N-PX 1 pinebridge-npx2023.htm ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY pinebridgeaiciiinpxv1.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act File Number: 811-22920

The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)

________


101 Federal Street
Boston, Massachusetts 02110
 (Address of principal executive offices)

________


Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)

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Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: October 31
Date of Reporting Period: July 1, 2022 to June 30, 2023

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Item 1. Proxy Voting Record.




Attached are the proxy voting records for:

PineBridge Dynamic Asset Allocation Fund
A series of The Advisors’ Inner Circle Fund III


 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3M COMPANY         
Security ID: US88579Y1010  Ticker: MMM       
Meeting Date: 09-May-23  Meeting Type: Annual       
1a  Elect Director Thomas "Tony" K. Brown  Management  For  Voted - For 
1b  Elect Director Anne H. Chow  Management  For  Voted - For 
1c  Elect Director David B. Dillon  Management  For  Voted - For 
1d  Elect Director Michael L. Eskew  Management  For  Voted - For 
1e  Elect Director James R. Fitterling  Management  For  Voted - For 
1f  Elect Director Amy E. Hood    Management  For  Voted - For 
1g  Elect Director Suzan Kereere  Management  For  Voted - For 
1h  Elect Director Gregory R. Page  Management  For  Voted - For 
1i  Elect Director Pedro J. Pizarro  Management  For  Voted - For 
1j  Elect Director Michael F. Roman  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
ABB LTD.         
Security ID: CH0012221716  Ticker: ABBN       
Meeting Date: 07-Sep-22  Meeting Type: Extraordinary Shareholders     
1  Approve Spin-Off of Accelleron Industries AG  Management  For  Voted - For 
2  Transact Other Business (Voting)  Management  For  Voted - Against 
Meeting Date: 23-Mar-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Remuneration Report (Non-Binding)  Management  For  Voted - For 
3  Approve Discharge of Board and Senior Management  Management  For  Voted - Against 
4  Approve Allocation of Income and Dividends of CHF       
  0.84 per Share    Management  For  Voted - For 
5.1  Amend Articles Re: Shares and Share Register  Management  For  Voted - For 
5.2  Amend Articles Re: Restriction on Registration  Management  For  Voted - For 
5.3  Amend Articles Re: General Meeting  Management  For  Voted - For 
5.4  Approve Virtual-Only Shareholder Meetings  Management  For  Voted - For 
5.5  Amend Articles Re: Board of Directors and       
  Compensation    Management  For  Voted - For 
6  Approve Creation of Capital Band within the Upper       
  Limit of CHF 259.3 Million and the Lower Limit of       
  CHF 212.2 Million with or without Exclusion of       
  Preemptive Rights    Management  For  Voted - For 
7.1  Approve Remuneration of Directors in the Amount of       
  CHF 4.4 Million    Management  For  Voted - For 

 

1

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
7.2  Approve Remuneration of Executive Committee in the       
  Amount of CHF 43.9 Million  Management  For  Voted - For 
8.1  Reelect Gunnar Brock as Director  Management  For  Voted - For 
8.2  Reelect David Constable as Director  Management  For  Voted - For 
8.3  Reelect Frederico Curado as Director  Management  For  Voted - For 
8.4  Reelect Lars Foerberg as Director  Management  For  Voted - For 
8.5  Elect Denise Johnson as Director  Management  For  Voted - For 
8.6  Reelect Jennifer Xin-Zhe Li as Director  Management  For  Voted - For 
8.7  Reelect Geraldine Matchett as Director  Management  For  Voted - For 
8.8  Reelect David Meline as Director  Management  For  Voted - For 
8.9  Reelect Jacob Wallenberg as Director  Management  For  Voted - For 
8.10  Reelect Peter Voser as Director and Board Chair  Management  For  Voted - For 
9.1  Reappoint David Constable as Member of the       
  Compensation Committee    Management  For  Voted - For 
9.2  Reappoint Frederico Curado as Member of the       
  Compensation Committee    Management  For  Voted - For 
9.3  Reappoint Jennifer Xin-Zhe Li as Member of the       
  Compensation Committee    Management  For  Voted - For 
10  Designate Zehnder Bolliger & Partner as Independent       
  Proxy    Management  For  Voted - For 
11  Ratify KPMG AG as Auditors  Management  For  Voted - For 
12  Transact Other Business (Voting)  Management  For  Voted - Against 
ABBOTT LABORATORIES         
Security ID: US0028241000  Ticker: ABT       
Meeting Date: 28-Apr-23  Meeting Type: Annual       
1.1  Elect Director Robert J. Alpern  Management  For  Voted - For 
1.2  Elect Director Claire Babineaux-Fontenot  Management  For  Voted - For 
1.3  Elect Director Sally E. Blount  Management  For  Voted - For 
1.4  Elect Director Robert B. Ford  Management  For  Voted - For 
1.5  Elect Director Paola Gonzalez  Management  For  Voted - For 
1.6  Elect Director Michelle A. Kumbier  Management  For  Voted - For 
1.7  Elect Director Darren W. McDew  Management  For  Voted - For 
1.8  Elect Director Nancy McKinstry  Management  For  Voted - For 
1.9  Elect Director Michael G. O'Grady  Management  For  Voted - For 
1.10  Elect Director Michael F. Roman  Management  For  Voted - For 
1.11  Elect Director Daniel J. Starks  Management  For  Voted - For 
1.12  Elect Director John G. Stratton  Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Reduce Ownership Threshold for Shareholders to Call       
  Special Meeting    Shareholder  Against  Voted - For 
6  Require Independent Board Chair  Shareholder  Against  Voted - Against 
7  Report on Lobbying Payments and Policy  Shareholder  Against  Voted - Against 

 

2

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
8  Adopt Policy to Include Legal and Compliance Costs       
  in Incentive Compensation Metrics  Shareholder  Against  Voted - Against 
ACCENTURE PLC         
Security ID: IE00B4BNMY34  Ticker: ACN       
Meeting Date: 01-Feb-23  Meeting Type: Annual       
1a  Elect Director Jaime Ardila    Management  For  Voted - For 
1b  Elect Director Nancy McKinstry  Management  For  Voted - For 
1c  Elect Director Beth E. Mooney  Management  For  Voted - For 
1d  Elect Director Gilles C. Pelisson  Management  For  Voted - For 
1e  Elect Director Paula A. Price  Management  For  Voted - For 
1f  Elect Director Venkata (Murthy) Renduchintala  Management  For  Voted - For 
1g  Elect Director Arun Sarin    Management  For  Voted - For 
1h  Elect Director Julie Sweet    Management  For  Voted - For 
1i  Elect Director Tracey T. Travis  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Approve KPMG LLP as Auditors and Authorize Board to       
  Fix Their Remuneration    Management  For  Voted - For 
5  Renew the Board's Authority to Issue Shares Under       
  Irish Law    Management  For  Voted - For 
6  Authorize Board to Opt-Out of Statutory Pre-Emption       
  Rights    Management  For  Voted - For 
7  Determine Price Range for Reissuance of Treasury       
  Shares    Management  For  Voted - For 
ACCIONA SA         
Security ID: ES0125220311  Ticker: ANA       
Meeting Date: 19-Jun-23  Meeting Type: Annual       
1.1  Approve Consolidated and Standalone Financial       
  Statements    Management  For  Voted - For 
1.2  Approve Consolidated and Standalone Management       
  Reports    Management  For  Voted - For 
1.3  Approve Discharge of Board  Management  For  Voted - For 
1.4  Approve Non-Financial Information Statement  Management  For  Voted - For 
1.5  Approve Allocation of Income and Dividends  Management  For  Voted - For 
1.6  Renew Appointment of KPMG Auditores as Auditor  Management  For  Voted - For 
2.1  Reelect Jeronimo Marcos Gerard Rivero as Director  Management  For  Voted - For 
2.2  Elect Maria Salgado Madrinan as Director  Management  For  Voted - For 
2.3  Elect Teresa Sanjurjo Gonzalez as Director  Management  For  Voted - For 
2.4  Fix Number of Directors at 13  Management  For  Voted - For 
3.1  Authorize Increase in Capital up to 50 Percent via       
  Issuance of Equity or Equity-Linked Securities,       
  Excluding Preemptive Rights of up to 20 Percent  Management  For  Voted - Against 

 

3

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3.2  Authorize Issuance of Convertible Bonds,       
  Debentures, Warrants, and Other Debt Securities up       
  to EUR 3 Billion with Exclusion of Preemptive       
  Rights up to 20 Percent of Capital  Management  For  Voted - Against 
3.5  Authorize Company to Call EGM with 15 Days' Notice  Management  For  Voted - For 
4  Advisory Vote on Remuneration Report  Management  For  Voted - For 
5  Approve 2022 Sustainability Report and 2025       
  Sustainability Plan    Management  For  Voted - For 
6  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
ADANI GREEN ENERGY LIMITED         
Security ID: INE364U01010  Ticker: 541450       
Meeting Date: 27-Jul-22  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Reelect Gautam S. Adani as Director  Management  For  Voted - For 
3  Elect Romesh Sobti as Director  Management  For  Voted - For 
Meeting Date: 26-Oct-22  Meeting Type: Extraordinary Shareholders     
1  Elect Ahlem Friga Noy as Director  Management  For  Voted - For 
ADDTECH AB         
Security ID: SE0014781795  Ticker: ADDT.B       
Meeting Date: 25-Aug-22  Meeting Type: Annual       
1  Open Meeting    Management  For  Non-Voting 
2  Elect Chairman of Meeting    Management  For  Voted - For 
3  Prepare and Approve List of Shareholders  Management  For  Voted - For 
4  Approve Agenda of Meeting    Management  For  Voted - For 
5  Designate Inspector(s) of Minutes of Meeting  Management  For  Voted - For 
6  Acknowledge Proper Convening of Meeting  Management  For  Voted - For 
7  Receive Financial Statements and Statutory Reports  Management  For  Non-Voting 
8  Receive President's Report    Management  For  Non-Voting 
9.a1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
9.a2  Accept Consolidated Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
9.b  Approve Allocation of Income and Dividends  Management  For  Voted - For 
9.c1  Approve Discharge of Kenth Eriksson  Management  For  Voted - For 
9.c2  Approve Discharge of Henrik Hedelius  Management  For  Voted - For 
9.c3  Approve Discharge of Ulf Mattsson  Management  For  Voted - For 
9.c4  Approve Discharge of Malin Nordesjo  Management  For  Voted - For 
9.c5  Approve Discharge of Niklas Stenberg  Management  For  Voted - For 
9.c6  Approve Discharge of Annikki Schaeferdiek  Management  For  Voted - For 
9.c7  Approve Discharge of Johan Sjo  Management  For  Voted - For 
9.c8  Approve Discharge of Eva Elmstedt  Management  For  Voted - For 

 

4

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
9.c9  Approve Discharge of CEO Niklas Stenberg  Management  For  Voted - For 
10  Receive Nominating Committee's Report  Management  For  Non-Voting 
11  Determine Number of Members (6) and Deputy Members       
  (0) of Board    Management  For  Voted - For 
12.1  Approve Remuneration of Directors  Management  For  Voted - For 
12.2  Approve Remuneration of Auditors  Management  For  Voted - For 
13.1  Reelect Kenth Eriksson as Director  Management  For  Voted - For 
13.2  Reelect Henrik Hedelius as Director  Management  For  Voted - For 
13.3  Reelect Ulf Mattson as Director  Management  For  Voted - For 
13.4  Reelect Malin Nordesjo as Director  Management  For  Voted - For 
13.5  Reelect Annikki Schaeferdiek as Director  Management  For  Voted - For 
13.6  Reelect Niklas Stenberg as Director  Management  For  Voted - For 
13.7  Reelect Kenth Eriksson as Board Chair  Management  For  Voted - For 
14  Ratify KPMG AB as Auditors  Management  For  Voted - For 
15  Approve Remuneration Report  Management  For  Voted - For 
16  Approve Share-Bases Incentive Plan for Key       
  Employees; Approve Issuance of 1 Million B Shares       
  for Participants    Management  For  Voted - For 
17  Authorize Share Repurchase Program and Reissuance       
  of Repurchased Shares    Management  For  Voted - For 
18  Approve Creation of 5 Percent of Pool of Capital       
  without Preemptive Rights  Management  For  Voted - For 
19  Close Meeting    Management  For  Non-Voting 
ADOBE INC.         
Security ID: US00724F1012  Ticker: ADBE       
Meeting Date: 20-Apr-23  Meeting Type: Annual       
1a  Elect Director Amy Banse    Management  For  Voted - For 
1b  Elect Director Brett Biggs    Management  For  Voted - For 
1c  Elect Director Melanie Boulden  Management  For  Voted - For 
1d  Elect Director Frank Calderoni  Management  For  Voted - For 
1e  Elect Director Laura Desmond  Management  For  Voted - For 
1f  Elect Director Shantanu Narayen  Management  For  Voted - For 
1g  Elect Director Spencer Neumann  Management  For  Voted - For 
1h  Elect Director Kathleen Oberg  Management  For  Voted - For 
1i  Elect Director Dheeraj Pandey  Management  For  Voted - For 
1j  Elect Director David Ricks    Management  For  Voted - For 
1k  Elect Director Daniel Rosensweig  Management  For  Voted - For 
1l  Elect Director John Warnock  Management  For  Voted - For 
2  Amend Omnibus Stock Plan    Management  For  Voted - For 
3  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
4  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
5  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
6  Report on Hiring of Persons with Arrest or       
  Incarceration Records    Shareholder  Against  Voted - Against 

 

5

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ADVANCED MICRO DEVICES, INC.       
Security ID: US0079031078  Ticker: AMD       
Meeting Date: 18-May-23  Meeting Type: Annual       
1a  Elect Director Nora M. Denzel  Management  For  Voted - For 
1b  Elect Director Mark Durcan    Management  For  Voted - For 
1c  Elect Director Michael P. Gregoire  Management  For  Voted - For 
1d  Elect Director Joseph A. Householder  Management  For  Voted - For 
1e  Elect Director John W. Marren  Management  For  Voted - For 
1f  Elect Director Jon A. Olson    Management  For  Voted - For 
1g  Elect Director Lisa T. Su    Management  For  Voted - For 
1h  Elect Director Abhi Y. Talwalkar  Management  For  Voted - For 
1i  Elect Director Elizabeth W. Vanderslice  Management  For  Voted - For 
2  Approve Omnibus Stock Plan  Management  For  Voted - For 
3  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
4  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
5  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
ADVANTEST CORP.         
Security ID: JP3122400009  Ticker: 6857       
Meeting Date: 27-Jun-23  Meeting Type: Annual       
1.1  Elect Director Yoshida, Yoshiaki  Management  For  Voted - For 
1.2  Elect Director Douglas Lefever  Management  For  Voted - For 
1.3  Elect Director Tsukui, Koichi  Management  For  Voted - For 
1.4  Elect Director Urabe, Toshimitsu  Management  For  Voted - For 
1.5  Elect Director Nicholas Benes  Management  For  Voted - For 
1.6  Elect Director Nishida, Naoto  Management  For  Voted - For 
2.1  Elect Director and Audit Committee Member Kurita,       
  Yuichi    Management  For  Voted - For 
2.2  Elect Director and Audit Committee Member Nakada,       
  Tomoko    Management  For  Voted - For 
3  Elect Alternate Director and Audit Committee Member       
  Nicholas Benes    Management  For  Voted - For 
AEDIFICA SA         
Security ID: BE0003851681  Ticker: AED       
Meeting Date: 28-Jul-22  Meeting Type: Extraordinary Shareholders     
  Extraordinary Shareholders' Meeting Agenda  Management  For  Non-Voting 
1.1  Receive Special Board Report  Management  For  Non-Voting 
1.2.1 Authorize Increase in Share Capital of up to 50       
  Percent of Authorized Capital With Preemptive       
  Rights by Cash    Management  For  Voted - For 

 

6

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.2.2 Approve Authorization to Increase Share Capital up       
  to 20 Percent by Distribution of Optional Dividend  Management  For  Voted - For 
1.2.3 Authorize Increase in Share Capital of up to 10       
  Percent of Authorized Capital Without Preemptive       
  Rights by Various Means    Management  For  Voted - For 
2  Authorize Implementation of Approved Resolutions       
  and Filing of Required Documents/Formalities at       
  Trade Registry    Management  For  Voted - For 
AJINOMOTO CO., INC.         
Security ID: JP3119600009  Ticker: 2802       
Meeting Date: 27-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 37    Management  For  Voted - For 
2.1  Elect Director Iwata, Kimie    Management  For  Voted - For 
2.2  Elect Director Nakayama, Joji  Management  For  Voted - For 
2.3  Elect Director Toki, Atsushi    Management  For  Voted - For 
2.4  Elect Director Indo, Mami    Management  For  Voted - For 
2.5  Elect Director Hatta, Yoko    Management  For  Voted - For 
2.6  Elect Director Scott Trevor Davis  Management  For  Voted - For 
2.7  Elect Director Fujie, Taro    Management  For  Voted - For 
2.8  Elect Director Shiragami, Hiroshi  Management  For  Voted - For 
2.9  Elect Director Sasaki, Tatsuya  Management  For  Voted - For 
2.10  Elect Director Saito, Takeshi  Management  For  Voted - For 
2.11  Elect Director Matsuzawa, Takumi  Management  For  Voted - For 
AKAMAI TECHNOLOGIES, INC.         
Security ID: US00971T1016  Ticker: AKAM       
Meeting Date: 11-May-23  Meeting Type: Annual       
1.1  Elect Director Sharon Bowen  Management  For  Voted - For 
1.2  Elect Director Marianne Brown  Management  For  Voted - For 
1.3  Elect Director Monte Ford    Management  For  Voted - For 
1.4  Elect Director Dan Hesse    Management  For  Voted - For 
1.5  Elect Director Tom Killalea    Management  For  Voted - For 
1.6  Elect Director Tom Leighton  Management  For  Voted - For 
1.7  Elect Director Jonathan Miller  Management  For  Voted - For 
1.8  Elect Director Madhu Ranganathan  Management  For  Voted - For 
1.9  Elect Director Ben Verwaayen  Management  For  Voted - For 
1.10  Elect Director Bill Wagner    Management  For  Voted - For 
2  Amend Omnibus Stock Plan    Management  For  Voted - Against 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 

 

7

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ALCON INC.         
Security ID: CH0432492467  Ticker: ALC       
Meeting Date: 05-May-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Discharge of Board and Senior Management  Management  For  Voted - For 
3  Approve Allocation of Income and Dividends of CHF       
  0.21 per Share    Management  For  Voted - For 
4.1  Approve Remuneration Report (Non-Binding)  Management  For  Voted - For 
4.2  Approve Remuneration of Directors in the Amount of       
  CHF 3.9 Million    Management  For  Voted - For 
4.3  Approve Remuneration of Executive Committee in the       
  Amount of CHF 41.9 Million  Management  For  Voted - For 
5.1  Reelect Michael Ball as Director and Board Chair  Management  For  Voted - For 
5.2  Reelect Lynn Bleil as Director  Management  For  Voted - For 
5.3  Reelect Raquel Bono as Director  Management  For  Voted - For 
5.4  Reelect Arthur Cummings as Director  Management  For  Voted - For 
5.5  Reelect David Endicott as Director  Management  For  Voted - For 
5.6  Reelect Thomas Glanzmann as Director  Management  For  Voted - For 
5.7  Reelect Keith Grossman as Director  Management  For  Voted - For 
5.8  Reelect Scott Maw as Director  Management  For  Voted - For 
5.9  Reelect Karen May as Director  Management  For  Voted - For 
5.10  Reelect Ines Poeschel as Director  Management  For  Voted - For 
5.11  Reelect Dieter Spaelti as Director  Management  For  Voted - For 
6.1  Reappoint Thomas Glanzmann as Member of the       
  Compensation Committee    Management  For  Voted - For 
6.2  Reappoint Scott Maw as Member of the Compensation       
  Committee    Management  For  Voted - For 
6.3  Reappoint Karen May as Member of the Compensation       
  Committee    Management  For  Voted - For 
6.4  Reappoint Ines Poeschel as Member of the       
  Compensation Committee    Management  For  Voted - For 
7  Designate Hartmann Dreyer as Independent Proxy  Management  For  Voted - For 
8  Ratify PricewaterhouseCoopers SA as Auditors  Management  For  Voted - For 
9.1  Approve Creation of Capital Band within the Upper       
  Limit of CHF 22 Million and the Lower Limit of CHF       
  19 Million with or without Exclusion of Preemptive       
  Rights    Management  For  Voted - For 
9.2  Approve Creation of CHF 2 Million Pool of       
  Conditional Capital for Financings, Mergers and       
  Acquisitions    Management  For  Voted - For 
9.3  Amend Articles Re: Conversion of Shares;       
  Subscription Rights    Management  For  Voted - For 
9.4  Amend Articles Re: General Meetings  Management  For  Voted - For 
9.5  Amend Articles Re: Board Meetings; Powers of the       
  Board of Directors    Management  For  Voted - For 
9.6  Amend Articles Re: Compensation; External Mandates       
  for Members of the Board of Directors and Executive       
  Committee    Management  For  Voted - For 

 

8

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
10  Transact Other Business (Voting)  Management  For  Voted - Against 
ALGONQUIN POWER & UTILITIES CORP.       
Security ID: CA0158571053  Ticker: AQN       
Meeting Date: 20-Jun-23  Meeting Type: Annual       
1  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
2.1  Elect Director Arun Banskota  Management  For  Voted - For 
2.2  Elect Director Melissa Stapleton Barnes  Management  For  Voted - For 
2.3  Elect Director Amee Chande  Management  For  Voted - For 
2.4  Elect Director Daniel Goldberg  Management  For  Voted - For 
2.5  Elect Director Christopher Huskilson  Management  For  Voted - For 
2.6  Elect Director D. Randy Laney  Management  For  Voted - For 
2.7  Elect Director Kenneth Moore  Management  For  Voted - For 
2.8  Elect Director Masheed Saidi  Management  For  Voted - For 
2.9  Elect Director Dilek Samil    Management  For  Voted - For 
3  Advisory Vote on Executive Compensation Approach  Management  For  Voted - For 
ALIBABA GROUP HOLDING LIMITED       
Security ID: KYG017191142  Ticker: 9988       
Meeting Date: 30-Sep-22  Meeting Type: Annual       
  Meeting for ADR Holders    Management  For  Non-Voting 
1.1  Elect Director Daniel Yong Zhang  Management  For  Voted - For 
1.2  Elect Director Jerry Yang    Management  For  Voted - For 
1.3  Elect Director Wan Ling Martello  Management  For  Voted - For 
1.4  Elect Director Weijian Shan    Management  For  Voted - For 
1.5  Elect Director Irene Yun-Lien Lee  Management  For  Voted - For 
1.6  Elect Director Albert Kong Ping Ng  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers as Auditors  Management  For  Voted - For 
ALIGN TECHNOLOGY, INC.         
Security ID: US0162551016  Ticker: ALGN       
Meeting Date: 17-May-23  Meeting Type: Annual       
1.1  Elect Director Kevin J. Dallas  Management  For  Voted - For 
1.2  Elect Director Joseph M. Hogan  Management  For  Voted - For 
1.3  Elect Director Joseph Lacob    Management  For  Voted - For 
1.4  Elect Director C. Raymond Larkin, Jr.  Management  For  Voted - For 
1.5  Elect Director George J. Morrow  Management  For  Voted - For 
1.6  Elect Director Anne M. Myong  Management  For  Voted - For 
1.7  Elect Director Andrea L. Saia  Management  For  Voted - For 
1.8  Elect Director Susan E. Siegel  Management  For  Voted - For 

 

9

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Amend Certificate of Incorporation to Reflect New       
  Delaware Law Provisions Regarding Officer       
  Exculpation    Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Amend Omnibus Stock Plan    Management  For  Voted - Against 
6  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
ALLEGION PLC         
Security ID: IE00BFRT3W74  Ticker: ALLE       
Meeting Date: 08-Jun-23  Meeting Type: Annual       
1a  Elect as Director Kirk S. Hachigian  Management  For  Voted - For 
1b  Elect as Director Steven C. Mizell  Management  For  Voted - For 
1c  Elect as Director Nicole Parent Haughey  Management  For  Voted - For 
1d  Elect as Director Lauren B. Peters  Management  For  Voted - For 
1e  Elect as Director Ellen Rubin  Management  For  Voted - For 
1f  Elect as Director Dean I. Schaffer  Management  For  Voted - For 
1g  Elect as Director John H. Stone  Management  For  Voted - For 
1h  Elect as Director Dev Vardhan  Management  For  Voted - For 
1i  Elect as Director Martin E. Welch, III  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Approve Omnibus Stock Plan  Management  For  Voted - For 
4  Ratify PricewaterhouseCoopers as Auditors and       
  Authorise Their Remuneration  Management  For  Voted - For 
5  Renew the Board's Authority to Issue Shares Under       
  Irish Law    Management  For  Voted - For 
6  Renew the Board's Authority to Opt-Out of Statutory       
  Pre-Emptions Rights    Management  For  Voted - For 
ALPHABET INC.         
Security ID: US02079K3059  Ticker: GOOGL       
Meeting Date: 02-Jun-23  Meeting Type: Annual       
1a  Elect Director Larry Page    Management  For  Voted - For 
1b  Elect Director Sergey Brin    Management  For  Voted - For 
1c  Elect Director Sundar Pichai    Management  For  Voted - For 
1d  Elect Director John L. Hennessy  Management  For  Voted - Against 
1e  Elect Director Frances H. Arnold  Management  For  Voted - Against 
1f  Elect Director R. Martin "Marty" Chavez  Management  For  Voted - For 
1g  Elect Director L. John Doerr    Management  For  Voted - For 
1h  Elect Director Roger W. Ferguson, Jr.  Management  For  Voted - For 
1i  Elect Director Ann Mather    Management  For  Voted - For 
1j  Elect Director K. Ram Shriram  Management  For  Voted - For 
1k  Elect Director Robin L. Washington  Management  For  Voted - For 

 

10

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Amend Omnibus Stock Plan    Management  For  Voted - Against 
4  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
5  Advisory Vote on Say on Pay Frequency  Management  Three Years  Voted - One Year 
6  Report on Lobbying Payments and Policy  Shareholder  Against  Voted - For 
7  Publish Congruency Report on Partnerships with       
  Globalist Organizations and Company Fiduciary Duties  Shareholder  Against  Voted - Against 
8  Report on Framework to Assess Company Lobbying       
  Alignment with Climate Goals  Shareholder  Against  Voted - For 
9  Report on Risks Related to Fulfilling Information       
  Requests for Enforcing Laws Criminalizing Abortion       
  Access    Shareholder  Against  Voted - Against 
10  Report on Risks of Doing Business in Countries with       
  Significant Human Rights Concerns  Shareholder  Against  Voted - For 
11  Publish Independent Human Rights Impact Assessment       
  of Targeted Advertising Technology  Shareholder  Against  Voted - For 
12  Disclose More Quantitative and Qualitative       
  Information on Algorithmic Systems  Shareholder  Against  Voted - For 
13  Report on Alignment of YouTube Policies With Online       
  Safety Regulations    Shareholder  Against  Voted - For 
14  Report on Content Governance and Censorship  Shareholder  Against  Voted - Against 
15  Commission Independent Assessment of Effectiveness       
  of Audit and Compliance Committee  Shareholder  Against  Voted - Against 
16  Amend Bylaws to Require Shareholder Approval of       
  Certain Provisions Related to Director Nominations       
  by Shareholders    Shareholder  Against  Voted - Against 
17  Adopt Share Retention Policy For Senior Executives  Shareholder  Against  Voted - For 
18  Approve Recapitalization Plan for all Stock to Have       
  One-vote per Share    Shareholder  Against  Voted - For 
ALTRIA GROUP, INC.         
Security ID: US02209S1033  Ticker: MO       
Meeting Date: 18-May-23  Meeting Type: Annual       
1a  Elect Director Ian L.T. Clarke  Management  For  Voted - For 
1b  Elect Director Marjorie M. Connelly  Management  For  Voted - For 
1c  Elect Director R. Matt Davis    Management  For  Voted - For 
1d  Elect Director William F. Gifford, Jr.  Management  For  Voted - For 
1e  Elect Director Jacinto J. Hernandez  Management  For  Voted - For 
1f  Elect Director Debra J. Kelly-Ennis  Management  For  Voted - For 
1g  Elect Director Kathryn B. McQuade  Management  For  Voted - For 
1h  Elect Director George Munoz  Management  For  Voted - For 
1i  Elect Director Nabil Y. Sakkab  Management  For  Voted - For 
1j  Elect Director Virginia E. Shanks  Management  For  Voted - For 
1k  Elect Director Ellen R. Strahlman  Management  For  Voted - For 
1l  Elect Director M. Max Yzaguirre  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 

 

11

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Report on Congruency of Political Spending with       
  Company Values and Priorities  Shareholder  Against  Voted - Against 
6  Report on Third-Party Civil Rights Audit  Shareholder  Against  Voted - For 
AMADEUS IT GROUP SA         
Security ID: ES0109067019  Ticker: AMS       
Meeting Date: 20-Jun-23  Meeting Type: Annual       
1  Approve Consolidated and Standalone Financial       
  Statements    Management  For  Voted - For 
2  Approve Non-Financial Information Statement  Management  For  Voted - For 
3  Advisory Vote on Remuneration Report  Management  For  Voted - For 
4  Approve Allocation of Income and Dividends  Management  For  Voted - For 
5  Approve Discharge of Board  Management  For  Voted - For 
6.1  Elect Frits Dirk van Paasschen as Director  Management  For  Voted - For 
6.2  Reelect William Connelly as Director  Management  For  Voted - For 
6.3  Reelect Luis Maroto Camino as Director  Management  For  Voted - For 
6.4  Reelect Pilar Garcia Ceballos-Zuniga as Director  Management  For  Voted - For 
6.5  Reelect Stephan Gemkow as Director  Management  For  Voted - For 
6.6  Reelect Peter Kuerpick as Director  Management  For  Voted - For 
6.7  Reelect Xiaoqun Clever as Director  Management  For  Voted - For 
7  Approve Remuneration of Directors  Management  For  Voted - For 
8  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
AMAZON.COM, INC.         
Security ID: US0231351067  Ticker: AMZN       
Meeting Date: 24-May-23  Meeting Type: Annual       
1a  Elect Director Jeffrey P. Bezos  Management  For  Voted - For 
1b  Elect Director Andrew R. Jassy  Management  For  Voted - For 
1c  Elect Director Keith B. Alexander  Management  For  Voted - For 
1d  Elect Director Edith W. Cooper  Management  For  Voted - Against 
1e  Elect Director Jamie S. Gorelick  Management  For  Voted - For 
1f  Elect Director Daniel P. Huttenlocher  Management  For  Voted - Against 
1g  Elect Director Judith A. McGrath  Management  For  Voted - Against 
1h  Elect Director Indra K. Nooyi  Management  For  Voted - For 
1i  Elect Director Jonathan J. Rubinstein  Management  For  Voted - For 
1j  Elect Director Patricia Q. Stonesifer  Management  For  Voted - For 
1k  Elect Director Wendell P. Weeks  Management  For  Voted - For 
2  Ratify Ratification of Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 

 

12

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5  Amend Omnibus Stock Plan    Management  For  Voted - Against 
6  Report on Climate Risk in Retirement Plan Options  Shareholder  Against  Voted - Against 
7  Report on Customer Due Diligence  Shareholder  Against  Voted - For 
8  Revise Transparency Report to Provide Greater       
  Disclosure on Government Requests  Shareholder  Against  Voted - Against 
9  Report on Government Take Down Requests  Shareholder  Against  Voted - Against 
10  Report on Impact of Climate Change Strategy       
  Consistent With Just Transition Guidelines  Shareholder  Against  Voted - Against 
11  Publish a Tax Transparency Report  Shareholder  Against  Voted - Against 
12  Report on Climate Lobbying    Shareholder  Against  Voted - For 
13  Report on Median and Adjusted Gender/Racial Pay Gaps  Shareholder  Against  Voted - For 
14  Report on Cost/Benefit Analysis of Diversity,       
  Equity and Inclusion Programs  Shareholder  Against  Voted - Against 
15  Amend Bylaws to Require Shareholder Approval of       
  Certain Provisions Related to Director Nominations       
  by Shareholders    Shareholder  Against  Voted - Against 
16  Commission Third Party Assessment on Company's       
  Commitment to Freedom of Association and Collective       
  Bargaining    Shareholder  Against  Voted - For 
17  Consider Pay Disparity Between Executives and Other       
  Employees    Shareholder  Against  Voted - Against 
18  Report on Animal Welfare Standards  Shareholder  Against  Voted - Against 
19  Establish a Public Policy Committee  Shareholder  Against  Voted - Against 
20  Adopt a Policy to Include Non-Management Employees       
  as Prospective Director Candidates  Shareholder  Against  Voted - For 
21  Commission a Third Party Audit on Working Conditions  Shareholder  Against  Voted - For 
22  Report on Efforts to Reduce Plastic Use  Shareholder  Against  Voted - For 
23  Commission Third Party Study and Report on Risks       
  Associated with Use of Rekognition  Shareholder  Against  Voted - For 
AMERICAN EXPRESS COMPANY         
Security ID: US0258161092  Ticker: AXP       
Meeting Date: 02-May-23  Meeting Type: Annual       
1a  Elect Director Thomas J. Baltimore  Management  For  Voted - For 
1b  Elect Director John J. Brennan  Management  For  Voted - For 
1c  Elect Director Peter Chernin    Management  For  Voted - For 
1d  Elect Director Walter J. Clayton, III  Management  For  Voted - For 
1e  Elect Director Ralph de la Vega  Management  For  Voted - For 
1f  Elect Director Theodore J. Leonsis  Management  For  Voted - For 
1g  Elect Director Deborah P. Majoras  Management  For  Voted - For 
1h  Elect Director Karen L. Parkhill  Management  For  Voted - For 
1i  Elect Director Charles E. Phillips  Management  For  Voted - For 
1j  Elect Director Lynn A. Pike    Management  For  Voted - For 
1k  Elect Director Stephen J. Squeri  Management  For  Voted - For 
1l  Elect Director Daniel L. Vasella  Management  For  Voted - For 
1m  Elect Director Lisa W. Wardell  Management  For  Voted - For 
1n  Elect Director Christopher D. Young  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 

 

13

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Submit Severance Agreement (Change-in-Control) to       
  Shareholder Vote    Shareholder  Against  Voted - For 
6  Report on Risks Related to Fulfilling Information       
  Requests for Enforcing Laws Criminalizing Abortion       
  Access    Shareholder  Against  Voted - Against 
AMERISOURCEBERGEN CORPORATION       
Security ID: US03073E1055  Ticker: ABC       
Meeting Date: 09-Mar-23  Meeting Type: Annual       
1a  Elect Director Ornella Barra    Management  For  Voted - For 
1b  Elect Director Steven H. Collis  Management  For  Voted - For 
1c  Elect Director D. Mark Durcan  Management  For  Voted - For 
1d  Elect Director Richard W. Gochnauer  Management  For  Voted - For 
1e  Elect Director Lon R. Greenberg  Management  For  Voted - For 
1f  Elect Director Kathleen W. Hyle  Management  For  Voted - For 
1g  Elect Director Lorence H. Kim  Management  For  Voted - For 
1h  Elect Director Henry W. McGee  Management  For  Voted - For 
1i  Elect Director Redonda G. Miller  Management  For  Voted - For 
1j  Elect Director Dennis M. Nally  Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Submit Severance Agreement (Change-in-Control) to       
  Shareholder Vote    Shareholder  Against  Voted - Against 
ANALOG DEVICES, INC.         
Security ID: US0326541051  Ticker: ADI       
Meeting Date: 08-Mar-23  Meeting Type: Annual       
1a  Elect Director Vincent Roche  Management  For  Voted - For 
1b  Elect Director James A. Champy  Management  For  Voted - For 
1c  Elect Director Andre Andonian  Management  For  Voted - For 
1d  Elect Director Anantha P. Chandrakasan  Management  For  Voted - For 
1e  Elect Director Edward H. Frank  Management  For  Voted - For 
1f  Elect Director Laurie H. Glimcher  Management  For  Voted - For 
1g  Elect Director Karen M. Golz  Management  For  Voted - For 
1h  Elect Director Mercedes Johnson  Management  For  Voted - For 
1i  Elect Director Kenton J. Sicchitano  Management  For  Voted - For 
1j  Elect Director Ray Stata    Management  For  Voted - For 
1k  Elect Director Susie Wee    Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 

 

14

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
ANGEL ONE LIMITED         
Security ID: INE732I01013  Ticker: 543235       
Meeting Date: 19-Aug-22  Meeting Type: Special       
  Postal Ballot    Management  For  Non-Voting 
1  Approve Reclassification of Shareholders from       
  Promoter Group Category to Public Category  Management  For  Voted - For 
2  Approve Increase in Borrowing Limits  Management  For  Voted - For 
3  Approve Pledging of Assets for Debt  Management  For  Voted - For 
4  Approve Loans, Guarantees, Securities and/or       
  Investments in Other Body Corporate  Management  For  Voted - For 
Meeting Date: 24-Feb-23  Meeting Type: Special       
  Postal Ballot    Management  For  Non-Voting 
1  Approve Payment of Commission to Non-executive       
  Directors Including Independent Directors  Management  For  Voted - For 
2  Elect Kalyan Prasath as Director  Management  For  Voted - For 
3  Elect Krishnaswamy Arabadi Sridhar as Director  Management  For  Voted - For 
Meeting Date: 23-Jun-23  Meeting Type: Annual       
1  Accept Standalone Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
2  Accept Consolidated Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
3  Confirm Four Interim Dividends and Declare Final       
  Dividend    Management  For  Voted - For 
4  Reelect Ketan Shah as Director  Management  For  Voted - For 
5  Elect Amit Majumdar as Director  Management  For  Voted - For 
6  Approve Appointment and Remuneration of Amit       
  Majumdar as Whole Time Director  Management  For  Voted - Against 
ANSYS, INC.         
Security ID: US03662Q1058  Ticker: ANSS       
Meeting Date: 12-May-23  Meeting Type: Annual       
1a  Elect Director Robert M. Calderoni  Management  For  Voted - For 
1b  Elect Director Glenda M. Dorchak  Management  For  Voted - For 
1c  Elect Director Ajei S. Gopal    Management  For  Voted - For 
2  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 

 

15

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5  Declassify the Board of Directors  Management  For  Voted - For 
APPLE INC.         
Security ID: US0378331005  Ticker: AAPL       
Meeting Date: 10-Mar-23  Meeting Type: Annual       
1a  Elect Director James Bell    Management  For  Voted - For 
1b  Elect Director Tim Cook    Management  For  Voted - For 
1c  Elect Director Al Gore    Management  For  Voted - For 
1d  Elect Director Alex Gorsky    Management  For  Voted - For 
1e  Elect Director Andrea Jung    Management  For  Voted - For 
1f  Elect Director Art Levinson    Management  For  Voted - For 
1g  Elect Director Monica Lozano  Management  For  Voted - For 
1h  Elect Director Ron Sugar    Management  For  Voted - For 
1i  Elect Director Sue Wagner    Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Report on Civil Rights and Non-Discrimination Audit  Shareholder  Against  Voted - Against 
6  Report on Operations in Communist China  Shareholder  Against  Voted - Against 
7  Adopt a Policy Establishing an Engagement Process       
  with Proponents to Shareholder Proposals  Shareholder  Against  Voted - Against 
8  Report on Median Gender/Racial Pay Gap  Shareholder  Against  Voted - For 
9  Amend Proxy Access Right    Shareholder  Against  Voted - For 
APPLIED MATERIALS, INC.         
Security ID: US0382221051  Ticker: AMAT       
Meeting Date: 09-Mar-23  Meeting Type: Annual       
1a  Elect Director Rani Borkar    Management  For  Voted - For 
1b  Elect Director Judy Bruner    Management  For  Voted - For 
1c  Elect Director Xun (Eric) Chen  Management  For  Voted - For 
1d  Elect Director Aart J. de Geus  Management  For  Voted - For 
1e  Elect Director Gary E. Dickerson  Management  For  Voted - For 
1f  Elect Director Thomas J. Iannotti  Management  For  Voted - For 
1g  Elect Director Alexander A. Karsner  Management  For  Voted - For 
1h  Elect Director Kevin P. March  Management  For  Voted - For 
1i  Elect Director Yvonne McGill  Management  For  Voted - For 
1j  Elect Director Scott A. McGregor  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
5  Reduce Ownership Threshold for Shareholders to Call       
  Special Meeting    Shareholder  Against  Voted - For 

 

16

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  Improve Executive Compensation Program and Policy  Shareholder  Against  Voted - Against 
ARAMARK         
Security ID: US03852U1060  Ticker: ARMK       
Meeting Date: 03-Feb-23  Meeting Type: Annual       
1a  Elect Director Susan M. Cameron  Management  For  Voted - For 
1b  Elect Director Greg Creed    Management  For  Voted - For 
1c  Elect Director Bridgette P. Heller  Management  For  Voted - For 
1d  Elect Director Paul C. Hilal    Management  For  Voted - For 
1e  Elect Director Kenneth M. Keverian  Management  For  Voted - For 
1f  Elect Director Karen M. King  Management  For  Voted - For 
1g  Elect Director Patricia E. Lopez  Management  For  Voted - For 
1h  Elect Director Stephen I. Sadove  Management  For  Voted - For 
1i  Elect Director Kevin G. Wills  Management  For  Voted - For 
1j  Elect Director Arthur B. Winkleblack  Management  For  Voted - For 
1k  Elect Director John J. Zillmer  Management  For  Voted - For 
2  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Approve Omnibus Stock Plan  Management  For  Voted - Against 
ARGENX SE         
Security ID: NL0010832176  Ticker: ARGX       
Meeting Date: 02-May-23  Meeting Type: Annual       
  Meeting for ADR Holders    Management  For  Non-Voting 
1  Open Meeting    Management  For  Non-Voting 
2  Receive Report of Management Board (Non-Voting)  Management  For  Non-Voting 
3  Approve Remuneration Report  Management  For  Voted - Against 
4.a  Discuss Annual Report for FY 2022  Management  For  Non-Voting 
4.b  Adopt Financial Statements and Statutory Reports  Management  For  Voted - For 
4.c  Discussion on Company's Corporate Governance       
  Structure    Management  For  Non-Voting 
4.d  Approve Allocation of Losses to the Retained       
  Earnings of the Company    Management  For  Voted - For 
4.e  Approve Discharge of Directors  Management  For  Voted - For 
5  Reelect Don deBethizy as Non-Executive Director  Management  For  Voted - For 
6  Grant Board Authority to Issue Shares Up To 10       
  Percent of Issued Capital and Exclude Pre-emptive       
  Rights    Management  For  Voted - For 
7  Ratify Deloitte Accountants B.V. as Auditors  Management  For  Voted - For 
8  Other Business (Non-Voting)  Management  For  Non-Voting 
9  Close Meeting    Management  For  Non-Voting 

 

17

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ARISTA NETWORKS, INC.         
Security ID: US0404131064  Ticker: ANET       
Meeting Date: 14-Jun-23  Meeting Type: Annual       
1.1  Elect Director Lewis Chew    Management  For  Voted - Withheld 
1.2  Elect Director Douglas Merritt *Withdrawn       
  Resolution*    Management  For  Non-Voting 
1.3  Elect Director Mark B. Templeton  Management  For  Voted - Withheld 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
ASAHI GROUP HOLDINGS LTD.         
Security ID: JP3116000005  Ticker: 2502       
Meeting Date: 28-Mar-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 58    Management  For  Voted - For 
2.1  Elect Director Koji, Akiyoshi  Management  For  Voted - For 
2.2  Elect Director Katsuki, Atsushi  Management  For  Voted - For 
2.3  Elect Director Tanimura, Keizo  Management  For  Voted - For 
2.4  Elect Director Sakita, Kaoru    Management  For  Voted - For 
2.5  Elect Director Christina L. Ahmadjian  Management  For  Voted - For 
2.6  Elect Director Sasae, Kenichiro  Management  For  Voted - For 
2.7  Elect Director Ohashi, Tetsuji  Management  For  Voted - For 
2.8  Elect Director Matsunaga, Mari  Management  For  Voted - For 
3.1  Appoint Statutory Auditor Fukuda, Yukitaka  Management  For  Voted - For 
3.2  Appoint Statutory Auditor Tanaka, Sanae  Management  For  Voted - For 
ASIAN PAINTS LIMITED         
Security ID: INE021A01026  Ticker: 500820       
Meeting Date: 27-Jun-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports       
  and Audited Consolidated Financial Statements  Management  For  Voted - For 
2  Approve Final Dividend    Management  For  Voted - For 
3  Reelect Ashwin Dani as Director  Management  For  Voted - For 
4  Reelect Amrita Vakil as Director  Management  For  Voted - For 
5  Approve Continuation of Office of Ashwin Dani as       
  Non-Executive Director    Management  For  Voted - For 
6  Approve Remuneration of Cost Auditors  Management  For  Voted - For 

 

18

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ASICS CORP.         
Security ID: JP3118000003  Ticker: 7936       
Meeting Date: 24-Mar-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 24    Management  For  Voted - For 
2.1  Elect Director Oyama, Motoi  Management  For  Voted - For 
2.2  Elect Director Hirota, Yasuhito  Management  For  Voted - For 
2.3  Elect Director Kashiwaki, Hitoshi  Management  For  Voted - For 
2.4  Elect Director Sumi, Kazuo    Management  For  Voted - For 
2.5  Elect Director Yamamoto, Makiko  Management  For  Voted - For 
2.6  Elect Director Murai, Mitsuru  Management  For  Voted - For 
ASM INTERNATIONAL NV         
Security ID: NL0000334118  Ticker: ASM       
Meeting Date: 15-May-23  Meeting Type: Annual       
  Annual General Meeting    Management  For  Non-Voting 
1  Open Meeting    Management  For  Non-Voting 
2  Receive Report of Management Board (Non-Voting)  Management  For  Non-Voting 
3  Approve Remuneration Report  Management  For  Voted - For 
4  Adopt Financial Statements and Statutory Reports  Management  For  Voted - For 
5  Approve Dividends    Management  For  Voted - For 
6  Approve Discharge of Management Board  Management  For  Voted - For 
7  Approve Discharge of Supervisory Board  Management  For  Voted - For 
8  Adopt Remuneration Policy for Management Board  Management  For  Voted - For 
9  Ratify KPMG Accountants N.V. as Auditors  Management  For  Voted - For 
10a  Grant Board Authority to Issue Shares Up to 10       
  Percent of Issued Capital    Management  For  Voted - For 
10b  Authorize Board to Exclude Preemptive Rights from       
  Share Issuances    Management  For  Voted - For 
11  Authorize Repurchase of Up to 10 Percent of Issued       
  Share Capital    Management  For  Voted - For 
12  Other Business (Non-Voting)  Management  For  Non-Voting 
13  Close Meeting    Management  For  Non-Voting 
ASTRAZENECA PLC         
Security ID: GB0009895292  Ticker: AZN       
Meeting Date: 27-Apr-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Dividends    Management  For  Voted - For 
3  Reappoint PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
4  Authorise Board to Fix Remuneration of Auditors  Management  For  Voted - For 
5a  Re-elect Michel Demare as Director  Management  For  Voted - For 

 

19

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5b  Re-elect Pascal Soriot as Director  Management  For  Voted - For 
5c  Re-elect Aradhana Sarin as Director  Management  For  Voted - For 
5d  Re-elect Philip Broadley as Director  Management  For  Voted - For 
5e  Re-elect Euan Ashley as Director  Management  For  Voted - For 
5f  Re-elect Deborah DiSanzo as Director  Management  For  Voted - For 
5g  Re-elect Diana Layfield as Director  Management  For  Voted - For 
5h  Re-elect Sheri McCoy as Director  Management  For  Voted - For 
5i  Re-elect Tony Mok as Director  Management  For  Voted - For 
5j  Re-elect Nazneen Rahman as Director  Management  For  Voted - For 
5k  Re-elect Andreas Rummelt as Director  Management  For  Voted - For 
5l  Re-elect Marcus Wallenberg as Director  Management  For  Voted - For 
6  Approve Remuneration Report  Management  For  Voted - For 
7  Authorise UK Political Donations and Expenditure  Management  For  Voted - For 
8  Authorise Issue of Equity    Management  For  Voted - For 
9  Authorise Issue of Equity without Pre-emptive Rights  Management  For  Voted - For 
10  Authorise Issue of Equity without Pre-emptive       
  Rights in Connection with an Acquisition or Other       
  Capital Investment    Management  For  Voted - For 
11  Authorise Market Purchase of Ordinary Shares  Management  For  Voted - For 
12  Authorise the Company to Call General Meeting with       
  Two Weeks' Notice    Management  For  Voted - For 
13  Adopt New Articles of Association  Management  For  Voted - For 
AT&T INC.         
Security ID: US00206R1023  Ticker: T       
Meeting Date: 18-May-23  Meeting Type: Annual       
1.1  Elect Director Scott T. Ford    Management  For  Voted - For 
1.2  Elect Director Glenn H. Hutchins  Management  For  Voted - For 
1.3  Elect Director William E. Kennard  Management  For  Voted - For 
1.4  Elect Director Stephen J. Luczo  Management  For  Voted - For 
1.5  Elect Director Michael B. McCallister  Management  For  Voted - For 
1.6  Elect Director Beth E. Mooney  Management  For  Voted - For 
1.7  Elect Director Matthew K. Rose  Management  For  Voted - For 
1.8  Elect Director John T. Stankey  Management  For  Voted - For 
1.9  Elect Director Cynthia B. Taylor  Management  For  Voted - For 
1.10  Elect Director Luis A. Ubinas  Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Require Independent Board Chair  Shareholder  Against  Voted - For 
6  Commission Third Party Racial Equity Audit  Shareholder  Against  Voted - Against 

 

20

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC       
Security ID: GB00BLP5YB54  Ticker: AY       
Meeting Date: 13-Apr-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Remuneration Report  Management  For  Voted - For 
3  Approve Remuneration Policy  Management  For  Voted - Against 
4  Elect Director Michael Woollcombe  Management  For  Voted - For 
5  Elect Director Michael Forsayeth  Management  For  Voted - For 
6  Elect Director William Aziz    Management  For  Voted - For 
7  Elect Director Brenda Eprile    Management  For  Voted - For 
8  Elect Director Debora Del Favero  Management  For  Voted - For 
9  Elect Director Arun Banskota  Management  For  Voted - For 
10  Elect Director George Trisic    Management  For  Voted - For 
11  Elect Director Edward C. Hall, III  Management  For  Voted - For 
12  Elect Director Santiago Seage  Management  For  Voted - For 
13  Reappoint Ernst & Young LLP and Ernst & Young S.L.       
  as Auditors    Management  For  Voted - For 
14  Authorise Board to Fix Remuneration of Auditors  Management  For  Voted - For 
15  Authorise Issue of Equity    Management  For  Voted - For 
16  Authorise Issue of Equity without Pre-emptive Rights  Management  For  Voted - For 
17  Authorise Issue of Equity without Pre-emptive       
  Rights (Additional Authority)  Management  For  Voted - For 
18  Approve Reduction in Share Capital  Management  For  Voted - For 
19  Authorise Share Repurchase Program  Management  For  Voted - For 
ATLAS COPCO AB         
Security ID: SE0017486889  Ticker: ATCO.A       
Meeting Date: 27-Apr-23  Meeting Type: Annual       
1  Opening of Meeting; Elect Chairman of Meeting  Management  For  Voted - For 
2  Prepare and Approve List of Shareholders  Management  For  Voted - For 
3  Approve Agenda of Meeting    Management  For  Voted - For 
4  Designate Inspector(s) of Minutes of Meeting  Management  For  Voted - For 
5  Acknowledge Proper Convening of Meeting  Management  For  Voted - For 
6  Receive Financial Statements and Statutory Reports  Management  For  Non-Voting 
7  Receive CEO's Report    Management  For  Non-Voting 
8.a  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
8.b1  Approve Discharge of Staffan Bohman  Management  For  Voted - For 
8.b2  Approve Discharge of Johan Forssell  Management  For  Voted - For 
8.b3  Approve Discharge of Helene Mellquist  Management  For  Voted - For 
8.b4  Approve Discharge of Anna Ohlsson-Leijon  Management  For  Voted - For 
8.b5  Approve Discharge of Mats Rahmstrom  Management  For  Voted - For 
8.b6  Approve Discharge of Gordon Riske  Management  For  Voted - For 
8.b7  Approve Discharge of Hans Straberg  Management  For  Voted - For 
8.b8  Approve Discharge of Peter Wallenberg Jr  Management  For  Voted - For 

 

21

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
8.b9  Approve Discharge of Mikael Bergstedt  Management  For  Voted - For 
8.b10Approve Discharge of Benny Larsson  Management  For  Voted - For 
8.b11Approve Discharge of CEO Mats Rahmstrom  Management  For  Voted - For 
8.c  Approve Allocation of Income and Dividends of SEK       
  2.30 Per Share    Management  For  Voted - For 
8.d  Approve Record Date for Dividend Payment  Management  For  Voted - For 
9.a  Determine Number of Members (8) and Deputy Members       
  of Board (0)    Management  For  Voted - For 
9.b  Determine Number of Auditors (1) and Deputy       
  Auditors (0)    Management  For  Voted - For 
10.a1Reelect Johan Forssell as Director  Management  For  Voted - Against 
10.a2Reelect Helene Mellquist as Director  Management  For  Voted - For 
10.a3Reelect Anna Ohlsson-Leijon as Director  Management  For  Voted - For 
10.a4Reelect Mats Rahmstrom as Director  Management  For  Voted - For 
10.a5Reelect Gordon Riske as Director  Management  For  Voted - For 
10.a6Reelect Hans Straberg as Director  Management  For  Voted - Against 
10.a7Reelect Peter Wallenberg Jr as Director  Management  For  Voted - Against 
10.b  Elect Jumana Al-Sibai as New Director  Management  For  Voted - For 
10.c  Reelect Hans Straberg as Board Chair  Management  For  Voted - Against 
10.d  Ratify Ernst & Young as Auditors  Management  For  Voted - For 
11.a  Approve Remuneration of Directors in the Amount of       
  SEK 3.2 Million to Chair and SEK 1 Million to Other       
  Directors; Approve Remuneration for Committee Work;       
  Approve Delivering Part of Remuneration in form of       
  Synthetic Shares    Management  For  Voted - For 
11.b  Approve Remuneration of Auditors  Management  For  Voted - For 
12.a  Approve Remuneration Report  Management  For  Voted - For 
12.b  Approve Stock Option Plan 2023 for Key Employees  Management  For  Voted - For 
13.a  Acquire Class A Shares Related to Personnel Option       
  Plan for 2022 and 2023    Management  For  Voted - For 
13.b  Acquire Class A Shares Related to Remuneration of       
  Directors in the Form of Synthetic Shares  Management  For  Voted - For 
13.c  Transfer Class A Shares Related to Personnel Option       
  Plan for 2023    Management  For  Voted - For 
13.d  Sell Class A Shares to Cover Costs Related to       
  Synthetic Shares to the Board  Management  For  Voted - For 
13.e  Sell Class A to Cover Costs in Relation to the       
  Personnel Option Plans for 2017, 2018, 2019 and 2020  Management  For  Voted - For 
14  Amend Articles Re: Attendance at General Meeting  Management  For  Voted - For 
15  Close Meeting    Management  For  Non-Voting 
ATLASSIAN CORPORATION PLC         
Security ID: GB00BZ09BD16  Ticker: TEAM       
Meeting Date: 22-Aug-22  Meeting Type: Court       
  Court Meeting    Management  For  Non-Voting 
1  Approve Scheme of Arrangement  Management  For  Voted - For 

 

