Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.1
|
Election of Non-independent Director: Li Weiwei
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-independent Director: Zeng Kaitian
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-independent Director: Hu Yuhang
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-independent Director: Yang Jun
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Non-independent Director: Liu Jun
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Independent Director: Li Yang
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Independent Director: Ye Xin
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Independent Director: Lu Rui
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Independent Director: Tao Feng
|
Managemeent
|
For
|
Voted - For
|
2
|
Allowance Plan for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
Election of Shareholder Supervisors
|
Managemeent
|
For
|
Voted - For
|
4
|
Change of the Company's Name
|
Managemeent
|
For
|
Voted - For
|
5
|
Change of the Company's Domicile
|
Managemeent
|
For
|
Voted - For
|
6
|
Amendments to the Company's Articles of Association and Rules of Procedure Governing Shareholders' General
Meetings
|
Managemeent
|
For
|
Voted - For
|
7
|
Authorization to the Board to Handle Matters Regarding the Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary in Chinese and English Version
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny3.70000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
Appointment of 2022 Financial Audit Firm and Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Estimated Guarantee Quota for Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
8
|
The Fourth Phase Employee Stock Ownership Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
9
|
Management Measures for the Fourth Phase Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
10
|
Authorization to the Board to Handle Matters Regarding the Fourth Phase Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.1
|
Election of Lianggao Meiyi As an Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Liu Shouying As an Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Guo Xuemeng As an Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Li Wei As A Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Deng Lijuan As A Supervisor
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts Plan
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny2.06800000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
Appointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - For
|
8
|
Authorization to the Board to Handle Matters Regarding Purchase of Liability Insurance for Directors,
Supervisors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Fixed Assets Investment Budget Arrangement
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Shareholder Supervisor: Lin Ni
|
Managemeent
|
For
|
Voted - For
|
2
|
Renewal of the Continuing Connected Transactions Under the Social and Life Logistics Service Supply Agreement
with the Above Company and the Annual Upper Limits of the Transactions from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
3
|
Renewal of the Continuing Connected Transactions Under the General Agreement on Mutual Supply of Products and
Services with the Above Company and the Annual Upper Limits of the Transactions from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
4
|
Renewal of the Continuing Connected Transactions Under the Ore Supply Agreement with the Above Company and the
Annual Upper Limits of the Transactions from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
5
|
Renewal of the Continuing Connected Transactions Under the Engineering Design, Construction and Supervision
Service Supply Agreement with the Above Company and the Annual Upper Limits of the Transactions from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Renewal of the Continuing Connected Transactions Under the Land Use Right Leasing Agreement with the Above
Company and the Annual Upper Limits of the Transactions from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
7
|
Renewal of the Continuing Connected Transactions Under the Fixed Asset Leasing Framework Agreement with the
Above Company and the Annual Upper Limits of the Transactions from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
8
|
Renewal of the Financial Leasing Cooperation Framework Agreement with Another Company and the Annual Upper
Limits of the Transactions from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts and 2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
Appointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Remuneration for Directors
|
Managemeent
|
For
|
Voted - For
|
8
|
2022 Remuneration for Supervisors
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
10
|
Amendments to Some Internal Systems: Amendments to the Company's Rules of Procedure Governing Shareholders'
General Meetings
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to Some Internal Systems: Amendments to the Company's Rules of Procedure Governing the Board
Meetings
|
Managemeent
|
For
|
Voted - For
|
12
|
Amendments to Some Internal Systems: Amendments to the Raised Funds Management System
|
Managemeent
|
For
|
Voted - For
|
13
|
Amendments to Some Internal Systems: Amendments to the External Guarantee Management System
|
Managemeent
|
For
|
Voted - For
|
14
|
Amendments to Some Internal Systems: Amendments to the Work System for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.1
|
Election of Liu Ming As A Shareholder Supervisor
|
Managemeent
|
For
|
Voted - For
|
2
|
A Supplementary Agreement to the Raw Material and Service Supply Agreement in 2021 to be Signed with A Company
|
Managemeent
|
For
|
Voted - For
|
3
|
A Raw Material and Service Supply Agreement from 2022 to 2024 to be Signed with the Above Company
|
Managemeent
|
For
|
Voted - For
|
4
|
A Raw Materials Supply Agreement from 2022 to 2024 to be Signed with A 2nd Company
|
Managemeent
|
For
|
Voted - For
|
5
|
A Financial Service Agreement from 2022 to 2024 to be Signed with A 3rd Company
|
Managemeent
|
For
|
Voted - For
|
6
|
A Supply Chain Financial Service Framework Agreement from 2022 to 2024 to be Signed with A 4th Company
|
Managemeent
|
For
|
Voted - For
|
7
|
Issuance of Perpetual Medium-term Notes in the Inter-bank Bond Market
|
Managemeent
|
For
|
Voted - For
|
8
|
Public Issuance of Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
9
|
Public Issuance of Perpetual Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
1
|
Repurchase and Cancellation of Locked Restricted Stocks Granted to Some Plan Participants Under the 2020
Restricted Stock Incentive Plan II
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Xu Shishuai As an Executive Director
|
Managemeent
|
For
|
Voted - For
|
2
|
Repurchase and Cancellation of Locked Restricted Stocks Granted to Some Plan Participants Under the 2020
Restricted Stock Incentive Plan I
|
Managemeent
|
For
|
Voted - For
|
3
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Internal Control Self-evaluation Report and Internal Control Audit Report
|
Managemeent
|
For
|
Voted - For
|
6
|
Reappointment of Financial and Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
2021 Special Report on the Deposit and Use of Raised Funds
|
Managemeent
|
For
|
Voted - For
|
8
|
Remuneration for Directors, Supervisors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
9
|
Cash Management with Temporarily Idle Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
10
|
Change of Some Projects Financed with Raised Funds
|
Managemeent
|
For
|
Voted - For
|
11
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny10.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): 4.000000
|
Managemeent
|
For
|
Voted - For
|
12
|
Application for Bank Credit Line
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny22.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
7
|
Appointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Amendments to the Articles of Association of the Company
|
Managemeent
|
For
|
Voted - Against
|
9
|
Amendments to the Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
12
|
Adjustment of the Allowance for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny2.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
Special Report on the Deposit and Use of Raised Funds in 2021
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
8
|
Cash Management with Idle Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
9
|
Guarantee for Controlled Companies
|
Managemeent
|
For
|
Voted - For
|
10
|
External Guarantee
|
Managemeent
|
For
|
Voted - For
|
11
|
Launching the Assets (bill) Pool Business
|
Managemeent
|
For
|
Voted - For
|
12
|
2022 Application for Comprehensive Credit Line to Banks
|
Managemeent
|
For
|
Voted - For
|
13
|
Launching Forward Foreign Exchange Settlement and Sale Business
|
Managemeent
|
For
|
Voted - For
|
14
|
Securities Investment with Idle Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
15
|
2021 Remuneration for Directors and Supervisors
|
Managemeent
|
For
|
Voted - For
|
16
|
Reappointment of 2022 Financial Audit Firm and Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
17
|
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
18
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
19
|
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
20
|
Amendments to the Work Rules for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
21
|
Amendments to the Major Decision-making Management Measures
|
Managemeent
|
For
|
Voted - For
|
22
|
Amendments to the System for Prevention of Fund Occupation by Controlling Shareholders and Other Related
Parties
|
Managemeent
|
For
|
Voted - For
|
23
|
Amendments to the Raised Funds Management Measures
|
Managemeent
|
For
|
Voted - For
|
24
|
Amendments to the External Guarantee Management Measures
|
Managemeent
|
For
|
Voted - For
|
25
|
Amendments to the Risk Investment Management Measures
|
Managemeent
|
For
|
Voted - For
|
26
|
Amendments to the Connected Transactions System
|
Managemeent
|
For
|
Voted - For
|
27
|
Amendments to the Management Measures for Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
28
|
Amendments to the External Investment Management Measures
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Purchase of Liability Insurance and Prospectus Liability Insurance for Directors, Supervisors and Senior
Management
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
Repurchase and Cancellation of Some Restricted Stocks Under the 2018 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
2
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2020 Restricted Stock Incentive Plan
(approved at the 17th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
3
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2021 Restricted Stock Incentive Plan
(approved at the 17th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
4
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2020 Restricted Stock Incentive Plan
(approved at the 20th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
5
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2021 Restricted Stock Incentive Plan
(approved at the 20th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
1
|
Repurchase and Cancellation of Some Restricted Stocks Under the 2018 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
2
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2020 Restricted Stock Incentive Plan
(approved at the 17th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
3
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2021 Restricted Stock Incentive Plan
(approved at the 17th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
4
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2020 Restricted Stock Incentive Plan
(approved at the 20th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
5
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2021 Restricted Stock Incentive Plan
(approved at the 20th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
7
|
Change of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Appointment of 2021 Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
1
|
An Investment Agreement to be Signed with A Company
|
Managemeent
|
For
|
Voted - For
|
2
|
Connected Transaction Regarding Introduction of External Investors by A Subsidiary
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Annual Report and Its Summary and Performance Announcement
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny8.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.000000
|
Managemeent
|
For
|
Voted - For
|
6
|
Appointment of 2022 Domestic Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
Appointment of 2022 Overseas Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Implementing Results of 2021 Remuneration for Directors, Supervisors and Senior Management and 2022
Remuneration Plan
|
Managemeent
|
For
|
Voted - For
|
9
|
2021 Special Report on the Deposit and Use of Raised Funds
|
Managemeent
|
For
|
Voted - For
|
10
|
Launching Foreign Exchange Derivatives Transactions
|
Managemeent
|
For
|
Voted - For
|
11
|
Adjustment of the Remuneration of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
12
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2020 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
13
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2021 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
14
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
15
|
General Authorization to the Board Regarding A-share and (or) H-share Additional Offering
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny8.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): 4.000000
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2020 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2021 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1.1
|
Election of Director: Yao Jiangtao
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Yang Dongsheng
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Li Bin
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Independent Director: Yin Xingmin
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Independent Director: Sun Qixiang
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Independent Director: Zhou Hua
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Supervisor: Hu Chuangjie
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Supervisor: Liu Rong
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
3
|
Amendments to the Rules of Procedure Governing the General Meeting of Shareholders
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendments to the Rules of Procedure Governing the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
5
|
Issuance of Green Carbon Neutralization Asset-backed Securities and Provision of Guarantee
|
Managemeent
|
For
|
Voted - For
|
6
|
Capital Increase in A Controlled Subsidiary
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Chen Yachun
|
Managemeent
|
For
|
Voted - For
|
2
|
2022 Comprehensive Credit Quota Verification and the Credit Line
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny1.52000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
7
|
Appointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
2021 Internal Control Evaluation Report
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
2021 Internal Control Audit Report
|
Managemeent
|
For
|
Voted - For
|
10
|
2021 Environmental, Social Responsibility and Corporate Governance (esg) Report
|
Managemeent
|
For
|
Voted - For
|
11
|
2021 Use of Expenses and 2022 Expense Budget Plan of the Board
|
Managemeent
|
For
|
Voted - For
|
12
|
Implementing Results of 2021 Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
13
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
14
|
Entrusted Wealth Management with Some Temporarily Idle Funds by the Company and Its Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
15
|
2022 Estimated Guarantee Quota for Wholly-owned Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
16
|
2022 Authorization to A Controlled Subsidiary to Provide Guarantee Quota for A Subordinate Project Company
|
Managemeent
|
For
|
Voted - For
|
1
|
Cancellation of the Repurchased Shares
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Guarantee Management System
|
Managemeent
|
For
|
Voted - For
|
1
|
Proposal on the Issuance of Second Level Capital Bonds
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Proposal on the Forecast Amount of Routine Related Party Transactions of the
Company for 2022
|
Managemeent
|
For
|
Voted - For
|
3
|
Proposal on the Related Matters of Liability Insurances for Directors, Supervisors and Officers
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts and 2022 Financial Budget Plan
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny6.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
5
|
2022 Appointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Downward Adjustment of the Conversion Price of A-share Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
2
|
By-election of Zhou Jianhua As A Director
|
Managemeent
|
For
|
Voted - For
|
3
|
By-election of Xu Fei As A Shareholder Supervisor
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts and 2022 Financial Budget Plan
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny3.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Special Report on Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Estimated Quota of Continuing Connected Transactions with Some Related Parties
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Appointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Amendments to the Connected Transactions Management Measures
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Management Measures on Shares Held by Directors, Supervisors and Senior Management and the
Changes Thereof
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Shen Kunrong As an Independent Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of External Supervisors: Pan Jun
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of External Supervisors: Liu Wei
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Performance Evaluation Report of the Supervisory Committee on Performance of Directors and Senior
Management
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Evaluation Report on the Performance of Supervisors
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Annual Accounts and 2022 Financial Budget
|
Managemeent
|
For
|
Voted - For
|
8
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny4.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
2021 Connected Transactions Report
|
Managemeent
|
For
|
Voted - For
|
10
|
2022 Estimated Quota of Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
11
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
12
|
Issuance of Financial Bonds
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Yu Ruiyu As an Independent Director
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
3
|
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
6
|
Amendments to the System for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
7
|
Amendments to the System for External Supervisors
|
Managemeent
|
For
|
Voted - For
|
1
|
Issuance of Non-fixed Term Capital Bonds
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Yu Honghai As an Independent Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Wang Jiahua As an External Supervisor
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Annual Accounts and 2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny4.75400000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Special Report on Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
5
|
2022 Estimated Quota of Continuing Connected Transactions with Some Related Parties
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Reappointment of Financial Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Reappointment of Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Capital Plan from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
9
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
10
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
11
|
2021 Performance Evaluation Report of the Supervisory Committee on Performance of Directors and Senior
Management
|
Managemeent
|
For
|
Voted - For
|
12
|
2021 Performance Evaluation Report of the Supervisory Committee on the Performance of Supervisors
|
Managemeent
|
For
|
Voted - For
|
1
|
External Equity Investment
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Luo Weikai As A Director
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts and 2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
Appointment of External Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
Implementing Results of 2021 Connected Transactions and 2022 Work Plan
|
Managemeent
|
For
|
Voted - For
|
8
|
Special Report on the Deposit and Use of Raised Funds
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
10
|
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
12
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
13
|
2021 Performance Evaluation Report on Directors and the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
14
|
2021 Performance Evaluation Report on the Supervisory Committee and Supervisors
|
Managemeent
|
For
|
Voted - For
|
15
|
2021 Performance Evaluation Report on the Senior Management Team and Its Members
|
Managemeent
|
For
|
Voted - For
|
16
|
2021 Evaluation Report on Performance of Capital Management
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
The Company's Eligibility for A-share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for 2022 A-share Offering to Specific Parties: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for 2022 A-share Offering to Specific Parties: Issuing Method and Date
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for 2022 A-share Offering to Specific Parties: Issuing Targets and Subscription Method
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for 2022 A-share Offering to Specific Parties: Pricing Base Date, Pricing Principles and Issue Price
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for 2022 A-share Offering to Specific Parties: Issuing Volume
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for 2022 A-share Offering to Specific Parties: Purpose and Amount of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for 2022 A-share Offering to Specific Parties: Lockup Period
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for 2022 A-share Offering to Specific Parties: Listing Place
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for 2022 A-share Offering to Specific Parties: Arrangement for the Accumulated Retained Profits Before
Completion of the Issuance
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for 2022 A-share Offering to Specific Parties: Valid Period of the Resolution
|
Managemeent
|
For
|
Voted - For
|
12
|
Preplan for 2022 A-share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
13
|
Demonstration Analysis Report on the Plan for the 2022 A-share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
14
|
Feasibility Analysis Report on the Use of Funds to be Raised from the 2022 A-share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
15
|
Special Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
16
|
Diluted Immediate Return After the A-share Offering to Specific Parties, Filling Measures and Commitments of
Relevant Parties
|
Managemeent
|
For
|
Voted - For
|
17
|
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the A-share Offering to
Specific Parties
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
2022 Financial Budget
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Annual Remuneration for Directors and Supervisors
|
Managemeent
|
For
|
Voted - For
|
8
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny21.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Company's Articles of Association and Authorization to the Management Team for Handling of
the Industrial and Commercial Registration Amendment Regarding the Amendment
|
Managemeent
|
For
|
Voted - For
|
1
|
Permanently Supplementing the Working Capital with Some Surplus Raised Funds
|
Managemeent
|
For
|
Voted - For
|
2
|
Increase of Quota of Investment in Projects Financed with Raised Funds with Some Surplus Raised Funds
|
Managemeent
|
For
|
Voted - For
|
3
|
Capital Increase in Wholly-owned Subsidiaries with Some Raised Funds for Implementing Projects Financed with
Raised Funds
|
Managemeent
|
For
|
Voted - For
|
4
|
Connected Transactions Regarding External Investment in Setting Up A Private Fund
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendments to the Company's Some Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
Connected Transactions Regarding Purchase of Properties with Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Restricted Stock Incentive Plan (revised Draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan (revised)
|
Managemeent
|
For
|
Voted - For
|
3
|
Authorization to the Board to Handle Matters Regarding 2021 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
4
|
Profit Distribution Preplan
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
6
|
Adjustment of Supervisor: Sun Yi
|
Managemeent
|
For
|
Voted - For
|
1
|
The Company's Eligibility for Assets Purchase Via Share Offering and Matching Fund Raising
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Overall Plan of the Transaction
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Assets Purchase Via Share Offering: Transaction Counterparts
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Assets Purchase Via Share Offering: Assets to be Purchased
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Assets Purchase Via Share Offering: Transaction Price and Pricing Basis
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Assets Purchase Via Share Offering: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Assets Purchase Via Share Offering: Issuing Targets and Method
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Assets Purchase Via Share Offering: Pricing Basis, Pricing Base Date and Issue Price
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Assets Purchase Via Share Offering: Issuing Volume
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Assets Purchase Via Share Offering: Lockup Period Arrangement
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Assets Purchase Via Share Offering: Listing Place
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
12
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Assets Purchase Via Share Offering: Performance Commitments and Compensation
|
Managemeent
|
For
|
Voted - For
|
13
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Assets Purchase Via Share Offering: Arrangement for the Profits and Losses During the Transitional Period
|
Managemeent
|
For
|
Voted - For
|
14
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Assets Purchase Via Share Offering: Arrangement for the Accumulated Retained Profits
|
Managemeent
|
For
|
Voted - For
|
15
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Assets Purchase Via Share Offering: the Valid Period of the Resolution
|
Managemeent
|
For
|
Voted - For
|
16
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Matching Fund Raising: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
17
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Matching Fund Raising: Issuing Targets and Method
|
Managemeent
|
For
|
Voted - For
|
18
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Matching Fund Raising: Pricing Basis, Pricing Base Date and Issue Price
|
Managemeent
|
For
|
Voted - For
|
19
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Matching Fund Raising: Issuing Volume
|
Managemeent
|
For
|
Voted - For
|
20
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Matching Fund Raising: Lockup Period Arrangement
|
Managemeent
|
For
|
Voted - For
|
21
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Matching Fund Raising: Purpose of the Matching Funds to be Raised
|
Managemeent
|
For
|
Voted - For
|
22
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Matching Fund Raising: Listing Place
|
Managemeent
|
For
|
Voted - For
|
23
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Matching Fund Raising: Arrangement for the Accumulated Retained Profits
|
Managemeent
|
For
|
Voted - For
|
24
|
Plan for the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising
(revised): Matching Fund Raising: the Valid Period of the Resolution
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
25
|
The Assets Purchase Via Share Offering and Matching Fund Raising Constitutes A Connected Transaction
|
Managemeent
|
For
|
Voted - For
|
26
|
Report (revised Draft) on the Connected Transaction Regarding Assets Purchase Via Share Offering and Matching
Fund Raising and Its Summary
|
Managemeent
|
For
|
Voted - For
|
27
|
The Transaction Does Not Constitute A Listing by Restructuring As Defined by Article 13 in the Management
Measures on Major Assets Restructuring of Listed Companies
|
Managemeent
|
For
|
Voted - For
|
28
|
Conditional Agreement on Assets Purchase Via Share Offering to be Signed with Transaction Counterparts
|
Managemeent
|
For
|
Voted - For
|
29
|
Conditional Supplementary Agreement to the Agreement on Assets Purchase Via Share Offering to be Signed with
Transaction Counterparts
|
Managemeent
|
For
|
Voted - For
|
30
|
Conditional Supplementary Agreement II to the Agreement on Assets Purchase Via Share Offering to be Signed with
Transaction Counterparts
|
Managemeent
|
For
|
Voted - For
|
31
|
Conditional Agreement on Performance Commitments and Compensation to be Signed with Transaction Counterparts
|
Managemeent
|
For
|
Voted - For
|
32
|
The Transaction is in Compliance with Article 4 of the Provisions on Several Issues Concerning the Regulation
of Major Assets Restructuring of Listed Companies
|
Managemeent
|
For
|
Voted - For
|
33
|
The Transaction is in Compliance with Articles 11 and 43 of the Management Measures on Major Assets
Restructuring of Listed Companies
|
Managemeent
|
For
|
Voted - For
|
34
|
The Relevant Parties of the Transaction are Qualified to Participate in the Major Assets Restructuring
According to Article 13 of the Provisional Regulations on Enhancing Supervision on Abnormal Stock Trading Regarding Major Assets Restructuring of Listed Companies
|
Managemeent
|
For
|
Voted - For
|
35
|
Statement on the Company's Share Price Fluctuation Does Not Meet the Standards Set Forth in Article 5 of the
Notice on Regulating Information Disclosure of Listed Companies and Conduct of Relevant Parties
|
Managemeent
|
For
|
Voted - For
|
36
|
Completeness and Compliance of the Legal Procedure of the Transaction, and Validity of the Legal Documents
Submitted (revised)
|
Managemeent
|
For
|
Voted - For
|
37
|
Review Report, Audit Report and Evaluation Report on the Connected Transaction Regarding Assets Purchase Via
Share Offering and Matching Fund Raising
|
Managemeent
|
For
|
Voted - For
|
38
|
Independence of the Evaluation Institution, Rationality of the Evaluation Hypothesis, Correlation Between the
Evaluation Method and Evaluation Purpose, and Fairness of the Evaluated Price
|
Managemeent
|
For
|
Voted - For
|
39
|
Impact of the Diluted Immediate Return After the Transaction and Filling Measures
|
Managemeent
|
For
|
Voted - For
|
40
|
Shareholder Return Plan for the Next Three Years from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
41
|
Full Authorization to the Board to Handle Matters Regarding the Assets Purchase Via Share Offering and Matching
Fund Raising
|
Managemeent
|
For
|
Voted - For
|
42
|
The Agreement on the Management Service of A Company's Subsidiaries to be Signed with the Said Company
|
Managemeent
|
For
|
Voted - For
|
43
|
Adjustment of Independent Director: Gu Wenxian
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny1.69000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): 4.500000
|
Managemeent
|
For
|
Voted - For
|
6
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
8
|
2022 Remuneration Plan for Non-independent Directors
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Remuneration Plan for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
10
|
2022 Remuneration for Supervisors
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Company's Articles of Association and Management Systems and Handling of the Industrial and
Commercial Registration Amendment
|
Managemeent
|
For
|
Voted - Against
|
12
|
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
13
|
Settlement of Projects Financed with Raised Funds from Ipo and Permanently Supplementing the Working Capital
with the Surplus Raised Funds
|
Managemeent
|
For
|
Voted - For
|
14
|
Supplementary Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - For
|
1
|
The Company's Eligibility for Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for 2021 Non-public A-share Offering: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for 2021 Non-public A-share Offering: Issuing Method and Date
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Plan for 2021 Non-public A-share Offering: Issuing Targets and Subscription Method
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for 2021 Non-public A-share Offering: Pricing Base Date, Pricing Principles and Issue Price
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for 2021 Non-public A-share Offering: Issuing Volume
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for 2021 Non-public A-share Offering: Lockup Period
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for 2021 Non-public A-share Offering: Listing Place
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for 2021 Non-public A-share Offering: Arrangement for the Accumulated Retained Profits Before the Issuance
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for 2021 Non-public A-share Offering: Purpose and Amount of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for 2021 Non-public A-share Offering: the Valid Period of the Resolution
|
Managemeent
|
For
|
Voted - For
|
12
|
Preplan for 2021 Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
13
|
Feasibility Analysis Report on the Use of Funds to be Raised from the 2021 Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
14
|
Diluted Immediate Return After the 2021 Non-public A-share Offering, Filling Measures and Commitments of
Relevant Parties
|
Managemeent
|
For
|
Voted - For
|
15
|
Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
16
|
Shareholder Return Plan for the Next Three Years from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
17
|
Conditional Share Subscription Agreement to be Signed with Controlling Shareholders
|
Managemeent
|
For
|
Voted - For
|
18
|
Connected Transactions Involved in the Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
19
|
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Non-public A-share
Offering
|
Managemeent
|
For
|
Voted - For
|
20
|
Amendments to the Company's Articles of Association
|
Managemeent
|
Voted - Abstain
|
1
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: : 1) Cash Dividend/10
Shares (tax Included):cny2.00000000 2) Bonus Issue from Profit (share/10 Shares):2.000000 3) Bonus Issue from Capital Reserve (share/10 Shares):2.500000
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Remuneration Plan for Director: Remuneration for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
2022 Remuneration Plan for Director: Remuneration for Non-independent Directors
|
Managemeent
|
For
|
Voted - For
|
8
|
2022 Remuneration Plan for Supervisors
|
Managemeent
|
For
|
Voted - For
|
9
|
Reappointment of 2022 Audit Firm and Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
10
|
2022 Application for Comprehensive Credit Line to Financial Institutions and Estimated Guarantee Quota
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Independent Director: Zhao Zhigang
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
3
|
Amendments to the Work System for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendments to the External Guarantee Management System
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendments to the Connected Transactions Management System
|
Managemeent
|
For
|
Voted - For
|
1
|
Change of the Registered Capital and Amendments to the Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with
the Surplus Raised Funds
|
Managemeent
|
For
|
Voted - For
|
1
|
Repurchase and Cancellation of Some Restricted Stocks
|
Managemeent
|
For
|
Voted - For
|
1
|
By-election of Non-independent Director: Wang Jing
|
Managemeent
|
For
|
Voted - For
|
2
|
By-election of Non-independent Director: Ye Feng
|
Managemeent
|
For
|
Voted - For
|
3
|
By-election of Supervisors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
The Financial Service Framework Agreement to be Signed
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny8.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
Did Not Vote
|
|
6
|
2021 Special Report on the Deposit and the Use of Raised Funds
|
Managemeent
|
Did Not Vote
|
|
7
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
Did Not Vote
|
|
8
|
Reappoint of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
|
9
|
Purchase of Wealth Management Products with Some Idle Raised Funds
|
Managemeent
|
Did Not Vote
|
|
10
|
Investment and Wealth Management with Proprietary Funds
|
Managemeent
|
Did Not Vote
|
|
11
|
2022 Provision of Guarantee for Subsidiaries
|
Managemeent
|
Did Not Vote
|
|
12
|
2022 Application for Comprehensive Credit Line to Banks
|
Managemeent
|
Did Not Vote
|
|
13
|
2022 Remuneration Plan for Directors and Senior Management
|
Managemeent
|
Did Not Vote
|
|
14
|
Remuneration Management System for Directors, Supervisors, and Senior Management
|
Managemeent
|
Did Not Vote
|
|
15
|
Amendments to the Company's Articles of Association
|
Managemeent
|
Did Not Vote
|
|
16
|
Amendments to the Rules of Procedure Governing Shareholder's General Meeting
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Cash Management with Temporarily Idle Raised Funds from the Non- Public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
2
|
Change of the Company's Some Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
3
|
Increase of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
Eligibility for Rights Issue
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for Rights Issue Via Public Offering: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for Rights Issue Via Public Offering: Issuing Method
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for Rights Issue Via Public Offering: Basis, Ratio and Volume of the Rights Issue
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for Rights Issue Via Public Offering: Pricing Principles and Price of the Rights Issue
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for Rights Issue Via Public Offering: Issuing Targets
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for Rights Issue Via Public Offering: Distribution Plan for Accumulated Retained Profits Before the Rights
Issue
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for Rights Issue Via Public Offering: Issuing Date
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for Rights Issue Via Public Offering: Underwriting Method
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for Rights Issue Via Public Offering: Purpose of the Funds Raised from Rights Issue
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for Rights Issue Via Public Offering: the Valid Period of the Resolution on the Rights Issue
|
Managemeent
|
For
|
Voted - For
|
12
|
Plan for Rights Issue Via Public Offering: Trading and Circulation of the Stocks to be Issued
|
Managemeent
|
For
|
Voted - For
|
13
|
Preplan for Rights Issue Via Public Offering
|
Managemeent
|
For
|
Voted - For
|
14
|
Feasibility Analysis Report on the Use of Funds to be Raised from the Rights Issue
|
Managemeent
|
For
|
Voted - For
|
15
|
Risk Warning on Diluted Immediate Return After the Rights Issue to Original Shareholders and Filling Measures
and Commitments of Relevant Parties
|
Managemeent
|
For
|
Voted - For
|
16
|
Special Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
17
|
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Rights Issue Via
Public Offering
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Renewal of 2021 Guarantee Plan
|
Managemeent
|
For
|
Voted - For
|
2
|
A Financial Service Framework Agreement to be Signed Between Two Companies
|
Managemeent
|
For
|
Voted - For
|
1
|
Equity Transfer of A Company and Capital Increase and Share Expansion to Introduce Strategic Investors
|
Managemeent
|
For
|
Voted - For
|
2
|
Adjustment of the Guarantee for the Financial Institution Credit Line and Project of the Above Company in 2021
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Executive Directors and Non-executive Director: Zhu Zhiqiang, Non-executive Director
|
Managemeent
|
Did Not Vote
|
|
1.2
|
Election of Executive Directors and Non-executive Director: Hu Xianfu, Non-executive Director
|
Managemeent
|
Did Not Vote
|
|
1.3
|
Election of Executive Directors and Non-executive Director: Kong Guoliang, Non-executive Director
|
Managemeent
|
Did Not Vote
|
|
1.4
|
Election of Executive Directors and Non-executive Director: Deng Weidong, Non-executive Director
|
Managemeent
|
Did Not Vote
|
|
1.5
|
Election of Executive Directors and Non-executive Director: Ming Dong, Non-executive Director
|
Managemeent
|
Did Not Vote
|
|
1.6
|
Election of Executive Directors and Non-executive Director: Mai Boliang, Executive Director
|
Managemeent
|
Did Not Vote
|
|
1.7
|
Election of Independent Non-executive Director: Yang Xiong
|
Managemeent
|
Did Not Vote
|
|
1.8
|
Election of Independent Non-executive Director: Zhang Guanghua
|
Managemeent
|
Did Not Vote
|
|
1.9
|
Election of Independent Non-executive Director: Lvfeng Meiyi
|
Managemeent
|
Did Not Vote
|
|
1.10
|
Election of Shareholder Supervisor: Shi Lan
|
Managemeent
|
Did Not Vote
|
|
1.11
|
Election of Shareholder Supervisor: Lou Dongyang
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Annual Report
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny6.90000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):5.000000
|
Managemeent
