fiscal Year 2022  Management  For  Non-Voting 
17  Approve Discharge of Supervisory Board Member Klaus       
  Rosenfeld for Fiscal Year 2022  Management  For  Non-Voting 
18  Approve Discharge of Supervisory Board Member Georg       
  Schaeffler for Fiscal Year 2022  Management  For  Non-Voting 
19  Approve Discharge of Supervisory Board Member Ralf       
  Schamel for Fiscal Year 2022  Management  For  Non-Voting 
20  Approve Discharge of Supervisory Board Member       
  Kirsten Voerkel for Fiscal Year 2022  Management  For  Non-Voting 
21  Approve Discharge of Supervisory Board Member Anne       
  Zeumer for Fiscal Year 2022  Management  For  Non-Voting 

 

275

 

Rayliant Quantitative Developed Market Equity ETF   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
22  Ratify KPMG Ag As Auditors for Fiscal Year 2023 and       
  for the Review of Interim Financial Statements for       
  the First Half of Fiscal Year 2023  Management  For  Non-Voting 
23  Approve Remuneration Report  Management  For  Non-Voting 
24  Approve Virtual-only Shareholder Meetings Until 2025  Management  For  Non-Voting 
25  Approve Affiliation Agreement with Vitesco       
  Technologies 2. Verwaltungs Gmbh  Management  For  Non-Voting 
WOLTERS KLUWER N.V.         
Security ID: 5671519 5677238 B018RP6 B4M5YC0 BHZKR35 BK81W53 BYZ26T9     
Meeting Date: 10-May-23  Meeting Type: Annual General Meeting     
1  Advisory Vote on the Remuneration Report As       
  Included in the 2022 Annual Report  Management  For  Voted - For 
2  Proposal to Adopt the Financial Statements for 2022       
  As Included in the 2022 Annual Report  Management  For  Voted - For 
3  Proposal to Distribute A Total Dividend of Euro1.81       
  Per Ordinary Share, Resulting in A Final Dividend       
  of Euro1.18 Per Ordinary Share  Management  For  Voted - For 
4  Proposal to Release the Members of the Executive       
  Board for the Exercise of Their Duties  Management  For  Voted - For 
5  Proposal to Release the Members of the Supervisory       
  Board for the Exercise of Their Duties  Management  For  Voted - For 
6  Proposal to Reappoint Mr. Chris Vogelzang As Member       
  of the Supervisory Board  Management  For  Voted - For 
7  Proposal to Extend the Authority of the Executive       
  Board to Issue Shares And/or Grant Rights to       
  Subscribe for Shares    Management  For  Voted - For 
8  Proposal to Extend the Authority of the Executive       
  Board to Restrict Or Exclude Statutory Pre-emption       
  Rights    Management  For  Voted - For 
9  Proposal to Authorize the Executive Board to       
  Acquire Shares in the Company  Management  For  Voted - For 
10  Proposal to Cancel Shares  Management  For  Voted - For 
11  Approve KPMG Accountants N.v As Auditors  Management  For  Voted - For 
WOOLWORTHS GROUP LTD         
Security ID: 5957327 6981239 B02Q748 BHZKR79       
Meeting Date: 26-Oct-22  Meeting Type: Annual General Meeting     
1.1  To Re-elect Ms Jennifer Carr-smith As A Director  Management  For  Voted - For 
1.2  To Re-elect Ms Holly Kramer As A Director  Management  For  Voted - For 
1.3  To Re-elect Ms Kathee Tesija As A Director  Management  For  Voted - For 
2  To Adopt the Remuneration Report for the Financial       
  Year Ended 26 June 2022  Management  For  Voted - For 
3  To Approve the Grant of Performance Share Rights to       
  the Managing Director and Chief Executive Officer       
  Under the Woolworths Group Incentive Share Plan  Management  For  Voted - For 

 


276

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

The Advisors’ Inner Circle Fund III

By:   /s/ Michael Beattie
Michael Beattie
President
Date: August 18, 2023

 

277