22

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 22-Aug-22  Meeting Type: Special       
1  Approve Scheme of Arrangement  Management  For  Voted - For 
AUTODESK, INC.         
Security ID: US0527691069  Ticker: ADSK       
Meeting Date: 21-Jun-23  Meeting Type: Annual       
1a  Elect Director Andrew Anagnost  Management  For  Voted - For 
1b  Elect Director Karen Blasing  Management  For  Voted - For 
1c  Elect Director Reid French    Management  For  Voted - For 
1d  Elect Director Ayanna Howard  Management  For  Voted - For 
1e  Elect Director Blake Irving    Management  For  Voted - For 
1f  Elect Director Mary T. McDowell  Management  For  Voted - For 
1g  Elect Director Stephen Milligan  Management  For  Voted - For 
1h  Elect Director Lorrie M. Norrington  Management  For  Voted - For 
1i  Elect Director Elizabeth (Betsy) Rafael  Management  For  Voted - For 
1j  Elect Director Rami Rahim    Management  For  Voted - For 
1k  Elect Director Stacy J. Smith  Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
AUTOMATIC DATA PROCESSING, INC.       
Security ID: US0530151036  Ticker: ADP       
Meeting Date: 09-Nov-22  Meeting Type: Annual       
1a  Elect Director Peter Bisson    Management  For  Voted - For 
1b  Elect Director David V. Goeckeler  Management  For  Voted - For 
1c  Elect Director Linnie M. Haynesworth  Management  For  Voted - For 
1d  Elect Director John P. Jones    Management  For  Voted - For 
1e  Elect Director Francine S. Katsoudas  Management  For  Voted - For 
1f  Elect Director Nazzic S. Keene  Management  For  Voted - For 
1g  Elect Director Thomas J. Lynch  Management  For  Voted - For 
1h  Elect Director Scott F. Powers  Management  For  Voted - For 
1i  Elect Director William J. Ready  Management  For  Voted - For 
1j  Elect Director Carlos A. Rodriguez  Management  For  Voted - For 
1k  Elect Director Sandra S. Wijnberg  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
4  Amend Qualified Employee Stock Purchase Plan  Management  For  Voted - For 

 

23

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
AVANGRID, INC.         
Security ID: US05351W1036  Ticker: AGR       
Meeting Date: 20-Jul-22  Meeting Type: Annual       
1.1  Elect Director Ignacio S. Galan  Management  For  Voted - For 
1.2  Elect Director John Baldacci    Management  For  Voted - For 
1.3  Elect Director Pedro Azagra Blazquez  Management  For  Voted - For 
1.4  Elect Director Daniel Alcain Lopez  Management  For  Voted - For 
1.5  Elect Director Maria Fatima Banez Garcia  Management  For  Voted - For 
1.6  Elect Director Robert Duffy    Management  For  Voted - For 
1.7  Elect Director Teresa Herbert  Management  For  Voted - For 
1.8  Elect Director Patricia Jacobs  Management  For  Voted - For 
1.9  Elect Director John Lahey    Management  For  Voted - For 
1.10  Elect Director Jose Angel Marra Rodriguez  Management  For  Voted - For 
1.11  Elect Director Santiago Martinez Garrido  Management  For  Voted - For 
1.12  Elect Director Jose Sainz Armada  Management  For  Voted - Against 
1.13  Elect Director Alan Solomont  Management  For  Voted - For 
1.14  Elect Director Camille Joseph Varlack  Management  For  Voted - For 
2  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
AVANTOR, INC.         
Security ID: US05352A1007  Ticker: AVTR       
Meeting Date: 11-May-23  Meeting Type: Annual       
1a  Elect Director Juan Andres    Management  For  Voted - For 
1b  Elect Director John Carethers  Management  For  Voted - For 
1c  Elect Director Lan Kang    Management  For  Voted - For 
1d  Elect Director Joseph Massaro  Management  For  Voted - For 
1e  Elect Director Mala Murthy    Management  For  Voted - For 
1f  Elect Director Jonathan Peacock  Management  For  Voted - For 
1g  Elect Director Michael Severino  Management  For  Voted - For 
1h  Elect Director Christi Shaw    Management  For  Voted - For 
1i  Elect Director Michael Stubblefield  Management  For  Voted - For 
1j  Elect Director Gregory Summe  Management  For  Voted - For 
2  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 

 

24

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
AVENUE SUPERMARTS LIMITED         
Security ID: INE192R01011  Ticker: 540376       
Meeting Date: 17-Aug-22  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Reelect Manjri Chandak as Director  Management  For  Voted - Against 
3  Approve S R B C & Co LLP, Chartered Accountants as       
  Auditors and Authorize Board to Fix Their       
  Remuneration    Management  For  Voted - For 
4  Reelect Kalpana Unadkat as Director  Management  For  Voted - For 
5  Approve Material Related Party Transaction for       
  Sale/Purchase of Goods, Materials and Assets       
  Between the Company and Avenue E-Commerce Limited  Management  For  Voted - For 
6  Approve Material Related Party Transaction for       
  Further Investment in the Share Capital of Avenue       
  E-Commerce Limited    Management  For  Voted - For 
7  Approve Material Related Party Transaction for       
  Management & Business Support Services including       
  Deputation of Personnel with Avenue E-Commerce       
  Limited    Management  For  Voted - For 
8  Approve Material Related Party Transaction for       
  Sharing of Turnover Generated from Premises of the       
  Company by Avenue E-Commerce Limited  Management  For  Voted - For 
9  Approve Material Related Party Transaction for       
  Leasing Premises to Avenue E-Commerce Limited  Management  For  Voted - For 
AVEVA GROUP PLC         
Security ID: GB00BBG9VN75  Ticker: AVV       
Meeting Date: 15-Jul-22  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Remuneration Report  Management  For  Voted - For 
3  Approve Final Dividend    Management  For  Voted - For 
4  Re-elect Philip Aiken as Director  Management  For  Voted - For 
5  Re-elect Peter Herweck as Director  Management  For  Voted - For 
6  Re-elect James Kidd as Director  Management  For  Voted - For 
7  Re-elect Christopher Humphrey as Director  Management  For  Voted - For 
8  Re-elect Olivier Blum as Director  Management  For  Voted - Against 
9  Re-elect Paula Dowdy as Director  Management  For  Voted - For 
10  Elect Ayesha Khanna as Director  Management  For  Voted - For 
11  Elect Hilary Maxson as Director  Management  For  Voted - For 
12  Re-elect Ron Mobed as Director  Management  For  Voted - For 
13  Elect Anne Stevens as Director  Management  For  Voted - For 
14  Appoint PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
15  Authorise Board to Fix Remuneration of Auditors  Management  For  Voted - For 
16  Authorise UK Political Donations and Expenditure  Management  For  Voted - For 
17  Authorise Issue of Equity    Management  For  Voted - For 

 

25

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
18  Authorise Issue of Equity without Pre-emptive Rights  Management  For  Voted - For 
19  Authorise Market Purchase of Ordinary Shares  Management  For  Voted - For 
20  Adopt New Articles of Association  Management  For  Voted - For 
21  Authorise the Company to Call General Meeting with       
  Two Weeks' Notice    Management  For  Voted - For 
AZENTA, INC.         
Security ID: US1143401024  Ticker: AZTA       
Meeting Date: 31-Jan-23  Meeting Type: Annual       
1.1  Elect Director Frank E. Casal  Management  For  Voted - For 
1.2  Elect Director Robyn C. Davis  Management  For  Voted - For 
1.3  Elect Director Joseph R. Martin  Management  For  Voted - For 
1.4  Elect Director Erica J. McLaughlin  Management  For  Voted - For 
1.5  Elect Director Tina S. Nova    Management  For  Voted - For 
1.6  Elect Director Krishna G. Palepu  Management  For  Voted - For 
1.7  Elect Director Dorothy E. Puhy  Management  For  Voted - For 
1.8  Elect Director Michael Rosenblatt  Management  For  Voted - For 
1.9  Elect Director Stephen S. Schwartz  Management  For  Voted - For 
1.10  Elect Director Ellen M. Zane  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
BAIDU, INC.         
Security ID: KYG070341048  Ticker: 9888       
Meeting Date: 27-Jun-23  Meeting Type: Annual       
  Meeting for ADR Holders    Management  For  Non-Voting 
1  Amend Memorandum of Association and Articles of       
  Association    Management  For  Voted - For 
BAJAJ FINANCE LIMITED         
Security ID: INE296A01024  Ticker: 500034       
Meeting Date: 15-Jun-23  Meeting Type: Special       
  Postal Ballot    Management  For  Non-Voting 
1  Elect Arindam Bhattacharya as Director  Management  For  Voted - For 
2  Elect Anup Kumar Saha as Director and Approve       
  Appointment and Remuneration of Anup Kumar Saha as       
  Executive Director    Management  For  Voted - For 
3  Elect Rakesh Induprasad Bhatt as Director and       
  Approve Appointment and Remuneration of Rakesh       
  Induprasad Bhatt as Executive Director  Management  For  Voted - For 

 

26

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
BAKER HUGHES COMPANY         
Security ID: US05722G1004  Ticker: BKR       
Meeting Date: 16-May-23  Meeting Type: Annual       
1.1  Elect Director W. Geoffrey Beattie  Management  For  Voted - For 
1.2  Elect Director Gregory D. Brenneman  Management  For  Voted - For 
1.3  Elect Director Cynthia B. Carroll  Management  For  Voted - For 
1.4  Elect Director Nelda J. Connors  Management  For  Voted - For 
1.5  Elect Director Michael R. Dumais  Management  For  Voted - For 
1.6  Elect Director Lynn L. Elsenhans  Management  For  Voted - For 
1.7  Elect Director John G. Rice    Management  For  Voted - For 
1.8  Elect Director Lorenzo Simonelli  Management  For  Voted - For 
1.9  Elect Director Mohsen Sohi    Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
BANK OF AMERICA CORPORATION       
Security ID: US0605051046  Ticker: BAC       
Meeting Date: 25-Apr-23  Meeting Type: Annual       
1a  Elect Director Sharon L. Allen  Management  For  Voted - For 
1b  Elect Director Jose (Joe) E. Almeida  Management  For  Voted - For 
1c  Elect Director Frank P. Bramble, Sr.  Management  For  Voted - For 
1d  Elect Director Pierre J.P. de Weck  Management  For  Voted - For 
1e  Elect Director Arnold W. Donald  Management  For  Voted - For 
1f  Elect Director Linda P. Hudson  Management  For  Voted - For 
1g  Elect Director Monica C. Lozano  Management  For  Voted - For 
1h  Elect Director Brian T. Moynihan  Management  For  Voted - For 
1i  Elect Director Lionel L. Nowell, III  Management  For  Voted - For 
1j  Elect Director Denise L. Ramos  Management  For  Voted - For 
1k  Elect Director Clayton S. Rose  Management  For  Voted - For 
1l  Elect Director Michael D. White  Management  For  Voted - For 
1m  Elect Director Thomas D. Woods  Management  For  Voted - For 
1n  Elect Director Maria T. Zuber  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
5  Amend Omnibus Stock Plan    Management  For  Voted - For 
6  Require Independent Board Chair  Shareholder  Against  Voted - Against 
7  Submit Severance Agreement (Change-in-Control) to       
  Shareholder Vote    Shareholder  Against  Voted - Against 
8  Disclose 2030 Absolute GHG Reduction Targets       
  Associated with Lending and Underwriting  Shareholder  Against  Voted - Against 

 

27

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
9  Report on Climate Transition Plan Describing       
  Efforts to Align Financing Activities with GHG       
  Targets    Shareholder  Against  Voted - For 
10  Adopt Time-Bound Policy to Phase Out Underwriting       
  and Lending for New Fossil Fuel Development  Shareholder  Against  Voted - Against 
11  Commission Third Party Racial Equity Audit  Shareholder  Against  Voted - Against 
BEST BUY CO., INC.         
Security ID: US0865161014  Ticker: BBY       
Meeting Date: 14-Jun-23  Meeting Type: Annual       
1a  Elect Director Corie S. Barry  Management  For  Voted - For 
1b  Elect Director Lisa M. Caputo  Management  For  Voted - For 
1c  Elect Director J. Patrick Doyle  Management  For  Voted - For 
1d  Elect Director David W. Kenny  Management  For  Voted - For 
1e  Elect Director Mario J. Marte  Management  For  Voted - For 
1f  Elect Director Karen A. McLoughlin  Management  For  Voted - For 
1g  Elect Director Claudia F. Munce  Management  For  Voted - For 
1h  Elect Director Richelle P. Parham  Management  For  Voted - For 
1i  Elect Director Steven E. Rendle  Management  For  Voted - For 
1j  Elect Director Sima D. Sistani  Management  For  Voted - For 
1k  Elect Director Melinda D. Whittington  Management  For  Voted - For 
1l  Elect Director Eugene A. Woods  Management  For  Voted - For 
2  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
BILL.COM HOLDINGS, INC.         
Security ID: US0900431000  Ticker: BILL       
Meeting Date: 08-Dec-22  Meeting Type: Annual       
1.1  Elect Director Steven Cakebread  Management  For  Voted - Withheld 
1.2  Elect Director David Hornik    Management  For  Voted - Withheld 
1.3  Elect Director Brian Jacobs    Management  For  Voted - Withheld 
1.4  Elect Director Allie Kline    Management  For  Voted - Withheld 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
BOOZ ALLEN HAMILTON HOLDING CORPORATION       
Security ID: US0995021062  Ticker: BAH       
Meeting Date: 27-Jul-22  Meeting Type: Annual       
1a  Elect Director Horacio D. Rozanski  Management  For  Voted - For 

 

28

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1b  Elect Director Mark E. Gaumond  Management  For  Voted - For 
1c  Elect Director Gretchen W. McClain  Management  For  Voted - For 
1d  Elect Director Melody C. Barnes  Management  For  Voted - For 
1e  Elect Director Ellen Jewett    Management  For  Voted - For 
1f  Elect Director Arthur E. Johnson  Management  For  Voted - For 
1g  Elect Director Charles O. Rossotti  Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Provide Right to Call Special Meeting  Management  For  Voted - For 
5  Provide Right to Call a Special Meeting at a 10       
  Percent Ownership Threshold  Shareholder  Against  Voted - For 
BPER BANCA SPA         
Security ID: IT0000066123  Ticker: BPE       
Meeting Date: 27-Jul-22  Meeting Type: Ordinary Shareholders     
  Ordinary Business    Management  For  Non-Voting 
  Shareholder Proposal Submitted by Institutional       
  Investors (Assogestioni)    Management  For  Non-Voting 
1  Appoint Carlo Appetiti as Internal Statutory Auditor  Shareholder  None  Voted - For 
BROADCOM INC.         
Security ID: US11135F1012  Ticker: AVGO       
Meeting Date: 03-Apr-23  Meeting Type: Annual       
1a  Elect Director Diane M. Bryant  Management  For  Voted - For 
1b  Elect Director Gayla J. Delly  Management  For  Voted - For 
1c  Elect Director Raul J. Fernandez  Management  For  Voted - For 
1d  Elect Director Eddy W. Hartenstein  Management  For  Voted - For 
1e  Elect Director Check Kian Low  Management  For  Voted - For 
1f  Elect Director Justine F. Page  Management  For  Voted - For 
1g  Elect Director Henry Samueli  Management  For  Voted - For 
1h  Elect Director Hock E. Tan    Management  For  Voted - For 
1i  Elect Director Harry L. You    Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Amend Omnibus Stock Plan    Management  For  Voted - Against 
4  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
5  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 

 

29

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
BROOKFIELD RENEWABLE CORPORATION       
Security ID: CA11284V1058  Ticker: BEPC       
Meeting Date: 27-Jun-23  Meeting Type: Annual       
1.1  Elect Director Jeffrey Blidner  Management  For  Voted - Withheld 
1.2  Elect Director Scott Cutler    Management  For  Voted - For 
1.3  Elect Director Sarah Deasley  Management  For  Voted - For 
1.4  Elect Director Nancy Dorn    Management  For  Voted - For 
1.5  Elect Director Eleazar de Carvalho Filho  Management  For  Voted - For 
1.6  Elect Director Randy MacEwen  Management  For  Voted - For 
1.7  Elect Director David Mann    Management  For  Voted - For 
1.8  Elect Director Lou Maroun    Management  For  Voted - For 
1.9  Elect Director Stephen Westwell  Management  For  Voted - For 
1.10  Elect Director Patricia Zuccotti  Management  For  Voted - For 
2  Approve Ernst & Young LLP as Auditors and Authorize       
  Board to Fix Their Remuneration  Management  For  Voted - For 
BURCKHARDT COMPRESSION HOLDING AG       
Security ID: CH0025536027  Ticker: BCHN       
Meeting Date: 01-Jul-22  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Allocation of Income and Dividends of CHF       
  7.50 per Share    Management  For  Voted - For 
3  Approve Discharge of Board and Senior Management  Management  For  Voted - For 
4  Approve Creation of CHF 850,000 Pool of Authorized       
  Capital with or without Exclusion of Preemptive       
  Rights    Management  For  Voted - For 
5.1.1 Reelect Ton Buechner as Director  Management  For  Voted - For 
5.1.2 Reelect Urs Leinhaeuser as Director  Management  For  Voted - For 
5.1.3 Reelect Monika Kruesi as Director  Management  For  Voted - For 
5.1.4 Reelect Stephan Bross as Director  Management  For  Voted - For 
5.1.5 Reelect David Dean as Director  Management  For  Voted - For 
5.1.6 Elect Mariateresa Vacalli as Director  Management  For  Voted - For 
5.2  Reelect Ton Buechner as Board Chair  Management  For  Voted - For 
5.3.1 Reappoint Stephan Bross as Member of the Nomination       
  and Compensation Committee  Management  For  Voted - For 
5.3.2 Reappoint Monika Kruesi as Member of the Nomination       
  and Compensation Committee  Management  For  Voted - For 
5.4  Ratify PricewaterhouseCoopers AG as Auditors  Management  For  Voted - For 
5.5  Designate Keller KLG as Independent Proxy  Management  For  Voted - For 
6.1  Approve Variable Remuneration of Executive       
  Committee in the Amount of CHF 1.4 Million  Management  For  Voted - For 
6.2  Approve Remuneration Report (Non-Binding)  Management  For  Voted - For 
6.3  Approve Fixed Remuneration of Directors in the       
  Amount of CHF 890,000    Management  For  Voted - For 

 

30

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6.4  Approve Fixed Remuneration of Executive Committee       
  in the Amount of CHF 2.4 Million  Management  For  Voted - For 
7  Transact Other Business (Voting)  Management  For  Voted - Against 
CADENCE DESIGN SYSTEMS, INC.       
Security ID: US1273871087  Ticker: CDNS       
Meeting Date: 04-May-23  Meeting Type: Annual       
1.1  Elect Director Mark W. Adams  Management  For  Voted - For 
1.2  Elect Director Ita Brennan    Management  For  Voted - For 
1.3  Elect Director Lewis Chew    Management  For  Voted - For 
1.4  Elect Director Anirudh Devgan  Management  For  Voted - For 
1.5  Elect Director ML Krakauer    Management  For  Voted - For 
1.6  Elect Director Julia Liuson    Management  For  Voted - For 
1.7  Elect Director James D. Plummer  Management  For  Voted - For 
1.8  Elect Director Alberto Sangiovanni-Vincentelli  Management  For  Voted - For 
1.9  Elect Director John B. Shoven  Management  For  Voted - For 
1.10  Elect Director Young K. Sohn  Management  For  Voted - For 
2  Amend Omnibus Stock Plan    Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
6  Remove One-Year Holding Period Requirement to Call       
  Special Meeting    Shareholder  Against  Voted - For 
CANARA BANK         
Security ID: INE476A01014  Ticker: 532483       
Meeting Date: 28-Jun-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Dividend    Management  For  Voted - For 
3  Approve Material Related Party Transactions  Management  For  Voted - For 
4  Elect Dibakar Prasad Harichandan as Part-Time       
  Non-Official Director    Management  For  Voted - For 
5  Elect Vijay Srirangan as Non-Official Director and       
  Non-Executive Chairman    Management  For  Voted - For 
6  Approve Appointment of Ashok Chandra as Executive       
  Director    Management  For  Voted - For 
7  Approve Appointment of K. Satyanarayana Raju as       
  Managing Director and CEO  Management  For  Voted - For 
8  Approve Appointment of Hardeep Singh Ahluwalia as       
  Executive Director    Management  For  Voted - For 

 

31

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
CATERPILLAR INC.         
Security ID: US1491231015  Ticker: CAT       
Meeting Date: 14-Jun-23  Meeting Type: Annual       
1.1  Elect Director Kelly A. Ayotte  Management  For  Voted - For 
1.2  Elect Director David L. Calhoun  Management  For  Voted - For 
1.3  Elect Director Daniel M. Dickinson  Management  For  Voted - For 
1.4  Elect Director James C. Fish, Jr.  Management  For  Voted - For 
1.5  Elect Director Gerald Johnson  Management  For  Voted - For 
1.6  Elect Director David W. MacLennan  Management  For  Voted - For 
1.7  Elect Director Judith F. Marks  Management  For  Voted - For 
1.8  Elect Director Debra L. Reed-Klages  Management  For  Voted - For 
1.9  Elect Director Susan C. Schwab  Management  For  Voted - For 
1.10  Elect Director D. James Umpleby, III  Management  For  Voted - For 
1.11  Elect Director Rayford Wilkins, Jr.  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Approve Omnibus Stock Plan  Management  For  Voted - For 
6  Report on Climate Lobbying    Shareholder  Against  Voted - For 
7  Report on Lobbying Payments and Policy  Shareholder  Against  Voted - For 
8  Report on Due Diligence Process of Doing Business       
  in Conflict Affected Areas    Shareholder  Against  Voted - Against 
9  Report on Civil Rights and Non-Discrimination Audit  Shareholder  Against  Voted - Against 
CBRE GROUP, INC.         
Security ID: US12504L1098  Ticker: CBRE       
Meeting Date: 17-May-23  Meeting Type: Annual       
1a  Elect Director Brandon B. Boze  Management  For  Voted - For 
1b  Elect Director Beth F. Cobert  Management  For  Voted - For 
1c  Elect Director Reginald H. Gilyard  Management  For  Voted - For 
1d  Elect Director Shira D. Goodman  Management  For  Voted - For 
1e  Elect Director E.M. Blake Hutcheson  Management  For  Voted - For 
1f  Elect Director Christopher T. Jenny  Management  For  Voted - For 
1g  Elect Director Gerardo I. Lopez  Management  For  Voted - For 
1h  Elect Director Susan Meaney  Management  For  Voted - For 
1i  Elect Director Oscar Munoz    Management  For  Voted - For 
1j  Elect Director Robert E. Sulentic  Management  For  Voted - For 
1k  Elect Director Sanjiv Yajnik    Management  For  Voted - For 
2  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Adopt Share Retention Policy For Senior Executives  Shareholder  Against  Voted - For 

 

32

 

PineBridge Dynamic Asset Allocation Fund       
Proposal    Proposed by  Mgt. Position  Registrant Voted 
CERIDIAN HCM HOLDING INC.           
Security ID: US15677J1088  Ticker: CDAY         
Meeting Date: 28-Apr-23  Meeting Type: Annual         
1.1  Elect Director Brent B. Bickett  Management  For  Voted - For 
1.2  Elect Director Ronald F. Clarke  Management  For  Voted - For 
1.3  Elect Director Ganesh B. Rao  Management  For  Voted - For 
1.4  Elect Director Leagh E. Turner  Management  For  Voted - For 
1.5  Elect Director Deborah A. Farrington  Management  For  Voted - For 
1.6  Elect Director Thomas M. Hagerty  Management  For  Voted - For 
1.7  Elect Director Linda P. Mantia  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'         
  Compensation    Management  For  Voted - For 
3  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
CHAILEASE HOLDING CO., LTD.           
Security ID: KYG202881093  Ticker: 5871         
Meeting Date: 14-Sep-22  Meeting Type: Special         
1  Amend Articles of Association  Management  For  Voted - For 
2  Amend Procedures for Lending Funds to Other Parties  Management  For  Voted - For 
Meeting Date: 24-May-23  Meeting Type: Annual         
1  Approve Business Operations Report and Financial         
  Statements    Management  For  Voted - For 
2  Approve Profit Distribution    Management  For  Voted - For 
3  Approve the Issuance of New Shares by         
  Capitalization of Profit    Management  For  Voted - For 
4  Amend Articles of Association  Management  For  Voted - For 
5  Approve Plan for Long-term Fundraising  Management  For  Voted - For 
6  Approve Indirect Shareholding of Malaysian         
  Subsidiary, Plan on Initial Public Offering and         
  Listing on Malaysian Stock Exchange  Management  For  Voted - For 
  ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING  Management  For  Non-Voting 
7.1  Elect Steven Jeremy Goodman, with Shareholder No.         
  1959121XXX, as Independent Director  Management  For  Voted - For 
7.2  Elect Casey K. Tung, with Shareholder No.         
  1951121XXX, as Independent Director  Management  For  Voted - For 
7.3  Elect Ching-Shui Tsou, with Shareholder No.         
  J101182XXX, as Independent Director  Management  For  Voted - For 
7.4  Elect Hong-Tzer Yang, with Shareholder No.         
  R122158XXX, as Independent Director  Management  For  Voted - For 
  ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE       
  VOTING    Management  For  Non-Voting 
7.5  Elect John-Lee Koo, a Representative of Chun An         
  Investment Co., Ltd. with Shareholder No. 93771, as         
  Non-independent Director    Management  For  Voted - For 

 

33

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
7.6  Elect Fong-Long Chen, a Representative of Chun An       
  Investment Co., Ltd. with Shareholder No. 93771, as       
  Non-independent Director    Management  For  Voted - For 
7.7  Elect Chee Wee Goh, with Shareholder No.       
  1946102XXX, as Non-independent Director  Management  For  Voted - For 
7.8  Elect Hsiu-Tze Cheng, a Representative of Chun An       
  Technology Co., Ltd. with Shareholder No. 100317,       
  as Non-independent Director  Management  For  Voted - For 
7.9  Elect Chih-Yang, Chen, a Representative of Chun An       
  Technology Co., Ltd. with Shareholder No. 100317,       
  as Non-independent Director  Management  For  Voted - For 
8  Approve Release of Restrictions of Competitive       
  Activities of John-Lee Koo  Management  For  Voted - For 
9  Approve Release of Restrictions of Competitive       
  Activities of Fong-Long Chen  Management  For  Voted - For 
10  Approve Release of Restrictions of Competitive       
  Activities of Hsiu-Tze Cheng  Management  For  Voted - For 
11  Approve Release of Restrictions of Competitive       
  Activities of Hong-Tzer Yang  Management  For  Voted - For 
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.       
Security ID: US1598641074  Ticker: CRL       
Meeting Date: 09-May-23  Meeting Type: Annual       
1.1  Elect Director James C. Foster  Management  For  Voted - For 
1.2  Elect Director Nancy C. Andrews  Management  For  Voted - For 
1.3  Elect Director Robert Bertolini  Management  For  Voted - For 
1.4  Elect Director Deborah T. Kochevar  Management  For  Voted - For 
1.5  Elect Director George Llado, Sr.  Management  For  Voted - For 
1.6  Elect Director Martin W. Mackay  Management  For  Voted - For 
1.7  Elect Director George E. Massaro  Management  For  Voted - For 
1.8  Elect Director C. Richard Reese  Management  For  Voted - For 
1.9  Elect Director Craig B. Thompson  Management  For  Voted - For 
1.10  Elect Director Richard F. Wallman  Management  For  Voted - For 
1.11  Elect Director Virginia M. Wilson  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
5  Report on Non-human Primates Imported by the Company  Shareholder  Against  Voted - For 
CHECK POINT SOFTWARE TECHNOLOGIES LTD.       
Security ID: IL0010824113  Ticker: CHKP       
Meeting Date: 30-Aug-22  Meeting Type: Annual       
1a  Reelect Gil Shwed as Director  Management  For  Voted - For 
1b  Reelect Jerry Ungerman as Director  Management  For  Voted - For 
1c  Elect Tzipi Ozer-Armon as Director  Management  For  Voted - For 

 

34

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1d  Reelect Tal Shavit as Director  Management  For  Voted - For 
1e  Reelect Shai Weiss as Director  Management  For  Voted - For 
2  Ratify Appoint of Kost, Forer, Gabbay & Kasierer as       
  Auditors and Authorize Board to Fix Their       
  Remuneration and Discuss Financial Statements and       
  the Report of the Board    Management  For  Voted - For 
3  Approve Compensation of Gil Shwed, CEO  Management  For  Voted - For 
4  Readopt Compensation Policy for the Directors and       
  Officers of the Company    Management  For  Voted - For 
A  Vote FOR if you are NOT a controlling shareholder       
  and do NOT have a personal interest in one or       
  several resolutions, as indicated in the proxy       
  card; otherwise, vote AGAINST. If you vote AGAINST,       
  please provide an explanation to your account       
  manager    Management  None  Voted - For 
CHEMICAL WORKS OF GEDEON RICHTER PLC       
Security ID: HU0000123096  Ticker: RICHT       
Meeting Date: 25-Apr-23  Meeting Type: Annual       
1  Approve Use of Electronic Vote Collection Method  Management  For  Voted - For 
2  Authorize Company to Produce Sound Recording of       
  Meeting Proceedings    Management  For  Voted - For 
3  Elect Chairman and Other Meeting Officials  Management  For  Voted - For 
4  Approve Consolidated Financial Statements  Management  For  Voted - For 
5  Approve Management Board Report on Company's       
  Operations, Business Policy, and Financial Standing  Management  For  Voted - For 
6  Approve Financial Statements  Management  For  Voted - For 
7  Approve Allocation of Income and Dividends of HUF       
  390 per Share    Management  For  Voted - For 
8  Approve Company's Corporate Governance Statement  Management  For  Voted - For 
9  Amend Remuneration Policy  Management  For  Voted - Against 
10  Approve Remuneration Report  Management  For  Voted - For 
11.1  Amend Bylaws    Management  For  Voted - For 
11.2  Amend Bylaws    Management  For  Voted - For 
13  Approve Report on Share Repurchase Program  Management  For  Voted - For 
14  Authorize Share Repurchase Program  Management  For  Voted - For 
15.1  Reelect Erik Attila Bogsch as Management Board       
  Member    Management  For  Voted - For 
15.2  Reelect Gabor Orban as Management Board Member  Management  For  Voted - For 
15.3  Reelect Ilona Hardy dr. Pinterne as Management       
  Board Member    Management  For  Voted - For 
15.4  Reelect Elek Szilveszter Vizias Management Board       
  Member    Management  For  Voted - For 
15.5  Reelect Peter Cserhati as Management Board Member  Management  For  Voted - For 
15.6  Elect Gabriella Balogh as Management Board Member  Management  For  Voted - For 
15.7  Elect Balazs Szepesi as Management Board Member  Management  For  Voted - For 
15.8  Elect Laszlone Nemeth as Management Board Member  Management  For  Voted - For 

 

35

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
16  Elect Ferenc Sallai as Employee Representative to       
  Supervisory Board    Management  For  Voted - For 
17.1  Approve Terms of Remuneration of Management Board       
  Members    Management  For  Voted - For 
17.2  Approve Terms of Remuneration of Management Board       
  Members    Management  For  Voted - For 
17.3  Approve Terms of Remuneration of Management Board       
  Members    Management  For  Voted - Against 
18.1  Approve Terms of Remuneration of Supervisory Board       
  Members    Management  For  Voted - For 
18.2  Approve Terms of Remuneration of Supervisory Board       
  Members    Management  For  Voted - For 
18.3  Approve Terms of Remuneration of Audit Committee       
  Members    Management  For  Voted - For 
19  Ratify Deloitte Auditing and Consulting Ltd. as       
  Auditor    Management  For  Voted - For 
20  Approve Auditor's Remuneration  Management  For  Voted - For 
21  Transact Other Business    Management  For  Voted - Against 
CHEVRON CORPORATION         
Security ID: US1667641005  Ticker: CVX       
Meeting Date: 31-May-23  Meeting Type: Annual       
1a  Elect Director Wanda M. Austin  Management  For  Voted - For 
1b  Elect Director John B. Frank    Management  For  Voted - For 
1c  Elect Director Alice P. Gast    Management  For  Voted - For 
1d  Elect Director Enrique Hernandez, Jr.  Management  For  Voted - For 
1e  Elect Director Marillyn A. Hewson  Management  For  Voted - For 
1f  Elect Director Jon M. Huntsman, Jr.  Management  For  Voted - For 
1g  Elect Director Charles W. Moorman  Management  For  Voted - For 
1h  Elect Director Dambisa F. Moyo  Management  For  Voted - For 
1i  Elect Director Debra Reed-Klages  Management  For  Voted - For 
1j  Elect Director D. James Umpleby, III  Management  For  Voted - For 
1k  Elect Director Cynthia J. Warner  Management  For  Voted - For 
1l  Elect Director Michael K. (Mike) Wirth  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Rescind Scope 3 GHG Reduction Proposal  Shareholder  Against  Voted - Against 
6  Adopt Medium-Term Scope 3 GHG Reduction Target  Shareholder  Against  Voted - Against 
7  Recalculate GHG Emissions Baseline to Exclude       
  Emissions from Material Divestitures  Shareholder  Against  Voted - Against 
8  Establish Board Committee on Decarbonization Risk  Shareholder  Against  Voted - Against 
9  Report on Social Impact From Plant Closure or       
  Energy Transition    Shareholder  Against  Voted - Against 
10  Oversee and Report a Racial Equity Audit  Shareholder  Against  Voted - Against 
11  Publish a Tax Transparency Report  Shareholder  Against  Voted - Against 
12  Require Independent Board Chair  Shareholder  Against  Voted - Against 

 

36

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
CHINA OVERSEAS PROPERTY HOLDINGS LIMITED       
Security ID: KYG2118M1096  Ticker: 2669       
Meeting Date: 03-Nov-22  Meeting Type: Extraordinary Shareholders     
1  Approve New COLI Framework Agreement, COLI Annual       
  Caps and Related Transactions  Management  For  Voted - For 
2  Approve New COGO Framework Agreement, COGO Annual       
  Caps and Related Transactions  Management  For  Voted - For 
CHINA SHENHUA ENERGY COMPANY LIMITED       
Security ID: CNE1000002R0  Ticker: 1088       
Meeting Date: 28-Oct-22  Meeting Type: Extraordinary Shareholders     
  EGM BALLOT FOR HOLDERS OF H SHARES  Management  For  Non-Voting 
1  Approve Shareholder Return Plan  Management  For  Voted - For 
2  Approve Supplement Agreement to Amend Annual Caps       
  of Daily Balance of Deposits Under the Financial       
  Services Agreement and Revision of Certain Clauses       
  of the Financial Services Agreement  Management  For  Voted - Against 
CHIPOTLE MEXICAN GRILL, INC.         
Security ID: US1696561059  Ticker: CMG       
Meeting Date: 25-May-23  Meeting Type: Annual       
1.1  Elect Director Albert S. Baldocchi  Management  For  Voted - For 
1.2  Elect Director Matthew A. Carey  Management  For  Voted - For 
1.3  Elect Director Gregg L. Engles  Management  For  Voted - For 
1.4  Elect Director Patricia Fili-Krushel  Management  For  Voted - For 
1.5  Elect Director Mauricio Gutierrez  Management  For  Voted - For 
1.6  Elect Director Robin Hickenlooper  Management  For  Voted - For 
1.7  Elect Director Scott Maw    Management  For  Voted - For 
1.8  Elect Director Brian Niccol    Management  For  Voted - For 
1.9  Elect Director Mary Winston  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
5  Amend Bylaws to Require Shareholder Approval of       
  Certain Provisions Related to Director Nominations       
  by Shareholders    Shareholder  Against  Voted - Against 
6  Adopt Policy to Not Interfere with Freedom of       
  Association Rights    Shareholder  Against  Voted - For 

 

37

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
CHOW TAI FOOK JEWELLERY GROUP LTD.       
Security ID: KYG211461085  Ticker: 1929       
Meeting Date: 27-Jul-22  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Final Dividend    Management  For  Voted - For 
3a  Elect Wong Siu-Kee, Kent as Director  Management  For  Voted - For 
3b  Elect Cheng Chi-Kong, Adrian as Director  Management  For  Voted - For 
3c  Elect Liu Chun-Wai, Bobby as Director  Management  For  Voted - For 
3d  Elect Lam Kin-Fung, Jeffrey as Director  Management  For  Voted - Against 
3e  Elect Cheng Ka-Lai, Lily as Director  Management  For  Voted - For 
3f  Authorize Board to Fix Remuneration of Directors  Management  For  Voted - For 
4  Approve PricewaterhouseCoopers as Auditor and       
  Authorize Board to Fix Their Remuneration  Management  For  Voted - For 
5  Approve Issuance of Equity or Equity-Linked       
  Securities without Preemptive Rights  Management  For  Voted - Against 
6  Authorize Repurchase of Issued Share Capital  Management  For  Voted - For 
7  Amend Memorandum and Articles of Association and       
  Adopt Amended and Restated Memorandum and Articles       
  of Association    Management  For  Voted - For 
CINTAS CORPORATION         
Security ID: US1729081059  Ticker: CTAS       
Meeting Date: 25-Oct-22  Meeting Type: Annual       
1a  Elect Director Gerald S. Adolph  Management  For  Voted - For 
1b  Elect Director John F. Barrett  Management  For  Voted - For 
1c  Elect Director Melanie W. Barstad  Management  For  Voted - For 
1d  Elect Director Karen L. Carnahan  Management  For  Voted - For 
1e  Elect Director Robert E. Coletti  Management  For  Voted - For 
1f  Elect Director Scott D. Farmer  Management  For  Voted - For 
1g  Elect Director Joseph Scaminace  Management  For  Voted - For 
1h  Elect Director Todd M. Schneider  Management  For  Voted - For 
1i  Elect Director Ronald W. Tysoe  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
4  Eliminate Supermajority Vote Requirement for       
  Business Combinations with Interested Persons  Management  For  Voted - For 
5  Eliminate Supermajority Vote Requirement to Remove       
  Directors for Cause    Management  For  Voted - For 
6  Eliminate Supermajority Vote Requirement for       
  Shareholder Approval of Mergers, Share Exchanges,       
  Asset Sales and Dissolutions  Management  For  Voted - For 
7  Reduce Ownership Threshold for Shareholders to Call       
  Special Meeting    Shareholder  Against  Voted - For 
8  Report on Political Contributions  Shareholder  Against  Voted - For 

 

38

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
CISCO SYSTEMS, INC.         
Security ID: US17275R1023  Ticker: CSCO       
Meeting Date: 08-Dec-22  Meeting Type: Annual       
1a  Elect Director M. Michele Burns  Management  For  Voted - For 
1b  Elect Director Wesley G. Bush  Management  For  Voted - For 
1c  Elect Director Michael D. Capellas  Management  For  Voted - For 
1d  Elect Director Mark Garrett    Management  For  Voted - For 
1e  Elect Director John D. Harris, II  Management  For  Voted - For 
1f  Elect Director Kristina M. Johnson  Management  For  Voted - For 
1g  Elect Director Roderick C. McGeary  Management  For  Voted - For 
1h  Elect Director Sarah Rae Murphy  Management  For  Voted - For 
1i  Elect Director Charles H. Robbins  Management  For  Voted - For 
1j  Elect Director Brenton L. Saunders  Management  For  Voted - For 
1k  Elect Director Lisa T. Su    Management  For  Voted - For 
1l  Elect Director Marianna Tessel  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
4  Report on Tax Transparency Set Forth in the Global       
  Reporting Initiative's Tax Standard  Shareholder  Against  Voted - Against 
CLEARWAY ENERGY, INC.         
Security ID: US18539C2044  Ticker: CWEN       
Meeting Date: 27-Apr-23  Meeting Type: Annual       
1.1  Elect Director Jonathan Bram  Management  For  Voted - Withheld 
1.2  Elect Director Nathaniel Anschuetz  Management  For  Voted - Withheld 
1.3  Elect Director Emmanuel Barrois  Management  For  Voted - Withheld 
1.4  Elect Director Brian R. Ford    Management  For  Voted - Withheld 
1.5  Elect Director Guillaume Hediard  Management  For  Voted - Withheld 
1.6  Elect Director Jennifer Lowry  Management  For  Voted - Withheld 
1.7  Elect Director Bruce MacLennan  Management  For  Voted - Withheld 
1.8  Elect Director Daniel B. More  Management  For  Voted - Withheld 
1.9  Elect Director E. Stanley O'Neal  Management  For  Voted - For 
1.10  Elect Director Christopher S. Sotos  Management  For  Voted - Withheld 
1.11  Elect Director Vincent Stoquart  Management  For  Voted - Withheld 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 

 

39

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
COATS GROUP PLC         
Security ID: GB00B4YZN328  Ticker: COA       
Meeting Date: 17-May-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Remuneration Report  Management  For  Voted - For 
3  Approve Remuneration Policy  Management  For  Voted - For 
4  Approve Final Dividend    Management  For  Voted - For 
5  Re-elect Nicholas Bull as Director  Management  For  Voted - For 
6  Re-elect Jacqueline Callaway as Director  Management  For  Voted - For 
7  Re-elect David Gosnell as Director  Management  For  Voted - For 
8  Re-elect Hongyan Echo Lu as Director  Management  For  Voted - For 
9  Re-elect Frances Philip as Director  Management  For  Voted - For 
10  Re-elect Rajiv Sharma as Director  Management  For  Voted - For 
11  Re-elect Jakob Sigurdsson as Director  Management  For  Voted - For 
12  Elect Stephen Murray as Director  Management  For  Voted - For 
13  Appoint Ernst & Young LLP as Auditors  Management  For  Voted - For 
14  Authorise Board to Fix Remuneration of Auditors  Management  For  Voted - For 
15  Authorise Issue of Equity    Management  For  Voted - For 
16  Authorise Issue of Equity without Pre-emptive Rights  Management  For  Voted - For 
17  Authorise Issue of Equity without Pre-emptive       
  Rights in Connection with an Acquisition or Other       
  Capital Investment    Management  For  Voted - For 
18  Authorise Market Purchase of Ordinary Shares  Management  For  Voted - For 
19  Authorise the Company to Call General Meeting with       
  Two Weeks' Notice    Management  For  Voted - For 
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION       
Security ID: US1924461023  Ticker: CTSH       
Meeting Date: 06-Jun-23  Meeting Type: Annual       
1a  Elect Director Zein Abdalla    Management  For  Voted - For 
1b  Elect Director Vinita Bali    Management  For  Voted - For 
1c  Elect Director Eric Branderiz  Management  For  Voted - For 
1d  Elect Director Archana Deskus  Management  For  Voted - For 
1e  Elect Director John M. Dineen  Management  For  Voted - For 
1f  Elect Director Nella Domenici  Management  For  Voted - For 
1g  Elect Director Ravi Kumar S  Management  For  Voted - For 
1h  Elect Director Leo S. Mackay, Jr.  Management  For  Voted - For 
1i  Elect Director Michael Patsalos-Fox  Management  For  Voted - For 
1j  Elect Director Stephen J. Rohleder  Management  For  Voted - For 
1k  Elect Director Abraham "Bram" Schot  Management  For  Voted - For 
1l  Elect Director Joseph M. Velli  Management  For  Voted - For 
1m  Elect Director Sandra S. Wijnberg  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 

 

40

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Approve Omnibus Stock Plan  Management  For  Voted - For 
5  Amend Qualified Employee Stock Purchase Plan  Management  For  Voted - For 
6  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
7  Amend Bylaws    Shareholder  Against  Voted - Against 
8  Submit Severance Agreement (Change-in-Control) to       
  Shareholder Vote    Shareholder  Against  Voted - Against 
COMCAST CORPORATION         
Security ID: US20030N1019  Ticker: CMCSA       
Meeting Date: 07-Jun-23  Meeting Type: Annual       
1.1  Elect Director Kenneth J. Bacon  Management  For  Voted - Withheld 
1.2  Elect Director Thomas J. Baltimore, Jr.  Management  For  Voted - For 
1.3  Elect Director Madeline S. Bell  Management  For  Voted - Withheld 
1.4  Elect Director Edward D. Breen  Management  For  Voted - For 
1.5  Elect Director Gerald L. Hassell  Management  For  Voted - For 
1.6  Elect Director Jeffrey A. Honickman  Management  For  Voted - Withheld 
1.7  Elect Director Maritza G. Montiel  Management  For  Voted - For 
1.8  Elect Director Asuka Nakahara  Management  For  Voted - For 
1.9  Elect Director David C. Novak  Management  For  Voted - For 
1.10  Elect Director Brian L. Roberts  Management  For  Voted - For 
2  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
3  Approve Omnibus Stock Plan  Management  For  Voted - For 
4  Amend Qualified Employee Stock Purchase Plan  Management  For  Voted - For 
5  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
6  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
7  Oversee and Report on a Racial Equity Audit  Shareholder  Against  Voted - Against 
8  Report on Climate Risk in Retirement Plan Options  Shareholder  Against  Voted - Against 
9  Report on GHG Emissions Reduction Targets Aligned       
  with the Paris Agreement Goal  Shareholder  Against  Voted - Against 
10  Report on Congruency of Political Spending with       
  Company Values and Priorities  Shareholder  Against  Voted - Against 
11  Report on Risks Related to Operations in China  Shareholder  Against  Voted - Against 
CONCORDIA FINANCIAL GROUP, LTD.       
Security ID: JP3305990008  Ticker: 7186       
Meeting Date: 21-Jun-23  Meeting Type: Annual       
1.1  Elect Director Kataoka, Tatsuya  Management  For  Voted - For 
1.2  Elect Director Oishi, Yoshiyuki  Management  For  Voted - For 
1.3  Elect Director Onodera, Nobuo  Management  For  Voted - For 
1.4  Elect Director Arai, Tomoki    Management  For  Voted - For 
1.5  Elect Director Onuki, Toshihiko  Management  For  Voted - For 
1.6  Elect Director Akiyoshi, Mitsuru  Management  For  Voted - For 

 

41

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Director Yamada, Yoshinobu  Management  For  Voted - For 
1.8  Elect Director Yoda, Mami    Management  For  Voted - For 
2  Appoint Statutory Auditor Maehara, Kazuhiro  Management  For  Voted - For 
COPART, INC.         
Security ID: US2172041061  Ticker: CPRT       
Meeting Date: 31-Oct-22  Meeting Type: Special       
1  Increase Authorized Common Stock  Management  For  Voted - For 
2  Adjourn Meeting    Management  For  Voted - For 
Meeting Date: 02-Dec-22  Meeting Type: Annual       
1.1  Elect Director Willis J. Johnson  Management  For  Voted - For 
1.2  Elect Director A. Jayson Adair  Management  For  Voted - For 
1.3  Elect Director Matt Blunt    Management  For  Voted - For 
1.4  Elect Director Steven D. Cohan  Management  For  Voted - For 
1.5  Elect Director Daniel J. Englander  Management  For  Voted - For 
1.6  Elect Director James E. Meeks  Management  For  Voted - For 
1.7  Elect Director Thomas N. Tryforos  Management  For  Voted - For 
1.8  Elect Director Diane M. Morefield  Management  For  Voted - Against 
1.9  Elect Director Stephen Fisher  Management  For  Voted - For 
1.10  Elect Director Cherylyn Harley LeBon  Management  For  Voted - For 
1.11  Elect Director Carl D. Sparks  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
3  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
CORBION NV         
Security ID: NL0010583399  Ticker: CRBN       
Meeting Date: 05-Jul-22  Meeting Type: Extraordinary Shareholders     
  Extraordinary Meeting Agenda  Management  For  Non-Voting 
1  Open Meeting    Management  For  Non-Voting 
2  Reelect Steen Riisgaard to Supervisory Board  Management  For  Voted - For 
3  Close Meeting    Management  For  Non-Voting 
COSTCO WHOLESALE CORPORATION       
Security ID: US22160K1051  Ticker: COST       
Meeting Date: 19-Jan-23  Meeting Type: Annual       
1a  Elect Director Susan L. Decker  Management  For  Voted - For 
1b  Elect Director Kenneth D. Denman  Management  For  Voted - For 
1c  Elect Director Richard A. Galanti  Management  For  Voted - For 
1d  Elect Director Hamilton E. James  Management  For  Voted - For 

 

42

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1e  Elect Director W. Craig Jelinek  Management  For  Voted - For 
1f  Elect Director Sally Jewell    Management  For  Voted - For 
1g  Elect Director Charles T. Munger  Management  For  Voted - For 
1h  Elect Director Jeffrey S. Raikes  Management  For  Voted - For 
1i  Elect Director John W. Stanton  Management  For  Voted - For 
1j  Elect Director Ron M. Vachris  Management  For  Voted - For 
1k  Elect Director Mary Agnes (Maggie) Wilderotter  Management  For  Voted - For 
2  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Report on Risk Due to Restrictions on Reproductive       
  Rights    Shareholder  Against  Voted - Against 
CYIENT LIMITED         
Security ID: INE136B01020  Ticker: 532175       
Meeting Date: 21-Jun-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Confirm Interim Dividend and Declare Final Dividend  Management  For  Voted - For 
3  Reelect Krishna Bodanapu as Director  Management  For  Voted - For 
4  Reelect Karthikeyan Natarajan as Director  Management  For  Voted - For 
5  Reelect Ramesh Abhishek as Director  Management  For  Voted - For 
6  Approve Appointment and Re-designation of Krishna       
  Bodanapu as Executive Vice Chairman and Managing       
  Director    Management  For  Voted - For 
7  Approve Payment of Remuneration to Krishna Bodanapu       
  as Executive Vice Chairman and Managing Director  Management  For  Voted - For 
8  Approve Appointment and Re-designation of       
  Karthikeyan Natarajan as Executive Director and       
  Chief Executive Officer    Management  For  Voted - For 
9  Approve Payment of Remuneration to Karthikeyan       
  Natarajan as Executive Director and Chief Executive       
  Officer    Management  For  Voted - For 
10  Approve Cyient Associate Stock Option Plan 2023  Management  For  Voted - For 
11  Approve Grant of Options under Cyient Associate       
  Stock Option Plan 2023    Management  For  Voted - For 
DAI-ICHI LIFE HOLDINGS, INC.         
Security ID: JP3476480003  Ticker: 8750       
Meeting Date: 26-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 86    Management  For  Voted - For 
2.1  Elect Director Inagaki, Seiji    Management  For  Voted - For 
2.2  Elect Director Kikuta, Tetsuya  Management  For  Voted - For 
2.3  Elect Director Shoji, Hiroshi    Management  For  Voted - For 

 

43

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2.4  Elect Director Sumino, Toshiaki  Management  For  Voted - For 
2.5  Elect Director Sogano, Hidehiko  Management  For  Voted - For 
2.6  Elect Director Yamaguchi, Hitoshi  Management  For  Voted - For 
2.7  Elect Director Maeda, Koichi  Management  For  Voted - For 
2.8  Elect Director Inoue, Yuriko    Management  For  Voted - For 
2.9  Elect Director Shingai, Yasushi  Management  For  Voted - For 
2.10  Elect Director Bruce Miller    Management  For  Voted - For 
DAIICHI SANKYO CO., LTD.         
Security ID: JP3475350009  Ticker: 4568       
Meeting Date: 19-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 15    Management  For  Voted - For 
2.1  Elect Director Manabe, Sunao  Management  For  Voted - For 
2.2  Elect Director Okuzawa, Hiroyuki  Management  For  Voted - For 
2.3  Elect Director Hirashima, Shoji  Management  For  Voted - For 
2.4  Elect Director Otsuki, Masahiko  Management  For  Voted - For 
2.5  Elect Director Fukuoka, Takashi  Management  For  Voted - For 
2.6  Elect Director Kama, Kazuaki  Management  For  Voted - For 
2.7  Elect Director Nohara, Sawako  Management  For  Voted - For 
2.8  Elect Director Komatsu, Yasuhiro  Management  For  Voted - For 
2.9  Elect Director Nishii, Takaaki  Management  For  Voted - For 
3.1  Appoint Statutory Auditor Sato, Kenji  Management  For  Voted - For 
3.2  Appoint Statutory Auditor Arai, Miyuki  Management  For  Voted - For 
4  Approve Trust-Type Equity Compensation Plan  Management  For  Voted - For 
DASSAULT SYSTEMES SA         
Security ID: FR0014003TT8  Ticker: DSY       
Meeting Date: 24-May-23  Meeting Type: Annual/Special       
  Ordinary Business    Management  For  Non-Voting 
1  Approve Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Consolidated Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
3  Approve Allocation of Income and Dividends of EUR       
  0.21 per Share    Management  For  Voted - For 
4  Approve Auditors' Special Report on Related-Party       
  Transactions Mentioning the Absence of New       
  Transactions    Management  For  Voted - For 
5  Renew Appointment of PricewaterhouseCoopers Audit       
  as Auditor    Management  For  Voted - For 
6  Approve Remuneration Policy of Corporate Officers  Management  For  Voted - For 
7  Approve Compensation of Charles Edelstenne,       
  Chairman of the Board Until January 8, 2023  Management  For  Voted - For 

 

44

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
8  Approve Compensation of Bernard Charles,       
  Vice-Chairman of the Board and CEO Until January 8,       
  2023    Management  For  Voted - For 
9  Approve Compensation Report of Corporate Officers  Management  For  Voted - Against 
10  Reelect Catherine Dassault as Director  Management  For  Voted - For 
11  Elect Genevieve Berger as Director  Management  For  Voted - For 
12  Authorize Repurchase of Up to 25 Million Issued       
  Share Capital    Management  For  Voted - For 
  Extraordinary Business    Management  For  Non-Voting 
13  Authorize Decrease in Share Capital via       
  Cancellation of Repurchased Shares  Management  For  Voted - For 
14  Authorize Issuance of Equity or Equity-Linked       
  Securities with Preemptive Rights up to Aggregate       
  Nominal Amount of EUR 12 Million  Management  For  Voted - For 
15  Authorize Issuance of Equity or Equity-Linked       
  Securities without Preemptive Rights up to       
  Aggregate Nominal Amount of EUR 12 Million  Management  For  Voted - For 
16  Approve Issuance of Equity or Equity-Linked       
  Securities for Private Placements up to Aggregate       
  Nominal Amount of EUR 12 Million  Management  For  Voted - For 
17  Authorize Board to Increase Capital in the Event of       
  Additional Demand Related to Delegation Submitted       
  to Shareholder Vote Under Items 14-16  Management  For  Voted - For 
18  Authorize Capitalization of Reserves of Up to EUR       
  12 Million for Bonus Issue or Increase in Par Value  Management  For  Voted - For 
19  Authorize Capital Increase of up to 10 Percent of       
  Issued Capital for Contributions in Kind  Management  For  Voted - For 
20  Authorize up to 1.5 Percent of Issued Capital for       
  Use in Restricted Stock Plans  Management  For  Voted - For 
21  Authorize up to 3 Percent of Issued Capital for Use       
  in Stock Option Plans    Management  For  Voted - For 
22  Authorize Capital Issuances for Use in Employee       
  Stock Purchase Plans    Management  For  Voted - For 
23  Authorize Capital Issuances for Use in Employee       
  Stock Purchase Plans Reserved for Employees and       
  Corporate Officers of International Subsidiaries  Management  For  Voted - For 
24  Authorize Filing of Required Documents/Other       
  Formalities    Management  For  Voted - For 
DATADOG, INC.         
Security ID: US23804L1035  Ticker: DDOG       
Meeting Date: 08-Jun-23  Meeting Type: Annual       
1a  Elect Director Olivier Pomel  Management  For  Voted - For 
1b  Elect Director Dev Ittycheria  Management  For  Voted - Withheld 
1c  Elect Director Shardul Shah    Management  For  Voted - Withheld 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 

 

45

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
DELTA ELECTRONICS, INC.         
Security ID: TW0002308004  Ticker: 2308       
Meeting Date: 13-Jun-23  Meeting Type: Annual       
1  Approve Business Operations Report and Financial       
  Statements    Management  For  Voted - For 
2  Approve Plan on Profit Distribution  Management  For  Voted - For 
3  Approve Amendments to Articles of Association  Management  For  Voted - For 
4  Approve Amendments to Rules and Procedures       
  Regarding Shareholder's General Meeting  Management  For  Voted - For 
5  Approve Amendment to Rules and Procedures for       
  Election of Directors    Management  For  Voted - For 
6  Approve Release of Restrictions of Competitive       
  Activities of Directors    Management  For  Voted - For 
DEVON ENERGY CORPORATION         
Security ID: US25179M1036  Ticker: DVN       
Meeting Date: 07-Jun-23  Meeting Type: Annual       
1.1  Elect Director Barbara M. Baumann  Management  For  Voted - For 
1.2  Elect Director John E. Bethancourt  Management  For  Voted - For 
1.3  Elect Director Ann G. Fox    Management  For  Voted - For 
1.4  Elect Director Gennifer F. Kelly  Management  For  Voted - For 
1.5  Elect Director Kelt Kindick    Management  For  Voted - For 
1.6  Elect Director John Krenicki, Jr.  Management  For  Voted - For 
1.7  Elect Director Karl F. Kurz    Management  For  Voted - For 
1.8  Elect Director Michael N. Mears  Management  For  Voted - For 
1.9  Elect Director Robert A. Mosbacher, Jr.  Management  For  Voted - For 
1.10  Elect Director Richard E. Muncrief  Management  For  Voted - For 
1.11  Elect Director Valerie M. Williams  Management  For  Voted - For 
2  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Amend Certificate of Incorporation to Add Federal       
  Forum Selection Provision    Management  For  Voted - For 
6  Amend Certificate of Incorporation to Adopt       
  Limitations on the Liability of Officers  Management  For  Voted - For 
7  Amend Right to Call Special Meeting  Shareholder  Against  Voted - For 
DISCOVER FINANCIAL SERVICES       
Security ID: US2547091080  Ticker: DFS       
Meeting Date: 11-May-23  Meeting Type: Annual       
1.1  Elect Director Jeffrey S. Aronin  Management  For  Voted - For 