|
Did Not Vote
|
|
6
|
Appointment of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
|
7
|
Purchase of Liability Insurance for Directors, Supervisors and Senior Management
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
Shareholder Return Plan for the Next Three Years from 2022 to 2024
|
Managemeent
|
Did Not Vote
|
|
9
|
The Key Employee Stock Ownership Plan
|
Managemeent
|
Did Not Vote
|
|
10
|
2022 Guarantee Plan
|
Managemeent
|
Did Not Vote
|
|
11
|
Provision of Guarantee for A Company and Its Subsidiaries
|
Managemeent
|
Did Not Vote
|
|
12
|
Provision of Guarantee for Another Company and Its Subsidiaries
|
Managemeent
|
Did Not Vote
|
|
13
|
General Authorization to the Board Regarding Share Offering
|
Managemeent
|
Did Not Vote
|
|
14
|
General Authorization to the Board Regarding the Share Repurchase
|
Managemeent
|
Did Not Vote
|
1
|
Investment in Construction of A Project by A Company
|
Managemeent
|
For
|
Voted - For
|
2
|
Investment in Construction of A Project by Another Company
|
Managemeent
|
For
|
Voted - For
|
3
|
Investment in Construction of Another Project by the Above Company
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for Excess Profit Sharing from 2021 to 2023
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
By-election of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Company's Some Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan:the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny4.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Profit Distribution Plan (bonus Issue from Capital Reserve)
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Audit Fees and Change of the Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
2022 Estimated Continuing Connected Transactions: Connected Transactions with A Company
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Estimated Continuing Connected Transactions: Connected Transactions with A 2nd Company
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
10
|
2022 Estimated Continuing Connected Transactions: Connected Transactions with A 3rd Company
|
Managemeent
|
For
|
Voted - For
|
11
|
2022 Estimated Continuing Connected Transactions: Connected Transactions with A 4th Company and Its Directly
and Indirectly Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
12
|
2022 Estimated Continuing Connected Transactions: Connected Transactions with A 5th Company
|
Managemeent
|
For
|
Voted - For
|
13
|
Authorization of 2022 Total Financing Credit Line to the Company and Its Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
14
|
Authorization to the Company and Its Wholly Owned Subsidiaries to Provide 2022 Total Guarantee Quota for
Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
15
|
2022 Issuance of Corporate Bonds and Non-financial-institution Debt Financing Instruments by the Company and A
Wholly Owned Subsidiary
|
Managemeent
|
For
|
Voted - For
|
16
|
Quota for 2022 Forward Foreign Exchange Settlement and Sale Business, Currency Swap Business and Precious
Metals Futures Transactions of the Company and Its Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
17
|
Authorization for the Total Quota of the External Donation by the Company and Its Subsidiaries in 2022
|
Managemeent
|
For
|
Voted - For
|
18
|
A Construction Project of A Company
|
Managemeent
|
For
|
Voted - For
|
19
|
A Project of Another Company
|
Managemeent
|
For
|
Voted - For
|
20
|
Amendments to the Company's Articles of Association
|
Managemeent
|
Voted - Abstain
|
|
21
|
Amendments to the System for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
22
|
Amendments to the External Guarantee Management Measures
|
Managemeent
|
For
|
Voted - For
|
23
|
Amendments to the Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Miao Jianmin, Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Hu Jianhua, Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Fu Gangfeng, Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Director: Zhou Song, Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Director: Hong Xiaoyuan, Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Director: Zhang Jian, Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Director: Su Min, Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Director: Sun Yunfei, Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.9
|
Election of Director: Chen Dong, Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Director: Wang Liang, Executive Director
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Director: Li Delin, Executive Director
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Election of Director: Wang Shixiong, Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.13
|
Election of Director: Li Menggang, Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.14
|
Election of Director: Liu Qiao, Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.15
|
Election of Director: Tian Hongqi, Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.16
|
Election of Director: Li Chaoxian, Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.17
|
Election of Director: Shi Yongdong, Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.18
|
Election of Shareholder Supervisors and External Supervisor: Luo Sheng, Shareholder Supervisor
|
Managemeent
|
For
|
Voted - For
|
1.19
|
Election of Shareholder Supervisors and External Supervisor: Peng Bihong, Shareholder Supervisor
|
Managemeent
|
For
|
Voted - For
|
1.20
|
Election of Shareholder Supervisors and External Supervisor: Wu Hang, Shareholder Supervisor
|
Managemeent
|
For
|
Voted - For
|
1.21
|
Election of Shareholder Supervisors and External Supervisor: Xu Zhengjun, External Supervisor
|
Managemeent
|
For
|
Voted - For
|
1.22
|
Election of Shareholder Supervisors and External Supervisor: Cai Hongping, External Supervisor
|
Managemeent
|
For
|
Voted - For
|
1.23
|
Election of Shareholder Supervisors and External Supervisor: Zhang Xiang, External Supervisor
|
Managemeent
|
For
|
Voted - For
|
1.24
|
Election of Shen Zheting As A Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report (including Audited Financial Report)
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Accounts Report
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny15.22000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
7
|
Appointment of 2022 of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Report on 2021 Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
9
|
Medium-term Capital Management Plan from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
10
|
Adjustment of the Authorization of Directors of Domestic Preferred Shares
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Continuing Connected Transactions for 3 Years Ended December 31, 2024 and Relevant Authorization
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Company's Articles of Association
|
Managemeent
|
Voted - Abstain
|
1.1
|
Election of Supervisor (excluding Employee Supervisor) : Qiu Fasen
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Supervisor (excluding Employee Supervisor): Lv Lianggong
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Supervisor (excluding Employee Supervisor): Wu Bo
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Supervisor (excluding Employee Supervisor): Zhai Yalin
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Audited Financial Report
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny3.10000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
6
|
Authorization to the Board to Decide on 2022 Interim Profit Distribution Plan
|
Managemeent
|
For
|
Voted - For
|
7
|
Reappointment of 2022 External Audit Firm and Authorization to the Board to Determine the Audit Fees
|
Managemeent
|
For
|
Voted - For
|
8
|
Authorization to the Board to Decide on the Issuance of Debt Financing Instruments
|
Managemeent
|
For
|
Voted - For
|
9
|
General Authorization to the Board Regarding the Additional Offering of Domestic Shares and Overseas Listed
Foreign Shares
|
Managemeent
|
For
|
Voted - For
|
10
|
Authorization to the Board Regarding the Repurchase of Domestic Shares and Overseas Listed Foreign Shares
|
Managemeent
|
For
|
Voted - For
|
1
|
Authorization to the Board Regarding the Repurchase of Domestic Shares and Overseas Listed Foreign Shares
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Parent Company Guarantee and Cross-guarantee for A Project
|
Managemeent
|
For
|
Voted - For
|
1
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
2
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
3
|
Renewal of the Financial Service Framework Agreement by A Company with A 2nd Company
|
Managemeent
|
For
|
Voted - For
|
4
|
Renewal of the Comprehensive Services Framework Agreement with the 2nd Company
|
Managemeent
|
For
|
Voted - For
|
5
|
Repurchase of the 3rd and 4th Phase Restricted A-share Stocks from Plan Participants
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
Profit Distribution Plan for the Next Three Years from 2021 to 2023
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Annual Report
|
Managemeent
|
For
|
Voted - For
|
8
|
2021 Investment Budget Results and 2022 Investment Budget Advice Plan
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
10
|
2022 Guarantee Quota
|
Managemeent
|
For
|
Voted - For
|
11
|
Reappointment of 2022 Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
12
|
Reappointment of 2022 Financial Audit Firm
|
Managemeent
|
For
|
Voted - For
|
13
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
14
|
Repurchase of Some Stocks from the Incentive Targets of the 3rd and 4th Phase Restricted A-share Stocks
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
An E-commerce Cooperation Agreement to be Signed with A Company by A Subsidiary
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Information Disclosure Management System
|
Managemeent
|
For
|
Voted - For
|
3
|
Amendments to the Connected Transactions Management System
|
Managemeent
|
For
|
Voted - For
|
1
|
Reappointment of 2021 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
1
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
2
|
Reappointment of 2021 Financial Audit Firm
|
Managemeent
|
For
|
Voted - For
|
3
|
Reappointment of 2021 Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
4
|
Increase of the Estimated Amount of 2021 Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
1
|
2022 Estimated Continuing Connected Transactions: 2022 Continuing Connected Transactions with A Company and Its
Directly and Indirectly Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
2
|
2022 Estimated Continuing Connected Transactions: 2022 Continuing Connected Transactions with Another Company
and Its Directly and Indirectly Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Non-independent Director: Li Zhongze
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-independent Director: Xie Kangde
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-independent Director: Deng Chuping
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-independent Director: Du Weiwu
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Independent Director: Xu Changlong
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Independent Director: Yang Rudai
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Independent Director: Qu Xuanhui
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Shareholder Supervisor: Yan Jiayou
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Shareholder Supervisor: Xu Jiafu
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Shareholder Supervisor: Wu Lixian
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Fu Tingmei As an Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Gao Qiang As an External Supervisor
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2019 Annual Report and Its Summary (domestic and International Standards)
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
7
|
Appointment of 2022 of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Implementing Results of the Connected Transactions Management System and Report on the Connected Transactions
in 2021
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Performance Evaluation and Accountability Measures for Directors
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the Performance Evaluation and Accountability Measures for Supervisors
|
Managemeent
|
For
|
Voted - For
|
11
|
Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
12
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Purchase of Wealth Management Products with Idle Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
1
|
By-election of Director: Leo Evers
|
Managemeent
|
For
|
Voted - For
|
1
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Interim Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included): Cny0.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
1
|
Setting Up A Company and Investment in A Production Base
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Leo Evers As the Director of A Subsidiary
|
Managemeent
|
For
|
Voted - For
|
2
|
Launching Aluminum Futures Hedging Business by the Above Subsidiary
|
Managemeent
|
For
|
Voted - For
|
3
|
Purchase of Short-term Wealth Management Products from Banks by the Above Subsidiary
|
Managemeent
|
For
|
Voted - For
|
4
|
By-election of Director: Gavin Brockett
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Non-independent Director: Leonard Cornelis Jorden Evers
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-independent Director: Gavin Stuart Brockett
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-independent Director: Ulrik Andersen
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-independent Director: Lee Chee Kong
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Non-independent Director: Chin Wee Hua
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Non-independent Director: Lv Yandong
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Independent Director: Yuan Yinghong
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.8
|
Election of Independent Director: Sheng Xuejun
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Independent Director: Zhu Qianyu
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Non-employee Supervisor: Kuang Qi
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Non-employee Supervisor: Huang Minlin
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny20.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
8
|
Adjustment of the Implementation Plan of Aluminum Hedging Business
|
Managemeent
|
For
|
Voted - For
|
9
|
Adjustment of 2022 Continuing Connected Transactions Quota
|
Managemeent
|
For
|
Voted - For
|
10
|
Appointment of 2022 Financial and Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
1
|
The Draft (2022) of the Companys Common Prosperity Employee Stock Ownership Plan and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
The Management Measures of the Companys Common Prosperity Employee Stock Ownership Plan (2022)
|
Managemeent
|
For
|
Voted - For
|
3
|
Requesting the General Meeting of Shareholders to Authorize the Board of Directors to Handle Matters Related to
the Companys Common Prosperity Employee Stock Ownership Plan (2022)
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Independent Non-executive Directors
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-executive Director: Song Kangle
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-executive Director: Fu Linfang
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-executive Director: Zhao Xianxin
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Stock Option and Restricted Stock Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
Appraisal Management Measures for the Implementation of the 2021 Stock Option and Restricted Stock Incentive
Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Authorization to the Board to Handle Matters Regarding the Equity Incentive
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Adjustment of Estimated Guarantee Quota and Additional Estimated Guarantee Quota
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election and Nomination of Non-independent Director: Zeng Yuqun
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election and Nomination of Non-independent Director: Li Ping
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election and Nomination of Non-independent Director: Huang Shilin
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election and Nomination of Non-independent Director: Pan Jian
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election and Nomination of Non-independent Director: Zhou Jia
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election and Nomination of Non-independent Director: Wu Kai
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election and Nomination of Independent Director: Xue Zuyun
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election and Nomination of Independent Director: Cai Xiuling
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election and Nomination of Independent Director: Hong Bo
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election and Nomination of Non-employee Supervisor: Wu Yingming
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election and Nomination of Non-employee Supervisor: Feng Chunyan
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny0.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for the Chairman of the Board Zeng Yuqun
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for the Vice Chairman of the Board Li Ping
|
Managemeent
|
For
|
Voted - For
|
8
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for the Vice Chairman of the Board Huang
Shilin
|
Managemeent
|
For
|
Voted - For
|
9
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Director Pan Jian
|
Managemeent
|
For
|
Voted - For
|
10
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Director Zhou Jia
|
Managemeent
|
For
|
Voted - For
|
11
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Director Wu Kai
|
Managemeent
|
For
|
Voted - For
|
12
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Independent Director Xue Zuyun
|
Managemeent
|
For
|
Voted - For
|
13
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Independent Director Hong Bo
|
Managemeent
|
For
|
Voted - For
|
14
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Independent Director Cai Xiuling
|
Managemeent
|
For
|
Voted - For
|
15
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Original Independent Director Wang Hongbo
|
Managemeent
|
For
|
Voted - For
|
16
|
2021 Confirmation of Remuneration for Supervisor: 2021 Remuneration for the Chairman of the Supervisory
Committee Wu Yingming
|
Managemeent
|
For
|
Voted - For
|
17
|
2021 Confirmation of Remuneration for Supervisor: 2021 Annual Remuneration for Supervisor Feng Chunyan
|
Managemeent
|
For
|
Voted - For
|
18
|
2021 Confirmation of Remuneration for Supervisor: 2021 Annual Remuneration for Supervisor Liu Na
|
Managemeent
|
For
|
Voted - For
|
19
|
2021 Confirmation of Remuneration for Supervisor: 2021 Annual Remuneration for Original Supervisor Wang Siye
|
Managemeent
|
For
|
Voted - For
|
20
|
Purchase of Liability Insurance for Directors, Supervisors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
21
|
2022 Estimated Guarantee Quota
|
Managemeent
|
For
|
Voted - For
|
22
|
2022 Application for Comprehensive Credit Line to Financial Institutions
|
Managemeent
|
For
|
Voted - For
|
23
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
24
|
Repurchase and Cancellation of Some Restricted Stocks at the 34th Meeting of the 2nd Board of Directors
|
Managemeent
|
For
|
Voted - For
|
25
|
Repurchase and Cancellation of Some Restricted Stocks at the 3rd Meeting of the 3rd Board of Directors
|
Managemeent
|
For
|
Voted - For
|
26
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - For
|
27
|
Amendments to the Company's Systems
|
Managemeent
|
For
|
Voted - For
|
28
|
Investment in Construction of A Project in Indonesia by Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Ordering 6 14092teu Container Ships and 4 16180teu Container Ships
|
Managemeent
|
For
|
Voted - For
|
2
|
Adjustment of the Upper Limit of Continuing Connected Transactions from 2021 to 2022: Adjustment of the Upper
Limit of Income Under the Shipping Service General Agreement from 2021 to 2022
|
Managemeent
|
For
|
Voted - For
|
3
|
Adjustment of the Upper Limit of Continuing Connected Transactions from 2021 to 2022: Adjustment of the Upper
Limit of Expenditure Under the Shipping and Port Service General Agreement from 2021 to 2022
|
Managemeent
|
For
|
Voted - For
|
4
|
Adjustment of the Upper Limit of Continuing Connected Transactions from 2021 to 2022: Adjustment of the Upper
Limit of Deposit Under the Financial Service Agreement from 2021 to 2022
|
Managemeent
|
For
|
Voted - For
|
5
|
Ordering 10 16000teu Container Ships
|
Managemeent
|
For
|
Voted - For
|
1
|
General Authorization to the Board Regarding the Repurchase of A-shares
|
Managemeent
|
For
|
Voted - For
|
2
|
General Authorization to the Board Regarding the Repurchase of H-shares
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Wan Min As an Executive Director
|
Managemeent
|
For
|
Voted - For
|
2
|
General Authorization to the Board Regarding the Repurchase of A-shares
|
Managemeent
|
For
|
Voted - For
|
3
|
General Authorization to the Board Regarding the Repurchase of H-shares
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Financial Reports and Audit Reports Respectively Prepared in Accordance with the Accounting Standards in
Mainland China and Hong Kong
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny8.70000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
5
|
2022 External Guarantee Quota
|
Managemeent
|
For
|
Voted - For
|
6
|
Appointment of 2022 Domestic and Overseas Audit Firm
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
General Authorization to the Board Regarding the Repurchase of H-shares
|
Managemeent
|
For
|
Voted - For
|
8
|
General Authorization to the Board Regarding the Repurchase of A-shares
|
Managemeent
|
For
|
Voted - For
|
1
|
General Authorization to the Board Regarding the Repurchase of H-shares
|
Managemeent
|
For
|
Voted - For
|
2
|
General Authorization to the Board Regarding the Repurchase of A-shares
|
Managemeent
|
For
|
Voted - For
|
1
|
The First Phase Employee Stock Ownership Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
Management Measures for the First Phase Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Authorization to the Board to Handle Matters Regarding the Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
4
|
Extension, Change and Termination of Projects Financed with Raised Funds, and Permanently Supplementing the
Working Capital
|
Managemeent
|
For
|
Voted - For
|
5
|
Application for Loans to A Company and Provision of Guarantee
|
Managemeent
|
For
|
Voted - For
|
6
|
Application for Comprehensive Credit Line to Financial Institutions and Provision of Guarantee
|
Managemeent
|
For
|
Voted - For
|
7
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
8
|
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Raised Funds Management System
|
Managemeent
|
For
|
Voted - For
|
12
|
Amendments to the Connected Transactions Management System
|
Managemeent
|
For
|
Voted - For
|
13
|
Amendments to the External Guarantee Management System
|
Managemeent
|
For
|
Voted - For
|
14
|
Amendments to the External Investment Management System
|
Managemeent
|
For
|
Voted - For
|
15
|
Amendments to the Financial Aid Management System
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
By-election of Non-independent Director: Cheng Jie
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Authorization to the Board to Handle Matters Regarding 2021 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny0.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):2.000000
|
Managemeent
|
For
|
Voted - For
|
6
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
Voted - Abstain
|
|
7
|
2022 Appointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
2022 Provision of Guarantee for the Bank Credit Line and Loans of Wholly-owned Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
1
|
Amendments to the Company's Articles of Association and Handling the Registration of Change of Industry and
Commerce
|
Managemeent
|
For
|
Voted - Against
|
2
|
2021 Stock Option and Restricted Stock Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
3
|
Appraisal Management Measures for the Implementation of the 2021 Stock Option and Restricted Stock Incentive
Plan
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Authorization to the Board to Handle Matters Regarding the 2021 Restricted Stock and Stock Option Incentive
Plan
|
Managemeent
|
For
|
Voted - For
|
5
|
Adjustment of Quota for Financial Derivatives Transactions by the Company and Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
1
|
Estimated Continuing Connected Transactions from 2022 to 2023
|
Managemeent
|
For
|
Voted - For
|
2
|
2022 Estimated Guarantee Quota
|
Managemeent
|
For
|
Voted - For
|
3
|
2022 Estimated Quota of Entrusted Wealth Management
|
Managemeent
|
For
|
Voted - For
|
4
|
2022 Estimated Quota of Commodity Hedging
|
Managemeent
|
For
|
Voted - For
|
5
|
2022 Estimated Quota of Foreign Exchange Hedging Transactions
|
Managemeent
|
For
|
Voted - For
|
1
|
Purchase of Liability Insurance for Directors, Supervisors and Senior Managers
|
Managemeent
|
For
|
Voted - For
|
1
|
Approve Adjustment and Additional Guarantee Provision Plan
|
Managemeent
|
For
|
Voted - For
|
2
|
Amend Articles of Association
|
Managemeent
|
Voted - Abstain
|
1.1
|
Election of Li Hongjian As A Non-independent Director
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny6.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
1
|
Cancellation of Some Stock Options Under 2018 Equity Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
2
|
Repurchase and Cancellation of Some Restricted Stocks Under 2018 Equity Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Repurchase and Cancellation of Some Restricted Stocks Under 2015 Equity Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
4
|
Application for Bank Credit Line by the Company and Wholly-owned Subsidiaries and Provision of Connected
Guarantee by the De Facto Controller
|
Managemeent
|
For
|
Voted - For
|
5
|
Change of the Registered Capital, Amendments to the Company's Articles of Association and Handling of the
Industrial and Commercial Registration Amendment
|
Managemeent
|
For
|
Voted - Against
|
1
|
The Company's Eligibility for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Overall Plan of the
Transaction
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Assets Purchase Via
Share Offering and Cash Payment: Transaction Counterparties and Underlying Assets
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Assets Purchase Via
Share Offering and Cash Payment: Evaluation and Pricing of the Underlying Assets
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Assets Purchase Via
Share Offering and Cash Payment: Transaction Method
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Assets Purchase Via
Share Offering and Cash Payment: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Assets Purchase Via
Share Offering and Cash Payment: Issuing Targets and Method, and Subscription Method
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Assets Purchase Via
Share Offering and Cash Payment: Pricing Basis, Pricing Base Date and Issue Price
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Assets Purchase Via
Share Offering and Cash Payment: Adjustment Mechanism for Issue Price
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Assets Purchase Via
Share Offering and Cash Payment: Issuing Volume
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Assets Purchase Via
Share Offering and Cash Payment: Listing Place
|
Managemeent
|
For
|
Voted - For
|
12
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Assets Purchase Via
Share Offering and Cash Payment: Lockup Period Arrangement
|
Managemeent
|
For
|
Voted - For
|
13
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Assets Purchase Via
Share Offering and Cash Payment: Arrangement for the Profits and Losses During the Transitional Period
|
Managemeent
|
For
|
Voted - For
|
14
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Assets Purchase Via
Share Offering and Cash Payment: Arrangement for the Accumulated Retained Profits
|
Managemeent
|
For
|
Voted - For
|
15
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Assets Purchase Via
Share Offering and Cash Payment: the Valid Period of the Resolution
|
Managemeent
|
For
|
Voted - For
|
16
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Matching Fund Raising:
Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
17
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Matching Fund Raising:
Issuing Method
|
Managemeent
|
For
|
Voted - For
|
18
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Matching Fund Raising:
Issuing Targets and Subscription Method
|
Managemeent
|
For
|
Voted - For
|
19
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Matching Fund Raising:
Pricing Basis, Pricing Base Date and Issue Price
|
Managemeent
|
For
|
Voted - For
|
20
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Matching Fund Raising:
Amount of the Matching Funds to be Raised
|
Managemeent
|
For
|
Voted - For
|
21
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Matching Fund Raising:
Issuing Volume
|
Managemeent
|
For
|
Voted - For
|
22
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Matching Fund Raising:
Listing Place
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
23
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Matching Fund Raising:
Lockup Period Arrangement
|
Managemeent
|
For
|
Voted - For
|
24
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Relation Between the
Assets Purchase Via Share Offering and Cash Payment, and Matching Fund Raising
|
Managemeent
|
For
|
Voted - For
|
25
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Matching Fund Raising:
Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
26
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Matching Fund Raising:
Arrangement for the Accumulated Retained Profits
|
Managemeent
|
For
|
Voted - For
|
27
|
Plan for Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising: Matching Fund Raising:
the Valid Period of the Resolution
|
Managemeent
|
For
|
Voted - For
|
28
|
Report (revised Draft) on Assets Purchase Via Share Offering and Cash Payment and Matching Fund Raising and Its
Summary
|
Managemeent
|
For
|
Voted - For
|
29
|
The Transaction Does Not Constitute A Connected Transaction
|
Managemeent
|
For
|
Voted - For
|
30
|
The Transaction Constitutes A Major Assets Restructuring But Not A Listing by Restructuring
|
Managemeent
|
For
|
Voted - For
|
31
|
Conditional Agreement on Assets Purchase Via Share Offering and Cash Payment to be Signed
|
Managemeent
|
For
|
Voted - For
|
32
|
The Conditional Supplementary Agreement to the Agreement on Assets Purchase Via Share Offering and Cash Payment
to be Signed
|
Managemeent
|
For
|
Voted - For
|
33
|
The Transactions in Compliance with Article 4 of the Provisions on Several Issues Concerning the Regulation of
Major Assets Restructuring of Listed Companies
|
Managemeent
|
For
|
Voted - For
|
34
|
The Transaction is in Compliance with Articles 11 and 43 of the Management Measures on Major Assets
Restructuring of Listed Companies
|
Managemeent
|
For
|
Voted - For
|
35
|
The Relevant Parties of the Transaction are Qualified to Participate in the Major Assets Restructuring
According to Article 13 of the Temporary Regulations on Enhancing Supervision on Unusual Stock Trading Related to Major Assets Restructuring of Listed Companies
|
Managemeent
|
For
|
Voted - For
|
36
|
The Transaction is in Compliance with Relevant Regulations of the Measures on Continuous Regulation of Chinext
Board-listed Companies and the Review Rules on Major Assets Restructuring of Chinext Board-listed Companies
|
Managemeent
|
For
|
Voted - For
|
37
|
The Transaction is Not Involved in the Situations Provided in Article 11 of the Management Measures (trial) on
the Registration-based Securities Issuance of Chinext Board-listed Companies Where Share Offering to Specific Parties is Prohibited
|
Managemeent
|
For
|
Voted - For
|
38
|
Audit Report, Pro Forma Review Report and Assets Evaluation Report Related to the Transaction
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
39
|
Audit Report and Pro Forma Review Report Related to the Transaction (updated Financial Data)
|
Managemeent
|
For
|
Voted - For
|
40
|
Statement on the Pricing Basis of the Transaction and the Rationality
|
Managemeent
|
For
|
Voted - For
|
41
|
Independence of the Evaluation Institution, Rationality of the Evaluation Hypothesis, Correlation Between the
Evaluation Method and Evaluation Purpose, and Fairness of the Evaluated Price
|
Managemeent
|
For
|
Voted - For
|
42
|
Impact on the Diluted Immediate Return After the Transaction and Filling Measures
|
Managemeent
|
For
|
Voted - For
|
43
|
Report on Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
44
|
The Compliance and Completeness of the Legal Procedure of the Transaction and the Validity of the Legal
Documents Submitted
|
Managemeent
|
For
|
Voted - For
|
45
|
Shareholder Return Plan for the Next Three Years from 2021 to 2023
|
Managemeent
|
For
|
Voted - For
|
46
|
The Company's Share Price Fluctuation Does Not Meet Relevant Standards As Specified by Article 5 of the Notice
on Regulating Information Disclosure of Listed Companies and Conduct of Relevant Parties
|
Managemeent
|
For
|
Voted - For
|
47
|
Statement on Assets Purchase and Sale Within 12 Months Prior to the Transaction
|
Managemeent
|
For
|
Voted - For
|
48
|
Authorization to the Board and (or) Its Authorized Persons to Handle Matters Regarding the Transaction
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Interim Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included): Cny2.08000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
2
|
Adjustment of the Purpose of the Remaining Repurchased Shares and Cancellation of the Shares
|
Managemeent
|
For
|
Voted - For
|
3
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
5
|
2022 Financial Budget Report
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny7.60000000 2) Bonus Issue from Profit (share/10 Shares):1.000000 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
Did Not Vote
|
|
7
|
2022 Annual Remuneration for Directors and Supervisors
|
Managemeent
|
Did Not Vote
|
|
8
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
|
9
|
2022 Entrusted Wealth Management with Idle Proprietary Funds
|
Managemeent
|
Did Not Vote
|
|
10
|
2022 Continuing Connected Transactions Plan
|
Managemeent
|
Did Not Vote
|
|
11
|
Amendments to the Company's Articles of Association and Its Appendix
|
Managemeent
|
Did Not Vote
|
|
12
|
Amendments to Some of the Company's Management Systems
|
Managemeent
|
Did Not Vote
|
1.1
|
Election of Non-independent Director: Huang Yihao
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-independent Director: Ruan Jiayong
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-independent Director: Huang Changhong
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-independent Director: Zheng Weihong
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Non-independent Director: Liu Kaijin
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Non-independent Director: Xia Yang
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Independent Director: Tong Jianxuan
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Independent Director: Bao Hongshan
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Independent Director: Zheng Xianghan
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Non-employee Supervisor: Li Zhen
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Non-employee Supervisor: Lin Xianghui
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Articles of Associations of the Company
|
Managemeent
|
For
|
Voted - Against
|
1
|
Merger and Acquisition of Wholly-owned Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
2
|
Adjustment of 2021 Estimated Quota of Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
3
|
Connected Transaction Regarding Application for Additional Credit Line to Banks in 2021
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary and Performance Announcement
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Financial Reports Respectively Audited by Domestic and Overseas Audit Firms
|
Managemeent
|
For
|
Voted - For
|
5
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
6
|
Determination of Remuneration for Directors
|
Managemeent
|
For
|
Voted - For
|
7
|
Determination of Remuneration for Supervisors
|
Managemeent
|
For
|
Voted - For
|
8
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny3.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): 4.000000
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
10
|
Launching Foreign Exchange Hedging Business by the Company and Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
11
|
General Authorization to Issue Additional A-shares and H-shares
|
Managemeent
|
For
|
Voted - For
|
12
|
General Authorization to Issue Domestic and Overseas Debt Financing Instruments
|
Managemeent
|
For
|
Voted - For
|
13
|
Industrial Investment with Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
14
|
Shareholder Return Plan for the Next Three Years from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
15
|
Connected Transaction Regarding Provision of Guarantee for A Company
|
Managemeent
|
For
|
Voted - For
|
16
|
2022 Estimated Audit Fees
|
Managemeent
|
For
|
Voted - For
|
17
|
Plan for Adoption of Restricted Share Units
|
Managemeent
|
For
|
Voted - For
|
18
|
Authorization to the Board and (or) Its Authorized Persons to Handle Matters Regarding the Restricted Share
Units Plan
|
Managemeent
|
For
|
Voted - For
|
19
|
Election of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
1
|
Profit Distribution Proposal for 2021 and Issuance of Bonus Shares by Way of Conversion of Capital Reserve
|
Managemeent
|
For
|
Voted - For
|
1
|
Appointment of 2021 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Company's Articles of Association
|
Managemeent
|
Voted - Abstain
|
1.1
|
Election of Director: Lu Hongyan
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Chen Tuolin
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Zhai Jian
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.4
|
Election of Director: Gao Yan
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Independent Director: Bao Huifang
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Independent Director: Liang Yanhua
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Independent Director: Wu Yibing
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Supervisor: Lin Runyuan
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Supervisor: Huang Shuling
|
Managemeent
|
For
|
Voted - For
|
2
|
Remuneration for Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
Remuneration for Supervisors
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny160.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/1 0 Shares): None
|
Managemeent
|
For
|
Voted - For
|
6
|
Cash Management with Idle Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
7
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Election of Supervisors
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Non-independent Director: Zhu Yiming
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-independent Director: Shu Qingming
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-independent Director: Zhang Shuai
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-independent Director: Cheng Taiyi
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Non-independent Director: Wang Zhiwei
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Non-independent Director: He Wei
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Independent Director: Zhang Kedong
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Independent Director: Liang Shangshang
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Independent Director: Qian He
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Non-employee Supervisor: Ge Liang
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Non-employee Supervisor: Hu Jing
|
Managemeent
|
For
|
Voted - For
|
2
|
Remuneration Plan for Directors and Supervisors
|
Managemeent
|
For
|
Voted - For
|
3
|
2022 Estimated Quota of Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
4
|
Purchase of Liability Insurance for Directors, Supervisors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
5
|
Reappointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny10.60000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Special Report on the Deposit and Use of Raised Funds
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
6
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
7
|
A Framework Contract on Continuing Connected Transactions to be Signed and Additional 2022 Continuing Connected
Transactions Quota
|
Managemeent
|
Did Not Vote
|
|
8
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
Did Not Vote
|
1
|
Change of Some Projects Financed with Raised Funds
|
Managemeent
|
For
|
Voted - For
|
2
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
Voted - Abstain
|
1
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
Did Not Vote
|
1.1
|
Election and Nomination of Non-independent Director: Dong Mingzhu
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election and Nomination of Non-independent Director: Zhang Wei
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election and Nomination of Non-independent Director: Deng Xiaobo
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election and Nomination of Non-independent Director: Zhang Jundu
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election and Nomination of Non-independent Director: Guo Shuzhan
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election and Nomination of Independent Director: Liu Shuwei
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.7
|
Election and Nomination of Independent Director: Wang Xiaohua