 

46

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Director Mary K. Bush  Management  For  Voted - For 
1.3  Elect Director Gregory C. Case  Management  For  Voted - For 
1.4  Elect Director Candace H. Duncan  Management  For  Voted - For 
1.5  Elect Director Joseph F. Eazor  Management  For  Voted - For 
1.6  Elect Director Roger C. Hochschild  Management  For  Voted - For 
1.7  Elect Director Thomas G. Maheras  Management  For  Voted - For 
1.8  Elect Director John B. Owen  Management  For  Voted - For 
1.9  Elect Director David L. Rawlinson, II  Management  For  Voted - For 
1.10  Elect Director Beverley A. Sibblies  Management  For  Voted - For 
1.11  Elect Director Mark A. Thierer  Management  For  Voted - For 
1.12  Elect Director Jennifer L. Wong  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Approve Omnibus Stock Plan  Management  For  Voted - For 
5  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
DIVI'S LABORATORIES LIMITED         
Security ID: INE361B01024  Ticker: 532488       
Meeting Date: 22-Aug-22  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Dividend    Management  For  Voted - For 
3  Reelect N.V. Ramana as Director  Management  For  Voted - For 
4  Reelect Madhusudana Rao Divi as Director  Management  For  Voted - For 
5  Approve Price Waterhouse Chartered Accountants LLP       
  as Auditors and Authorize Board to Fix Their       
  Remuneration    Management  For  Voted - For 
DOCUSIGN, INC.         
Security ID: US2561631068  Ticker: DOCU       
Meeting Date: 31-May-23  Meeting Type: Annual       
1.1  Elect Director James Beer    Management  For  Voted - Withheld 
1.2  Elect Director Cain A. Hayes  Management  For  Voted - Withheld 
1.3  Elect Director Allan Thygesen  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 

 

47

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
DOOSAN BOBCAT, INC.         
Security ID: KR7241560002  Ticker: 241560       
Meeting Date: 27-Mar-23  Meeting Type: Annual       
1  Approve Financial Statements and Allocation of       
  Income    Management  For  Voted - For 
2  Approval of Reduction of Capital Reserve  Management  For  Voted - For 
3  Amend Articles of Incorporation  Management  For  Voted - For 
4  Elect Scott Park as Inside Director  Management  For  Voted - For 
5.1  Elect Choi Ji-gwang as Outside Director  Management  For  Voted - For 
5.2  Elect Nam Yoo-seon as Outside Director  Management  For  Voted - For 
6.1  Elect Choi Ji-gwang as a Member of Audit Committee  Management  For  Voted - For 
6.2  Elect Nam Yoo-seon as a Member of Audit Committee  Management  For  Voted - For 
7  Approve Total Remuneration of Inside Directors and       
  Outside Directors    Management  For  Voted - For 
DOVER CORPORATION         
Security ID: US2600031080  Ticker: DOV       
Meeting Date: 05-May-23  Meeting Type: Annual       
1a  Elect Director Deborah L. DeHaas  Management  For  Voted - For 
1b  Elect Director H. John Gilbertson, Jr.  Management  For  Voted - For 
1c  Elect Director Kristiane C. Graham  Management  For  Voted - For 
1d  Elect Director Michael F. Johnston  Management  For  Voted - For 
1e  Elect Director Michael Manley  Management  For  Voted - For 
1f  Elect Director Eric A. Spiegel  Management  For  Voted - For 
1g  Elect Director Richard J. Tobin  Management  For  Voted - For 
1h  Elect Director Stephen M. Todd  Management  For  Voted - For 
1i  Elect Director Keith E. Wandell  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Submit Severance Agreement (Change-in-Control) to       
  Shareholder Vote    Shareholder  Against  Voted - Against 
DOW INC.         
Security ID: US2605571031  Ticker: DOW       
Meeting Date: 13-Apr-23  Meeting Type: Annual       
1a  Elect Director Samuel R. Allen  Management  For  Voted - For 
1b  Elect Director Gaurdie E. Banister, Jr.  Management  For  Voted - For 
1c  Elect Director Wesley G. Bush  Management  For  Voted - For 
1d  Elect Director Richard K. Davis  Management  For  Voted - For 
1e  Elect Director Jerri DeVard    Management  For  Voted - For 

 

48

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1f  Elect Director Debra L. Dial    Management  For  Voted - For 
1g  Elect Director Jeff M. Fettig    Management  For  Voted - For 
1h  Elect Director Jim Fitterling    Management  For  Voted - For 
1i  Elect Director Jacqueline C. Hinman  Management  For  Voted - For 
1j  Elect Director Luis Alberto Moreno  Management  For  Voted - For 
1k  Elect Director Jill S. Wyant    Management  For  Voted - For 
1l  Elect Director Daniel W. Yohannes  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
4  Require Independent Board Chair  Shareholder  Against  Voted - Against 
5  Commission Audited Report on Reduced Plastics Demand  Shareholder  Against  Voted - For 
E.ON SE         
Security ID: DE000ENAG999  Ticker: EOAN       
Meeting Date: 17-May-23  Meeting Type: Annual       
1  Receive Financial Statements and Statutory Reports       
  for Fiscal Year 2022 (Non-Voting)  Management  For  Non-Voting 
2  Approve Allocation of Income and Dividends of EUR       
  0.51 per Share    Management  For  Voted - For 
3  Approve Discharge of Management Board for Fiscal       
  Year 2022    Management  For  Voted - For 
4  Approve Discharge of Supervisory Board for Fiscal       
  Year 2022    Management  For  Voted - For 
5.1  Ratify KPMG AG as Auditors for Fiscal Year 2023  Management  For  Voted - For 
5.2  Ratify KPMG AG KPMG as Auditors for the Review of       
  Interim Financial Statements for Fiscal Year 2023  Management  For  Voted - For 
5.3  Ratify KPMG AG as Auditors for the Review of       
  Interim Financial Statements for the First Quarter       
  of Fiscal Year 2024    Management  For  Voted - For 
6  Approve Remuneration Report  Management  For  Voted - For 
7  Approve Increase in Size of Board to 16 Members  Management  For  Voted - For 
8.1  Elect Erich Clementi to the Supervisory Board  Management  For  Voted - For 
8.2  Elect Andreas Schmitz to the Supervisory Board  Management  For  Voted - For 
8.3  Elect Nadege Petit to the Supervisory Board  Management  For  Voted - For 
8.4  Elect Ulrich Grillo to the Supervisory Board  Management  For  Voted - For 
8.5  Elect Deborah Wilkens to the Supervisory Board  Management  For  Voted - For 
8.6  Elect Rolf Schmitz to the Supervisory Board  Management  For  Voted - For 
8.7  Elect Klaus Froehlich to the Supervisory Board  Management  For  Voted - For 
8.8  Elect Anke Groth to the Supervisory Board  Management  For  Voted - For 
9  Approve Virtual-Only Shareholder Meetings Until 2025  Management  For  Voted - For 
10  Amend Articles Re: Participation of Supervisory       
  Board Members in the Virtual Annual General Meeting       
  by Means of Audio and Video Transmission  Management  For  Voted - For 

 

49

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
EAGLE MATERIALS INC.         
Security ID: US26969P1084  Ticker: EXP       
Meeting Date: 05-Aug-22  Meeting Type: Annual       
1a  Elect Director George J. Damiris  Management  For  Voted - For 
1b  Elect Director Martin M. Ellen  Management  For  Voted - For 
1c  Elect Director David B. Powers  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
ECOLAB INC.         
Security ID: US2788651006  Ticker: ECL       
Meeting Date: 04-May-23  Meeting Type: Annual       
1a  Elect Director Shari L. Ballard  Management  For  Voted - For 
1b  Elect Director Barbara J. Beck  Management  For  Voted - For 
1c  Elect Director Christophe Beck  Management  For  Voted - For 
1d  Elect Director Jeffrey M. Ettinger  Management  For  Voted - For 
1e  Elect Director Eric M. Green  Management  For  Voted - For 
1f  Elect Director Arthur J. Higgins  Management  For  Voted - For 
1g  Elect Director Michael Larson  Management  For  Voted - For 
1h  Elect Director David W. MacLennan  Management  For  Voted - For 
1i  Elect Director Tracy B. McKibben  Management  For  Voted - For 
1j  Elect Director Lionel L. Nowell, III  Management  For  Voted - For 
1k  Elect Director Victoria J. Reich  Management  For  Voted - For 
1l  Elect Director Suzanne M. Vautrinot  Management  For  Voted - For 
1m  Elect Director John J. Zillmer  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Approve Omnibus Stock Plan  Management  For  Voted - Against 
4  Amend Nonqualified Employee Stock Purchase Plan  Management  For  Voted - For 
5  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
6  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
7  Require Independent Board Chair  Shareholder  Against  Voted - For 
EDP RENOVAVEIS SA         
Security ID: ES0127797019  Ticker: EDPR       
Meeting Date: 04-Apr-23  Meeting Type: Annual       
1  Approve Consolidated and Standalone Financial       
  Statements    Management  For  Voted - For 
2  Approve Treatment of Net Loss  Management  For  Voted - For 
3  Approve Scrip Dividends    Management  For  Voted - For 

 

50

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  Approve Consolidated and Standalone Management       
  Reports, Corporate Governance Report and Management       
  Report    Management  For  Voted - For 
5  Approve Non-Financial Information Statement  Management  For  Voted - For 
6  Appraise Management of Company and Approve Vote of       
  Confidence to Board of Directors  Management  For  Voted - For 
7  Ratify Appointment of and Elect Cynthia Kay Mc Call       
  as Director    Management  For  Voted - For 
8.A  Approve Financing Agreement between EDP Renovaveis       
  SA and EDP Energias de Portugal SA  Management  For  Voted - For 
8.B  Grant Board Powers for the Execution and       
  Development of the Financing Agreement between EDP       
  Renovaveis SA and EDP Energias de Portugal SA  Management  For  Voted - For 
9  Amend Remuneration Policy  Management  For  Voted - For 
10.A Add New Article 30 Re: Environmental, Social and       
  Corporate Governance Committee  Management  For  Voted - For 
10.B Amend Articles Re: Governing Bodies, Remuneration       
  of Directors and Appointments and Remunerations       
  Committee    Management  For  Voted - For 
11  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
EDP-ENERGIAS DE PORTUGAL SA       
Security ID: PTEDP0AM0009  Ticker: EDP       
Meeting Date: 12-Apr-23  Meeting Type: Annual       
1.1  Approve Individual and Consolidated Financial       
  Statements and Statutory Reports  Management  For  Voted - For 
1.2  Approve Remuneration Report  Management  For  Voted - For 
1.3  Approve 2030 Climate Change Commitment  Management  For  Voted - For 
2.1  Approve Allocation of Income  Management  For  Voted - For 
2.2  Approve Dividends    Management  For  Voted - For 
3.1  Appraise Management of Company and Approve Vote of       
  Confidence to Management Board  Management  For  Voted - For 
3.2  Appraise Supervision of Company and Approve Vote of       
  Confidence to Supervisory Board  Management  For  Voted - For 
3.3  Appraise Work Performed by Statutory Auditor and       
  Approve Vote of Confidence to Statutory Auditor  Management  For  Voted - For 
4  Authorize Repurchase and Reissuance of Shares  Management  For  Voted - For 
5  Authorize Repurchase and Reissuance of Repurchased       
  Debt Instruments    Management  For  Voted - For 
6  Approve the Renewal of the Authorization Granted to       
  the Executive Board of Directors to Increase the       
  Share Capital    Management  For  Voted - For 
7  Eliminate Preemptive Rights  Management  For  Voted - For 
8  Elect Pedro Collares Pereira de Vasconcelos as       
  Executive Director for 2021-2023 Term  Shareholder  None  Voted - For 

 

51

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ELASTIC N.V.         
Security ID: NL0013056914  Ticker: ESTC       
Meeting Date: 06-Oct-22  Meeting Type: Annual       
1a  Elect Director Sohaib Abbasi  Management  For  Voted - For 
1b  Elect Director Caryn Marooney  Management  For  Voted - Against 
1c  Elect Director Chetan Puttagunta  Management  For  Voted - Against 
1d  Elect Director Steven Schuurman  Management  For  Voted - For 
2  Adopt Financial Statements and Statutory Reports  Management  For  Voted - For 
3  Appoint PricewaterhouseCoopers Accountants N.V. as       
  External Auditor    Management  For  Voted - For 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
5  Approve Discharge of Executive Directors  Management  For  Voted - For 
6  Approve Discharge of Non-Executive Directors  Management  For  Voted - For 
7  Authorize Repurchase of Up to 10 Percent of Issued       
  Share Capital    Management  For  Voted - For 
8  Approve Qualified Employee Stock Purchase Plan  Management  For  Voted - For 
9  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
ELECTRONICS MART INDIA LTD.         
Security ID: INE02YR01019  Ticker: 543626       
Meeting Date: 27-Apr-23  Meeting Type: Special       
  Postal Ballot    Management  For  Non-Voting 
1  Approve Variation in Terms of Objects of Initial       
  Public Offer (IPO)    Management  For  Voted - For 
2  Approve Increase in Borrowing Limits  Management  For  Voted - Against 
3  Approve Pledging of Assets for Debt  Management  For  Voted - Against 
ELEKTA AB         
Security ID: SE0000163628  Ticker: EKTA.B       
Meeting Date: 25-Aug-22  Meeting Type: Annual       
  Management Proposals    Management  For  Non-Voting 
1  Open Meeting    Management  For  Non-Voting 
2  Elect Chairman of Meeting    Management  For  Voted - For 
3  Prepare and Approve List of Shareholders  Management  For  Voted - For 
4  Approve Agenda of Meeting    Management  For  Voted - For 
5.1  Designate Per Colleen as Inspector of Minutes of       
  Meeting    Management  For  Voted - For 
5.2  Designate Filippa Gerstadt as Inspector of Minutes       
  of Meeting    Management  For  Voted - For 
6  Acknowledge Proper Convening of Meeting  Management  For  Voted - For 
7  Receive Financial Statements and Statutory Reports  Management  For  Non-Voting 

 

52

 

PineBridge Dynamic Asset Allocation Fund     
Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
9  Approve Allocation of Income and Dividends of SEK       
  2.40 Per Share  Management  For  Voted - For 
10.1  Approve Discharge of Board Member and Chair Laurent       
  Leksell  Management  For  Voted - For 
10.2  Approve Discharge of Board Member Caroline Leksell       
  Cooke  Management  For  Voted - For 
10.3  Approve Discharge of Board Member Johan Malmquist  Management  For  Voted - For 
10.4  Approve Discharge of Board Member Wolfgang Reim  Management  For  Voted - For 
10.5  Approve Discharge of Board Member Jan Secher  Management  For  Voted - For 
10.6  Approve Discharge of Board Member Birgitta Stymne       
  Goransson  Management  For  Voted - For 
10.7  Approve Discharge of Board Member Cecilia Wikstrom  Management  For  Voted - For 
10.8  Approve Discharge of President and CEO Gustaf       
  Salford  Management  For  Voted - For 
11.1  Determine Number of Members (8) of Board  Management  For  Voted - For 
11.2  Determine Number Deputy Members (0) of Board  Management  For  Voted - For 
12.1  Approve Remuneration of Directors in the Aggregate       
  Amount of SEK 6.02 Million  Management  For  Voted - For 
12.2  Approve Remuneration of Auditors  Management  For  Voted - For 
13.1  Reelect Laurent Leksell as Director  Management  For  Voted - For 
13.2  Reelect Caroline Leksell Cooke as Director  Management  For  Voted - For 
13.3  Reelect Johan Malmquist as Director  Management  For  Voted - Against 
13.4  Reelect Wolfgang Reim as Director  Management  For  Voted - For 
13.5  Reelect Jan Secher as Director  Management  For  Voted - For 
13.6  Reelect Birgitta Stymne Goransson as Director  Management  For  Voted - For 
13.7  Reelect Cecilia Wikstrom as Director  Management  For  Voted - For 
13.8  Elect Kelly Londy as New Director  Management  For  Voted - For 
13.9  Reelect Laurent Leksell as Board Chair  Management  For  Voted - For 
14  Ratify Ernst & Young as Auditors  Management  For  Voted - For 
15  Approve Remuneration Report  Management  For  Voted - For 
16.a  Approve Performance Share Plan 2022  Management  For  Voted - For 
16.b  Approve Equity Plan Financing  Management  For  Voted - For 
17  Approve Equity Plan Financing of 2020, 2021 and       
  2022 Performance Share Plans  Management  For  Voted - For 
18.a  Authorize Share Repurchase Program  Management  For  Voted - For 
18.b  Authorize Reissuance of Repurchased Shares  Management  For  Voted - For 
  Shareholder Proposal Submitted by Thorwald Arvidsson  Management  For  Non-Voting 
19.a  Amend Articles Re: Editorial Changes  Shareholder  Against  Voted - Against 
19.b  Amend Articles Re: Governance-Related  Shareholder  None  Voted - Against 
19.c  Amend Procedures for Nomination Committee  Shareholder  Against  Voted - Against 
19.d  Instruct Board to Investigate the Conditions for       
  the Introduction of Performance-Based Remuneration       
  for Members of the Board  Shareholder  Against  Voted - Against 
  Management Proposal  Management  For  Non-Voting 
20  Close Meeting  Management  For  Non-Voting 

 

53

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
EMERSON ELECTRIC CO.         
Security ID: US2910111044  Ticker: EMR       
Meeting Date: 07-Feb-23  Meeting Type: Annual       
1a  Elect Director Martin S. Craighead  Management  For  Voted - For 
1b  Elect Director Gloria A. Flach  Management  For  Voted - For 
1c  Elect Director Matthew S. Levatich  Management  For  Voted - For 
2  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
ENDESA SA         
Security ID: ES0130670112  Ticker: ELE       
Meeting Date: 17-Nov-22  Meeting Type: Extraordinary Shareholders     
1.1  Renewal of the Joint Management Agreement of       
  Liquefied Natural Gas (LNG) Carriers and the       
  Contracts for the Supply of LNG of US Origin       
  between Endesa Energia, S.A.U. and Enel Global       
  Trading, S.p.A. for 2023 and Their Extension During       
  2022    Management  For  Voted - For 
1.2  Purchase and Sale of a Maximum Volume of Two TWh of       
  Liquefied Natural Gas (LNG) between Enel Global       
  Trading S.p.A and Endesa Energia, S.A.U. during       
  2023, for a Total Amount of Approximately EUR 290       
  Million    Management  For  Voted - For 
1.3  Acquisition of Two Liquefied Natural Gas (LNG)       
  Carriers, Approximately Two TWh of Gas, from Enel       
  Generacion Chile, S.A. by Endesa Energia, S.A.U.,       
  in 2024, for a Total Amount of Approximately EUR       
  121 Million    Management  For  Voted - For 
1.4  Approve the Following Transactions, for a Total       
  Amount of EUR 5 Billion: a) Granting of a       
  Twelve-Month Line of Credit by Enel Finance       
  International N.V. to Endesa, S.A. b) Issuance of a       
  Guarantee by Enel, S.p.A. for Bonds Issued by       
  Endesa Generacion, S.A.    Management  For  Voted - For 
1.5  Renewal of the Provision of the Wind Turbine       
  Vibration Analysis Service by Enel Green Power       
  Espana, S.L. to Enel Green Power, S.p.A. over a       
  Period of Five Years for an Amount of EUR 5 Million  Management  For  Voted - For 
2  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
Meeting Date: 28-Apr-23  Meeting Type: Annual       
1  Approve Consolidated and Standalone Financial       
  Statements    Management  For  Voted - For 

 

54

 

PineBridge Dynamic Asset Allocation Fund     
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Approve Consolidated and Standalone Management       
  Reports  Management  For  Voted - For 
3  Approve Non-Financial Information Statement  Management  For  Voted - For 
4  Approve Discharge of Board  Management  For  Voted - For 
5  Approve Allocation of Income and Dividends  Management  For  Voted - For 
6  Reelect Juan Sanchez-Calero Guilarte as Director  Management  For  Voted - For 
7  Reelect Ignacio Garralda Ruiz de Velasco as Director  Management  For  Voted - For 
8  Reelect Francisco de Lacerda as Director  Management  For  Voted - For 
9  Reelect Alberto de Paoli as Director  Management  For  Voted - For 
10  Approve Remuneration Report  Management  For  Voted - For 
11  Approve Strategic Incentive Plan  Management  For  Voted - For 
12.1  Approve Execution of Financial Transactions, in the       
  Form of a Credit Facility and a Loan, between Enel       
  Finance International NV and Endesa SA  Management  For  Voted - For 
12.2  Approve Contracting of Corporate Services Provided       
  by Endesa Group Companies to Gridspertise Iberia SL  Management  For  Voted - For 
12.3  Approve Contracting of Technical Resources by Enel       
  Green Power Espana SLU from Enel Green Power SpA       
  Related to Engineering Services for the Development       
  of Projects of Renewable Energies  Management  For  Voted - For 
12.4  Approve Reinvoicing of the Expatriate Costs between       
  Endesa Group Companies and Enel Group Companies  Management  For  Voted - For 
12.5  Approve License Agreement for the Use of Platforms       
  and Related Services as a "Software as a Service"       
  Solution, between Enel X SRL and Endesa X Servicios       
  SL  Management  For  Voted - For 
12.6  Approve Contracts for the Supply of Electric       
  Charging Solutions and the Provision of Services       
  between Endesa X Way SL and Endesa X Servicios SL,       
  Endesa Energia SAU,Endesa Medios y Sistemas SL and       
  Asociacion Nuclear Asco - Vandellos II AIE  Management  For  Voted - For 
12.7  Approve Contracting of Logistics Services Provided       
  by Endesa Generacion SAU to Enel Produzione SpA in       
  the Ports of Carboneras and Ferrol  Management  For  Voted - For 
12.8  Approve Purchases of Liquefied Natural Gas (LNG)       
  for 2023, in a Maximum Volume of 4.5TWh, between       
  Endesa Energia SA and Enel Global Trading SpA  Management  For  Voted - For 
12.9  Approve Contract for the Provision of Dielectric       
  Fluid Analysis Services in Power Transformers by       
  Endesa Ingenieria SL to E-Distribuzione SRL  Management  For  Voted - For 
12.10Approve Contracting of Gridspertise SRL by       
  Edistribucion Redes Digitales SLU forthe Supply of       
  LVM Hubs and Other Assets  Management  For  Voted - For 
13  Authorize Board to Ratify and Execute Approved       
  Resolutions  Management  For  Voted - For 

 

55

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ENEL SPA         
Security ID: IT0003128367  Ticker: ENEL       
Meeting Date: 10-May-23  Meeting Type: Annual       
  Ordinary Business    Management  For  Non-Voting 
  Management Proposals    Management  For  Non-Voting 
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Allocation of Income  Management  For  Voted - For 
3  Authorize Share Repurchase Program and Reissuance       
  of Repurchased Shares    Management  For  Voted - For 
4  Fix Number of Directors    Management  For  Voted - For 
5  Fix Board Terms for Directors  Management  For  Voted - For 
  Appoint Directors (Slate Election) - Choose One of       
  the Following Slates    Management  For  Non-Voting 
6.1  Slate 1 Submitted by Ministry of Economy and Finance  Shareholder  None  Voted - Against 
6.2  Slate 2 Submitted by Institutional Investors       
  (Assogestioni)    Shareholder  None  Voted - For 
6.3  Slate 3 Submitted by Covalis Capital LLP and       
  Covalis (Gibraltar) Ltd.    Shareholder  None  Voted - Against 
  Shareholder Proposal Submitted by Ministry of       
  Economy and Finance    Management  For  Non-Voting 
7.1  Elect Paolo Scaroni as Board Chair  Shareholder  None  Voted - For 
  Shareholder Proposal Submitted by Covalis Capital       
  LLP and Covalis (Gibraltar) Ltd.  Management  For  Non-Voting 
7.2  Elect Marco Mazzucchelli as Board Chair  Shareholder  None  Voted - Against 
  Management Proposals    Management  For  Non-Voting 
8  Approve Remuneration of Directors  Management  For  Voted - For 
9  Approve Long Term Incentive Plan 2023  Management  For  Voted - For 
10.1  Approve Remuneration Policy  Management  For  Voted - For 
10.2  Approve Second Section of the Remuneration Report  Management  For  Voted - For 
A  Deliberations on Possible Legal Action Against       
  Directors if Presented by Shareholders  Management  None  Voted - Against 
ENGIE SA         
Security ID: FR0010208488  Ticker: ENGI       
Meeting Date: 26-Apr-23  Meeting Type: Annual/Special       
  Ordinary Business    Management  For  Non-Voting 
1  Approve Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Consolidated Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
3  Approve Allocation of Income and Dividends of EUR       
  1.40 per Share    Management  For  Voted - For 
4  Approve Auditors' Special Report on Related-Party       
  Transactions    Management  For  Voted - For 
5  Authorize Repurchase of Up to 10 Percent of Issued       
  Share Capital    Management  For  Voted - For 

 

56

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  Reelect Marie-Jose Nadeau as Director  Management  For  Voted - For 
7  Reelect Patrice Durand as Director  Management  For  Voted - For 
8  Approve Compensation Report of Corporate Officers  Management  For  Voted - For 
9  Approve Compensation of Jean-Pierre Clamadieu,       
  Chairman of the Board    Management  For  Voted - For 
10  Approve Compensation of Catherine MacGregor, CEO  Management  For  Voted - For 
11  Approve Remuneration Policy of Directors  Management  For  Voted - For 
12  Approve Remuneration Policy of Chairman of the Board  Management  For  Voted - For 
13  Approve Remuneration Policy of CEO  Management  For  Voted - For 
  Extraordinary Business    Management  For  Non-Voting 
14  Authorize Capital Issuances for Use in Employee       
  Stock Purchase Plans    Management  For  Voted - For 
15  Authorize Capital Issuances for Use in Employee       
  Stock Purchase Plans Reserved for Employees of       
  International Subsidiaries    Management  For  Voted - For 
16  Authorize Decrease in Share Capital via       
  Cancellation of Repurchased Shares  Management  For  Voted - For 
17  Authorize Filing of Required Documents/Other       
  Formalities    Management  For  Voted - For 
  Shareholder Proposals Submitted by the State  Management  For  Non-Voting 
A  Elect Lucie Muniesa as Director  Shareholder  For  Voted - For 
  Shareholder Proposals Submitted by Several       
  Shareholders    Management  For  Non-Voting 
B  Amend Articles 21 and 24 of Bylaws Re: Climate       
  Strategy    Shareholder  Against  Voted - For 
ENPHASE ENERGY, INC.         
Security ID: US29355A1079  Ticker: ENPH       
Meeting Date: 17-May-23  Meeting Type: Annual       
1.1  Elect Director Jamie Haenggi  Management  For  Voted - For 
1.2  Elect Director Benjamin Kortlang  Management  For  Voted - For 
1.3  Elect Director Richard Mora    Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
EOG RESOURCES, INC.         
Security ID: US26875P1012  Ticker: EOG       
Meeting Date: 24-May-23  Meeting Type: Annual       
1a  Elect Director Janet F. Clark    Management  For  Voted - For 
1b  Elect Director Charles R. Crisp  Management  For  Voted - For 
1c  Elect Director Robert P. Daniels  Management  For  Voted - For 
1d  Elect Director Lynn A. Dugle  Management  For  Voted - For 
1e  Elect Director C. Christopher Gaut  Management  For  Voted - For 
1f  Elect Director Michael T. Kerr  Management  For  Voted - For 

 

57

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1g  Elect Director Julie J. Robertson  Management  For  Voted - For 
1h  Elect Director Donald F. Textor  Management  For  Voted - For 
1i  Elect Director Ezra Y. Yacob  Management  For  Voted - For 
2  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
EQUIFAX INC.         
Security ID: US2944291051  Ticker: EFX       
Meeting Date: 04-May-23  Meeting Type: Annual       
1a  Elect Director Mark W. Begor  Management  For  Voted - For 
1b  Elect Director Mark L. Feidler  Management  For  Voted - For 
1c  Elect Director Karen L. Fichuk  Management  For  Voted - For 
1d  Elect Director G. Thomas Hough  Management  For  Voted - For 
1e  Elect Director Robert D. Marcus  Management  For  Voted - For 
1f  Elect Director Scott A. McGregor  Management  For  Voted - For 
1g  Elect Director John A. McKinley  Management  For  Voted - For 
1h  Elect Director Melissa D. Smith  Management  For  Voted - For 
1i  Elect Director Audrey Boone Tillman  Management  For  Voted - For 
1j  Elect Director Heather H. Wilson  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
5  Approve Omnibus Stock Plan  Management  For  Voted - For 
6  Oversee and Report a Racial Equity Audit  Shareholder  Against  Voted - Against 
ERG SPA         
Security ID: IT0001157020  Ticker: ERG       
Meeting Date: 26-Apr-23  Meeting Type: Annual       
  Ordinary Business    Management  For  Non-Voting 
  Management Proposals    Management  For  Non-Voting 
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Allocation of Income  Management  For  Voted - For 
  Shareholder Proposal Submitted by SQ Renewables SpA  Management  For  Non-Voting 
3  Elect Renato Pizzolla as Director  Shareholder  None  Voted - For 
  Shareholder Proposal Submitted by Institutional       
  Investors (Assogestioni)    Management  For  Non-Voting 
4.1  Appoint Monica Mannino as Internal Statutory Auditor  Shareholder  None  Voted - For 
  Shareholder Proposals Submitted by SQ Renewables SpA  Management  For  Non-Voting 
5  Approve Remuneration of Directors  Shareholder  None  Voted - For 
6  Approve Remuneration of the Control, Risk and       
  Sustainability Committee Members  Shareholder  None  Voted - For 

 

58

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
7  Approve Remuneration of the Nominations and       
  Remuneration Committee Members  Shareholder  None  Voted - For 
  Management Proposals    Management  For  Non-Voting 
8  Authorize Share Repurchase Program and Reissuance       
  of Repurchased Shares    Management  For  Voted - Against 
9.1  Approve Remuneration Policy  Management  For  Voted - For 
9.2  Approve Second Section of the Remuneration Report  Management  For  Voted - For 
A  Deliberations on Possible Legal Action Against       
  Directors if Presented by Shareholders  Management  None  Voted - Against 
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.       
Security ID: US3021301094  Ticker: EXPD       
Meeting Date: 02-May-23  Meeting Type: Annual       
1.1  Elect Director Glenn M. Alger  Management  For  Voted - For 
1.2  Elect Director Robert P. Carlile  Management  For  Voted - For 
1.3  Elect Director James M. DuBois  Management  For  Voted - For 
1.4  Elect Director Mark A. Emmert  Management  For  Voted - For 
1.5  Elect Director Diane H. Gulyas  Management  For  Voted - For 
1.6  Elect Director Jeffrey S. Musser  Management  For  Voted - For 
1.7  Elect Director Brandon S. Pedersen  Management  For  Voted - For 
1.8  Elect Director Liane J. Pelletier  Management  For  Voted - For 
1.9  Elect Director Olivia D. Polius  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
5  Submit Severance Agreement (Change-in-Control) to       
  Shareholder Vote    Shareholder  Against  Voted - For 
6  Report on Effectiveness of Diversity Equity and       
  Inclusion Efforts and Metrics  Shareholder  Against  Voted - For 
EXPERIAN PLC         
Security ID: GB00B19NLV48  Ticker: EXPN       
Meeting Date: 21-Jul-22  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Remuneration Report  Management  For  Voted - For 
3  Re-elect Ruba Borno as Director  Management  For  Voted - For 
4  Re-elect Alison Brittain as Director  Management  For  Voted - For 
5  Re-elect Brian Cassin as Director  Management  For  Voted - For 
6  Re-elect Caroline Donahue as Director  Management  For  Voted - For 
7  Re-elect Luiz Fleury as Director  Management  For  Voted - For 
8  Re-elect Jonathan Howell as Director  Management  For  Voted - For 
9  Re-elect Lloyd Pitchford as Director  Management  For  Voted - For 
10  Re-elect Mike Rogers as Director  Management  For  Voted - For 
11  Reappoint KPMG LLP as Auditors  Management  For  Voted - For 

 

59

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
12  Authorise Board to Fix Remuneration of Auditors  Management  For  Voted - For 
13  Authorise Issue of Equity    Management  For  Voted - For 
14  Approve Specific Terms Added to the Performance       
  Share Plan and Co-Investment Plan; Approve Thank       
  You Award 2021 Plan and Tax-Qualified Employee       
  Share Purchase Plan    Management  For  Voted - For 
15  Authorise Issue of Equity without Pre-emptive Rights  Management  For  Voted - For 
16  Authorise Issue of Equity without Pre-emptive       
  Rights in Connection with an Acquisition or Other       
  Capital Investment    Management  For  Voted - For 
17  Authorise Market Purchase of Ordinary Shares  Management  For  Voted - For 
EXXON MOBIL CORPORATION         
Security ID: US30231G1022  Ticker: XOM       
Meeting Date: 31-May-23  Meeting Type: Annual       
1.1  Elect Director Michael J. Angelakis  Management  For  Voted - For 
1.2  Elect Director Susan K. Avery  Management  For  Voted - For 
1.3  Elect Director Angela F. Braly  Management  For  Voted - For 
1.4  Elect Director Gregory J. Goff  Management  For  Voted - For 
1.5  Elect Director John D. Harris, II  Management  For  Voted - For 
1.6  Elect Director Kaisa H. Hietala  Management  For  Voted - For 
1.7  Elect Director Joseph L. Hooley  Management  For  Voted - For 
1.8  Elect Director Steven A. Kandarian  Management  For  Voted - For 
1.9  Elect Director Alexander A. Karsner  Management  For  Voted - For 
1.10  Elect Director Lawrence W. Kellner  Management  For  Voted - For 
1.11  Elect Director Jeffrey W. Ubben  Management  For  Voted - For 
1.12  Elect Director Darren W. Woods  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Establish Board Committee on Decarbonization Risk  Shareholder  Against  Voted - Against 
6  Reduce Executive Stock Holding Period  Shareholder  Against  Voted - Against 
7  Report on Carbon Capture and Storage  Shareholder  Against  Voted - Against 
8  Report on Methane Emission Disclosure Reliability  Shareholder  Against  Voted - For 
9  Adopt Medium-Term Scope 3 GHG Reduction Target  Shareholder  Against  Voted - Against 
10  Issue a Report on Worst-Case Impacts of Oil Spills       
  from Operations Offshore of Guyana  Shareholder  Against  Voted - Against 
11  Recalculate GHG Emissions Baseline to Exclude       
  Emissions from Material Divestitures  Shareholder  Against  Voted - Against 
12  Report on Asset Retirement Obligations Under IEA       
  NZE Scenario    Shareholder  Against  Voted - Against 
13  Commission Audited Report on Reduced Plastics Demand  Shareholder  Against  Voted - For 
14  Report on Potential Costs of Environmental       
  Litigation    Shareholder  Against  Voted - Against 
15  Publish a Tax Transparency Report  Shareholder  Against  Voted - Against 
16  Report on Social Impact From Plant Closure or       
  Energy Transition    Shareholder  Against  Voted - Against 

 

60

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
17  Report on Benefits and Risks of Commitment to Not       
  Develop Projects in the Arctic *Withdrawn       
  Resolution*    Shareholder  Against  Non-Voting 
F5, INC.         
Security ID: US3156161024  Ticker: FFIV       
Meeting Date: 09-Mar-23  Meeting Type: Annual       
1a  Elect Director Marianne N. Budnik  Management  For  Voted - For 
1b  Elect Director Elizabeth L. Buse  Management  For  Voted - For 
1c  Elect Director Michael L. Dreyer  Management  For  Voted - For 
1d  Elect Director Alan J. Higginson  Management  For  Voted - For 
1e  Elect Director Peter S. Klein    Management  For  Voted - For 
1f  Elect Director Francois Locoh-Donou  Management  For  Voted - For 
1g  Elect Director Nikhil Mehta    Management  For  Voted - For 
1h  Elect Director Michael F. Montoya  Management  For  Voted - For 
1i  Elect Director Marie E. Myers  Management  For  Voted - For 
1j  Elect Director James M. Phillips  Management  For  Voted - For 
1k  Elect Director Sripada Shivananda  Management  For  Voted - For 
2  Amend Omnibus Stock Plan    Management  For  Voted - Against 
3  Amend Qualified Employee Stock Purchase Plan  Management  For  Voted - For 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
5  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
6  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
FANUC CORP.         
Security ID: JP3802400006  Ticker: 6954       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 271.64    Management  For  Voted - For 
2.1  Elect Director Inaba, Yoshiharu  Management  For  Voted - For 
2.2  Elect Director Yamaguchi, Kenji  Management  For  Voted - For 
2.3  Elect Director Sasuga, Ryuji    Management  For  Voted - For 
2.4  Elect Director Michael J. Cicco  Management  For  Voted - For 
2.5  Elect Director Yamazaki, Naoko  Management  For  Voted - For 
2.6  Elect Director Uozumi, Hiroto  Management  For  Voted - For 
2.7  Elect Director Takeda, Yoko  Management  For  Voted - For 
3.1  Elect Director and Audit Committee Member Okada,       
  Toshiya    Management  For  Voted - For 
3.2  Elect Director and Audit Committee Member Yokoi,       
  Hidetoshi    Management  For  Voted - For 
3.3  Elect Director and Audit Committee Member Tomita,       
  Mieko    Management  For  Voted - For 
3.4  Elect Director and Audit Committee Member Igashima,       
  Shigeo    Management  For  Voted - For 

 

61

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
FAST RETAILING CO., LTD.         
Security ID: JP3802300008  Ticker: 9983       
Meeting Date: 24-Nov-22  Meeting Type: Annual       
1  Amend Articles to Disclose Shareholder Meeting       
  Materials on Internet    Management  For  Voted - For 
2.1  Elect Director Yanai, Tadashi  Management  For  Voted - For 
2.2  Elect Director Hattori, Nobumichi  Management  For  Voted - For 
2.3  Elect Director Shintaku, Masaaki  Management  For  Voted - For 
2.4  Elect Director Ono, Naotake    Management  For  Voted - For 
2.5  Elect Director Kathy Mitsuko Koll  Management  For  Voted - For 
2.6  Elect Director Kurumado, Joji  Management  For  Voted - For 
2.7  Elect Director Kyoya, Yutaka  Management  For  Voted - For 
2.8  Elect Director Okazaki, Takeshi  Management  For  Voted - For 
2.9  Elect Director Yanai, Kazumi  Management  For  Voted - For 
2.10  Elect Director Yanai, Koji    Management  For  Voted - For 
3  Appoint Statutory Auditor Kashitani, Takao  Management  For  Voted - For 
FIDELITY NATIONAL INFORMATION SERVICES, INC.       
Security ID: US31620M1062  Ticker: FIS       
Meeting Date: 24-May-23  Meeting Type: Annual       
1a  Elect Director Lee Adrean    Management  For  Voted - For 
1b  Elect Director Ellen R. Alemany  Management  For  Voted - For 
1c  Elect Director Mark D. Benjamin  Management  For  Voted - For 
1d  Elect Director Vijay G. D'Silva  Management  For  Voted - For 
1e  Elect Director Stephanie L. Ferris  Management  For  Voted - For 
1f  Elect Director Jeffrey A. Goldstein  Management  For  Voted - For 
1g  Elect Director Lisa A. Hook    Management  For  Voted - For 
1h  Elect Director Kenneth T. Lamneck  Management  For  Voted - For 
1i  Elect Director Gary L. Lauer  Management  For  Voted - For 
1j  Elect Director Louise M. Parent  Management  For  Voted - For 
1k  Elect Director Brian T. Shea    Management  For  Voted - For 
1l  Elect Director James B. Stallings, Jr.  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
FIRST SOLAR, INC.         
Security ID: US3364331070  Ticker: FSLR       
Meeting Date: 09-May-23  Meeting Type: Annual       
1.1  Elect Director Michael J. Ahearn  Management  For  Voted - For 
1.2  Elect Director Richard D. Chapman  Management  For  Voted - For 

 

62

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Director Anita Marangoly George  Management  For  Voted - For 
1.4  Elect Director George A. ("Chip") Hambro  Management  For  Voted - For 
1.5  Elect Director Molly E. Joseph  Management  For  Voted - For 
1.6  Elect Director Craig Kennedy  Management  For  Voted - For 
1.7  Elect Director Lisa A. Kro    Management  For  Voted - For 
1.8  Elect Director William J. Post  Management  For  Voted - For 
1.9  Elect Director Paul H. Stebbins  Management  For  Voted - For 
1.10  Elect Director Michael T. Sweeney  Management  For  Voted - For 
1.11  Elect Director Mark R. Widmar  Management  For  Voted - For 
1.12  Elect Director Norman L. Wright  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
FIRSTRAND LTD.         
Security ID: ZAE000066304  Ticker: FSR       
Meeting Date: 25-Aug-22  Meeting Type: Special       
  Special Resolutions    Management  For  Non-Voting 
1  Authorise Repurchase of Issued Preference Share       
  Capital    Management  For  Voted - For 
2  Approve Scheme of Arrangement in Accordance with       
  Section 48(8)(b)    Management  For  Voted - For 
  Ordinary Resolutions    Management  For  Non-Voting 
1  Authorise Ratification of Approved Resolutions  Management  For  Voted - For 
Meeting Date: 01-Dec-22  Meeting Type: Annual       
  Ordinary Resolutions    Management  For  Non-Voting 
1.1  Re-elect Grant Gelink as Director  Management  For  Voted - For 
1.2  Re-elect Louis von Zeuner as Director  Management  For  Voted - For 
1.3  Elect Shireen Naidoo as Director  Management  For  Voted - For 
2.1  Reappoint Deloitte & Touche as Auditors of the       
  Company    Management  For  Voted - For 
2.2  Reappoint PricewaterhouseCoopers Inc as Auditors of       
  the Company    Management  For  Voted - For 
3  Authorise Board to Issue Shares for Cash  Management  For  Voted - For 
4  Authorise Ratification of Approved Resolutions  Management  For  Voted - For 
  Advisory Endorsement    Management  For  Non-Voting 
1  Approve Remuneration Policy  Management  For  Voted - For 
2  Approve Remuneration Implementation Report  Management  For  Voted - For 
  Special Resolutions    Management  For  Non-Voting 
1  Authorise Repurchase of Issued Share Capital  Management  For  Voted - For 
2.1  Approve Financial Assistance to Directors and       
  Prescribed Officers as Employee Share Scheme       
  Beneficiaries    Management  For  Voted - For 

 

63

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2.2  Approve Financial Assistance to Related and       
  Inter-related Entities    Management  For  Voted - For 
3  Approve Remuneration of Non-Executive Directors  Management  For  Voted - For 
FOMENTO ECONOMICO MEXICANO SAB DE CV       
Security ID: MXP320321310  Ticker: FEMSAUBD       
Meeting Date: 31-Mar-23  Meeting Type: Annual       
1  Approve Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Allocation of Income and Cash Dividends  Management  For  Voted - For 
3  Set Maximum Amount of Share Repurchase Reserve  Management  For  Voted - For 
  Election of Series B Directors  Management  For  Non-Voting 
4.a  Elect Jose Antonio Fernandez Carbajal as Director  Management  For  Voted - For 
4.b  Elect Eva Maria Garza Laguera Gonda as Director  Management  For  Voted - For 
4.c  Elect Paulina Garza Laguera Gonda as Director  Management  For  Voted - For 
4.d  Elect Francisco Jose Calderon Rojas as Director  Management  For  Voted - For 
4.e  Elect Alfonso Garza Garza as Director  Management  For  Voted - For 
4.f  Elect Bertha Paula Michel Gonzalez as Director  Management  For  Voted - For 
4.g  Elect Alejandro Bailleres Gual as Director  Management  For  Voted - Against 
4.h  Elect Barbara Garza Laguera Gonda as Director  Management  For  Voted - For 
4.i  Elect Enrique F. Senior Hernandez as Director  Management  For  Voted - For 
4.j  Elect Michael Larson as Director  Management  For  Voted - For 
  Election of Series D Directors  Management  For  Non-Voting 
4.k  Elect Ricardo E. Saldivar Escajadillo as Director  Management  For  Voted - For 
4.l  Elect Alfonso Gonzalez Migoya as Director  Management  For  Voted - For 
4.m  Elect Victor Alberto Tiburcio Celorio as Director  Management  For  Voted - For 
4.n  Elect Daniel Alegre as Director  Management  For  Voted - For 
4.o  Elect Gibu Thomas as Director  Management  For  Voted - For 
  Election of Series D Alternate Directors  Management  For  Non-Voting 
4.p  Elect Michael Kahn as Alternate Director  Management  For  Voted - For 
4.q  Elect Francisco Zambrano Rodriguez as Alternate       
  Director    Management  For  Voted - For 
4.r  Elect Jaime A. El Koury as Alternate Director  Management  For  Voted - For 
5  Approve Remuneration of Directors; Verify       
  Director's Independence Classification, and Approve       
  Remuneration of Chairman and Secretaries  Management  For  Voted - For 
6  Elect Members and Chairmen of Operation and       
  Strategy, Audit, and Corporate Practices and       
  Nominations Committees; Approve Their Remuneration  Management  For  Voted - For 
7  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
8  Approve Minutes of Meeting  Management  For  Voted - For 
Meeting Date: 31-Mar-23  Meeting Type: Extraordinary Shareholders     
1  Amend Article 25 Re: Decrease in Board Size  Management  For  Voted - For 
2  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 

 

64

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Approve Minutes of Meeting  Management  For  Voted - For 
FORD OTOMOTIV SANAYI AS         
Security ID: TRAOTOSN91H6  Ticker: FROTO.E       
Meeting Date: 28-Nov-22  Meeting Type: Special       
  Special Meeting Agenda    Management  For  Non-Voting 
1  Open Meeting and Elect Presiding Council of Meeting  Management  For  Voted - For 
2  Ratify Director Appointment  Management  For  Voted - For 
3  Authorize Board to Distribute Advance Dividends  Management  For  Voted - For 
4  Wishes    Management  For  Non-Voting 
FORTINET, INC.         
Security ID: US34959E1091  Ticker: FTNT       
Meeting Date: 16-Jun-23  Meeting Type: Annual       
1.1  Elect Director Ken Xie    Management  For  Voted - For 
1.2  Elect Director Michael Xie    Management  For  Voted - For 
1.3  Elect Director Kenneth A. Goldman  Management  For  Voted - For 
1.4  Elect Director Ming Hsieh    Management  For  Voted - For 
1.5  Elect Director Jean Hu    Management  For  Voted - For 
1.6  Elect Director William H. Neukom  Management  For  Voted - For 
1.7  Elect Director Judith Sim    Management  For  Voted - For 
1.8  Elect Director Admiral James Stavridis (Ret)  Management  For  Voted - For 
2  Ratify Deloitte & Touche LLP as Auditor  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Eliminate Supermajority Vote Requirement  Management  For  Voted - For 
6  Amend Certificate of Incorporation to Limit the       
  Liability of Officers    Management  For  Voted - For 
FORTUM OYJ         
Security ID: FI0009007132  Ticker: FORTUM       
Meeting Date: 23-Nov-22  Meeting Type: Extraordinary Shareholders     
1  Elect Chairman of Meeting    Management  For  Non-Voting 
2  Call the Meeting to Order    Management  For  Non-Voting 
3  Designate Inspector or Shareholder       
  Representative(s) of Minutes of Meeting  Management  For  Non-Voting 
4  Acknowledge Proper Convening of Meeting  Management  For  Non-Voting 
5  Prepare and Approve List of Shareholders  Management  For  Non-Voting 
6  Approve Issuance of Shares for a Private Placement       
  to Solidium Oy    Management  For  Voted - For 
7  Close Meeting    Management  For  Non-Voting 

 

65

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 13-Apr-23  Meeting Type: Annual       
1  Open Meeting    Management  For  Non-Voting 
2  Call the Meeting to Order    Management  For  Non-Voting 
3  Designate Inspector or Shareholder       
  Representative(s) of Minutes of Meeting  Management  For  Non-Voting 
4  Acknowledge Proper Convening of Meeting  Management  For  Non-Voting 
5  Prepare and Approve List of Shareholders  Management  For  Non-Voting 
6  Receive Financial Statements and Statutory Reports  Management  For  Non-Voting 
7  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
8  Approve Allocation of Income and Dividends of EUR       
  0.91 Per Share    Management  For  Voted - For 
9  Approve Discharge of Board and President  Management  For  Voted - For 
10  Approve Remuneration Report (Advisory Vote)  Management  For  Voted - For 
11  Approve Remuneration of Directors in the Amount of       
  EUR 88,800 for Chair, EUR 63,300 for Deputy Chair       
  and EUR 43,100 for Other Directors; Approve       
  Remuneration for Committee Work; Approve Meeting       
  Fees    Management  For  Voted - For 
12  Fix Number of Directors at Ten  Management  For  Voted - For 
13  Reelect Ralf Christian, Luisa Delgado, Essimari       
  Kairisto and Teppo Paavola as Directors; Elect       
  Jonas Gustavsson, Marita Niemela, Mikael       
  Silvennoinen, Maija Strandberg, Johan Soderstrom       
  and Vesa-Pekka Takala as New Directors  Management  For  Voted - For 
14  Approve Remuneration of Auditors  Management  For  Voted - For 
15  Ratify Deloitte as Auditors    Management  For  Voted - For 
16  Amend Articles Re: Notice of General Meeting;       
  Virtual Participation; General Meeting  Management  For  Voted - For 
17  Authorize Share Repurchase Program  Management  For  Voted - For 
18  Authorize Reissuance of Repurchased Shares  Management  For  Voted - For 
19  Approve Charitable Donations  Management  For  Voted - For 
20  Close Meeting    Management  For  Non-Voting 
FUJI ELECTRIC CO., LTD.         
Security ID: JP3820000002  Ticker: 6504       
Meeting Date: 27-Jun-23  Meeting Type: Annual       
1.1  Elect Director Kitazawa, Michihiro  Management  For  Voted - For 
1.2  Elect Director Kondo, Shiro    Management  For  Voted - For 
1.3  Elect Director Abe, Michio    Management  For  Voted - For 
1.4  Elect Director Arai, Junichi    Management  For  Voted - For 
1.5  Elect Director Hosen, Toru    Management  For  Voted - For 
1.6  Elect Director Tetsutani, Hiroshi  Management  For  Voted - For 
1.7  Elect Director Tamba, Toshihito  Management  For  Voted - For 
1.8  Elect Director Tominaga, Yukari  Management  For  Voted - For 
1.9  Elect Director Tachifuji, Yukihiro  Management  For  Voted - For 
1.10  Elect Director Yashiro, Tomonari  Management  For  Voted - For 

 

66

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
FUJI OIL HOLDINGS, INC.         
Security ID: JP3816400000  Ticker: 2607       
Meeting Date: 28-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 26    Management  For  Voted - For 
2.1  Elect Director Sakai, Mikio    Management  For  Voted - For 
2.2  Elect Director Matsumoto, Tomoki  Management  For  Voted - For 
2.3  Elect Director Kadota, Takashi  Management  For  Voted - For 
2.4  Elect Director Tanaka, Hiroyuki  Management  For  Voted - For 
2.5  Elect Director Nishi, Hidenori  Management  For  Voted - For 
2.6  Elect Director Umehara, Toshiyuki  Management  For  Voted - For 
2.7  Elect Director Tsuji, Tomoko  Management  For  Voted - For 
2.8  Elect Director Nakagawa, Rie  Management  For  Voted - For 
2.9  Elect Director Tachikawa, Yoshihiro  Management  For  Voted - For 
3  Elect Alternate Director and Audit Committee Member       
  Tani, Yasuhiro    Management  For  Voted - For 
FUJIFILM HOLDINGS CORP.         
Security ID: JP3814000000  Ticker: 4901       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, With a Final Dividend       
  of JPY 70    Management  For  Voted - For 
2  Amend Articles to Clarify Director Authority on       
  Board Meetings    Management  For  Voted - For 
3.1  Elect Director Sukeno, Kenji  Management  For  Voted - For 
3.2  Elect Director Goto, Teiichi    Management  For  Voted - For 
3.3  Elect Director Higuchi, Masayuki  Management  For  Voted - For 
3.4  Elect Director Hama, Naoki    Management  For  Voted - For 
3.5  Elect Director Yoshizawa, Chisato  Management  For  Voted - For 
3.6  Elect Director Ito, Yoji    Management  For  Voted - For 
3.7  Elect Director Kitamura, Kunitaro  Management  For  Voted - For 
3.8  Elect Director Eda, Makiko    Management  For  Voted - For 
3.9  Elect Director Nagano, Tsuyoshi  Management  For  Voted - For 
3.10  Elect Director Sugawara, Ikuro  Management  For  Voted - For 
4  Appoint Statutory Auditor Mitsuhashi, Masataka  Management  For  Voted - For 
FUJIKURA LTD.         
Security ID: JP3811000003  Ticker: 5803       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 17    Management  For  Voted - Against 
2  Amend Articles to Indemnify Directors  Management  For  Voted - For 

 

67

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3.1  Elect Director Ito, Masahiko    Management  For  Voted - For 
3.2  Elect Director Okada, Naoki    Management  For  Voted - For 
3.3  Elect Director Banno, Tatsuya  Management  For  Voted - For 
3.4  Elect Director Iijima, Kazuhito  Management  For  Voted - For 
4.1  Elect Director and Audit Committee Member Naruke,       
  Koji    Management  For  Voted - For 
4.2  Elect Director and Audit Committee Member Hanazaki,       
  Hamako    Management  For  Voted - For 
4.3  Elect Director and Audit Committee Member       
  Yoshikawa, Keiji    Management  For  Voted - For 
4.4  Elect Director and Audit Committee Member       
  Yamaguchi, Yoji    Management  For  Voted - Against 
4.5  Elect Director and Audit Committee Member Meguro,       
  Kozo    Management  For  Voted - Against 
FUJITSU LTD.         
Security ID: JP3818000006  Ticker: 6702       
Meeting Date: 26-Jun-23  Meeting Type: Annual       
1.1  Elect Director Tokita, Takahito  Management  For  Voted - For 
1.2  Elect Director Furuta, Hidenori  Management  For  Voted - For 
1.3  Elect Director Isobe, Takeshi  Management  For  Voted - For 
1.4  Elect Director Yamamoto, Masami  Management  For  Voted - For 
1.5  Elect Director Mukai, Chiaki  Management  For  Voted - For 
1.6  Elect Director Abe, Atsushi    Management  For  Voted - For 
1.7  Elect Director Kojo, Yoshiko  Management  For  Voted - For 
1.8  Elect Director Sasae, Kenichiro  Management  For  Voted - For 
1.9  Elect Director Byron Gill    Management  For  Voted - For 
2  Appoint Statutory Auditor Hatsukawa, Koji  Management  For  Voted - For 
3  Approve Restricted Stock Plan  Management  For  Voted - For 
GANFENG LITHIUM CO., LTD.         
Security ID: CNE1000031W9  Ticker: 1772       
Meeting Date: 25-Aug-22  Meeting Type: Extraordinary Shareholders     
  EGM BALLOT FOR HOLDERS OF H SHARES  Management  For  Non-Voting 
1  Adopt 2022 Share Option Incentive Scheme  Management  For  Voted - For 
2  Approve Assessment Management Measures in Respect       
  of the Implementation of the 2022 Share Option       
  Incentive Scheme    Management  For  Voted - For 
3  Authorize Board to Handle All Matters in Relation       
  to the 2022 Share Option Incentive Scheme  Management  For  Voted - For 
Meeting Date: 25-Aug-22  Meeting Type: Special       
  CLASS MEETING FOR HOLDERS OF H SHARES  Management  For  Non-Voting 
1  Adopt 2022 Share Option Incentive Scheme  Management  For  Voted - For 

 

68

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Approve Assessment Management Measures in Respect       
  of the Implementation of the 2022 Share Option       
  Incentive Scheme    Management  For  Voted - For 
3  Authorize Board to Handle All Matters in Relation       
  to the 2022 Share Option Incentive Scheme  Management  For  Voted - For 
Meeting Date: 30-Sep-22  Meeting Type: Extraordinary Shareholders     
  EGM BALLOT FOR HOLDERS OF H SHARES  Management  For  Non-Voting 
  SPECIAL RESOLUTIONS    Management  For  Non-Voting 
1  Approve Change of Company Name  Management  For  Voted - For 
2  Amend Articles of Association  Management  For  Voted - For 
  ORDINARY RESOLUTIONS  Management  For  Non-Voting 
1  Approve Capacity Construction Scale Improvement of       
  Ganfeng LiEnergy New-Type Lithium Battery Project       
  with 15 GWh Annual Capacity  Management  For  Voted - For 
2  Approve Investment and Construction of New-Type       
  Lithium Battery Production Project with 6 GWh       
  Annual Capacity by Ganfeng LiEnergy  Management  For  Voted - For 
3  Approve Investment and Construction of Small       
  Polymer Lithium Battery Project with 2 Billion       
  Units Annual Capacity by Ganfeng New Lithium Source  Management  For  Voted - For 
GANFENG LITHIUM GROUP CO., LTD.       
Security ID: CNE1000031W9  Ticker: 1772       
Meeting Date: 20-Dec-22  Meeting Type: Extraordinary Shareholders     
  EGM BALLOT FOR HOLDERS OF H SHARES  Management  For  Non-Voting 
1  Approve Capital Increase, Share Expansion by       
  Ganfeng LiEnergy and Related Party Transaction  Management  For  Voted - For 
GARTNER, INC.         
Security ID: US3666511072  Ticker: IT       
Meeting Date: 01-Jun-23  Meeting Type: Annual       
1a  Elect Director Peter E. Bisson  Management  For  Voted - For 
1b  Elect Director Richard J. Bressler  Management  For  Voted - For 
1c  Elect Director Raul E. Cesan  Management  For  Voted - For 
1d  Elect Director Karen E. Dykstra  Management  For  Voted - For 
1e  Elect Director Diana S. Ferguson  Management  For  Voted - For 
1f  Elect Director Anne Sutherland Fuchs  Management  For  Voted - For 
1g  Elect Director William O. Grabe  Management  For  Voted - For 
1h  Elect Director Jose M. Gutierrez  Management  For  Voted - For 
1i  Elect Director Eugene A. Hall  Management  For  Voted - For 
1j  Elect Director Stephen G. Pagliuca  Management  For  Voted - For 
1k  Elect Director Eileen M. Serra  Management  For  Voted - For 
1l  Elect Director James C. Smith  Management  For  Voted - For 

 

69

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Amend Omnibus Stock Plan    Management  For  Voted - For 
5  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
GEELY AUTOMOBILE HOLDINGS LIMITED       
Security ID: KYG3777B1032  Ticker: 175       
Meeting Date: 11-Nov-22  Meeting Type: Extraordinary Shareholders     
1  Approve Supplemental Services Agreement, Annual       
  Caps, and Related Transactions  Management  For  Voted - For 
2  Approve Supplemental Automobile Components       
  Procurement Agreement, Annual Caps, and Related       
  Transactions    Management  For  Voted - For 
Meeting Date: 28-Apr-23  Meeting Type: Extraordinary Shareholders     
1  Adopt 2023 Share Option Scheme and Related       
  Transactions    Management  For  Voted - Against 
2  Approve Amended Share Award Scheme and Related       
  Transactions    Management  For  Voted - Against 
3  Approve Service Provider Sub-limit and Related       
  Transactions    Management  For  Voted - Against 
1  Approve Acquisition Agreement, Supplemental       
  Agreement and Related Transactions  Management  For  Voted - For 
2  Approve CKDs and Automobile Components Sales       
  Agreement, Annual Caps and Related Transactions  Management  For  Voted - For 
1  Approve Proton Agreement and Related Transactions  Management  For  Voted - For 
2  Approve DHG Agreement and Related Transactions  Management  For  Voted - For 
Meeting Date: 25-May-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Final Dividend    Management  For  Voted - For 
3  Elect Li Shu Fu as Director    Management  For  Voted - For 
4  Elect Li Dong Hui, Daniel as Director  Management  For  Voted - For 
5  Elect An Cong Hui as Director  Management  For  Voted - For 
6  Elect Wei Mei as Director    Management  For  Voted - For 
7  Elect Gan Jia Yue as Director  Management  For  Voted - For 
8  Authorize Board to Fix Remuneration of Directors  Management  For  Voted - For 
9  Approve Grant Thornton Hong Kong Limited as Auditor       
  and Authorize Board to Fix Their Remuneration  Management  For  Voted - For 
10  Authorize Repurchase of Issued Share Capital  Management  For  Voted - For 
11  Approve Issuance of Equity or Equity-Linked       
  Securities without Preemptive Rights  Management  For  Voted - For 

 

70

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
GENERAL ELECTRIC COMPANY         
Security ID: US3696043013  Ticker: GE       
Meeting Date: 03-May-23  Meeting Type: Annual       
1a  Elect Director Stephen Angel  Management  For  Voted - For 
1b  Elect Director Sebastien Bazin  Management  For  Voted - For 
1c  Elect Director H. Lawrence Culp, Jr.  Management  For  Voted - For 
1d  Elect Director Edward Garden  Management  For  Voted - For 
1e  Elect Director Isabella Goren  Management  For  Voted - For 
1f  Elect Director Thomas Horton  Management  For  Voted - For 
1g  Elect Director Catherine Lesjak  Management  For  Voted - For 
1h  Elect Director Darren McDew  Management  For  Voted - For 
1i  Elect Director Paula Rosput Reynolds  Management  For  Voted - For 
1j  Elect Director Jessica Uhl    Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
5  Require Independent Board Chairman  Shareholder  Against  Voted - Against 
6  Hire Investment Bank to Explore Sale of Company  Shareholder  Against  Voted - Against 
7  Issue Audited Report on Fiduciary Relevance of       
  Decarbonization Goal    Shareholder  Against  Voted - Against 
8  Issue Audited Report on Impact of IEA Net-Zero       
  Emissions by 2050 Scenario  Shareholder  Against  Voted - Against 
GENERAL MOTORS COMPANY         
Security ID: US37045V1008  Ticker: GM       
Meeting Date: 20-Jun-23  Meeting Type: Annual       
1a  Elect Director Mary T. Barra  Management  For  Voted - For 
1b  Elect Director Aneel Bhusri    Management  For  Voted - For 
1c  Elect Director Wesley G. Bush  Management  For  Voted - For 
1d  Elect Director Joanne C. Crevoiserat  Management  For  Voted - For 
1e  Elect Director Linda R. Gooden  Management  For  Voted - For 
1f  Elect Director Joseph Jimenez  Management  For  Voted - For 
1g  Elect Director Jonathan McNeill  Management  For  Voted - For 
1h  Elect Director Judith A. Miscik  Management  For  Voted - For 
1i  Elect Director Patricia F. Russo  Management  For  Voted - For 
1j  Elect Director Thomas M. Schoewe  Management  For  Voted - For 
1k  Elect Director Mark A. Tatum  Management  For  Voted - For 
1l  Elect Director Jan E. Tighe    Management  For  Voted - For 
1m  Elect Director Devin N. Wenig  Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Amend Omnibus Stock Plan    Management  For  Voted - For 

 

71

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5  Report on Risks Related to Operations in China  Shareholder  Against  Voted - Against 
6  Provide Right to Act by Written Consent  Shareholder  Against  Voted - For 
7  Report on Setting Sustainable Sourcing Targets  Shareholder  Against  Voted - Against 
GODADDY INC.         
Security ID: US3802371076  Ticker: GDDY       
Meeting Date: 07-Jun-23  Meeting Type: Annual       
1a  Elect Director Mark Garrett    Management  For  Voted - For 
1b  Elect Director Srinivas (Srini) Tallapragada  Management  For  Voted - For 
1c  Elect Director Sigal Zarmi    Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
GRACO INC.         
Security ID: US3841091040  Ticker: GGG       
Meeting Date: 28-Apr-23  Meeting Type: Annual       
1a  Elect Director Lee R. Mitau    Management  For  Voted - For 
1b  Elect Director Martha A. Morfitt  Management  For  Voted - For 
1c  Elect Director Mark W. Sheahan  Management  For  Voted - For 
1d  Elect Director Kevin J. Wheeler  Management  For  Voted - For 
2  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
GREENPANEL INDUSTRIES LIMITED       
Security ID: INE08ZM01014  Ticker: 542857       
Meeting Date: 27-Jun-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Interim Dividends    Management  For  Voted - For 
3  Reelect Shiv Prakash Mittal as Director  Management  For  Voted - For 
4  Approve S. S. Kothari Mehta & Company, Chartered       
  Accountants as Auditors and Authorize Board to Fix       
  Their Remuneration    Management  For  Voted - For 
5  Reelect Salil Kumar Bhandari as Director  Management  For  Voted - For 
6  Reelect Mahesh Kumar Jiwrajka as Director  Management  For  Voted - For 

 

72

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
GRUPO FINANCIERO BANORTE SAB DE CV       
Security ID: MXP370711014  Ticker: GFNORTEO       
Meeting Date: 29-Nov-22  Meeting Type: Extraordinary Shareholders     
  Extraordinary Business    Management  For  Non-Voting 
1.1  Approve Incorporation of Banco Bineo S.A.,       
  Institucion de Banca Multiple, Grupo Financiero       
  Banorte as Financial Entity Member of Grupo       
  Financiero Banorte S.A.B. de C.V.  Management  For  Voted - For 
1.2  Amend Article 2 Re: Incorporation of Banco Bineo       
  S.A., Institucion de Banca Multiple, Grupo       
  Financiero Banorte as Financial Entity Member of       
  Grupo Financiero Banorte S.A.B. de C.V.  Management  For  Voted - For 
1.3  Resolutions of Previous Item 1.1 of this Agenda       
  will be Subject to Approval from Corresponding       
  Regulatory Authorities    Management  For  Voted - For 
2.1  Approve Modifications of Sole Responsibility       
  Agreement    Management  For  Voted - For 
2.2  Resolutions of Previous Item 2.1 of this Agenda       
  will be Subject to Approval from Corresponding       
  Regulatory Authorities    Management  For  Voted - For 
3  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
Meeting Date: 29-Nov-22  Meeting Type: Ordinary Shareholders     
  Ordinary Business    Management  For  Non-Voting 
1.1  Approve Cash Dividends of MXN 5.81 Per Share  Management  For  Voted - For 
1.2  Approve Dividend to Be Paid on Dec. 8, 2022  Management  For  Voted - For 
2  Set Aggregate Nominal Amount of Share Repurchase       
  Reserve    Management  For  Voted - For 
3  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
Meeting Date: 21-Apr-23  Meeting Type: Annual       
1.a  Approve CEO's Report on Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
1.b  Approve Board's Report on Policies and Accounting       
  Information and Criteria Followed in Preparation of       
  Financial Information    Management  For  Voted - For 
1.c  Approve Board's Report on Operations and Activities       
  Undertaken by Board    Management  For  Voted - For 
1.d  Approve Report on Activities of Audit and Corporate       
  Practices Committee    Management  For  Voted - For 
1.e  Approve All Operations Carried out by Company and       
  Ratify Actions Carried out by Board, CEO and Audit       
  and Corporate Practices Committee  Management  For  Voted - For 
2  Approve Allocation of Income  Management  For  Voted - For 
3  Receive Auditor's Report on Tax Position of Company  Management  For  Non-Voting 

 

73

 

PineBridge Dynamic Asset Allocation Fund     
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4.a1  Elect Carlos Hank Gonzalez as Board Chairman  Management  For  Voted - For 
4.a2  Elect Juan Antonio Gonzalez Moreno as Director  Management  For  Voted - For 
4.a3  Elect David Juan Villarreal Montemayor as Director  Management  For  Voted - For 
4.a4  Elect Jose Marcos Ramirez Miguel as Director  Management  For  Voted - For 
4.a5  Elect Carlos de la Isla Corry as Director  Management  For  Voted - For 
4.a6  Elect Everardo Elizondo Almaguer as Director  Management  For  Voted - For 
4.a7  Elect Alicia Alejandra Lebrija Hirschfeld as       
  Director  Management  For  Voted - For 
4.a8  Elect Clemente Ismael Reyes Retana Valdes as       
  Director  Management  For  Voted - For 
4.a9  Elect Mariana Banos Reynaud as Director  Management  For  Voted - For 
4.a10Elect Federico Carlos Fernandez Senderos as Director  Management  For  Voted - For 
4.a11Elect David Penaloza Alanis as Director  Management  For  Voted - For 
4.a12Elect Jose Antonio Chedraui Eguia as Director  Management  For  Voted - For 
4.a13Elect Alfonso de Angoitia Noriega as Director  Management  For  Voted - For 
4.a14Elect Thomas Stanley Heather Rodriguez as Director  Management  For  Voted - For 
4.a15Elect Graciela Gonzalez Moreno as Alternate Director  Management  For  Voted - For 
4.a16Elect Juan Antonio Gonzalez Marcos as Alternate       
  Director  Management  For  Voted - For 
4.a17Elect Alberto Halabe Hamui as Alternate Director  Management  For  Voted - For 
4.a18Elect Gerardo Salazar Viezca as Alternate Director  Management  For  Voted - For 
4.a19Elect Alberto Perez-Jacome Friscione as Alternate       
  Director  Management  For  Voted - For 
4.a20Elect Diego Martinez Rueda-Chapital as Alternate       
  Director  Management  For  Voted - For 
4.a21Elect Roberto Kelleher Vales as Alternate Director  Management  For  Voted - For 
4.a22Elect Cecilia Goya de Riviello Meade as Alternate       
  Director  Management  For  Voted - For 
4.a23Elect Jose Maria Garza Trevino as Alternate Director  Management  For  Voted - For 
4.a24Elect Manuel Francisco Ruiz Camero as Alternate       
  Director  Management  For  Voted - For 
4.a25Elect Carlos Cesarman Kolteniuk as Alternate       
  Director  Management  For  Voted - For 
4.a26Elect Humberto Tafolla Nunez as Alternate Director  Management  For  Voted - For 
4.a27Elect Carlos Phillips Margain as Alternate Director  Management  For  Voted - For 
4.a28Elect Ricardo Maldonado Yanez as Alternate Director  Management  For  Voted - For 
4.b  Elect Hector Avila Flores (Non-Member) as Board       
  Secretary  Management  For  Voted - For 
4.c  Approve Directors Liability and Indemnification  Management  For  Voted - For 
5  Approve Remuneration of Directors  Management  For  Voted - For 
6  Elect Thomas Stanley Heather Rodriguez as Chairman       
  of Audit and Corporate Practices Committee  Management  For  Voted - For 
7.1  Approve Report on Share Repurchase  Management  For  Voted - For 
7.2  Set Aggregate Nominal Amount of Share Repurchase       
  Reserve  Management  For  Voted - For 
8  Approve Certification of Company's Bylaws  Management  For  Voted - For 
9  Authorize Board to Ratify and Execute Approved       
  Resolutions  Management  For  Voted - For 

 

74

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 02-Jun-23  Meeting Type: Ordinary Shareholders     
1.1  Approve Cash Dividends of MXN 7.87 Per Share  Management  For  Voted - For 
1.2  Approve Dividend to Be Paid on June 12, 2023  Management  For  Voted - For 
2  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
GUIDEWIRE SOFTWARE, INC.         
Security ID: US40171V1008  Ticker: GWRE       
Meeting Date: 20-Dec-22  Meeting Type: Annual       
1a  Elect Director Marcus S. Ryu  Management  For  Voted - For 
1b  Elect Director Paul Lavin    Management  For  Voted - For 
1c  Elect Director Mike Rosenbaum  Management  For  Voted - For 
1d  Elect Director David S. Bauer  Management  For  Voted - For 
1e  Elect Director Margaret Dillon  Management  For  Voted - For 
1f  Elect Director Michael C. Keller  Management  For  Voted - For 
1g  Elect Director Catherine P. Lego  Management  For  Voted - For 
1h  Elect Director Rajani Ramanathan  Management  For  Voted - For 
2  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Provide Right to Call Special Meeting  Management  For  Voted - For 
5  Amend Certificate of Incorporation to Permit the       
  Exculpation of Officers    Management  For  Voted - For 
6  Amend Omnibus Stock Plan    Management  For  Voted - For 
HAIDILAO INTERNATIONAL HOLDING LTD.       
Security ID: KYG4290A1013  Ticker: 6862       
Meeting Date: 22-Aug-22  Meeting Type: Extraordinary Shareholders     
1a  Approve Distribution in Specie of the Super Hi       
  Shares to the Qualifying Shareholders  Management  For  Voted - For 
1b  Authorize Board to Deal With All Matters in       
  Relation to the Distribution  Management  For  Voted - For 
HANESBRANDS INC.         
Security ID: US4103451021  Ticker: HBI       
Meeting Date: 24-Apr-23  Meeting Type: Annual       
1a  Elect Director Cheryl K. Beebe  Management  For  Voted - For 
1b  Elect Director Stephen B. Bratspies  Management  For  Voted - For 
1c  Elect Director Geralyn R. Breig  Management  For  Voted - For 
1d  Elect Director Mark A. Irvin    Management  For  Voted - For 
1e  Elect Director James C. Johnson  Management  For  Voted - For 

 

75

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1f  Elect Director Franck J. Moison  Management  For  Voted - For 
1g  Elect Director Robert F. Moran  Management  For  Voted - For 
1h  Elect Director Ronald L. Nelson  Management  For  Voted - For 
1i  Elect Director William S. Simon  Management  For  Voted - For 
1j  Elect Director Ann E. Ziegler  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Amend Omnibus Stock Plan    Management  For  Voted - For 
HANGZHOU TIGERMED CONSULTING CO., LTD.       
Security ID: CNE1000040M1  Ticker: 3347       
Meeting Date: 23-Nov-22  Meeting Type: Extraordinary Shareholders     
  EGM BALLOT FOR HOLDERS OF H SHARES  Management  For  Non-Voting 
1  Approve Proposed Adoption of Restricted Share       
  Incentive Scheme    Management  For  Voted - For 
2  Approve Proposed Adoption of Management Measures       
  for Assessment Relating to the Implementation of       
  Restricted Share Incentive Scheme  Management  For  Voted - For 
3  Approve Proposed Grant of Authority to Board to       
  Handle Matters in Relation to Restricted Share       
  Incentive Scheme    Management  For  Voted - For 
HANWHA SOLUTIONS CORP.         
Security ID: KR7009830001  Ticker: 009830       
Meeting Date: 28-Oct-22  Meeting Type: Special       
1  Amend Articles of Incorporation  Management  For  Voted - For 
2  Elect Kim In-hwan as Inside Director  Management  For  Voted - Against 
3  Approve Split-Off Agreement  Management  For  Voted - For 
Meeting Date: 13-Feb-23  Meeting Type: Special       
1  Amend Articles of Incorporation  Management  For  Voted - For 
2  Approve Spin-Off Agreement  Management  For  Voted - For 
Meeting Date: 23-Mar-23  Meeting Type: Annual       
1  Approve Financial Statements and Allocation of       
  Income    Management  For  Voted - For 
2.1  Elect Lee Gu-young as Inside Director  Management  For  Voted - For 
2.2  Elect Kim In-hwan as Non-Independent Non-Executive       
  Director    Management  For  Voted - For 
3  Elect Jang Jae-soo as Outside Director to Serve as       
  an Audit Committee Member  Management  For  Voted - For 

 

76

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  Approve Total Remuneration of Inside Directors and       
  Outside Directors    Management  For  Voted - For 
HDFC BANK LIMITED         
Security ID: INE040A01034  Ticker: 500180       
Meeting Date: 25-Mar-23  Meeting Type: Special       
  Postal Ballot    Management  For  Non-Voting 
1  Approve Material Related Party Transactions with       
  Housing Development Finance Corporation Limited  Management  For  Voted - For 
2  Approve Material Related Party Transactions with       
  HDB Financial Services Limited  Management  For  Voted - For 
3  Approve Material Related Party Transactions with       
  HDFC Securities Limited    Management  For  Voted - For 
4  Approve Material Related Party Transactions with       
  HDFC Life Insurance Company Limited  Management  For  Voted - For 
5  Approve Material Related Party Transactions with       
  HDFC ERGO General Insurance Company Limited  Management  For  Voted - For 
6  Approve Material Related Party Transactions with       
  HDFC Credila Financial Services Limited  Management  For  Voted - For 
Meeting Date: 11-Jun-23  Meeting Type: Special       
  Postal Ballot    Management  For  Non-Voting 
1  Approve Appointment and Remuneration of Kaizad       
  Bharucha as Whole-Time Deputy Managing Director  Management  For  Voted - For 
2  Approve Appointment and Remuneration of Bhavesh       
  Zaveri as Executive Director  Management  For  Voted - For 
HEWLETT PACKARD ENTERPRISE COMPANY       
Security ID: US42824C1099  Ticker: HPE       
Meeting Date: 05-Apr-23  Meeting Type: Annual       
1a  Elect Director Daniel Ammann  Management  For  Voted - For 
1b  Elect Director Pamela L. Carter  Management  For  Voted - For 
1c  Elect Director Frank A. D'Amelio  Management  For  Voted - For 
1d  Elect Director Regina E. Dugan  Management  For  Voted - For 
1e  Elect Director Jean M. Hobby  Management  For  Voted - For 
1f  Elect Director Raymond J. Lane  Management  For  Voted - For 
1g  Elect Director Ann M. Livermore  Management  For  Voted - For 
1h  Elect Director Antonio F. Neri  Management  For  Voted - For 
1i  Elect Director Charles H. Noski  Management  For  Voted - For 
1j  Elect Director Raymond E. Ozzie  Management  For  Voted - For 
1k  Elect Director Gary M. Reiner  Management  For  Voted - For 
1l  Elect Director Patricia F. Russo  Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Amend Omnibus Stock Plan    Management  For  Voted - For 

 

77

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
5  Report on Lobbying Payments and Policy  Shareholder  Against  Voted - Against 
HEXAGON AB         
Security ID: SE0015961909  Ticker: HEXA.B       
Meeting Date: 02-May-23  Meeting Type: Annual       
1  Open Meeting    Management  For  Non-Voting 
2  Elect Chairman of Meeting    Management  For  Voted - For 
3  Prepare and Approve List of Shareholders  Management  For  Voted - For 
4  Approve Agenda of Meeting    Management  For  Voted - For 
5  Designate Inspector(s) of Minutes of Meeting  Management  For  Non-Voting 
6  Acknowledge Proper Convening of Meeting  Management  For  Voted - For 
7  Receive President's Report    Management  For  Non-Voting 
8.a  Receive Financial Statements and Statutory Reports  Management  For  Non-Voting 
8.b  Receive Auditor's Report on Application of       
  Guidelines for Remuneration for Executive Management  Management  For  Non-Voting 
8.c  Receive the Board's Dividend Proposal  Management  For  Non-Voting 
9.a  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
9.b  Approve Allocation of Income and Dividends of EUR       
  0.12 Per Share    Management  For  Voted - For 
9.c1  Approve Discharge of Gun Nilsson  Management  For  Voted - For 
9.c2  Approve Discharge of Marta Schorling Andreen  Management  For  Voted - For 
9.c3  Approve Discharge of John Brandon  Management  For  Voted - For 
9.c4  Approve Discharge of Sofia Schorling Hogberg  Management  For  Voted - For 
9.c5  Approve Discharge of Ulrika Francke  Management  For  Voted - For 
9.c6  Approve Discharge of Henrik Henriksson  Management  For  Voted - For 
9.c7  Approve Discharge of Patrick Soderlund  Management  For  Voted - For 
9.c8  Approve Discharge of Brett Watson  Management  For  Voted - For 
9.c9  Approve Discharge of Erik Huggers  Management  For  Voted - For 
9.c10Approve Discharge of CEO Ola Rollen  Management  For  Voted - For 
10  Determine Number of Members (7) and Deputy Members       
  (0) of Board    Management  For  Voted - For 
11.1  Approve Remuneration of Directors in the Amount of       
  SEK 2.2 Million for Chair and SEK 690,000 for Other       
  Directors    Management  For  Voted - For 
11.2  Approve Remuneration of Auditors  Management  For  Voted - For 
12.1  Reelect Marta Schorling Andreen as Director  Management  For  Voted - Against 
12.2  Reelect John Brandon as Director  Management  For  Voted - For 
12.3  Reelect Sofia Schorling Hogberg as Director  Management  For  Voted - Against 
12.4  Reelect Ola Rollen as Director  Management  For  Voted - Against 
12.5  Reelect Gun Nilsson as Director  Management  For  Voted - Against 
12.6  Reelect Brett Watson as Director  Management  For  Voted - For 
12.7  Reelect Erik Huggers as Director  Management  For  Voted - For 
12.8  Elect Ola Rollen as Board Chair  Management  For  Voted - Against 
12.9  Ratify PricewaterhouseCoopers AB as Auditors  Management  For  Voted - For 

 

78

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
13  Reelect Mikael Ekdahl (Chair), Jan Dworsky and       
  Liselott Ledin as Members of Nominating Committee;       
  Elect Brett Watson as New Member of Nominating       
  Committee    Management  For  Voted - For 
14  Approve Remuneration Report  Management  For  Voted - For 
15  Approve Performance Share Program 2023/2026 for Key       
  Employees    Management  For  Voted - For 
16  Authorize Share Repurchase Program and Reissuance       
  of Repurchased Shares    Management  For  Voted - For 
17  Approve Issuance of up to 10 Percent of Issued       
  Shares without Preemptive Rights  Management  For  Voted - For 
18  Close Meeting    Management  For  Non-Voting 
HINDUSTAN UNILEVER LIMITED         
Security ID: INE030A01027  Ticker: 500696       
Meeting Date: 26-Jun-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Confirm Interim Dividend and Declare Final Dividend  Management  For  Voted - For 
3  Reelect Nitin Paranjpe as Director  Management  For  Voted - For 
4  Reelect Dev Bajpai as Director  Management  For  Voted - For 
5  Reelect Ritesh Tiwari as Director  Management  For  Voted - For 
6  Elect Ranjay Gulati as Director  Management  For  Voted - For 
7  Elect Rohit Jawa as and Approve Appointment and       
  Remuneration of Rohit Jawa as Whole-time Director  Management  For  Voted - For 
8  Approve Appointment and Remuneration of Rohit Jawa       
  as Managing Director & Chief Executive Officer  Management  For  Voted - For 
9  Approve Material Related Party Transactions  Management  For  Voted - For 
10  Approve Remuneration of Cost Auditors  Management  For  Voted - For 
HITACHI LTD.         
Security ID: JP3788600009  Ticker: 6501       
Meeting Date: 21-Jun-23  Meeting Type: Annual       
1.1  Elect Director Ihara, Katsumi  Management  For  Voted - For 
1.2  Elect Director Ravi Venkatesan  Management  For  Voted - For 
1.3  Elect Director Cynthia Carroll  Management  For  Voted - For 
1.4  Elect Director Sugawara, Ikuro  Management  For  Voted - For 
1.5  Elect Director Joe Harlan    Management  For  Voted - For 
1.6  Elect Director Louise Pentland  Management  For  Voted - For 
1.7  Elect Director Yamamoto, Takatoshi  Management  For  Voted - For 
1.8  Elect Director Yoshihara, Hiroaki  Management  For  Voted - For 
1.9  Elect Director Helmuth Ludwig  Management  For  Voted - For 
1.10  Elect Director Kojima, Keiji    Management  For  Voted - For 
1.11  Elect Director Nishiyama, Mitsuaki  Management  For  Voted - For 
1.12  Elect Director Higashihara, Toshiaki  Management  For  Voted - For 

 

79

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
HONEYWELL INTERNATIONAL INC.       
Security ID: US4385161066  Ticker: HON       
Meeting Date: 19-May-23  Meeting Type: Annual       
1A  Elect Director Darius Adamczyk  Management  For  Voted - For 
1B  Elect Director Duncan Angove  Management  For  Voted - For 
1C  Elect Director William S. Ayer  Management  For  Voted - For 
1D  Elect Director Kevin Burke    Management  For  Voted - For 
1E  Elect Director D. Scott Davis  Management  For  Voted - For 
1F  Elect Director Deborah Flint    Management  For  Voted - For 
1G  Elect Director Vimal Kapur    Management  For  Voted - For 
1H  Elect Director Rose Lee    Management  For  Voted - For 
1I  Elect Director Grace Lieblein  Management  For  Voted - For 
1J  Elect Director Robin L. Washington  Management  For  Voted - For 
1K  Elect Director Robin Watson  Management  For  Voted - For 
2  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
5  Require Independent Board Chair  Shareholder  Against  Voted - Against 
6  Issue Environmental Justice Report  Shareholder  Against  Voted - Against 
HORNBACH HOLDING AG & CO. KGAA       
Security ID: DE0006083405  Ticker: HBH       
Meeting Date: 08-Jul-22  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports       
  for Fiscal Year 2021/22    Management  For  Voted - For 
2  Approve Allocation of Income and Dividends of EUR       
  2.40 per Share    Management  For  Voted - For 
3  Approve Discharge of Personally Liable Partner for       
  Fiscal Year 2021/22    Management  For  Voted - For 
4  Approve Discharge of Supervisory Board for Fiscal       
  Year 2021/22    Management  For  Voted - For 
5  Ratify Deloitte GmbH as Auditors for Fiscal Year       
  2022/23 and for the Review of Interim Financial       
  Statements    Management  For  Voted - For 
6  Approve Remuneration Report  Management  For  Voted - For 
7  Elect Vanessa Stuetzle to the Supervisory Board  Management  For  Voted - For 
HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED       
Security ID: INE001A01036  Ticker: 500010       
Meeting Date: 28-Apr-23  Meeting Type: Special       
  Postal Ballot    Management  For  Non-Voting 

 

80

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1  Approve Borrowing Limits    Management  For  Voted - For 
HP INC.         
Security ID: US40434L1052  Ticker: HPQ       
Meeting Date: 24-Apr-23  Meeting Type: Annual       
1a  Elect Director Aida M. Alvarez  Management  For  Voted - For 
1b  Elect Director Shumeet Banerji  Management  For  Voted - For 
1c  Elect Director Robert R. Bennett  Management  For  Voted - For 
1d  Elect Director Charles "Chip" V. Bergh  Management  For  Voted - For 
1e  Elect Director Bruce Broussard  Management  For  Voted - For 
1f  Elect Director Stacy Brown-Philpot  Management  For  Voted - For 
1g  Elect Director Stephanie A. Burns  Management  For  Voted - For 
1h  Elect Director Mary Anne Citrino  Management  For  Voted - For 
1i  Elect Director Richard L. Clemmer  Management  For  Voted - For 
1j  Elect Director Enrique J. Lores  Management  For  Voted - For 
1k  Elect Director Judith "Jami" Miscik  Management  For  Voted - For 
1l  Elect Director Kim K.W. Rucker  Management  For  Voted - For 
1m  Elect Director Subra Suresh    Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Provide Right to Act by Written Consent  Shareholder  Against  Voted - For 
HUBBELL INCORPORATED         
Security ID: US4435106079  Ticker: HUBB       
Meeting Date: 02-May-23  Meeting Type: Annual       
1.1  Elect Director Gerben W. Bakker  Management  For  Voted - For 
1.2  Elect Director Carlos M. Cardoso  Management  For  Voted - For 
1.3  Elect Director Anthony J. Guzzi  Management  For  Voted - For 
1.4  Elect Director Rhett A. Hernandez  Management  For  Voted - For 
1.5  Elect Director Neal J. Keating  Management  For  Voted - For 
1.6  Elect Director Bonnie C. Lind  Management  For  Voted - For 
1.7  Elect Director John F. Malloy  Management  For  Voted - For 
1.8  Elect Director Jennifer M. Pollino  Management  For  Voted - For 
1.9  Elect Director John G. Russell  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 

 

81

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
HUBSPOT, INC.         
Security ID: US4435731009  Ticker: HUBS       
Meeting Date: 06-Jun-23  Meeting Type: Annual       
1a  Elect Director Nick Caldwell  Management  For  Voted - For 
1b  Elect Director Claire Hughes Johnson  Management  For  Voted - Against 
1c  Elect Director Jay Simons    Management  For  Voted - For 
1d  Elect Director Yamini Rangan  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
HUNTINGTON BANCSHARES INCORPORATED       
Security ID: US4461501045  Ticker: HBAN       
Meeting Date: 19-Apr-23  Meeting Type: Annual       
1.1  Elect Director Alanna Y. Cotton  Management  For  Voted - For 
1.2  Elect Director Ann B. (Tanny) Crane  Management  For  Voted - For 
1.3  Elect Director Gina D. France  Management  For  Voted - For 
1.4  Elect Director J. Michael Hochschwender  Management  For  Voted - For 
1.5  Elect Director Richard H. King  Management  For  Voted - For 
1.6  Elect Director Katherine M. A. (Allie) Kline  Management  For  Voted - For 
1.7  Elect Director Richard W. Neu  Management  For  Voted - For 
1.8  Elect Director Kenneth J. Phelan  Management  For  Voted - For 
1.9  Elect Director David L. Porteous  Management  For  Voted - For 
1.10  Elect Director Roger J. Sit    Management  For  Voted - For 
1.11  Elect Director Stephen D. Steinour  Management  For  Voted - For 
1.12  Elect Director Jeffrey L. Tate  Management  For  Voted - For 
1.13  Elect Director Gary Torgow    Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
IBERDROLA SA         
Security ID: ES0144580Y14  Ticker: IBE       
Meeting Date: 28-Apr-23  Meeting Type: Annual       
1  Approve Consolidated and Standalone Financial       
  Statements    Management  For  Voted - For 
2  Approve Consolidated and Standalone Management       
  Reports    Management  For  Voted - For 
3  Approve Non-Financial Information Statement  Management  For  Voted - For 
4  Approve Discharge of Board  Management  For  Voted - For 

 

82

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5  Amend Preamble and Heading of the Preliminary Title       
  of the Bylaws    Management  For  Voted - For 
6  Amend Articles Re: Corporate Structure of the       
  Iberdola Group    Management  For  Voted - For 
7  Amend Article 8 Re: Internal Regulations and       
  Compliance System    Management  For  Voted - For 
8  Approve Engagement Dividend  Management  For  Voted - For 
9  Approve Allocation of Income and Dividends  Management  For  Voted - For 
10  Approve Scrip Dividends    Management  For  Voted - For 
11  Approve Scrip Dividends    Management  For  Voted - For 
12  Approve Reduction in Share Capital via Amortization       
  of Treasury Shares    Management  For  Voted - For 
13  Advisory Vote on Remuneration Report  Management  For  Voted - For 
14  Approve Restricted Stock Plan  Management  For  Voted - For 
15  Reelect Maria Helena Antolin Raybaud as Director  Management  For  Voted - For 
16  Ratify Appointment of and Elect Armando Martinez       
  Martinez as Director    Management  For  Voted - For 
17  Reelect Manuel Moreu Munaiz as Director  Management  For  Voted - For 
18  Reelect Sara de la Rica Goiricelaya as Director  Management  For  Voted - For 
19  Reelect Xabier Sagredo Ormaza as Director  Management  For  Voted - For 
20  Reelect Jose Ignacio Sanchez Galan as Director  Management  For  Voted - For 
21  Fix Number of Directors at 14  Management  For  Voted - For 
22  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
IDACORP, INC.         
Security ID: US4511071064  Ticker: IDA       
Meeting Date: 18-May-23  Meeting Type: Annual       
1.1  Elect Director Odette C. Bolano  Management  For  Voted - For 
1.2  Elect Director Richard J. Dahl  Management  For  Voted - For 
1.3  Elect Director Annette G. Elg  Management  For  Voted - For 
1.4  Elect Director Lisa A. Grow    Management  For  Voted - For 
1.5  Elect Director Ronald W. Jibson  Management  For  Voted - For 
1.6  Elect Director Judith A. Johansen  Management  For  Voted - For 
1.7  Elect Director Dennis L. Johnson  Management  For  Voted - For 
1.8  Elect Director Nate R. Jorgensen  Management  For  Voted - For 
1.9  Elect Director Jeff C. Kinneeveauk  Management  For  Voted - For 
1.10  Elect Director Susan D. Morris  Management  For  Voted - For 
1.11  Elect Director Richard J. Navarro  Management  For  Voted - For 
1.12  Elect Director Mark T. Peters  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 

 

83

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
IDEXX LABORATORIES, INC.         
Security ID: US45168D1046  Ticker: IDXX       
Meeting Date: 17-May-23  Meeting Type: Annual       
1a  Elect Director Daniel M. Junius  Management  For  Voted - For 
1b  Elect Director Lawrence D. Kingsley  Management  For  Voted - For 
1c  Elect Director Sophie V. Vandebroek  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
ILLINOIS TOOL WORKS INC.         
Security ID: US4523081093  Ticker: ITW       
Meeting Date: 05-May-23  Meeting Type: Annual       
1a  Elect Director Daniel J. Brutto  Management  For  Voted - For 
1b  Elect Director Susan Crown    Management  For  Voted - For 
1c  Elect Director Darell L. Ford  Management  For  Voted - For 
1d  Elect Director Kelly J. Grier    Management  For  Voted - For 
1e  Elect Director James W. Griffith  Management  For  Voted - For 
1f  Elect Director Jay L. Henderson  Management  For  Voted - For 
1g  Elect Director Richard H. Lenny  Management  For  Voted - For 
1h  Elect Director E. Scott Santi    Management  For  Voted - For 
1i  Elect Director David B. Smith, Jr.  Management  For  Voted - For 
1j  Elect Director Pamela B. Strobel  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
5  Require Independent Board Chair  Shareholder  Against  Voted - Against 
INDIAN BANK         
Security ID: INE562A01011  Ticker: 532814       
Meeting Date: 19-Jun-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Dividend    Management  For  Voted - For 
3  Approve Appointment of Mahesh Kumar Bajaj as       
  Executive Director    Management  For  Voted - For 
4  Elect Maruthi Prasad Tangirala as Director  Management  For  Voted - For 
5  Approve Issuance of Equity or Equity-Linked       
  Securities without Preemptive Rights  Management  For  Voted - For 

 

84

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED       
Security ID: CNE1000003G1  Ticker: 1398       
Meeting Date: 25-Nov-22  Meeting Type: Extraordinary Shareholders     
  EGM BALLOT FOR HOLDERS OF H SHARES  Management  For  Non-Voting 
1  Approve Payment Plan of Remuneration to Directors       
  for 2021    Management  For  Voted - For 
2  Approve Payment Plan of Remuneration to Supervisors       
  for 2021    Management  For  Voted - For 
3  Elect Lu Yongzhen as Director  Management  For  Voted - For 
4  Approve Application for Temporary Authorization       
  Limit for External Donations  Management  For  Voted - For 
5  Approve Issuance of Undated Additional Tier 1       
  Capital Bonds    Management  For  Voted - For 
6  Amend Rules and Procedures Regarding General       
  Meetings of Shareholders    Management  For  Voted - Against 
7  Amend Rules and Procedures Regarding Meetings of       
  Board of Directors    Management  For  Voted - Against 
INFINEON TECHNOLOGIES AG         
Security ID: DE0006231004  Ticker: IFX       
Meeting Date: 16-Feb-23  Meeting Type: Annual       
1  Receive Financial Statements and Statutory Reports       
  for Fiscal Year 2022 (Non-Voting)  Management  For  Non-Voting 
2  Approve Allocation of Income and Dividends of EUR       
  0.32 per Share    Management  For  Voted - For 
3.1  Approve Discharge of Management Board Member Jochen       
  Hanebeck for Fiscal Year 2022  Management  For  Voted - For 
3.2  Approve Discharge of Management Board Member       
  Constanze Hufenbecher for Fiscal Year 2022  Management  For  Voted - For 
3.3  Approve Discharge of Management Board Member Sven       
  Schneider for Fiscal Year 2022  Management  For  Voted - For 
3.4  Approve Discharge of Management Board Member       
  Andreas Urschitz (from June 1, 2022) for Fiscal       
  Year 2022    Management  For  Voted - For 
3.5  Approve Discharge of Management Board Member Rutger       
  Wijburg (from April 1, 2022) for Fiscal Year 2022  Management  For  Voted - For 
3.6  Approve Discharge of Management Board Member       
  Reinhard Ploss (until March 31, 2022) for Fiscal       
  Year 2022    Management  For  Voted - For 
3.7  Approve Discharge of Management Board Member Helmut       
  Gassel (until May 31, 2022) for Fiscal Year 2022  Management  For  Voted - For 
4.1  Approve Discharge of Supervisory Board Member       
  Wolfgang Eder for Fiscal Year 2022  Management  For  Voted - For 
4.2  Approve Discharge of Supervisory Board Member       
  Xiaoqun Clever for Fiscal Year 2022  Management  For  Voted - For 

 

85

 

PineBridge Dynamic Asset Allocation Fund     
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4.3  Approve Discharge of Supervisory Board Member       
  Johann Dechant for Fiscal Year 2022  Management  For  Voted - For 
4.4  Approve Discharge of Supervisory Board Member       
  Friedrich Eichiner for Fiscal Year 2022  Management  For  Voted - For 
4.5  Approve Discharge of Supervisory Board Member       
  Annette Engelfried for Fiscal Year 2022  Management  For  Voted - For 
4.6  Approve Discharge of Supervisory Board Member Peter       
  Gruber for Fiscal Year 2022  Management  For  Voted - For 
4.7  Approve Discharge of Supervisory Board Member       
  Hans-Ulrich Holdenried for Fiscal Year 2022  Management  For  Voted - For 
4.8  Approve Discharge of Supervisory Board Member       
  Susanne Lachenmann for Fiscal Year 2022  Management  For  Voted - For 
4.9  Approve Discharge of Supervisory Board Member       
  Geraldine Picaud for Fiscal Year 2022  Management  For  Voted - For 
4.10  Approve Discharge of Supervisory Board Member       
  Manfred Puffer for Fiscal Year 2022  Management  For  Voted - For 
4.11  Approve Discharge of Supervisory Board Member       
  Melanie Riedl for Fiscal Year 2022  Management  For  Voted - For 
4.12  Approve Discharge of Supervisory Board Member       
  Juergen Scholz for Fiscal Year 2022  Management  For  Voted - For 
4.13  Approve Discharge of Supervisory Board Member       
  Ulrich Spiesshofer for Fiscal Year 2022  Management  For  Voted - For 
4.14  Approve Discharge of Supervisory Board Member       
  Margret Suckale for Fiscal Year 2022  Management  For  Voted - For 
4.15  Approve Discharge of Supervisory Board Member Mirco       
  Synde (from June 1, 2023) for Fiscal Year 2022  Management  For  Voted - For 
4.16  Approve Discharge of Supervisory Board Member Diana       
  Vitale for Fiscal Year 2022  Management  For  Voted - For 
4.17  Approve Discharge of Supervisory Board Member       
  Kerstin Schulzendorf (until May 31, 2022) for       
  Fiscal Year 2022  Management  For  Voted - For 
5  Ratify KPMG AG as Auditors for Fiscal Year 2023 and       
  for the Review of Interim Financial Reports for the       
  First Half of Fiscal Year 2023  Management  For  Voted - For 
6.1  Elect Herbert Diess to the Supervisory Board  Management  For  Voted - For 
6.2  Elect Klaus Helmrich to the Supervisory Board  Management  For  Voted - For 
7  Authorize Share Repurchase Program and Reissuance       
  or Cancellation of Repurchased Shares  Management  For  Voted - For 
8  Authorize Use of Financial Derivatives when       
  Repurchasing Shares  Management  For  Voted - For 
9.1  Amend Article Re: Location of Annual Meeting  Management  For  Voted - For 
9.2  Approve Virtual-Only Shareholder Meetings Until 2028  Management  For  Voted - For 
9.3  Amend Articles Re: Participation of Supervisory       
  Board Members in the Annual General Meeting by       
  Means of Audio and Video Transmission  Management  For  Voted - For 
10  Approve Remuneration Policy  Management  For  Voted - For 
11  Approve Remuneration Report  Management  For  Voted - For 

 

86

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
INFO EDGE (INDIA) LIMITED         
Security ID: INE663F01024  Ticker: 532777       
Meeting Date: 26-Aug-22  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Declare Final Dividend and Confirm Interim Dividend  Management  For  Voted - For 
3  Reelect Kapil Kapoor as Director  Management  For  Voted - Against 
4  Approve S.R. Batliboi & Associates LLP, Chartered       
  Accountants as Auditors and Authorize Board to Fix       
  Their Remuneration    Management  For  Voted - For 
5  Approve Branch Auditors and Authorize Board to Fix       
  Their Remuneration    Management  For  Voted - For 
Meeting Date: 30-Mar-23  Meeting Type: Special       
  Postal Ballot    Management  For  Non-Voting 
1  Adopt New Articles of Association  Management  For  Voted - For 
2  Elect Arindam Kumar Bhattacharya as Director  Management  For  Voted - For 
3  Elect Aruna Sundararajan as Director  Management  For  Voted - For 
4  Elect Pawan Goyal as Director and Approve       
  Appointment and Remuneration of Pawan Goyal as       
  Whole-Time Director    Management  For  Voted - Against 
5  Approve Continuation of Bala C Deshpande as       
  Non-Executive Director    Management  For  Voted - For 
6  Approve Continuation of Saurabh Srivastava as       
  Non-Executive (Non-Independent) Director  Management  For  Voted - For 
7  Approve Continuation of Naresh Gupta as       
  Non-Executive (Non-Independent) Director  Management  For  Voted - For 
INFOSYS LIMITED         
Security ID: INE009A01021  Ticker: 500209       
Meeting Date: 28-Jun-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Final Dividend    Management  For  Voted - For 
3  Reelect Salil Parekh as Director  Management  For  Voted - For 
4  Elect Helene Auriol Potier as Director  Management  For  Voted - For 
5  Reelect Bobby Parikh as Director  Management  For  Voted - For 
  Meeting for ADR Holders    Management  For  Non-Voting 
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Final Dividend    Management  For  Voted - For 
3  Reelect Salil Parekh as Director  Management  For  Voted - For 
4  Elect Helene Auriol Potier as Director  Management  For  Voted - For 
5  Reelect Bobby Parikh as Director  Management  For  Voted - For 

 

87

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
INTERNATIONAL BUSINESS MACHINES CORPORATION       
Security ID: US4592001014  Ticker: IBM       
Meeting Date: 25-Apr-23  Meeting Type: Annual       
1a  Elect Director Thomas Buberl  Management  For  Voted - For 
1b  Elect Director David N. Farr    Management  For  Voted - For 
1c  Elect Director Alex Gorsky    Management  For  Voted - For 
1d  Elect Director Michelle J. Howard  Management  For  Voted - For 
1e  Elect Director Arvind Krishna  Management  For  Voted - For 
1f  Elect Director Andrew N. Liveris  Management  For  Voted - For 
1g  Elect Director F. William McNabb, III  Management  For  Voted - For 
1h  Elect Director Martha E. Pollack  Management  For  Voted - For 
1i  Elect Director Joseph R. Swedish  Management  For  Voted - For 
1j  Elect Director Peter R. Voser  Management  For  Voted - For 
1k  Elect Director Frederick H. Waddell  Management  For  Voted - For 
1l  Elect Director Alfred W. Zollar  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Require Independent Board Chair  Shareholder  Against  Voted - Against 
6  Report on Lobbying Payments and Policy  Shareholder  Against  Voted - For 
7  Report on Risks Related to Operations in China  Shareholder  Against  Voted - Against 
8  Report on Efforts to Prevent Harassment and       
  Discrimination in the Workplace  Shareholder  Against  Voted - For 
INTUIT INC.         
Security ID: US4612021034  Ticker: INTU       
Meeting Date: 19-Jan-23  Meeting Type: Annual       
1a  Elect Director Eve Burton    Management  For  Voted - For 
1b  Elect Director Scott D. Cook  Management  For  Voted - For 
1c  Elect Director Richard L. Dalzell  Management  For  Voted - For 
1d  Elect Director Sasan K. Goodarzi  Management  For  Voted - For 
1e  Elect Director Deborah Liu    Management  For  Voted - For 
1f  Elect Director Tekedra Mawakana  Management  For  Voted - For 
1g  Elect Director Suzanne Nora Johnson  Management  For  Voted - For 
1h  Elect Director Thomas Szkutak  Management  For  Voted - For 
1i  Elect Director Raul Vazquez    Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
4  Amend Qualified Employee Stock Purchase Plan  Management  For  Voted - For 

 

88

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ITOCHU CORP.         
Security ID: JP3143600009  Ticker: 8001       
Meeting Date: 23-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, With a Final Dividend       
  of JPY 75    Management  For  Voted - For 
2.1  Elect Director Okafuji, Masahiro  Management  For  Voted - For 
2.2  Elect Director Ishii, Keita    Management  For  Voted - For 
2.3  Elect Director Kobayashi, Fumihiko  Management  For  Voted - For 
2.4  Elect Director Hachimura, Tsuyoshi  Management  For  Voted - For 
2.5  Elect Director Tsubai, Hiroyuki  Management  For  Voted - For 
2.6  Elect Director Naka, Hiroyuki  Management  For  Voted - For 
2.7  Elect Director Kawana, Masatoshi  Management  For  Voted - For 
2.8  Elect Director Nakamori, Makiko  Management  For  Voted - For 
2.9  Elect Director Ishizuka, Kunio  Management  For  Voted - For 
2.10  Elect Director Ito, Akiko    Management  For  Voted - For 
3.1  Appoint Statutory Auditor Matoba, Yoshiko  Management  For  Voted - For 
3.2  Appoint Statutory Auditor Uryu, Kentaro  Management  For  Voted - For 
3.3  Appoint Statutory Auditor Fujita, Tsutomu  Management  For  Voted - For 
3.4  Appoint Statutory Auditor Kobayashi, Kumi  Management  For  Voted - For 
JCR PHARMACEUTICALS CO., LTD.       
Security ID: JP3701000006  Ticker: 4552       
Meeting Date: 21-Jun-23  Meeting Type: Annual       
1  Amend Articles to Amend Provisions on Number of       
  Directors    Management  For  Voted - For 
2.1  Elect Director Ashida, Shin    Management  For  Voted - For 
2.2  Elect Director Ashida, Toru    Management  For  Voted - For 
2.3  Elect Director Mathias Schmidt  Management  For  Voted - For 
2.4  Elect Director Sonoda, Hiroyuki  Management  For  Voted - For 
2.5  Elect Director Hiyama, Yoshio  Management  For  Voted - For 
2.6  Elect Director Ishikiriyama, Toshihiro  Management  For  Voted - For 
2.7  Elect Director Suetsuna, Takashi  Management  For  Voted - For 
2.8  Elect Director Yoda, Toshihide  Management  For  Voted - For 
2.9  Elect Director Hayashi, Yuko  Management  For  Voted - For 
2.10  Elect Director Atomi, Yutaka  Management  For  Voted - For 
2.11  Elect Director Philippe Fauchet  Management  For  Voted - For 
2.12  Elect Director Marc Dunoyer  Management  For  Voted - For 
3.1  Appoint Statutory Auditor Oizumi, Kazumasa  Management  For  Voted - For 
3.2  Appoint Statutory Auditor Yamada, Kazuhiko  Management  For  Voted - For 
3.3  Appoint Statutory Auditor Miyatake, Kenjiro  Management  For  Voted - Against 
4  Approve Deep Discount Stock Option Plan  Management  For  Voted - For 

 

89

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
JMDC, INC.         
Security ID: JP3386690006  Ticker: 4483       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1.1  Elect Director Matsushima, Yosuke  Management  For  Voted - For 
1.2  Elect Director Noguchi, Ryo    Management  For  Voted - For 
1.3  Elect Director Yamamoto, Yuta  Management  For  Voted - For 
1.4  Elect Director Jihyun Lee    Management  For  Voted - For 
1.5  Elect Director Takeda, Seiji    Management  For  Voted - For 
2.1  Elect Director and Audit Committee Member Shimoda,       
  Tsuneo    Management  For  Voted - For 
2.2  Elect Director and Audit Committee Member Hayashi,       
  Nampei    Management  For  Voted - For 
2.3  Elect Director and Audit Committee Member Fujioka,       
  Daisuke    Management  For  Voted - For 
3  Elect Alternate Director and Audit Committee Member       
  Hara, Masahiko    Management  For  Voted - For 
JOHNSON & JOHNSON         
Security ID: US4781601046  Ticker: JNJ       
Meeting Date: 27-Apr-23  Meeting Type: Annual       
1a  Elect Director Darius Adamczyk  Management  For  Voted - For 
1b  Elect Director Mary C. Beckerle  Management  For  Voted - For 
1c  Elect Director D. Scott Davis  Management  For  Voted - For 
1d  Elect Director Jennifer A. Doudna  Management  For  Voted - For 
1e  Elect Director Joaquin Duato  Management  For  Voted - For 
1f  Elect Director Marillyn A. Hewson  Management  For  Voted - For 
1g  Elect Director Paula A. Johnson  Management  For  Voted - For 
1h  Elect Director Hubert Joly    Management  For  Voted - For 
1i  Elect Director Mark B. McClellan  Management  For  Voted - For 
1j  Elect Director Anne M. Mulcahy  Management  For  Voted - For 
1k  Elect Director Mark A. Weinberger  Management  For  Voted - For 
1l  Elect Director Nadja Y. West  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
5  Adopt Mandatory Arbitration Bylaw - Withdrawn  Shareholder  Against  Non-Voting 
6  Report on Government Financial Support and       
  Equitable Access to Covid-19 Products  Shareholder  Against  Voted - For 
7  Adopt Policy to Include Legal and Compliance Costs       
  in Incentive Compensation Metrics  Shareholder  Against  Voted - For 
8  Report on Impact of Extended Patent Exclusivities       
  on Product Access    Shareholder  Against  Voted - Against 

 

90

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
JPMORGAN CHASE & CO.         
Security ID: US46625H1005  Ticker: JPM       
Meeting Date: 16-May-23  Meeting Type: Annual       
1a  Elect Director Linda B. Bammann  Management  For  Voted - For 
1b  Elect Director Stephen B. Burke  Management  For  Voted - For 
1c  Elect Director Todd A. Combs  Management  For  Voted - For 
1d  Elect Director James S. Crown  Management  For  Voted - For 
1e  Elect Director Alicia Boler Davis  Management  For  Voted - For 
1f  Elect Director James Dimon    Management  For  Voted - For 
1g  Elect Director Timothy P. Flynn  Management  For  Voted - For 
1h  Elect Director Alex Gorsky    Management  For  Voted - For 
1i  Elect Director Mellody Hobson  Management  For  Voted - For 
1j  Elect Director Michael A. Neal  Management  For  Voted - For 
1k  Elect Director Phebe N. Novakovic  Management  For  Voted - For 
1l  Elect Director Virginia M. Rometty  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
5  Require Independent Board Chair  Shareholder  Against  Voted - Against 
6  Adopt Time-Bound Policy to Phase Out Underwriting       
  and Lending for New Fossil Fuel Development  Shareholder  Against  Voted - Against 
7  Amend Public Responsibility Committee Charter to       
  Include Animal Welfare    Shareholder  Against  Voted - Against 
8  Reduce Ownership Threshold for Shareholders to Call       
  Special Meeting    Shareholder  Against  Voted - For 
9  Report on Climate Transition Plan Describing       
  Efforts to Align Financing Activities with GHG       
  Targets    Shareholder  Against  Voted - Against 
10  Report on Risks Related to Discrimination Against       
  Individuals Including Political Views  Shareholder  Against  Voted - Against 
11  Report on Political Expenditures Congruence  Shareholder  Against  Voted - For 
12  Disclose 2030 Absolute GHG Reduction Targets       
  Associated with Lending and Underwriting  Shareholder  Against  Voted - Against 
JUBILANT FOODWORKS LIMITED       
Security ID: INE797F01020  Ticker: 533155       
Meeting Date: 30-Aug-22  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Dividend    Management  For  Voted - For 
3  Reelect Shyam S. Bhartia as Director  Management  For  Voted - For 
4  Approve Deloitte Haskins & Sells LLP, Chartered       
  Accountants as Auditors and Authorize Board to Fix       
  Their Remuneration    Management  For  Voted - For 
5  Reelect Abhay Prabhakar Havaldar as Director  Management  For  Voted - For 

 