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election and Nomination of Independent Director: Xing Ziwen
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election and Nomination of Independent Director: Zhang Qiusheng
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election and Nomination of Non-employee Supervisor: Cheng Min
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election and Nomination of Non-employee Supervisor: Duan Xiufeng
|
Managemeent
|
For
|
Voted - For
|
2
|
Shareholder Return Plan for the Next Three Years from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
3
|
Cancellation of the Remaining Equities After the First Phase of Repurchase for the Employee Stock Ownership
Plan
|
Managemeent
|
For
|
Voted - For
|
4
|
Cancellation of the Remaining Equities After the Subscription of the First Phase Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
5
|
Cancellation of Some of the Third Phase Repurchased Shares and Continued Use of the Remaining Equities for the
Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Interim Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10
Shares (tax Included): Cny10.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Non-independent Director: Zhang Yuliang
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-independent Director: Zhang Yun
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-independent Director: Geng Jing
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-independent Director: Xu Sunqing
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Non-independent Director: Zeng Wenhui
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Non-independent Director: Hu Xin
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Non-independent Director: Liu Yanping
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Independent Director: Guan Yimin
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Independent Director: Qiao Yide
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Independent Director: Wang Kaiguo
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Independent Director: Zhang Jun
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Election of Supervisor: Yang Lvbo
|
Managemeent
|
For
|
Voted - For
|
1.13
|
Election of Supervisor: Chen Hua
|
Managemeent
|
For
|
Voted - For
|
2
|
Guarantee Quota of the Company in the First Half of 2022
|
Managemeent
|
For
|
Voted - For
|
3
|
Amendments to the Articles of Associations of the Company
|
Managemeent
|
For
|
Voted - Against
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Additional Guarantee Quota for Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
4
|
Special Report on the Deposit and Use of Raised Funds in 2021
|
Managemeent
|
Did Not Vote
|
|
5
|
Special Report on Occupation by the Controlling Shareholders and Other Related Parties
|
Managemeent
|
Did Not Vote
|
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny3.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):5.000000
|
Managemeent
|
Did Not Vote
|
|
7
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
Did Not Vote
|
|
8
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
9
|
2022 Remuneration Plan for Directors and Supervisors
|
Managemeent
|
Did Not Vote
|
|
10
|
Application for Comprehensive Credit Line to Banks
|
Managemeent
|
Did Not Vote
|
|
11
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
1
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
2
|
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
3
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendments to the Work System for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
6
|
Amendments to the External Guarantee Management Measures
|
Managemeent
|
For
|
Voted - For
|
7
|
Amendments to the Connected Transactions Management System
|
Managemeent
|
For
|
Voted - For
|
8
|
Amendments to the Raised Funds Management System
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the External Investment Management System
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny4.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
7
|
Reappointment of Audit Firm and 2022 Audit Fees Standard
|
Managemeent
|
For
|
Voted - For
|
8
|
Adjustment of Remuneration Standards for Supervisors
|
Managemeent
|
For
|
Voted - For
|
9
|
By-election of Directors of the Internal Accountability Committee
|
Managemeent
|
For
|
Voted - For
|
10
|
2022 Employee Stock Ownership Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
11
|
Management Measures for 2022 Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
12
|
Authorization to the Board to Handle Matters Regarding 2022 Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
13
|
Increase of the Proportion of Cash Dividend in the Next Three Years from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Non-independent Director: Liang Yaoming
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-independent Director: Yan Ting
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-independent Director: Zeng Zhanwen
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-independent Director: Hao Bixi
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Non-independent Director: Wang Linglai
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Non-independent Director: Xie Qiang
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Independent Director: Yu Yumiao
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Independent Director: Xu Jingming
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Independent Director: Ling Jianhua
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Non-employee Supervisor: Zhou Liqin
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Non-employee Supervisor: Chen Yongjian
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Company's Articles of Associations
|
Managemeent
|
For
|
Voted - Against
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny12.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
6
|
Reappointment of 2022 Audit Firm and Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
Confirmation of 2021 Remuneration for Directors and Senior Management, and 2022 Remuneration Plan
|
Managemeent
|
For
|
Voted - For
|
8
|
Confirmation of 2021 Remuneration for Supervisors, and 2022 Remuneration Plan
|
Managemeent
|
For
|
Voted - For
|
9
|
Change of the Registered Capital and Amendments to the Articles of Association of the Company
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Work System of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
12
|
Amendments to the Investor Relations Management System
|
Managemeent
|
For
|
Voted - For
|
1
|
External Guarantee Provided by Wholly-owned Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny9.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
6
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
Application for Comprehensive Credit Line to Banks
|
Managemeent
|
For
|
Voted - For
|
8
|
By-election of Shareholder Supervisors
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Articles of Associations of the Company
|
Managemeent
|
For
|
Voted - Against
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
10
|
Amendments to the Rules of Procedure Governing the General Meeting of Shareholders
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
12
|
Amendments to the Work Rules of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
13
|
Amendments to the External Investment Management System
|
Managemeent
|
For
|
Voted - For
|
14
|
Amendments to the Connected Transactions Management System
|
Managemeent
|
For
|
Voted - For
|
15
|
Amendments to the External Guarantee Management System
|
Managemeent
|
For
|
Voted - For
|
16
|
Amendments to the Raised Funds Management System
|
Managemeent
|
For
|
Voted - For
|
17
|
Amendments to the Implementing Rules for Cumulative Voting System
|
Managemeent
|
For
|
Voted - For
|
18
|
Amendments to the Management Measures for Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
19
|
Amendments to the Management Measures for Supporting Innovation and Entrepreneurship
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Audit Report
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):10.000000
|
Managemeent
|
For
|
Voted - For
|
7
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Application for Financing Quota to Financial Institutions in 2022
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Guarantee Quota for Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
10
|
Cancellation of Some Stock Options, and Repurchase and Cancellation of Some Restricted Stocks Under the 2019
Stock Option and Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
11
|
Purchase of Wealth Management Products with Some Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
12
|
Purchase of Liability Insurance for Directors, Supervisors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
13
|
Adjustment of the Construction Contents and Extension of Some Projects Financed with Raised Funds
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Adjustment of the Plan for Public Issuance of Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
2
|
Preplan for Public Issuance of Convertible Corporate Bonds (revised)
|
Managemeent
|
For
|
Voted - For
|
3
|
Feasibility Analysis Report on the Use of Funds to be Raised from the Public Issuance of Convertible Corporate
Bonds (revised)
|
Managemeent
|
For
|
Voted - For
|
4
|
Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures and
Relevant Commitments (revised)
|
Managemeent
|
For
|
Voted - For
|
5
|
Report on the Use of Previously-raised Funds
|
Managemeent
|
For
|
Voted - For
|
6
|
Investment in Construction of A Project
|
Managemeent
|
For
|
Voted - For
|
7
|
By-election of Supervisors
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Annual Accounts Report
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Connected Transactions and 2022 Estimated Continuing Connected Transactions:connected Transactions with A
Company and Its Controlled Enterprises and State-owned Assets Supervision and Administration Commission of the People's Government of Shenzhen Municipal
|
Managemeent
|
For
|
Voted - For
|
8
|
2021 Connected Transactions and 2022 Estimated Continuing Connected Transactions:connected Transactions with A
2nd Company
|
Managemeent
|
For
|
Voted - For
|
9
|
2021 Connected Transactions and 2022 Estimated Continuing Connected Transactions:connected Transactions with A
3rd Company
|
Managemeent
|
For
|
Voted - For
|
10
|
2021 Connected Transactions and 2022 Estimated Continuing Connected Transactions:connected Transactions with A
4th Company
|
Managemeent
|
For
|
Voted - For
|
11
|
2021 Connected Transactions and 2022 Estimated Continuing Connected Transactions:connected Transactions with
Other Related Parties
|
Managemeent
|
For
|
Voted - For
|
12
|
Appointment of 2022 Audit Firm and Its Audit Fees
|
Managemeent
|
For
|
Voted - For
|
13
|
Determination of 2022 Proprietary Investment Amount
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
14
|
2022 A Company's Provision of Guarantee for Regular Business of Its Wholly-owned Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
15
|
Conducting Stock Market-making Business of Star Market
|
Managemeent
|
For
|
Voted - For
|
16
|
Setting Up A Asset Management Subsidiary
|
Managemeent
|
For
|
Voted - For
|
17
|
Purchase of Liability Insurance for the Company, Directors, Supervisors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
1
|
Repurchase and Cancellation of Some A-share Restricted Stocks
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Zhang Yipeng As A Non-independent Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Chai Hongfeng As an Independent Director
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
3
|
Repurchase and Cancellation of Some A-share Restricted Stocks
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny6.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
4
|
Reappointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Report
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Estimated Continuing Connected Transaction: Estimated Connected Transactions with A Company and Its
Related Companies
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Estimated Continuing Connected Transaction: Estimated Connected Transactions with A 2nd Company and Its
Related Companies
|
Managemeent
|
For
|
Voted - For
|
8
|
2022 Estimated Continuing Connected Transaction: Estimated Connected Transactions with Companies Which the
Directors, Supervisors and Senior Management of the Company Have Involvement In
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Estimated Continuing Connected Transaction: Estimated Connected Transactions with Related Natural Persons
|
Managemeent
|
For
|
Voted - For
|
10
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
11
|
General Authorization to the Board Regarding Additional A-share and H-share Offering
|
Managemeent
|
For
|
Voted - For
|
1
|
Election of Non-independent Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny1.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
8
|
Special Statement on 2021 Remuneration and Appraisal for Directors
|
Managemeent
|
For
|
Voted - For
|
9
|
Special Statement on 2021 Remuneration and Appraisal for Supervisors
|
Managemeent
|
For
|
Voted - For
|
10
|
Special Statement on 2021 Remuneration and Appraisal for Senior Management
|
Managemeent
|
For
|
Voted - For
|
11
|
2022 Appointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
12
|
2022 Estimated Continuing Connected Transactions: Estimated Connected Transactions with A Company and Its
Controlled Companies
|
Managemeent
|
For
|
Voted - For
|
13
|
2022 Estimated Continuing Connected Transactions: Estimated Connected Transactions with A 2nd Company and Its
Controlled Companies
|
Managemeent
|
For
|
Voted - For
|
14
|
2022 Estimated Continuing Connected Transactions: Estimated Connected Transactions with A 3rd Company
|
Managemeent
|
For
|
Voted - For
|
15
|
2022 Estimated Continuing Connected Transactions: Estimated Connected Transactions with A 4th Company
|
Managemeent
|
For
|
Voted - For
|
16
|
2022 Estimated Continuing Connected Transactions: Estimated Connected Transactions with Other Related Parties
|
Managemeent
|
For
|
Voted - For
|
17
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - For
|
18
|
Amendments to the Company's Rules of Procedure Governing the Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
19
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
20
|
Amendments to the Company's Rules for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 A-share Stock Option Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
Appraisal Management Measures for 2021 A-share Stock Option Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the 2021 A-share Stock
Option Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 A-share Stock Option Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
Appraisal Management Measures for 2021 A-share Stock Option Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the 2021 A-share Stock
Option Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
1
|
General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued
H-shares
|
Managemeent
|
Did Not Vote
|
|
2
|
General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued
D-shares
|
Managemeent
|
Did Not Vote
|
|
3
|
2022 A-share Stock Option Incentive Plan (draft) and Its Summary
|
Managemeent
|
Did Not Vote
|
|
4
|
Appraisal Management Measures for 2022 A-share Stock Option Incentive Plan
|
Managemeent
|
Did Not Vote
|
|
5
|
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding 2022 A-share Stock
Option Incentive Plan
|
Managemeent
|
Did Not Vote
|
|
6
|
General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued
H-shares
|
Managemeent
|
Did Not Vote
|
|
7
|
General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued
D-shares
|
Managemeent
|
Did Not Vote
|
|
8
|
2022 A-share Stock Option Incentive Plan (draft) and Its Summary
|
Managemeent
|
Did Not Vote
|
|
9
|
Appraisal Management Measures for 2022 A-share Stock Option Incentive Plan
|
Managemeent
|
Did Not Vote
|
|
10
|
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding 2022 A-share Stock
Option Incentive Plan
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
Reappointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Remuneration for Directors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
8
|
2022 Remuneration for Supervisors
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
10
|
Application for Comprehensive Credit Line to Banks
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Articles of Associations of the Company
|
Managemeent
|
For
|
Voted - Against
|
12
|
Amendments to the Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
13
|
Amendments to the Rules of Procedure Governing the General Meeting of Shareholders
|
Managemeent
|
For
|
Voted - For
|
14
|
Amendments to the Connected Transactions Decision-making System
|
Managemeent
|
For
|
Voted - For
|
15
|
Amendments to the Raised Funds Management Measures
|
Managemeent
|
For
|
Voted - For
|
16
|
Amendments to the External Guarantee Decision-making System
|
Managemeent
|
For
|
Voted - For
|
17
|
Amendments to the External Investment Management System
|
Managemeent
|
For
|
Voted - For
|
18
|
Amendments to the Code of Conduct for Controlling Shareholders and De Facto Controller
|
Managemeent
|
For
|
Voted - For
|
19
|
Amendments to the Rules of Procedure for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
20
|
Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
21
|
Amendments to the Remuneration Management System for Directors, Supervisors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
22
|
Repurchase and Cancellation of Some Restricted Stocks Under the 2018 Equity Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
23
|
Termination of 2021 Excessive Performance Incentive Fund Plan
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Repurchase and Cancellation of Some Restricted Stocks in 2019
|
Managemeent
|
Did Not Vote
|
|
2
|
Change of the Company's Registered Capital
|
Managemeent
|
Did Not Vote
|
|
3
|
General Authorization to the Board Regarding Repurchase of H-shares
|
Managemeent
|
Did Not Vote
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Supervisors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Final Accounts Report of the Company
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny4.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
Use Equity Funds for Investment and Wealth Management
|
Managemeent
|
For
|
Voted - For
|
7
|
Reappoint Rongcheng Certified Public Accountants (llp) As the Auditor of the Company for 2022
|
Managemeent
|
For
|
Voted - For
|
1
|
Adjustment of the Company's Management Systems
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
3
|
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
6
|
Amendments to the Work System for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
7
|
Amendments to the External Guarantee Decision-making System
|
Managemeent
|
For
|
Voted - For
|
8
|
Amendments to the Connected Transactions Decision-making System
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Measures for the Management and Use of Raised Funds
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the System for Appointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
11
|
Amendments to the Securities Investment Internal Control Management System
|
Managemeent
|
For
|
Voted - For
|
12
|
By-election of Non-employee Supervisors
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny12.98000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
5
|
Reappointment of 2022 Financial Audit Firm
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Reappointment of Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
Amendments to the Articles of Associations of the Company
|
Managemeent
|
For
|
Voted - Against
|
8
|
Amendments to the Rules of Procedure Governing the General Meeting of Shareholders
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Rules of Procedure Governing the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the Rules of Procedure Governing the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Non-independent Director: Guo Manjin
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-independent Director: Zhao Shenghua
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-independent Director: Li Yuanzhan
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-independent Director: Ding Yunguang
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Non-independent Director: Liu Zhentian
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Non-independent Director: Guo Lin
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Independent Director: Zhai Guofu
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Independent Director: Du Hongwen
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Independent Director: Cai Ning
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Non-employee Supervisor: Shi Yuerong
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Non-employee Supervisor: Chen Yaohuang
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Estimated Additional Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
3
|
Estimated Total Amount of 2022 Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Connected Transaction Regarding Provision of Loans to A Controlled Subsidiary
|
Managemeent
|
For
|
Voted - For
|
5
|
2022 Quota of Idle Proprietary Funds for Purchasing Wealth Management Products
|
Managemeent
|
For
|
Voted - For
|
1
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
2
|
External Investment by A Wholly-owned Subsidiary
|
Managemeent
|
For
|
Voted - For
|
1
|
2022 Estimated Continuing Connected Transactions and Adjustment of Estimated Quota of 2021 Continuing Connected
Transactions
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny0.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Internal Control Evaluation Report
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Social Responsibility Report
|
Managemeent
|
For
|
Voted - For
|
8
|
2022 Investment and Wealth Management with Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Participation in Futures Hedging Transactions
|
Managemeent
|
For
|
Voted - For
|
10
|
2022 Application for Bank Credit Line and Loans
|
Managemeent
|
For
|
Voted - For
|
11
|
2022 Estimated Guarantee for Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
12
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
13
|
2021 Special Report on the Deposit and Use of Raised Funds
|
Managemeent
|
For
|
Voted - For
|
14
|
2022 Reappointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Change and Extension of Some Projects Financed with Raised Funds
|
Managemeent
|
For
|
Voted - For
|
1
|
Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with
the Surplus Raised Funds
|
Managemeent
|
Did Not Vote
|
1.1
|
Election of Non-independent Director: Xiang Ping
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-independent Director: Zhou Chongyuan
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-independent Director: Zhou Shibing
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-independent Director: Xu Zebing
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Independent Director: Jing Jiwu
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Independent Director: Zheng Pengcheng
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Independent Director: He Hongqu
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Non-employee Supervisor: Ye Wenda
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Non-employee Supervisor: Huang Luhua
|
Managemeent
|
For
|
Voted - For
|
2
|
Provision of Guarantee for Wholly-owned Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
1
|
Reappointment of 2021 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny4.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Confirmation of Remuneration for Directors, Supervisors and Senior Management in 2021 and Determination of
Remuneration Plan in 2022
|
Managemeent
|
Did Not Vote
|
|
7
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
Did Not Vote
|
|
8
|
Application for Comprehensive Credit Line to Banks
|
Managemeent
|
Did Not Vote
|
|
9
|
The Company's Eligibility for Share Offering to Specific Parties
|
Managemeent
|
Did Not Vote
|
|
10
|
Plan for 2022 Share Offering to Specific Parties: Stock Type and Par Value
|
Managemeent
|
Did Not Vote
|
|
11
|
Plan for 2022 Share Offering to Specific Parties: Issuing Method and Date
|
Managemeent
|
Did Not Vote
|
|
12
|
Plan for 2022 Share Offering to Specific Parties: Issuing Targets and Subscription Method
|
Managemeent
|
Did Not Vote
|
|
13
|
Plan for 2022 Share Offering to Specific Parties: Issuing Volume and Scale
|
Managemeent
|
Did Not Vote
|
|
14
|
Plan for 2022 Share Offering to Specific Parties: Pricing Base Date, Pricing Principles and Issue Price
|
Managemeent
|
Did Not Vote
|
|
15
|
Plan for 2022 Share Offering to Specific Parties: Purpose of the Raised Funds
|
Managemeent
|
Did Not Vote
|
|
16
|
Plan for 2022 Share Offering to Specific Parties: Lockup Period
|
Managemeent
|
Did Not Vote
|
|
17
|
Plan for 2022 Share Offering to Specific Parties: Arrangement for the Accumulated Retained Profits Before the
Share Offering
|
Managemeent
|
Did Not Vote
|
|
18
|
Plan for 2022 Share Offering to Specific Parties: Listing Place
|
Managemeent
|
Did Not Vote
|
|
19
|
Plan for 2022 Share Offering to Specific Parties: the Valid Period of the Resolution on This Offering
|
Managemeent
|
Did Not Vote
|
|
20
|
Demonstration Analysis Report on the Plan for 2022 Share Offering to Specific Parties
|
Managemeent
|
Did Not Vote
|
|
21
|
Preplan for 2022 Share Offering to Specific Parties on the Chinext Board
|
Managemeent
|
Did Not Vote
|
|
22
|
Feasibility Analysis Report on the Use of Funds to be Raised from the 2022 Share Offering to Specific Parties
|
Managemeent
|
Did Not Vote
|
|
23
|
Diluted Immediate Return After 2022 Share Offering to Specific Parties and Filling Measures
|
Managemeent
|
Did Not Vote
|
|
24
|
Commitments of Controlling Shareholders, De Facto Controller, Directors and Senior Management to Ensure the
Implementation of Filling Measures for Diluted Immediate Return After 2022 Share Offering to Specific Parties
|
Managemeent
|
Did Not Vote
|
|
25
|
Report on the Use of Previously Raised Funds
|
Managemeent
|
Did Not Vote
|
|
26
|
Shareholder Return Plan for the Next Three Years from 2023 to 2025
|
Managemeent
|
Did Not Vote
|
|
27
|
Authorization to the Board to Handle Matters Regarding the 2022 Share Offering to Specific Parties
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.1
|
Election of Independent Director: Ding Wei
|
Managemeent
|
For
|
Voted - For
|
2
|
Connected Transaction Regarding Provision of Performance Guarantee for Business Contract of Controlled
Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
3
|
Connected Transaction Regarding Joint Investment in A Company with Related Legal Persons
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Supervisor: Chen Zhijie
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments of the Investment and Management Measures for Core Employees' Shareholding in Innovation Business
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Yu Bin
|
Managemeent
|
For
|
Voted - For
|
2
|
Connected Transaction Regarding Capital Increase in A Controlled Subsidiary
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Independent Director: Wang Hongmei
|
Managemeent
|
Did Not Vote
|
|
1.2
|
Election of Independent Director: Qi Yuan
|
Managemeent
|
Did Not Vote
|
|
2
|
Amendments to the Company's Articles of Association
|
Managemeent
|
Did Not Vote
|
|
3
|
Change of the Company's Domicile
|
Managemeent
|
Did Not Vote
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Financial Work Report
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny20.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.000000
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
Confirmation of Implementing Results of 2021 Continuing Connected Transactions, and 2022 Estimated Continuing
Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
7
|
Provision of Guarantee for Loans of Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
8
|
The Supplementary Agreement to the Financial Service Agreement to be Signed
|
Managemeent
|
For
|
Voted - For
|
9
|
Merger and Acquisition of A Wholly-owned Subsidiary
|
Managemeent
|
For
|
Voted - For
|
1
|
Signing an Asset Management Plan Contract and Setting Up A Single Asset Management Plan
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
Cancellation of Some Stock Options and Repurchase and Cancellation of Some Locked Restricted Stocks Granted to
Plan Participants
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Stock Option and Restricted Stock Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
7
|
Appraisal Management Measures for the Implementation of 2022 Stock Option and Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
8
|
Authorization to the Board to Handle Matters Regarding the Equity Incentive
|
Managemeent
|
For
|
Voted - For
|
9
|
Provision of Estimated Guarantee Quota for Clients
|
Managemeent
|
For
|
Voted - For
|
10
|
Nomination of Non-independent Directors
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
12
|
Amendments to the Company's Some Governance Systems: Amendments to the Management System for the Special
Deposit and Use of Raised Funds
|
Managemeent
|
For
|
Voted - For
|
13
|
Amendments to the Company's Some Governance Systems: Amendments to the Company's Rules of Procedure Governing
Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
14
|
Amendments to the Company's Some Governance Systems: Amendments to the Company's Rules of Procedure Governing
the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
15
|
Amendments to the Company's Some Governance Systems: Amendments to the System for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
16
|
Amendments to the Company's Some Governance Systems: Amendments to the Connected Transactions Decision-making
System
|
Managemeent
|
For
|
Voted - For
|
17
|
Amendments to the Company's Some Governance Systems: Amendments to the External Investment Management System
|
Managemeent
|
For
|
Voted - For
|
18
|
Amendments to the Company's Some Governance Systems: Amendments to the External Guarantee Management System
|
Managemeent
|
For
|
Voted - For
|
19
|
Amendments to the Company's Some Governance Systems: Amendments to the Management System for Prevention of Fund
Occupation by Controlling Shareholders and Other Related Parties
|
Managemeent
|
For
|
Voted - For
|
20
|
Amendments to the Company's Some Governance Systems: Amendments to the Management System for Entrusted Wealth
Management
|
Managemeent
|
For
|
Voted - For
|
21
|
Amendments to the Company's Some Governance Systems: Amendments to the Information Disclosure Management System
|
Managemeent
|
For
|
Voted - For
|
22
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny1.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.000000
|
Managemeent
|
For
|
Voted - For
|
23
|
Investment in Construction of the Company's Integrated Production Capacity
|
Managemeent
|
For
|
Voted - For
|
1
|
Launching the Assets Pool Business
|
Managemeent
|
For
|
Voted - For
|
2
|
By-election of Supervisor: Jin Darong
|
Managemeent
|
For
|
Voted - For
|
1
|
Adjustment of the Performance Commitments on Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
4
|
2022 Financial Budget Report
|
Managemeent
|
Did Not Vote
|
|
5
|
Launching Forward Foreign Exchange Settlement and Sale Business
|
Managemeent
|
Did Not Vote
|
|
6
|
Application for Comprehensive Credit Line and Loan Quota to Banks
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
Provision of Guarantee Quota for Wholly-owned and Controlled Subsidiaries and Sub-subsidiaries
|
Managemeent
|
Did Not Vote
|
|
8
|
Cash Management with Idle Proprietary Funds
|
Managemeent
|
Did Not Vote
|
|
9
|
Launching the Assets Pool Business
|
Managemeent
|
Did Not Vote
|
|
10
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
11
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny13.20000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): 3.000000
|
Managemeent
|
Did Not Vote
|
|
12
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
|
13
|
Implementing Results of 2021 Continuing Connected Transactions and Estimation of 2022 Continuing Connected
Transactions
|
Managemeent
|
Did Not Vote
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts and 2022 Financial Budget Plan
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny2.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Estimated Quota of Continuing Connected Transactions with Some Related Parties
|
Managemeent
|
For
|
Voted - For
|
7
|
Amendments to the Connected Transactions Management Measures
|
Managemeent
|
For
|
Voted - For
|
8
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the System for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
11
|
Issuance Arrangement for Financial Bonds and Authorization Matters
|
Managemeent
|
For
|
Voted - For
|
12
|
Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
13
|
Amendments to the Evaluation Measures on the Performance of Directors, Supervisors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny1.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
5
|
Reappointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
7
|
Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
8
|
2022 Allowance for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Application for Comprehensive Credit Line by the Company and Its Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
10
|
2022 Estimated External Guarantee Quota of the Company and Its Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
11
|
Application for Buyer's Credit Line
|
Managemeent
|
For
|
Voted - For
|
12
|
Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants
|
Managemeent
|
For
|
Voted - For
|
13
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - For
|
14
|
Extension of the Valid Period of the Resolution on Public Issuance of Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
15
|
Extension of the Valid Period of Authorization to the Board and Its Authorized Persons to Handle Matters
Regarding the Public Issuance of Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
1
|
Reappointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny2.40000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
8
|
Appointment of External Audit Firm
|
Managemeent
|
For
|
Voted - For
|
9
|
Change of A Project Funded with Raised Funds
|
Managemeent
|
For
|
Voted - For
|
10
|
Connected Transaction Regarding Change of the Purpose of Some Raised Funds
|
Managemeent
|
For
|
Voted - For
|
11
|
Change of the Purpose of Some Raised Funds and Investment in A Project
|
Managemeent
|
For
|
Voted - For
|
12
|
Change of the Purpose of Some Raised Funds and Investment in Another Project
|
Managemeent
|
For
|
Voted - For
|
13
|
Cash Management with Temporarily Idle Raised Funds
|
Managemeent
|
For
|
Voted - For
|
14
|
Amendments to the Company's Articles of Association and Its Appendix
|
Managemeent
|
For
|
Voted - Against
|
15
|
Amendments to the Major Transactions Decision-making System
|
Managemeent
|
For
|
Voted - For
|
16
|
Amendments to the Investment Management System
|
Managemeent
|
For
|
Voted - For
|
17
|
Amendments to the Guarantee Management System
|
Managemeent
|
For
|
Voted - For
|
1
|
Change of the Company's Business Scope and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
2
|
Formulation of the Connected Transactions Management System
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Tan Hengde
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Wu Xiaoju
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Thomas Gray
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Director: Yang Tianwei
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Director: an Liru
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Director: Kang Xufang
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Director: Yan Jian
|
Managemeent
|
Did Not Vote
|
|
1.8
|
Election of Independent Director: Li Zhonghua
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Independent Director: Ren Yongping
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Independent Director: Li Chen
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Supervisor: Liu Junru
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Election of Supervisor: Wang Mudi
|
Managemeent
|
For
|
Voted - For
|
1.13
|
Election of Supervisor: Yu Xudong
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny6.50000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Application for Comprehensive Credit Line to Banks
|
Managemeent
|
For
|
Voted - For
|
7
|
Authorization for Launch Foreign Exchange Forward Settlement and Sale Business
|
Managemeent
|
For
|
Voted - For
|
8
|
Amount of Continuing Connected Transactions with A Company and Its Related Parties
|
Managemeent
|
For
|
Voted - For
|
9
|
Connected Transactions with Another Company
|
Managemeent
|
For
|
Voted - For
|
10
|
Expansion of the Company's Business Scope and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - For
|
11
|
A Subsidiary's Guarantee for an Overseas Subsidiary
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Ji Zhongming
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Wang Yidong
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Accounts and 2022 Financial Budget Plan
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny1.60000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):2.000000
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Evaluation Report of the Board of Directors on Performance of Directors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
8
|
2021 Evaluation Report of the Supervisory Committee on the Performance of Supervisors
|
Managemeent
|
For
|
Voted - For
|
9
|
2021 Evaluation Report of the Supervisory Committee on the Performance of the Board of Directors and Senior
Management and Their Members
|
Managemeent
|
For
|
Voted - For
|
10
|
2021 Special Report on Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
11
|
2022 Estimated Quota of Continuing Connected Transactions: A Company and Its Related Enterprises
|
Managemeent
|
For
|
Voted - For
|
12
|
2022 Estimated Quota of Continuing Connected Transactions: A 2nd Company and Its Related Enterprises
|
Managemeent
|
For
|
Voted - For
|
13
|
2022 Estimated Quota of Continuing Connected Transactions: A 3rd Company and Its Related Enterprises
|
Managemeent
|
For
|
Voted - For
|
14
|
2022 Estimated Quota of Continuing Connected Transactions: A 4th Company and Its Related Enterprises
|
Managemeent
|
For
|
Voted - For
|
15
|
2022 Estimated Quota of Continuing Connected Transactions: A Management Center
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
16
|
2022 Estimated Quota of Continuing Connected Transactions: A 5th Company and Its Related Enterprises
|
Managemeent
|
For
|
Voted - For
|
17
|
2022 Estimated Quota of Continuing Connected Transactions: A 6th Company and Its Related Enterprises
|
Managemeent
|
For
|
Voted - For
|
18
|
2022 Estimated Quota of Continuing Connected Transactions: A 7th Company and Its Related Enterprises
|
Managemeent
|
For
|
Voted - For
|
19
|
2022 Estimated Quota of Continuing Connected Transactions: an 8th Company
|
Managemeent
|
For
|
Voted - For
|
20
|
2022 Estimated Quota of Continuing Connected Transactions: A 9th Company
|
Managemeent
|
For
|
Voted - For
|
21
|
2022 Estimated Quota of Continuing Connected Transactions: A 10th Company
|
Managemeent
|
For
|
Voted - For
|
22
|
2022 Estimated Quota of Continuing Connected Transactions: an 11th Company
|
Managemeent
|
For
|
Voted - For
|
23
|
2022 Estimated Quota of Continuing Connected Transactions: A 12th Company
|
Managemeent
|
For
|
Voted - For
|
24
|
2022 Estimated Quota of Continuing Connected Transactions: A 13th Company
|
Managemeent
|
For
|
Voted - For
|
25
|
2022 Estimated Quota of Continuing Connected Transactions: Related Natural-persons
|
Managemeent
|
For
|
Voted - For
|
26
|
Amendments to the Connected Transactions Management Measures
|
Managemeent
|
For
|
Voted - For
|
27
|
Appointment of 2022 External and Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
28
|
Capital Management Plan from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
29
|
Issuance of Green Financial Bonds
|
Managemeent
|
For
|
Voted - For
|
30
|
2022 Launching Credit Asset Securitization Business
|
Managemeent
|
For
|
Voted - For
|
31
|
Formulation of the Equity Management Measures
|
Managemeent
|
For
|
Voted - For
|
32
|
Amendments to the System for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
33
|
Amendments to the Rules of Procedure Governing the General Meeting of Shareholders
|
Managemeent
|
For
|
Voted - For
|
34
|
Amendments to the Rules of Procedure Governing the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
35
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
36
|
Formulation of the Evaluation Measures of the Supervisory Committee on the Performance of the Board of
Directors and Its Members
|
Managemeent
|
For
|
Voted - For
|
37
|
Formulation of the Evaluation Measures of the Supervisory Committee on the Performance of Supervisors
|
Managemeent
|
For
|
Voted - For
|
38
|
Amendments to the Rules of Procedure Governing the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
1
|
Construction A Production Area
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
By-election of Directors
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Non-independent Director: Dai Wenjun
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-independent Director: Chen Geng
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-independent Director: Jiang Xingzhou
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-independent Director: Wang Zhenguo
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election and Nomination of Independent Director: Liao Jianwen
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election and Nomination of Independent Director: Zhu Yujie
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election and Nomination of Independent Director: Yang Delin
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Supervisor: Zhang Gaofei