91

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  Reelect Ashwani Windlass as Director  Management  For  Voted - For 
7  Elect Sameer Khetarpal as Director  Management  For  Voted - For 
8  Approve Appointment and Remuneration of Sameer       
  Khetarpal as Chief Executive Officer and Managing       
  Director    Management  For  Voted - For 
JUMBO SA         
Security ID: GRS282183003  Ticker: BELA       
Meeting Date: 08-Mar-23  Meeting Type: Extraordinary Shareholders     
  Extraordinary Meeting Agenda  Management  For  Non-Voting 
1  Approve Special Dividend    Management  For  Voted - For 
2  Receive Report of Independent Non-Executive       
  Directors    Management  For  Non-Voting 
JUNIPER NETWORKS, INC.         
Security ID: US48203R1041  Ticker: JNPR       
Meeting Date: 10-May-23  Meeting Type: Annual       
1a  Elect Director Anne DelSanto  Management  For  Voted - For 
1b  Elect Director Kevin DeNuccio  Management  For  Voted - For 
1c  Elect Director James Dolce    Management  For  Voted - For 
1d  Elect Director Steven Fernandez  Management  For  Voted - For 
1e  Elect Director Christine Gorjanc  Management  For  Voted - For 
1f  Elect Director Janet Haugen    Management  For  Voted - For 
1g  Elect Director Scott Kriens    Management  For  Voted - For 
1h  Elect Director Rahul Merchant  Management  For  Voted - For 
1i  Elect Director Rami Rahim    Management  For  Voted - For 
1j  Elect Director William Stensrud  Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Amend Omnibus Stock Plan    Management  For  Voted - For 
KERRY GROUP PLC         
Security ID: IE0004906560  Ticker: KRZ       
Meeting Date: 27-Apr-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Final Dividend    Management  For  Voted - For 
3a  Elect Patrick Rohan as Director  Management  For  Voted - For 
4a  Re-elect Gerry Behan as Director  Management  For  Voted - For 
4b  Re-elect Hugh Brady as Director  Management  For  Voted - For 
4c  Re-elect Fiona Dawson as Director  Management  For  Voted - For 

 

92

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4d  Re-elect Karin Dorrepaal as Director  Management  For  Voted - For 
4e  Re-elect Emer Gilvarry as Director  Management  For  Voted - For 
4f  Re-elect Michael Kerr as Director  Management  For  Voted - For 
4g  Re-elect Marguerite Larkin as Director  Management  For  Voted - For 
4h  Re-elect Tom Moran as Director  Management  For  Voted - For 
4i  Re-elect Christopher Rogers as Director  Management  For  Voted - For 
4j  Re-elect Edmond Scanlon as Director  Management  For  Voted - For 
4k  Re-elect Jinlong Wang as Director  Management  For  Voted - For 
5  Authorise Board to Fix Remuneration of Auditors  Management  For  Voted - For 
6  Authorise the Company to Call General Meeting with       
  Two Weeks' Notice    Management  For  Voted - For 
7  Approve Remuneration Report  Management  For  Voted - For 
8  Authorise Issue of Equity    Management  For  Voted - For 
9  Authorise Issue of Equity without Pre-emptive Rights  Management  For  Voted - For 
10  Authorise Issue of Equity without Pre-emptive       
  Rights in Connection with an Acquisition or       
  Specified Capital Investment  Management  For  Voted - For 
11  Authorise Market Purchase of Ordinary Shares  Management  For  Voted - For 
12  Approve Employee Share Plan  Management  For  Voted - For 
KEYENCE CORP.         
Security ID: JP3236200006  Ticker: 6861       
Meeting Date: 14-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 150    Management  For  Voted - For 
2.1  Elect Director Takizaki, Takemitsu  Management  For  Voted - For 
2.2  Elect Director Nakata, Yu    Management  For  Voted - For 
2.3  Elect Director Yamaguchi, Akiji  Management  For  Voted - For 
2.4  Elect Director Yamamoto, Hiroaki  Management  For  Voted - For 
2.5  Elect Director Nakano, Tetsuya  Management  For  Voted - For 
2.6  Elect Director Yamamoto, Akinori  Management  For  Voted - For 
2.7  Elect Director Taniguchi, Seiichi  Management  For  Voted - For 
2.8  Elect Director Suenaga, Kumiko  Management  For  Voted - For 
2.9  Elect Director Yoshioka, Michifumi  Management  For  Voted - For 
3  Appoint Statutory Auditor Komura, Koichiro  Management  For  Voted - For 
4  Appoint Alternate Statutory Auditor Yamamoto,       
  Masaharu    Management  For  Voted - For 
KINAXIS INC.         
Security ID: CA49448Q1090  Ticker: KXS       
Meeting Date: 08-Jun-23  Meeting Type: Annual       
1.1  Elect Director John (Ian) Giffen  Management  For  Voted - For 
1.2  Elect Director Robert Courteau  Management  For  Voted - For 
1.3  Elect Director Gillian (Jill) Denham  Management  For  Voted - For 
1.4  Elect Director Angel Mendez  Management  For  Voted - For 

 

93

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Director Pamela Passman  Management  For  Voted - For 
1.6  Elect Director Elizabeth (Betsy) Rafael  Management  For  Voted - For 
1.7  Elect Director Kelly Thomas  Management  For  Voted - For 
1.8  Elect Director John Sicard    Management  For  Voted - For 
2  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation Approach  Management  For  Voted - For 
KSB LIMITED         
Security ID: INE999A01015  Ticker: 500249       
Meeting Date: 11-May-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Dividend    Management  For  Voted - For 
3  Reelect Gaurav Swarup as Director  Management  For  Voted - For 
4  Approve Remuneration of Cost Auditors  Management  For  Voted - For 
5  Reelect Sharmila Barua Roychowdhury as Director  Management  For  Voted - For 
KYNDRYL HOLDINGS, INC.         
Security ID: US50155Q1004  Ticker: KD       
Meeting Date: 28-Jul-22  Meeting Type: Annual       
1a  Elect Director Janina Kugel    Management  For  Voted - For 
1b  Elect Director Denis Machuel  Management  For  Voted - For 
1c  Elect Director Rahul N. Merchant  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Amend Omnibus Stock Plan    Management  For  Voted - Against 
5  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
LAM RESEARCH CORPORATION         
Security ID: US5128071082  Ticker: LRCX       
Meeting Date: 08-Nov-22  Meeting Type: Annual       
1a  Elect Director Sohail U. Ahmed  Management  For  Voted - For 
1b  Elect Director Timothy M. Archer  Management  For  Voted - For 
1c  Elect Director Eric K. Brandt  Management  For  Voted - For 
1d  Elect Director Michael R. Cannon  Management  For  Voted - For 
1e  Elect Director Bethany J. Mayer  Management  For  Voted - For 
1f  Elect Director Jyoti K. Mehra  Management  For  Voted - For 
1g  Elect Director Abhijit Y. Talwalkar  Management  For  Voted - For 
1h  Elect Director Lih Shyng (Rick L.) Tsai  Management  For  Voted - For 
1i  Elect Director Leslie F. Varon  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 

 

94

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
LEGRAND SA         
Security ID: FR0010307819  Ticker: LR       
Meeting Date: 31-May-23  Meeting Type: Annual/Special       
  Ordinary Business    Management  For  Non-Voting 
1  Approve Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Consolidated Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
3  Approve Allocation of Income and Dividends of EUR       
  1.90 per Share    Management  For  Voted - For 
4  Appoint Mazars as Auditor    Management  For  Voted - For 
5  Approve Compensation Report of Corporate Officers  Management  For  Voted - For 
6  Approve Compensation of Angeles Garcia-Poveda,       
  Chairwoman of the Board    Management  For  Voted - For 
7  Approve Compensation of Benoit Coquart, CEO  Management  For  Voted - For 
8  Approve Remuneration Policy of Chairwoman of the       
  Board    Management  For  Voted - For 
9  Approve Remuneration Policy of CEO  Management  For  Voted - For 
10  Approve Remuneration Policy of Directors  Management  For  Voted - For 
11  Reelect Isabelle Boccon-Gibod as Director  Management  For  Voted - For 
12  Reelect Benoit Coquart as Director  Management  For  Voted - For 
13  Reelect Angeles Garcia-Poveda as Director  Management  For  Voted - For 
14  Reelect Michel Landel as Director  Management  For  Voted - For 
15  Elect Valerie Chort as Director  Management  For  Voted - For 
16  Elect Clare Scherrer as Director  Management  For  Voted - For 
17  Authorize Repurchase of Up to 10 Percent of Issued       
  Share Capital    Management  For  Voted - For 
  Extraordinary Business    Management  For  Non-Voting 
18  Authorize Decrease in Share Capital via       
  Cancellation of Repurchased Shares  Management  For  Voted - For 
  Ordinary Business    Management  For  Non-Voting 
19  Authorize Filing of Required Documents/Other       
  Formalities    Management  For  Voted - For 
LOCALIZA RENT A CAR SA         
Security ID: BRRENTACNOR4  Ticker: RENT3       
Meeting Date: 25-Apr-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports       
  for Fiscal Year Ended Dec. 31, 2022  Management  For  Voted - For 
2  Approve Allocation of Income and Dividends  Management  For  Voted - For 
  Shareholders Must Vote For Only Three of the       
  Candidates Under Items 3.1 to 3.4  Management  For  Non-Voting 
3.1  Elect Carla Trematore as Fiscal Council Member and       
  Juliano Lima Pinheiro as Alternate  Management  For  Voted - For 

 

95

 

PineBridge Dynamic Asset Allocation Fund     
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3.2  Elect Antonio de Padua Soares Policarpo as Fiscal       
  Council Member and Guilherme Bottrel Pereira Tostes       
  as Alternate  Management  For  Voted - For 
3.3  Elect Pierre Carvalho Magalhaes as Fiscal Council       
  Member and Antonio Lopes Matoso as Alternate  Management  For  Voted - Abstain 
3.4  Elect Marcia Fragoso Soares as Fiscal Council       
  Member and Roberto Frota Decourt as Alternate       
  Appointed by PREVI - Caixa de Previdencia dos       
  Funcionarios do Banco do Brasil  Shareholder  None  Voted - For 
4  Approve Remuneration of Fiscal Council Members  Management  For  Voted - For 
5  Do You Wish to Adopt Cumulative Voting for the       
  Election of the Members of the Board of Directors,       
  Under the Terms of Article 141 of the Brazilian       
  Corporate Law?  Management  None  Voted - Abstain 
6  Fix Number of Directors at Eight  Management  For  Voted - For 
7  Approve Classification of Independent Directors  Management  For  Voted - Against 
8.1  Elect Eugenio Pacelli Mattar as Board Chairman  Management  For  Voted - For 
8.2  Elect Luis Fernando Memoria Porto as Vice-Chairman  Management  For  Voted - For 
8.3  Elect Adriana Waltrick Santos as Independent       
  Director  Management  For  Voted - For 
8.4  Elect Artur Noemio Crynbaum as Independent Director  Management  For  Voted - For 
8.5  Elect Maria Leticia de Freitas Costa as Independent       
  Director  Management  For  Voted - For 
8.6  Elect Paulo Antunes Veras as Independent Director  Management  For  Voted - For 
8.7  Elect Pedro de Godoy Bueno as Independent Director  Management  For  Voted - For 
8.8  Elect Sergio Augusto Guerra de Resende as Director  Management  For  Voted - For 
  If Voting FOR on Item 9, Votes Are Distributed in       
  Equal % Amongst Nominees voted FOR. If You Vote       
  AGST, Contact Your Client Service Rep to Unequally       
  Allocate % of Votes. If You Vote ABST, You Will Not       
  Participate in Cumulative Voting.  Management  For  Non-Voting 
9  In Case Cumulative Voting Is Adopted, Do You Wish       
  to Equally Distribute Your Votes Amongst the       
  Nominees below?  Management  None  Voted - Abstain 
10.1  Percentage of Votes to Be Assigned - Elect Eugenio       
  Pacelli Mattar as Board Chairman  Management  None  Voted - Abstain 
10.2  Percentage of Votes to Be Assigned - Elect Luis       
  Fernando Memoria Porto as Vice-Chairman  Management  None  Voted - Abstain 
10.3  Percentage of Votes to Be Assigned - Elect Adriana       
  Waltrick Santos as Independent Director  Management  None  Voted - Abstain 
10.4  Percentage of Votes to Be Assigned - Elect Artur       
  Noemio Crynbaum as Independent Director  Management  None  Voted - Abstain 
10.5  Percentage of Votes to Be Assigned - Elect Maria       
  Leticia de Freitas Costa as Independent Director  Management  None  Voted - Abstain 
10.6  Percentage of Votes to Be Assigned - Elect Paulo       
  Antunes Veras as Independent Director  Management  None  Voted - Abstain 
10.7  Percentage of Votes to Be Assigned - Elect Pedro de       
  Godoy Bueno as Independent Director  Management  None  Voted - Abstain 
10.8  Percentage of Votes to Be Assigned - Elect Sergio       
  Augusto Guerra de Resende as Director  Management  None  Voted - Abstain 

 

96

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
11  In the Event of a Second Call, the Voting       
  Instructions Contained in this Remote Voting Card       
  May Also be Considered for the Second Call?  Management  None  Voted - For 
12  Approve Remuneration of Company's Management  Management  For  Voted - For 
Meeting Date: 25-Apr-23  Meeting Type: Extraordinary Shareholders     
1  Amend Articles    Management  For  Voted - For 
2  Consolidate Bylaws    Management  For  Voted - For 
3  In the Event of a Second Call, the Voting       
  Instructions Contained in this Remote Voting Card       
  May Also be Considered for the Second Call?  Management  None  Voted - For 
LOCKHEED MARTIN CORPORATION       
Security ID: US5398301094  Ticker: LMT       
Meeting Date: 27-Apr-23  Meeting Type: Annual       
1.1  Elect Director Daniel F. Akerson  Management  For  Voted - For 
1.2  Elect Director David B. Burritt  Management  For  Voted - For 
1.3  Elect Director Bruce A. Carlson  Management  For  Voted - For 
1.4  Elect Director John M. Donovan  Management  For  Voted - For 
1.5  Elect Director Joseph F. Dunford, Jr.  Management  For  Voted - For 
1.6  Elect Director James O. Ellis, Jr.  Management  For  Voted - For 
1.7  Elect Director Thomas J. Falk  Management  For  Voted - For 
1.8  Elect Director Ilene S. Gordon  Management  For  Voted - For 
1.9  Elect Director Vicki A. Hollub  Management  For  Voted - For 
1.10  Elect Director Jeh C. Johnson  Management  For  Voted - For 
1.11  Elect Director Debra L. Reed-Klages  Management  For  Voted - For 
1.12  Elect Director James D. Taiclet  Management  For  Voted - For 
1.13  Elect Director Patricia E. Yarrington  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
5  Require Independent Board Chair  Shareholder  Against  Voted - Against 
6  Report on Human Rights Impact Assessment  Shareholder  Against  Voted - Against 
7  Report on Efforts to Reduce Full Value Chain GHG       
  Emissions in Alignment with Paris Agreement Goal  Shareholder  Against  Voted - For 
LOWE'S COMPANIES, INC.         
Security ID: US5486611073  Ticker: LOW       
Meeting Date: 26-May-23  Meeting Type: Annual       
1.1  Elect Director Raul Alvarez    Management  For  Voted - For 
1.2  Elect Director David H. Batchelder  Management  For  Voted - For 
1.3  Elect Director Scott H. Baxter  Management  For  Voted - For 
1.4  Elect Director Sandra B. Cochran  Management  For  Voted - For 

 

97

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Director Laurie Z. Douglas  Management  For  Voted - For 
1.6  Elect Director Richard W. Dreiling  Management  For  Voted - For 
1.7  Elect Director Marvin R. Ellison  Management  For  Voted - For 
1.8  Elect Director Daniel J. Heinrich  Management  For  Voted - For 
1.9  Elect Director Brian C. Rogers  Management  For  Voted - For 
1.10  Elect Director Bertram L. Scott  Management  For  Voted - For 
1.11  Elect Director Colleen Taylor  Management  For  Voted - For 
1.12  Elect Director Mary Beth West  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
5  Require Independent Board Chair  Shareholder  Against  Voted - Against 
LPL FINANCIAL HOLDINGS INC.         
Security ID: US50212V1008  Ticker: LPLA       
Meeting Date: 11-May-23  Meeting Type: Annual       
1a  Elect Director Dan H. Arnold  Management  For  Voted - For 
1b  Elect Director Edward C. Bernard  Management  For  Voted - For 
1c  Elect Director H. Paulett Eberhart  Management  For  Voted - For 
1d  Elect Director William F. Glavin, Jr.  Management  For  Voted - For 
1e  Elect Director Albert J. Ko    Management  For  Voted - For 
1f  Elect Director Allison H. Mnookin  Management  For  Voted - For 
1g  Elect Director Anne M. Mulcahy  Management  For  Voted - For 
1h  Elect Director James S. Putnam  Management  For  Voted - For 
1i  Elect Director Richard P. Schifter  Management  For  Voted - For 
1j  Elect Director Corey E. Thomas  Management  For  Voted - For 
2  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
LULULEMON ATHLETICA INC.         
Security ID: US5500211090  Ticker: LULU       
Meeting Date: 07-Jun-23  Meeting Type: Annual       
1a  Elect Director Michael Casey  Management  For  Voted - For 
1b  Elect Director Glenn Murphy  Management  For  Voted - For 
1c  Elect Director David Mussafer  Management  For  Voted - For 
1d  Elect Director Isabel Mahe    Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  None  Voted - One Year 
5  Approve Omnibus Stock Plan  Management  For  Voted - For 

 

98

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
LVMH MOET HENNESSY LOUIS VUITTON SE       
Security ID: FR0000121014  Ticker: MC       
Meeting Date: 20-Apr-23  Meeting Type: Annual/Special       
  Ordinary Business    Management  For  Non-Voting 
1  Approve Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Consolidated Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
3  Approve Allocation of Income and Dividends of EUR       
  12.00 per Share    Management  For  Voted - For 
4  Approve Auditors' Special Report on Related-Party       
  Transactions    Management  For  Voted - Against 
5  Reelect Delphine Arnault as Director  Management  For  Voted - Against 
6  Reelect Antonio Belloni as Director  Management  For  Voted - Against 
7  Reelect Marie-Josee Kravis as Director  Management  For  Voted - Against 
8  Reelect Marie-Laure Sauty de Chalon as Director  Management  For  Voted - For 
9  Reelect Natacha Valla as Director  Management  For  Voted - For 
10  Elect Laurent Mignon as Director  Management  For  Voted - For 
11  Renew Appointment of Lord Powell of Bayswater as       
  Censor    Management  For  Voted - Against 
12  Appoint Diego Della Valle as Censor  Management  For  Voted - Against 
13  Approve Compensation Report of Corporate Officers  Management  For  Voted - Against 
14  Approve Compensation of Bernard Arnault, Chairman       
  and CEO    Management  For  Voted - For 
15  Approve Compensation of Antonio Belloni, Vice-CEO  Management  For  Voted - For 
16  Approve Remuneration Policy of Directors  Management  For  Voted - For 
17  Approve Remuneration Policy of Chairman and CEO  Management  For  Voted - For 
18  Approve Remuneration Policy of Vice-CEO  Management  For  Voted - For 
19  Authorize Repurchase of Up to 10 Percent of Issued       
  Share Capital    Management  For  Voted - For 
  Extraordinary Business    Management  For  Non-Voting 
20  Authorize Decrease in Share Capital via       
  Cancellation of Repurchased Shares  Management  For  Voted - For 
21  Authorize Capitalization of Reserves of Up to EUR       
  20 Million for Bonus Issue or Increase in Par Value  Management  For  Voted - For 
22  Authorize Issuance of Equity or Equity-Linked       
  Securities with Preemptive Rights up to Aggregate       
  Nominal Amount of EUR 20 Million  Management  For  Voted - For 
23  Authorize Issuance of Equity or Equity-Linked       
  Securities without Preemptive Rights With Binding       
  Priority Right up to Aggregate Nominal Amount of       
  EUR 20 Million    Management  For  Voted - Against 
24  Approve Issuance of Equity or Equity-Linked       
  Securities for Qualified Investors, up to Aggregate       
  Nominal Amount of EUR 20 Million  Management  For  Voted - Against 
25  Authorize Board to Increase Capital in the Event of       
  Additional Demand Related to Delegation Submitted       
  to Shareholder Vote Above  Management  For  Voted - Against 

 

99

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
26  Authorize Capital Increase of Up to EUR 20 Million       
  for Future Exchange Offers  Management  For  Voted - Against 
27  Authorize Capital Increase of up to 10 Percent of       
  Issued Capital for Contributions in Kind  Management  For  Voted - For 
28  Authorize up to 1 Percent of Issued Capital for Use       
  in Stock Option Plans Reserved for Employees and       
  Corporate Officers    Management  For  Voted - Against 
29  Authorize Capital Issuances for Use in Employee       
  Stock Purchase Plans    Management  For  Voted - For 
30  Set Total Limit for Capital Increase to Result from       
  All Issuance Requests at EUR 20 Million  Management  For  Voted - For 
M&A CAPITAL PARTNERS CO. LTD.       
Security ID: JP3167320005  Ticker: 6080       
Meeting Date: 23-Dec-22  Meeting Type: Annual       
1  Amend Articles to Change Location of Head Office -       
  Disclose Shareholder Meeting Materials on Internet  Management  For  Voted - For 
2.1  Elect Director Nakamura, Satoru  Management  For  Voted - Against 
2.2  Elect Director Sogame, Yozo  Management  For  Voted - For 
2.3  Elect Director Okamura, Hideaki  Management  For  Voted - For 
2.4  Elect Director Shimoda, So    Management  For  Voted - For 
2.5  Elect Director Nishizawa, Tamio  Management  For  Voted - For 
2.6  Elect Director Matsuoka, Noboru  Management  For  Voted - For 
MARVELL TECHNOLOGY, INC.         
Security ID: US5738741041  Ticker: MRVL       
Meeting Date: 16-Jun-23  Meeting Type: Annual       
1a  Elect Director Sara Andrews    Management  For  Voted - For 
1b  Elect Director W. Tudor Brown  Management  For  Voted - For 
1c  Elect Director Brad W. Buss    Management  For  Voted - For 
1d  Elect Director Rebecca W. House  Management  For  Voted - For 
1e  Elect Director Marachel L. Knight  Management  For  Voted - For 
1f  Elect Director Matthew J. Murphy  Management  For  Voted - For 
1g  Elect Director Michael G. Strachan  Management  For  Voted - For 
1h  Elect Director Robert E. Switz  Management  For  Voted - For 
1i  Elect Director Ford Tamer    Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 

 

100

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
MASTERCARD INCORPORATED         
Security ID: US57636Q1040  Ticker: MA       
Meeting Date: 27-Jun-23  Meeting Type: Annual       
1a  Elect Director Merit E. Janow  Management  For  Voted - For 
1b  Elect Director Candido Bracher  Management  For  Voted - For 
1c  Elect Director Richard K. Davis  Management  For  Voted - For 
1d  Elect Director Julius Genachowski  Management  For  Voted - For 
1e  Elect Director Choon Phong Goh  Management  For  Voted - For 
1f  Elect Director Oki Matsumoto  Management  For  Voted - For 
1g  Elect Director Michael Miebach  Management  For  Voted - For 
1h  Elect Director Youngme Moon  Management  For  Voted - For 
1i  Elect Director Rima Qureshi    Management  For  Voted - For 
1j  Elect Director Gabrielle Sulzberger  Management  For  Voted - For 
1k  Elect Director Harit Talwar    Management  For  Voted - For 
1l  Elect Director Lance Uggla    Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Approve Qualified Employee Stock Purchase Plan  Management  For  Voted - For 
5  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
6  Report on Overseeing Risks Related to Discrimination  Shareholder  Against  Voted - Against 
7  Report on Establishing Merchant Category Code for       
  Gun and Ammunition Stores  Shareholder  Against  Voted - Against 
8  Report on Lobbying Payments and Policy  Shareholder  Against  Voted - For 
9  Amend Bylaws to Require Shareholder Approval of       
  Certain Provisions Related to Director Nominations       
  by Shareholders    Shareholder  Against  Voted - Against 
10  Report on Cost-Benefit Analysis of Diversity and       
  Inclusion Efforts    Shareholder  Against  Voted - Against 
MCKESSON CORPORATION         
Security ID: US58155Q1031  Ticker: MCK       
Meeting Date: 22-Jul-22  Meeting Type: Annual       
1a  Elect Director Richard H. Carmona  Management  For  Voted - For 
1b  Elect Director Dominic J. Caruso  Management  For  Voted - For 
1c  Elect Director W. Roy Dunbar  Management  For  Voted - For 
1d  Elect Director James H. Hinton  Management  For  Voted - For 
1e  Elect Director Donald R. Knauss  Management  For  Voted - For 
1f  Elect Director Bradley E. Lerman  Management  For  Voted - For 
1g  Elect Director Linda P. Mantia  Management  For  Voted - For 
1h  Elect Director Maria Martinez  Management  For  Voted - For 
1i  Elect Director Susan R. Salka  Management  For  Voted - For 
1j  Elect Director Brian S. Tyler  Management  For  Voted - For 
1k  Elect Director Kathleen Wilson-Thompson  Management  For  Voted - For 

 

101

 

PineBridge Dynamic Asset Allocation Fund       
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'         
  Compensation    Management  For  Voted - For 
4  Approve Omnibus Stock Plan  Management  For  Voted - For 
5  Amend Qualified Employee Stock Purchase Plan  Management  For  Voted - For 
6  Reduce Ownership Threshold for Shareholders to Call         
  Special Meeting    Shareholder  Against  Voted - For 
7  Adopt Policy on 10b5-1 Plans  Shareholder  Against  Voted - For 
MEDIATEK, INC.           
Security ID: TW0002454006  Ticker: 2454         
Meeting Date: 31-May-23  Meeting Type: Annual         
1  Approve Business Operations Report and Financial         
  Statements    Management  For  Voted - For 
2  Approve Profit Distribution    Management  For  Voted - For 
3  Approve Amendments to Articles of Association  Management  For  Voted - For 
  ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING  Management  For  Non-Voting 
4.1  Elect Syaru Shirley Lin, with ID NO.A222291XXX, as         
  Independent Director    Management  For  Voted - For 
5  Approve Release of Restrictions of Competitive         
  Activities of Directors    Management  For  Voted - For 
MEDTRONIC PLC           
Security ID: IE00BTN1Y115  Ticker: MDT         
Meeting Date: 08-Dec-22  Meeting Type: Annual         
1a  Elect Director Richard H. Anderson  Management  For  Voted - For 
1b  Elect Director Craig Arnold    Management  For  Voted - For 
1c  Elect Director Scott C. Donnelly  Management  For  Voted - For 
1d  Elect Director Lidia L. Fonseca  Management  For  Voted - For 
1e  Elect Director Andrea J. Goldsmith  Management  For  Voted - For 
1f  Elect Director Randall J. Hogan, III  Management  For  Voted - For 
1g  Elect Director Kevin E. Lofton  Management  For  Voted - For 
1h  Elect Director Geoffrey S. Martha  Management  For  Voted - For 
1i  Elect Director Elizabeth G. Nabel  Management  For  Voted - For 
1j  Elect Director Denise M. O'Leary  Management  For  Voted - For 
1k  Elect Director Kendall J. Powell  Management  For  Voted - For 
2  Approve PricewaterhouseCoopers LLP as Auditors and         
  Authorize Board to Fix Their Remuneration  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'         
  Compensation    Management  For  Voted - For 
4  Renew the Board's Authority to Issue Shares Under         
  Irish Law    Management  For  Voted - For 
5  Renew the Board's Authority to Opt-Out of Statutory         
  Pre-Emptions Rights Under Irish Law  Management  For  Voted - For 

 

102

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  Authorize Overseas Market Purchases of Ordinary       
  Shares    Management  For  Voted - For 
MENICON CO., LTD.         
Security ID: JP3921270009  Ticker: 7780       
Meeting Date: 23-Jun-23  Meeting Type: Annual       
1.1  Elect Director Tanaka, Hidenari  Management  For  Voted - For 
1.2  Elect Director Takino, Yoshiyuki  Management  For  Voted - For 
1.3  Elect Director Moriyama, Hisashi  Management  For  Voted - For 
1.4  Elect Director Horinishi, Yoshimi  Management  For  Voted - For 
1.5  Elect Director Watanabe, Shingo  Management  For  Voted - For 
1.6  Elect Director Miyake, Yozo  Management  For  Voted - For 
1.7  Elect Director Honda, Ryutaro  Management  For  Voted - For 
1.8  Elect Director Yanagawa, Katsuhiko  Management  For  Voted - For 
1.9  Elect Director Takehana, Kazushige  Management  For  Voted - For 
2  Approve Deep Discount Stock Option Plan  Management  For  Voted - For 
3  Approve Deep Discount Stock Option Plan  Management  For  Voted - For 
MERCADOLIBRE, INC.         
Security ID: US58733R1023  Ticker: MELI       
Meeting Date: 07-Jun-23  Meeting Type: Annual       
1.1  Elect Director Susan Segal    Management  For  Voted - For 
1.2  Elect Director Mario Eduardo Vazquez  Management  For  Voted - For 
1.3  Elect Director Alejandro Nicolas Aguzin  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Pistrelli, Henry Martin y Asociados S.R.L.,       
  as Auditors    Management  For  Voted - For 
MERCK & CO., INC.         
Security ID: US58933Y1055  Ticker: MRK       
Meeting Date: 23-May-23  Meeting Type: Annual       
1a  Elect Director Douglas M. Baker, Jr.  Management  For  Voted - For 
1b  Elect Director Mary Ellen Coe  Management  For  Voted - For 
1c  Elect Director Pamela J. Craig  Management  For  Voted - For 
1d  Elect Director Robert M. Davis  Management  For  Voted - For 
1e  Elect Director Thomas H. Glocer  Management  For  Voted - For 
1f  Elect Director Risa J. Lavizzo-Mourey  Management  For  Voted - For 
1g  Elect Director Stephen L. Mayo  Management  For  Voted - For 
1h  Elect Director Paul B. Rothman  Management  For  Voted - For 
1i  Elect Director Patricia F. Russo  Management  For  Voted - For 

 

103

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1j  Elect Director Christine E. Seidman  Management  For  Voted - For 
1k  Elect Director Inge G. Thulin  Management  For  Voted - For 
1l  Elect Director Kathy J. Warden  Management  For  Voted - For 
1m  Elect Director Peter C. Wendell  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
5  Report on Risks Related to Operations in China  Shareholder  Against  Voted - Against 
6  Report on Access to COVID-19 Products  Shareholder  Against  Voted - For 
7  Adopt Policy to Require Third-Party Organizations       
  to Annually Report Expenditures for Political       
  Activities    Shareholder  Against  Voted - Against 
8  Report on Impact of Extended Patent Exclusivities       
  on Product Access    Shareholder  Against  Voted - For 
9  Publish a Congruency Report of Partnerships with       
  Globalist Organizations    Shareholder  Against  Voted - Against 
10  Require Independent Board Chair  Shareholder  Against  Voted - Against 
MERIDIAN ENERGY LIMITED         
Security ID: NZMELE0002S7  Ticker: MEL       
Meeting Date: 18-Oct-22  Meeting Type: Annual       
1  Elect Michelle Henderson as Director  Management  For  Voted - For 
2  Elect Julia Hoare as Director  Management  For  Voted - For 
3  Elect Nagaja Sanatkumar as Director  Management  For  Voted - For 
4  Elect Graham Cockroft as Director  Management  For  Voted - For 
META PLATFORMS, INC.         
Security ID: US30303M1027  Ticker: META       
Meeting Date: 31-May-23  Meeting Type: Annual       
1.1  Elect Director Peggy Alford    Management  For  Voted - Withheld 
1.2  Elect Director Marc L. Andreessen  Management  For  Voted - Withheld 
1.3  Elect Director Andrew W. Houston  Management  For  Voted - Withheld 
1.4  Elect Director Nancy Killefer  Management  For  Voted - For 
1.5  Elect Director Robert M. Kimmitt  Management  For  Voted - For 
1.6  Elect Director Sheryl K. Sandberg  Management  For  Voted - For 
1.7  Elect Director Tracey T. Travis  Management  For  Voted - For 
1.8  Elect Director Tony Xu    Management  For  Voted - Withheld 
1.9  Elect Director Mark Zuckerberg  Management  For  Voted - Withheld 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Report on Government Take Down Requests  Shareholder  Against  Voted - Against 
4  Approve Recapitalization Plan for all Stock to Have       
  One-vote per Share    Shareholder  Against  Voted - For 
5  Report on Human Rights Impact Assessment of       
  Targeted Advertising    Shareholder  Against  Voted - Against 

 

104

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  Report on Lobbying Payments and Policy  Shareholder  Against  Voted - For 
7  Report on Allegations of Political Entanglement and       
  Content Management Biases in India  Shareholder  Against  Voted - Against 
8  Report on Framework to Assess Company Lobbying       
  Alignment with Climate Goals  Shareholder  Against  Voted - For 
9  Report on Data Privacy regarding Reproductive       
  Healthcare    Shareholder  Against  Voted - Against 
10  Report on Enforcement of Community Standards and       
  User Content    Shareholder  Against  Voted - Against 
11  Report on Child Safety and Harm Reduction  Shareholder  Against  Voted - Against 
12  Report on Executive Pay Calibration to Externalized       
  Costs    Shareholder  Against  Voted - For 
13  Commission Independent Review of Audit & Risk       
  Oversight Committee    Shareholder  Against  Voted - Against 
MICROCHIP TECHNOLOGY INCORPORATED       
Security ID: US5950171042  Ticker: MCHP       
Meeting Date: 23-Aug-22  Meeting Type: Annual       
1.1  Elect Director Matthew W. Chapman  Management  For  Voted - For 
1.2  Elect Director Esther L. Johnson  Management  For  Voted - For 
1.3  Elect Director Karlton D. Johnson  Management  For  Voted - For 
1.4  Elect Director Wade F. Meyercord  Management  For  Voted - For 
1.5  Elect Director Ganesh Moorthy  Management  For  Voted - For 
1.6  Elect Director Karen M. Rapp  Management  For  Voted - For 
1.7  Elect Director Steve Sanghi    Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
MICROSOFT CORPORATION         
Security ID: US5949181045  Ticker: MSFT       
Meeting Date: 13-Dec-22  Meeting Type: Annual       
1.1  Elect Director Reid G. Hoffman  Management  For  Voted - For 
1.2  Elect Director Hugh F. Johnston  Management  For  Voted - For 
1.3  Elect Director Teri L. List    Management  For  Voted - For 
1.4  Elect Director Satya Nadella    Management  For  Voted - For 
1.5  Elect Director Sandra E. Peterson  Management  For  Voted - For 
1.6  Elect Director Penny S. Pritzker  Management  For  Voted - For 
1.7  Elect Director Carlos A. Rodriguez  Management  For  Voted - For 
1.8  Elect Director Charles W. Scharf  Management  For  Voted - For 
1.9  Elect Director John W. Stanton  Management  For  Voted - For 
1.10  Elect Director John W. Thompson  Management  For  Voted - For 
1.11  Elect Director Emma N. Walmsley  Management  For  Voted - For 
1.12  Elect Director Padmasree Warrior  Management  For  Voted - For 

 

105

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
4  Report on Cost/Benefit Analysis of Diversity and       
  Inclusion    Shareholder  Against  Voted - Against 
5  Report on Hiring of Persons with Arrest or       
  Incarceration Records    Shareholder  Against  Voted - Against 
6  Assess and Report on the Company's Retirement       
  Funds' Management of Systemic Climate Risk  Shareholder  Against  Voted - Against 
7  Report on Government Use of Microsoft Technology  Shareholder  Against  Voted - Against 
8  Report on Development of Products for Military  Shareholder  Against  Voted - Against 
9  Report on Tax Transparency    Shareholder  Against  Voted - Against 
MINEBEA MITSUMI, INC.         
Security ID: JP3906000009  Ticker: 6479       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 20    Management  For  Voted - For 
2.1  Elect Director Kainuma, Yoshihisa  Management  For  Voted - For 
2.2  Elect Director Moribe, Shigeru  Management  For  Voted - For 
2.3  Elect Director Yoshida, Katsuhiko  Management  For  Voted - For 
2.4  Elect Director Iwaya, Ryozo    Management  For  Voted - For 
2.5  Elect Director None, Shigeru  Management  For  Voted - For 
2.6  Elect Director Mizuma, Satoshi  Management  For  Voted - For 
2.7  Elect Director Suzuki, Katsutoshi  Management  For  Voted - For 
2.8  Elect Director Miyazaki, Yuko  Management  For  Voted - For 
2.9  Elect Director Matsumura, Atsuko  Management  For  Voted - For 
2.10  Elect Director Haga, Yuko    Management  For  Voted - For 
2.11  Elect Director Katase, Hirofumi  Management  For  Voted - For 
2.12  Elect Director Matsuoka, Takashi  Management  For  Voted - For 
3.1  Appoint Statutory Auditor Tsukagoshi, Masahiro  Management  For  Voted - For 
3.2  Appoint Statutory Auditor Yamamoto, Hiroshi  Management  For  Voted - For 
3.3  Appoint Statutory Auditor Hoshino, Makoto  Management  For  Voted - For 
MITSUBISHI ELECTRIC CORP.         
Security ID: JP3902400005  Ticker: 6503       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1.1  Elect Director Yabunaka, Mitoji  Management  For  Voted - For 
1.2  Elect Director Watanabe, Kazunori  Management  For  Voted - For 
1.3  Elect Director Koide, Hiroko  Management  For  Voted - For 
1.4  Elect Director Kosaka, Tatsuro  Management  For  Voted - For 
1.5  Elect Director Yanagi, Hiroyuki  Management  For  Voted - For 
1.6  Elect Director Egawa, Masako  Management  For  Voted - For 
1.7  Elect Director Matsuyama, Haruka  Management  For  Voted - For 
1.8  Elect Director Uruma, Kei    Management  For  Voted - For 

 

106

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.9  Elect Director Kawagoishi, Tadashi  Management  For  Voted - For 
1.10  Elect Director Masuda, Kuniaki  Management  For  Voted - For 
1.11  Elect Director Nagasawa, Jun  Management  For  Voted - For 
1.12  Elect Director Takeda, Satoshi  Management  For  Voted - For 
MITSUBISHI UFJ FINANCIAL GROUP, INC.       
Security ID: JP3902900004  Ticker: 8306       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 16    Management  For  Voted - For 
2.1  Elect Director Fujii, Mariko    Management  For  Voted - For 
2.2  Elect Director Honda, Keiko    Management  For  Voted - For 
2.3  Elect Director Kato, Kaoru    Management  For  Voted - For 
2.4  Elect Director Kuwabara, Satoko  Management  For  Voted - For 
2.5  Elect Director Nomoto, Hirofumi  Management  For  Voted - Against 
2.6  Elect Director David A. Sneider  Management  For  Voted - For 
2.7  Elect Director Tsuji, Koichi    Management  For  Voted - For 
2.8  Elect Director Tarisa Watanagase  Management  For  Voted - For 
2.9  Elect Director Miyanaga, Kenichi  Management  For  Voted - For 
2.10  Elect Director Shinke, Ryoichi  Management  For  Voted - For 
2.11  Elect Director Mike, Kanetsugu  Management  For  Voted - Against 
2.12  Elect Director Kamezawa, Hironori  Management  For  Voted - Against 
2.13  Elect Director Nagashima, Iwao  Management  For  Voted - For 
2.14  Elect Director Hanzawa, Junichi  Management  For  Voted - For 
2.15  Elect Director Kobayashi, Makoto  Management  For  Voted - For 
3  Amend Articles to Disclose Transition Plan to Align       
  Lending and Investment Portfolios with Goals of       
  Paris Agreement    Shareholder  Against  Voted - Against 
4  Amend Articles to Prohibit Transactions with       
  Defamatory Companies    Shareholder  Against  Voted - Against 
5  Amend Articles to Carefully Carry Out Transactions       
  with Male-Dominated Companies  Shareholder  Against  Voted - Against 
6  Amend Articles to Prohibit Deletion of IR Contents       
  from Company Websites    Shareholder  Against  Voted - Against 
MITSUI FUDOSAN CO., LTD.         
Security ID: JP3893200000  Ticker: 8801       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 32    Management  For  Voted - For 
2.1  Elect Director Komoda, Masanobu  Management  For  Voted - For 
2.2  Elect Director Ueda, Takashi  Management  For  Voted - For 
2.3  Elect Director Yamamoto, Takashi  Management  For  Voted - For 
2.4  Elect Director Miki, Takayuki  Management  For  Voted - For 
2.5  Elect Director Hirokawa, Yoshihiro  Management  For  Voted - For 

 

107

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2.6  Elect Director Suzuki, Shingo  Management  For  Voted - For 
2.7  Elect Director Tokuda, Makoto  Management  For  Voted - For 
2.8  Elect Director Osawa, Hisashi  Management  For  Voted - For 
2.9  Elect Director Nakayama, Tsunehiro  Management  For  Voted - For 
2.10  Elect Director Ito, Shinichiro  Management  For  Voted - For 
2.11  Elect Director Kawai, Eriko    Management  For  Voted - For 
2.12  Elect Director Indo, Mami    Management  For  Voted - For 
3.1  Appoint Statutory Auditor Hamamoto, Wataru  Management  For  Voted - For 
3.2  Appoint Statutory Auditor Nakazato, Minoru  Management  For  Voted - For 
3.3  Appoint Statutory Auditor Mita, Mayo  Management  For  Voted - For 
4  Approve Annual Bonus    Management  For  Voted - For 
MODERNA, INC.         
Security ID: US60770K1079  Ticker: MRNA       
Meeting Date: 03-May-23  Meeting Type: Annual       
1.1  Elect Director Stephen Berenson  Management  For  Voted - For 
1.2  Elect Director Sandra Horning  Management  For  Voted - For 
1.3  Elect Director Paul Sagan    Management  For  Voted - Withheld 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
4  Report on Feasibility of Technology Transfer to       
  Boost Covid-19 Vaccine Production  Shareholder  Against  Voted - Against 
MONGODB, INC.         
Security ID: US60937P1066  Ticker: MDB       
Meeting Date: 27-Jun-23  Meeting Type: Annual       
1.1  Elect Director Archana Agrawal  Management  For  Voted - Withheld 
1.2  Elect Director Hope Cochran  Management  For  Voted - Withheld 
1.3  Elect Director Dwight Merriman  Management  For  Voted - Withheld 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
MONSTER BEVERAGE CORPORATION       
Security ID: US61174X1090  Ticker: MNST       
Meeting Date: 22-Jun-23  Meeting Type: Annual       
1.1  Elect Director Rodney C. Sacks  Management  For  Voted - For 
1.2  Elect Director Hilton H. Schlosberg  Management  For  Voted - For 
1.3  Elect Director Mark J. Hall    Management  For  Voted - For 
1.4  Elect Director Ana Demel    Management  For  Voted - For 
1.5  Elect Director James L. Dinkins  Management  For  Voted - For 

 

108

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Director Gary P. Fayard  Management  For  Voted - For 
1.7  Elect Director Tiffany M. Hall  Management  For  Voted - For 
1.8  Elect Director Jeanne P. Jackson  Management  For  Voted - For 
1.9  Elect Director Steven G. Pizula  Management  For  Voted - For 
1.10  Elect Director Mark S. Vidergauz  Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Increase Authorized Common Stock  Management  For  Voted - Against 
6  Amend Certificate of Incorporation to Reflect New       
  Delaware Law Provisions Regarding Officer       
  Exculpation    Management  For  Voted - For 
MORINAGA MILK INDUSTRY CO., LTD.       
Security ID: JP3926800008  Ticker: 2264       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 90    Management  For  Voted - For 
2.1  Elect Director Miyahara, Michio  Management  For  Voted - For 
2.2  Elect Director Onuki, Yoichi  Management  For  Voted - For 
2.3  Elect Director Okawa, Teiichiro  Management  For  Voted - For 
2.4  Elect Director Minato, Tsuyoshi  Management  For  Voted - For 
2.5  Elect Director Yanagida, Yasuhiko  Management  For  Voted - For 
2.6  Elect Director Hyodo, Hitoshi  Management  For  Voted - For 
2.7  Elect Director Nozaki, Akihiro  Management  For  Voted - For 
2.8  Elect Director Yanagida, Takahiro  Management  For  Voted - For 
2.9  Elect Director Tominaga, Yukari  Management  For  Voted - For 
2.10  Elect Director Nakamura, Hiroshi  Management  For  Voted - For 
2.11  Elect Director Ikeda, Takayuki  Management  For  Voted - For 
2.12  Elect Director Yoshinaga, Yasuyuki  Management  For  Voted - For 
3  Appoint Statutory Auditor Yamamoto, Mayumi  Management  For  Voted - For 
4  Appoint Alternate Statutory Auditor Suzuki, Michio  Management  For  Voted - For 
MOTOROLA SOLUTIONS, INC.         
Security ID: US6200763075  Ticker: MSI       
Meeting Date: 16-May-23  Meeting Type: Annual       
1a  Elect Director Gregory Q. Brown  Management  For  Voted - For 
1b  Elect Director Kenneth D. Denman  Management  For  Voted - For 
1c  Elect Director Egon P. Durban  Management  For  Voted - Against 
1d  Elect Director Ayanna M. Howard  Management  For  Voted - For 
1e  Elect Director Clayton M. Jones  Management  For  Voted - For 
1f  Elect Director Judy C. Lewent  Management  For  Voted - For 
1g  Elect Director Gregory K. Mondre  Management  For  Voted - Against 

 

109

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1h  Elect Director Joseph M. Tucci  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
NEC CORP.         
Security ID: JP3733000008  Ticker: 6701       
Meeting Date: 22-Jun-23  Meeting Type: Annual       
1  Amend Articles to Abolish Board Structure with       
  Statutory Auditors - Adopt Board Structure with       
  Three Committees - Amend Provisions on Number of       
  Directors - Indemnify Directors  Management  For  Voted - For 
2.1  Elect Director Niino, Takashi  Management  For  Voted - For 
2.2  Elect Director Morita, Takayuki  Management  For  Voted - For 
2.3  Elect Director Fujikawa, Osamu  Management  For  Voted - For 
2.4  Elect Director Matsukura, Hajime  Management  For  Voted - For 
2.5  Elect Director Obata, Shinobu  Management  For  Voted - For 
2.6  Elect Director Nakamura, Kuniharu  Management  For  Voted - For 
2.7  Elect Director Christina Ahmadjian  Management  For  Voted - For 
2.8  Elect Director Oka, Masashi    Management  For  Voted - Against 
2.9  Elect Director Okada, Kyoko  Management  For  Voted - For 
2.10  Elect Director Mochizuki, Harufumi  Management  For  Voted - For 
2.11  Elect Director Okada, Joji    Management  For  Voted - For 
2.12  Elect Director Yamada, Yoshihito  Management  For  Voted - For 
NEL ASA         
Security ID: NO0010081235  Ticker: NEL       
Meeting Date: 02-Aug-22  Meeting Type: Extraordinary Shareholders     
1  Open Meeting    Management  For  Did Not Vote 
2  Elect Chairman of Meeting; Designate Inspector(s)       
  of Minutes of Meeting    Management  For  Did Not Vote 
3  Approve Notice of Meeting and Agenda  Management  For  Did Not Vote 
4  Approve Equity Plan Financing  Management  For  Did Not Vote 
NEXTERA ENERGY, INC.         
Security ID: US65339F1012  Ticker: NEE       
Meeting Date: 18-May-23  Meeting Type: Annual       
1a  Elect Director Nicole S. Arnaboldi  Management  For  Voted - For 
1b  Elect Director Sherry S. Barrat  Management  For  Voted - For 
1c  Elect Director James L. Camaren  Management  For  Voted - For 
1d  Elect Director Kenneth B. Dunn  Management  For  Voted - For 

 

110

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1e  Elect Director Naren K. Gursahaney  Management  For  Voted - For 
1f  Elect Director Kirk S. Hachigian  Management  For  Voted - For 
1g  Elect Director John W. Ketchum  Management  For  Voted - For 
1h  Elect Director Amy B. Lane    Management  For  Voted - For 
1i  Elect Director David L. Porges  Management  For  Voted - For 
1j  Elect Director Deborah "Dev" Stahlkopf  Management  For  Voted - For 
1k  Elect Director John A. Stall    Management  For  Voted - For 
1l  Elect Director Darryl L. Wilson  Management  For  Voted - For 
2  Ratify Deloitte & Touche as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Disclose Board Skills and Diversity Matrix  Shareholder  Against  Voted - For 
NIDEC CORP.         
Security ID: JP3734800000  Ticker: 6594       
Meeting Date: 20-Jun-23  Meeting Type: Annual       
1.1  Elect Director Nagamori, Shigenobu  Management  For  Voted - For 
1.2  Elect Director Kobe, Hiroshi  Management  For  Voted - For 
1.3  Elect Director Sato, Shinichi    Management  For  Voted - For 
1.4  Elect Director Komatsu, Yayoi  Management  For  Voted - For 
1.5  Elect Director Sakai, Takako  Management  For  Voted - For 
2  Elect Director and Audit Committee Member       
  Toyoshima, Hiroe    Management  For  Voted - For 
3  Elect Alternate Director and Audit Committee Member       
  Takiguchi, Hiroko    Management  For  Voted - For 
NIKE, INC.         
Security ID: US6541061031  Ticker: NKE       
Meeting Date: 09-Sep-22  Meeting Type: Annual       
1a  Elect Director Alan B. Graf, Jr.  Management  For  Voted - For 
1b  Elect Director Peter B. Henry  Management  For  Voted - For 
1c  Elect Director Michelle A. Peluso  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
3  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
4  Amend Qualified Employee Stock Purchase Plan  Management  For  Voted - For 
5  Adopt a Policy on China Sourcing  Shareholder  Against  Voted - Against 

 

111

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
NIPPON TELEGRAPH & TELEPHONE CORP.       
Security ID: JP3735400008  Ticker: 9432       
Meeting Date: 22-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 60    Management  For  Voted - For 
2.1  Appoint Statutory Auditor Yanagi, Keiichiro  Management  For  Voted - For 
2.2  Appoint Statutory Auditor Takahashi, Kanae  Management  For  Voted - For 
2.3  Appoint Statutory Auditor Kanda, Hideki  Management  For  Voted - For 
2.4  Appoint Statutory Auditor Kashima, Kaoru  Management  For  Voted - For 
NITORI HOLDINGS CO., LTD.         
Security ID: JP3756100008  Ticker: 9843       
Meeting Date: 22-Jun-23  Meeting Type: Annual       
1.1  Elect Director Nitori, Akio    Management  For  Voted - For 
1.2  Elect Director Shirai, Toshiyuki  Management  For  Voted - For 
1.3  Elect Director Sudo, Fumihiro  Management  For  Voted - For 
1.4  Elect Director Matsumoto, Fumiaki  Management  For  Voted - For 
1.5  Elect Director Takeda, Masanori  Management  For  Voted - For 
1.6  Elect Director Abiko, Hiromi  Management  For  Voted - For 
1.7  Elect Director Okano, Takaaki  Management  For  Voted - For 
1.8  Elect Director Miyauchi, Yoshihiko  Management  For  Voted - For 
1.9  Elect Director Yoshizawa, Naoko  Management  For  Voted - For 
2  Elect Director and Audit Committee Member Kanetaka,       
  Masahito    Management  For  Voted - For 
NITTOKU CO., LTD.         
Security ID: JP3684700002  Ticker: 6145       
Meeting Date: 28-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 15    Management  For  Voted - For 
2.1  Elect Director Kondo, Nobushige  Management  For  Voted - Against 
2.2  Elect Director Kuno, Hitoshi  Management  For  Voted - For 
2.3  Elect Director Sasazawa, Sumito  Management  For  Voted - For 
3  Appoint Statutory Auditor Yasuhara, Nobuhiko  Management  For  Voted - For 
4  Appoint Alternate Statutory Auditor Honda, Joji  Management  For  Voted - For 
NORTHLAND POWER INC.         
Security ID: CA6665111002  Ticker: NPI       
Meeting Date: 18-May-23  Meeting Type: Annual       
1  Elect Director John W. Brace  Management  For  Voted - For 

 

112

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Elect Director Linda L. Bertoldi  Management  For  Voted - For 
3  Elect Director Lisa Colnett    Management  For  Voted - For 
4  Elect Director Kevin Glass    Management  For  Voted - For 
5  Elect Director Russell Goodman  Management  For  Voted - For 
6  Elect Director Keith Halbert    Management  For  Voted - For 
7  Elect Director Helen Mallovy Hicks  Management  For  Voted - For 
8  Elect Director Ian Pearce    Management  For  Voted - For 
9  Elect Director Eckhardt Ruemmler  Management  For  Voted - For 
10  Approve Ernst & Young LLP Auditors and Authorize       
  Board to Fix Their Remuneration  Management  For  Voted - For 
11  Advisory Vote on Executive Compensation Approach  Management  For  Voted - For 
NORTHROP GRUMMAN CORPORATION       
Security ID: US6668071029  Ticker: NOC       
Meeting Date: 17-May-23  Meeting Type: Annual       
1.1  Elect Director Kathy J. Warden  Management  For  Voted - For 
1.2  Elect Director David P. Abney  Management  For  Voted - For 
1.3  Elect Director Marianne C. Brown  Management  For  Voted - For 
1.4  Elect Director Ann M. Fudge  Management  For  Voted - For 
1.5  Elect Director Madeleine A. Kleiner  Management  For  Voted - For 
1.6  Elect Director Arvind Krishna  Management  For  Voted - For 
1.7  Elect Director Graham N. Robinson  Management  For  Voted - For 
1.8  Elect Director Kimberly A. Ross  Management  For  Voted - For 
1.9  Elect Director Gary Roughead  Management  For  Voted - For 
1.10  Elect Director Thomas M. Schoewe  Management  For  Voted - For 
1.11  Elect Director James S. Turley  Management  For  Voted - For 
1.12  Elect Director Mark A. Welsh, III  Management  For  Voted - For 
1.13  Elect Director Mary A. Winston  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
5  Reduce Ownership Threshold for Shareholders to Call       
  Special Meeting    Management  For  Voted - For 
6  Report on Congruency of Political Spending with       
  Company Stated Values on Human Rights  Shareholder  Against  Voted - For 
7  Require Independent Board Chair  Shareholder  Against  Voted - Against 
NRG ENERGY, INC.         
Security ID: US6293775085  Ticker: NRG       
Meeting Date: 27-Apr-23  Meeting Type: Annual       
1a  Elect Director E. Spencer Abraham  Management  For  Voted - For 
1b  Elect Director Antonio Carrillo  Management  For  Voted - For 
1c  Elect Director Matthew Carter, Jr.  Management  For  Voted - For 

 

113

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1d  Elect Director Lawrence S. Coben  Management  For  Voted - For 
1e  Elect Director Heather Cox    Management  For  Voted - For 
1f  Elect Director Elisabeth B. Donohue  Management  For  Voted - For 
1g  Elect Director Mauricio Gutierrez  Management  For  Voted - For 
1h  Elect Director Paul W. Hobby  Management  For  Voted - For 
1i  Elect Director Alexandra Pruner  Management  For  Voted - For 
1j  Elect Director Anne C. Schaumburg  Management  For  Voted - For 
2  Amend Qualified Employee Stock Purchase Plan  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
NTT DATA CORP.         
Security ID: JP3165700000  Ticker: 9613       
Meeting Date: 20-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 11.5    Management  For  Voted - For 
2  Approve Adoption of Holding Company Structure and       
  Transfer of Operations to Wholly Owned Subsidiary  Management  For  Voted - For 
3  Amend Articles to Change Company Name - Amend       
  Business Lines    Management  For  Voted - For 
4.1  Elect Director Homma, Yo    Management  For  Voted - For 
4.2  Elect Director Sasaki, Yutaka  Management  For  Voted - For 
4.3  Elect Director Nishihata, Kazuhiro  Management  For  Voted - For 
4.4  Elect Director Nakayama, Kazuhiko  Management  For  Voted - For 
4.5  Elect Director Hirano, Eiji    Management  For  Voted - For 
4.6  Elect Director Fujii, Mariko    Management  For  Voted - For 
4.7  Elect Director Patrizio Mapelli  Management  For  Voted - For 
4.8  Elect Director Ike, Fumihiko  Management  For  Voted - For 
4.9  Elect Director Ishiguro, Shigenao  Management  For  Voted - For 
5  Elect Director and Audit Committee Member Tainaka,       
  Nobuyuki    Management  For  Voted - For 
NUCOR CORPORATION         
Security ID: US6703461052  Ticker: NUE       
Meeting Date: 11-May-23  Meeting Type: Annual       
1.1  Elect Director Norma B. Clayton  Management  For  Voted - For 
1.2  Elect Director Patrick J. Dempsey  Management  For  Voted - For 
1.3  Elect Director Christopher J. Kearney  Management  For  Voted - For 
1.4  Elect Director Laurette T. Koellner  Management  For  Voted - For 
1.5  Elect Director Michael W. Lamach  Management  For  Voted - For 
1.6  Elect Director Joseph D. Rupp  Management  For  Voted - For 
1.7  Elect Director Leon J. Topalian  Management  For  Voted - For 
1.8  Elect Director Nadja Y. West  Management  For  Voted - For 