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Supervisor: Cui Yao
|
Managemeent
|
For
|
Voted - For
|
2
|
Remuneration for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
Remuneration for Non-independent Directors
|
Managemeent
|
For
|
Voted - For
|
4
|
Remuneration for Supervisors
|
Managemeent
|
For
|
Voted - For
|
5
|
Repurchase and Cancellation of Locked Restricted Stocks Granted to Some Plan Participants Under the 2021
Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
6
|
Additional Related Parties and Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Annual Accounts and 2022 Financial Budget Report
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny5.70000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
Did Not Vote
|
|
6
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
|
7
|
Implementing Results of 2021 Connected Transactions and Estimation of 2022 Continuing Connected Transactions
|
Managemeent
|
Did Not Vote
|
|
8
|
Confirmation of the Excess Part of 2021 Continuing Connected Transactions
|
Managemeent
|
Did Not Vote
|
|
9
|
Application for Credit Line to Banks
|
Managemeent
|
Did Not Vote
|
|
10
|
Termination of the 2021 Restricted Stock Incentive Plan and Repurchase and Cancellation of Restricted Stocks
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
11
|
Extension of Projects Financed with Raised Funds from the Convertible Corporate Bonds
|
Managemeent
|
Did Not Vote
|
|
12
|
Cash Management with Some Idle Raised Funds
|
Managemeent
|
Did Not Vote
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
Purchase of Wealth Management Products with Idle Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
7
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Shareholder Return Plan for the Next Three Years from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
1
|
Election of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
3
|
Amendments to the Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
6
|
A Trademark License Agreement to be Signed with Related Parties
|
Managemeent
|
For
|
Voted - For
|
7
|
Continuing Connected Transactions with A Company
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Liu Shizhong
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Independent Director: Jiang Guohua
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Independent Director: Guo Tianyong
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Independent Director; Sheng Leiming
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Financial Budget Plan
|
Managemeent
|
For
|
Voted - For
|
8
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny216.75000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
9
|
Appointment of 2022 Financial Audit Firm and Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
11
|
Adjustment of the Allowance Standards for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
12
|
Adjustment of the Investment Amount of A Project
|
Managemeent
|
For
|
Voted - For
|
13
|
Adjustment of the Investment Amount of A 2nd Project
|
Managemeent
|
For
|
Voted - For
|
14
|
Adjustment of the Investment Amount of A 3rd Project
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 3rd Quarter Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included): Cny2.50000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
Did Not Vote
|
|
2
|
Appointment of Audit Firm
|
Managemeent
|
Did Not Vote
|
|
3
|
Investment in Construction of A Project
|
Managemeent
|
Did Not Vote
|
|
4
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
Did Not Vote
|
1
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
2
|
2022 Estimated Additional Guarantee for Financing
|
Managemeent
|
For
|
Voted - For
|
3
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Estimated Additional Continuing Connected Transactions Quota and Retroactive Confirmation of Connected
Transactions
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
Management Measures for the 2021 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Performance Appraisal Measures on the 2021 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
4
|
Authorization to the Board to Handle Matters Regarding the Equity Incentive
|
Managemeent
|
For
|
Voted - For
|
5
|
Remuneration and Appraisal Management Measures for Management Team Members
|
Managemeent
|
For
|
Voted - For
|
1
|
Extension of the Valid Period of the Resolution on the Share Offering to Specific Parties
|
Managemeent
|
Did Not Vote
|
|
2
|
Extension of the Valid Period of the Full Authorization to the Board to Handle Matters Regarding the Share
Offering to Specific Parties
|
Managemeent
|
Did Not Vote
|
1
|
Exemption of A Company from Fulfilling Relevant Commitments on Share Lock-up for the Company's Equity Transfer
Under an Agreement
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Formulation of the Implementing Rules for Online Voting System at Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
2
|
Formulation of the Implementing Rules for Cumulative Voting System
|
Managemeent
|
For
|
Voted - Against
|
3
|
Fulfillment of Projects Financed with Raised Funds from 2021 Share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Objective of the Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Management Organization of the Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Basis of Determining Plan Participants and the
Scope Thereof
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Source and Number of Underlying Stocks Under the
Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Distribution Results of Restricted Stocks
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Time Schedule of the Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Grant Price of the Restricted Stocks and Its
Determining Method
|
Managemeent
|
For
|
Voted - For
|
8
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Conditions for Granting and Unlocking the
Restricted Stocks
|
Managemeent
|
For
|
Voted - For
|
9
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Method and Procedure for Adjusting the Restricted
Stocks
|
Managemeent
|
For
|
Voted - For
|
10
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Accounting Treatment for the Restricted Stocks
|
Managemeent
|
For
|
Voted - For
|
11
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Procedure for Granting and Unlocking the
Restricted Stocks
|
Managemeent
|
For
|
Voted - For
|
12
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Rights and Obligations of the Company and the
Plan Participants
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
13
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Treatment in Case of Unusual Changes to the
Company Or Plan Participants
|
Managemeent
|
For
|
Voted - For
|
14
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Alteration and Termination of the Plan
|
Managemeent
|
For
|
Voted - For
|
15
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary: Principles for Repurchase of the Restricted
Stocks
|
Managemeent
|
For
|
Voted - For
|
16
|
Management Measures for the 2021 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
17
|
Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
18
|
Authorization to the Board to Handle Matters Regarding 2021 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
1
|
A Project Investment Agreement to be Signed with the Administration Committee of Ningbo Economic and
Technological Development Zone
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 3rd Quarter Profit Distribution Plan the Detailed Profit Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included): Cny32.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
3
|
Implementing Results of 2021 Remuneration for Directors and 2022 Remuneration Standards
|
Managemeent
|
Did Not Vote
|
|
4
|
Implementing Results of 2021 Remuneration for Supervisors and 2022 Remuneration Standards
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny2.05000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
2021 Annual Accounts and 2022 Financial Budget Report
|
Managemeent
|
Did Not Vote
|
|
8
|
2022 Application for Comprehensive Credit Line by the Company and Its Controlled Subsidiaries and Provision for
Guarantee
|
Managemeent
|
Did Not Vote
|
|
9
|
Confirmation of 2021 Continuing Connected Transactions and 2022 Estimated Continuing Connected Transactions
|
Managemeent
|
Did Not Vote
|
|
10
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
|
11
|
Connected Transaction Regarding Participation in Setting Up an Investment Fund
|
Managemeent
|
Did Not Vote
|
|
12
|
The Company's Eligibility for A-share Offering to Specific Parties
|
Managemeent
|
Did Not Vote
|
|
13
|
Demonstration Analysis Report on the Plan for 2022 A-share Offering to Specific Parties
|
Managemeent
|
Did Not Vote
|
|
14
|
Plan for 2022 A-share Offering to Specific Parties: Stock Type and Par Value
|
Managemeent
|
Did Not Vote
|
|
15
|
Plan for 2022 A-share Offering to Specific Parties: Issuing Method and Date
|
Managemeent
|
Did Not Vote
|
|
16
|
Plan for 2022 A-share Offering to Specific Parties: Issuing Targets and Subscription Method
|
Managemeent
|
Did Not Vote
|
|
17
|
Plan for 2022 A-share Offering to Specific Parties: Pricing Base Date, Pricing Principles and Issue Price
|
Managemeent
|
Did Not Vote
|
|
18
|
Plan for 2022 A-share Offering to Specific Parties: Issuing Volume
|
Managemeent
|
Did Not Vote
|
|
19
|
Plan for 2022 A-share Offering to Specific Parties: Purpose and Purpose of the Raised Funds
|
Managemeent
|
Did Not Vote
|
|
20
|
Plan for 2022 A-share Offering to Specific Parties: Lockup Period
|
Managemeent
|
Did Not Vote
|
|
21
|
Plan for 2022 A-share Offering to Specific Parties: Listing Place
|
Managemeent
|
Did Not Vote
|
|
22
|
Plan for 2022 A-share Offering to Specific Parties: Arrangement for the Accumulated Retained Profits Before the
Issuance
|
Managemeent
|
Did Not Vote
|
|
23
|
Plan for 2022 A-share Offering to Specific Parties: the Valid Period of the Resolution on the Share Offering
|
Managemeent
|
Did Not Vote
|
|
24
|
Preplan for 2022 A-share Offering to Specific Parties
|
Managemeent
|
Did Not Vote
|
|
25
|
Feasibility Analysis Report on the Use of Funds to be Raised from 2022 A-share Offering to Specific Parties
|
Managemeent
|
Did Not Vote
|
|
26
|
Report on the Use of Previously Raised Funds
|
Managemeent
|
Did Not Vote
|
|
27
|
Diluted Immediate Return After 2022 A-share Offering to Specific Parties, Filling Measures and Commitments of
Relevant Parties
|
Managemeent
|
Did Not Vote
|
|
28
|
Shareholder Return Plan for the Next Three Years from 2022 to 2024
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
29
|
Statement on the Purpose of the Raised Funds Belongs to the Technological Innovation Field
|
Managemeent
|
Did Not Vote
|
|
30
|
Full Authorization to the Board to Handle Matters Regarding the 2022 A-share Share Offering to Specific Parties
|
Managemeent
|
Did Not Vote
|
1
|
Change of the Company's Registered Capital
|
Managemeent
|
For
|
Voted - Against
|
2
|
Change of the Company's Some Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
3
|
Plan for Public Issuance of Convertible Corporate Bonds: Type of Securities to be Issued
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for Public Issuance of Convertible Corporate Bonds: Issuing Volume
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for Public Issuance of Convertible Corporate Bonds: Par Value and Issue Price
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for Public Issuance of Convertible Corporate Bonds: Bond Duration
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for Public Issuance of Convertible Corporate Bonds: Interest Rate of the Bond
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for Public Issuance of Convertible Corporate Bonds: Time Limit and Method for Paying the Principal and
Interest
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for Public Issuance of Convertible Corporate Bonds: Conversion Period
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for Public Issuance of Convertible Corporate Bonds: Determination and Adjustment to the Conversion Price
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for Public Issuance of Convertible Corporate Bonds: Provisions on Downward Adjustment of the Conversion
Price
|
Managemeent
|
For
|
Voted - For
|
12
|
Plan for Public Issuance of Convertible Corporate Bonds: Determining Method for the Number of Converted Shares
|
Managemeent
|
For
|
Voted - For
|
13
|
Plan for Public Issuance of Convertible Corporate Bonds: Redemption Clauses
|
Managemeent
|
For
|
Voted - For
|
14
|
Plan for Public Issuance of Convertible Corporate Bonds: Resale Clauses
|
Managemeent
|
For
|
Voted - For
|
15
|
Plan for Public Issuance of Convertible Corporate Bonds: Attribution of Related Dividends for Conversion Years
|
Managemeent
|
For
|
Voted - For
|
16
|
Plan for Public Issuance of Convertible Corporate Bonds: Issuing Targets and Method
|
Managemeent
|
For
|
Voted - For
|
17
|
Plan for Public Issuance of Convertible Corporate Bonds: Arrangement for Placing to Original Shareholders
|
Managemeent
|
For
|
Voted - For
|
18
|
Plan for Public Issuance of Convertible Corporate Bonds: Matters Regarding the Meetings of Bondholders
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
19
|
Plan for Public Issuance of Convertible Corporate Bonds: Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
20
|
Plan for Public Issuance of Convertible Corporate Bonds: Management and Deposit of Raised Funds
|
Managemeent
|
For
|
Voted - For
|
21
|
Plan for Public Issuance of Convertible Corporate Bonds: Guarantee Matters
|
Managemeent
|
For
|
Voted - For
|
22
|
Plan for Public Issuance of Convertible Corporate Bonds: the Valid Period of the Resolution
|
Managemeent
|
For
|
Voted - For
|
23
|
The Company's Eligibility for Public Issuance of Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
24
|
Preplan for Public Issuance of Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
25
|
Feasibility Analysis on the Use of Funds to be Raised from the Issuance of Convertible Bonds
|
Managemeent
|
For
|
Voted - For
|
26
|
Rules Governing the Meetings of Bondholders' of the Company's Convertible Bonds
|
Managemeent
|
For
|
Voted - For
|
27
|
Special Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
28
|
Full Authorization to the Board to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
29
|
Shareholder Return Plan for the Next Three Years from 2021 to 2023
|
Managemeent
|
For
|
Voted - For
|
30
|
Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures
|
Managemeent
|
For
|
Voted - For
|
1
|
Adjustment of the Application for Comprehensive Credit Line to Banks by the Company and Its Controlled
Subsidiaries from 2021 to 2022
|
Managemeent
|
For
|
Voted - For
|
2
|
The First Phase Excellence Employee Stock Ownership Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
3
|
Management Measures for the First Phase Excellence Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
4
|
Authorization to the Board to Handle Matters Regarding the First Phase Excellence Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
5
|
2022 Financial Budget Report
|
Managemeent
|
Did Not Vote
|
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny17.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
Did Not Vote
|
|
7
|
Determination of External Guarantee Quota of the Company and Its Controlled Subsidiaries
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
2021 Confirmation of Remuneration for Non-independent Director: 2021 Remuneration for Yao Liangsong
|
Managemeent
|
Did Not Vote
|
|
9
|
2021 Confirmation of Remuneration for Non-independent Director: 2021 Remuneration for Tan Qinxing
|
Managemeent
|
Did Not Vote
|
|
10
|
2021 Confirmation of Remuneration for Non-independent Director: 2021 Remuneration for Yao Liangbai
|
Managemeent
|
Did Not Vote
|
|
11
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny0.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Investment Plan (draft)
|
Managemeent
|
For
|
Voted - For
|
8
|
Reappointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
9
|
By-election of Non-independent Directors
|
Managemeent
|
For
|
Voted - For
|
10
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
11
|
By-election of Shareholder Supervisors
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Zhang Xiaolu As A Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts and 2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny2.28000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
2021 Connected Transactions Results and Report on the Implementation of Connected Transactions Management
System
|
Managemeent
|
For
|
Voted - For
|
7
|
Appointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Capital Management Plan from 2022 to 2021
|
Managemeent
|
For
|
Voted - For
|
9
|
General Authorization for Issuance of Financial Bonds and Tier II Capital Bonds
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1.1
|
Election of Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of
Director: He Jianfeng
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of
Director: Cai Xun
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-employee Supervisor with the Tenure Up to the Expiration of the Tenure of the 10th Committee of
Supervisor: Zhu Xinrong
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-employee Supervisor with the Tenure Up to the Expiration of the Tenure of the 10th Committee of
Supervisor: Liu Huaijing
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Non-employee Supervisor with the Tenure Up to the Expiration of the Tenure of the 10th Committee of
Supervisor: Hong Jiaxi
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Accounts, Including 2021 Audit Report and Audited Financial Statements
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny15.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
7
|
Appointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Development Plan from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
9
|
Remuneration Management System for Directors and Supervisors
|
Managemeent
|
For
|
Voted - For
|
10
|
Issuance of Debt Financing Instruments
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny2.47400000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
5
|
2022 Fixed Assets Investment Budget Plan
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Appointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
Authorization for Purchase of Liability Insurance for Directors, Supervisors and Senior Management of A and H
Shares
|
Managemeent
|
For
|
Voted - For
|
8
|
2020 Remuneration Settlement Plan for Directors
|
Managemeent
|
For
|
Voted - For
|
9
|
2020 Remuneration Settlement Plan for Supervisors
|
Managemeent
|
For
|
Voted - For
|
10
|
Issuance of Write-down Non-fixed Term Capital Bonds
|
Managemeent
|
For
|
Voted - For
|
11
|
Extension of the Valid Period of Resolution and Authorization on the Issuance of Write-down Qualified
Second-tier Capital Instruments
|
Managemeent
|
For
|
Voted - For
|
12
|
General Authorization to the Board Regarding Share Offering
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Non-independent Director: Tan Lixia
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-independent Director: Zhou Yunjie
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-independent Director: Liu Zhanjie
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-independent Director: Gong Wenwen
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Non-independent Director: Wang Wenfu
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Non-independent Director: Hu Xiong
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Non-independent Director: Zhang Zhaoyue
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Independent Director: Chen Jie
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Independent Director: Luo Jin
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Independent Director: Zou Dianxin
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Independent Director: Huang Weide
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Election of Supervisor: Zhang Xuejuan
|
Managemeent
|
For
|
Voted - For
|
1.13
|
Election of Supervisor: Guo Congzhao
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Connected Transactions Regarding Setting Up A Controlled Subsidiary and Application for Issuance of
Asset-backed Securities
|
Managemeent
|
For
|
Voted - For
|
1
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):5.000000
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
6
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
Cash Management with Some Temporarily Idle Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
8
|
Change of the Company's Registered Capital, Amendments to the Company's Articles of Association, and Handling
the Industrial and Commercial Registration Amendment
|
Managemeent
|
For
|
Voted - Against
|
9
|
2022 Remuneration Plan for Directors and Supervisors
|
Managemeent
|
For
|
Voted - For
|
1
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
2
|
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
3
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
Amendments to the Connected Transactions Management System
|
Managemeent
|
For
|
Voted - For
|
6
|
Amendments to the Raised Funds Management System
|
Managemeent
|
For
|
Voted - For
|
7
|
Amendments to the External Guarantee Management System
|
Managemeent
|
For
|
Voted - For
|
8
|
Amendments to the System for Prevention of Fund Occupation by Controlling Shareholders and Their Related
Parties
|
Managemeent
|
For
|
Voted - For
|
9
|
Connected Transactions Regarding Provision of Guarantee for Joint Stock Companies
|
Managemeent
|
For
|
Voted - For
|
1
|
The Company's Eligibility for Public Issuance of Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for Public Issuance of Convertible Corporate Bonds: Type of Securities to be Issued
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for Public Issuance of Convertible Corporate Bonds: Issuing Scale
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for Public Issuance of Convertible Corporate Bonds: Bond Duration
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for Public Issuance of Convertible Corporate Bonds: Par Value and Issue Price
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for Public Issuance of Convertible Corporate Bonds: Interest Rate of the Bond
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for Public Issuance of Convertible Corporate Bonds: Time Limit and Method for Repaying the Principal and
Interest
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for Public Issuance of Convertible Corporate Bonds: Conversion Period
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for Public Issuance of Convertible Corporate Bonds: Determining the Conversion Price
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for Public Issuance of Convertible Corporate Bonds: Adjustment of the Conversion Price and Calculation
Method
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for Public Issuance of Convertible Corporate Bonds: Provisions on Downward Adjustment of the Conversion
Price
|
Managemeent
|
For
|
Voted - For
|
12
|
Plan for Public Issuance of Convertible Corporate Bonds: Determining Method for the Number of Converted Shares
|
Managemeent
|
For
|
Voted - For
|
13
|
Plan for Public Issuance of Convertible Corporate Bonds: Redemption Clauses
|
Managemeent
|
For
|
Voted - For
|
14
|
Plan for Public Issuance of Convertible Corporate Bonds: Resale Clauses
|
Managemeent
|
For
|
Voted - For
|
15
|
Plan for Public Issuance of Convertible Corporate Bonds: Attribution of Related Dividends for Conversion Years
|
Managemeent
|
For
|
Voted - For
|
16
|
Plan for Public Issuance of Convertible Corporate Bonds: Issuing Targets and Method
|
Managemeent
|
For
|
Voted - For
|
17
|
Plan for Public Issuance of Convertible Corporate Bonds: Arrangement for Placing to Original Shareholders
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
18
|
Plan for Public Issuance of Convertible Corporate Bonds: Matters Regarding the Meetings of Bondholders
|
Managemeent
|
For
|
Voted - For
|
19
|
Plan for Public Issuance of Convertible Corporate Bonds: Amount and Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
20
|
Plan for Public Issuance of Convertible Corporate Bonds: Guarantee Matters
|
Managemeent
|
For
|
Voted - For
|
21
|
Plan for Public Issuance of Convertible Corporate Bonds: Management and Deposit of Raised Funds
|
Managemeent
|
For
|
Voted - For
|
22
|
Plan for Public Issuance of Convertible Corporate Bonds: Trustee Matters
|
Managemeent
|
For
|
Voted - For
|
23
|
Plan for Public Issuance of Convertible Corporate Bonds: the Valid Period of the Issuing Plan
|
Managemeent
|
For
|
Voted - For
|
24
|
Preplan for Public Issuance of Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
25
|
Feasibility Analysis Report on the Use of Funds to be Raised from the Public Issuance of Convertible Corporate
Bonds
|
Managemeent
|
For
|
Voted - For
|
26
|
Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
27
|
Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures and
Commitments of Relevant Parties
|
Managemeent
|
For
|
Voted - For
|
28
|
Formulation of the Rules Governing the Meetings of Bondholders' of the Company's Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
29
|
Full Authorization to the Board to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Work Report of Independent Non-executive Directors
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
5
|
2022 Financial Budget Report
|
Managemeent
|
Did Not Vote
|
|
6
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
7
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny0.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
Did Not Vote
|
|
8
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
|
9
|
Reappointment of 2022 Internal Control Audit Firm
|
Managemeent
|
Did Not Vote
|
|
10
|
2021 Internal Control Evaluation Report
|
Managemeent
|
Did Not Vote
|
|
11
|
2021 Social Responsibility Report
|
Managemeent
|
Did Not Vote
|
|
12
|
2021 Special Report on the Deposit and Use of Raised Funds
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
13
|
2022 Provision of Guarantee Quota for A Hong Kong Subsidiary
|
Managemeent
|
Did Not Vote
|
|
14
|
The Financial Service Framework Agreement to be Signed with A Company
|
Managemeent
|
Did Not Vote
|
|
15
|
Report on Risk Assessment of A Company
|
Managemeent
|
Did Not Vote
|
|
16
|
Preplan for Disposal of Risk of Deposit in A Company
|
Managemeent
|
Did Not Vote
|
|
17
|
General Authorization for H-share Offering
|
Managemeent
|
Did Not Vote
|
1
|
Adjustment of the Repurchase Price of the Second Phase Restricted Stock Incentive Plan and Cancellation of Some
Locked Restricted Stocks Granted to Plan Participants
|
Managemeent
|
For
|
Voted - For
|
2
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
Voted - Abstain
|
1
|
2021 Restricted Stock Incentive Plan: Objective of the Incentive Plan
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Restricted Stock Incentive Plan: Management Organization of the Plan
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Restricted Stock Incentive Plan: Basis of Determining Plan Participants and the Scope Thereof
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Restricted Stock Incentive Plan: Source and Number of Underlying Stocks Under the Incentive Plan
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Restricted Stock Incentive Plan: Valid Period, Grant Date, Lock-up Period, Unlocking Arrangement and
Non-tradable Period of the Incentive Plan
|
Managemeent
|
Did Not Vote
|
|
6
|
2021 Restricted Stock Incentive Plan: Grant Price of the Restricted Stocks and Its Determining Method
|
Managemeent
|
Did Not Vote
|
|
7
|
2021 Restricted Stock Incentive Plan: Conditions for Granting and Unlocking the Restricted Shares
|
Managemeent
|
Did Not Vote
|
|
8
|
2021 Restricted Stock Incentive Plan: Method and Procedure for Adjusting the Restricted Stocks
|
Managemeent
|
Did Not Vote
|
|
9
|
2021 Restricted Stock Incentive Plan: Accounting Treatment for the Restricted Stocks
|
Managemeent
|
Did Not Vote
|
|
10
|
2021 Restricted Stock Incentive Plan: Procedure for Implementing the Restricted Stock Incentive Plan
|
Managemeent
|
Did Not Vote
|
|
11
|
2021 Restricted Stock Incentive Plan: Rights and Obligations of the Company and the Plan Participants
|
Managemeent
|
Did Not Vote
|
|
12
|
2021 Restricted Stock Incentive Plan: Treatment in Case of Unusual Changes to the Company Or Plan Participants
|
Managemeent
|
Did Not Vote
|
|
13
|
2021 Restricted Stock Incentive Plan Principles for Repurchase and Cancellation of Restricted Stocks
|
Managemeent
|
Did Not Vote
|
|
14
|
2021 Restricted Stock Incentive Plan: Other Major Events
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
15
|
Management Measures for 2021 Restricted Stock Incentive Plan (revised)
|
Managemeent
|
Did Not Vote
|
|
16
|
Appraisal Management Measures for the 2021 Restricted Stock Incentive Plan (revised)
|
Managemeent
|
Did Not Vote
|
|
17
|
Authorization to the Board to Handle Matters Regarding 2021 Restricted Stock Incentive Plan
|
Managemeent
|
Did Not Vote
|
|
18
|
Adjustment of the Repurchase Price of the 2nd Phase Restricted Stocks Incentive Plan and Repurchase and
Cancellation of Some Locked Restricted Stocks Granted to Plan Participants
|
Managemeent
|
Did Not Vote
|
|
19
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
Did Not Vote
|
|
20
|
Financial Support for Controlled Subsidiaries
|
Managemeent
|
Did Not Vote
|
1
|
Reappointment of 2021 Financial and Internal Control Audit Firm
|
Managemeent
|
Did Not Vote
|
1
|
By-election of Director: Ye Weidong
|
Managemeent
|
For
|
Voted - For
|
1
|
Cash Management with Some Idle Raised Funds and Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts Report
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny1.90000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
2022 Budget Report
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Estimated Annual Quota of Deposits in and Loans from Related Banks
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
8
|
Report on 2021 Remuneration for Directors and Supervisors
|
Managemeent
|
For
|
Voted - For
|
9
|
Reappointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - For
|
11
|
By-election and Change of Director: Wang Xiufeng
|
Managemeent
|
For
|
Voted - For
|
12
|
By-election and Change of Director: Zhang Yiming
|
Managemeent
|
For
|
Voted - For
|
13
|
By-election of Independent Director: Liu Shaoxuan
|
Managemeent
|
For
|
Voted - For
|
1
|
The Company's Eligibility for A-share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for 2022 A-share Offering to Specific Parties: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for 2022 A-share Offering to Specific Parties: Issuing Method and Date
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for 2022 A-share Offering to Specific Parties: Issuing Targets and Subscription Method
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for 2022 A-share Offering to Specific Parties: Pricing Base Date, Pricing Principles and Issue Price
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for 2022 A-share Offering to Specific Parties: Issuing Volume
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for 2022 A-share Offering to Specific Parties: Lockup Period Arrangement
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for 2022 A-share Offering to Specific Parties: Total Amount and Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for 2022 A-share Offering to Specific Parties: Listing Place
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for 2022 A-share Offering to Specific Parties: Arrangement for the Accumulated Retained Profits Before the
Issuance
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for 2022 A-share Offering to Specific Parties: the Valid Period of This Issuance Resolution
|
Managemeent
|
For
|
Voted - For
|
12
|
Demonstration Analysis Report on the Plan for 2022 A-share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
13
|
Preplan for 2022 A-share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
14
|
Feasibility Analysis Report on the Use of Funds to be Raised from the 2022 A-share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
15
|
Special Report on Used of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
16
|
Diluted Immediate Return After the A-share Offering to Specific Parties, Filling Measures and Commitments of
Relevant Parties
|
Managemeent
|
For
|
Voted - For
|
17
|
Shareholder Return Plan for the Next Three Years from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
18
|
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the A-share Offering to
Specific Parties
|
Managemeent
|
For
|
Voted - For
|
1
|
Resignation and By-election of Independent Director: Ye Xiaojie
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Board of Directors (including 2021 Work Report of Independent Directors and 2021 Work
Report of the Audit Committee of the Board)
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
5
|
Implementing Results of 2021 Continuing Connected Transactions and Estimation of 2022 Continuing Connected
Transactions
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny21.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
7
|
Special Report on the Deposit and Use of Raised Funds in 2021
|
Managemeent
|
For
|
Voted - For
|
8
|
2021 Remuneration and Bonus for Directors and 2022 Remuneration Plan
|
Managemeent
|
For
|
Voted - For
|
9
|
2021 Remuneration and Bonus for Supervisors and 2022 Remuneration Plan
|
Managemeent
|
For
|
Voted - For
|
10
|
Permanently Supplementing the Working Capital with Some Surplus Raised Funds
|
Managemeent
|
For
|
Voted - For
|
1
|
The Company's Eligibility for Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
Plan for Non-public A-share Offering to Specific Targets: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for Non-public A-share Offering to Specific Targets: Issuing Method and Date
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for Non-public A-share Offering to Specific Targets: Subscription Method
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for Non-public A-share Offering to Specific Targets: Issue Price and Pricing Principles
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for Non-public A-share Offering to Specific Targets: Issuing Targets and Volume
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for Non-public A-share Offering to Specific Targets: Lockup Period
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for Non-public A-share Offering to Specific Targets: Listing Place
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for Non-public A-share Offering to Specific Targets: Arrangement for the Accumulated Retained Profits
Before Completion of the Issuance
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for Non-public A-share Offering to Specific Targets: Valid Period of the Resolution
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for Non-public A-share Offering to Specific Targets: Amount and Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
12
|
Preplan for Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
13
|
Feasibility Analysis Report on the Use of Funds to be Raised from the 2021 Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
14
|
Special Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
15
|
Diluted Immediate Return After the Non-public A-share Offering and Filling Measures
|
Managemeent
|
For
|
Voted - For
|
16
|
Shareholder Return Plan for the Next Three Years from 2021 to 2023
|
Managemeent
|
For
|
Voted - For
|
17
|
Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Non-public A-share
Offering and Strategic Cooperation
|
Managemeent
|
For
|
Voted - For
|
18
|
Introduction of Strategic Investors
|
Managemeent
|
For
|
Voted - For
|
19
|
Conditional Strategic Cooperation Agreements to be Signed with Strategic Investors
|
Managemeent
|
For
|
Voted - For
|
20
|
Conditional Share Subscription Agreements to be Signed with Subscribers
|
Managemeent
|
For
|
Voted - For
|
21
|
Connected Transactions Involved in the Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
1
|
The Company's Eligibility for Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for Non-public A-share Offering to Specific Targets: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for Non-public A-share Offering to Specific Targets: Issuing Method and Date
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for Non-public A-share Offering to Specific Targets: Subscription Method
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for Non-public A-share Offering to Specific Targets: Issue Price and Pricing Principles
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Plan for Non-public A-share Offering to Specific Targets: Issuing Targets and Volume
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for Non-public A-share Offering to Specific Targets: Lockup Period
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for Non-public A-share Offering to Specific Targets: Listing Place
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for Non-public A-share Offering to Specific Targets: Arrangement for the Accumulated Retained Profits
Before Completion of the Issuance
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for Non-public A-share Offering to Specific Targets: Valid Period of the Resolution
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for Non-public A-share Offering to Specific Targets: Amount and Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
12
|
Preplan for Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
13
|
Feasibility Analysis Report on the Use of Funds to be Raised from the 2021 Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
14
|
Special Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
15
|
Diluted Immediate Return After the Non-public A-share Offering and Filling Measures
|
Managemeent
|
For
|
Voted - For
|
16
|
Shareholder Return Plan for the Next Three Years from 2021 to 2023
|
Managemeent
|
For
|
Voted - For
|
17
|
Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Non-public A-share
Offering and Strategic Cooperation
|
Managemeent
|
For
|
Voted - For
|
18
|
Introduction of Strategic Investors
|
Managemeent
|
For
|
Voted - For
|
19
|
Conditional Strategic Cooperation Agreements to be Signed with Strategic Investors
|
Managemeent
|
For
|
Voted - For
|
20
|
Conditional Share Subscription Agreements to be Signed with Subscribers
|
Managemeent
|
For
|
Voted - For
|
21
|
Connected Transactions Involved in the Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Supervisor: Yin Lixia
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Supervisor: Liu Jianguang
|
Managemeent
|
For
|
Voted - For
|
2
|
Revision and Restatement of the Articles of Association
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Additional Guarantee Quota for Wholly-owned and Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
4
|
Provision of Connected Guarantee for A Company
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Additional Credit Line
|
Managemeent
|
For
|
Voted - For
|
6
|
Investment in Construction of A Production Base
|
Managemeent
|
For
|
Voted - For
|
1
|
Adjustment of the Repurchase Price and Repurchase and Cancellation of Some Locked Restricted Stocks Granted to
Plan Participants
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
Revision and Restatement of the Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1.1
|
Election of Director: Liang Feng
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Chen Wei
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Han Zhongwei
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Independent Director: Yuan Bin
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Independent Director: Pang Jinwei
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Supervisor: Yin Lixia
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Supervisor: Liu Jianguang
|
Managemeent
|
For
|
Voted - For
|
2
|
Work System for Independent Directors (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
3
|
Connected Transactions Decision-making System (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
4
|
External Investment Management System (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
5
|
External Guarantee Management System (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
6
|
Raised Funds Management System (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
7
|
Forward Foreign Exchange Management System (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
8
|
Rules of Procedure Governing the Board Meetings (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
9
|
Rules of Procedure Governing the Supervisory Committee (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
10
|
Rules of Procedure Governing Shareholders' General Meetings (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
11
|
2022 Application for Credit Line by the Company and Its Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
12
|
2022 Guarantee for Wholly-owned and Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
13
|
Provision of Connected Guarantee for A Company
|
Managemeent
|
For
|
Voted - For
|
14
|
Cash Management with Some Temporarily Idle Raised Funds and Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny5.04000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):10.000000
|
Managemeent
|
For
|
Voted - For
|
6
|
Reappointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
Remuneration for Directors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
8
|
Remuneration for Supervisors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
2022 Additional Guarantee Quota for Wholly-owned and Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
10
|
Connected Transaction Regarding Capital Increase and Share Expansion of A Wholly-owned Subsidiary
|
Managemeent
|
For
|
Voted - For
|
11
|
2022 Stock Option and Restricted Stock Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
12
|
Appraisal Management Measures for the Implementation of 2022 Stock Option and Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
13
|
Authorization to the Board to Handle Matter Regarding the Equity Incentive
|
Managemeent
|