 

114

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
NUTANIX, INC.         
Security ID: US67059N1081  Ticker: NTNX       
Meeting Date: 09-Dec-22  Meeting Type: Annual       
1  Declassify the Board of Directors  Management  For  Voted - For 
2  Eliminate Supermajority Vote Requirements  Management  For  Voted - For 
3  Amend Certificate of Incorporation to Eliminate       
  Inoperative Provisions in Relation to Class B       
  Common Stock and Update Certain Other Miscellaneous       
  Provisions    Management  For  Voted - For 
4a  Elect Director David Humphrey  Management  For  Voted - For 
4b  Elect Director Rajiv Ramaswami  Management  For  Voted - For 
4c  Elect Director Gayle Sheppard  Management  For  Voted - For 
5  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
6  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
7  Amend Qualified Employee Stock Purchase Plan  Management  For  Voted - For 
NVIDIA CORPORATION         
Security ID: US67066G1040  Ticker: NVDA       
Meeting Date: 22-Jun-23  Meeting Type: Annual       
1a  Elect Director Robert K. Burgess  Management  For  Voted - For 
1b  Elect Director Tench Coxe    Management  For  Voted - For 
1c  Elect Director John O. Dabiri  Management  For  Voted - For 
1d  Elect Director Persis S. Drell  Management  For  Voted - For 
1e  Elect Director Jen-Hsun Huang  Management  For  Voted - For 
1f  Elect Director Dawn Hudson  Management  For  Voted - For 
1g  Elect Director Harvey C. Jones  Management  For  Voted - For 
1h  Elect Director Michael G. McCaffery  Management  For  Voted - For 
1i  Elect Director Stephen C. Neal  Management  For  Voted - For 
1j  Elect Director Mark L. Perry  Management  For  Voted - For 
1k  Elect Director A. Brooke Seawell  Management  For  Voted - For 
1l  Elect Director Aarti Shah    Management  For  Voted - For 
1m  Elect Director Mark A. Stevens  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 

 

115

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
NXP SEMICONDUCTORS N.V.         
Security ID: NL0009538784  Ticker: NXPI       
Meeting Date: 24-May-23  Meeting Type: Annual       
1  Adopt Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Discharge of Board Members  Management  For  Voted - For 
3a  Reelect Kurt Sievers as Executive Director  Management  For  Voted - For 
3b  Reelect Annette Clayton as Non-Executive Director  Management  For  Voted - For 
3c  Reelect Anthony Foxx as Non-Executive Director  Management  For  Voted - For 
3d  Reelect Chunyuan Gu as Non-Executive Director  Management  For  Voted - For 
3e  Reelect Lena Olving as Non-Executive Director  Management  For  Voted - For 
3f  Reelect Julie Southern as Non-Executive Director  Management  For  Voted - For 
3g  Reelect Jasmin Staiblin as Non-Executive Director  Management  For  Voted - For 
3h  Reelect Gregory Summe as Non-Executive Director  Management  For  Voted - For 
3i  Reelect Karl-Henrik Sundstrom as Non-Executive       
  Director    Management  For  Voted - For 
3j  Reelect Moshe Gavrielov as Non-Executive Director  Management  For  Voted - For 
4  Grant Board Authority to Issue Shares Up To 10       
  Percent of Issued Capital    Management  For  Voted - For 
5  Authorize Board to Exclude Preemptive Rights from       
  Share Issuances    Management  For  Voted - For 
6  Authorize Share Repurchase Program  Management  For  Voted - For 
7  Approve Cancellation of Ordinary Shares  Management  For  Voted - For 
8  Ratify Ernst & Young Accountants LLP as Auditors  Management  For  Voted - For 
9  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
OKTA, INC.         
Security ID: US6792951054  Ticker: OKTA       
Meeting Date: 22-Jun-23  Meeting Type: Annual       
1.1  Elect Director Shellye Archambeau  Management  For  Voted - Withheld 
1.2  Elect Director Robert L. Dixon, Jr.  Management  For  Voted - Withheld 
1.3  Elect Director Benjamin Horowitz  Management  For  Voted - Withheld 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
OLD DOMINION FREIGHT LINE, INC.       
Security ID: US6795801009  Ticker: ODFL       
Meeting Date: 17-May-23  Meeting Type: Annual       
1.1  Elect Director Sherry A. Aaholm  Management  For  Voted - For 
1.2  Elect Director David S. Congdon  Management  For  Voted - For 
1.3  Elect Director John R. Congdon, Jr.  Management  For  Voted - For 

 

116

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Director Andrew S. Davis  Management  For  Voted - For 
1.5  Elect Director Bradley R. Gabosch  Management  For  Voted - For 
1.6  Elect Director Greg C. Gantt    Management  For  Voted - For 
1.7  Elect Director Patrick D. Hanley  Management  For  Voted - For 
1.8  Elect Director John D. Kasarda  Management  For  Voted - For 
1.9  Elect Director Wendy T. Stallings  Management  For  Voted - For 
1.10  Elect Director Thomas A. Stith, III  Management  For  Voted - For 
1.11  Elect Director Leo H. Suggs    Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
ON SEMICONDUCTOR CORPORATION       
Security ID: US6821891057  Ticker: ON       
Meeting Date: 18-May-23  Meeting Type: Annual       
1a  Elect Director Atsushi Abe    Management  For  Voted - For 
1b  Elect Director Alan Campbell  Management  For  Voted - For 
1c  Elect Director Susan K. Carter  Management  For  Voted - For 
1d  Elect Director Thomas L. Deitrich  Management  For  Voted - For 
1e  Elect Director Hassane El-Khoury  Management  For  Voted - For 
1f  Elect Director Bruce E. Kiddoo  Management  For  Voted - For 
1g  Elect Director Paul A. Mascarenas  Management  For  Voted - For 
1h  Elect Director Gregory Waters  Management  For  Voted - For 
1i  Elect Director Christine Y. Yan  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
ORACLE CORPORATION         
Security ID: US68389X1054  Ticker: ORCL       
Meeting Date: 16-Nov-22  Meeting Type: Annual       
1.1  Elect Director Awo Ablo    Management  For  Voted - For 
1.2  Elect Director Jeffrey S. Berg  Management  For  Voted - Withheld 
1.3  Elect Director Michael J. Boskin  Management  For  Voted - Withheld 
1.4  Elect Director Safra A. Catz    Management  For  Voted - Withheld 
1.5  Elect Director Bruce R. Chizen  Management  For  Voted - Withheld 
1.6  Elect Director George H. Conrades  Management  For  Voted - Withheld 
1.7  Elect Director Lawrence J. Ellison  Management  For  Voted - Withheld 
1.8  Elect Director Rona A. Fairhead  Management  For  Voted - Withheld 
1.9  Elect Director Jeffrey O. Henley  Management  For  Voted - Withheld 
1.10  Elect Director Renee J. James  Management  For  Voted - Withheld 
1.11  Elect Director Charles W. Moorman  Management  For  Voted - Withheld 

 

117

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.12  Elect Director Leon E. Panetta  Management  For  Voted - Withheld 
1.13  Elect Director William G. Parrett  Management  For  Voted - Withheld 
1.14  Elect Director Naomi O. Seligman  Management  For  Voted - Withheld 
1.15  Elect Director Vishal Sikka    Management  For  Voted - Withheld 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
3  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
ORSTED A/S         
Security ID: DK0060094928  Ticker: ORSTED       
Meeting Date: 07-Mar-23  Meeting Type: Annual       
1  Receive Report of Board    Management  For  Non-Voting 
2  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
3  Approve Remuneration Report (Advisory Vote)  Management  For  Voted - For 
4  Approve Discharge of Management and Board  Management  For  Voted - For 
5  Approve Allocation of Income and Dividends of DKK       
  13.5 Per Share    Management  For  Voted - For 
6.1  Fix Number of Directors at Eight  Management  For  Voted - For 
6.2  Reelect Thomas Thune Andersen (Chair) as Director  Management  For  Voted - For 
6.3  Reelect Lene Skole (Vice Chair) as Director  Management  For  Voted - For 
6.4a  Reelect Jorgen Kildah as Director  Management  For  Voted - For 
6.4b  Reelect Peter Korsholm as Director  Management  For  Voted - For 
6.4c  Reelect Dieter Wimmer as Director  Management  For  Voted - For 
6.4d  Reelect Julia King as Director  Management  For  Voted - For 
6.4e  Elect Annica Bresky as New Director  Management  For  Voted - For 
6.4f  Elect Andrew Brown as New Director  Management  For  Voted - For 
7  Approve Remuneration of Directors in the Amount of       
  DKK 1.2 Million for Chairman, DKK 800,000 for       
  Deputy Chairman and DKK 400,000 for Other       
  Directors; Approve Remuneration for Committee Work  Management  For  Voted - For 
8  Ratify PricewaterhouseCoopers as Auditor  Management  For  Voted - For 
9  Authorize Editorial Changes to Adopted Resolutions       
  in Connection with Registration with Danish       
  Authorities    Management  For  Voted - For 
10  Other Business    Management  For  Non-Voting 
OTIS WORLDWIDE CORPORATION       
Security ID: US68902V1070  Ticker: OTIS       
Meeting Date: 18-May-23  Meeting Type: Annual       
1a  Elect Director Jeffrey H. Black  Management  For  Voted - For 
1b  Elect Director Nelda J. Connors  Management  For  Voted - For 
1c  Elect Director Kathy Hopinkah Hannan  Management  For  Voted - For 
1d  Elect Director Shailesh G. Jejurikar  Management  For  Voted - For 
1e  Elect Director Christopher J. Kearney  Management  For  Voted - For 
1f  Elect Director Judith F. Marks  Management  For  Voted - For 

 

118

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1g  Elect Director Harold W. McGraw, III  Management  For  Voted - For 
1h  Elect Director Margaret M. V. Preston  Management  For  Voted - For 
1i  Elect Director Shelley Stewart, Jr.  Management  For  Voted - For 
1j  Elect Director John H. Walker  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
4  Require Independent Board Chair  Shareholder  Against  Voted - Against 
OTP BANK NYRT         
Security ID: HU0000061726  Ticker: OTP       
Meeting Date: 28-Apr-23  Meeting Type: Annual       
1  Approve Financial Statements, Statutory Reports,       
  and Allocation of Income and Dividends of HUF 300       
  per Share    Management  For  Voted - For 
2  Approve Company's Corporate Governance Statement  Management  For  Voted - For 
3  Approve Discharge of Management Board  Management  For  Voted - For 
4  Ratify Ernst & Young Ltd. as Auditor and Authorize       
  Board to Fix Its Remuneration  Management  For  Voted - For 
5  Approve Remuneration Policy  Management  For  Voted - Against 
6  Elect Antal Gyorgy Kovacs as Management Board Member  Management  For  Voted - For 
7.1  Elect Antal Tibor Tolnay as Supervisory Board Member  Management  For  Voted - For 
7.2  Elect Jozsef Gabor Horvath as Supervisory Board       
  Member    Management  For  Voted - For 
7.3  Elect Tamas Gudra as Supervisory Board Member  Management  For  Voted - For 
7.4  Elect Olivier Pequeux as Supervisory Board Member  Management  For  Voted - For 
7.5  Elect Klara Bella as Supervisory Board Member  Management  For  Voted - For 
7.6  Elect Andras Michnai as Supervisory Board Member  Management  For  Voted - For 
8.1  Elect Antal Tibor Tolnay as Audit Committee Member  Management  For  Voted - For 
8.2  Elect Jozsef Gabor Horvath as Audit Committee Member  Management  For  Voted - Against 
8.3  Elect Tamas Gudra as Audit Committee Member  Management  For  Voted - For 
8.4  Elect Olivier Pequeux as Audit Committee Member  Management  For  Voted - For 
9  Approve Terms of Remuneration of Supervisory Board       
  and Audit Committee Members  Management  For  Voted - For 
10  Authorize Share Repurchase Program  Management  For  Voted - Against 
PALO ALTO NETWORKS, INC.         
Security ID: US6974351057  Ticker: PANW       
Meeting Date: 13-Dec-22  Meeting Type: Annual       
1a  Elect Director Helene D. Gayle  Management  For  Voted - For 
1b  Elect Director James J. Goetz  Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Amend Omnibus Stock Plan    Management  For  Voted - For 

 

119

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
PAN PACIFIC INTERNATIONAL HOLDINGS CORP.       
Security ID: JP3639650005  Ticker: 7532       
Meeting Date: 28-Sep-22  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 14    Management  For  Voted - For 
2  Amend Articles to Disclose Shareholder Meeting       
  Materials on Internet    Management  For  Voted - For 
3.1  Elect Director Yoshida, Naoki  Management  For  Voted - For 
3.2  Elect Director Matsumoto, Kazuhiro  Management  For  Voted - For 
3.3  Elect Director Sekiguchi, Kenji  Management  For  Voted - For 
3.4  Elect Director Moriya, Hideki  Management  For  Voted - For 
3.5  Elect Director Ishii, Yuji    Management  For  Voted - For 
3.6  Elect Director Shimizu, Keita  Management  For  Voted - For 
3.7  Elect Director Ninomiya, Hitomi  Management  For  Voted - For 
3.8  Elect Director Kubo, Isao    Management  For  Voted - For 
3.9  Elect Director Yasuda, Takao  Management  For  Voted - For 
4.1  Elect Director and Audit Committee Member       
  Yoshimura, Yasunori    Management  For  Voted - For 
4.2  Elect Director and Audit Committee Member Kamo,       
  Masaharu    Management  For  Voted - For 
PAYCHEX, INC.         
Security ID: US7043261079  Ticker: PAYX       
Meeting Date: 13-Oct-22  Meeting Type: Annual       
1a  Elect Director Martin Mucci    Management  For  Voted - For 
1b  Elect Director Thomas F. Bonadio  Management  For  Voted - For 
1c  Elect Director Joseph G. Doody  Management  For  Voted - For 
1d  Elect Director David J.S. Flaschen  Management  For  Voted - For 
1e  Elect Director B. Thomas Golisano  Management  For  Voted - For 
1f  Elect Director Pamela A. Joseph  Management  For  Voted - For 
1g  Elect Director Kevin A. Price  Management  For  Voted - For 
1h  Elect Director Joseph M. Tucci  Management  For  Voted - For 
1i  Elect Director Joseph M. Velli  Management  For  Voted - For 
1j  Elect Director Kara Wilson    Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
PAYCOM SOFTWARE, INC.         
Security ID: US70432V1026  Ticker: PAYC       
Meeting Date: 01-May-23  Meeting Type: Annual       
1.1  Elect Director Sharen J. Turney  Management  For  Voted - Withheld 

 

120

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Director J.C. Watts, Jr.    Management  For  Voted - Withheld 
2  Ratify Grant Thornton LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
4  Approve Omnibus Stock Plan  Management  For  Voted - For 
5  Amend Certificate of Incorporation to Limit the       
  Personal Liability of Certain Officers  Management  For  Voted - For 
6  Require a Majority Vote for the Election of       
  Directors    Shareholder  Against  Voted - For 
PAYPAL HOLDINGS, INC.         
Security ID: US70450Y1038  Ticker: PYPL       
Meeting Date: 24-May-23  Meeting Type: Annual       
1a  Elect Director Rodney C. Adkins  Management  For  Voted - For 
1b  Elect Director Jonathan Christodoro  Management  For  Voted - For 
1c  Elect Director John J. Donahoe  Management  For  Voted - For 
1d  Elect Director David W. Dorman  Management  For  Voted - For 
1e  Elect Director Belinda J. Johnson  Management  For  Voted - For 
1f  Elect Director Enrique Lores  Management  For  Voted - For 
1g  Elect Director Gail J. McGovern  Management  For  Voted - For 
1h  Elect Director Deborah M. Messemer  Management  For  Voted - For 
1i  Elect Director David M. Moffett  Management  For  Voted - For 
1j  Elect Director Ann M. Sarnoff  Management  For  Voted - For 
1k  Elect Director Daniel H. Schulman  Management  For  Voted - For 
1l  Elect Director Frank D. Yeary  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Amend Omnibus Stock Plan    Management  For  Voted - Against 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
5  Adopt a Policy on Services in Conflict Zones  Shareholder  Against  Voted - Against 
6  Report on Risks Related to Fulfilling Information       
  Requests for Enforcing Laws Criminalizing Abortion       
  Access    Shareholder  Against  Voted - Against 
7  Report on PayPal's Nondiscriminatory Provision of       
  Financial Services - Withdrawn  Shareholder  Against  Non-Voting 
8  Report on Ensuring Respect for Civil Liberties  Shareholder  Against  Voted - Against 
9  Adopt Majority Vote Standard for Director Elections  Shareholder  Against  Voted - Against 
PELOTON INTERACTIVE, INC.         
Security ID: US70614W1009  Ticker: PTON       
Meeting Date: 06-Dec-22  Meeting Type: Annual       
1  Elect Director Karen Boone    Management  For  Voted - Withheld 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 

 

121

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
PFIZER INC.         
Security ID: US7170811035  Ticker: PFE       
Meeting Date: 27-Apr-23  Meeting Type: Annual       
1.1  Elect Director Ronald E. Blaylock  Management  For  Voted - For 
1.2  Elect Director Albert Bourla    Management  For  Voted - For 
1.3  Elect Director Susan Desmond-Hellmann  Management  For  Voted - For 
1.4  Elect Director Joseph J. Echevarria  Management  For  Voted - For 
1.5  Elect Director Scott Gottlieb    Management  For  Voted - For 
1.6  Elect Director Helen H. Hobbs  Management  For  Voted - For 
1.7  Elect Director Susan Hockfield  Management  For  Voted - For 
1.8  Elect Director Dan R. Littman  Management  For  Voted - For 
1.9  Elect Director Shantanu Narayen  Management  For  Voted - For 
1.10  Elect Director Suzanne Nora Johnson  Management  For  Voted - For 
1.11  Elect Director James Quincey  Management  For  Voted - For 
1.12  Elect Director James C. Smith  Management  For  Voted - For 
2  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Submit Severance Agreement (Change-in-Control) to       
  Shareholder Vote    Shareholder  Against  Voted - Against 
6  Require Independent Board Chair  Shareholder  Against  Voted - Against 
7  Report on Feasibility of Intellectual Property       
  Transfer to Boost Covid-19 Vaccine Production  Shareholder  Against  Voted - Against 
8  Report on Impact of Extended Patent Exclusivities       
  on Product Access    Shareholder  Against  Voted - For 
9  Report on Political Expenditures Congruence  Shareholder  Against  Voted - Against 
PGE POLSKA GRUPA ENERGETYCZNA SA       
Security ID: PLPGER000010  Ticker: PGE       
Meeting Date: 14-Dec-22  Meeting Type: Special       
  Management Proposals    Management  For  Non-Voting 
1  Open Meeting    Management  For  Non-Voting 
2  Elect Meeting Chairman    Management  For  Voted - For 
3  Acknowledge Proper Convening of Meeting  Management  For  Non-Voting 
4  Approve Agenda of Meeting    Management  For  Voted - For 
5  Resolve Not to Elect Members of Vote Counting       
  Commission    Management  For  Voted - For 
  Shareholder Proposals    Management  For  Non-Voting 
6.1  Recall Supervisory Board Member  Shareholder  None  Voted - Against 
6.2  Elect Supervisory Board Member  Shareholder  None  Voted - Against 
7  Approve Decision on Covering Costs of Convocation       
  of EGM    Shareholder  None  Voted - Against 
  Management Proposal    Management  For  Non-Voting 

 

122

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
8  Close Meeting    Management  For  Non-Voting 
PHILIP MORRIS INTERNATIONAL INC.       
Security ID: US7181721090  Ticker: PM       
Meeting Date: 03-May-23  Meeting Type: Annual       
1a  Elect Director Brant Bonin Bough  Management  For  Voted - For 
1b  Elect Director Andre Calantzopoulos  Management  For  Voted - For 
1c  Elect Director Michel Combes  Management  For  Voted - For 
1d  Elect Director Juan Jose Daboub  Management  For  Voted - For 
1e  Elect Director Werner Geissler  Management  For  Voted - For 
1f  Elect Director Lisa A. Hook    Management  For  Voted - For 
1g  Elect Director Jun Makihara    Management  For  Voted - For 
1h  Elect Director Kalpana Morparia  Management  For  Voted - For 
1i  Elect Director Jacek Olczak    Management  For  Voted - For 
1j  Elect Director Robert B. Polet  Management  For  Voted - For 
1k  Elect Director Dessislava Temperley  Management  For  Voted - For 
1l  Elect Director Shlomo Yanai  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers SA as Auditors  Management  For  Voted - For 
5  Disclose Nicotine Level Information, and Reduce       
  Nicotine Levels in Tobacco Products  Shareholder  Against  Voted - Against 
PINDUODUO INC.         
Security ID: US7223041028  Ticker: PDD       
Meeting Date: 31-Jul-22  Meeting Type: Annual       
  Meeting for ADR Holders    Management  For  Non-Voting 
1  Elect Director Lei Chen    Management  For  Voted - For 
2  Elect Director Anthony Kam Ping Leung  Management  For  Voted - For 
3  Elect Director Haifeng Lin    Management  For  Voted - For 
4  Elect Director Qi Lu    Management  For  Voted - For 
5  Elect Director Nanpeng Shen  Management  For  Voted - Against 
6  Elect Director George Yong-Boon Yeo  Management  For  Voted - Against 
Meeting Date: 08-Feb-23  Meeting Type: Annual       
  Meeting for ADR Holders    Management  For  Non-Voting 
1  Elect Director Lei Chen    Management  For  Voted - For 
2  Elect Director Anthony Kam Ping Leung  Management  For  Voted - For 
3  Elect Director Haifeng Lin    Management  For  Voted - For 
4  Elect Director Qi Lu    Management  For  Voted - For 
5  Elect Director George Yong-Boon Yeo  Management  For  Voted - Against 
6  Change Company Name to PDD Holdings Inc.  Management  For  Voted - For 

 

123

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
7  Amend Memorandum and Articles of Association  Management  For  Voted - For 
POLYCAB INDIA LIMITED         
Security ID: INE455K01017  Ticker: 542652       
Meeting Date: 30-Jun-23  Meeting Type: Annual       
1  Accept Standalone Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
2  Accept Consolidated Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
3  Approve Dividend    Management  For  Voted - For 
4  Reelect Bharat A. Jaisinghani as Director  Management  For  Voted - For 
5  Approve Remuneration of Cost Auditors  Management  For  Voted - For 
6  Reelect of T. P. Ostwal as Director  Management  For  Voted - For 
7  Reelect R. S. Sharma as Director  Management  For  Voted - For 
8  Elect Bhaskar Sharma as Director  Management  For  Voted - For 
POWSZECHNY ZAKLAD UBEZPIECZEN SA       
Security ID: PLPZU0000011  Ticker: PZU       
Meeting Date: 01-Sep-22  Meeting Type: Special       
  Management Proposals    Management  For  Non-Voting 
1  Open Meeting    Management  For  Non-Voting 
2  Elect Meeting Chairman    Management  For  Voted - For 
3  Acknowledge Proper Convening of Meeting  Management  For  Non-Voting 
4  Approve Agenda of Meeting    Management  For  Voted - For 
  Shareholder Proposals    Management  For  Non-Voting 
5.1  Recall Supervisory Board Member  Shareholder  None  Voted - Against 
5.2  Elect Supervisory Board Member  Shareholder  None  Voted - Against 
6  Approve Collective Suitability Assessment of       
  Supervisory Board Members  Shareholder  None  Voted - Against 
7  Approve Decision on Covering Costs of Convocation       
  of EGM    Shareholder  None  Voted - Against 
  Management Proposal    Management  For  Non-Voting 
8  Close Meeting    Management  For  Non-Voting 
PRYSMIAN SPA         
Security ID: IT0004176001  Ticker: PRY       
Meeting Date: 19-Apr-23  Meeting Type: Annual/Special       
  Ordinary Business    Management  For  Non-Voting 
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Allocation of Income  Management  For  Voted - For 
3  Authorize Share Repurchase Program and Reissuance       
  of Repurchased Shares    Management  For  Voted - For 

 

124

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4  Approve Incentive Plan    Management  For  Voted - For 
5  Approve Remuneration Policy  Management  For  Voted - For 
6  Approve Second Section of the Remuneration Report  Management  For  Voted - For 
  Extraordinary Business    Management  For  Non-Voting 
1  Authorize Board to Increase Capital to Service the       
  Incentive Plan    Management  For  Voted - For 
A  Deliberations on Possible Legal Action Against       
  Directors if Presented by Shareholders  Management  None  Voted - Against 
PT BANK CENTRAL ASIA TBK         
Security ID: ID1000109507  Ticker: BBCA       
Meeting Date: 16-Mar-23  Meeting Type: Annual       
1  Approve Annual Report, Financial Statements,       
  Statutory Reports and Discharge of Directors and       
  Commissioners    Management  For  Voted - For 
2  Approve Allocation of Income and Dividends  Management  For  Voted - For 
3  Approve Remuneration and Tantiem of Directors and       
  Commissioners    Management  For  Voted - For 
4  Approve Auditors    Management  For  Voted - For 
5  Approve Payment of Interim Dividends  Management  For  Voted - For 
6  Approve Revised Recovery Plan  Management  For  Voted - For 
7  Approve Resolution Plan    Management  For  Voted - For 
PTC INC.         
Security ID: US69370C1009  Ticker: PTC       
Meeting Date: 16-Feb-23  Meeting Type: Annual       
1.1  Elect Director Mark Benjamin  Management  For  Voted - For 
1.2  Elect Director Janice Chaffin  Management  For  Voted - For 
1.3  Elect Director Amar Hanspal  Management  For  Voted - For 
1.4  Elect Director James Heppelmann  Management  For  Voted - For 
1.5  Elect Director Michal Katz    Management  For  Voted - For 
1.6  Elect Director Paul Lacy    Management  For  Voted - For 
1.7  Elect Director Corinna Lathan  Management  For  Voted - For 
1.8  Elect Director Blake Moret    Management  For  Voted - For 
1.9  Elect Director Robert Schechter  Management  For  Voted - For 
2  Amend Omnibus Stock Plan    Management  For  Voted - For 
3  Amend Qualified Employee Stock Purchase Plan  Management  For  Voted - For 
4  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
5  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
6  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 

 

125

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
QUALCOMM INCORPORATED         
Security ID: US7475251036  Ticker: QCOM       
Meeting Date: 08-Mar-23  Meeting Type: Annual       
1a  Elect Director Sylvia Acevedo  Management  For  Voted - For 
1b  Elect Director Cristiano R. Amon  Management  For  Voted - For 
1c  Elect Director Mark Fields    Management  For  Voted - For 
1d  Elect Director Jeffrey W. Henderson  Management  For  Voted - For 
1e  Elect Director Gregory N. Johnson  Management  For  Voted - For 
1f  Elect Director Ann M. Livermore  Management  For  Voted - For 
1g  Elect Director Mark D. McLaughlin  Management  For  Voted - For 
1h  Elect Director Jamie S. Miller  Management  For  Voted - For 
1i  Elect Director Irene B. Rosenfeld  Management  For  Voted - For 
1j  Elect Director Kornelis (Neil) Smit  Management  For  Voted - For 
1k  Elect Director Jean-Pascal Tricoire  Management  For  Voted - For 
1l  Elect Director Anthony J. Vinciquerra  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Approve Omnibus Stock Plan  Management  For  Voted - Against 
4  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
QUANTA SERVICES, INC.         
Security ID: US74762E1029  Ticker: PWR       
Meeting Date: 23-May-23  Meeting Type: Annual       
1.1  Elect Director Earl C. (Duke) Austin, Jr.  Management  For  Voted - For 
1.2  Elect Director Doyle N. Beneby  Management  For  Voted - For 
1.3  Elect Director Vincent D. Poster  Management  For  Voted - For 
1.4  Elect Director Bernard Fried    Management  For  Voted - For 
1.5  Elect Director Worthing F. Jackman  Management  For  Voted - For 
1.6  Elect Director Holli C. Ladhani  Management  For  Voted - For 
1.7  Elect Director David M. McClanahan  Management  For  Voted - For 
1.8  Elect Director R. Scott Rowe  Management  For  Voted - For 
1.9  Elect Director Margaret B. Shannon  Management  For  Voted - For 
1.10  Elect Director Martha B. Wyrsch  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 

 

126

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
RAIA DROGASIL SA         
Security ID: BRRADLACNOR0  Ticker: RADL3       
Meeting Date: 19-Apr-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports       
  for Fiscal Year Ended Dec. 31, 2022  Management  For  Voted - For 
2  Approve Allocation of Income and Dividends  Management  For  Voted - For 
3  Fix Number of Directors at 11 or 12 (If a Separate       
  Minority Election of a Member of the Board of       
  Directors Is Requested)    Management  For  Voted - For 
4  Do You Wish to Adopt Cumulative Voting for the       
  Election of the Members of the Board of Directors,       
  Under the Terms of Article 141 of the Brazilian       
  Corporate Law?    Management  None  Voted - Abstain 
5  Elect Directors    Management  For  Voted - Against 
6  In Case There is Any Change to the Board Slate       
  Composition, May Your Votes Still be Counted for       
  the Proposed Slate?    Management  None  Voted - Against 
  If Voting FOR on Item 7, Votes Are Distributed in       
  Equal % Amongst Nominees voted FOR. If You Vote       
  AGST, Contact Your Client Service Rep to Unequally       
  Allocate % of Votes. If You Vote ABST, You Will Not       
  Participate in Cumulative Voting.  Management  For  Non-Voting 
7  In Case Cumulative Voting Is Adopted, Do You Wish       
  to Equally Distribute Your Votes Amongst the       
  Nominees below?    Management  None  Voted - Abstain 
8.1  Percentage of Votes to Be Assigned - Elect Antonio       
  Carlos Pipponzi as Director  Management  None  Voted - Abstain 
8.2  Percentage of Votes to Be Assigned - Elect Carlos       
  Pires Oliveira Dias as Director  Management  None  Voted - Abstain 
8.3  Percentage of Votes to Be Assigned - Elect       
  Cristiana Almeida Pipponzi as Director  Management  None  Voted - Abstain 
8.4  Percentage of Votes to Be Assigned - Elect Plinio       
  Villares Musetti as Director  Management  None  Voted - Abstain 
8.5  Percentage of Votes to Be Assigned - Elect Paulo       
  Sergio Coutinho Galvao Filho as Director  Management  None  Voted - Abstain 
8.6  Percentage of Votes to Be Assigned - Elect Renato       
  Pires Oliveira Dias as Director  Management  None  Voted - Abstain 
8.7  Percentage of Votes to Be Assigned - Elect Marco       
  Ambrogio Crespi Bonomi as Independent Director  Management  None  Voted - Abstain 
8.8  Percentage of Votes to Be Assigned - Elect Sylvia       
  de Souza Leao Wanderley as Independent Director  Management  None  Voted - Abstain 
8.9  Percentage of Votes to Be Assigned - Elect Denise       
  Soares dos Santos as Independent Director  Management  None  Voted - Abstain 
8.10  Percentage of Votes to Be Assigned - Elect Philipp       
  Paul Marie Povel as Independent Director  Management  None  Voted - Abstain 
8.11  Percentage of Votes to Be Assigned - Elect Eduardo       
  Azevedo Marques de Alvarenga as Independent Director  Management  None  Voted - Abstain 
9  As an Ordinary Shareholder, Would You like to       
  Request a Separate Minority Election of a Member of       

 

127

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  the Board of Directors, Under the Terms of Article       
  141 of the Brazilian Corporate Law?  Management  None  Voted - Abstain 
10  Approve Remuneration of Company's Management  Management  For  Voted - For 
11  Elect Fiscal Council Members  Management  For  Voted - Abstain 
12  In Case One of the Nominees Leaves the Fiscal       
  Council Slate Due to a Separate Minority Election,       
  as Allowed Under Articles 161 and 240 of the       
  Brazilian Corporate Law, May Your Votes Still Be       
  Counted for the Proposed Slate?  Management  None  Voted - Against 
13  Elect Antonio Edson Maciel dos Santos as Fiscal       
  Council Member and Alessandra Eloy Gadelha as       
  Alternate Appointed by Minority Shareholder  Shareholder  None  Voted - For 
14  Approve Remuneration of Fiscal Council Members  Management  For  Voted - For 
15  In the Event of a Second Call, the Voting       
  Instructions Contained in this Remote Voting Card       
  May Also be Considered for the Second Call?  Management  None  Voted - For 
Meeting Date: 19-Apr-23  Meeting Type: Extraordinary Shareholders     
1  Authorize Capitalization of Reserves for Bonus Issue  Management  For  Voted - For 
2  Amend Article 4 to Reflect Changes in Capital  Management  For  Voted - For 
RAITO KOGYO CO., LTD.         
Security ID: JP3965800000  Ticker: 1926       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 61    Management  For  Voted - For 
2  Amend Articles to Reduce Directors' Term  Management  For  Voted - For 
3.1  Elect Director Akutsu, Kazuhiro  Management  For  Voted - For 
3.2  Elect Director Funayama, Shigeaki  Management  For  Voted - For 
3.3  Elect Director Kawamura, Kohei  Management  For  Voted - For 
3.4  Elect Director Nishi, Makoto  Management  For  Voted - For 
3.5  Elect Director Murai, Yusuke  Management  For  Voted - For 
3.6  Elect Director Yamamoto, Akinobu  Management  For  Voted - For 
3.7  Elect Director Kawamoto, Osamu  Management  For  Voted - For 
3.8  Elect Director Kaneto, Tatsuya  Management  For  Voted - For 
3.9  Elect Director Yamane, Satoyuki  Management  For  Voted - For 
3.10  Elect Director Wahira, Yoshinobu  Management  For  Voted - For 
3.11  Elect Director Shirai, Makoto  Management  For  Voted - For 
3.12  Elect Director Kokusho, Takaji  Management  For  Voted - For 
3.13  Elect Director Shimizu, Hiroko  Management  For  Voted - For 
3.14  Elect Director Nagata, Takeshi  Management  For  Voted - For 
3.15  Elect Director Asano, Hiromi  Management  For  Voted - For 
4.1  Appoint Statutory Auditor Sato, Tsutomu  Management  For  Voted - For 
4.2  Appoint Statutory Auditor Maruno, Tokiko  Management  For  Voted - For 
5  Approve Compensation Ceiling for Directors  Management  For  Voted - For 

 

128

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
RAYTHEON TECHNOLOGIES CORPORATION       
Security ID: US75513E1010  Ticker: RTX       
Meeting Date: 02-May-23  Meeting Type: Annual       
1a  Elect Director Tracy A. Atkinson  Management  For  Voted - For 
1b  Elect Director Leanne G. Caret  Management  For  Voted - For 
1c  Elect Director Bernard A. Harris, Jr.  Management  For  Voted - For 
1d  Elect Director Gregory J. Hayes  Management  For  Voted - For 
1e  Elect Director George R. Oliver  Management  For  Voted - For 
1f  Elect Director Robert K. (Kelly) Ortberg  Management  For  Voted - For 
1g  Elect Director Dinesh C. Paliwal  Management  For  Voted - For 
1h  Elect Director Ellen M. Pawlikowski  Management  For  Voted - For 
1i  Elect Director Denise L. Ramos  Management  For  Voted - For 
1j  Elect Director Fredric G. Reynolds  Management  For  Voted - For 
1k  Elect Director Brian C. Rogers  Management  For  Voted - For 
1l  Elect Director James A. Winnefeld, Jr.  Management  For  Voted - For 
1m  Elect Director Robert O. Work  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
5  Eliminate Supermajority Vote Requirement  Management  For  Voted - For 
6  Amend Certificate of Incorporation to Eliminate       
  Personal Liability of Officers for Monetary Damages       
  For Breach of Fiduciary Duty as an Officer  Management  For  Voted - For 
7  Require Independent Board Chair  Shareholder  Against  Voted - For 
8  Report on Efforts to Reduce GHG Emissions in       
  Alignment with Paris Agreement Goal  Shareholder  Against  Voted - For 
RED ELECTRICA CORP. SA         
Security ID: ES0173093024  Ticker: RED       
Meeting Date: 05-Jun-23  Meeting Type: Annual       
1  Approve Standalone Financial Statements  Management  For  Voted - For 
2  Approve Consolidated Financial Statements  Management  For  Voted - For 
3  Approve Allocation of Income and Dividends  Management  For  Voted - For 
4  Approve Non-Financial Information Statement  Management  For  Voted - For 
5  Approve Discharge of Board  Management  For  Voted - For 
6  Change Company Name and Amend Article 1 Accordingly  Management  For  Voted - For 
7.1  Amend Articles of General Meeting Regulations Re:       
  Purpose and Validity of the Regulations,       
  Competences, Shareholders' Rights and Right to       
  Attendance    Management  For  Voted - For 
7.2  Amend Articles of General Meeting Regulations Re:       
  Proxy, Issuance of Votes Via Telematic Means  Management  For  Voted - For 

 

129

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
7.3  Amend Article 15 of General Meeting Regulations Re:       
  Constitution, Deliberation and Adoption of       
  Resolutions    Management  For  Voted - For 
8  Reelect Jose Juan Ruiz Gomez as Director  Management  For  Voted - For 
9.1  Approve Remuneration Report  Management  For  Voted - For 
9.2  Approve Remuneration of Directors  Management  For  Voted - For 
10  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
11  Receive Corporate Governance Report  Management  For  Non-Voting 
12  Receive Sustainability Report for FY 2022  Management  For  Non-Voting 
13  Receive Sustainability Plan for FY 2023-2025  Management  For  Non-Voting 
REGENERON PHARMACEUTICALS, INC.       
Security ID: US75886F1075  Ticker: REGN       
Meeting Date: 09-Jun-23  Meeting Type: Annual       
1a  Elect Director Joseph L. Goldstein  Management  For  Voted - Against 
1b  Elect Director Christine A. Poon  Management  For  Voted - Against 
1c  Elect Director Craig B. Thompson  Management  For  Voted - For 
1d  Elect Director Huda Y. Zoghbi  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Report on Impact of Extended Patent Exclusivities       
  on Product Access    Shareholder  Against  Voted - Against 
REGIONS FINANCIAL CORPORATION       
Security ID: US7591EP1005  Ticker: RF       
Meeting Date: 19-Apr-23  Meeting Type: Annual       
1a  Elect Director Mark A. Crosswhite  Management  For  Voted - For 
1b  Elect Director Noopur Davis    Management  For  Voted - For 
1c  Elect Director Zhanna Golodryga  Management  For  Voted - For 
1d  Elect Director J. Thomas Hill  Management  For  Voted - For 
1e  Elect Director John D. Johns    Management  For  Voted - For 
1f  Elect Director Joia M. Johnson  Management  For  Voted - For 
1g  Elect Director Ruth Ann Marshall  Management  For  Voted - For 
1h  Elect Director Charles D. McCrary  Management  For  Voted - For 
1i  Elect Director James T. Prokopanko  Management  For  Voted - For 
1j  Elect Director Lee J. Styslinger, III  Management  For  Voted - For 
1k  Elect Director Jose S. Suquet  Management  For  Voted - For 
1l  Elect Director John M. Turner, Jr.  Management  For  Voted - For 
1m  Elect Director Timothy Vines  Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 

 

130

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
RELIANCE INDUSTRIES LTD.         
Security ID: INE002A01018  Ticker: 500325       
Meeting Date: 29-Aug-22  Meeting Type: Annual       
1a  Accept Standalone Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
1b  Accept Consolidated Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
2  Approve Dividend    Management  For  Voted - For 
3  Reelect Nita M. Ambani as Director  Management  For  Voted - For 
4  Reelect Hital R. Meswani as Director  Management  For  Voted - For 
5  Approve Deloitte Haskins & Sells LLP, Chartered       
  Accountants as Auditors and Authorize Board to Fix       
  Their Remuneration    Management  For  Voted - For 
6  Approve Reappointment and Remuneration of Nikhil R.       
  Meswani as a Whole-time Driector  Management  For  Voted - For 
7  Elect K. V. Chowdary as Director  Management  For  Voted - For 
8  Approve Remuneration of Cost Auditors  Management  For  Voted - For 
9  Amend Object Clause of the Memorandum of Association  Management  For  Voted - For 
10  Approve Material Related Party Transactions of the       
  Company    Management  For  Voted - For 
11  Approve Material Related Party Transactions of       
  Subsidiaries of the Company  Management  For  Voted - For 
Meeting Date: 30-Dec-22  Meeting Type: Special       
  Postal Ballot    Management  For  Non-Voting 
1  Elect K. V. Kamath as Director  Management  For  Voted - For 
2  Amend Objects Clause of Memorandum of Association  Management  For  Voted - For 
Meeting Date: 02-May-23  Meeting Type: Court       
  Court-Ordered Meeting for Equity Shareholders  Management  For  Non-Voting 
1  Approve Scheme of Arrangement  Management  For  Voted - For 
RENESAS ELECTRONICS CORP.         
Security ID: JP3164720009  Ticker: 6723       
Meeting Date: 30-Mar-23  Meeting Type: Annual       
1.1  Elect Director Shibata, Hidetoshi  Management  For  Voted - For 
1.2  Elect Director Iwasaki, Jiro    Management  For  Voted - For 
1.3  Elect Director Selena Loh Lacroix  Management  For  Voted - For 
1.4  Elect Director Yamamoto, Noboru  Management  For  Voted - For 
1.5  Elect Director Hirano, Takuya  Management  For  Voted - For 
2  Approve Qualified Employee Stock Purchase Plan  Management  For  Voted - For 

 

131

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
RENGO CO., LTD.         
Security ID: JP3981400009  Ticker: 3941       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1.1  Elect Director Otsubo, Kiyoshi  Management  For  Voted - For 
1.2  Elect Director Kawamoto, Yosuke  Management  For  Voted - For 
1.3  Elect Director Maeda, Moriaki  Management  For  Voted - For 
1.4  Elect Director Baba, Yasuhiro  Management  For  Voted - For 
1.5  Elect Director Hasegawa, Ichiro  Management  For  Voted - For 
1.6  Elect Director Inoue, Sadatoshi  Management  For  Voted - For 
1.7  Elect Director Sato, Yoshio    Management  For  Voted - For 
1.8  Elect Director Oku, Masayuki  Management  For  Voted - For 
1.9  Elect Director Tamaoka, Kaoru  Management  For  Voted - For 
1.10  Elect Director Sumida, Koichi  Management  For  Voted - For 
2.1  Appoint Statutory Auditor Hashimoto, Kiwamu  Management  For  Voted - For 
2.2  Appoint Statutory Auditor Hamamoto, Mitsuhiro  Management  For  Voted - For 
REPUBLIC SERVICES, INC.         
Security ID: US7607591002  Ticker: RSG       
Meeting Date: 12-May-23  Meeting Type: Annual       
1a  Elect Director Manuel Kadre  Management  For  Voted - For 
1b  Elect Director Tomago Collins  Management  For  Voted - For 
1c  Elect Director Michael A. Duffy  Management  For  Voted - For 
1d  Elect Director Thomas W. Handley  Management  For  Voted - For 
1e  Elect Director Jennifer M. Kirk  Management  For  Voted - For 
1f  Elect Director Michael Larson  Management  For  Voted - For 
1g  Elect Director James P. Snee  Management  For  Voted - For 
1h  Elect Director Brian S. Tyler  Management  For  Voted - For 
1i  Elect Director Jon Vander Ark  Management  For  Voted - For 
1j  Elect Director Sandra M. Volpe  Management  For  Voted - For 
1k  Elect Director Katharine B. Weymouth  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
RINGCENTRAL, INC.         
Security ID: US76680R2067  Ticker: RNG       
Meeting Date: 15-Dec-22  Meeting Type: Annual       
1.1  Elect Director Vladimir Shmunis  Management  For  Voted - For 
1.2  Elect Director Kenneth Goldman  Management  For  Voted - For 
1.3  Elect Director Michelle McKenna  Management  For  Voted - For 
1.4  Elect Director Robert Theis    Management  For  Voted - For 

 

132

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Director Allan Thygesen  Management  For  Voted - For 
1.6  Elect Director Neil Williams    Management  For  Voted - For 
1.7  Elect Director Mignon Clyburn  Management  For  Voted - For 
1.8  Elect Director Arne Duncan    Management  For  Voted - For 
1.9  Elect Director Tarek Robbiati  Management  For  Voted - For 
1.10  Elect Director Sridhar Srinivasan  Management  For  Voted - For 
2  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Amend Omnibus Stock Plan    Management  For  Voted - Against 
ROBERT HALF INTERNATIONAL INC.       
Security ID: US7703231032  Ticker: RHI       
Meeting Date: 17-May-23  Meeting Type: Annual       
1a  Elect Director Julia L. Coronado  Management  For  Voted - For 
1b  Elect Director Dirk A. Kempthorne  Management  For  Voted - For 
1c  Elect Director Harold M. Messmer, Jr.  Management  For  Voted - For 
1d  Elect Director Marc H. Morial  Management  For  Voted - For 
1e  Elect Director Robert J. Pace  Management  For  Voted - For 
1f  Elect Director Frederick A. Richman  Management  For  Voted - For 
1g  Elect Director M. Keith Waddell  Management  For  Voted - For 
1h  Elect Director Marnie H. Wilking  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
ROCKWELL AUTOMATION, INC.         
Security ID: US7739031091  Ticker: ROK       
Meeting Date: 07-Feb-23  Meeting Type: Annual       
A1  Elect Director William P. Gipson  Management  For  Voted - For 
A2  Elect Director Pam Murphy    Management  For  Voted - For 
A3  Elect Director Donald R. Parfet  Management  For  Voted - For 
A4  Elect Director Robert W. Soderbery  Management  For  Voted - For 
B  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
C  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
D  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 

 

133

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ROLLINS, INC.         
Security ID: US7757111049  Ticker: ROL       
Meeting Date: 25-Apr-23  Meeting Type: Annual       
1.1  Elect Director Jerry E. Gahlhoff, Jr.  Management  For  Voted - For 
1.2  Elect Director Patrick J. Gunning  Management  For  Voted - For 
1.3  Elect Director Gregory B. Morrison  Management  For  Voted - For 
1.4  Elect Director Jerry W. Nix  Management  For  Voted - For 
1.5  Elect Director P. Russell Hardin  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  Three Years  Voted - One Year 
ROPER TECHNOLOGIES, INC.       
Security ID: US7766961061  Ticker: ROP       
Meeting Date: 13-Jun-23  Meeting Type: Annual       
1.1  Elect Director Shellye L. Archambeau  Management  For  Voted - For 
1.2  Elect Director Amy Woods Brinkley  Management  For  Voted - For 
1.3  Elect Director Irene M. Esteves  Management  For  Voted - For 
1.4  Elect Director L. Neil Hunn  Management  For  Voted - For 
1.5  Elect Director Robert D. Johnson  Management  For  Voted - For 
1.6  Elect Director Thomas P. Joyce, Jr.  Management  For  Voted - For 
1.7  Elect Director Laura G. Thatcher  Management  For  Voted - For 
1.8  Elect Director Richard F. Wallman  Management  For  Voted - For 
1.9  Elect Director Christopher Wright  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
5  Amend Certificate of Incorporation to Permit the       
  Exculpation of Officers  Management  For  Voted - For 
RWE AG         
Security ID: DE0007037129  Ticker: RWE       
Meeting Date: 04-May-23  Meeting Type: Annual       
1  Receive Financial Statements and Statutory Reports       
  for Fiscal Year 2022 (Non-Voting)  Management  For  Non-Voting 
2  Approve Allocation of Income and Dividends of EUR       
  0.90 per Share    Management  For  Voted - For 
3.1  Approve Discharge of Management Board Member Markus       
  Krebber for Fiscal Year 2022  Management  For  Voted - For 
3.2  Approve Discharge of Management Board Member       
  Michael Mueller for Fiscal Year 2022  Management  For  Voted - For 

 

134

 

PineBridge Dynamic Asset Allocation Fund     
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3.3  Approve Discharge of Management Board Member       
  Zvezdana Seeger for Fiscal Year 2022  Management  For  Voted - For 
4.1  Approve Discharge of Supervisory Board Member       
  Werner Brandt for Fiscal Year 2022  Management  For  Voted - For 
4.2  Approve Discharge of Supervisory Board Member Ralf       
  Sikorski for Fiscal Year 2022  Management  For  Voted - For 
4.3  Approve Discharge of Supervisory Board Member       
  Michael Bochinsky for Fiscal Year 2022  Management  For  Voted - For 
4.4  Approve Discharge of Supervisory Board Member       
  Sandra Bossemeyer for Fiscal Year 2022  Management  For  Voted - For 
4.5  Approve Discharge of Supervisory Board Member Hans       
  Buenting for Fiscal Year 2022  Management  For  Voted - For 
4.6  Approve Discharge of Supervisory Board Member       
  Matthias Duerbaum for Fiscal Year 2022  Management  For  Voted - For 
4.7  Approve Discharge of Supervisory Board Member Ute       
  Gerbaulet for Fiscal Year 2022  Management  For  Voted - For 
4.8  Approve Discharge of Supervisory Board Member       
  Hans-Peter Keitel for Fiscal Year 2022  Management  For  Voted - For 
4.9  Approve Discharge of Supervisory Board Member       
  Monika Kircher for Fiscal Year 2022  Management  For  Voted - For 
4.10  Approve Discharge of Supervisory Board Member       
  Thomas Kufen for Fiscal Year 2022  Management  For  Voted - For 
4.11  Approve Discharge of Supervisory Board Member       
  Reiner van Limbeck for Fiscal Year 2022  Management  For  Voted - For 
4.12  Approve Discharge of Supervisory Board Member       
  Harald Louis for Fiscal Year 2022  Management  For  Voted - For 
4.13  Approve Discharge of Supervisory Board Member       
  Dagmar Paasch for Fiscal Year 2022  Management  For  Voted - For 
4.14  Approve Discharge of Supervisory Board Member       
  Erhard Schipporeit for Fiscal Year 2022  Management  For  Voted - For 
4.15  Approve Discharge of Supervisory Board Member Dirk       
  Schumacher for Fiscal Year 2022  Management  For  Voted - For 
4.16  Approve Discharge of Supervisory Board Member       
  Ullrich Sierau for Fiscal Year 2022  Management  For  Voted - For 
4.17  Approve Discharge of Supervisory Board Member Hauke       
  Stars for Fiscal Year 2022  Management  For  Voted - For 
4.18  Approve Discharge of Supervisory Board Member Helle       
  Valentin for Fiscal Year 2022  Management  For  Voted - For 
4.19  Approve Discharge of Supervisory Board Member       
  Andreas Wagner for Fiscal Year 2022  Management  For  Voted - For 
4.20  Approve Discharge of Supervisory Board Member       
  Marion Weckes for Fiscal Year 2022  Management  For  Voted - For 
5  Ratify PricewaterhouseCoopers GmbH as Auditors for       
  Fiscal Year 2023 and for the Review of Interim       
  Financial Statements for the First Half of Fiscal       
  Year 2023  Management  For  Voted - For 
6  Ratify Deloitte GmbH as Auditors for the Review of       
  Interim Financial Statements for the First Quarter       
  of Fiscal Year 2024  Management  For  Voted - For 
7  Approve Remuneration Report  Management  For  Voted - For 
8  Authorize Share Repurchase Program and Reissuance       
  or Cancellation of Repurchased Shares  Management  For  Voted - For 

 

135

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
9  Approve Issuance of Warrants/Bonds with Warrants       
  Attached/Convertible Bonds without Preemptive       
  Rights up to Aggregate Nominal Amount of EUR 5.5       
  Billion; Approve Creation of EUR 190.4 Million Pool       
  of Capital to Guarantee Conversion Rights  Management  For  Voted - For 
10  Approve Creation of EUR 380.8 Million Pool of       
  Authorized Capital with or without Exclusion of       
  Preemptive Rights    Management  For  Voted - For 
11  Approve Virtual-Only Shareholder Meetings Until 2025  Management  For  Voted - For 
S&P GLOBAL INC.         
Security ID: US78409V1044  Ticker: SPGI       
Meeting Date: 03-May-23  Meeting Type: Annual       
1.1  Elect Director Marco Alvera    Management  For  Voted - For 
1.2  Elect Director Jacques Esculier  Management  For  Voted - For 
1.3  Elect Director Gay Huey Evans  Management  For  Voted - For 
1.4  Elect Director William D. Green  Management  For  Voted - For 
1.5  Elect Director Stephanie C. Hill  Management  For  Voted - For 
1.6  Elect Director Rebecca Jacoby  Management  For  Voted - For 
1.7  Elect Director Robert P. Kelly  Management  For  Voted - For 
1.8  Elect Director Ian Paul Livingston  Management  For  Voted - For 
1.9  Elect Director Deborah D. McWhinney  Management  For  Voted - For 
1.10  Elect Director Maria R. Morris  Management  For  Voted - For 
1.11  Elect Director Douglas L. Peterson  Management  For  Voted - For 
1.12  Elect Director Richard E. Thornburgh  Management  For  Voted - For 
1.13  Elect Director Gregory Washington  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
SALESFORCE, INC.         
Security ID: US79466L3024  Ticker: CRM       
Meeting Date: 08-Jun-23  Meeting Type: Annual       
1a  Elect Director Marc Benioff    Management  For  Voted - For 
1b  Elect Director Laura Alber    Management  For  Voted - For 
1c  Elect Director Craig Conway  Management  For  Voted - For 
1d  Elect Director Arnold Donald  Management  For  Voted - For 
1e  Elect Director Parker Harris    Management  For  Voted - For 
1f  Elect Director Neelie Kroes    Management  For  Voted - For 
1g  Elect Director Sachin Mehra    Management  For  Voted - For 
1h  Elect Director G. Mason Morfit  Management  For  Voted - For 
1i  Elect Director Oscar Munoz    Management  For  Voted - For 
1j  Elect Director John V. Roos    Management  For  Voted - For 
1k  Elect Director Robin Washington  Management  For  Voted - For 

 

136

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1l  Elect Director Maynard Webb  Management  For  Voted - For 
1m  Elect Director Susan Wojcicki  Management  For  Voted - For 
2  Amend Omnibus Stock Plan    Management  For  Voted - Against 
3  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
4  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
5  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
6  Require Independent Board Chair  Shareholder  Against  Voted - Against 
7  Adopt Policy Prohibiting Directors from       
  Simultaneously Sitting on the Board of Directors of       
  Any Other Company    Shareholder  Against  Voted - Against 
SAMSONITE INTERNATIONAL S.A.       
Security ID: LU0633102719  Ticker: 1910       
Meeting Date: 01-Jun-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Allocation of Results  Management  For  Voted - For 
3.1  Elect Kyle Francis Gendreau as Director  Management  For  Voted - For 
3.2  Elect Tom Korbas as Director  Management  For  Voted - For 
3.3  Elect Ying Yeh as Director    Management  For  Voted - For 
4  Renew Mandate Granted to KPMG Luxembourg as       
  Statutory Auditor and Authorize Board Fix Their       
  Remuneration from the Financial Year Starting       
  January 1, 2024    Management  For  Voted - For 
5  Approve KPMG LLP as External Auditor and Authorize       
  Board Fix Their Remuneration  Management  For  Voted - For 
6  Approve Issuance of Equity or Equity-Linked       
  Securities without Preemptive Rights  Management  For  Voted - For 
7  Authorize Repurchase of Issued Share Capital  Management  For  Voted - For 
8  Approve Grant of Restricted Share Units to Kyle       
  Francis Gendreau Pursuant to the Share Award Scheme  Management  For  Voted - For 
9  Approve Discharge Granted to the Directors and       
  Statutory Auditor    Management  For  Voted - For 
10  Approve Remuneration of Directors  Management  For  Voted - For 
11  Authorize Board to Fix the Remuneration of KPMG       
  Luxembourg    Management  For  Voted - For 
Meeting Date: 01-Jun-23  Meeting Type: Extraordinary Shareholders     
1  Approve Modification of Article 11 (Audit) of the       
  Articles of Incorporation    Management  For  Voted - For 
2  Approve Modification of 13.2 of the Articles of       
  Incorporation    Management  For  Voted - For 
3  Approve Modification of 13.18 of the Articles of       
  Incorporation    Management  For  Voted - For 
4  Approve Adoption of the New Numbering of the       
  Articles    Management  For  Voted - For 