For
|
Voted - For
|
1
|
By-election of Director: Yuan Qingmao
|
Managemeent
|
For
|
Voted - For
|
2
|
By-election of Director: Yu Zhongliang
|
Managemeent
|
For
|
Voted - For
|
1
|
The Expansion Project (phase I) of Original Liquor Production and Energy Storage of Fen Wine 2030 Technical
Transformation
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny18.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
7
|
Appointment of 2022 Financial Audit Firm and Internal Control Audit Firm and Payment of 2021 Audit Fees
|
Managemeent
|
For
|
Voted - For
|
8
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
9
|
Purchase of Structured Deposits
|
Managemeent
|
For
|
Voted - For
|
10
|
By-election of Independent Director: Li Zhenhuan
|
Managemeent
|
For
|
Voted - For
|
11
|
By-election of Independent Director: Zhou Peiyu
|
Managemeent
|
For
|
Voted - For
|
12
|
By-election of Independent Director: Li Linchun
|
Managemeent
|
For
|
Voted - For
|
13
|
By-election of Independent Director: Fan Yanping
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with
the Surplus Funds
|
Managemeent
|
Did Not Vote
|
|
2
|
Amendments to the Articles of Associations of the Company
|
Managemeent
|
Did Not Vote
|
1.1
|
Election of Director: Liu Libin
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Independent Director: Li Shuhua
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny1.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Report
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Estimated Continuing Connected Transaction: Continuing Connected Transactions with A Company and Its
Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Estimated Continuing Connected Transaction: Continuing Connected Transactions with Other Related Parties
|
Managemeent
|
For
|
Voted - For
|
8
|
General Authorization to the Board Regarding Additional A-share and H-share Offering
|
Managemeent
|
For
|
Voted - For
|
9
|
Public Issuance of Corporate Bond: Issuing Scale
|
Managemeent
|
For
|
Voted - For
|
10
|
Public Issuance of Corporate Bond: Issuing Method
|
Managemeent
|
For
|
Voted - For
|
11
|
Public Issuance of Corporate Bond: Arrangement for Placement to Shareholders
|
Managemeent
|
For
|
Voted - For
|
12
|
Public Issuance of Corporate Bond: Bond Duration
|
Managemeent
|
For
|
Voted - For
|
13
|
Public Issuance of Corporate Bond: Bond Type
|
Managemeent
|
For
|
Voted - For
|
14
|
Public Issuance of Corporate Bond: Interest Rate and Its Determining Method
|
Managemeent
|
For
|
Voted - For
|
15
|
Public Issuance of Corporate Bond: Issuing Targets
|
Managemeent
|
For
|
Voted - For
|
16
|
Public Issuance of Corporate Bond: Listing Place
|
Managemeent
|
For
|
Voted - For
|
17
|
Public Issuance of Corporate Bond: Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
18
|
Public Issuance of Corporate Bond: Guarantee Matters
|
Managemeent
|
For
|
Voted - For
|
19
|
Public Issuance of Corporate Bond: the Valid Period of the Resolution
|
Managemeent
|
For
|
Voted - For
|
20
|
Public Issuance of Corporate Bond: Authorization Matters
|
Managemeent
|
For
|
Voted - For
|
21
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Interim Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included): Cny2.50000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
3
|
Appraisal Management Measures for the 2021 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
4
|
Authorization to the Board to Handle the Equity Incentive
|
Managemeent
|
For
|
Voted - For
|
1
|
Connected Transaction Regarding Acquisition of Minority Interest in A Controlled Subsidiary
|
Managemeent
|
For
|
Voted - For
|
1
|
By-election of Non-independent Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
Investment in Construction of A Project
|
Managemeent
|
For
|
Voted - For
|
2
|
Investment in Construction of Another Project
|
Managemeent
|
For
|
Voted - For
|
1
|
The Company's Eligibility for Issuance of Convertible Corporate Bonds to Non-specific Parties
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Type of Securities to be Issued
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Issuing Scale
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Par Value and Issue Price
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Bond Duration
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Interest Rate of the Bond
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Time Limit and Method for Repaying
the Principal and Interest
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Conversion Period
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Determination and Adjustment to the
Conversion Price
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Provisions on Downward Adjustment of
the Conversion Price
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Determining Method for the Number of
Converted Shares and Treatment Method in Case the Remaining Convertible Bonds Cannot be Converted Into One Common Share When Conversion Happens
|
Managemeent
|
For
|
Voted - For
|
12
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Redemption Clauses
|
Managemeent
|
For
|
Voted - For
|
13
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Resale Clauses
|
Managemeent
|
For
|
Voted - For
|
14
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Dividend Distribution After the
Conversion
|
Managemeent
|
For
|
Voted - For
|
15
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Issuing Targets and Method
|
Managemeent
|
For
|
Voted - For
|
16
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Arrangement for Placing to Original
Shareholders
|
Managemeent
|
For
|
Voted - For
|
17
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Matters Regarding the Meetings of
Bondholders
|
Managemeent
|
For
|
Voted - For
|
18
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
19
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Guarantee Matters
|
Managemeent
|
For
|
Voted - For
|
20
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Rating Matters
|
Managemeent
|
For
|
Voted - For
|
21
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: Management and Deposit of Raised
Funds
|
Managemeent
|
For
|
Voted - For
|
22
|
Plan for Issuance of Convertible Corporate Bonds to Non-specific Parties: the Valid Period of the Issuing Plan
|
Managemeent
|
For
|
Voted - For
|
23
|
Preplan for Issuance of Convertible Corporate Bonds to Non-specific Parties
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
24
|
Demonstration Analysis Report on the Issuance of Convertible Corporate Bonds to Non-specific Parties
|
Managemeent
|
For
|
Voted - For
|
25
|
Feasibility Analysis Report on the Use of Funds to be Raised from the Issuance of Convertible Corporate Bonds
to Non-specific Parties
|
Managemeent
|
For
|
Voted - For
|
26
|
Report on the Use of Previously-raised Funds
|
Managemeent
|
For
|
Voted - For
|
27
|
Diluted Immediate Return After the Issuance of Convertible Corporate Bonds to Non-specific Parties and Filling
Measures and Relevant Commitments
|
Managemeent
|
For
|
Voted - For
|
28
|
Shareholder Return Plan for the Next Three Years from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
29
|
Rules Governing the Meetings of Bondholders' of the Company's Convertible Bonds
|
Managemeent
|
For
|
Voted - For
|
30
|
Authorization to the Board and Its Authorized Persons to Handle Matters Regarding Issuance of Convertible
Corporate Bonds to Non-specific Parties
|
Managemeent
|
For
|
Voted - For
|
31
|
Amendments to the Company's Articles of Association Regarding the Profit Distribution Clauses
|
Managemeent
|
For
|
Voted - Against
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny6.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):8.000000
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Special Report on the Deposit and Use of Raised Funds
|
Managemeent
|
For
|
Voted - For
|
7
|
Appointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Application for Comprehensive Credit Line to Banks by the Company and Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
9
|
Launching Forward Foreign Exchange Settlement and Sale Business in 2022
|
Managemeent
|
For
|
Voted - For
|
10
|
Cash Management with Idle Proprietary Funds and Raised Funds
|
Managemeent
|
For
|
Voted - For
|
11
|
Investment in Construction of A Project
|
Managemeent
|
For
|
Voted - For
|
12
|
Participation in Refinancing Securities Lending Business
|
Managemeent
|
For
|
Voted - For
|
13
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny10.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):8.000000
|
Managemeent
|
For
|
Voted - For
|
6
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Remuneration Plan for Directors
|
Managemeent
|
For
|
Voted - For
|
8
|
2022 Remuneration Plan for Supervisors
|
Managemeent
|
For
|
Voted - For
|
9
|
Application for Comprehensive Credit Line to Financial Institutions
|
Managemeent
|
For
|
Voted - For
|
10
|
Guarantee Matter Regarding the Application for Comprehensive Credit Line to Financial Institutions
|
Managemeent
|
For
|
Voted - For
|
11
|
Estimated Quota of Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
12
|
Repurchase and Cancellation of Some Restricted Stocks
|
Managemeent
|
For
|
Voted - For
|
13
|
Authorization to the Board to Handle Matters Regarding the Speedy Small-amount Financing
|
Managemeent
|
For
|
Voted - For
|
14
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association, and Handle
the Industrial and Commercial Registration Amendment
|
Managemeent
|
For
|
Voted - Against
|
15
|
A Project Framework Cooperation Agreement to be Signed
|
Managemeent
|
For
|
Voted - For
|
1
|
Remuneration for Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
Change of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
3
|
Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with
the Surplus Raised Funds
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
5
|
Amendments to the Procedure and Rules for Investment Decision-making
|
Managemeent
|
For
|
Voted - For
|
6
|
Amendments to the Financial Management System
|
Managemeent
|
For
|
Voted - For
|
7
|
Amendments to the Information Disclosure Management System
|
Managemeent
|
For
|
Voted - For
|
8
|
Amendments to the Management System for the Use of Raised Funds
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Connected Transactions Decision-making System
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the External Guarantee Management System
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Share Repurchase Plan: Purpose of the Share Repurchase
|
Managemeent
|
For
|
Voted - For
|
2
|
Share Repurchase Plan: the Share Repurchase Satisfies Relevant Conditions
|
Managemeent
|
For
|
Voted - For
|
3
|
Share Repurchase Plan: Share Repurchase Method and Price Range of Shares to be Repurchased
|
Managemeent
|
For
|
Voted - For
|
4
|
Share Repurchase Plan: Type, Purpose, Total Amount, Number and Percentage to the Total Capital of Shares to be
Repurchased
|
Managemeent
|
For
|
Voted - For
|
5
|
Share Repurchase Plan: Source of the Funds to be Used for the Share Repurchase
|
Managemeent
|
For
|
Voted - For
|
6
|
Share Repurchase Plan: Time Limit of the Share Repurchase
|
Managemeent
|
For
|
Voted - For
|
7
|
Authorization to the Board to Handle Matters Regarding the Repurchase
|
Managemeent
|
For
|
Voted - For
|
8
|
2022 Employee Stock Ownership Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
9
|
Management Measures for 2022 Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
10
|
Authorization to the Board to Handle Matters Regarding the Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Independent Director: Zhao Zesong
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Independent Director: Cao Qilin
|
Managemeent
|
For
|
Voted - For
|
2
|
Adjustment of 2021 Estimated Quota of Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
1
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
2
|
Amendments to the Major Investment and Transactions Decision-making System
|
Managemeent
|
For
|
Voted - For
|
3
|
Connected Transaction Regarding Transfer of Minority Interest in A Controlled Subsidiary
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
4
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny4.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):1.000000
|
Managemeent
|
For
|
Voted - For
|
6
|
Amendments to the Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
7
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
8
|
Amendments to the Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Implementing Rules for Online Voting System at Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the External Guarantee Management System
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Work System for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
12
|
Amendments to the Connected Transactions Decision-making System
|
Managemeent
|
For
|
Voted - For
|
13
|
Amendments to the Major Investment and Transactions Decision-making System
|
Managemeent
|
For
|
Voted - For
|
14
|
Amendments to the Raised Funds Management Measures
|
Managemeent
|
For
|
Voted - For
|
15
|
Amendments to the Remuneration Management Measures for Directors, Supervisors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
16
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
17
|
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny1.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.000000
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Application for Comprehensive Credit Line to Banks
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
2022 Estimated External Guarantee Quota of the Company and Its Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
8
|
Change of the Registered Capital and Amendment to the Articles of Association of the Company
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Rules of Procedure Governing the General Meeting of Shareholders
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
12
|
Amendments to the Work System of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
13
|
Adjustment of Allowance for Directors and Supervisors
|
Managemeent
|
For
|
Voted - For
|
1
|
The Company's Eligibility for Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for 2022 Non-public Share Offering: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for 2022 Non-public Share Offering: Issuing Method and Date
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for 2022 Non-public Share Offering: Issuing Targets and Subscription Method
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for 2022 Non-public Share Offering: Pricing Principles and Issue Price
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for 2022 Non-public Share Offering: Issuing Volume
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for 2022 Non-public Share Offering: Lockup Period
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for 2022 Non-public Share Offering: Total Amount and Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for 2022 Non-public Share Offering: Arrangement for the Accumulated Retained Profits Before the Issuance
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for 2022 Non-public Share Offering: Listing Place
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for 2022 Non-public Share Offering: the Valid Period of the Resolution on the Share Offering
|
Managemeent
|
For
|
Voted - For
|
12
|
Preplan for 2022 Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
13
|
Special Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
14
|
Feasibility Analysis Report on the Use of Funds to be Raised from the 2022 Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
15
|
Diluted Immediate Return After the Non-public Share Offering, Filling Measures and Commitments of Relevant
Parties
|
Managemeent
|
For
|
Voted - For
|
16
|
Shareholder Return Plan for the Next Three Years from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
17
|
Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
18
|
Amendments to the Raised Funds Management Measures
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Extension of the Period of Controlling Shareholders' Commitments on Avoidance of Horizontal Competition
|
Managemeent
|
For
|
Voted - For
|
2
|
Appointment of Supervisors
|
Managemeent
|
For
|
Voted - For
|
1
|
Stock Option Incentive Plan (draft) and Its Summary
|
Managemeent
|
Did Not Vote
|
|
2
|
Appraisal Measures for the Implementation of the Stock Option Incentive Plan
|
Managemeent
|
Did Not Vote
|
|
3
|
Authorization to the Board to Handle Matters Regarding the Stock Option Incentive Plan
|
Managemeent
|
Did Not Vote
|
1
|
Extension of the Valid Period of the Resolution on the Share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
2
|
Extension of the Valid Period of the Full Authorization to the Board to Handle Matters Regarding the Share
Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
1
|
Amendments to the Articles of Association of the Company
|
Managemeent
|
For
|
Voted - Against
|
2
|
2022 Remuneration for Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
1
|
2022 Estimated Additional Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
2
|
Application for Comprehensive Credit Line to Banks
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Adjustment of the Guarantee Quota for Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
1
|
Capital Increase in A Company and Investment in A Project
|
Managemeent
|
For
|
Voted - For
|
2
|
The Company's Eligibility for Public Issuance of Corporate Bonds and Applicability for the Optimized Bond
Review Procedure of Shenzhen Stock Exchange
|
Managemeent
|
For
|
Voted - For
|
3
|
Application for Public Issuance of Corporate Bonds: Issuing Principal
|
Managemeent
|
For
|
Voted - For
|
4
|
Application for Public Issuance of Corporate Bonds: Bond Type and Method
|
Managemeent
|
For
|
Voted - For
|
5
|
Application for Public Issuance of Corporate Bonds: Registration Quota
|
Managemeent
|
For
|
Voted - For
|
6
|
Application for Public Issuance of Corporate Bonds: Bond Duration
|
Managemeent
|
For
|
Voted - For
|
7
|
Application for Public Issuance of Corporate Bonds: Par Value and Issue Price
|
Managemeent
|
For
|
Voted - For
|
8
|
Application for Public Issuance of Corporate Bonds: Interest Rate and Its Determining Method
|
Managemeent
|
For
|
Voted - For
|
9
|
Application for Public Issuance of Corporate Bonds: Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
10
|
Application for Public Issuance of Corporate Bonds: Issuing Targets and Arrangements for Placement to
Shareholders
|
Managemeent
|
For
|
Voted - For
|
11
|
Application for Public Issuance of Corporate Bonds: Issuing Method
|
Managemeent
|
For
|
Voted - For
|
12
|
Application for Public Issuance of Corporate Bonds: Guarantee Method
|
Managemeent
|
For
|
Voted - For
|
13
|
Application for Public Issuance of Corporate Bonds: Repayment Guarantee Measures
|
Managemeent
|
For
|
Voted - For
|
14
|
Application for Public Issuance of Corporate Bonds: Listing Place
|
Managemeent
|
For
|
Voted - For
|
15
|
Application for Public Issuance of Corporate Bonds: Special Clauses on the Issuance
|
Managemeent
|
For
|
Voted - For
|
16
|
Application for Public Issuance of Corporate Bonds: Authorization for the Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
17
|
Application for Public Issuance of Corporate Bonds: the Valid Period of the Resolution
|
Managemeent
|
For
|
Voted - For
|
18
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
2
|
Provision of Guarantee for the Bank Loans Applied for by Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
3
|
Connected Transaction Regarding Capital Increase and Share Expansion of A Controlled Subsidiary
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Zhang Mingrui As A Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Xing Jianhua As A Supervisor
|
Managemeent
|
For
|
Voted - For
|
2
|
Extension of the Deadline to Fulfill Commitments by A Company
|
Managemeent
|
For
|
Voted - For
|
3
|
Acquisition of Comprehensive Credit Line
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendments to the Company's Articles of Association and Handling of the Industrial and Commercial Registration
Amendment
|
Managemeent
|
For
|
Voted - Against
|
1.1
|
Election of Shao Jun As an Independent Director
|
Managemeent
|
For
|
Voted - For
|
2
|
Purchase of Wealth Management Products
|
Managemeent
|
For
|
Voted - For
|
1
|
The Company's Eligibility for A-share Offering to Specific Parties on the Chinext Board
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for 2022 A-share Offering to Specific Parties: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for 2022 A-share Offering to Specific Parties: Issuing Method and Date
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for 2022 A-share Offering to Specific Parties: Issuing Targets and Subscription Method
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for 2022 A-share Offering to Specific Parties: Pricing Base Date, Pricing Principles and Issue Price
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for 2022 A-share Offering to Specific Parties: Issuing Volume
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for 2022 A-share Offering to Specific Parties: Lockup Period
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
Plan for 2022 A-share Offering to Specific Parties: Total Amount and Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for 2022 A-share Offering to Specific Parties: Undistributed Profit Arrangement
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for 2022 A-share Offering to Specific Parties: Listing Place
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for 2022 A-share Offering to Specific Parties: the Valid Period of the Resolution on the Issuance
|
Managemeent
|
For
|
Voted - For
|
12
|
Preplan for 2022 A-share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
13
|
Demonstration Analysis Report on the Plan for 2022 A-share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
14
|
Feasibility Analysis Report on the Use of Funds to be Raised from the 2022 A-share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
15
|
No Need to Prepare A Report on Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
16
|
Diluted Immediate Return After the 2022 A-share Offering to Specific Parties, Filling Measures and Commitments
of Relevant Parties
|
Managemeent
|
For
|
Voted - For
|
17
|
Shareholder Return Plan for the Next Three Years from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
18
|
Setting Up A Dedicated Account for Raised Funds from the 2022 Share Offering to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
19
|
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the 2022 Share Offering
to Specific Parties
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny3.90000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Reappointment of Financial Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
Special Report on the Deposit and Use of Raised Funds
|
Managemeent
|
For
|
Voted - For
|
8
|
Adjustment of Allowance for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Remuneration Plan for Directors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
10
|
2022 Remuneration Plan for Supervisors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Expansion of the Company's Business Scope and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
2
|
Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
Plan for Share Repurchase by Means of Centralized Bidding: Purpose of the Share Repurchase
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for Share Repurchase by Means of Centralized Bidding: Type of Shares to be Repurchased
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for Share Repurchase by Means of Centralized Bidding: Method of the Share Repurchase
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for Share Repurchase by Means of Centralized Bidding: Time Limit of the Share Repurchase
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for Share Repurchase by Means of Centralized Bidding: Purpose, Number and Percentage to the Total Capital
of Shares to be Repurchased and Total Amount of Funds
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for Share Repurchase by Means of Centralized Bidding: Price of the Shares to be Repurchased
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for Share Repurchase by Means of Centralized Bidding: Total Amount and Source of the Funds to be Used for
the Repurchase
|
Managemeent
|
For
|
Voted - For
|
8
|
Authorization to the Board to Handle Matters Regarding the Share Repurchase
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Reappointment of Financial Audit Firm and Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
Implementing Results of 2021 Continuing Connected Transactions and Estimation of 2022 Continuing Connected
Transactions
|
Managemeent
|
For
|
Voted - For
|
8
|
Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
Change of the Company's Business Scope and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - For
|
10
|
By-election of Independent Director: Xu Dai
|
Managemeent
|
For
|
Voted - For
|
11
|
By-election of Independent Director: Xu Li
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Liu Hanyuan
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Xie Yi
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Yan Hu
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Director: Liu Shuqi
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Director: Wang Xiaohui
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Director: Ding Yi
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Independent Director: Fu Daiguo
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Independent Director: Jiang Yumei
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Independent Director: Song Dongsheng
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Supervisor: Deng San
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Supervisor: Cui Yong
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny9.12000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
8
|
Reappointment of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Application for Comprehensive Credit Line
|
Managemeent
|
For
|
Voted - For
|
10
|
2022 Mutual Guarantee with Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
11
|
2022 Provision of Guarantee for Clients
|
Managemeent
|
For
|
Voted - For
|
12
|
2022 Launching the Bill Pool Business
|
Managemeent
|
For
|
Voted - For
|
13
|
Application for Registration and Issuance of Super and Short-term Commercial Papers
|
Managemeent
|
For
|
Voted - For
|
14
|
Application for Registration and Issuance of Medium-term Notes
|
Managemeent
|
For
|
Voted - For
|
15
|
Adjustment of Allowance for Directors and Supervisors
|
Managemeent
|
For
|
Voted - For
|
16
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
17
|
Reformulation of and Amendments to Some Systems
|
Managemeent
|
For
|
Voted - For
|
18
|
Implementation Progress and Follow-up Planning of A Battery Business
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Employee Stock Ownership Plan from 2022 to 2024 (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
Management Measures of the Employee Stock Ownership Plan from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
3
|
Authorization to the Board to Handle Matters Regarding the Employee Stock Ownership Plan from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Non-independent Director: Tang Yue
|
Managemeent
|
Did Not Vote
|
|
1.2
|
Election of Non-independent Director: Deng Haibin
|
Managemeent
|
Did Not Vote
|
|
1.3
|
Election of Non-independent Director: Zeng Fanyun
|
Managemeent
|
Did Not Vote
|
|
1.4
|
Election of Non-independent Director: Yang Wenlu
|
Managemeent
|
Did Not Vote
|
|
1.5
|
Election of Non-independent Director: Zhou Feiyue
|
Managemeent
|
Did Not Vote
|
|
1.6
|
Election of Non-independent Director: Xiao Yunhong
|
Managemeent
|
Did Not Vote
|
|
1.7
|
Election of Independent Director: Wei Ping
|
Managemeent
|
Did Not Vote
|
|
1.8
|
Election of Independent Director: Wang Shanping
|
Managemeent
|
Did Not Vote
|
|
1.9
|
Election of Independent Director: Zhang Zaoping
|
Managemeent
|
Did Not Vote
|
|
1.10
|
Election of Independent Director: Zhang Nanning
|
Managemeent
|
Did Not Vote
|
|
1.11
|
Election of Independent Director: Zhang Shaoqiu
|
Managemeent
|
Did Not Vote
|
|
1.12
|
Election of Non-employee Supervisor: Liu Guilin
|
Managemeent
|
Did Not Vote
|
|
1.13
|
Election of Non-employee Supervisor: Qiu Yongmou
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny1.20000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
Did Not Vote
|
|
7
|
2022 Remuneration Plan for Directors, Supervisors and Senior Management
|
Managemeent
|
Did Not Vote
|
|
8
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
|
9
|
2022 Application for Comprehensive Credit Line to Banks by the Company and Its Subsidiaries and Provision of
Guarantee by the Company
|
Managemeent
|
Did Not Vote
|
|
10
|
2021 Provision for Assets Impairment and Write-off of Assets
|
Managemeent
|
Did Not Vote
|
|
11
|
Shareholder Return Plan for the Next Three Years from 2023 to 2025
|
Managemeent
|
Did Not Vote
|
|
12
|
Expansion and Change of the Company's Business Scope and Amendments to the Company's Articles of Association
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
By-election of Directors
|
Managemeent
|
For
|
Voted - For
|
1
|
Connected Transaction Regarding Application for Comprehensive Credit Line to Banks
|
Managemeent
|
For
|
Voted - For
|
1
|
Transfer of Assets to Wholly-owned Subsidiaries and Provision of Guarantee
|
Managemeent
|
For
|
Voted - For
|
2
|
Provision of Guarantee for Wholly-owned Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
3
|
Financial Support for Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
1
|
Connected Transaction Regarding Sale of Transmission Parts and Relevant Products to A Company by Another
Company
|
Managemeent
|
For
|
Voted - For
|
2
|
Connected Transaction Regarding Purchase of Transmission Parts and Relevant Products from A Company by Another
Company
|
Managemeent
|
For
|
Voted - For
|
3
|
Amendments to the Company's Articles of Association
|
Managemeent
|
Voted - Abstain
|
|
4
|
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
6
|
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
7
|
Amendments to Work Rules for Strategy Development and Investment Committee of the Board
|
Managemeent
|
For
|
Voted - For
|
8
|
Amendments to the Work Rules for the Audit Committee of the Board
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Work Rules for the Remuneration Committee of the Board
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
10
|
Amendments to the Work Rules for the Nomination Committee of the Board
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Connected Transactions Decision-making System
|
Managemeent
|
For
|
Voted - For
|
12
|
Amendments to the Investment and Operation Decision-making System
|
Managemeent
|
For
|
Voted - For
|
13
|
Connected Transaction Regarding Capital Increase in A Controlled Subsidiary
|
Managemeent
|
For
|
Voted - For
|
1
|
Change of Projects Financed with Raised Fund from the Convertible Corporate Bond
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Stock Option and Restricted Stock Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
Formulation of the Appraisal Management Measures for the 2021 Stock Option and Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Authorization to the Board to Handle Matters Regarding the Equity Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
1
|
Election of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
Election of Supervisors
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 H-share Reward Trust Plan (draft)
|
Managemeent
|
For
|
Voted - For
|
2
|
Granting Rewards to Connected Persons Under the 2021 H-share Reward Trust Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Authorization to the Board to Handle Matters Regarding the 2021 H-share Reward Trust Plan
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Shareholder Benefit Consistency Reward Plan (draft)
|
Managemeent
|
For
|
Voted - For
|
5
|
Granting Rewards to Connected Persons Under the 2021 Shareholder Benefit Consistency Reward Plan
|
Managemeent
|
For
|
Voted - For
|
6
|
Authorization to the Board to Handle Matters Regarding the 2021 Shareholder Benefit Consistency Reward Plan
|
Managemeent
|
For
|
Voted - For
|
7
|
Change of the Company's Registered Capital
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
Amendments to the Company's Articles of Association and Handling of the Industrial and Commercial Registration
Amendment
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny5.17400000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
5
|
2022 External Guarantee Quota
|
Managemeent
|
For
|
Voted - For
|
6
|
Reappointment of 2022 Domestic and Overseas Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
Verification of the Quota of 2022 Foreign Exchange Hedging Business
|
Managemeent
|
For
|
Voted - For
|
8
|
Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with
the Surplus Raised Funds
|
Managemeent
|
For
|
Voted - For
|
9
|
Change of the Purpose of Some Funds Raised from the A-share Ipo
|
Managemeent
|
For
|
Voted - For
|
10
|
Change of the Company's Registered Capital
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Company's Articles of Association and Handling of the Industrial and Commercial Registration
Amendment
|
Managemeent
|
For
|
Voted - Against
|
12
|
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
13
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
14
|
Amendments to the External Investment Management System
|
Managemeent
|
For
|
Voted - For
|
15
|
Amendments to the Connected Transaction Management System
|
Managemeent
|
For
|
Voted - For
|
16
|
Amendments to the External Guarantee System
|
Managemeent
|
For
|
Voted - For
|
17
|
By-election of Members of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
18
|
General Authorization to the Board Regarding H-share and (or) A-share Additional Offering
|
Managemeent
|
For
|
Voted - For
|
19
|
General Authorization to the Board Regarding the Repurchase of H-shares and (or) A-shares
|
Managemeent
|
For
|
Voted - For
|
20
|
Authorization to the Board to Issue Domestic and Overseas Debt Financing Instruments
|
Managemeent
|
For
|
Voted - For
|
1
|
General Authorization to the Board Regarding the Repurchase of H-shares and (or) A-shares
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Restricted Stock Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Authorization to the Board to Handle Matters Regarding the Equity Incentive
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Estimated Additional Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
1
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
2
|
Application for Comprehensive Credit Line to Banks
|
Managemeent
|
For
|
Voted - For
|
3
|
Provision of Guarantee for the Bank Credit Line Applied for by Wholly-owned Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
4
|
Launching Forward Foreign Exchange Settlement and Sale Business
|
Managemeent
|
For
|
Voted - For
|
5
|
Repurchase and Cancellation of Some Restricted Stocks
|
Managemeent
|
For
|
Voted - For
|
6
|
Change of the Company's Registered Capital
|
Managemeent
|
For
|
Voted - Against
|
7
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
Adjustment of the Guarantee Quota for Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Nomination of Director: Zheng Yongda
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Nomination of Director: Huang Wenzhou
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Nomination of Director: Ye Yanliu
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Nomination of Director: Zou Shaorong
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Nomination of Director: Lin Mao
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Nomination of Director: Chen Dongxu
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Nomination of Independent Director: Lin Tao
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Nomination of Independent Director: Chen Shoude
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Nomination of Independent Director: Wu Yuhui
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election and Recommendation of Supervisor: Lin Fang
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.11
|
Election and Recommendation of Supervisor: Li Yupeng
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Accounts and 2022 Budget Plan
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny6.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
7
|
Estimated Guarantee Quota for Subsidiaries and Joint Stock Companies
|
Managemeent
|
For
|
Voted - For
|
8
|
Connected Transaction Regarding External Loans Quota
|
Managemeent
|
For
|
Voted - For
|
9
|
Launching Foreign Exchange Derivatives Transactions
|
Managemeent
|
For
|
Voted - For
|
10
|
Launching Commodity Derivatives Business
|
Managemeent
|
For
|
Voted - For
|
11
|
2022 Estimated Quota of Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
12
|
2022 Estimated Additional Quota of Continuing Connected Transactions with Financial Institutions
|
Managemeent
|
For
|
Voted - For
|
13
|
Cash Management with Idle Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
14
|
Appointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
15
|
Amendments to the Articles of Associations of the Company
|
Managemeent
|
For
|
Voted - Against
|
16
|
Amendments to the Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
17
|
Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
18
|
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
19
|
Adjustment of Allowance for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
1
|
Public Listing and Transfer of 60 Percent Equities in A Company
|
Managemeent
|
For
|
Voted - Against
|
2
|
2021 Adjustment of Estimated Continuing Connected Transactions: 2021 Adjustment of Estimated Continuing
Connected Transactions with A Company and Its Direct Or Indirect Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Adjustment of Estimated Continuing Connected Transactions: 2021 Adjustment of Estimated Continuing
Connected Transactions with A 2nd Company
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Adjustment of Estimated Continuing Connected Transactions: 2021 Adjustment of Estimated Continuing
Connected Transactions with A 3rd Company and Its Direct Or Indirect Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
2021 Adjustment of Estimated Continuing Connected Transactions: 2021 Adjustment of Estimated Continuing
Connected Transactions with Two Other Companies
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Adjustment of Estimated Continuing Connected Transactions: 2021 Adjustment of Estimated Continuing
Connected Transactions with A 6th Company
|
Managemeent
|
For
|
Voted - For
|
7
|
2021 Adjustment of Estimated Continuing Connected Transactions: 2021 Adjustment of Estimated Continuing
Connected Transactions with A 7th Company
|
Managemeent
|
For
|
Voted - For
|
8
|
Amendments to the Implementing Plan for Annual Remuneration
|
Managemeent
|
For
|
Voted - For
|
9
|
Continuing Connected Transaction Framework Agreement to be Signed with A Company
|
Managemeent
|
For
|
Voted - For
|
1
|
Connected Transactions Regarding Application for Launching Supply Chain Asset-backed Commercial Notes
|
Managemeent
|
For
|
Voted - For
|
1
|
Provision of Guarantee for Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
1
|
Application for Launching Accounts Receivable Asset-backed Commercial Notes Business
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Additional Continuing Connected Transaction Quota: 2021 Additional Continuing Connected Transaction Quota
Regarding Purchase of Goods from A Company and Its Related Companies
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Additional Continuing Connected Transaction Quota: 2021 Additional Continuing Connected Transaction Quota
Regarding Sale of Goods to the Above Company and Its Related Companies
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Additional Continuing Connected Transaction Quota: 2021 Additional Continuing Connected Transaction Quota
with Another Company
|
Managemeent
|
For
|
Voted - For
|
5
|
Repurchase and Cancellation of Some Restricted Stocks
|
Managemeent
|
For
|
Voted - For
|
6
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
2022 Continuing Connected Transaction Quota with Commercial Banks
|
Managemeent
|
For
|
Voted - For
|
2
|
2022 Connected Transaction Regarding Application for Loan Quota to Controlling Shareholders
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
2022 Application for Credit Line to Banks
|
Managemeent
|
For
|
Voted - For
|
4
|
2022 Provision of Guarantee Quota for Subsidiaries and Joint Stock Companies
|
Managemeent
|
For
|
Voted - For
|
5
|
2022 Short-term Investment and Wealth Management Quota
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Forward Foreign Exchange Transactions Quota
|
Managemeent
|
For
|
Voted - For
|
7
|
Application for Registration and Issuance of Debt Financing Instruments
|
Managemeent
|
For
|
Voted - For
|
8
|
Change of the Company's Business Scope and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - For
|
1
|
2022 Restricted Stock Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
Appraisal Management Measures for the Implementation of 2022 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Authorization to the Board to Handle Matters Regarding 2022 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny5.10000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Launching Derivatives Futures Hedging Business
|
Managemeent
|
For
|
Voted - For
|
8
|
Reappointment of 2022 Financial Audit Firm and Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
10
|
By-election of Directors
|
Managemeent
|
For
|
Voted - For
|
11
|
By-election of Supervisors
|
Managemeent
|
For
|
Voted - For
|
1
|
The Company's Eligibility for Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for the Non-public A-share Offering: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for the Non-public A-share Offering: Issuing Method and Date
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for the Non-public A-share Offering: Issuing Targets and Subscription Method
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
Plan for the Non-public A-share Offering: Pricing Base Date, Pricing Principles and Issue Price
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for the Non-public A-share Offering: Purpose and Amount of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for the Non-public A-share Offering: Issuing Volume
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for the Non-public A-share Offering: Lockup Period
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for the Non-public A-share Offering: Listing Place
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for the Non-public A-share Offering: Undistributed Profit Arrangement
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for the Non-public A-share Offering: the Valid Period of This Issuance Resolution
|
Managemeent
|
For
|
Voted - For
|
12
|
Preplan for Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
13
|
Conditional Share Subscription Agreement to be Signed with Specific Parties: Conditional Share Subscription
Agreement to be Signed with A Company
|
Managemeent
|
For
|
Voted - For
|
14
|
Conditional Share Subscription Agreement to be Signed with Specific Parties: Conditional Share Subscription
Agreement to be Signed with Another Company
|
Managemeent
|
For
|
Voted - For
|
15
|
Conditional Share Subscription Agreement to be Signed with Specific Parties: Conditional Share Subscription
Agreement to be Signed with A 3rd Company
|
Managemeent
|
For
|
Voted - For
|
16
|
Introduction of Strategic Investors and Signing the Conditional Strategic Cooperation Agreement: Conditional
Strategic Cooperation Agreement with A Company
|
Managemeent
|
For
|
Voted - For
|
17
|
Introduction of Strategic Investors and Signing the Conditional Strategic Cooperation Agreement: Conditional
Strategic Cooperation Agreement with Another Company
|
Managemeent
|
For
|
Voted - For
|
18
|
Connected Transactions Involved in the Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
19
|
Feasibility Analysis Report on the Use of Funds to be Raised from the Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
20
|
Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
21
|
Diluted Immediate Return After the Non-public A-share Offering and Filling Measures
|
Managemeent
|
For
|
Voted - For
|
22
|
Shareholder Return Plan for the Next Three Years from 2022 to 2024
|
Managemeent
|
For
|
Voted - For
|
23
|
Full Authorization to the Board to Handle Matters Regarding the Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
24
|
Amendments to the Articles of Associations of the Company
|
Managemeent
|
For
|
Voted - Against
|
25
|
Amendments to the Raised Funds Management System
|
Managemeent
|
For
|
Voted - For
|
26
|
Application for Launching the Asset-backed Special Plan for Accounts Receivable
|
Managemeent
|
For
|
Voted - For
|
27
|
Connected Transaction Regarding Launching the Supply Chain (accounts Payable) Asset-backed Special Plan
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Stock Option Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
Appraisal Management Measures for the Implementation of 2021 Stock Option Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Authorization to the Board to Handle Matters Regarding the Equity Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Employee Stock Ownership Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
Management Measures for 2021 Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
6
|
Authorization to the Board to Handle Matters Regarding the 2021 Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny2.80000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
Did Not Vote
|
|
6
|
2022 Remuneration Plan for Directors and Supervisors
|
Managemeent
|
Did Not Vote
|
|
7
|
Reappointment of Audit Firm
|
Managemeent
|
Did Not Vote
|
|
8
|
2022 Application for Bank Credit Line to Banks by the Company and Its Subsidiaries and Guarantee for the Loans
Within the Comprehensive Credit Line
|
Managemeent
|
Did Not Vote
|
|
9
|
Amendments to the Company's Articles of Association and Relevant Rules of Procedure of Meetings
|
Managemeent
|
Did Not Vote
|
1
|
External Investment in Setting Up Wholly-owned Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
2021 Annual Accounts and 2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny3.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
6
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
7
|
Change of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
2022 External Donation Plan
|
Managemeent
|
For
|
Voted - For
|
1
|
The Company's Eligibility for Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for Non-public Share Offering: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for Non-public Share Offering: Issuing Method and Date
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for Non-public Share Offering: Issuing Targets and Subscription Method
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for Non-public Share Offering: Pricing Base Date, Pricing Principles and Issue Price
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for Non-public Share Offering: Issuing Volume
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for Non-public Share Offering: Amount and Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for Non-public Share Offering: Lockup Period
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for Non-public Share Offering: Listing Place
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for Non-public Share Offering: Arrangement for the Accumulated Retained Profits Before the Issuance
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for Non-public Share Offering: the Valid Period of the Resolution on This Offering
|
Managemeent
|
For
|
Voted - For
|
12
|
Preplan for 2021 Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
13
|
Feasibility Analysis Report on the Use of Funds to be Raised from the 2021 Non-public A-share Offering
|
Managemeent
|
For
|
Voted - For
|
14
|
Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
15
|
Diluted Immediate Return After the Non-public Share Offering, Filling Measures and Commitments of Relevant
Parties
|
Managemeent
|
For
|
Voted - For
|
16
|
Full Authorization to the Board to Handle Matters Regarding the Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
17
|
Conditional Share Subscription Agreement to be Signed with A Company
|
Managemeent
|
For
|
Voted - For
|
18
|
Connected Transactions Involved in the Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
19
|
Exemption of the Controlling Shareholder from the Tender Offer Obligation
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
20
|
Shareholder Return Plan for the Next Three Years from 2021 to 2023
|
Managemeent
|
For
|
Voted - For
|
1
|
Appointment of Audit Firm for the Non-public Offering
|
Managemeent
|
For
|
Voted - For
|
2
|
Change of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
2
|
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
3
|
Amendments to the Company's Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendments to the Work System of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
6
|
Amendments to the Connected Transactions Management System
|
Managemeent
|
For
|
Voted - For
|
7
|
Amendments to the Management System for the Use of Raised Funds
|
Managemeent
|
For
|
Voted - For
|
8
|
Amendments to the External Guarantee Management System
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the External Investment Management System
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny5.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
6
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
7
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Extension of the Valid Period of the Resolution on the 2021 Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
2
|
Extension of the Valid Period of the Full Authorization to the Board and Its Authorized Persons to Handle
Matters Regarding the Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Financial Report
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
6
|
Reappointment of 2022 Financial Audit Firm and Internal Control Audit Firm
|
Managemeent
|
Did Not Vote
|
|
7
|
2022 Estimated Quota of Business with Related Banks
|
Managemeent
|
Did Not Vote
|
|
8
|
2022 Guarantee Plan
|
Managemeent
|
Did Not Vote
|
|
9
|
Provision of External Financial Aid
|
Managemeent
|
Did Not Vote
|
|
10
|
Authorization to the Management Team to Dispose of Equity Investment Projects
|
Managemeent
|
Did Not Vote
|
|
11
|
Authorization to the Management Team to Make Decisions on the Company's Acquired Project Reserve Matters
|
Managemeent
|
Did Not Vote
|
|
12
|
Authorization to the Management Team to Examine and Approve the External Donation
|
Managemeent
|
Did Not Vote
|
|
13
|
Amendments to the Company's Articles of Association and Some Management Systems
|
Managemeent
|
Did Not Vote
|
|
14
|
By-election of Supervisors
|
Managemeent
|
Did Not Vote
|
1
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
2
|
Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with
the Surplus Raised Funds
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny1.50000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
6
|
Confirmation of Implementing Results of 2021 Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 External Guarantee Quota
|
Managemeent
|
For
|
Voted - For
|
8
|
Appointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
9
|
The Second Phase Stock Option Incentive Plan (draft) and Its Summary: Objective and Principles of the Incentive
Plan
|
Managemeent
|
For
|
Voted - For
|
10
|
The Second Phase Stock Option Incentive Plan (draft) and Its Summary: Management Organization of the Plan
|
Managemeent
|
For
|
Voted - For
|
11
|
The Second Phase Stock Option Incentive Plan (draft) and Its Summary: Basis of Determining Plan Participants
and the Scope Thereof
|
Managemeent
|
For
|
Voted - For
|
12
|
The Second Phase Stock Option Incentive Plan (draft) and Its Summary: Source and Number of Stocks Under the
Stock Option Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
13
|
The Second Phase Stock Option Incentive Plan (draft) and Its Summary: Valid Period, Grant Date, Waiting Period,
Vesting Date and Non-tradable Period of the Stock Option Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
14
|
The Second Phase Stock Option Incentive Plan (draft) and Its Summary: Exercise Price of the Stock Options and
Its Determining Method
|
Managemeent
|
For
|
Voted - For
|
15
|
The Second Phase Stock Option Incentive Plan (draft) and Its Summary: Conditions for Granting and Exercising
the Stock Options
|
Managemeent
|
For
|
Voted - For
|
16
|
The Second Phase Stock Option Incentive Plan (draft) and Its Summary: Method and Procedure for Adjusting the
Stock Option Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
17
|
The Second Phase Stock Option Incentive Plan (draft) and Its Summary: Accounting Treatment for the Stock
Options and Impact on the Company's Business Performance
|
Managemeent
|
For
|
Voted - For
|
18
|
The Second Phase Stock Option Incentive Plan (draft) and Its Summary: Procedure for Implementing the Incentive
Plan
|
Managemeent
|
For
|
Voted - For
|
19
|
The Second Phase Stock Option Incentive Plan (draft) and Its Summary: Rights and Obligations of the Company and
the Plan Participants
|
Managemeent
|
For
|
Voted - For
|
20
|
The Second Phase Stock Option Incentive Plan (draft) and Its Summary: Treatment in Case of Unusual Changes to
the Company and the Plan Participants
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
21
|
Appraisal Management Measures for the Implementation of the Second Phase Stock Option Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
22
|
Authorization to the Board to Handle Matters Regarding the Second Phase Stock Option Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny0.52000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
For
|
Voted - For
|
6
|
Entrusted Wealth Management with Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Estimated Guarantee Quota for Wholly-owned Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
8
|
Amendments to the Connected Transactions Management System
|
Managemeent
|
For
|
Voted - For
|
9
|
Amendments to the Raised Funds Management System
|
Managemeent
|
For
|
Voted - For
|
10
|
Amendments to the Rules of Procedure Governing the General Meeting of Shareholders
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendments to the Articles of Associations of the Company
|
Managemeent
|
For
|
Voted - Against
|
12
|
Extension of the Valid Period of the Resolution on Public Issuance of Convertible Bonds and Relevant
Authorization
|
Managemeent
|
For
|
Voted - For
|
13
|
Provision of External Financial Aid with Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
1
|
Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants
|
Managemeent
|
For
|
Voted - For
|
2
|
Application for Industrial and Commercial Registration Amendment and Amendments to the Company's Articles of
Association
|
Managemeent
|
For
|
Voted - For
|
3
|
Application for Registration and Issuance of Medium-term Notes
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
By-election of Non-independent Director: Ma Weihua
|
Managemeent
|
For
|
Voted - For
|
1
|
Additional Guarantee Quota for Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
1
|
The Company's Eligibility for Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for Non-public Share Offering: Stock Type and Par Value
|
Managemeent
|
For
|
Voted - For
|
3
|
Plan for Non-public Share Offering: Issuing Method and Date
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for Non-public Share Offering: Issuing Targets and Subscription Method
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for Non-public Share Offering: Pricing Base Date, Pricing Principles and Issue Price
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for Non-public Share Offering: Issuing Volume
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for Non-public Share Offering: Lockup Period
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for Non-public Share Offering: Arrangement for the Accumulated Retained Profits Before the Issuance
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for Non-public Share Offering: the Valid Period of This Issuance Resolution
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for Non-public Share Offering: Listing Place
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for Non-public Share Offering: Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
12
|
Plan for Non-public Share Offering: Implementing Parties and Investment Method of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
13
|
Preplan for the 2021 Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
14
|
Feasibility Analysis Report on the Use of Funds to be Raised from the Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
15
|
Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
16
|
Diluted Immediate Return After the Non-public Share Offering, Filling Measures and Commitments of Relevant
Parties
|
Managemeent
|
For
|
Voted - For
|
17
|
Shareholder Return Plan for the Next Three Years from 2021 to 2023
|
Managemeent
|
For
|
Voted - For
|
18
|
Setting Up A Dedicated Account for Raised Funds
|
Managemeent
|
For
|
Voted - For
|
19
|
Authorization to the Board to Handle Matters Regarding the Non-public Share Offering
|
Managemeent
|
For
|
Voted - For
|
1
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
2022 Stock Option and Restricted Stock Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
3
|
Formulation of the Appraisal Management Measures for the Implementation of 2022 Stock Option and Restricted
Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
4
|
Authorization to the Board to Handle Matters Regarding the Equity Incentive
|
Managemeent
|
For
|
Voted - For
|
1
|
By-election of Directors
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Non-independent Director: Lin Weiqi
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-independent Director: Huang Jinming
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Non-independent Director: Chen Jipeng
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Non-independent Director: Yang Haipeng
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Non-independent Director: Lin Liuqiang
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Independent Director: Jia Jianjun
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Independent Director: Li Guangpei
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Independent Director: Fan Zhipeng
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Independent Director: Du Shouying
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Supervisor: Hong Dongming
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Supervisor: He Jianguo
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Election of Supervisor: Wu Xiaohua
|
Managemeent
|
For
|
Voted - For
|
2
|
Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
Purchase of Liability Insurance for the Company, Directors, Supervisors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
1
|
Change of the Company's Registered Capital and Business Scope, Amendments to the Company's Articles of
Association and Handling of the Industrial and Commercial Registration Amendment
|
Managemeent
|
Voted - Abstain
|
|
2
|
Cash Management with Some Idle Raised Funds
|
Managemeent
|
For
|
Voted - For
|
3
|
Increase of the Quota for Foreign Exchange Forward Settlement and Sale Business
|
Managemeent
|
For
|
Voted - For
|
4
|
Connected Transaction Regarding Capital Increase in A Company
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendments to the Connected Transaction Rules
|
Managemeent
|
For
|
Voted - For
|
6
|
Resignation and By-election of Supervisors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Stock Option Incentive Plan (draft) and Its Summary
|
Managemeent
|
Did Not Vote
|
|
2
|
Appraisal Management Measures for the 2021 Stock Option Incentive Plan
|
Managemeent
|
Did Not Vote
|
|
3
|
Authorization to the Board to Handle Matters Regarding the Equity Incentive Plan
|
Managemeent
|
Did Not Vote
|
|
4
|
Employee Stock Ownership Plan from 2022 to 2024 (draft) and Its Summary
|
Managemeent
|
Did Not Vote
|
|
5
|
Management Measures for Employee Stock Ownership Plan from 2022 to 2024
|
Managemeent
|
Did Not Vote
|
|
6
|
Authorization to the Board to Handle Matters Regarding the Employee Stock Ownership Plan from 2022 to 2024
|
Managemeent
|
Did Not Vote
|
1
|
By-election of Supervisors
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny0.73000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
For
|
Voted - For
|
7
|
Issuance of Various Types of Debt Financing Instruments Within 12 Months
|
Managemeent
|
For
|
Voted - For
|
1
|
Provision of Guarantee for the Financing Applied for by Sub-subsidiaries
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2022 Application for Credit Line to Banks
|
Managemeent
|
For
|
Voted - For
|
2
|
2022 Launching Forward Foreign Exchange Business
|
Managemeent
|
For
|
Voted - For
|
3
|
Provision of Guarantee for Wholly-owned and Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
4
|
2022 Estimated Quota of Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
1
|
Change of the Purpose of Some Repurchased Shares
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
Change of A Project Financed with Raised Funds
|
Managemeent
|
For
|
Voted - For
|
2
|
Change of Another Project Financed with Raised Funds
|
Managemeent
|
For
|
Voted - For
|
1
|
Election of Non-independent Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
Additional Guarantee Quota for the Bank Credit Line Applied for by Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
3
|
Purchase of Liability Insurance for Directors, Supervisors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
4
|
Change of the Company's Registered Capital and Amendment to the Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
1
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
2
|
Amendments to the Raised Funds Management System
|
Managemeent
|
For
|
Voted - For
|
1
|
By-election of Directors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny61.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.000000
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
8
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Remuneration Plan for Directors
|
Managemeent
|
For
|
Voted - For
|
10
|
2022 Remuneration Plan for Supervisors
|
Managemeent
|
For
|
Voted - For
|
11
|
The Company's Articles of Association (revised in April 2022)
|
Managemeent
|
Voted - Abstain
|
1.1
|
Election of Independent Director: Su Wenbing
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Independent Director: Liu Haibo
|
Managemeent
|
For
|
Voted - For
|
1
|
Reformulation of the Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
2
|
Reformulation of the Rules of Procedure Governing the Board Meetings
|
Managemeent
|
For
|
Voted - For
|
3
|
Reformulation of the Rules of Procedure Governing Meetings of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
Change of the Purpose of the Repurchased Shares
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendments to the Articles of Associations of the Company
|
Managemeent
|
For
|
Voted - Against
|
Rayliant Quantamental China Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Amendments to the Raised Funds Management Measures
|
Managemeent
|
For
|
Voted - For
|
2
|
Adjustment of Remuneration for Supervisors
|
Managemeent
|
For
|
Voted - For
|
1
|
The Third Phase Employee Stock Ownership Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
Management Measures for the Third Phase Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Authorization to the Board to Handle Matters Regarding the Third Phase Employee Stock Ownership Plan
|
Managemeent
|
For
|
Voted - For
|
1
|
Connected Transaction Regarding Capital Increase and Share Expansion of A Controlled Subsidiary
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Consider and Approve the 2022-2024 Capital Plan of the Bank
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Issuance Plan of Writedown Eligible Tier-2 Capital Instruments of the Bank
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve the 2021 Work Report of the Board of Directors of the Bank
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the 2021 Work Report of the Board of Supervisors of the Bank
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider and Approve the Final Financial Accounts of the Bank for 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
To Consider and Approve the Profit Distribution Plan of the Bank for 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
To Consider and Approve the Appointments of External Auditors of the Bank for 2022
|
Managemeent
|
For
|
Voted - For
|
6
|
To Consider and Approve the Re-election of Ms. Leung Ko May Yee, Margaret As an Independent Non-executive
Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
7
|
To Consider and Approve the Re-election of Mr. Liu Shouying As an Independent Non-executive Director of the
Bank
|
Managemeent
|
For
|
Voted - For
|
8
|
To Consider and Approve the Election of Ms. Guo Xuemeng As an Independent Non-executive Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
9
|
To Consider and Approve the Re-election of Mr. Li Wei As A Non-executive Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
10
|
To Consider and Approve the Election of Ms. Deng Lijuan As A Supervisor of the Bank
|
Managemeent
|
For
|
Voted - For
|
11
|
To Consider and Approve the Authorisation to the Board of Directors to Handle the Liability Insurance for
Directors, Supervisors and Senior Management of the Bank
|
Managemeent
|
For
|
Voted - For
|
12
|
To Consider and Approve the Fixed Assets Investment Budget for 2022
|
Managemeent
|
For
|
Voted - For
|
13
|
To Consider and Approve the Amendments to the Articles of Association of the Bank
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Consider and Approve the Appointment of Mr. Weng Guoqiang As an Independent Non-executive Director of the
Company, and to Authorise the Board of Directors of the Company to Fix His Remuneration
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Removal of Mr. Wang Peng As an Independent Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
1
|
Presentation And, If Applicable, Approval of the Proposal to Amend Article 2 of the Bylaws Regarding the
Corporate Purpose, in Order to Adjust It to the Legislative Reforms in Labor Matters And, to That Effect, Take the Resolutions Where Appropriate
|
Managemeent
|
For
|
Voted - For
|
2
|
Appointment of Delegates
|
Managemeent
|
For
|
Voted - For
|
3
|
Reading And, Where Appropriate, Approval of the Minutes of the Meeting
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of the Members of the Board of Directors, As Well As the Chairman of the Audit and Corporate Practices
Committee, Determination of Their Remuneration and Related Agreements
|
Managemeent
|
For
|
Voted - For
|
2
|
Presentation And, Where Appropriate, Approval of the Reports Referred to in Article 28, Section IV, of the Ley
Del Mercado De Valores, Relating to the 2021 Fiscal Year
|
Managemeent
|
For
|
Voted - For
|
3
|
Proposal on the Application of the Income Statement for Fiscal Year 2021, Which Includes, I the One Related to
Decreeing A Cash Dividend of Us 0.082 Per Share, Or Its Equivalent in National Currency and Related Agreements, and II the Determination of the Maximum Amount of Resources That May be Allocated to the Purchase of Own Shares
|
Managemeent
|
For
|
Voted - For
|
4
|
Appointment of Delegates
|
Managemeent
|
For
|
Voted - For
|
5
|
Reading And, Where Appropriate, Approval of the Minutes of the Meeting
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Consider and Approve the Resolution in Relation to the 2021 Restricted Share Incentive Scheme (draft) of
Aluminum Corporation of China Limited and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Resolution in Relation to the Appraisal Management Measures for the Implementation
of the 2021 Restricted Share Incentive Scheme of Aluminum Corporation of China Limited
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider and Approve the Resolution in Relation to Grant of Authority to the Board of the Company to Handle
the Relevant Matters Relating to the 2021 Restricted Share Incentive Scheme of the Company
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve the Resolution in Relation to the 2021 Restricted Share Incentive Scheme (draft) of
Aluminum Corporation of China Limited and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Resolution in Relation to the Appraisal Management Measures for the Implementation
of the 2021 Restricted Share Incentive Scheme of Aluminum Corporation of China Limited
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider and Approve the Resolution in Relation to Grant of Authority to the Board of the Company to Handle
the Relevant Matters Relating to the 2021 Restricted Share Incentive Scheme of the Company
|
Managemeent
|
For
|
Voted - For
|
4
|
To Consider and Approve the Resolution in Relation to the Grant of Restricted Shares to the Connected Persons
of the Company Under the Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited Under the 2021 Restricted Share Incentive Scheme of the Company
|
Managemeent
|
For
|
Voted - For
|
1
|
Repurchase and Cancellation of Some Restricted Stocks Under the 2018 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
2
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2020 Restricted Stock Incentive Plan
(approved at the 17th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2021 Restricted Stock Incentive Plan
(approved at the 17th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
4
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2020 Restricted Stock Incentive Plan
(approved at the 20th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
5
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2021 Restricted Stock Incentive Plan
(approved at the 20th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
1
|
Repurchase and Cancellation of Some Restricted Stocks Under the 2018 Restricted Stock Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
2
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2020 Restricted Stock Incentive Plan
(approved at the 17th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
3
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2021 Restricted Stock Incentive Plan
(approved at the 17th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
4
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2020 Restricted Stock Incentive Plan
(approved at the 20th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
5
|
Repurchase and Cancellation of Some Restricted Stocks First Granted Under 2021 Restricted Stock Incentive Plan
(approved at the 20th Meeting of the 4th Board of Directors)
|
Managemeent
|
For
|
Voted - For
|
6
|
Amendments to the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
7
|
Change of Audit Firm
|
Managemeent
|
For
|
Voted - For
|
8
|
Appointment of 2021 Internal Control Audit Firm
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve the 2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the 2021 Work Report of the Board of Supervisors
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider and Approve the 2021 Annual Financial Report
|
Managemeent
|
For
|
Voted - For
|
4
|
To Consider and Approve the 2021 Profit Distribution Plan
|
Managemeent
|
For
|
Voted - For
|
5
|
To Consider and Approve the 2022 Annual Budget for Fixed Assets Investment
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
To Consider and Approve the Appointment of the Banks External Auditor for 2022
|
Managemeent
|
For
|
Voted - For
|
7
|
To Consider and Approve the Election of Mr. Martin Cheung Kong Liao to be Re-appointed As Independent
Non-executive Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
8
|
To Consider and Approve the Election of Ms. Chen Chunhua to be Re-appointed As Independent Non-executive
Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
9
|
To Consider and Approve the Election of Mr. Chui Sai Peng Jose to be Re-appointed As Independent Non-executive
Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
10
|
To Consider and Approve the Election of Mr. Chu Yiyun As External Supervisor of the Bank
|
Managemeent
|
For
|
Voted - For
|
11
|
To Consider and Approve the Additional Donation to the Tan Kah Kee Science Award Foundation
|
Managemeent
|
For
|
Voted - For
|
12
|
To Consider and Approve the 2021 Remuneration Distribution Plan for External Supervisors
|
Managemeent
|
For
|
Voted - For
|
13
|
To Consider and Approve the Plan for the Issuance of Non-capital Bonds
|
Managemeent
|
For
|
Voted - For
|
14
|
To Consider and Approve the Issuance of Write-down Undated Capital Bonds
|
Managemeent
|
For
|
Voted - For
|
15
|
To Consider and Approve the Issuance of Qualified Write-down Tier 2 Capital Instruments
|
Managemeent
|
For
|
Voted - For
|
16
|
To Consider and Approve the Revision of the Articles of Association
|
Managemeent
|
For
|
Voted - For
|
17
|
To Consider and Approve the Election of Mr. Zhang Jiangang to be Re-appointed As Non-executive Director of Bank
of China Limited
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider And, If Thought Fit, to Approve the Report of the Board of Directors of the Bank for the Year Ended
31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider And, If Thought Fit, to Approve the Report of the Board of Supervisors of the Bank for the Year
Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider And, If Thought Fit, to Approve the Financial Report of the Bank for the Year Ended 31 December
2021
|
Managemeent
|
For
|
Voted - For
|
4
|
To Consider And, If Thought Fit, to Approve the Profit Distribution Plan of the Bank for the Year Ended 31
December 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
To Consider And, If Thought Fit, to Approve the Fixed Assets Investment Plan of the Bank for the Year Ending 31
December 2022
|
Managemeent
|
For
|
Voted - For
|
6
|
To Consider And, If Thought Fit, to Approve the Appointment of KPMG As the International Auditor and KPMG
Huazhen LLP As the Domestic Auditor of the Bank for the Year 2022 for the Provision of Auditing Services and Other Relevant Services to the Bank for A Total Remuneration of Rmb34.68 Million, and with A Term Commencing from the Date of
Approval at the Agm and Ending on the Date of Conclusion of the Annual General Meeting of the Bank for the Year 2022; and to Authorize the Board to Determine and Enter Into Respective Engagement with Them
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Ren Deqi As an Executive Director of the
Bank
|
Managemeent
|
For
|
Voted - For
|
8
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Liu Jun As an Executive Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
9
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Li Longcheng As A Non- Executive Director of
the Bank
|
Managemeent
|
For
|
Voted - For
|
10
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Wang Linping As A Non- Executive Director of
the Bank
|
Managemeent
|
For
|
Voted - For
|
11
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Chang Baosheng As A Non- Executive Director
of the Bank
|
Managemeent
|
For
|
Voted - For
|
12
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Liao, Yi Chien David As A Non-executive
Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
13
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Chan Siu Chung As A Non- Executive Director
of the Bank
|
Managemeent
|
For
|
Voted - For
|
14
|
To Consider And, If Thought Fit, to Approve the Appointment of Mr. Mu Guoxin As A Non- Executive Director of
the Bank
|
Managemeent
|
For
|
Voted - For
|
15
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Chen Junkui As A Non- Executive Director of
the Bank
|
Managemeent
|
For
|
Voted - For
|
16
|
To Consider And, If Thought Fit, to Approve the Appointment of Mr. Luo Xiaopeng As A Non- Executive Director of
the Bank
|
Managemeent
|
For
|
Voted - For
|
17
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Woo Chin Wan, Raymond As an Independent
Non-executive Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
18
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Cai Haoyi As an Independent Non-executive
Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
19
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Shi Lei As an Independent Non-executive
Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
20
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Zhang Xiangdong As an Independent
Non-executive Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
21
|
To Consider And, If Thought Fit, to Approve the Re-election of Ms. Li Xiaohui As an Independent Non-executive
Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
22
|
To Consider And, If Thought Fit, to Approve the Appointment of Mr. Ma Jun As an Independent Non-executive
Director of the Bank
|
Managemeent
|
For
|
Voted - For
|
23
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Xu Jiming As A Shareholder Supervisor of the
Bank
|
Managemeent
|
For
|
Voted - For
|
24
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Wang Xueqing As A Shareholder Supervisor of
the Bank
|
Managemeent
|
For
|
Voted - For
|
25
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Li Yao As an External Supervisor of the Bank
|
Managemeent
|
For
|
Voted - For
|
26
|
To Consider And, If Thought Fit, to Approve the Re-election of Mr. Chen Hanwen As an External Supervisor of the
Bank
|
Managemeent
|
For
|
Voted - For
|
27
|
To Consider And, If Thought Fit, to Approve the Appointment of Mr. Su Zhi As an External Supervisor of the Bank
|
Managemeent
|
For
|
Voted - For
|
28
|
To Consider And, If Thought Fit, to Approve the Proposal in Relation to Extension of the Validity Period of the
Resolution on the Capital Increase to Bank of Communications (hong Kong) Limited and the Authorization
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Independent Director: Zhao Zhigang
|
Managemeent
|
For
|
Voted - For
|
2
|
Amendments to the Rules of Procedure Governing Shareholders' General Meetings
|
Managemeent
|
For
|
Voted - For
|
3
|
Amendments to the Work System for Independent Directors
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendments to the External Guarantee Management System
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendments to the Connected Transactions Management System
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Outside Director Im Yeong Cheol
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Outside Director Han Myeong Gwan
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Outside Director Choe Ja Won
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Outside Director Who is an Audit Committee Member Baek Bok Hyeon
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Financial Statements
|
Managemeent
|
For
|
Voted - For
|
3
|
Amendment of Articles of Incorporation
|
Managemeent
|
For
|
Voted - Against
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Election of Audit Committee Member Han Myeong Gwan
|
Managemeent
|
For
|
Voted - For
|
5
|
Approval of Remuneration for Director
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Outside Director: Yu Jeong Jun
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Outside Director: Heo Jin Ho
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Outside Director: Gim Chang Rok
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Outside Director: Gim Su Hui
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of A Non-permanent Director: an Gam Chan
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of A Non-permanent Director: I Du Ho
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Financial Statements
|
Managemeent
|
For
|
Voted - For
|
3
|
Amendment of Articles of Incorporation
|
Managemeent
|
For
|
Voted - Against
|
4
|
Election of Audit Committee Member Who is an Outside Director: Gim Su Hui
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendment of Articles on Retirement Allowance for Director
|
Managemeent
|
For
|
Voted - For
|
6
|
Approval of Remuneration for Director
|
Managemeent
|
For
|
Voted - For
|
1
|
If It Turns Out That Neither the Holders of Voting Shares Nor the Holders of Preferred Shares Without Voting
Rights Or with Restricted Voting Rights Have Reached the Quorum Required in Items I and II, Respectively, of Paragraph 4, Article 141 of the Corporation Law, Do You Wish Your Vote to be Added to the Votes of the Non Voting Shares in Order to
Elect to the Board of Directors the Candidate with the Highest Number of Votes Among All Those Who, Appearing on This Bulletin, Run for the Separate Election
|
Managemeent
|
For
|
Voted - For
|
2
|
If You are Uninterruptedly the Holder of Preferred Shares with Which You Vote During the Three Months
Immediately Prior to the General Meeting, Do You Wish to Request the Separate Election of A Member of the Board of Directors, Pursuant to Article 141, Paragraph 4, Item II of the Corporation Law. the Shareholder Who Chooses the Option Yes
Should Send to the Company, Through the Email Braskemri Braskem.com, the Proof of the Uninterrupted Ownership of the Shareholding During the Period of 3 Months, at Least, Immediately Before the Meeting is Held, Issued Not Before April 17,
2022 by the Competent Entity, Under the Terms of Article 141, Paragraph 6 of the S.a. Law
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Do You Want to Request the Adoption of the Separate Election by Minority Shareholders of Preferred Shares of A
Member to the Fiscal Council, Under the Terms of the Article 161, Paragraph 4, A, of Brazilian Corporate Law
|
Managemeent
|
For
|
Voted - For
|
4
|
Separate Election of the Board of Directors. Preferred Shares. Indication of Candidates to the Board of
Directors by Preferred Shareholders Without Voting Rights Or with Restricted Voting Rights. Shareholder Can Only Fill Out This Field If He Has Been the Owner, Without Interruption, of the Shares with Which He Or She is Voting During the Three
Months Immediately Prior to the Holding of the General Meeting. . Lirio Albino Parisotto, Effective, and Heloisa Belotti Bedicks, Substitute
|
Managemeent
|
For
|
Voted - For
|
5
|
If It Turns Out That Neither the Holders of Voting Shares Nor the Holders of Preferred Shares Without Voting
Rights Or with Restricted Voting Rights Have Reached the Quorum Required in Items I and II, Respectively, of Paragraph 4, Article 141 of the Corporation Law, Do You Wish Your Vote to be Added to the Votes of the Non Voting Shares in Order to
Elect to the Board of Directors the Candidate with the Highest Number of Votes Among All Those Who, Appearing on This Bulletin, Run for the Separate Election
|
Managemeent
|
For
|
Voted - For
|
6
|
Separate Election of Fiscal Council. Preferred Shares. Nomination of Candidates to the Fiscal Council by
Shareholders with Non Voting Preferred Shares Or Restricted Voting Rights. . Marcos Aurelio Pamplona Da Silva, Effective, and Fabricio Santos Debortoli, Substitute
|
Managemeent
|
For
|
Voted - For
|
1
|
Financial Assistance
|
Managemeent
|
For
|
Voted - For
|
2
|
Specific Issue of Shares for Cash
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Re-election of Ms Sl Botha As an Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Re-election of Ms Tl Mashilwane As an Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Re-election of Mr Ms Du Pre Le Roux As A Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Re-election of Mr Ca Otto As A Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
2
|
Confirmation of Appointment of Mr Gr Hardy As an Executive Director
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Re-appointment of PricewaterhouseCoopers Inc. As Auditor
|
Managemeent
|
For
|
Voted - For
|
4
|
Re-appointment of Deloitte and Touche As Auditor
|
Managemeent
|
For
|
Voted - For
|
5
|
Approval to Issue (i) the Relevant Loss Absorbent Capital Securities and (ii) Ordinary Shares Upon the
Occurrence of A Trigger Event in Respect of the Relevant Loss Absorbent Capital Securities
|
Managemeent
|
For
|
Voted - For
|
6
|