 

137

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
SAMSUNG ELECTRONICS CO., LTD.       
Security ID: KR7005930003  Ticker: 005930       
Meeting Date: 03-Nov-22  Meeting Type: Special       
1.1  Elect Heo Eun-nyeong as Outside Director  Management  For  Voted - For 
1.2  Elect Yoo Myeong-hui as Outside Director  Management  For  Voted - For 
Meeting Date: 15-Mar-23  Meeting Type: Annual       
1  Approve Financial Statements and Allocation of       
  Income    Management  For  Voted - For 
2  Elect Han Jong-hui as Inside Director  Management  For  Voted - For 
3  Approve Total Remuneration of Inside Directors and       
  Outside Directors    Management  For  Voted - For 
SAP SE         
Security ID: DE0007164600  Ticker: SAP       
Meeting Date: 11-May-23  Meeting Type: Annual       
1  Receive Financial Statements and Statutory Reports       
  for Fiscal Year 2022 (Non-Voting)  Management  For  Non-Voting 
2  Approve Allocation of Income and Dividends of EUR       
  2.05 per Share    Management  For  Voted - For 
3  Approve Discharge of Management Board for Fiscal       
  Year 2022    Management  For  Voted - For 
4  Approve Discharge of Supervisory Board for Fiscal       
  Year 2022    Management  For  Voted - For 
5  Approve Remuneration Report  Management  For  Voted - For 
6  Authorize Share Repurchase Program and Reissuance       
  or Cancellation of Repurchased Shares  Management  For  Voted - For 
7  Authorize Use of Financial Derivatives when       
  Repurchasing Shares    Management  For  Voted - For 
8.1  Elect Jennifer Xin-Zhe Li to the Supervisory Board  Management  For  Voted - For 
8.2  Elect Qi Lu to the Supervisory Board  Management  For  Voted - For 
8.3  Elect Punit Renjen to the Supervisory Board  Management  For  Voted - For 
9  Approve Remuneration Policy for the Management Board  Management  For  Voted - For 
10  Approve Remuneration Policy for the Supervisory       
  Board    Management  For  Voted - For 
11.1  Approve Virtual-Only Shareholder Meetings Until 2025  Management  For  Voted - For 
11.2  Amend Articles Re: Participation of Supervisory       
  Board Members in the Virtual Annual General Meeting       
  by Means of Audio and Video Transmission  Management  For  Voted - For 

 

138

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
SCHLUMBERGER N.V.         
Security ID: AN8068571086  Ticker: SLB       
Meeting Date: 05-Apr-23  Meeting Type: Annual       
1.1  Elect Director Peter Coleman  Management  For  Voted - For 
1.2  Elect Director Patrick de La Chevardiere  Management  For  Voted - For 
1.3  Elect Director Miguel Galuccio  Management  For  Voted - For 
1.4  Elect Director Olivier Le Peuch  Management  For  Voted - For 
1.5  Elect Director Samuel Leupold  Management  For  Voted - For 
1.6  Elect Director Tatiana Mitrova  Management  For  Voted - For 
1.7  Elect Director Maria Moraeus Hanssen  Management  For  Voted - For 
1.8  Elect Director Vanitha Narayanan  Management  For  Voted - For 
1.9  Elect Director Mark Papa    Management  For  Voted - For 
1.10  Elect Director Jeff Sheets    Management  For  Voted - For 
1.11  Elect Director Ulrich Spiesshofer  Management  For  Voted - For 
2  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Adopt and Approve Financials and Dividends  Management  For  Voted - For 
5  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
SCHNEIDER ELECTRIC SE         
Security ID: FR0000121972  Ticker: SU       
Meeting Date: 04-May-23  Meeting Type: Annual/Special       
  Ordinary Business    Management  For  Non-Voting 
1  Approve Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Consolidated Financial Statements and       
  Statutory Reports    Management  For  Voted - For 
3  Approve Treatment of Losses and Dividends of EUR       
  3.15 per Share    Management  For  Voted - For 
4  Approve Auditors' Special Report on Related-Party       
  Transactions Mentioning the Absence of New       
  Transactions    Management  For  Voted - For 
5  Approve Compensation Report of Corporate Officers  Management  For  Voted - For 
6  Approve Compensation of Jean-Pascal Tricoire,       
  Chairman and CEO    Management  For  Voted - For 
7  Approve Remuneration Policy of Jean-Pascal       
  Tricoire, Chairman and CEO fom January 1, 2023       
  until May 3, 2023    Management  For  Voted - For 
8  Approve Remuneration Policy of Peter Herweck, CEO       
  since May 4, 2023    Management  For  Voted - For 
9  Approve Remuneration Policy of Jean-Pascal       
  Tricoire, Chairman of the Board since May 4, 2023  Management  For  Voted - For 
10  Approve Remuneration of Directors in the Aggregate       
  Amount of EUR 2.8 Million  Management  For  Voted - For 
11  Approve Remuneration Policy of Directors  Management  For  Voted - For 

 

139

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
12  Reelect Leo Apotheker as Director  Management  For  Voted - For 
13  Reelect Gregory Spierkel as Director  Management  For  Voted - For 
14  Reelect Lip-Bu Tan as Director  Management  For  Voted - For 
15  Elect Abhay Parasnis as Director  Management  For  Voted - For 
16  Elect Giulia Chierchia as Director  Management  For  Voted - For 
17  Approve Company's Climate Transition Plan  Management  For  Voted - For 
18  Authorize Repurchase of Up to 10 Percent of Issued       
  Share Capital    Management  For  Voted - For 
  Extraordinary Business    Management  For  Non-Voting 
19  Authorize Issuance of Equity or Equity-Linked       
  Securities with Preemptive Rights up to Aggregate       
  Nominal Amount of EUR 800 Million  Management  For  Voted - For 
20  Authorize Issuance of Equity or Equity-Linked       
  Securities without Preemptive Rights up to       
  Aggregate Nominal Amount of EUR 224 Million  Management  For  Voted - For 
21  Approve Issuance of Equity or Equity-Linked       
  Securities for Private Placements up to Aggregate       
  Nominal Amount of EUR 120 Million  Management  For  Voted - For 
22  Authorize Board to Increase Capital in the Event of       
  Additional Demand Related to Delegation Submitted       
  to Shareholder Vote Under Items 19-21  Management  For  Voted - For 
23  Authorize Capital Increase of up to 9.81 Percent of       
  Issued Capital for Contributions in Kind  Management  For  Voted - For 
24  Authorize Capitalization of Reserves of Up to EUR       
  800 Million for Bonus Issue or Increase in Par Value  Management  For  Voted - For 
25  Authorize Capital Issuances for Use in Employee       
  Stock Purchase Plans    Management  For  Voted - For 
26  Authorize Capital Issuances for Use in Employee       
  Stock Purchase Plans Reserved for Employees of       
  International Subsidiaries    Management  For  Voted - For 
27  Authorize Decrease in Share Capital via       
  Cancellation of Repurchased Shares  Management  For  Voted - For 
  Ordinary Business    Management  For  Non-Voting 
28  Authorize Filing of Required Documents/Other       
  Formalities    Management  For  Voted - For 
SERVICENOW, INC.         
Security ID: US81762P1021  Ticker: NOW       
Meeting Date: 01-Jun-23  Meeting Type: Annual       
1a  Elect Director Susan L. Bostrom  Management  For  Voted - For 
1b  Elect Director Teresa Briggs    Management  For  Voted - For 
1c  Elect Director Jonathan C. Chadwick  Management  For  Voted - For 
1d  Elect Director Paul E. Chamberlain  Management  For  Voted - For 
1e  Elect Director Lawrence J. Jackson, Jr.  Management  For  Voted - For 
1f  Elect Director Frederic B. Luddy  Management  For  Voted - For 
1g  Elect Director William R. McDermott  Management  For  Voted - For 
1h  Elect Director Jeffrey A. Miller  Management  For  Voted - For 
1i  Elect Director Joseph 'Larry' Quinlan  Management  For  Voted - For 

 

140

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1j  Elect Director Anita M. Sands  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
3  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
4  Amend Omnibus Stock Plan    Management  For  Voted - For 
5  Elect Director Deborah Black  Management  For  Voted - For 
SESA SPA         
Security ID: IT0004729759  Ticker: SES       
Meeting Date: 25-Aug-22  Meeting Type: Annual       
  Ordinary Business    Management  For  Non-Voting 
1.1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
1.2  Approve Allocation of Income  Management  For  Voted - For 
2.1  Approve Remuneration Policy  Management  For  Voted - For 
2.2  Approve Second Section of the Remuneration Report  Management  For  Voted - For 
3  Authorize Share Repurchase Program and Reissuance       
  of Repurchased Shares    Management  For  Voted - For 
A  Deliberations on Possible Legal Action Against       
  Directors if Presented by Shareholders  Management  None  Voted - Against 
SEVEN & I HOLDINGS CO., LTD.         
Security ID: JP3422950000  Ticker: 3382       
Meeting Date: 25-May-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 63.5    Management  For  Voted - For 
2.1  Elect Director Isaka, Ryuichi  Management  For  Voted - Against 
2.2  Elect Director Goto, Katsuhiro  Management  For  Voted - Against 
2.3  Elect Director Yonemura, Toshiro  Management  For  Voted - Against 
2.4  Elect Director Wada, Shinji    Management  For  Voted - Against 
2.5  Elect Director Hachiuma, Fuminao  Management  For  Voted - Against 
3  Appoint Statutory Auditor Matsuhashi, Kaori  Management  For  Voted - For 
4.1  Elect Director Ito, Junro    Management  For  Voted - For 
4.2  Elect Director Nagamatsu, Fumihiko  Management  For  Voted - For 
4.3  Elect Director Joseph M. DePinto  Management  For  Voted - For 
4.4  Elect Director Maruyama, Yoshimichi  Management  For  Voted - For 
4.5  Elect Director Izawa, Yoshiyuki  Management  For  Voted - For 
4.6  Elect Director Yamada, Meyumi  Management  For  Voted - For 
4.7  Elect Director Jenifer Simms Rogers  Management  For  Voted - For 
4.8  Elect Director Paul Yonamine  Management  For  Voted - For 
4.9  Elect Director Stephen Hayes Dacus  Management  For  Voted - For 
4.10  Elect Director Elizabeth Miin Meyerdirk  Management  For  Voted - For 
5.1  Elect Shareholder Director Nominee Natori, Katsuya  Shareholder  Against  Voted - For 
5.2  Elect Shareholder Director Nominee Dene Rogers  Shareholder  Against  Voted - For 
5.3  Elect Shareholder Director Nominee Ronald Gill  Shareholder  Against  Voted - For 

 

141

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5.4  Elect Shareholder Director Nominee Brittni Levinson  Shareholder  Against  Voted - For 
SHIN-ETSU CHEMICAL CO., LTD.         
Security ID: JP3371200001  Ticker: 4063       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 275    Management  For  Voted - For 
2.1  Elect Director Akiya, Fumio    Management  For  Voted - For 
2.2  Elect Director Saito, Yasuhiko  Management  For  Voted - For 
2.3  Elect Director Ueno, Susumu  Management  For  Voted - For 
2.4  Elect Director Todoroki, Masahiko  Management  For  Voted - For 
2.5  Elect Director Fukui, Toshihiko  Management  For  Voted - For 
2.6  Elect Director Komiyama, Hiroshi  Management  For  Voted - For 
2.7  Elect Director Nakamura, Kuniharu  Management  For  Voted - For 
2.8  Elect Director Michael H. McGarry  Management  For  Voted - For 
2.9  Elect Director Hasegawa, Mariko  Management  For  Voted - For 
3.1  Appoint Statutory Auditor Onezawa, Hidenori  Management  For  Voted - For 
3.2  Appoint Statutory Auditor Kaneko, Hiroko  Management  For  Voted - Against 
4  Approve Stock Option Plan    Management  For  Voted - For 
SHO-BOND HOLDINGS CO. LTD.         
Security ID: JP3360250009  Ticker: 1414       
Meeting Date: 28-Sep-22  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 68    Management  For  Voted - For 
2  Amend Articles to Disclose Shareholder Meeting       
  Materials on Internet - Amend Provisions on       
  Director Titles    Management  For  Voted - For 
3.1  Elect Director Kishimoto, Tatsuya  Management  For  Voted - For 
3.2  Elect Director Takeo, Koyo    Management  For  Voted - For 
3.3  Elect Director Sekiguchi, Yasuhiro  Management  For  Voted - For 
3.4  Elect Director Naraoka, Shigeru  Management  For  Voted - For 
4  Elect Director and Audit Committee Member Tojo,       
  Shunya    Management  For  Voted - For 
SHOPIFY INC.         
Security ID: CA82509L1076  Ticker: SHOP       
Meeting Date: 27-Jun-23  Meeting Type: Annual       
  Meeting for Class A Subordinate Voting and Class B       
  Multiple Voting Shareholders  Management  For  Non-Voting 
1A  Elect Director Tobias Lutke    Management  For  Voted - For 
1B  Elect Director Robert Ashe    Management  For  Voted - For 

 

142

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1C  Elect Director Gail Goodman  Management  For  Voted - For 
1D  Elect Director Colleen Johnston  Management  For  Voted - For 
1E  Elect Director Jeremy Levine  Management  For  Voted - For 
1F  Elect Director Toby Shannan  Management  For  Voted - For 
1G  Elect Director Fidji Simo    Management  For  Voted - For 
1H  Elect Director Bret Taylor    Management  For  Voted - For 
2  Approve PricewaterhouseCoopers LLP as Auditors and       
  Authorize Board to Fix Their Remuneration  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation Approach  Management  For  Voted - Against 
SIEMENS AG         
Security ID: DE0007236101  Ticker: SIE       
Meeting Date: 09-Feb-23  Meeting Type: Annual       
1  Receive Financial Statements and Statutory Reports       
  for Fiscal Year 2021/22 (Non-Voting)  Management  For  Non-Voting 
2  Approve Allocation of Income and Dividends of EUR       
  4.25 per Share    Management  For  Voted - For 
3.1  Approve Discharge of Management Board Member Roland       
  Busch for Fiscal Year 2021/22  Management  For  Voted - For 
3.2  Approve Discharge of Management Board Member Cedrik       
  Neike for Fiscal Year 2021/22  Management  For  Voted - For 
3.3  Approve Discharge of Management Board Member       
  Matthias Rebellius for Fiscal Year 2021/22  Management  For  Voted - For 
3.4  Approve Discharge of Management Board Member Ralf       
  Thomas for Fiscal Year 2021/22  Management  For  Voted - For 
3.5  Approve Discharge of Management Board Member Judith       
  Wiese for Fiscal Year 2021/22  Management  For  Voted - For 
4.1  Approve Discharge of Supervisory Board Member Jim       
  Snabe for Fiscal Year 2021/22  Management  For  Voted - For 
4.2  Approve Discharge of Supervisory Board Member       
  Birgit Steinborn for Fiscal Year 2021/22  Management  For  Voted - For 
4.3  Approve Discharge of Supervisory Board Member       
  Werner Brandt for Fiscal Year 2021/22  Management  For  Voted - For 
4.4  Approve Discharge of Supervisory Board Member       
  Tobias Baeumler for Fiscal Year 2021/22  Management  For  Voted - For 
4.5  Approve Discharge of Supervisory Board Member       
  Michael Diekmann for Fiscal Year 2021/22  Management  For  Voted - For 
4.6  Approve Discharge of Supervisory Board Member       
  Andrea Fehrmann for Fiscal Year 2021/22  Management  For  Voted - For 
4.7  Approve Discharge of Supervisory Board Member       
  Bettina Haller for Fiscal Year 2021/22  Management  For  Voted - For 
4.8  Approve Discharge of Supervisory Board Member       
  Harald Kern for Fiscal Year 2021/22  Management  For  Voted - For 
4.9  Approve Discharge of Supervisory Board Member       
  Juergen Kerner for Fiscal Year 2021/22  Management  For  Voted - For 
4.10  Approve Discharge of Supervisory Board Member       
  Benoit Potier for Fiscal Year 2021/22  Management  For  Voted - For 
4.11  Approve Discharge of Supervisory Board Member Hagen       
  Reimer for Fiscal Year 2021/22  Management  For  Voted - For 

 

143

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
4.12  Approve Discharge of Supervisory Board Member       
  Norbert Reithofer for Fiscal Year 2021/22  Management  For  Voted - For 
4.13  Approve Discharge of Supervisory Board Member       
  Kasper Roersted for Fiscal Year 2021/22  Management  For  Voted - For 
4.14  Approve Discharge of Supervisory Board Member Nemat       
  Shafik for Fiscal Year 2021/22  Management  For  Voted - For 
4.15  Approve Discharge of Supervisory Board Member       
  Nathalie von Siemens for Fiscal Year 2021/22  Management  For  Voted - For 
4.16  Approve Discharge of Supervisory Board Member       
  Michael Sigmund for Fiscal Year 2021/22  Management  For  Voted - For 
4.17  Approve Discharge of Supervisory Board Member       
  Dorothea Simon for Fiscal Year 2021/22  Management  For  Voted - For 
4.18  Approve Discharge of Supervisory Board Member       
  Grazia Vittadini for Fiscal Year 2021/22  Management  For  Voted - For 
4.19  Approve Discharge of Supervisory Board Member       
  Matthias Zachert for Fiscal Year 2021/22  Management  For  Voted - For 
4.20  Approve Discharge of Supervisory Board Member       
  Gunnar Zukunft for Fiscal Year 2021/22  Management  For  Voted - For 
5  Ratify Ernst & Young GmbH as Auditors for Fiscal       
  Year 2022/23    Management  For  Voted - For 
6  Approve Remuneration Report  Management  For  Voted - For 
7.1  Elect Werner Brandt to the Supervisory Board  Management  For  Voted - For 
7.2  Elect Regina Dugan to the Supervisory Board  Management  For  Voted - For 
7.3  Elect Keryn Lee James to the Supervisory Board  Management  For  Voted - For 
7.4  Elect Martina Merz to the Supervisory Board  Management  For  Voted - For 
7.5  Elect Benoit Potier to the Supervisory Board  Management  For  Voted - For 
7.6  Elect Nathalie von Siemens to the Supervisory Board  Management  For  Voted - For 
7.7  Elect Matthias Zachert to the Supervisory Board  Management  For  Voted - For 
8  Approve Virtual-Only Shareholder Meetings Until 2025  Management  For  Voted - For 
9  Amend Articles Re: Participation of Supervisory       
  Board Members in the Annual General Meeting by       
  Means of Audio and Video Transmission  Management  For  Voted - For 
10  Amend Articles Re: Registration in the Share       
  Register    Management  For  Voted - For 
SIEMENS ENERGY AG         
Security ID: DE000ENER6Y0  Ticker: ENR       
Meeting Date: 07-Feb-23  Meeting Type: Annual       
1  Receive Financial Statements and Statutory Reports       
  for Fiscal Year 2021/22 (Non-Voting)  Management  For  Non-Voting 
2  Approve Allocation of Income and Omission of       
  Dividends    Management  For  Voted - For 
3.1  Approve Discharge of Management Board Member       
  Christian Bruch for Fiscal Year 2021/22  Management  For  Voted - For 
3.2  Approve Discharge of Management Board Member Maria       
  Ferraro for Fiscal Year 2021/22  Management  For  Voted - For 
3.3  Approve Discharge of Management Board Member Karim       
  Amin (from March 1, 2022) for Fiscal Year 2021/22  Management  For  Voted - For 

 

144

 

PineBridge Dynamic Asset Allocation Fund     
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3.4  Approve Discharge of Management Board Member Jochen       
  Eickholt (until Feb. 28, 2022) for Fiscal Year       
  2021/22  Management  For  Voted - For 
3.5  Approve Discharge of Management Board Member Tim       
  Holt for Fiscal Year 2021/22  Management  For  Voted - For 
4.1  Approve Discharge of Supervisory Board Member Joe       
  Kaeser for Fiscal Year 2021/22  Management  For  Voted - For 
4.2  Approve Discharge of Supervisory Board Member       
  Robert Kensbock for Fiscal Year 2021/22  Management  For  Voted - For 
4.3  Approve Discharge of Supervisory Board Member       
  Hubert Lienhard for Fiscal Year 2021/22  Management  For  Voted - For 
4.4  Approve Discharge of Supervisory Board Member       
  Guenter Augustat for Fiscal Year 2021/22  Management  For  Voted - For 
4.5  Approve Discharge of Supervisory Board Member       
  Manfred Baereis for Fiscal Year 2021/22  Management  For  Voted - For 
4.6  Approve Discharge of Supervisory Board Member       
  Manuel Bloemers (from Sep. 1, 2022) for Fiscal Year       
  2021/22  Management  For  Voted - For 
4.7  Approve Discharge of Supervisory Board Member       
  Christine Bortenlaenger for Fiscal Year 2021/22  Management  For  Voted - For 
4.8  Approve Discharge of Supervisory Board Member       
  Andrea Fehrmann for Fiscal Year 2021/22  Management  For  Voted - For 
4.9  Approve Discharge of Supervisory Board Member       
  Andreas Feldmueller for Fiscal Year 2021/22  Management  For  Voted - For 
4.10  Approve Discharge of Supervisory Board Member       
  Nadine Florian for Fiscal Year 2021/22  Management  For  Voted - For 
4.11  Approve Discharge of Supervisory Board Member       
  Sigmar Gabriel for Fiscal Year 2021/22  Management  For  Voted - For 
4.12  Approve Discharge of Supervisory Board Member       
  Ruediger Gross (until Aug. 31, 2022) for Fiscal       
  Year 2021/22  Management  For  Voted - For 
4.13  Approve Discharge of Supervisory Board Member Horst       
  Hakelberg for Fiscal Year 2021/22  Management  For  Voted - For 
4.14  Approve Discharge of Supervisory Board Member       
  Juergen Kerner for Fiscal Year 2021/22  Management  For  Voted - For 
4.15  Approve Discharge of Supervisory Board Member       
  Hildegard Mueller for Fiscal Year 2021/22  Management  For  Voted - For 
4.16  Approve Discharge of Supervisory Board Member       
  Laurence Mulliez for Fiscal Year 2021/22  Management  For  Voted - For 
4.17  Approve Discharge of Supervisory Board Member       
  Thomas Pfann (from Sep. 1, 2022) for Fiscal Year       
  2021/22  Management  For  Voted - For 
4.18  Approve Discharge of Supervisory Board Member       
  Matthias Rebellius for Fiscal Year 2021/22  Management  For  Voted - For 
4.19  Approve Discharge of Supervisory Board Member Hagen       
  Reimer (until Aug. 31, 2022) for Fiscal Year 2021/22  Management  For  Voted - For 
4.20  Approve Discharge of Supervisory Board Member Ralf       
  Thomas for Fiscal Year 2021/22  Management  For  Voted - For 
4.21  Approve Discharge of Supervisory Board Member       
  Geisha Williams for Fiscal Year 2021/22  Management  For  Voted - For 
4.22  Approve Discharge of Supervisory Board Member Randy       
  Zwirn for Fiscal Year 2021/22  Management  For  Voted - For 

 

145

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5  Ratify Ernst & Young GmbH as Auditors for Fiscal       
  Year 2022/23    Management  For  Voted - For 
6  Approve Remuneration Report  Management  For  Voted - For 
7  Amend Articles Re: Supervisory Board Committees  Management  For  Voted - For 
8  Amend Articles Re: Participation of Supervisory       
  Board Members in the Annual General Meeting by       
  Means of Audio and Video Transmission  Management  For  Voted - For 
9  Approve Virtual-Only Shareholder Meetings Until 2025  Management  For  Voted - For 
10  Approve Creation of EUR 363.3 Million Pool of       
  Authorized Capital with or without Exclusion of       
  Preemptive Rights    Management  For  Voted - For 
11  Approve Issuance of Warrants/Bonds with Warrants       
  Attached/Convertible Bonds without Preemptive       
  Rights up to Aggregate Nominal Amount of EUR 4       
  Billion; Approve Creation of EUR 72.7 Million Pool       
  of Capital to Guarantee Conversion Rights  Management  For  Voted - For 
12  Authorize Share Repurchase Program and Reissuance       
  or Cancellation of Repurchased Shares  Management  For  Voted - For 
SK HYNIX, INC.         
Security ID: KR7000660001  Ticker: 000660       
Meeting Date: 29-Mar-23  Meeting Type: Annual       
1  Approve Financial Statements and Allocation of       
  Income    Management  For  Voted - For 
2.1  Elect Han Ae-ra as Outside Director  Management  For  Voted - For 
2.2  Elect Kim Jeong-won as Outside Director  Management  For  Voted - For 
2.3  Elect Jeong Deok-gyun as Outside Director  Management  For  Voted - For 
3.1  Elect Han Ae-ra as a Member of Audit Committee  Management  For  Voted - For 
3.2  Elect Kim Jeong-won as a Member of Audit Committee  Management  For  Voted - For 
4  Elect Park Seong-ha as Non-Independent       
  Non-Executive Director    Management  For  Voted - For 
5  Approve Total Remuneration of Inside Directors and       
  Outside Directors    Management  For  Voted - For 
SMC CORP. (JAPAN)         
Security ID: JP3162600005  Ticker: 6273       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 450    Management  For  Voted - For 
2.1  Elect Director Takada, Yoshiki  Management  For  Voted - For 
2.2  Elect Director Doi, Yoshitada  Management  For  Voted - For 
2.3  Elect Director Isoe, Toshio    Management  For  Voted - For 
2.4  Elect Director Ota, Masahiro  Management  For  Voted - For 
2.5  Elect Director Maruyama, Susumu  Management  For  Voted - For 
2.6  Elect Director Samuel Neff    Management  For  Voted - For 
2.7  Elect Director Ogura, Koji    Management  For  Voted - For 

 

146

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2.8  Elect Director Kelley Stacy    Management  For  Voted - For 
2.9  Elect Director Kaizu, Masanobu  Management  For  Voted - For 
2.10  Elect Director Kagawa, Toshiharu  Management  For  Voted - For 
2.11  Elect Director Iwata, Yoshiko  Management  For  Voted - For 
2.12  Elect Director Miyazaki, Kyoichi  Management  For  Voted - For 
3.1  Appoint Statutory Auditor Chiba, Takemasa  Management  For  Voted - For 
3.2  Appoint Statutory Auditor Toyoshi, Arata  Management  For  Voted - For 
3.3  Appoint Statutory Auditor Uchikawa, Haruya  Management  For  Voted - For 
4  Appoint Ernst & Young ShinNihon LLC as New External       
  Audit Firm    Management  For  Voted - For 
5  Approve Trust-Type Equity Compensation Plan  Management  For  Voted - For 
SNOWFLAKE INC.         
Security ID: US8334451098  Ticker: SNOW       
Meeting Date: 07-Jul-22  Meeting Type: Annual       
1a  Elect Director Kelly A. Kramer  Management  For  Voted - Withheld 
1b  Elect Director Frank Slootman  Management  For  Voted - Withheld 
1c  Elect Director Michael L. Speiser  Management  For  Voted - Withheld 
2  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
3  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
SOLASTO CORP.         
Security ID: JP3436250009  Ticker: 6197       
Meeting Date: 27-Jun-23  Meeting Type: Annual       
1.1  Elect Director Fujikawa, Yoshikazu  Management  For  Voted - For 
1.2  Elect Director Harada, Keiichi  Management  For  Voted - For 
1.3  Elect Director Kubota, Yukio  Management  For  Voted - For 
1.4  Elect Director Chishiki, Kenji  Management  For  Voted - For 
1.5  Elect Director Noda, Toru    Management  For  Voted - For 
1.6  Elect Director Mitsunari, Miki  Management  For  Voted - For 
1.7  Elect Director Uchida, Kanitsu  Management  For  Voted - For 
2.1  Appoint Statutory Auditor Nishino, Masami  Management  For  Voted - For 
2.2  Appoint Statutory Auditor Yokote, Hironori  Management  For  Voted - For 
2.3  Appoint Statutory Auditor Tanaka, Miho  Management  For  Voted - For 
3  Appoint Alternate Statutory Auditor Fukushima, Kanae  Management  For  Voted - For 
SONY GROUP CORP.         
Security ID: JP3435000009  Ticker: 6758       
Meeting Date: 20-Jun-23  Meeting Type: Annual       
1.1  Elect Director Yoshida, Kenichiro  Management  For  Voted - For 
1.2  Elect Director Totoki, Hiroki  Management  For  Voted - For 
1.3  Elect Director Hatanaka, Yoshihiko  Management  For  Voted - For 

 

147

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Director Oka, Toshiko    Management  For  Voted - For 
1.5  Elect Director Akiyama, Sakie  Management  For  Voted - For 
1.6  Elect Director Wendy Becker  Management  For  Voted - For 
1.7  Elect Director Kishigami, Keiko  Management  For  Voted - For 
1.8  Elect Director Joseph A. Kraft Jr  Management  For  Voted - For 
1.9  Elect Director Neil Hunt    Management  For  Voted - For 
1.10  Elect Director William Morrow  Management  For  Voted - For 
2  Approve Stock Option Plan    Management  For  Voted - For 
SPLUNK INC.         
Security ID: US8486371045  Ticker: SPLK       
Meeting Date: 21-Jun-23  Meeting Type: Annual       
1a  Elect Director Patricia Morrison  Management  For  Voted - For 
1b  Elect Director David Tunnell  Management  For  Voted - For 
1c  Elect Director Dennis L. Via    Management  For  Voted - For 
1d  Elect Director Luis Visoso    Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
4  Amend Omnibus Stock Plan    Management  For  Voted - Against 
SSE PLC         
Security ID: GB0007908733  Ticker: SSE       
Meeting Date: 21-Jul-22  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Remuneration Report  Management  For  Voted - For 
3  Approve Remuneration Policy  Management  For  Voted - For 
4  Amend Performance Share Plan  Management  For  Voted - For 
5  Approve Final Dividend    Management  For  Voted - For 
6  Re-elect Gregor Alexander as Director  Management  For  Voted - For 
7  Elect Dame Elish Angiolini as Director  Management  For  Voted - For 
8  Elect John Bason as Director  Management  For  Voted - For 
9  Re-elect Dame Sue Bruce as Director  Management  For  Voted - For 
10  Re-elect Tony Cocker as Director  Management  For  Voted - For 
11  Elect Debbie Crosbie as Director  Management  For  Voted - For 
12  Re-elect Peter Lynas as Director  Management  For  Voted - For 
13  Re-elect Helen Mahy as Director  Management  For  Voted - For 
14  Re-elect Sir John Manzoni as Director  Management  For  Voted - For 
15  Re-elect Alistair Phillips-Davies as Director  Management  For  Voted - For 
16  Re-elect Martin Pibworth as Director  Management  For  Voted - For 
17  Re-elect Melanie Smith as Director  Management  For  Voted - For 
18  Re-elect Dame Angela Strank as Director  Management  For  Voted - For 
19  Reappoint Ernst & Young LLP as Auditors  Management  For  Voted - For 

 

148

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
20  Authorise the Audit Committee to Fix Remuneration       
  of Auditors    Management  For  Voted - For 
21  Approve Net Zero Transition Report  Management  For  Voted - For 
22  Authorise Issue of Equity    Management  For  Voted - For 
23  Authorise Issue of Equity without Pre-emptive Rights  Management  For  Voted - For 
24  Authorise Market Purchase of Ordinary Shares  Management  For  Voted - For 
25  Authorise the Company to Call General Meeting with       
  Two Weeks' Notice    Management  For  Voted - For 
STATE BANK OF INDIA         
Security ID: INE062A01020  Ticker: 500112       
Meeting Date: 27-Jun-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
STATE STREET CORPORATION         
Security ID: US8574771031  Ticker: STT       
Meeting Date: 17-May-23  Meeting Type: Annual       
1a  Elect Director Patrick de Saint-Aignan  Management  For  Voted - For 
1b  Elect Director Marie A. Chandoha  Management  For  Voted - For 
1c  Elect Director DonnaLee DeMaio  Management  For  Voted - For 
1d  Elect Director Amelia C. Fawcett  Management  For  Voted - For 
1e  Elect Director William C. Freda  Management  For  Voted - For 
1f  Elect Director Sara Mathew    Management  For  Voted - For 
1g  Elect Director William L. Meaney  Management  For  Voted - For 
1h  Elect Director Ronald P. O'Hanley  Management  For  Voted - For 
1i  Elect Director Sean O'Sullivan  Management  For  Voted - For 
1j  Elect Director Julio A. Portalatin  Management  For  Voted - For 
1k  Elect Director John B. Rhea    Management  For  Voted - For 
1l  Elect Director Gregory L. Summe  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Amend Omnibus Stock Plan    Management  For  Voted - For 
5  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
6  Report on Asset Management Policies and Diversified       
  Investors    Shareholder  Against  Voted - Against 
STMICROELECTRONICS NV         
Security ID: NL0000226223  Ticker: STMPA       
Meeting Date: 24-May-23  Meeting Type: Annual       
  Annual Meeting Agenda    Management  For  Non-Voting 
1  Receive Report of Management Board (Non-Voting)  Management  For  Non-Voting 

 

149

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2  Receive Report of Supervisory Board (Non-Voting)  Management  For  Non-Voting 
3  Approve Remuneration Report  Management  For  Voted - For 
4  Adopt Financial Statements and Statutory Reports  Management  For  Voted - For 
5  Approve Dividends    Management  For  Voted - For 
6  Approve Discharge of Management Board  Management  For  Voted - For 
7  Approve Discharge of Supervisory Board  Management  For  Voted - For 
8  Approve Grant of Unvested Stock Awards to Jean-Marc       
  Chery as President and CEO  Management  For  Voted - For 
9  Reelect Yann Delabriere to Supervisory Board  Management  For  Voted - For 
10  Reelect Ana de Pro Gonzalo to Supervisory Board  Management  For  Voted - For 
11  Reelect Frederic Sanchez to Supervisory Board  Management  For  Voted - For 
12  Reelect Maurizio Tamagnini to Supervisory Board  Management  For  Voted - For 
13  Elect Helene Vletter-van Dort to Supervisory Board  Management  For  Voted - For 
14  Elect Paolo Visca to Supervisory Board  Management  For  Voted - For 
15  Authorize Repurchase of Up to 10 Percent of Issued       
  Share Capital    Management  For  Voted - For 
16  Grant Board Authority to Issue Shares Up To 10       
  Percent of Issued Capital and Exclude Pre-emptive       
  Rights    Management  For  Voted - For 
17  Allow Questions    Management  For  Non-Voting 
STONECO LTD.         
Security ID: KYG851581069  Ticker: STNE       
Meeting Date: 27-Sep-22  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Elect Director Andre Street de Aguiar  Management  For  Voted - Against 
3  Elect Director Conrado Engel  Management  For  Voted - For 
4  Elect Director Roberto Moses Thompson Motta  Management  For  Voted - For 
5  Elect Director Luciana Ibiapina Lira Aguiar  Management  For  Voted - For 
6  Elect Director Pedro Henrique Cavallieri Franceschi  Management  For  Voted - For 
7  Elect Director Diego Fresco Gutierrez  Management  For  Voted - For 
8  Elect Director Mauricio Luis Luchetti  Management  For  Voted - For 
9  Elect Director Patricia Regina Verderesi Schindler  Management  For  Voted - For 
10  Elect Director Pedro Zinner    Management  For  Voted - For 
SUMITOMO MITSUI FINANCIAL GROUP, INC.       
Security ID: JP3890350006  Ticker: 8316       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 125    Management  For  Voted - For 
2.1  Elect Director Kunibe, Takeshi  Management  For  Voted - Against 
2.2  Elect Director Ota, Jun    Management  For  Voted - Against 
2.3  Elect Director Fukutome, Akihiro  Management  For  Voted - For 
2.4  Elect Director Kudo, Teiko    Management  For  Voted - For 
2.5  Elect Director Ito, Fumihiko    Management  For  Voted - For 

 

150

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2.6  Elect Director Isshiki, Toshihiro  Management  For  Voted - For 
2.7  Elect Director Gono, Yoshiyuki  Management  For  Voted - For 
2.8  Elect Director Kawasaki, Yasuyuki  Management  For  Voted - Against 
2.9  Elect Director Matsumoto, Masayuki  Management  For  Voted - Against 
2.10  Elect Director Yamazaki, Shozo  Management  For  Voted - For 
2.11  Elect Director Tsutsui, Yoshinobu  Management  For  Voted - For 
2.12  Elect Director Shimbo, Katsuyoshi  Management  For  Voted - For 
2.13  Elect Director Sakurai, Eriko  Management  For  Voted - For 
2.14  Elect Director Charles D. Lake II  Management  For  Voted - For 
2.15  Elect Director Jenifer Rogers  Management  For  Voted - For 
3  Amend Articles to Disclose Transition Plan to Align       
  Lending and Investment Portfolios with Goals of       
  Paris Agreement    Shareholder  Against  Voted - Against 
SUNAC SERVICES HOLDINGS LTD.       
Security ID: KYG8569B1041  Ticker: 1516       
Meeting Date: 09-Aug-22  Meeting Type: Extraordinary Shareholders     
1  Approve Property Management and Related Services       
  Framework Agreement, Supplemental Agreement,       
  Proposed Annual Caps and Related Transactions  Management  For  Voted - For 
SUNRUN, INC.         
Security ID: US86771W1053  Ticker: RUN       
Meeting Date: 01-Jun-23  Meeting Type: Annual       
1.1  Elect Director Leslie Dach    Management  For  Voted - For 
1.2  Elect Director Edward Fenster  Management  For  Voted - For 
1.3  Elect Director Mary Powell    Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Declassify the Board of Directors  Management  For  Voted - For 
5  Eliminate Supermajority Vote Requirement  Management  For  Voted - For 
SUZANO SA         
Security ID: BRSUZBACNOR0  Ticker: SUZB3       
Meeting Date: 29-Sep-22  Meeting Type: Extraordinary Shareholders     
1  Approve Agreement to Absorb Suzano Trading, Rio       
  Verde, Caravelas, Vitex SP, Parkia SP, Sobrasil,       
  Vitex ES, Parkia ES, Claraiba, Vitex BA, Parkia BA,       
  Garacui, Vitex MS, Parkia MS, and Duas Marias  Management  For  Voted - For 
2  Ratify Apsis Consultoria e Avaliacoes Ltda. and       
  PricewaterhouseCoopers Auditores Independentes       

 

151

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Ltda. as Independent Firms to Appraise Proposed       
  Transaction    Management  For  Voted - For 
3  Approve Independent Firms' Appraisals  Management  For  Voted - For 
4  Approve Absorption of Suzano Trading, Rio Verde,       
  Caravelas, Vitex SP, Parkia SP, Sobrasil, Vitex ES,       
  Parkia ES, Claraiba, Vitex BA, Parkia BA, Garacui,       
  Vitex MS, Parkia MS, and Duas Marias  Management  For  Voted - For 
5  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
  Meeting for ADR Holders    Management  For  Non-Voting 
1  Approve Agreement to Absorb Suzano Trading, Rio       
  Verde, Caravelas, Vitex SP, Parkia SP, Sobrasil,       
  Vitex ES, Parkia ES, Claraiba, Vitex BA, Parkia BA,       
  Garacui, Vitex MS, Parkia MS, and Duas Marias  Management  For  Voted - For 
2  Ratify Apsis Consultoria e Avaliacoes Ltda. and       
  PricewaterhouseCoopers Auditores Independentes       
  Ltda. as Independent Firms to Appraise Proposed       
  Transaction    Management  For  Voted - For 
3  Approve Independent Firms' Appraisals  Management  For  Voted - For 
4  Approve Absorption of Suzano Trading, Rio Verde,       
  Caravelas, Vitex SP, Parkia SP, Sobrasil, Vitex ES,       
  Parkia ES, Claraiba, Vitex BA, Parkia BA, Garacui,       
  Vitex MS, Parkia MS, and Duas Marias  Management  For  Voted - For 
5  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 
SUZUKI MOTOR CORP.         
Security ID: JP3397200001  Ticker: 7269       
Meeting Date: 23-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 50    Management  For  Voted - For 
2.1  Elect Director Suzuki, Toshihiro  Management  For  Voted - For 
2.2  Elect Director Nagao, Masahiko  Management  For  Voted - For 
2.3  Elect Director Suzuki, Toshiaki  Management  For  Voted - For 
2.4  Elect Director Saito, Kinji    Management  For  Voted - For 
2.5  Elect Director Ishii, Naomi    Management  For  Voted - For 
2.6  Elect Director Domichi, Hideaki  Management  For  Voted - For 
2.7  Elect Director Egusa, Shun    Management  For  Voted - For 
2.8  Elect Director Takahashi, Naoko  Management  For  Voted - For 
3  Approve Compensation Ceiling for Directors  Management  For  Voted - For 
SYNCHRONY FINANCIAL         
Security ID: US87165B1035  Ticker: SYF       
Meeting Date: 18-May-23  Meeting Type: Annual       
1a  Elect Director Brian D. Doubles  Management  For  Voted - For 
1b  Elect Director Fernando Aguirre  Management  For  Voted - For 

 

152

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1c  Elect Director Paget L. Alves  Management  For  Voted - For 
1d  Elect Director Kamila Chytil  Management  For  Voted - For 
1e  Elect Director Arthur W. Coviello, Jr.  Management  For  Voted - For 
1f  Elect Director Roy A. Guthrie  Management  For  Voted - For 
1g  Elect Director Jeffrey G. Naylor  Management  For  Voted - For 
1h  Elect Director P.W. "Bill" Parker  Management  For  Voted - For 
1i  Elect Director Laurel J. Richie  Management  For  Voted - For 
1j  Elect Director Ellen M. Zane  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
SYNOPSYS, INC.         
Security ID: US8716071076  Ticker: SNPS       
Meeting Date: 12-Apr-23  Meeting Type: Annual       
1a  Elect Director Aart J. de Geus  Management  For  Voted - For 
1b  Elect Director Luis Borgen    Management  For  Voted - For 
1c  Elect Director Marc N. Casper  Management  For  Voted - For 
1d  Elect Director Janice D. Chaffin  Management  For  Voted - For 
1e  Elect Director Bruce R. Chizen  Management  For  Voted - For 
1f  Elect Director Mercedes Johnson  Management  For  Voted - For 
1g  Elect Director Jeannine P. Sargent  Management  For  Voted - For 
1h  Elect Director John G. Schwarz  Management  For  Voted - For 
1i  Elect Director Roy Vallee    Management  For  Voted - For 
2  Amend Omnibus Stock Plan    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
5  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
6  Reduce Ownership Threshold for Shareholders to Call       
  Special Meeting    Shareholder  Against  Voted - For 
T. ROWE PRICE GROUP, INC.         
Security ID: US74144T1088  Ticker: TROW       
Meeting Date: 09-May-23  Meeting Type: Annual       
1a  Elect Director Glenn R. August  Management  For  Voted - For 
1b  Elect Director Mark S. Bartlett  Management  For  Voted - For 
1c  Elect Director Dina Dublon    Management  For  Voted - For 
1d  Elect Director Freeman A. Hrabowski, III  Management  For  Voted - For 
1e  Elect Director Robert F. MacLellan  Management  For  Voted - For 
1f  Elect Director Eileen P. Rominger  Management  For  Voted - For 
1g  Elect Director Robert W. Sharps  Management  For  Voted - For 
1h  Elect Director Robert J. Stevens  Management  For  Voted - For 
1i  Elect Director William J. Stromberg  Management  For  Voted - For 

 

153

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1j  Elect Director Sandra S. Wijnberg  Management  For  Voted - For 
1k  Elect Director Alan D. Wilson  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Amend Nonqualified Employee Stock Purchase Plan  Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.       
Security ID: TW0002330008  Ticker: 2330       
Meeting Date: 06-Jun-23  Meeting Type: Annual       
1  Approve Business Operations Report and Financial       
  Statements    Management  For  Voted - For 
2  Approve Issuance of Restricted Stocks  Management  For  Voted - For 
3  Amend Procedures for Endorsement and Guarantees  Management  For  Voted - Against 
4  Amend the Name of Audit Committee in the Policies       
  (I)Procedures for Acquisition or Disposal of Assets       
  (II)Procedures for Financial Derivatives       
  Transactions (III)Procedures for Lending Funds to       
  Other Parties (IV)Procedures for Endorsement and       
  Guarantee    Management  For  Voted - For 
TAIYO HOLDINGS CO., LTD.         
Security ID: JP3449100001  Ticker: 4626       
Meeting Date: 17-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 52    Management  For  Voted - For 
2  Appoint Alternate Statutory Auditor Todo, Masahiko  Management  For  Voted - For 
TARGET CORPORATION         
Security ID: US87612E1064  Ticker: TGT       
Meeting Date: 14-Jun-23  Meeting Type: Annual       
1a  Elect Director David P. Abney  Management  For  Voted - For 
1b  Elect Director Douglas M. Baker, Jr.  Management  For  Voted - For 
1c  Elect Director George S. Barrett  Management  For  Voted - For 
1d  Elect Director Gail K. Boudreaux  Management  For  Voted - For 
1e  Elect Director Brian C. Cornell  Management  For  Voted - For 
1f  Elect Director Robert L. Edwards  Management  For  Voted - For 
1g  Elect Director Donald R. Knauss  Management  For  Voted - For 
1h  Elect Director Christine A. Leahy  Management  For  Voted - For 
1i  Elect Director Monica C. Lozano  Management  For  Voted - For 
1j  Elect Director Grace Puma    Management  For  Voted - For 
1k  Elect Director Derica W. Rice  Management  For  Voted - For 

 

154

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1l  Elect Director Dmitri L. Stockton  Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Require Independent Board Chair  Shareholder  Against  Voted - Against 
TATA CONSULTANCY SERVICES LIMITED       
Security ID: INE467B01029  Ticker: 532540       
Meeting Date: 12-Feb-23  Meeting Type: Special       
  Postal Ballot    Management  For  Non-Voting 
1  Reelect Pradeep Kumar Khosla as Director  Management  For  Voted - For 
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Confirm Interim Dividends and Declare Final Dividend  Management  For  Voted - For 
3  Reelect Aarthi Subramanian as Director  Management  For  Voted - For 
4  Elect K Krithivasan as Director  Management  For  Voted - For 
5  Approve Appointment and Remuneration of K       
  Krithivasan as Chief Executive Officer and Managing       
  Director    Management  For  Voted - For 
6  Approve Material Related Party Transactions  Management  For  Voted - For 
TE CONNECTIVITY LTD.         
Security ID: CH0102993182  Ticker: TEL       
Meeting Date: 15-Mar-23  Meeting Type: Annual       
1a  Elect Director Jean-Pierre Clamadieu  Management  For  Voted - For 
1b  Elect Director Terrence R. Curtin  Management  For  Voted - For 
1c  Elect Director Carol A. (John) Davidson  Management  For  Voted - For 
1d  Elect Director Lynn A. Dugle  Management  For  Voted - For 
1e  Elect Director William A. Jeffrey  Management  For  Voted - For 
1f  Elect Director Syaru Shirley Lin  Management  For  Voted - For 
1g  Elect Director Thomas J. Lynch  Management  For  Voted - For 
1h  Elect Director Heath A. Mitts  Management  For  Voted - For 
1i  Elect Director Abhijit Y. Talwalkar  Management  For  Voted - For 
1j  Elect Director Mark C. Trudeau  Management  For  Voted - For 
1k  Elect Director Dawn C. Willoughby  Management  For  Voted - For 
1l  Elect Director Laura H. Wright  Management  For  Voted - For 
2  Elect Board Chairman Thomas J. Lynch  Management  For  Voted - For 
3a  Elect Abhijit Y. Talwalkar as Member of Management       
  Development and Compensation Committee  Management  For  Voted - For 
3b  Elect Mark C. Trudeau as Member of Management       
  Development and Compensation Committee  Management  For  Voted - For 

 

155

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3c  Elect Dawn C. Willoughby as Member of Management       
  Development and Compensation Committee  Management  For  Voted - For 
4  Designate Rene Schwarzenbach as Independent Proxy  Management  For  Voted - For 
5.1  Accept Annual Report for Fiscal Year Ended       
  September 30, 2022    Management  For  Voted - For 
5.2  Accept Statutory Financial Statements for Fiscal       
  Year Ended September 30, 2022  Management  For  Voted - For 
5.3  Approve Consolidated Financial Statements for       
  Fiscal Year Ended September 30, 2022  Management  For  Voted - For 
6  Approve Discharge of Board and Senior Management  Management  For  Voted - For 
7.1  Ratify Deloitte & Touche LLP as Independent       
  Registered Public Accounting Firm for Fiscal Year       
  2023    Management  For  Voted - For 
7.2  Ratify Deloitte AG as Swiss Registered Auditors  Management  For  Voted - For 
7.3  Ratify PricewaterhouseCoopers AG as Special Auditors  Management  For  Voted - For 
8  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
9  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
10  Approve Remuneration Report  Management  For  Voted - For 
11  Approve Remuneration of Executive Management in the       
  Amount of USD 53.5 Million  Management  For  Voted - For 
12  Approve Remuneration of Board of Directors in the       
  Amount of USD 4.1 Million  Management  For  Voted - For 
13  Approve Allocation of Available Earnings at       
  September 30, 2022    Management  For  Voted - For 
14  Approve Declaration of Dividend  Management  For  Voted - For 
15  Authorize Share Repurchase Program  Management  For  Voted - For 
16  Approve Reduction in Share Capital via Cancelation       
  of Shares    Management  For  Voted - For 
17  Amend Articles to Reflect Changes in Capital  Management  For  Voted - For 
TENCENT HOLDINGS LIMITED         
Security ID: KYG875721634  Ticker: 700       
Meeting Date: 17-May-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Final Dividend    Management  For  Voted - For 
3a  Elect Jacobus Petrus (Koos) Bekker as Director  Management  For  Voted - For 
3b  Elect Zhang Xiulan as Director  Management  For  Voted - For 
3c  Authorize Board to Fix Remuneration of Directors  Management  For  Voted - For 
4  Approve PricewaterhouseCoopers as Auditor and       
  Authorize Board to Fix Their Remuneration  Management  For  Voted - For 
5  Approve Issuance of Equity or Equity-Linked       
  Securities without Preemptive Rights  Management  For  Voted - Against 
6  Authorize Repurchase of Issued Share Capital  Management  For  Voted - For 
Meeting Date: 17-May-23  Meeting Type: Extraordinary Shareholders     
1a  Adopt 2023 Share Option Scheme  Management  For  Voted - Against 

 

156

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1b  Approve Transfer of Share Options  Management  For  Voted - Against 
1c  Approve Termination of the Existing Share Option       
  Scheme    Management  For  Voted - Against 
2  Approve Scheme Mandate Limit (Share Option) under       
  the 2023 Share Option Scheme  Management  For  Voted - Against 
3  Approve Service Provider Sublimit (Share Option)       
  under the 2023 Share Option Scheme  Management  For  Voted - Against 
4a  Adopt 2023 Share Award Scheme  Management  For  Voted - Against 
4b  Approve Transfer of Share Awards  Management  For  Voted - Against 
4c  Approve Termination of the Existing Share Award       
  Schemes    Management  For  Voted - Against 
5  Approve Scheme Mandate Limit (Share Award) under       
  the 2023 Share Award Scheme  Management  For  Voted - Against 
6  Approve Scheme Mandate Limit (New Shares Share       
  Award) under the 2023 Share Award Scheme  Management  For  Voted - Against 
7  Approve Service Provider Sublimit (New Shares Share       
  Award) under the 2023 Share Award Scheme  Management  For  Voted - Against 
TERADYNE, INC.         
Security ID: US8807701029  Ticker: TER       
Meeting Date: 12-May-23  Meeting Type: Annual       
1a  Elect Director Timothy E. Guertin  Management  For  Voted - For 
1b  Elect Director Peter Herweck  Management  For  Voted - For 
1c  Elect Director Mercedes Johnson  Management  For  Voted - For 
1d  Elect Director Ernest E. Maddock  Management  For  Voted - For 
1e  Elect Director Marilyn Matz    Management  For  Voted - For 
1f  Elect Director Gregory S. Smith  Management  For  Voted - For 
1g  Elect Director Ford Tamer    Management  For  Voted - For 
1h  Elect Director Paul J. Tufano  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
TERNA RETE ELETTRICA NAZIONALE SPA       
Security ID: IT0003242622  Ticker: TRN       
Meeting Date: 09-May-23  Meeting Type: Annual       
  Ordinary Business    Management  For  Non-Voting 
  Management Proposals    Management  For  Non-Voting 
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Allocation of Income  Management  For  Voted - For 
  Shareholder Proposals Submitted by CDP Reti SpA  Management  For  Non-Voting 
3  Fix Number of Directors    Shareholder  None  Voted - For 
4  Fix Board Terms for Directors  Shareholder  None  Voted - For 

 

157

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
  Appoint Directors (Slate Election) - Choose One of       
  the Following Slates    Management  For  Non-Voting 
5.1  Slate 1 Submitted by CDP Reti SpA  Shareholder  None  Voted - Against 
5.2  Slate 2 Submitted by Institutional Investors       
  (Assogestioni)    Shareholder  None  Voted - For 
  Shareholder Proposals Submitted by CDP Reti SpA  Management  For  Non-Voting 
6  Elect Igor De Biasio as Board Chair  Shareholder  None  Voted - For 
7  Approve Remuneration of Directors  Shareholder  None  Voted - For 
  Appoint Internal Statutory Auditors (Slate       
  Election) - Choose One of the Following Slates  Management  For  Non-Voting 
8.1  Slate 1 Submitted by CDP Reti SpA  Shareholder  None  Voted - For 
8.2  Slate 2 Submitted by Institutional Investors       
  (Assogestioni)    Shareholder  None  Voted - Against 
  Shareholder Proposal Submitted by CDP Reti SpA  Management  For  Non-Voting 
9  Approve Internal Auditors' Remuneration  Shareholder  None  Voted - For 
  Management Proposals    Management  For  Non-Voting 
10  Approve Long-Term Incentive Plan 2023-2027  Management  For  Voted - For 
11  Authorize Share Repurchase Program and Reissuance       
  of Repurchased Shares    Management  For  Voted - For 
12.1  Approve Remuneration Policy  Management  For  Voted - For 
12.2  Approve Second Section of the Remuneration Report  Management  For  Voted - For 
A  Deliberations on Possible Legal Action Against       
  Directors if Presented by Shareholders  Management  None  Voted - Against 
TESLA, INC.         
Security ID: US88160R1014  Ticker: TSLA       
Meeting Date: 04-Aug-22  Meeting Type: Annual       
1.1  Elect Director Ira Ehrenpreis  Management  For  Voted - Against 
1.2  Elect Director Kathleen Wilson-Thompson  Management  For  Voted - Against 
2  Reduce Director Terms from Three to Two Years  Management  For  Voted - For 
3  Eliminate Supermajority Voting Provisions  Management  For  Voted - For 
4  Increase Authorized Common Stock  Management  For  Voted - For 
5  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
6  Adopt Proxy Access Right    Shareholder  Against  Voted - For 
7  Report on Efforts to Prevent Harassment and       
  Discrimination in the Workplace  Shareholder  Against  Voted - For 
8  Report on Racial and Gender Board Diversity  Shareholder  Against  Voted - Against 
9  Report on the Impacts of Using Mandatory Arbitration  Shareholder  Against  Voted - For 
10  Report on Corporate Climate Lobbying in line with       
  Paris Agreement    Shareholder  Against  Voted - For 
11  Adopt a Policy on Respecting Rights to Freedom of       
  Association and Collective Bargaining  Shareholder  Against  Voted - For 
12  Report on Eradicating Child Labor in Battery Supply       
  Chain    Shareholder  Against  Voted - Against 
13  Report on Water Risk Exposure  Shareholder  Against  Voted - For 

 