General Authority to Issue Ordinary Shares for Cash
|
Managemeent
|
For
|
Voted - For
|
7
|
Non-binding Endorsement of the Remuneration Policy
|
Managemeent
|
For
|
Voted - For
|
8
|
Non-binding Endorsement of the Implementation Report on the Remuneration Policy
|
Managemeent
|
For
|
Voted - For
|
9
|
Approval of the Non-executive Directors' Remuneration for the Financial Year Ending 28 February 2023
|
Managemeent
|
For
|
Voted - For
|
10
|
General Approval for the Company to Repurchase and for Subsidiaries to Purchase Ordinary Shares
|
Managemeent
|
For
|
Voted - For
|
11
|
Authority for the Board to Authorise the Company to Provide Financial Assistance to Related and Inter-related
Companies and Corporations
|
Managemeent
|
For
|
Voted - For
|
12
|
Authority for the Board to Authorise the Company to Provide Financial Assistance for the Acquisition of
Ordinary Shares for Purposes of the Restricted Share Plan for Senior Managers
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve the Extension of the Validity Period for the Authorisation to Deal with Matters
Relating to the Issuance of Offshore Preference Shares
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve the Extension of the Validity Period for the Authorisation to Deal with Matters
Relating to the Issuance of Offshore Preference Shares
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve the Election of Mr. Zhao Limin As an Executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve the Work Report of the Board for 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Report of the Board of Supervisors for 2021
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
To Consider and Approve the Final Financial Account Plan for 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
To Consider and Approve the Profit Distribution Plan for 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
To Consider and Approve the Budget of Investment in Capital Expenditure for 2022
|
Managemeent
|
For
|
Voted - For
|
6
|
To Consider and Approve the Appointment of Accounting Firms for 2022
|
Managemeent
|
For
|
Voted - For
|
7
|
To Re-elect Mr. Zhang Weidong As an Executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
8
|
To Re-elect Mr. He Jieping As A Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
9
|
To Re-elect Mr. Wang Shaoshuang As A Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
10
|
To Re-elect Ms. Zhang Yuxiang As A Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
11
|
To Elect Mr. Tang Jiang As A Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
12
|
To Re-elect Mr. Liu Chong As A Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
13
|
To Re-elect Mr. Lu Zhengfei As an Independent Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
14
|
To Re-elect Mr. Lam Chi Kuen As an Independent Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
15
|
To Elect Mr. Wang Changyun As an Independent Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
16
|
To Elect Mr. Sun Maosong As an Independent Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
17
|
To Re-elect Mr. Gong Jiande As A Shareholder Representative Supervisor of the Company
|
Managemeent
|
For
|
Voted - For
|
18
|
To Elect Mr. Liu Li As an External Supervisor of the Company
|
Managemeent
|
For
|
Voted - For
|
19
|
To Consider and Approve the Capital Management Plan for 2022-2024
|
Managemeent
|
For
|
Voted - For
|
20
|
To Consider and Approve the External Donation Plan for 2022
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider And, If Thought Fit, to Approve the Report of the Board of Directors of the Company for the Year
Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider And, If Thought Fit, to Approve the Report of the Supervisory Committee of the Company for the Year
Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider And, If Thought Fit, to Approve the Audited Financial Statements of the Company for the Year Ended
31 December 2021
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
To Consider And, If Thought Fit, to Approve the Profit Distribution Proposal of the Company for the Year Ended
31 December 2021, and to Authorize the Board of Directors of the Company to Implement the Aforesaid Distribution
|
Managemeent
|
For
|
Voted - For
|
5
|
To Consider And, If Thought Fit, to Approve the Board of Directors of the Company be and is Hereby Authorized
Generally and Unconditionally to Issue Debt Financing Instruments (the "debt Financing Instruments") in the Aggregate Amount of Not More Than Rmb40 Billion on an One-off Or Multi-tranche Basis and the Board of Directors (which be and is
Hereby Agreed to Further Authorize the Management of the Company) be and is Hereby Authorized, with Full Power and Authority, to Deal with the Matters in Connection with the Issuances of the Debt Financing Instruments in Accordance with the
Specific Needs of the Company and Other Capital Market Conditions in the Valid Period of the Resolutions
|
Managemeent
|
For
|
Voted - For
|
6
|
To Consider And, If Thought Fit, to Approve the Capital Expenditure Budget of the Company for the Year Ending
31 December 2022
|
Managemeent
|
For
|
Voted - For
|
7
|
To Consider And, If Thought Fit, to Approve the Appointment of the Company's Domestic and International
Auditors for the Financial Year of 2022 and Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
8
|
To Consider And, If Thought Fit, to Approve the Emoluments of the Directors of the Board of Directors and the
Supervisors of the Supervisory Committee of the Company for the Year of 2022
|
Managemeent
|
For
|
Voted - For
|
1
|
That the Appointment of Mr. Huang Zhen As A Non-executive Director of the Company be and is Hereby Considered
and Approved, with Effect from the Date on Which This Resolution is Passed Until the Expiration of the Term of Office of the Fifth Session of the Board; That Any Director of the Company be and is Hereby Authorized to Sign on Behalf of the
Company the Director's Service Contract with Mr. Huang Zhen
|
Managemeent
|
For
|
Voted - For
|
2
|
That the Appointment of Ms. Ye Lichun As A Supervisor of the Company be and is Hereby Considered and Approved,
with Effect from the Date on Which This Resolution is Passed Until the Expiration of the Term of Office of the Fifth Session of the Supervisory Committee of the Company; That Any Director of the Company be and is Hereby Authorized to Sign on
Behalf of the Company the Supervisor's Service Contract with Ms. Ye Lichun
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
That the Adoption of the Rules of Procedure for the General Meeting and the Rules of Procedure for the Board be
Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
4
|
That the Amendments to the Articles of Association be Considered and Approved
|
Managemeent
|
For
|
Voted - Against
|
1
|
That the Consolidated Financial Statements of the Company, the Report of the Directors, the Report of the
Supervisory Committee and the Report of the International Auditor for the Year Ended 31 December 2021 be Considered and Approved, and the Board be Authorized to Prepare the Budget of the Company for the Year 2022
|
Managemeent
|
For
|
Voted - For
|
2
|
That the Proposal on Profit Distribution and Dividend Declaration and Payment for the Year Ended 31 December
2021 be Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
3
|
That the Re-appointment of PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP As the
International Auditor and Domestic Auditor of the Company, Respectively, for the Year Ending 31 December 2022 be Considered and Approved, and the Board be Authorized to Fix the Remuneration of the Auditors
|
Managemeent
|
For
|
Voted - For
|
4
|
That the Grant of A General Mandate to the Board to Allot, Issue and Deal with the Additional Shares of the
Company Not Exceeding 20% of Each of the Companys Existing Domestic Shares and H Shares (as the Case May Be) in Issue be Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
5
|
That the Board be Authorized to Increase the Registered Capital of the Company to Reflect the Issue of Shares
in the Company Authorized Under Special Resolution 4, and to Make Such Appropriate and Necessary Amendments to the Articles of Association As They Think Fit to Reflect Such Increases in the Registered Capital of the Company and to Take Any
Other Action and Complete Any Formality Required to Effect Such Increase of the Registered Capital of the Company
|
Managemeent
|
For
|
Voted - For
|
6
|
To Consider and Approve, by Way of Separate Ordinary Resolutions, Each of the Following Resolutions in Relation
to the Re-election/election of the Members of the Sixth Session of the Board: That the Election of Mr. Liu Guiqing As an Executive Director of the Company be and is Hereby Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
7
|
To Consider and Approve, by Way of Separate Ordinary Resolutions, Each of the Following Resolutions in Relation
to the Re-election/election of the Members of the Sixth Session of the Board: That the Re-election of Mr. Huang Xiaoqing As an Executive Director of the Company be and is Hereby Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
To Consider and Approve, by Way of Separate Ordinary Resolutions, Each of the Following Resolutions in Relation
to the Re-election/election of the Members of the Sixth Session of the Board: That the Re-election of Ms. Zhang Xu As an Executive Director of the Company be and is Hereby Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
9
|
To Consider and Approve, by Way of Separate Ordinary Resolutions, Each of the Following Resolutions in Relation
to the Re-election/election of the Members of the Sixth Session of the Board: That the Re-election of Mr. Gao Tongqing As A Non-executive Director of the Company be and is Hereby Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
10
|
To Consider and Approve, by Way of Separate Ordinary Resolutions, Each of the Following Resolutions in Relation
to the Re-election/election of the Members of the Sixth Session of the Board: That the Re-election of Mr. Mai Yanzhou As A Non-executive Director of the Company be and is Hereby Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
11
|
To Consider and Approve, by Way of Separate Ordinary Resolutions, Each of the Following Resolutions in Relation
to the Re-election/election of the Members of the Sixth Session of the Board: That the Re-election of Mr. Huang Zhen As A Non-executive Director of the Company be and is Hereby Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
12
|
To Consider and Approve, by Way of Separate Ordinary Resolutions, Each of the Following Resolutions in Relation
to the Re-election/election of the Members of the Sixth Session of the Board: That the Re-election of Mr. Siu Wai Keung, Francis As an Independent Non-executive Director of the Company be and is Hereby Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
13
|
To Consider and Approve, by Way of Separate Ordinary Resolutions, Each of the Following Resolutions in Relation
to the Re-election/election of the Members of the Sixth Session of the Board: That the Re-election of Mr. Lv Tingjie As an Independent Non-executive Director of the Company be and is Hereby Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
14
|
To Consider and Approve, by Way of Separate Ordinary Resolutions, Each of the Following Resolutions in Relation
to the Re-election/election of the Members of the Sixth Session of the Board: That the Election of Mr. Wang Qi As an Independent Non-executive Director of the Company be and is Hereby Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
15
|
To Consider and Approve, by Way of Separate Ordinary Resolutions, Each of the Following Resolutions in Relation
to the Re-election/election of the Members of the Sixth Session of the Board: That the Election of Mr. Wang Chunge As an Independent Non-executive Director of the Company be and is Hereby Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
16
|
To Consider and Approve, by Way of Separate Ordinary Resolutions, Each of the Following Resolutions in Relation
to the Re-election/election of the Members of the Sixth Session of the Supervisory Committee (shareholder Representative Supervisors): That the Re-election of Ms. Ye Lichun As A Supervisor of the Company be and is Hereby Considered and
Approved
|
Managemeent
|
For
|
Voted - For
|
17
|
To Consider and Approve, by Way of Separate Ordinary Resolutions, Each of the Following Resolutions in Relation
to the Re-election/election of the Members of the Sixth Session of the Supervisory Committee (shareholder Representative Supervisors): That the Election of Ms. Cai Manli As A Supervisor of the Company be and is Hereby Considered and Approved
|
Managemeent
|
For
|
Voted - For
|
18
|
That the Amendments to the Rules of Procedure for the Supervisory Committee of the Company be Considered and
Approved
|
Managemeent
|
For
|
Voted - For
|
1
|
Recognition of 2021 Business Report and Financial Statements
|
Managemeent
|
For
|
Voted - For
|
2
|
Recognition of 2021 Earnings Distribution Plan. Proposed Cash Dividend: Twd 1.0 Per Share. Proposed Preferred
Shares B: Twd 0.00194520 Per Share
|
Managemeent
|
For
|
Voted - For
|
3
|
Discussion on Amendment to the Articles of Incorporation
|
Managemeent
|
For
|
Voted - For
|
4
|
Discussion on Amendment to the Procedures for Acquisition Or Disposal of Assets
|
Managemeent
|
For
|
Voted - For
|
5
|
Discussion on Amendment to the Regulations for Shareholders Meeting Procedure
|
Managemeent
|
For
|
Voted - For
|
6
|
Discussion on the Companys Plan to Raise Long-term Capital
|
Managemeent
|
For
|
Voted - For
|
7
|
The Election of the Director:chi Jie Investment Co., Ltd.,shareholder No.01115973,chia-juch Chang As
Representative
|
Managemeent
|
For
|
Voted - For
|
8
|
The Election of the Director:chi Jie Investment Co., Ltd.,shareholder No.01115973,saloon Tham As Representative
|
Managemeent
|
For
|
Voted - For
|
9
|
The Election of the Director:gppc Chemical Corporation,shareholder No.01116025,lionel De Saint-exuery As
Representative
|
Managemeent
|
For
|
Voted - For
|
10
|
The Election of the Director:jing Hui Investment Co., Ltd.,shareholder No.01608077,stefano Paolo Bertamini As
Representative
|
Managemeent
|
For
|
Voted - For
|
11
|
The Election of the Director:jing Hui Investment Co., Ltd.,shareholder No.01608077,hung Yi Hsiao As
Representative
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
12
|
The Election of the Director:paul Yang,shareholder No.01179427
|
Managemeent
|
For
|
Voted - For
|
13
|
The Election of the Independent Director:tyzz-jiun, Duh,shareholder No.t120363xxx
|
Managemeent
|
For
|
Voted - For
|
14
|
The Election of the Independent Director:shih-chieh, Chang,shareholder No.01124804
|
Managemeent
|
For
|
Voted - For
|
15
|
The Election of the Independent Director:chung, Wei,shareholder No.a110071xxx
|
Managemeent
|
For
|
Voted - For
|
16
|
Approval of the Proposal for Lift of Non-compete Restriction on the Directors of the Board
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve the Report of the Board of Directors of the Company for 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Report of the Supervisory Committee of the Company for 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider and Approve the 2021 Annual Report of the Company
|
Managemeent
|
For
|
Voted - For
|
4
|
To Consider and Approve the Final Accounts Plan of the Company for 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
To Consider and Approve the Profit Distribution Plan of the Company for 2021
|
Managemeent
|
For
|
Voted - For
|
6
|
To Consider and Approve the Capital Expenditure Budget of the Company for 2022
|
Managemeent
|
For
|
Voted - For
|
7
|
To Consider and Approve the Appointment of the External Auditors of the Company for 2022
|
Managemeent
|
For
|
Voted - For
|
8
|
To Consider and Approve the Remuneration Plan for Mr. Chen Gongyan for 2020
|
Managemeent
|
For
|
Voted - For
|
9
|
To Consider and Approve the Remuneration Plan for Ms. Chen Jing for 2020
|
Managemeent
|
For
|
Voted - For
|
10
|
To Consider and Approve the Amendments to the Procedural Rules of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
11
|
To Consider and Approve the Election of Mr. Wei Guoqiang As A Non-employee Representative Supervisor of the
Fourth Session of the Supervisory Committee of the Company
|
Managemeent
|
For
|
Voted - For
|
12
|
To Consider and Approve the General Mandate to Issue Shares of the Company
|
Managemeent
|
For
|
Voted - For
|
1
|
Equity Transfer of A Company and Capital Increase and Share Expansion to Introduce Strategic Investors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
Adjustment of the Guarantee for the Financial Institution Credit Line and Project of the Above Company in 2021
|
Managemeent
|
For
|
Voted - For
|
1
|
To Review, Consider and Adopt the Audited Consolidated Financial Statements of the Group, the Reports of the
Board (the "board") of the Directors (the "director(s)") of the Company and the Auditors of the Company for the Year Ended 31 December 2021
|
Managemeent
|
Did Not Vote
|
|
2
|
To Approve the Recommended Final Dividend of Rmb0.2269 (equivalent to Hkd 0.279) Per Share for the Year Ended
31 December 2021
|
Managemeent
|
Did Not Vote
|
|
3
|
To Re-elect Mr. Lam Kong As Executive Director
|
Managemeent
|
Did Not Vote
|
|
4
|
To Re-elect Mr. Chen Hongbing As Executive Director
|
Managemeent
|
Did Not Vote
|
|
5
|
To Re-elect Mr. Fung Ching Simon As Independent Non-executive Director
|
Managemeent
|
Did Not Vote
|
|
6
|
To Authorise the Board to Fix the Directors' Remuneration
|
Managemeent
|
Did Not Vote
|
|
7
|
To Re-appoint Deloitte Touche Tohmatsu As Auditors of the Company and to Authorise the Board to Fix Their
Remuneration
|
Managemeent
|
Did Not Vote
|
|
8
|
To Grant A General Mandate to the Directors to Allot, Issue and Otherwise Deal with Unissued Shares of the
Company
|
Managemeent
|
Did Not Vote
|
|
9
|
To Grant A General Mandate to the Directors to Repurchase Shares of the Company
|
Managemeent
|
Did Not Vote
|
|
10
|
To Add the Nominal Amount of the Shares Repurchased by the Company to the General Mandate Granted to the
Directors Under Resolution No.5 Above
|
Managemeent
|
Did Not Vote
|
1
|
To Consider and Approve the Report of the Board of Directors of the Company for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Report of the Supervisory Committee of the Company for the Year Ended 31 December
2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider and Approve the Work Report of Independent Directors of the Company for the Year Ended 31 December
2021
|
Managemeent
|
For
|
Voted - For
|
4
|
To Consider and Approve the 2021 A Share Annual Report and the Abstract, H Share Annual Report and Results
Announcement for the Year of 2021 of the Company
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
To Consider and Approve the Audited Consolidated Financial Statements of the Company for the Year Ended 31
December 2021
|
Managemeent
|
For
|
Voted - For
|
6
|
To Consider and Approve the Proposal Regarding the Plan for Shareholders Return for 2021 to 2023 of China
Railway Group Limited
|
Managemeent
|
For
|
Voted - For
|
7
|
To Consider and Approve the Profit Distribution Plan of the Company for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
8
|
To Consider and Approve the Proposal in Relation to the Engagement of the Auditors for 2022, Re-appointment of
PricewaterhouseCoopers As the Company's International Auditors and PricewaterhouseCoopers Zhong Tian LLP As the Company's Domestic Auditors for 2022 for A Term Ending at the Next Annual General Meeting of the Company and to Authorise the
Board of Directors of the Company to Agree the Remuneration with PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP with Reference to the Work Scope and Audit Requirements for 2022
|
Managemeent
|
For
|
Voted - For
|
9
|
To Consider and Approve the Proposal in Relation to the Appointment of Internal Control Auditors for 2022,
Re-appointment of PricewaterhouseCoopers Zhong Tian LLP As the Internal Control Auditors of the Company for 2022 for A Term Ending at the Next Annual General Meeting of the Company, the Remuneration Shall Not Exceed Rmb1.80 Million
|
Managemeent
|
For
|
Voted - For
|
10
|
To Consider and Approve the Proposal on the Salary (remuneration, Work Subsidy) of Directors and Supervisors of
the Company for the Year of 2021
|
Managemeent
|
For
|
Voted - For
|
11
|
To Consider and Approve the Proposal on the Purchase of Liabilities Insurance for Directors, Supervisors and
Senior Management of the Company for the Year of 2022
|
Managemeent
|
For
|
Voted - For
|
12
|
To Consider and Approve the Proposal in Relation to the Total Amount of the Provision of External Guarantee by
the Company for the Second Half of 2022 to the First Half of 2023
|
Managemeent
|
For
|
Voted - For
|
13
|
To Consider and Approve the Proposed Amendments to the Rules for the Independent Directors of the Company As
Set Out in the Appendix V to the Circular of the Company Dated 23 May 2022
|
Managemeent
|
For
|
Voted - For
|
14
|
To Consider and Approve the Proposal in Relation to the Issuance of Domestic and Overseas Debt Financing
Instruments
|
Managemeent
|
For
|
Voted - For
|
15
|
To Consider and Approve the Proposal on Granting A General Mandate to Issue New Shares to the Board of
Directors of the Company
|
Managemeent
|
For
|
Voted - For
|
16
|
To Consider and Approve the Proposal on the Increase of Registered Capital of the Company
|
Managemeent
|
For
|
Voted - For
|
17
|
To Consider and Approve the Proposed Amendments to the Articles of Association of the Company As Set Out in the
Appendix II to the Circular of the Company Dated 23 May 2022
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
18
|
To Consider and Approve the Proposed Amendments to the Procedural Rules for the Shareholder's Meetings of the
Company As Set Out in the Appendix III to the Circular of the Company Dated 23 May 2022
|
Managemeent
|
For
|
Voted - For
|
19
|
To Consider and Approve the Proposed Amendments to the Procedural Rules for the Board of the Company As Set Out
in the Appendix IV to the Circular of the Company Dated 23 May 2022
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider And, If Thought Fit, to Approve the Report of the Board of Directors of the Company for the Year
Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider And, If Thought Fit, to Approve the Report of the Supervisory Committee of the Company for the Year
Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider And, If Thought Fit, to Approve the Audited Financial Statements of the Company for the Year Ended
31 December 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
To Consider And, If Thought Fit, to Approve the Company's Profit Distribution Plan for the Year Ended 31
December 2021: (1) Final Dividend for the Year Ended 31 December 2021 in the Amount of Rmb2.54 Per Share (inclusive of Tax) be Declared and Distributed, the Aggregate Amount of Which is Approximately Rmb50,466 Million (inclusive of Tax); (2)
to Authorise the Chairman and the Chief Executive Officer to Implement the Above-mentioned Profit Distribution Matters and to Deal with Relevant Matters in Relation to Tax Withholding and Foreign Exchange As Required by Relevant Laws,
Regulations and Regulatory Authorities
|
Managemeent
|
For
|
Voted - For
|
5
|
To Consider And, If Thought Fit, to Approve the Remuneration of the Directors and Supervisors of the Company
for the Year Ended 31 December 2021: (1) Chairman and Executive Director, Wang Xiangxi is Remunerated by China Energy Investment Corporation Limited ("china Energy") and is Not Remunerated by the Company in Cash; Aggregate Remuneration of the
Executive Director, Xu Mingjun, Employee Director,wang Xingzhong and Former Executive Director, Yang Jiping, Amounted to Rmb3,862,224; (2) Aggregate Remuneration of the Independent Non-executive Directors is in the Amount of Rmb900,000, and
the Non-executive Directors (other Than the Independent Non-executive Directors) are Remunerated by China Energy and are Not Remunerated by the Company in Cash; (3) Chairman of the Supervisory Committee of the Company, Luo Meijian and
Shareholder Representative Supervisor, Zhou Dayu are Remunerated by China Energy and are Not Remunerated by the Company in Cash; Aggregate Remuneration of Employees' Representative Supervisor, Zhang Changyan, Amounted to Rmb386,600
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
To Consider And, If Thought Fit, to Approve the Extension of Appointment of KPMG and KPMG Huazhen LLP As the
International and the Prc Auditors of the Company for the Year of 2022 Until the Completion of Annual General Meeting for 2022 and to Authorise A Directors' Committee Comprising of the Chairman and Chairman of the Audit and Risk Management
Committee to Determine Their 2022 Remuneration
|
Managemeent
|
For
|
Voted - For
|
7
|
To Consider And, If Thought Fit, to Elect Mr. Lv Zhiren As an Executive Director of the Fifth Session of the
Board of Directors of the Company, with A Term of Office from the Date of Election at the Annual General Meeting to the Date of Expiry Term of the Fifth Session of the Board of Directors of the Company (from 24 June 2022 to 28 May 2023)
|
Managemeent
|
For
|
Voted - For
|
8
|
To Consider And, If Thought Fit, to Elect Mr. Tang Chaoxiong As A Shareholder Representative Supervisor of the
Fifth Session of the Supervisory Committee of the Company, with A Term of Office from Date of Election at the Annual General Meeting to the Date of Expiry Term of the Fifth Session of the Supervisory Committee of the Company (from 24 June
2022 to 28 May 2023)
|
Managemeent
|
For
|
Voted - For
|
9
|
To Consider And, If Thought Fit, to Approve the Revision of the Annual Caps for the Years Ended 31 December
2021, 31 December 2022 and 31 December 2023 for the Supply of Coal by the Group to China Energy Group Under the New Mutual Coal Supply Agreement, and the Revision of the Annual Caps for the Years Ended 31 December 2022 and 31 December 2023
for the Supply of Products and Provision of Services by the Group to the China Energy Group Under the New Mutual Supplies and Service Agreement
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
10
|
To Consider And, If Thought Fit, to Approve the Following General Mandate for the Board of Directors and the
Persons Authorised by the Board of Directors to Repurchase the Company's H Shares: (1) the Board of Directors be Granted A General Mandate, by Reference to the Requirements of the Relevant Laws and Regulations, to Repurchase the Company's H
Shares on Market of the Stock Exchange of Hong Kong Limited Not Exceeding 10% of the Number of the Company's H Shares in Issue at the Time When This Resolution is Passed at the Annual General Meeting and the Class Meetings of Shareholders.
(2) the Board of Directors and the Persons Authorised by the Board of Directors be Authorised to (including But Not Limited to the Following): (i) Formulate and Implement Repurchase Plan, Including But Not Limited to Determining the Time of
Repurchase, Period of Repurchase, Repurchase Price and Number of Shares to Repurchase, Etc.; (ii) Notify Creditors and Issue Announcements Pursuant to the Requirements of the Laws and Regulations Such As Company Law of the People's Republic
of China and the Articles of Association of the Company; (iii) Open Overseas Share Accounts and Money Accounts and to Carry Out Related Change of Foreign Exchange Registration Procedures; (iv) Carry Out Relevant Approval Or Filing Procedures
(if Any) Pursuant to the Applicable Laws, Regulations and Rules; (v) Carry Out Cancelation Procedures for Repurchased Shares, Make Corresponding Amendments to the Articles of Association of the Company Relating To, Among Others, Share Capital
and Shareholdings, and Carry Out Modification Registrations and Make Filings; (vi) Execute and Deal with Any Documents and Matters Related to Share Repurchase. (3) Authorisation Period the Period of Above General Mandate Shall Not Exceed the
Relevant Period (the "relevant Period"). the Relevant Period Commences from the Day When the Authority Conferred by This Special Resolution is Approved by A Special Resolution at the Annual General Meeting, the Class Meeting of Holders of A
Shares and the Class Meeting of Holders of H Shares and Ends at the Earlier Of: (a) the Conclusion of the Annual General Meeting for 2022; Or (b) the Date on Which the Authority Conferred by This Special Resolution is Revoked Or Varied by A
Special Resolution at A General Meeting, Or A Special Resolution at A Class Meeting of Holders of A Shares Or A Class Meeting of Holders of H Shares
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Consider And, If Thought Fit, to Approve the Following General Mandate for the Board of Directors and the
Persons Authorised by the Board of Directors to Repurchase the Company's H Shares: (1) the Board of Directors be Granted A General Mandate, by Reference to the Requirements of the Relevant Laws and Regulations, to Repurchase the Company's H
Shares on Market of the Stock Exchange of Hong Kong Limited Not Exceeding 10% of the Number of the Company's H Shares in Issue at the Time When This Resolution is Passed at the Annual General Meeting and the Class Meetings of Shareholders.
(2) the Board of Directors and the Persons Authorised by the Board of Directors be Authorised to (including But Not Limited to the Following): (i) Formulate and Implement Repurchase Plan, Including But Not Limited to Determining the Time of
Repurchase, Period of Repurchase, Repurchase Price and Number of Shares to Repurchase, Etc.; (ii) Notify Creditors and Issue Announcements Pursuant to the Requirements of the Laws and Regulations Such As Company Law of the People's Republic
of China and the Articles of Association of the Company; (iii) Open Overseas Share Accounts and Money Accounts and to Carry Out Related Change of Foreign Exchange Registration Procedures; (iv) Carry Out Relevant Approval Or Filing Procedures
(if Any) Pursuant to the Applicable Laws, Regulations and Rules; (v) Carry Out Cancelation Procedures for Repurchased Shares, Make Corresponding Amendments to the Articles of Association of the Company Relating To, Among Others, Share Capital
and Shareholdings, and Carry Out Modification Registrations and Make Filings; (vi) Execute and Deal with Any Documents and Matters Related to Share Repurchase (3) Authorisation Period the Period of Above General Mandate Shall Not Exceed the
Relevant Period (the "relevant Period"). the Relevant Period Commences from the Day When the Authority Conferred by This Special Resolution is Approved by A Special Resolution at the Annual General Meeting, the Class Meeting of Holders of A
Shares and the Class Meeting of Holders of H Shares and Ends at the Earlier Of: (a) the Conclusion of the Annual General Meeting for 2022; Or (b) the Date on Which the Authority Conferred by This Special Resolution is Revoked Or Varied by A
Special Resolution at A General Meeting, Or A Special Resolution at A Class Meeting of Holders of A Shares Or A Class Meeting of Holders of H Shares
|
Managemeent
|
For
|
Voted - For
|
1
|
To Receive and Adopt the Audited Financial Statements, the Directors' Report and the Independent Auditor's
Report for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Declare A Final Dividend for the Year Ended 31 December 2021 of Hk20.5 Cents Per Share
|
Managemeent
|
For
|
Voted - For
|
3
|
To Re-elect Mr. Yan Jianguo As Director
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-elect Mr. Chen Xiaofeng As Director
|
Managemeent
|
For
|
Voted - For
|
5
|
To Re-elect Mr. Zhou Hancheng As Director
|
Managemeent
|
For
|
Voted - For
|
6
|
To Re-elect Mr. Hung Cheung Shew As Director
|
Managemeent
|
For
|
Voted - For
|
7
|
To Re-elect Ms. Wong Wai Ching As Director
|
Managemeent
|
For
|
Voted - For
|
8
|
To Authorize the Board to Fix the Remuneration of Directors
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
To Re-appoint Ernst & Young As Auditor of the Company and Authorize the Board to Fix Its Remuneration
|
Managemeent
|
For
|
Voted - For
|
10
|
To Approve the Ordinary Resolution No. (6a) of the Notice of Annual General Meeting (to Give A General Mandate
to the Directors to Issue Additional Shares)
|
Managemeent
|
For
|
Voted - For
|
11
|
To Approve the Ordinary Resolution No. (6b) of the Notice of Annual General Meeting (to Give A General Mandate
to the Directors to Repurchase Shares)
|
Managemeent
|
For
|
Voted - For
|
12
|
To Approve the Ordinary Resolution No. (6c) of the Notice of Annual General Meeting (to Extend the General
Mandate Granted to the Directors Pursuant to Ordinary Resolution No. (6a) to Issue Additional Shares)
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve, by Way of Separate Ordinary Resolution, Each of the Following Resolution in Relation
to the Election of the Member of the Third Session of the Board of Directors of the Company (the "board"): That the Re-election of Mr. Zhang Zhiyong As an Executive Director of the Company be and is Hereby Considered and Approved; and That
the Board be and is Hereby Authorised to Determine His Remuneration
|
Managemeent
|
Did Not Vote
|
|
2
|
To Consider and Approve, by Way of Separate Ordinary Resolution, Each of the Following Resolution in Relation
to the Election of the Member of the Third Session of the Board of Directors of the Company (the "board"): That the Re-election of Mr. Gu Xiaomin As an Executive Director of the Company be and is Hereby Considered and Approved; and That the
Board be and is Hereby Authorised to Determine His Remuneration
|
Managemeent
|
Did Not Vote
|
|
3
|
To Consider and Approve, by Way of Separate Ordinary Resolution, Each of the Following Resolution in Relation
to the Election of the Member of the Third Session of the Board of Directors of the Company (the "board"): That the Re-election of Mr. Gao Tongqing As A Non-executive Director of the Company be and is Hereby Considered and Approved
|
Managemeent
|
Did Not Vote
|
|
4
|
To Consider and Approve, by Way of Separate Ordinary Resolution, Each of the Following Resolution in Relation
to the Election of the Member of the Third Session of the Board of Directors of the Company (the "board"): That the Re-election of Mr. Mai Yanzhou As A Non-executive Director of the Company be and is Hereby Considered and Approved
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
To Consider and Approve, by Way of Separate Ordinary Resolution, Each of the Following Resolution in Relation
to the Election of the Member of the Third Session of the Board of Directors of the Company (the "board"): That the Election of Mr. Liu Guiqing As A Non-executive Director of the Company be and is Hereby Considered and Approved; That Any
Director of the Company be and is Hereby Authorised to Sign on Behalf of the Company the Director's Service Contract with Mr. Liu Guiqing
|
Managemeent
|
Did Not Vote
|
|
6
|
To Consider and Approve, by Way of Separate Ordinary Resolution, Each of the Following Resolution in Relation
to the Election of the Member of the Third Session of the Board of Directors of the Company (the "board"): That the Election of Mr. Zhang Guohou As an Independent Non-executive Director of the Company be and is Hereby Considered and Approved;
That Any Director of the Company be and is Hereby Authorised to Sign on Behalf of the Company the Director's Service Contract with Mr. Zhang Guohou, and That the Board be and is Hereby Authorised to Determine His Remuneration
|
Managemeent
|
Did Not Vote
|
|
7
|
To Consider and Approve, by Way of Separate Ordinary Resolution, Each of the Following Resolution in Relation
to the Election of the Member of the Third Session of the Board of Directors of the Company (the "board"): That the Re-election of Mr. Deng Shiji As an Independent Non-executive Director of the Company be and is Hereby Considered and
Approved; and That the Board be and is Hereby Authorised to Determine His Remuneration
|
Managemeent
|
Did Not Vote
|
|
8
|
To Consider and Approve, by Way of Separate Ordinary Resolution, Each of the Following Resolution in Relation
to the Election of the Member of the Third Session of the Board of Directors of the Company (the "board"): That the Election of Mr. Hu Zhanghong As an Independent Non-executive Director of the Company be and is Hereby Considered and Approved;
That Any Director of the Company be and is Hereby Authorised to Sign on Behalf of the Company the Director's Service Contract with Mr. Hu Zhanghong, and That the Board be and is Hereby Authorised to Determine His Remuneration
|
Managemeent
|
Did Not Vote
|
|
9
|
To Consider and Approve, by Way of Separate Ordinary Resolution, Each of the Following Resolution in Relation
to the Election of the Member of the Third Session of the Supervisory Committee of the Company: That the Election of Mr. Liu Wei As A Supervisor of the Company be and is Hereby Considered and Approved; That Any Director of the Company be and
is Hereby Authorised to Sign on Behalf of the Company the Supervisor's Service Contract with Mr. Liu Wei
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
10
|
To Consider and Approve, by Way of Separate Ordinary Resolution, Each of the Following Resolution in Relation
to the Election of the Member of the Third Session of the Supervisory Committee of the Company: That the Re-election of Mr. Li Zhangting As A Supervisor of the Company be and is Hereby Considered and Approved
|
Managemeent
|
Did Not Vote
|
|
11
|
To Consider and Approve, by Way of Separate Ordinary Resolution, Each of the Following Resolution in Relation
to the Election of the Member of the Third Session of the Supervisory Committee of the Company: That the Election of Ms. Han Fang As A Supervisor of the Company be and is Hereby Considered and Approved; That Any Director of the Company be and
is Hereby Authorised to Sign on Behalf of the Company the Supervisor's Service Contract with Ms. Han Fang
|
Managemeent
|
Did Not Vote
|
|
12
|
To Consider and Approve, by Way of Separate Ordinary Resolution, Each of the Following Resolution in Relation
to the Election of the Member of the Third Session of the Supervisory Committee of the Company: That the Re-election of Ms. Li Tienan As A Supervisor of the Company be and is Hereby Considered and Approved
|
Managemeent
|
Did Not Vote
|
1
|
To Receive the Audited Financial Statements and the Reports of the Directors and the Auditor for the Year Ended
31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Declare A Final Dividend of Hkd0.456 Per Ordinary Share of the Company for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Re-elect Ms. Li Qingping As Director of the Company
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-elect Mr. Zhang Lin As Director of the Company
|
Managemeent
|
For
|
Voted - For
|
5
|
To Re-elect Mr. Yang Xiaoping As Director of the Company
|
Managemeent
|
For
|
Voted - For
|
6
|
To Re-elect Mr. Tang Jiang As Director of the Company
|
Managemeent
|
For
|
Voted - For
|
7
|
To Re-elect Mr. Francis Siu Wai Keung As Director of the Company
|
Managemeent
|
For
|
Voted - For
|
8
|
To Re-elect Mr. Anthony Francis Neoh As Director of the Company
|
Managemeent
|
For
|
Voted - For
|
9
|
To Re-elect Mr. Gregory Lynn Curl As Director of the Company
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
10
|
To Re-appoint Messrs. PricewaterhouseCoopers As the Auditor of the Company and Authorise the Board of Directors
to Fix Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
11
|
To Grant A General Mandate to the Directors to Issue and Dispose of Additional Shares Not Exceeding 20% of the
Number of Shares of the Company in Issue As at the Date of This Resolution
|
Managemeent
|
For
|
Voted - For
|
12
|
To Grant A General Mandate to the Directors to Purchase Or Otherwise Acquire Shares of the Company Not
Exceeding 10% of the Number of Shares of the Company in Issue As at the Date of This Resolution
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve the Resolution in Relation to the Amendments to the Articles of Association of the
Company
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Resolution in Relation to the Election of Mr. Shi Qingchun As an Independent
Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
3
|
To Elect Mr. Song Kangle As A Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
4
|
To Elect Ms. Fu Linfang As A Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
5
|
To Elect Mr. Zhao Xianxin As A Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
1
|
Examination of the Situation of the Company and the Report from the Outside Auditors and from the Accounts
Inspectors
|
Managemeent
|
Did Not Vote
|
|
2
|
Approval of the Annual Report and Financial Statements to December 31, 2021
|
Managemeent
|
Did Not Vote
|
|
3
|
Distribution of Profit and Payment of Dividends
|
Managemeent
|
Did Not Vote
|
|
4
|
Approval of the Investment and Financing Policy of the Company
|
Managemeent
|
Did Not Vote
|
|
5
|
Policies and Procedures in Regard to Profit and Dividends
|
Managemeent
|
Did Not Vote
|
|
6
|
Designation of Outside Auditors for the 2022 Fiscal Year
|
Managemeent
|
Did Not Vote
|
|
7
|
Designation of Accounts Inspectors and Their Compensation
|
Managemeent
|
Did Not Vote
|
|
8
|
Establishment of the Compensation of the Members of the Board of Directors
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
Report on the Activities of the Committee of Directors
|
Managemeent
|
Did Not Vote
|
|
10
|
Establishment of the Compensation of the Committee of Directors and the Determination of Its Budget
|
Managemeent
|
Did Not Vote
|
|
11
|
Information in Regard to the Resolutions of the Board of Directors in Relation to Acts and Agreements That are
Governed by Title Xvi of Law Number 18,046
|
Managemeent
|
Did Not Vote
|
|
12
|
Designation of the Newspaper in Which the Shareholder General Meeting Call Notices Must be Published
|
Managemeent
|
Did Not Vote
|
|
13
|
Other Matters of Corporate Interest That are Within the Authority of the General Meeting
|
Managemeent
|
Did Not Vote
|
1
|
To Ratify the Business Report and Financial Statements for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Ratify the Distribution of Earnings for the Year 2021. Cash Dividend Form Earnings is Nt1.6 Per Share. Cash
Distribution from Capital Surplus is Nt 0.4 Per Share.