158

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
TEXAS INSTRUMENTS INCORPORATED       
Security ID: US8825081040  Ticker: TXN       
Meeting Date: 27-Apr-23  Meeting Type: Annual       
1a  Elect Director Mark A. Blinn  Management  For  Voted - For 
1b  Elect Director Todd M. Bluedorn  Management  For  Voted - For 
1c  Elect Director Janet F. Clark    Management  For  Voted - For 
1d  Elect Director Carrie S. Cox    Management  For  Voted - For 
1e  Elect Director Martin S. Craighead  Management  For  Voted - For 
1f  Elect Director Curtis C. Farmer  Management  For  Voted - For 
1g  Elect Director Jean M. Hobby  Management  For  Voted - For 
1h  Elect Director Haviv Ilan    Management  For  Voted - For 
1i  Elect Director Ronald Kirk    Management  For  Voted - For 
1j  Elect Director Pamela H. Patsley  Management  For  Voted - For 
1k  Elect Director Robert E. Sanchez  Management  For  Voted - For 
1l  Elect Director Richard K. Templeton  Management  For  Voted - For 
2  Amend Qualified Employee Stock Purchase Plan  Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
5  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
6  Reduce Ownership Threshold for Shareholders to Call       
  Special Meeting    Shareholder  Against  Voted - For 
7  Report on Due Diligence Efforts to Trace End-User       
  Misuse of Company Products  Shareholder  Against  Voted - Against 
THE ESTEE LAUDER COMPANIES INC.       
Security ID: US5184391044  Ticker: EL       
Meeting Date: 18-Nov-22  Meeting Type: Annual       
1a  Elect Director Ronald S. Lauder  Management  For  Voted - For 
1b  Elect Director William P. Lauder  Management  For  Voted - Withheld 
1c  Elect Director Richard D. Parsons  Management  For  Voted - Withheld 
1d  Elect Director Lynn Forester de Rothschild  Management  For  Voted - For 
1e  Elect Director Jennifer Tejada  Management  For  Voted - For 
1f  Elect Director Richard F. Zannino  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
THE GOLDMAN SACHS GROUP, INC.       
Security ID: US38141G1040  Ticker: GS       
Meeting Date: 26-Apr-23  Meeting Type: Annual       
1a  Elect Director Michele Burns  Management  For  Voted - For 

 

159

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1b  Elect Director Mark Flaherty  Management  For  Voted - For 
1c  Elect Director Kimberley Harris  Management  For  Voted - For 
1d  Elect Director Kevin Johnson  Management  For  Voted - For 
1e  Elect Director Ellen Kullman  Management  For  Voted - For 
1f  Elect Director Lakshmi Mittal  Management  For  Voted - For 
1g  Elect Director Adebayo Ogunlesi  Management  For  Voted - For 
1h  Elect Director Peter Oppenheimer  Management  For  Voted - For 
1i  Elect Director David Solomon  Management  For  Voted - For 
1j  Elect Director Jan Tighe    Management  For  Voted - For 
1k  Elect Director Jessica Uhl    Management  For  Voted - For 
1l  Elect Director David Viniar    Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
5  Report on Lobbying Payments and Policy  Shareholder  Against  Voted - For 
6  Require Independent Board Chair  Shareholder  Against  Voted - Against 
7  Publish Third-Party Review on Chinese Congruency of       
  Certain ETFs    Shareholder  Against  Voted - Against 
8  Oversee and Report a Racial Equity Audit  Shareholder  Against  Voted - Against 
9  Adopt Time-Bound Policy to Phase Out Underwriting       
  and Lending for New Fossil Fuel Development  Shareholder  Against  Voted - Against 
10  Disclose 2030 Absolute GHG Reduction Targets       
  Associated with Lending and Underwriting  Shareholder  Against  Voted - Against 
11  Report on Climate Transition Plan Describing       
  Efforts to Align Financing Activities with GHG       
  Targets    Shareholder  Against  Voted - For 
12  Report on Median Gender/Racial Pay Gap  Shareholder  Against  Voted - For 
THE HERSHEY COMPANY         
Security ID: US4278661081  Ticker: HSY       
Meeting Date: 16-May-23  Meeting Type: Annual       
1.1  Elect Director Pamela M. Arway  Management  For  Voted - For 
1.2  Elect Director Michele G. Buck  Management  For  Voted - For 
1.3  Elect Director Victor L. Crawford  Management  For  Voted - For 
1.4  Elect Director Robert M. Dutkowsky  Management  For  Voted - Withheld 
1.5  Elect Director Mary Kay Haben  Management  For  Voted - For 
1.6  Elect Director James C. Katzman  Management  For  Voted - Withheld 
1.7  Elect Director M. Diane Koken  Management  For  Voted - For 
1.8  Elect Director Huong Maria T. Kraus  Management  For  Voted - For 
1.9  Elect Director Robert M. Malcolm  Management  For  Voted - Withheld 
1.10  Elect Director Anthony J. Palmer  Management  For  Voted - Withheld 
1.11  Elect Director Juan R. Perez    Management  For  Voted - Withheld 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 

 

160

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
5  Report on Human Rights Impacts of Living Wage &       
  Income Position Statement  Shareholder  Against  Voted - Against 
THE INTERPUBLIC GROUP OF COMPANIES, INC.       
Security ID: US4606901001  Ticker: IPG       
Meeting Date: 25-May-23  Meeting Type: Annual       
1.1  Elect Director Jocelyn Carter-Miller  Management  For  Voted - For 
1.2  Elect Director Mary J. Steele Guilfoile  Management  For  Voted - For 
1.3  Elect Director Dawn Hudson  Management  For  Voted - For 
1.4  Elect Director Philippe Krakowsky  Management  For  Voted - For 
1.5  Elect Director Jonathan F. Miller  Management  For  Voted - For 
1.6  Elect Director Patrick Q. Moore  Management  For  Voted - For 
1.7  Elect Director Linda S. Sanford  Management  For  Voted - For 
1.8  Elect Director David M. Thomas  Management  For  Voted - For 
1.9  Elect Director E. Lee Wyatt Jr.  Management  For  Voted - For 
2  Ratify Pricewaterhousecoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Require Independent Board Chair  Shareholder  Against  Voted - Against 
THE PROCTER & GAMBLE COMPANY       
Security ID: US7427181091  Ticker: PG       
Meeting Date: 11-Oct-22  Meeting Type: Annual       
1a  Elect Director B. Marc Allen  Management  For  Voted - For 
1b  Elect Director Angela F. Braly  Management  For  Voted - For 
1c  Elect Director Amy L. Chang  Management  For  Voted - For 
1d  Elect Director Joseph Jimenez  Management  For  Voted - For 
1e  Elect Director Christopher Kempczinski  Management  For  Voted - For 
1f  Elect Director Debra L. Lee    Management  For  Voted - For 
1g  Elect Director Terry J. Lundgren  Management  For  Voted - For 
1h  Elect Director Christine M. McCarthy  Management  For  Voted - For 
1i  Elect Director Jon R. Moeller  Management  For  Voted - For 
1j  Elect Director Rajesh Subramaniam  Management  For  Voted - For 
1k  Elect Director Patricia A. Woertz  Management  For  Voted - For 
2  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 

 

161

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
THE TJX COMPANIES, INC.         
Security ID: US8725401090  Ticker: TJX       
Meeting Date: 06-Jun-23  Meeting Type: Annual       
1a  Elect Director Jose B. Alvarez  Management  For  Voted - For 
1b  Elect Director Alan M. Bennett  Management  For  Voted - For 
1c  Elect Director Rosemary T. Berkery  Management  For  Voted - For 
1d  Elect Director David T. Ching  Management  For  Voted - For 
1e  Elect Director C. Kim Goodwin  Management  For  Voted - For 
1f  Elect Director Ernie Herrman  Management  For  Voted - For 
1g  Elect Director Amy B. Lane    Management  For  Voted - For 
1h  Elect Director Carol Meyrowitz  Management  For  Voted - For 
1i  Elect Director Jackwyn L. Nemerov  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Report on Third-Party Assessment of Human Rights       
  Due Diligence in Supply Chain  Shareholder  Against  Voted - Against 
6  Report on Risk from Supplier Misclassification of       
  Supplier's Employees    Shareholder  Against  Voted - For 
7  Adopt a Paid Sick Leave Policy for All Employees  Shareholder  Against  Voted - Against 
THE TRADE DESK, INC.         
Security ID: US88339J1051  Ticker: TTD       
Meeting Date: 25-May-23  Meeting Type: Annual       
1.1  Elect Director Jeff T. Green    Management  For  Voted - Withheld 
1.2  Elect Director Andrea L. Cunningham  Management  For  Voted - Withheld 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
THE WEIR GROUP PLC         
Security ID: GB0009465807  Ticker: WEIR       
Meeting Date: 27-Apr-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2  Approve Remuneration Report  Management  For  Voted - For 
3  Approve Final Dividend    Management  For  Voted - For 
4  Re-elect Barbara Jeremiah as Director  Management  For  Voted - For 
5  Re-elect Jon Stanton as Director  Management  For  Voted - For 
6  Re-elect John Heasley as Director  Management  For  Voted - For 
7  Elect Dame Nicole Brewer as Director  Management  For  Voted - For 
8  Re-elect Clare Chapman as Director  Management  For  Voted - For 
9  Elect Tracey Kerr as Director  Management  For  Voted - For 
10  Re-elect Ben Magara as Director  Management  For  Voted - For 

 

162

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
11  Re-elect Sir Jim McDonald as Director  Management  For  Voted - For 
12  Re-elect Srinivasan Venkatakrishnan as Director  Management  For  Voted - For 
13  Re-elect Stephen Young as Director  Management  For  Voted - For 
14  Reappoint PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
15  Authorise the Audit Committee to Fix Remuneration       
  of Auditors    Management  For  Voted - For 
16  Authorise Issue of Equity    Management  For  Voted - For 
17  Authorise Issue of Equity without Pre-emptive Rights  Management  For  Voted - For 
18  Authorise Issue of Equity without Pre-emptive       
  Rights in Connection with an Acquisition or Other       
  Capital Investment    Management  For  Voted - For 
19  Authorise Market Purchase of Ordinary Shares  Management  For  Voted - For 
20  Authorise the Company to Call General Meeting with       
  Two Weeks' Notice    Management  For  Voted - For 
T-MOBILE US, INC.         
Security ID: US8725901040  Ticker: TMUS       
Meeting Date: 16-Jun-23  Meeting Type: Annual       
1.1  Elect Director Andre Almeida  Management  For  Voted - Withheld 
1.2  Elect Director Marcelo Claure  Management  For  Voted - Withheld 
1.3  Elect Director Srikant M. Datar  Management  For  Voted - For 
1.4  Elect Director Srinivasan Gopalan  Management  For  Voted - Withheld 
1.5  Elect Director Timotheus Hottges  Management  For  Voted - Withheld 
1.6  Elect Director Christian P. Illek  Management  For  Voted - Withheld 
1.7  Elect Director Raphael Kubler  Management  For  Voted - Withheld 
1.8  Elect Director Thorsten Langheim  Management  For  Voted - Withheld 
1.9  Elect Director Dominique Leroy  Management  For  Voted - Withheld 
1.10  Elect Director Letitia A. Long  Management  For  Voted - For 
1.11  Elect Director G. Michael Sievert  Management  For  Voted - Withheld 
1.12  Elect Director Teresa A. Taylor  Management  For  Voted - For 
1.13  Elect Director Kelvin R. Westbrook  Management  For  Voted - For 
2  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  Three Years  Voted - One Year 
5  Approve Omnibus Stock Plan  Management  For  Voted - For 
6  Amend Qualified Employee Stock Purchase Plan  Management  For  Voted - For 
TOKYU CORP.         
Security ID: JP3574200006  Ticker: 9005       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 7.5    Management  For  Voted - For 
2.1  Elect Director Nomoto, Hirofumi  Management  For  Voted - Against 
2.2  Elect Director Takahashi, Kazuo  Management  For  Voted - Against 

 

163

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
2.3  Elect Director Horie, Masahiro  Management  For  Voted - For 
2.4  Elect Director Fujiwara, Hirohisa  Management  For  Voted - For 
2.5  Elect Director Takahashi, Toshiyuki  Management  For  Voted - For 
2.6  Elect Director Hamana, Setsu  Management  For  Voted - For 
2.7  Elect Director Kanazashi, Kiyoshi  Management  For  Voted - For 
2.8  Elect Director Shimada, Kunio  Management  For  Voted - For 
2.9  Elect Director Kanise, Reiko  Management  For  Voted - For 
2.10  Elect Director Miyazaki, Midori  Management  For  Voted - For 
2.11  Elect Director Shimizu, Hiroshi  Management  For  Voted - For 
3  Appoint Alternate Statutory Auditor Matsumoto, Taku  Management  For  Voted - For 
TOYOTA MOTOR CORP.         
Security ID: JP3633400001  Ticker: 7203       
Meeting Date: 14-Jun-23  Meeting Type: Annual       
1.1  Elect Director Toyoda, Akio    Management  For  Voted - For 
1.2  Elect Director Hayakawa, Shigeru  Management  For  Voted - For 
1.3  Elect Director Sato, Koji    Management  For  Voted - For 
1.4  Elect Director Nakajima,Hiroki  Management  For  Voted - For 
1.5  Elect Director Miyazaki, Yoichi  Management  For  Voted - For 
1.6  Elect Director Simon Humphries  Management  For  Voted - For 
1.7  Elect Director Sugawara, Ikuro  Management  For  Voted - For 
1.8  Elect Director Sir Philip Craven  Management  For  Voted - For 
1.9  Elect Director Oshima, Masahiko  Management  For  Voted - For 
1.10  Elect Director Osono, Emi    Management  For  Voted - For 
2.1  Appoint Statutory Auditor Ogura, Katsuyuki  Management  For  Voted - For 
2.2  Appoint Statutory Auditor Shirane, Takeshi  Management  For  Voted - For 
2.3  Appoint Statutory Auditor Sakai, Ryuji  Management  For  Voted - Against 
2.4  Appoint Statutory Auditor Catherine OConnell  Management  For  Voted - For 
3  Appoint Alternate Statutory Auditor Kikuchi, Maoko  Management  For  Voted - For 
4  Amend Articles to Report on Corporate Climate       
  Lobbying Aligned with Paris Agreement  Shareholder  Against  Voted - For 
TRANE TECHNOLOGIES PLC         
Security ID: IE00BK9ZQ967  Ticker: TT       
Meeting Date: 01-Jun-23  Meeting Type: Annual       
1a  Elect Director Kirk E. Arnold  Management  For  Voted - For 
1b  Elect Director Ann C. Berzin  Management  For  Voted - For 
1c  Elect Director April Miller Boise  Management  For  Voted - For 
1d  Elect Director Gary D. Forsee  Management  For  Voted - For 
1e  Elect Director Mark R. George  Management  For  Voted - For 
1f  Elect Director John A. Hayes  Management  For  Voted - For 
1g  Elect Director Linda P. Hudson  Management  For  Voted - For 
1h  Elect Director Myles P. Lee    Management  For  Voted - For 
1i  Elect Director David S. Regnery  Management  For  Voted - For 

 

164

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1j  Elect Director Melissa N. Schaeffer  Management  For  Voted - For 
1k  Elect Director John P. Surma  Management  For  Voted - For 
2  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Approve PricewaterhouseCoopers LLP as Auditors and       
  Authorize Board to Fix Their Remuneration  Management  For  Voted - For 
5  Authorize Issue of Equity    Management  For  Voted - For 
6  Authorize Issue of Equity without Pre-emptive Rights  Management  For  Voted - For 
7  Authorize Reissuance of Repurchased Shares  Management  For  Voted - For 
TRANSDIGM GROUP INCORPORATED       
Security ID: US8936411003  Ticker: TDG       
Meeting Date: 12-Jul-22  Meeting Type: Annual       
1.1  Elect Director David Barr    Management  For  Voted - For 
1.2  Elect Director Jane Cronin    Management  For  Voted - For 
1.3  Elect Director Mervin Dunn    Management  For  Voted - Withheld 
1.4  Elect Director Michael Graff  Management  For  Voted - Withheld 
1.5  Elect Director Sean Hennessy  Management  For  Voted - Withheld 
1.6  Elect Director W. Nicholas Howley  Management  For  Voted - For 
1.7  Elect Director Gary E. McCullough  Management  For  Voted - For 
1.8  Elect Director Michele Santana  Management  For  Voted - For 
1.9  Elect Director Robert Small    Management  For  Voted - Withheld 
1.10  Elect Director John Staer    Management  For  Voted - For 
1.11  Elect Director Kevin Stein    Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
TREND MICRO, INC.         
Security ID: JP3637300009  Ticker: 4704       
Meeting Date: 28-Mar-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 151    Management  For  Voted - For 
2.1  Elect Director Chang Ming-Jang  Management  For  Voted - For 
2.2  Elect Director Eva Chen    Management  For  Voted - For 
2.3  Elect Director Mahendra Negi  Management  For  Voted - For 
2.4  Elect Director Omikawa, Akihiko  Management  For  Voted - For 
2.5  Elect Director Koga, Tetsuo    Management  For  Voted - For 
2.6  Elect Director Tokuoka, Koichiro  Management  For  Voted - For 
3  Amend Articles to Change Location of Head Office  Management  For  Voted - For 

 

165

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
TRIMBLE INC.         
Security ID: US8962391004  Ticker: TRMB       
Meeting Date: 01-Jun-23  Meeting Type: Annual       
1.1  Elect Director James C. Dalton  Management  For  Voted - For 
1.2  Elect Director Borje Ekholm    Management  For  Voted - For 
1.3  Elect Director Ann Fandozzi    Management  For  Voted - For 
1.4  Elect Director Kaigham (Ken) Gabriel  Management  For  Voted - For 
1.5  Elect Director Meaghan Lloyd  Management  For  Voted - For 
1.6  Elect Director Sandra MacQuillan  Management  For  Voted - For 
1.7  Elect Director Robert G. Painter  Management  For  Voted - For 
1.8  Elect Director Mark S. Peek    Management  For  Voted - For 
1.9  Elect Director Thomas Sweet  Management  For  Voted - For 
1.10  Elect Director Johan Wibergh  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
TWITTER, INC.         
Security ID: US90184L1026  Ticker: TWTR       
Meeting Date: 13-Sep-22  Meeting Type: Special       
1  Approve Merger Agreement    Management  For  Voted - For 
2  Advisory Vote on Golden Parachutes  Management  For  Voted - For 
3  Adjourn Meeting    Management  For  Voted - For 
TYLER TECHNOLOGIES, INC.         
Security ID: US9022521051  Ticker: TYL       
Meeting Date: 11-May-23  Meeting Type: Annual       
1.1  Elect Director Glenn A. Carter  Management  For  Voted - For 
1.2  Elect Director Brenda A. Cline  Management  For  Voted - For 
1.3  Elect Director Ronnie D. Hawkins, Jr.  Management  For  Voted - For 
1.4  Elect Director Mary L. Landrieu  Management  For  Voted - For 
1.5  Elect Director John S. Marr, Jr.  Management  For  Voted - For 
1.6  Elect Director H. Lynn Moore, Jr.  Management  For  Voted - For 
1.7  Elect Director Daniel M. Pope  Management  For  Voted - For 
1.8  Elect Director Dustin R. Womble  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 

 

166

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ULTA BEAUTY, INC.         
Security ID: US90384S3031  Ticker: ULTA       
Meeting Date: 01-Jun-23  Meeting Type: Annual       
1a  Elect Director Michelle L. Collins  Management  For  Voted - For 
1b  Elect Director Patricia A. Little  Management  For  Voted - For 
1c  Elect Director Heidi G. Petz    Management  For  Voted - For 
1d  Elect Director Michael C. Smith  Management  For  Voted - For 
2  Declassify the Board of Directors  Management  For  Voted - For 
3  Provide Directors May Be Removed With or Without       
  Cause    Management  For  Voted - For 
4  Eliminate Supermajority Vote Requirement to Amend       
  Certificate of Incorporation  Management  For  Voted - For 
5  Eliminate Supermajority Vote Requirement to Amend       
  Bylaws    Management  For  Voted - For 
6  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
7  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
8  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
UNION PACIFIC CORPORATION         
Security ID: US9078181081  Ticker: UNP       
Meeting Date: 18-May-23  Meeting Type: Annual       
1a  Elect Director William J. DeLaney  Management  For  Voted - For 
1b  Elect Director David B. Dillon  Management  For  Voted - For 
1c  Elect Director Sheri H. Edison  Management  For  Voted - For 
1d  Elect Director Teresa M. Finley  Management  For  Voted - For 
1e  Elect Director Lance M. Fritz  Management  For  Voted - For 
1f  Elect Director Deborah C. Hopkins  Management  For  Voted - For 
1g  Elect Director Jane H. Lute    Management  For  Voted - For 
1h  Elect Director Michael R. McCarthy  Management  For  Voted - For 
1i  Elect Director Jose H. Villarreal  Management  For  Voted - For 
1j  Elect Director Christopher J. Williams  Management  For  Voted - For 
2  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Require Independent Board Chair  Shareholder  Against  Voted - Against 
6  Amend Bylaws to Require Shareholder Approval of       
  Certain Provisions Related to Director Nominations       
  by Shareholders    Shareholder  Against  Voted - Against 
7  Adopt a Paid Sick Leave Policy  Shareholder  Against  Voted - Against 

 

167

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
UNITED PARCEL SERVICE, INC.         
Security ID: US9113121068  Ticker: UPS       
Meeting Date: 04-May-23  Meeting Type: Annual       
1a  Elect Director Carol Tome    Management  For  Voted - For 
1b  Elect Director Rodney Adkins  Management  For  Voted - For 
1c  Elect Director Eva Boratto    Management  For  Voted - For 
1d  Elect Director Michael Burns  Management  For  Voted - For 
1e  Elect Director Wayne Hewett  Management  For  Voted - For 
1f  Elect Director Angela Hwang  Management  For  Voted - For 
1g  Elect Director Kate Johnson    Management  For  Voted - Against 
1h  Elect Director William Johnson  Management  For  Voted - Against 
1i  Elect Director Franck Moison  Management  For  Voted - Against 
1j  Elect Director Christiana Smith Shi  Management  For  Voted - For 
1k  Elect Director Russell Stokes  Management  For  Voted - Against 
1l  Elect Director Kevin Warsh    Management  For  Voted - Against 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Deloitte & Touche LLP as Auditors  Management  For  Voted - For 
5  Approve Recapitalization Plan for all Stock to Have       
  One-vote per Share    Shareholder  Against  Voted - For 
6  Adopt Independently Verified Science-Based       
  Greenhouse Gas Emissions Reduction Targets in Line       
  with the Paris Climate Agreement  Shareholder  Against  Voted - For 
7  Report on Integrating GHG Emissions Reductions       
  Targets into Executive Compensation  Shareholder  Against  Voted - For 
8  Report on Just Transition    Shareholder  Against  Voted - For 
9  Report on Risk Due to Restrictions on Reproductive       
  Rights    Shareholder  Against  Voted - Against 
10  Oversee and Report a Civil Rights Audit  Shareholder  Against  Voted - Against 
11  Report on Effectiveness of Diversity, Equity, and       
  Inclusion Efforts    Shareholder  Against  Voted - For 
UNITY SOFTWARE INC.         
Security ID: US91332U1016  Ticker: U       
Meeting Date: 07-Oct-22  Meeting Type: Special       
1  Issue Shares in Connection with Merger  Management  For  Voted - For 
2  Adjourn Meeting    Management  For  Voted - For 
Meeting Date: 07-Jun-23  Meeting Type: Annual       
1.1  Elect Director Tomer Bar-Zeev  Management  For  Voted - For 
1.2  Elect Director Mary Schmidt Campbell  Management  For  Voted - Withheld 
1.3  Elect Director Keisha Smith-Jeremie  Management  For  Voted - Withheld 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 

 

168

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
USHIO, INC.         
Security ID: JP3156400008  Ticker: 6925       
Meeting Date: 29-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 50    Management  For  Voted - For 
2.1  Elect Director Naito, Koji    Management  For  Voted - For 
2.2  Elect Director Kawamura, Naoki  Management  For  Voted - For 
2.3  Elect Director Kamiyama, Kazuhisa  Management  For  Voted - For 
2.4  Elect Director Asahi, Takabumi  Management  For  Voted - For 
2.5  Elect Director Nakano, Tetsuo  Management  For  Voted - For 
2.6  Elect Director Kanemaru, Yasufumi  Management  For  Voted - For 
2.7  Elect Director Sakie Tachibana Fukushima  Management  For  Voted - For 
2.8  Elect Director Sasaki, Toyonari  Management  For  Voted - For 
2.9  Elect Director Matsuzaki, Masatoshi  Management  For  Voted - For 
2.10  Elect Director Mashita, Naoaki  Management  For  Voted - For 
3  Approve Trust-Type Equity Compensation Plan  Management  For  Voted - For 
VEEVA SYSTEMS INC.         
Security ID: US9224751084  Ticker: VEEV       
Meeting Date: 21-Jun-23  Meeting Type: Annual       
1a  Elect Director Timothy S. Cabral  Management  For  Voted - For 
1b  Elect Director Mark Carges    Management  For  Voted - For 
1c  Elect Director Peter P. Gassner  Management  For  Voted - For 
1d  Elect Director Mary Lynne Hedley  Management  For  Voted - For 
1e  Elect Director Priscilla Hung  Management  For  Voted - For 
1f  Elect Director Tina Hunt    Management  For  Voted - For 
1g  Elect Director Marshall L. Mohr  Management  For  Voted - For 
1h  Elect Director Gordon Ritter    Management  For  Voted - For 
1i  Elect Director Paul Sekhri    Management  For  Voted - Against 
1j  Elect Director Matthew J. Wallach  Management  For  Voted - For 
2  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
3  Amend Certificate of Incorporation  Management  For  Voted - For 
4  Amend Bylaws to Require Shareholder Approval of       
  Certain Provisions Related to Director Nominations       
  by Shareholders    Shareholder  Against  Voted - Against 

 

169

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
VERBUND AG         
Security ID: AT0000746409  Ticker: VER       
Meeting Date: 25-Apr-23  Meeting Type: Annual       
1  Receive Financial Statements and Statutory Reports       
  for Fiscal Year 2022 (Non-Voting)  Management  For  Non-Voting 
2  Approve Allocation of Income and Dividends of EUR       
  2.44 per Share and Special Dividends of EUR 1.16       
  per Share    Management  For  Voted - For 
3  Approve Discharge of Management Board for Fiscal       
  Year 2022    Management  For  Voted - For 
4  Approve Discharge of Supervisory Board for Fiscal       
  Year 2022    Management  For  Voted - For 
5  Ratify Ernst & Young as Auditors for Fiscal Year       
  2023    Management  For  Voted - For 
6  Approve Remuneration Policy for the Management Board  Management  For  Voted - For 
7  Approve Remuneration Policy for the Supervisory       
  Board    Management  For  Voted - For 
8  Approve Remuneration Report  Management  For  Voted - For 
9.1  Elect Juergen Roth as Supervisory Board Member  Management  For  Voted - For 
9.2  Elect Christa Schlager as Supervisory Board Member  Management  For  Voted - For 
9.3  Elect Stefan Szyszkowitz as Supervisory Board Member  Management  For  Voted - For 
9.4  Elect Peter Weinelt as Supervisory Board Member  Management  For  Voted - For 
VERTEX PHARMACEUTICALS INCORPORATED       
Security ID: US92532F1003  Ticker: VRTX       
Meeting Date: 17-May-23  Meeting Type: Annual       
1.1  Elect Director Sangeeta Bhatia  Management  For  Voted - For 
1.2  Elect Director Lloyd Carney    Management  For  Voted - For 
1.3  Elect Director Alan Garber    Management  For  Voted - For 
1.4  Elect Director Terrence Kearney  Management  For  Voted - For 
1.5  Elect Director Reshma Kewalramani  Management  For  Voted - For 
1.6  Elect Director Jeffrey Leiden  Management  For  Voted - For 
1.7  Elect Director Diana McKenzie  Management  For  Voted - For 
1.8  Elect Director Bruce Sachs    Management  For  Voted - For 
1.9  Elect Director Suketu Upadhyay  Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 

 

170

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
VESTAS WIND SYSTEMS A/S         
Security ID: DK0061539921  Ticker: VWS       
Meeting Date: 12-Apr-23  Meeting Type: Annual       
1  Receive Report of Board    Management  For  Non-Voting 
2  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
3  Approve Allocation of Income and Omission of       
  Dividends    Management  For  Voted - For 
4  Approve Remuneration Report (Advisory Vote)  Management  For  Voted - For 
5  Approve Remuneration of Directors in the Amount of       
  DKK 1.4 Million for Chairman, DKK 910,350 for Vice       
  Chairman and DKK 455,175 for Other Directors;       
  Approve Remuneration for Committee Work  Management  For  Voted - For 
6.a  Reelect Anders Runevad as Director  Management  For  Voted - For 
6.b  Reelect Bruce Grant as Director  Management  For  Voted - For 
6.c  Reelect Eva Merete Sofelde Berneke as Director  Management  For  Voted - For 
6.d  Reelect Helle Thorning-Schmidt as Director  Management  For  Voted - For 
6.e  Reelect Karl-Henrik Sundstrom as Director  Management  For  Voted - For 
6.f  Reelect Kentaro Hosomi as Director  Management  For  Voted - For 
6.g  Reelect Lena Olving as Director  Management  For  Voted - For 
7  Ratify PricewaterhouseCoopers as Auditor  Management  For  Voted - For 
8.1  Authorize Share Repurchase Program  Management  For  Voted - For 
9  Authorize Editorial Changes to Adopted Resolutions       
  in Connection with Registration with Danish       
  Authorities    Management  For  Voted - For 
10  Other Business    Management  For  Non-Voting 
VF CORPORATION         
Security ID: US9182041080  Ticker: VFC       
Meeting Date: 26-Jul-22  Meeting Type: Annual       
1.1  Elect Director Richard T. Carucci  Management  For  Voted - For 
1.2  Elect Director Alex Cho    Management  For  Voted - For 
1.3  Elect Director Juliana L. Chugg  Management  For  Voted - For 
1.4  Elect Director Benno Dorer    Management  For  Voted - For 
1.5  Elect Director Mark S. Hoplamazian  Management  For  Voted - For 
1.6  Elect Director Laura W. Lang  Management  For  Voted - For 
1.7  Elect Director W. Rodney McMullen  Management  For  Voted - For 
1.8  Elect Director Clarence Otis, Jr.  Management  For  Voted - For 
1.9  Elect Director Steven E. Rendle  Management  For  Voted - For 
1.10  Elect Director Carol L. Roberts  Management  For  Voted - For 
1.11  Elect Director Matthew J. Shattock  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
3  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 

 

171

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
VIASAT, INC.         
Security ID: US92552V1008  Ticker: VSAT       
Meeting Date: 01-Sep-22  Meeting Type: Annual       
1a  Elect Director Richard Baldridge  Management  For  Voted - For 
1b  Elect Director James Bridenstine  Management  For  Voted - For 
1c  Elect Director Sean Pak    Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Amend Omnibus Stock Plan    Management  For  Voted - Against 
VISA INC.         
Security ID: US92826C8394  Ticker: V       
Meeting Date: 24-Jan-23  Meeting Type: Annual       
1a  Elect Director Lloyd A. Carney  Management  For  Voted - For 
1b  Elect Director Kermit R. Crawford  Management  For  Voted - For 
1c  Elect Director Francisco Javier Fernandez-Carbajal  Management  For  Voted - For 
1d  Elect Director Alfred F. Kelly, Jr.  Management  For  Voted - For 
1e  Elect Director Ramon Laguarta  Management  For  Voted - For 
1f  Elect Director Teri L. List    Management  For  Voted - For 
1g  Elect Director John F. Lundgren  Management  For  Voted - For 
1h  Elect Director Denise M. Morrison  Management  For  Voted - For 
1i  Elect Director Linda J. Rendle  Management  For  Voted - For 
1j  Elect Director Maynard G. Webb, Jr.  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
5  Require Independent Board Chair  Shareholder  Against  Voted - Against 
VMWARE, INC.         
Security ID: US9285634021  Ticker: VMW       
Meeting Date: 12-Jul-22  Meeting Type: Annual       
1a  Elect Director Nicole Anasenes  Management  For  Voted - For 
1b  Elect Director Marianne Brown  Management  For  Voted - For 
1c  Elect Director Paul Sagan    Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
3  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 

 

172

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 04-Nov-22  Meeting Type: Special       
1  Approve Merger Agreement    Management  For  Voted - For 
2  Advisory Vote on Golden Parachutes  Management  For  Voted - For 
3  Adjourn Meeting    Management  For  Voted - For 
4  Amend Certificate of Incorporation to Eliminate       
  Personal Liability of Directors  Management  For  Voted - For 
WAL-MART DE MEXICO SAB DE CV       
Security ID: MX01WA000038  Ticker: WALMEX       
Meeting Date: 30-Mar-23  Meeting Type: Annual       
1a  Approve Report of Audit and Corporate Practices       
  Committees    Management  For  Voted - For 
1b  Approve CEO's Report    Management  For  Voted - For 
1c  Approve Board Opinion on CEO's Report  Management  For  Voted - For 
1d  Approve Board of Directors' Report  Management  For  Voted - For 
1e  Approve Report Re: Employee Stock Purchase Plan  Management  For  Voted - For 
2  Approve Consolidated Financial Statements  Management  For  Voted - For 
3a  Approve Allocation of Income  Management  For  Voted - For 
3b  Approve Ordinary Dividend of MXN 1.12 Per Share  Management  For  Voted - For 
3c  Approve Extraordinary Dividend of MXN 1.57 Per Share  Management  For  Voted - For 
4  Approve Report on Share Repurchase Reserves  Management  For  Voted - For 
5a1  Accept Resignation of Blanca Trevino as Director  Management  For  Voted - For 
5b1  Ratify Maria Teresa Arnal as Director  Management  For  Voted - For 
5b2  Ratify Adolfo Cerezo as Director  Management  For  Voted - For 
5b3  Ratify Ernesto Cervera as Director  Management  For  Voted - For 
5b4  Ratify Kirsten Evans as Director  Management  For  Voted - For 
5b5  Ratify Eric Perez Grovas as Director  Management  For  Voted - For 
5b6  Ratify Leigh Hopkins as Director  Management  For  Voted - For 
5b7  Ratify Elizabeth Kwo as Director  Management  For  Voted - For 
5b8  Ratify Guilherme Loureiro as Director  Management  For  Voted - For 
5b9  Ratify Judith McKenna as Board Chairman  Management  For  Voted - For 
5b10 Ratify Karthik Raghupathy as Director  Management  For  Voted - For 
5b11 Ratify Tom Ward as Director  Management  For  Voted - For 
5c1  Ratify Adolfo Cerezo as Chairman of Audit and       
  Corporate Practices Committees  Management  For  Voted - For 
5c2  Approve Discharge of Board of Directors and Officers  Management  For  Voted - For 
5c3  Approve Directors and Officers Liability  Management  For  Voted - For 
5d1  Approve Remuneration of Board Chairman  Management  For  Voted - For 
5d2  Approve Remuneration of Director  Management  For  Voted - For 
5d3  Approve Remuneration of Chairman of Audit and       
  Corporate Practices Committees  Management  For  Voted - For 
5d4  Approve Remuneration of Member of Audit and       
  Corporate Practices Committees  Management  For  Voted - For 
6  Authorize Board to Ratify and Execute Approved       
  Resolutions    Management  For  Voted - For 

 

173

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
WALMART INC.         
Security ID: US9311421039  Ticker: WMT       
Meeting Date: 31-May-23  Meeting Type: Annual       
1a  Elect Director Cesar Conde    Management  For  Voted - For 
1b  Elect Director Timothy P. Flynn  Management  For  Voted - For 
1c  Elect Director Sarah J. Friar    Management  For  Voted - For 
1d  Elect Director Carla A. Harris  Management  For  Voted - For 
1e  Elect Director Thomas W. Horton  Management  For  Voted - For 
1f  Elect Director Marissa A. Mayer  Management  For  Voted - For 
1g  Elect Director C. Douglas McMillon  Management  For  Voted - For 
1h  Elect Director Gregory B. Penner  Management  For  Voted - For 
1i  Elect Director Randall L. Stephenson  Management  For  Voted - For 
1j  Elect Director S. Robson Walton  Management  For  Voted - For 
1k  Elect Director Steuart L. Walton  Management  For  Voted - For 
2  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
4  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
5  Consider Pay Disparity Between CEO and Other       
  Employees    Shareholder  Against  Voted - Against 
6  Report on Human Rights Due Diligence  Shareholder  Against  Voted - Against 
7  Commission Third Party Racial Equity Audit  Shareholder  Against  Voted - For 
8  Report on Racial and Gender Layoff Diversity  Shareholder  Against  Voted - Against 
9  Amend Bylaws to Require Shareholder Approval of       
  Certain Provisions Related to Director Nominations       
  by Shareholders    Shareholder  Against  Voted - Against 
10  Report on Risks Related to Fulfilling Information       
  Requests for Enforcing Laws Criminalizing Abortion       
  Access    Shareholder  Against  Voted - Against 
11  Report on Risks Related to Operations in China  Shareholder  Against  Voted - Against 
12  Oversee and Report a Workplace Health and Safety       
  Audit    Shareholder  Against  Voted - For 
WARNER BROS. DISCOVERY, INC.       
Security ID: US9344231041  Ticker: WBD       
Meeting Date: 08-May-23  Meeting Type: Annual       
1.1  Elect Director Li Haslett Chen  Management  For  Voted - For 
1.2  Elect Director Kenneth W. Lowe  Management  For  Voted - For 
1.3  Elect Director Paula A. Price  Management  For  Voted - For 
1.4  Elect Director David M. Zaslav  Management  For  Voted - For 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Adopt Simple Majority Vote    Shareholder  Against  Voted - For 

 

174

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
6  Report on Lobbying Payments and Policy  Shareholder  Against  Voted - Against 
WELLS FARGO & COMPANY         
Security ID: US9497461015  Ticker: WFC       
Meeting Date: 25-Apr-23  Meeting Type: Annual       
1a  Elect Director Steven D. Black  Management  For  Voted - For 
1b  Elect Director Mark A. Chancy  Management  For  Voted - For 
1c  Elect Director Celeste A. Clark  Management  For  Voted - For 
1d  Elect Director Theodore F. Craver, Jr.  Management  For  Voted - For 
1e  Elect Director Richard K. Davis  Management  For  Voted - For 
1f  Elect Director Wayne M. Hewett  Management  For  Voted - For 
1g  Elect Director CeCelia (CeCe) G. Morken  Management  For  Voted - For 
1h  Elect Director Maria R. Morris  Management  For  Voted - For 
1i  Elect Director Felicia F. Norwood  Management  For  Voted - For 
1j  Elect Director Richard B. Payne, Jr.  Management  For  Voted - For 
1k  Elect Director Ronald L. Sargent  Management  For  Voted - For 
1l  Elect Director Charles W. Scharf  Management  For  Voted - For 
1m  Elect Director Suzanne M. Vautrinot  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
5  Adopt Simple Majority Vote    Shareholder  Against  Voted - For 
6  Report on Political Expenditures Congruence  Shareholder  Against  Voted - For 
7  Report on Climate Lobbying    Shareholder  Against  Voted - For 
8  Report on Climate Transition Plan Describing       
  Efforts to Align Financing Activities with GHG       
  Targets    Shareholder  Against  Voted - For 
9  Adopt Time-Bound Policy to Phase Out Underwriting       
  and Lending for New Fossil Fuel Development  Shareholder  Against  Voted - Against 
10  Report on Prevention of Workplace Harassment and       
  Discrimination    Shareholder  Against  Voted - For 
11  Adopt Policy on Freedom of Association and       
  Collective Bargaining    Shareholder  Against  Voted - For 
WESTERN DIGITAL CORPORATION       
Security ID: US9581021055  Ticker: WDC       
Meeting Date: 16-Nov-22  Meeting Type: Annual       
1a  Elect Director Kimberly E. Alexy  Management  For  Voted - For 
1b  Elect Director Thomas H. Caulfield  Management  For  Voted - For 
1c  Elect Director Martin I. Cole  Management  For  Voted - For 
1d  Elect Director Tunc Doluca    Management  For  Voted - For 
1e  Elect Director David V. Goeckeler  Management  For  Voted - For 
1f  Elect Director Matthew E. Massengill  Management  For  Voted - For 
1g  Elect Director Stephanie A. Streeter  Management  For  Voted - For 

 

175

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1h  Elect Director Miyuki Suzuki  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
3  Amend Omnibus Stock Plan    Management  For  Voted - For 
4  Amend Qualified Employee Stock Purchase Plan  Management  For  Voted - For 
5  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION       
Security ID: US9297401088  Ticker: WAB       
Meeting Date: 17-May-23  Meeting Type: Annual       
1a  Elect Director Rafael Santana  Management  For  Voted - For 
1b  Elect Director Lee C. Banks    Management  For  Voted - For 
1c  Elect Director Byron S. Foster  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
WESTROCK COMPANY         
Security ID: US96145D1054  Ticker: WRK       
Meeting Date: 27-Jan-23  Meeting Type: Annual       
1a  Elect Director Colleen F. Arnold  Management  For  Voted - For 
1b  Elect Director Timothy J. Bernlohr  Management  For  Voted - For 
1c  Elect Director J. Powell Brown  Management  For  Voted - For 
1d  Elect Director Terrell K. Crews  Management  For  Voted - For 
1e  Elect Director Russell M. Currey  Management  For  Voted - For 
1f  Elect Director Suzan F. Harrison  Management  For  Voted - For 
1g  Elect Director Gracia C. Martore  Management  For  Voted - For 
1h  Elect Director James E. Nevels  Management  For  Voted - For 
1i  Elect Director E. Jean Savage  Management  For  Voted - For 
1j  Elect Director David B. Sewell  Management  For  Voted - For 
1k  Elect Director Dmitri L. Stockton  Management  For  Voted - For 
1l  Elect Director Alan D. Wilson  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
WEYERHAEUSER COMPANY         
Security ID: US9621661043  Ticker: WY       
Meeting Date: 12-May-23  Meeting Type: Annual       
1a  Elect Director Mark A. Emmert  Management  For  Voted - For 

 

176

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1b  Elect Director Rick R. Holley  Management  For  Voted - For 
1c  Elect Director Sara Grootwassink Lewis  Management  For  Voted - For 
1d  Elect Director Deidra C. Merriwether  Management  For  Voted - For 
1e  Elect Director Al Monaco    Management  For  Voted - For 
1f  Elect Director Nicole W. Piasecki  Management  For  Voted - For 
1g  Elect Director Lawrence A. Selzer  Management  For  Voted - For 
1h  Elect Director Devin W. Stockfish  Management  For  Voted - For 
1i  Elect Director Kim Williams  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
WOOLWORTHS HOLDINGS LTD.         
Security ID: ZAE000063863  Ticker: WHL       
Meeting Date: 23-Nov-22  Meeting Type: Annual       
1.1  Elect Phumzile Langeni as Director  Management  For  Voted - For 
1.2  Elect Rob Collins as Director  Management  For  Voted - For 
2.1  Re-elect Christopher Colfer as Director  Management  For  Voted - For 
2.2  Re-elect Belinda Earl as Director  Management  For  Voted - For 
3.1  Elect Phumzile Langeni as Member of the Audit       
  Committee    Management  For  Voted - For 
3.2  Re-elect Thembisa Skweyiya as Member of the Audit       
  Committee    Management  For  Voted - For 
3.3  Re-elect Christopher Colfer as Member of the Audit       
  Committee    Management  For  Voted - For 
3.4  Re-elect Clive Thomson as Member of the Audit       
  Committee    Management  For  Voted - For 
4  Reappoint KPMG Inc as Auditors with the Designated       
  Audit Partner    Management  For  Voted - For 
5.1  Approve Remuneration Policy  Management  For  Voted - For 
5.2  Approve Remuneration Implementation Report  Management  For  Voted - For 
6  Approve Remuneration of Non-executive Directors  Management  For  Voted - For 
7  Approve Financial Assistance to Directors,       
  Prescribed Officers and Employee Share Scheme       
  Beneficiaries    Management  For  Voted - For 
8  Approve Financial Assistance in Terms of Section 45       
  of the Companies Act    Management  For  Voted - For 
9  Authorise Repurchase of Issued Share Capital  Management  For  Voted - For 
WORKDAY, INC.         
Security ID: US98138H1014  Ticker: WDAY       
Meeting Date: 22-Jun-23  Meeting Type: Annual       
1a  Elect Director Christa Davies  Management  For  Voted - Against 
1b  Elect Director Wayne A.I. Frederick  Management  For  Voted - For 

 

177

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1c  Elect Director Mark J. Hawkins  Management  For  Voted - For 
1d  Elect Director George J. Still, Jr.  Management  For  Voted - Against 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
4  Amend Bylaws to Require Shareholder Approval of       
  Certain Provisions Related to Director Nominations       
  by Shareholders    Shareholder  Against  Voted - Against 
WUXI APPTEC CO., LTD.         
Security ID: CNE100003F19  Ticker: 2359       
Meeting Date: 13-Oct-22  Meeting Type: Extraordinary Shareholders     
  EGM BALLOT FOR HOLDERS OF H SHARES  Management  For  Non-Voting 
1  Approve Adoption of the 2022 H Share Award and       
  Trust Scheme    Management  For  Voted - Against 
2  Approve Grant of Awards to the Connected Selected       
  Participants under the 2022 H Share Award and Trust       
  Scheme    Management  For  Voted - Against 
3  Authorize Board and/or the Delegatee to Handle       
  Matters Pertaining to the 2022 H Share Award and       
  Trust Scheme with Full Authority  Management  For  Voted - Against 
4  Approve Change of Registered Capital  Management  For  Voted - For 
5  Amend Articles of Association  Management  For  Voted - For 
WUXI BIOLOGICS (CAYMAN) INC.       
Security ID: KYG970081173  Ticker: 2269       
Meeting Date: 27-Jun-23  Meeting Type: Annual       
1  Accept Financial Statements and Statutory Reports  Management  For  Voted - For 
2a  Elect Ge Li as Director    Management  For  Voted - Against 
2b  Elect Zhisheng Chen as Director  Management  For  Voted - For 
2c  Elect Kenneth Walton Hitchner III as Director  Management  For  Voted - Against 
2d  Elect Jackson Peter Tai as Director  Management  For  Voted - For 
3  Authorize Board to Fix Remuneration of Directors  Management  For  Voted - For 
4  Approve Deloitte Touche Tohmatsu as Auditors and       
  Authorize Board to Fix Their Remuneration  Management  For  Voted - For 
5a  Approve Amendments to the Restricted Share Award       
  Scheme and Related Transactions  Management  For  Voted - Against 
5b  Approve Amendments to the Share Award Scheme for       
  Global Partner Program and Related Transactions  Management  For  Voted - Against 
6  Adopt Scheme Mandate Limit  Management  For  Voted - Against 
7  Approve Issuance of Equity or Equity-Linked       
  Securities without Preemptive Rights  Management  For  Voted - Against 
8  Authorize Repurchase of Issued Share Capital  Management  For  Voted - For 
9  Adopt Third Amended and Restated Memorandum and       
  Articles of Association    Management  For  Voted - For 

 

178

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
XERO LIMITED         
Security ID: NZXROE0001S2  Ticker: XRO       
Meeting Date: 18-Aug-22  Meeting Type: Annual       
1  Authorize Board to Fix Remuneration of the Auditors  Management  For  Voted - For 
2  Elect David Thodey as Director  Management  For  Voted - For 
3  Elect Susan Peterson as Director  Management  For  Voted - For 
4  Elect Brian McAndrews as Director  Management  For  Voted - For 
XINYI SOLAR HOLDINGS LIMITED       
Security ID: KYG9829N1025  Ticker: 968       
Meeting Date: 25-Nov-22  Meeting Type: Extraordinary Shareholders     
1  Approve First Amendments and Adopt First Amended       
  and Restated Articles    Management  For  Voted - For 
2  Approve Second Amendments and Adopt Second Amended       
  and Restated Memorandum and the Second Amended and       
  Restated Articles    Management  For  Voted - For 
3  Approve RMB Ordinary Share Issue and Specific       
  Mandate    Management  For  Voted - For 
4  Approve Plan for Distribution of Profits  Management  For  Voted - For 
5  Approve Stabilization Plan    Management  For  Voted - For 
6  Approve Profit Distribution and Return Policy  Management  For  Voted - For 
7  Approve the Plan for the Use of the Net Proceeds  Management  For  Voted - For 
8  Approve Remedial Measures for Potential Dilution  Management  For  Voted - For 
9  Approve Seven Letters of Commitment and Undertakings  Management  For  Voted - For 
10  Approve Adoption of General Meeting Procedures  Management  For  Voted - For 
11  Approve Adoption of Board Meeting Procedures  Management  For  Voted - For 
12  Authorize Board to Deal with Matters in Relation to       
  the RMB Ordinary Share Issue and PRC Listing  Management  For  Voted - For 
YAMAHA CORP.         
Security ID: JP3942600002  Ticker: 7951       
Meeting Date: 23-Jun-23  Meeting Type: Annual       
1  Approve Allocation of Income, with a Final Dividend       
  of JPY 33    Management  For  Voted - For 
2.1  Elect Director Nakata, Takuya  Management  For  Voted - For 
2.2  Elect Director Yamahata, Satoshi  Management  For  Voted - For 
2.3  Elect Director Hidaka, Yoshihiro  Management  For  Voted - For 
2.4  Elect Director Fujitsuka, Mikio  Management  For  Voted - For 
2.5  Elect Director Paul Candland  Management  For  Voted - For 
2.6  Elect Director Shinohara, Hiromichi  Management  For  Voted - For 
2.7  Elect Director Yoshizawa, Naoko  Management  For  Voted - For 
2.8  Elect Director Ebata, Naho    Management  For  Voted - For 

 

179

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
YANDEX NV         
Security ID: NL0009805522  Ticker: YNDX       
Meeting Date: 22-Dec-22  Meeting Type: Annual       
  Annual Meeting Agenda    Management  For  Non-Voting 
1  Adopt Financial Statements and Statutory Reports  Management  For  Non-Voting 
2  Approve Discharge of Directors  Management  For  Voted - For 
3  Reelect Rogier Rijnja as Director  Management  For  Voted - For 
4  Reelect Charles Ryan as Director  Management  For  Voted - For 
5  Reelect Alexander Voloshin as Director  Management  For  Voted - For 
6  Approve Cancellation of Outstanding Class C Shares  Management  For  Voted - For 
7  Ratify "Technologies of Trust - Audit" JSC as       
  Auditors    Management  For  Voted - For 
8  Grant Board Authority to Issue Class A Shares  Management  For  Voted - Against 
9  Authorize Board to Exclude Preemptive Rights from       
  Share Issuances    Management  For  Voted - Against 
10  Authorize Repurchase of Up to 20 Percent of Issued       
  Share Capital    Management  For  Voted - Against 
Meeting Date: 15-May-23  Meeting Type: Extraordinary Shareholders     
  Extraordinary Meeting Agenda  Management  For  Non-Voting 
1  Accept Binding Nomination by the Holder of the       
  Priority Share, Andrey Betin as Non-Executive       
  Member of the Board of Directors  Management  For  Voted - For 
2  Ratify Reanda Audit & Assurance B.V. as Auditors  Management  For  Voted - For 
Meeting Date: 30-Jun-23  Meeting Type: Annual       
  Class A Meeting Agenda    Management  For  Non-Voting 
1  Approve Legal Merger with Yandex Media Services       
  B.V. in Accordance with Merger Proposal 1  Management  For  Voted - For 
2  Approve Legal Merger with Yandex.Classifieds       
  Holding B.V. in Accordance with Merger Proposal 2  Management  For  Voted - For 
3  Approve Legal Merger with MLU B.V. in Accordance       
  with Merger Proposal 3    Management  For  Voted - For 
4  Approve Legal Merger with Foodtech & Delivery Ops       
  B.V. in Accordance with Merger Proposal 4  Management  For  Voted - For 
  Annual Meeting Agenda    Management  For  Non-Voting 
5  Approve Discharge of Directors  Management  For  Voted - For 
6  Reelect Alexei Yakovitsky as Director  Management  For  Voted - Against 
7  Ratify "Technologies of Trust - Audit" JSC as       
  Auditors    Management  For  Voted - For 
8  Ratify Reanda Audit & Assurance B.V. as Auditors  Management  For  Voted - For 
9  Grant Board Authority to Issue Class A Shares  Management  For  Voted - Against 
10  Authorize Board to Exclude Preemptive Rights from       
  Share Issuances    Management  For  Voted - Against 
11  Authorize Repurchase of Issued Share Capital  Management  For  Voted - Against 

 

180

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
YARA INTERNATIONAL ASA         
Security ID: NO0010208051  Ticker: YAR       
Meeting Date: 07-Jul-22  Meeting Type: Extraordinary Shareholders     
1  Approve Notice of Meeting and Agenda  Management  For  Did Not Vote 
2  Elect Chairman of Meeting; Designate Inspector(s)       
  of Minutes of Meeting    Management  For  Did Not Vote 
3.1  Approve Spin-Off Agreement  Management  For  Did Not Vote 
3.2  Approve Merger Agreement with Yara Clean Ammonia       
  NewCo AS and Yara Clean Ammonia Holding AS  Management  For  Did Not Vote 
YUM CHINA HOLDINGS, INC.         
Security ID: US98850P1093  Ticker: YUMC       
Meeting Date: 25-May-23  Meeting Type: Annual       
1a  Elect Director Fred Hu    Management  For  Voted - For 
1b  Elect Director Joey Wat    Management  For  Voted - For 
1c  Elect Director Peter A. Bassi  Management  For  Voted - For 
1d  Elect Director Edouard Ettedgui  Management  For  Voted - For 
1e  Elect Director Ruby Lu    Management  For  Voted - For 
1f  Elect Director Zili Shao    Management  For  Voted - For 
1g  Elect Director William Wang  Management  For  Voted - For 
1h  Elect Director Min (Jenny) Zhang  Management  For  Voted - For 
1i  Elect Director Christina Xiaojing Zhu  Management  For  Voted - For 
2  Ratify KPMG Huazhen LLP and KPMG as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
5  Approve Issuance of Shares for a Private Placement  Management  For  Voted - For 
6  Authorize Share Repurchase Program  Management  For  Voted - For 
ZEBRA TECHNOLOGIES CORPORATION       
Security ID: US9892071054  Ticker: ZBRA       
Meeting Date: 11-May-23  Meeting Type: Annual       
1a  Elect Director William J. Burns  Management  For  Voted - For 
1b  Elect Director Linda M. Connly  Management  For  Voted - For 
1c  Elect Director Anders Gustafsson  Management  For  Voted - For 
1d  Elect Director Janice M. Roberts  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
4  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 

 

181

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ZENDESK INC.         
Security ID: US98936J1016  Ticker: ZEN       
Meeting Date: 17-Aug-22  Meeting Type: Annual       
1a  Elect Director Michael Frandsen  Management  For  Voted - Against 
1b  Elect Director Brandon Gayle  Management  For  Voted - Against 
1c  Elect Director Ronald Pasek    Management  For  Voted - For 
2  Ratify Ernst & Young LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
4  Advisory Vote on Say on Pay Frequency  Management  One Year  Voted - One Year 
ZOETIS INC.         
Security ID: US98978V1035  Ticker: ZTS       
Meeting Date: 18-May-23  Meeting Type: Annual       
1a  Elect Director Paul M. Bisaro  Management  For  Voted - For 
1b  Elect Director Vanessa Broadhurst  Management  For  Voted - For 
1c  Elect Director Frank A. D'Amelio  Management  For  Voted - For 
1d  Elect Director Michael B. McCallister  Management  For  Voted - For 
1e  Elect Director Gregory Norden  Management  For  Voted - For 
1f  Elect Director Louise M. Parent  Management  For  Voted - For 
1g  Elect Director Kristin C. Peck  Management  For  Voted - For 
1h  Elect Director Robert W. Scully  Management  For  Voted - For 
2  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - For 
3  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
4  Provide Right to Call Special Meeting  Management  For  Voted - For 
5  Provide Right to Call a Special Meeting at a 10       
  Percent Ownership Threshold  Shareholder  Against  Voted - For 
ZOOM VIDEO COMMUNICATIONS, INC.       
Security ID: US98980L1017  Ticker: ZM       
Meeting Date: 15-Jun-23  Meeting Type: Annual       
1.1  Elect Director Eric S. Yuan    Management  For  Voted - For 
1.2  Elect Director Peter Gassner    Management  For  Voted - For 
1.3  Elect Director H.R. McMaster  Management  For  Voted - Withheld 
2  Ratify KPMG LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 

 

182

 

PineBridge Dynamic Asset Allocation Fund     
Proposal    Proposed by  Mgt. Position  Registrant Voted 
ZSCALER, INC.         
Security ID: US98980G1022  Ticker: ZS       
Meeting Date: 13-Jan-23  Meeting Type: Annual       
1.1  Elect Director Andrew Brown  Management  For  Voted - Withheld 
1.2  Elect Director Scott Darling    Management  For  Voted - Withheld 
1.3  Elect Director David Schneider  Management  For  Voted - Withheld 
2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Voted - For 
3  Advisory Vote to Ratify Named Executive Officers'       
  Compensation    Management  For  Voted - Against 

 

183

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

The Advisors’ Inner Circle Fund II

By:   /s/ Michael Beattie
Michael Beattie
President
Date: August 8, 2023

 

184