|
Managemeent
|
For
|
Voted - For
|
3
|
To Approve the Amendment to the Articles of Incorporation
|
Managemeent
|
For
|
Voted - Against
|
4
|
To Approve the Amendment to the Procedures for Acquisition Or Disposal of Assets
|
Managemeent
|
For
|
Voted - For
|
5
|
To Approve the Amendment to the Procedures for Lending Funds to Other Parties
|
Managemeent
|
For
|
Voted - For
|
6
|
To Approve the Amendment to the Rules and Procedures of Shareholders Meeting
|
Managemeent
|
For
|
Voted - For
|
7
|
To Approve the Release of Non-competition Restrictions for Directors
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election and Nomination of Non-independent Director: Zeng Yuqun
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election and Nomination of Non-independent Director: Li Ping
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election and Nomination of Non-independent Director: Huang Shilin
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election and Nomination of Non-independent Director: Pan Jian
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election and Nomination of Non-independent Director: Zhou Jia
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.6
|
Election and Nomination of Non-independent Director: Wu Kai
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election and Nomination of Independent Director: Xue Zuyun
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election and Nomination of Independent Director: Cai Xiuling
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election and Nomination of Independent Director: Hong Bo
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election and Nomination of Non-employee Supervisor: Wu Yingming
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election and Nomination of Non-employee Supervisor: Feng Chunyan
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny0.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
6
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for the Chairman of the Board Zeng Yuqun
|
Managemeent
|
Did Not Vote
|
|
7
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for the Vice Chairman of the Board Li Ping
|
Managemeent
|
Did Not Vote
|
|
8
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for the Vice Chairman of the Board Huang
Shilin
|
Managemeent
|
Did Not Vote
|
|
9
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Director Pan Jian
|
Managemeent
|
Did Not Vote
|
|
10
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Director Zhou Jia
|
Managemeent
|
Did Not Vote
|
|
11
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Director Wu Kai
|
Managemeent
|
Did Not Vote
|
|
12
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Independent Director Xue Zuyun
|
Managemeent
|
Did Not Vote
|
|
13
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Independent Director Hong Bo
|
Managemeent
|
Did Not Vote
|
|
14
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Independent Director Cai Xiuling
|
Managemeent
|
Did Not Vote
|
|
15
|
2021 Confirmation of Remuneration for Director: 2021 Remuneration for Original Independent Director Wang Hongbo
|
Managemeent
|
Did Not Vote
|
|
16
|
2021 Confirmation of Remuneration for Supervisor: 2021 Remuneration for the Chairman of the Supervisory
Committee Wu Yingming
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
17
|
2021 Confirmation of Remuneration for Supervisor: 2021 Annual Remuneration for Supervisor Feng Chunyan
|
Managemeent
|
Did Not Vote
|
|
18
|
2021 Confirmation of Remuneration for Supervisor: 2021 Annual Remuneration for Supervisor Liu Na
|
Managemeent
|
Did Not Vote
|
|
19
|
2021 Confirmation of Remuneration for Supervisor: 2021 Annual Remuneration for Original Supervisor Wang Siye
|
Managemeent
|
Did Not Vote
|
|
20
|
Purchase of Liability Insurance for Directors, Supervisors and Senior Management
|
Managemeent
|
Did Not Vote
|
|
21
|
2022 Estimated Guarantee Quota
|
Managemeent
|
Did Not Vote
|
|
22
|
2022 Application for Comprehensive Credit Line to Financial Institutions
|
Managemeent
|
Did Not Vote
|
|
23
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
|
24
|
Repurchase and Cancellation of Some Restricted Stocks at the 34th Meeting of the 2nd Board of Directors
|
Managemeent
|
Did Not Vote
|
|
25
|
Repurchase and Cancellation of Some Restricted Stocks at the 3rd Meeting of the 3rd Board of Directors
|
Managemeent
|
Did Not Vote
|
|
26
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
|
Managemeent
|
Did Not Vote
|
|
27
|
Amendments to the Company's Systems
|
Managemeent
|
Did Not Vote
|
|
28
|
Investment in Construction of A Project in Indonesia by Controlled Subsidiaries
|
Managemeent
|
Did Not Vote
|
1
|
To Consider and Approve the Report of the Board for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Report of the Supervisory Committee of the Company for the Year Ended 31 December
2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider and Approve the Audited Financial Statements and the Auditors' Report of the Company Prepared in
Accordance with the Accounting Standards for Business Enterprises and Hong Kong Financial Reporting Standards, Respectively, for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
To Consider and Approve the Proposed Profit Distribution Plan of the Company and the Proposed Payment of A
Final Dividend of Rmb0.87 Per Share (inclusive of Applicable Tax) for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
To Consider and Approve the Guarantees Mandate to the Group for the Provision of External Guarantees for the
Year Ending 31 December 2022 Not Exceeding Usd 2.679 Billion (or Other Currencies Equivalent to Approximately Rmb17.049 Billion)
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
To Consider and Approve (i) the Proposed Re-appointment of PricewaterhouseCoopers As the International Auditors
of the Company and Shinewing Certified Public Accountants, LLP As the Domestic Auditors of the Company to Hold Office Until the Conclusion of the Next Annual General Meeting of the Company; and (ii) the Audit Fees of the Company for the Year
Ending 31 December 2022 of Rmb14.98 Million (tax Inclusive) Shall be Payable to PricewaterhouseCoopers and Rmb12.70 Million (tax Inclusive) Shall be Payable to Shinewing Certified Public Accountants, LLP
|
Managemeent
|
For
|
Voted - For
|
7
|
To Consider and Approve the Grant of A General Mandate to the Board to Repurchase H Shares
|
Managemeent
|
For
|
Voted - For
|
8
|
To Consider and Approve the Grant of A General Mandate to the Board to Repurchase A Shares
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve the Grant of A General Mandate to the Board to Repurchase H Shares
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Grant of A General Mandate to the Board to Repurchase A Shares
|
Managemeent
|
For
|
Voted - For
|
1
|
General Authorization to the Board Regarding the Repurchase of A-shares
|
Managemeent
|
For
|
Voted - For
|
2
|
General Authorization to the Board Regarding the Repurchase of H-shares
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Wan Min As an Executive Director
|
Managemeent
|
For
|
Voted - For
|
2
|
General Authorization to the Board Regarding the Repurchase of A-shares
|
Managemeent
|
For
|
Voted - For
|
3
|
General Authorization to the Board Regarding the Repurchase of H-shares
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Financial Reports and Audit Reports Respectively Prepared in Accordance with the Accounting Standards in
Mainland China and Hong Kong
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny8.70000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
2022 External Guarantee Quota
|
Managemeent
|
Did Not Vote
|
|
6
|
Appointment of 2022 Domestic and Overseas Audit Firm
|
Managemeent
|
Did Not Vote
|
|
7
|
General Authorization to the Board Regarding the Repurchase of H-shares
|
Managemeent
|
Did Not Vote
|
|
8
|
General Authorization to the Board Regarding the Repurchase of A-shares
|
Managemeent
|
Did Not Vote
|
1
|
General Authorization to the Board Regarding the Repurchase of H-shares
|
Managemeent
|
Did Not Vote
|
|
2
|
General Authorization to the Board Regarding the Repurchase of A-shares
|
Managemeent
|
Did Not Vote
|
1.1
|
Election of Inside Director: Choe Chang Sik
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Outside Director: Choe Hong Geon
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Outside Director: O Gyu Won
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Outside Director Who is an Audit Committee Member Hwang Cheol Seong
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Financial Statements
|
Managemeent
|
For
|
Voted - For
|
3
|
Amendment of Articles of Incorporation
|
Managemeent
|
For
|
Voted - Against
|
4
|
Election of Audit Committee Member: Choe Hong Geon
|
Managemeent
|
For
|
Voted - For
|
5
|
Election of Audit Committee Member: O Gyu Won
|
Managemeent
|
For
|
Voted - For
|
6
|
Approval of Remuneration for Director
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Outside Director Choe Jeong Ho
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Outside Director Mun Jeong Suk
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Outside Director Who is an Audit Committee Member Jeong Chae Ung
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Financial Statements
|
Managemeent
|
For
|
Voted - For
|
3
|
Election of Audit Committee Member Who is an Outside Director Choe Jeong Ho
|
Managemeent
|
For
|
Voted - For
|
4
|
Election of Audit Committee Member Who is an Outside Director Mun Jeong Suk
|
Managemeent
|
For
|
Voted - For
|
5
|
Approval of Remuneration for Director
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Acknowledge Funds Performance for the Year 2020
|
Managemeent
|
For
|
Voted - For
|
2
|
Acknowledge Operating Performance for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
Acknowledge Financial Statements
|
Managemeent
|
For
|
Voted - For
|
4
|
To Acknowledge the Dividend Payment for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
Acknowledge Auditors and Authorize Board to Fix Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
6
|
Other Business
|
Managemeent
|
Against
|
Voted - For
|
1.1
|
Election of Inside Director Ju Jae Hwan
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Inside Director Choe Mun Ho
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Inside Director Bak Seok Hoe
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Inside Director Gim Jang U
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Inside Director Bak Jae Ha
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Outside Director Gang Gi Seok
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Outside Director Jo Jae Jeong
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Outside Director Sin Il Yong
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Outside Director O Gyu Seop
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Outside Director Who is an Audit Committee Member I Hwa Ryeon
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Financial Statements
|
Managemeent
|
For
|
Voted - For
|
3
|
Amendment of Articles of Incorporation
|
Managemeent
|
For
|
Voted - Against
|
4
|
Election of Audit Committee Member Bak Jae Ha
|
Managemeent
|
For
|
Voted - For
|
5
|
Election of Audit Committee Member O Gyu Seop
|
Managemeent
|
For
|
Voted - For
|
6
|
Approval of Remuneration for Director
|
Managemeent
|
For
|
Voted - For
|
7
|
Approval of Remuneration for Auditor
|
Managemeent
|
For
|
Voted - For
|
1
|
Approval to Accept Year 2021 Business Report and Financial Statements
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval to Approve the Proposal for Distribution of Year 2021 Profits. Proposed Cash Dividend: Twd 10.0 Per
Share.
|
Managemeent
|
For
|
Voted - For
|
3
|
Discussion to Amend the Company by Law of Articles of Incorporation of Elite Material Co., Ltd.
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Discussion to Amend the Company by Law of Procedures of Acquisition and Disposition of Assets of Elite Material
Co., Ltd.
|
Managemeent
|
For
|
Voted - For
|
5
|
Discussion to Amend the Meeting Rules of Stockholders of Elite Material Co., Ltd
|
Managemeent
|
For
|
Voted - For
|
6
|
The Election of the Director:dong, Ding-yu,shareholder No.0000096
|
Managemeent
|
For
|
Voted - For
|
7
|
The Election of the Director:yu Chang Investment Co., Ltd.,shareholder No.0009864,tsai, Fei Liang As
Representative
|
Managemeent
|
For
|
Voted - For
|
8
|
The Election of the Director:yu Chang Investment Co., Ltd.,shareholder No.0009864,lee, Wen Shiung As
Representative
|
Managemeent
|
For
|
Voted - For
|
9
|
The Election of the Director:hsieh, Mon Chong,shareholder No.y120282xxx
|
Managemeent
|
For
|
Voted - For
|
10
|
The Election of the Independent Director:shen, Bing,shareholder No.a110904xxx
|
Managemeent
|
For
|
Voted - For
|
11
|
The Election of the Independent Director:cheng, Duen-chian,shareholder No.a123299xxx
|
Managemeent
|
For
|
Voted - For
|
12
|
The Election of the Independent Director:chen, Hsi-chia,shareholder No.a220049xxx
|
Managemeent
|
For
|
Voted - For
|
13
|
Discussion to Exempt of A Non-compete Case Against Directors of the Company
|
Managemeent
|
For
|
Voted - For
|
1
|
Adoption of the Business Report and Financial Statements of 2021.
|
Managemeent
|
For
|
Voted - For
|
2
|
Adoption of the Proposal for Profit Distribution of 2021.proposed Cash Dividend: Twd 12.5 Per Share.the
Proposed Cash Distribution from Capital Account : Twd 1.5 Per Share.
|
Managemeent
|
For
|
Voted - For
|
3
|
The Election of the Director.:michael Ho,shareholder No.00000147
|
Managemeent
|
For
|
Voted - For
|
4
|
Proposal to Distribute the Cash from Capital Surplus.
|
Managemeent
|
For
|
Voted - For
|
5
|
Amendment to the Articles of Incorporation.
|
Managemeent
|
For
|
Voted - Against
|
6
|
Amendment to the Procedures for Acquisition Or Disposal of Assets.
|
Managemeent
|
For
|
Voted - For
|
7
|
Release of Directors from Non-competition Restrictions.
|
Managemeent
|
For
|
Voted - For
|
1
|
Opening, Formation of the General Assembly Meeting Chairmanship and Stand in Silence
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
The Authorization of Meeting Chairmanship for Signing of the Meeting Minutes and Other Documents
|
Managemeent
|
For
|
Voted - For
|
3
|
Reading and Discussion of the 2021 Board of Directors' Annual Activity Report
|
Managemeent
|
For
|
Voted - For
|
4
|
Reading of the 2021 Independent Audit Report
|
Managemeent
|
For
|
Voted - For
|
5
|
Reading, Discussion, Submission to Voting and Resolving the Balance Sheet and Profit Loss Accounts Separately
for the Financial Year of 2021
|
Managemeent
|
For
|
Voted - For
|
6
|
Discussion, Submission to Voting and Resolving the Acquittal of Members of the Board of Directors Separately
for the Financial Year of 2021
|
Managemeent
|
For
|
Voted - For
|
7
|
Discussion, Submission to Voting and Resolving the Proposal of Board of Directors for the Distribution of
Profit for the Year 2021 and Dividend Payment Date
|
Managemeent
|
For
|
Voted - For
|
8
|
Discussion, Submission to Voting and Resolving the Determination of the Election and Term of Office of the
Independent Board Members in Accordance with the Legislation Provisions
|
Managemeent
|
For
|
Voted - For
|
9
|
Discussion, Submission to Voting and Resolving the Remuneration of the Members of Board of Directors
|
Managemeent
|
For
|
Voted - For
|
10
|
Submission to Voting and Resolving for Granting Authority to the Members of the Board of Directors in
Accordance with Article 395 and Article 396 of the Turkish Commercial Code
|
Managemeent
|
For
|
Voted - For
|
11
|
Discussion, Submission to Voting and Resolving the Proposal of Board of Directors for the Election of an
Independent External Auditor for Auditing of Company's Accounts and Transactions for 2022 in Accordance with the Turkish Commercial Code and Capital Market Law
|
Managemeent
|
For
|
Voted - For
|
12
|
Discussion, Submission to Voting and Resolving the Amendment of the Article 7 in the Articles of Association
for the Authorizing the Board of Directors for the Extension of the Period of Validity of the Registered Capital Ceiling of Try 7,000,000,000 So As to Cover the Period of 2022 2026 (5 Years)
|
Managemeent
|
For
|
Voted - For
|
13
|
Informing the General Assembly on Guarantee, Pledge and Mortgages Granted in Favor of the Third Parties and of
Any Benefits Or Income Thereof
|
Managemeent
|
For
|
Voted - For
|
14
|
Informing the General Assembly Regarding the Donations and Contributions Made in 2021 and Submission to Voting
and Resolving the Limit of Donations to be Made Between 01.01.2022 31.12.2022
|
Managemeent
|
For
|
Voted - For
|
15
|
Closing
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Authorise the Chairman of the General Assembly to Appoint A Secretary to the Meeting and A Vote Collector.
|
Managemeent
|
Did Not Vote
|
|
2
|
Consider and Approve the Board of Directors Report on the Companys Activity and Its Financial Position for the
Financial Year Ended 31 Dec 2021
|
Managemeent
|
Did Not Vote
|
|
3
|
Consider and Approve the External Auditors Report for the Financial Year Ended 31 Dec 2021
|
Managemeent
|
Did Not Vote
|
|
4
|
Consider and Approve the Companys Audited Accounts for the Financial Year Ended 31 Dec 2021
|
Managemeent
|
Did Not Vote
|
|
5
|
Ratify the Board of Directors Resolution Regarding the Interim Dividend of Usd 340 Million, Equivalent to Aed
1.247 Billion, Amounting to Approximately Aed 0.15 Per Share, Which Was Previously Declared by the Board of Directors As the Last Dividend for the Financial Year Ended 31 Dec 2021
|
Managemeent
|
Did Not Vote
|
|
6
|
Consider the Board of Directors Remuneration for the Financial Year Ended 31 Dec 2021
|
Managemeent
|
Did Not Vote
|
|
7
|
Absolve the Members of the Board of Directors of Liability for the Financial Year Ended 31 Dec 2021
|
Managemeent
|
Did Not Vote
|
|
8
|
Absolve the Auditors of Liability for the Financial Year Ended 31 Dec 2021
|
Managemeent
|
Did Not Vote
|
|
9
|
Consider and Approve the Board of Directors Recommendation to Reappoint KPMG Lower Gulf Limited As the External
Auditors of the Company for the Financial Year 2022 and to Determine Their Fees
|
Managemeent
|
Did Not Vote
|
1
|
Determination of the Number of Members of the Board of Directors
|
Managemeent
|
Did Not Vote
|
1.1
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Aksyutin Oleg Evgenievich
|
Managemeent
|
Did Not Vote
|
|
1.2
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Alisov Vladimir IVanovich
|
Managemeent
|
Did Not Vote
|
|
1.3
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Arkhipov Dmitry Aleksandrovich
|
Managemeent
|
Did Not Vote
|
|
1.4
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Dyukov Aleksandr Valerievich
|
Managemeent
|
Did Not Vote
|
|
1.5
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Ilyukhina Elena Anatolievna
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.6
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Kuznets Sergey IVanovich
|
Managemeent
|
Did Not Vote
|
|
1.7
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Markelov Vitaly Anatolievich
|
Managemeent
|
Did Not Vote
|
|
1.8
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Miller Aleksey Borisovich
|
Managemeent
|
Did Not Vote
|
|
1.9
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Menshikov Sergey Nikolaevich
|
Managemeent
|
Did Not Vote
|
|
1.10
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Mikhailova Elena Vladimirovna
|
Managemeent
|
Did Not Vote
|
|
1.11
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Sadygov Famil Kamil Ogly
|
Managemeent
|
Did Not Vote
|
|
1.12
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Seleznev Kirill Gennadievich
|
Managemeent
|
Did Not Vote
|
|
1.13
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Serdyukov Valery Pavlovich
|
Managemeent
|
Did Not Vote
|
|
1.14
|
Election of Member of the Board of Directors of Gazprom Neft Pjsc: Sukhov Gennady Nikolaevich
|
Managemeent
|
Did Not Vote
|
|
2
|
Approval of the Annual Report of Gazprom Neft Pjsc for 2021
|
Managemeent
|
Did Not Vote
|
|
3
|
Approval of the Annual Accounting (financial) Statements of Gazprom Neft Pjsc for 2021
|
Managemeent
|
Did Not Vote
|
|
4
|
On the Distribution of Profits of Gazprom Neft Pjsc for 2021
|
Managemeent
|
Did Not Vote
|
|
5
|
To Approve Dividend Payment for 2021. Dividend Rate 56.00 Rub Perordinaryshare. Record Date is 08.07.2022
|
Managemeent
|
Did Not Vote
|
|
6
|
To Approve Obqestvo S Ogranicennoi Otvetstvennostxu Finansovye Ibuhgalterskiekonsulxtanty As the Auditor
For2022
|
Managemeent
|
Did Not Vote
|
|
7
|
On Remuneration for Members of the Board of Directors of Gazprom Neft Pjsc
|
Managemeent
|
Did Not Vote
|
1
|
Do You Wish to Request the Separate Election of A Member of the Board of Directors, Under the Terms of Article
141, 4, II of Law 6,404 of 1976. Shareholder Can Only Fill Out This Field If He Has Been the Owner, Without Interruption, of the Shares with Which He Or She is Voting During the Three Months Immediately Prior to the Holding of the General
Meeting
|
Managemeent
|
For
|
Voted - For
|
2
|
Separate Election of A Member of the Board of Directors by Shareholders Who Hold Preferred Shares Without
Voting Rights Or with Restricted Voting Rights. Shareholder Can Only Fill Out This Field If He Has Been the Owner, Without Interruption, of the Shares with Which He Or She is Voting During the Three Months Immediately Prior to the Holding of
the General Meeting . Augusto Brauna Pinheiro. Independent Member
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
In the Event It is Found That Neither the Owners of Shares with Voting Rights Nor the Owners of Preferred
Shares Without Voting Rights Or with Restricted Voting Rights Make Up, Respectively, the Quorum That is Required by Article 141, I and II, 4 of Law 6,404 of 1976, Do You Want Your Vote to be Grouped with the Votes of the Preferred Shares in
Order to Elect, to the Board of Directors, the Candidate with the Highest Number of Votes Among All of Those Who, Being Listed on This Proxy Card, Ran for Separate Election
|
Managemeent
|
For
|
Voted - For
|
4
|
Separate Election of A Member of the Fiscal Council by Shareholders Who Hold Preferred Shares Without Voting
Rights Or with Restricted Voting Rights. . Aramis Sa De Andrade, Maelcio Mauricio Soares
|
Managemeent
|
For
|
Voted - For
|
1
|
Adoption of the 2021 Business Report and Financial Statements. (proposed by the Board)
|
Managemeent
|
For
|
Voted - For
|
2
|
Adoption of the Proposal for Distribution of 2021 Profits. Proposed Cash Dividend: Twd 12 Per Share. (proposed
by the Board)
|
Managemeent
|
For
|
Voted - For
|
3
|
The Company Spin Off Its Network Communication Business to 100pct Owned Subsidiary.(proposed by the Board)
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendment to the Company's 'articles of Incorporation'. (proposed by the Board)
|
Managemeent
|
For
|
Voted - Against
|
5
|
Amendment to the Company's 'asset Acquisition and Disposal Operating and Handling Procedure'. (proposed by the
Board)
|
Managemeent
|
For
|
Voted - For
|
6
|
Amendment to the Company's 'rules of Procedure for Shareholder Meetings'.(proposed by the Board)
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Jaime Augusto Zobel De Ayala
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Lew Yoong Keong Allen
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Fernando Zobel De Ayala
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Director: Ng Kuo Pin
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Director: Ernest L. Cu
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Director: Delfin L. Lazaro
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Director: Romeo L. Bernardo
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Director: Cezar P. Consing
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.9
|
Election of Director: Rex Ma. A. Mendoza (independent Director)
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Director: Saw Phaik Hwa (independent Director)
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Director: Cirilo P. Noel (independent Director)
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Election of Independent Auditors and Fixing of Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
2
|
Call to Order
|
Managemeent
|
For
|
Voted - For
|
3
|
Notice of Meeting, Determination of Quorum and Rules of Conduct and Procedures
|
Managemeent
|
For
|
Voted - For
|
4
|
Approval of Minutes of the Stockholders Meeting Held on April 20, 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
Annual Report of Officers and Audited Financial Statements
|
Managemeent
|
For
|
Voted - For
|
6
|
Ratification of All Acts and Resolutions of the Board of Directors and Management Adopted During the Preceding
Year
|
Managemeent
|
For
|
Voted - For
|
7
|
Approval of the Amendments to the Articles of Incorporation: Seventh Article-to Increase the Authorized Capital
Stock
|
Managemeent
|
For
|
Voted - For
|
8
|
Approval of Increase in Directors Fees
|
Managemeent
|
For
|
Voted - For
|
9
|
Consideration of Such Other Business As May Properly Come Before the Meeting
|
Managemeent
|
Against
|
Voted - For
|
10
|
Adjournment
|
Managemeent
|
For
|
Voted - For
|
1
|
Reading of the Agenda
|
Managemeent
|
For
|
Voted - For
|
2
|
Election of the President and Secretary of the Meeting
|
Managemeent
|
For
|
Voted - For
|
3
|
Election of A Commission for the Revision, Approval and Signing of the Minutes
|
Managemeent
|
For
|
Voted - For
|
4
|
Election of A Commission for Verification of the Ballots
|
Managemeent
|
For
|
Voted - For
|
5
|
Election of the New Board of Directors of the Company
|
Managemeent
|
For
|
Voted - For
|
1
|
The Company's Eligibility for Public Issuance of Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
2
|
Plan for Public Issuance of Convertible Corporate Bonds: Type of Securities to be Issued
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Plan for Public Issuance of Convertible Corporate Bonds: Issuing Scale
|
Managemeent
|
For
|
Voted - For
|
4
|
Plan for Public Issuance of Convertible Corporate Bonds: Par Value and Issue Price
|
Managemeent
|
For
|
Voted - For
|
5
|
Plan for Public Issuance of Convertible Corporate Bonds: Bond Duration
|
Managemeent
|
For
|
Voted - For
|
6
|
Plan for Public Issuance of Convertible Corporate Bonds: Interest Rate of the Bond
|
Managemeent
|
For
|
Voted - For
|
7
|
Plan for Public Issuance of Convertible Corporate Bonds: Time Limit and Method for Paying the Interest
|
Managemeent
|
For
|
Voted - For
|
8
|
Plan for Public Issuance of Convertible Corporate Bonds: Guarantee Matters
|
Managemeent
|
For
|
Voted - For
|
9
|
Plan for Public Issuance of Convertible Corporate Bonds: Conversion Period
|
Managemeent
|
For
|
Voted - For
|
10
|
Plan for Public Issuance of Convertible Corporate Bonds: Determination and Adjustment to the Conversion Price
|
Managemeent
|
For
|
Voted - For
|
11
|
Plan for Public Issuance of Convertible Corporate Bonds: Downward Adjustment of the Conversion Price
|
Managemeent
|
For
|
Voted - For
|
12
|
Plan for Public Issuance of Convertible Corporate Bonds: Determining Method for the Number of Converted Shares
|
Managemeent
|
For
|
Voted - For
|
13
|
Plan for Public Issuance of Convertible Corporate Bonds: Redemption Clauses
|
Managemeent
|
For
|
Voted - For
|
14
|
Plan for Public Issuance of Convertible Corporate Bonds: Resale Clauses
|
Managemeent
|
For
|
Voted - For
|
15
|
Plan for Public Issuance of Convertible Corporate Bonds: Attribution of Related Dividends for Conversion Years
|
Managemeent
|
For
|
Voted - For
|
16
|
Plan for Public Issuance of Convertible Corporate Bonds: Issuing Targets and Method
|
Managemeent
|
For
|
Voted - For
|
17
|
Plan for Public Issuance of Convertible Corporate Bonds: Arrangement for Placement to Existing Shareholders
|
Managemeent
|
For
|
Voted - For
|
18
|
Plan for Public Issuance of Convertible Corporate Bonds: Bondholders and Bondholders' Meetings
|
Managemeent
|
For
|
Voted - For
|
19
|
Plan for Public Issuance of Convertible Corporate Bonds: Purpose of the Raised Funds
|
Managemeent
|
For
|
Voted - For
|
20
|
Plan for Public Issuance of Convertible Corporate Bonds: Raised Funds Deposit Account
|
Managemeent
|
For
|
Voted - For
|
21
|
Plan for Public Issuance of Convertible Corporate Bonds: the Valid Period of the Plan for the Issuance of
Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
22
|
Preplan for Public Issuance of Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
23
|
Feasibility Analysis Report on the Use of Funds to be Raised from the Public Issuance of Convertible Corporate
Bonds
|
Managemeent
|
For
|
Voted - For
|
24
|
Report on the Use of Previously Raised Funds
|
Managemeent
|
For
|
Voted - For
|
25
|
Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures and
Relevant Commitments
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
26
|
Authorization to the Board to Handle Regarding the Public Issuance of Convertible Corporate Bonds
|
Managemeent
|
For
|
Voted - For
|
27
|
Rules Governing the Meetings of Bondholders' of the Company's Convertible Bonds
|
Managemeent
|
For
|
Voted - For
|
28
|
Capital Increase in A Wholly-owned Subsidiary
|
Managemeent
|
For
|
Voted - For
|
29
|
Connected Transaction Regarding Purchase of Assets from Related Parties
|
Managemeent
|
For
|
Voted - For
|
1
|
Setting Up A Wholly-owned Subsidiary to Invest in A Project
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Audit Report
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):10.000000
|
Managemeent
|
Did Not Vote
|
|
7
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
|
8
|
Application for Financing Quota to Financial Institutions in 2022
|
Managemeent
|
Did Not Vote
|
|
9
|
2022 Guarantee Quota for Subsidiaries
|
Managemeent
|
Did Not Vote
|
|
10
|
Cancellation of Some Stock Options, and Repurchase and Cancellation of Some Restricted Stocks Under the 2019
Stock Option and Restricted Stock Incentive Plan
|
Managemeent
|
Did Not Vote
|
|
11
|
Purchase of Wealth Management Products with Some Proprietary Funds
|
Managemeent
|
Did Not Vote
|
|
12
|
Purchase of Liability Insurance for Directors, Supervisors and Senior Management
|
Managemeent
|
Did Not Vote
|
|
13
|
Adjustment of the Construction Contents and Extension of Some Projects Financed with Raised Funds
|
Managemeent
|
Did Not Vote
|
1.1
|
Election of Inside Director: Bak Won Hwan
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Inside Director: Han Jang An
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Outside Director: I Si Won
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Outside Director Who is an Audit Committee Member: Gim Sol
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
Approval of Financial Statements
|
Managemeent
|
For
|
Voted - For
|
3
|
Election of Audit Committee Member: I Si Won
|
Managemeent
|
For
|
Voted - For
|
4
|
Approval of Remuneration for Auditor
|
Managemeent
|
For
|
Voted - For
|
5
|
Grant of Stock Option
|
Managemeent
|
For
|
Voted - For
|
1
|
Approval of the Financial Statements of Ote Sa in Accordance with the International Financial Reporting
Standards (corporate and Consolidated) for the Year 2021 with the Relevant Reports of the Board of Directors and the Auditors and Approval of Profit Distribution
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval, According to Article 108 of L.4548 / 2o 18, of the Total Management of the Company by the Board of
Directors During the Year 2021 and Discharge of the Auditors for the Year 2021 According to Article 117 Par. 1 Case (c) of Law 4548/2018
|
Managemeent
|
For
|
Voted - For
|
3
|
Appointment of an Auditing Company for the Mandatory Audit of the Financial Statements (corporate and
Consolidated) of Ote Sa, According to the International Financial Reporting Standards, for the Year 2022
|
Managemeent
|
For
|
Voted - For
|
4
|
Final Determination of Compensations and Expenses of the Members of the Board of Directors for Their
Participation in the Work of the Board of Directors and Its Committees During the Year 2021. Determination of Compensations and Pre-approval of Their Payment Until the Year 2023 and Will Proceed to Their Final Determination
|
Managemeent
|
For
|
Voted - For
|
5
|
Approval of Variable Remuneration of the Executive Members of the Board of Directors for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
6
|
Remuneration Report of the Members of the Board of Directors for the Year 2021 According to Article 112 of Law
4548 / 2o8
|
Managemeent
|
For
|
Voted - For
|
7
|
Approval of the Revision of the Remuneration Policy for the Members of the Board of Directors of Ote Sa in
Accordance with Articles 110 and 111 of Law 4548/2018 and A Relevant Amendment to the Contract of the Chief Executive Officer
|
Managemeent
|
For
|
Voted - For
|
8
|
Issuance of A Special Permit, with Articles 97 Par.3, 99 Par. 1,2 and 100 Par.2 of L.4548 / 2o18, for the
Continuation, the Insurance Coverage of the Civil Liability of the Members of the Board of Directors and Executives of Ote Sa and Related Companies, in the Exercise of Any Kind of Responsibilities, Obligations Or Powers
|
Managemeent
|
For
|
Voted - For
|
9
|
Approval of Cancellation of (5,617,282) Own Shares Acquired by the Company Under the Approved Program of
Acquisition of Own Shares for the Purpose of Their Cancellation, with A Corresponding Reduction of Its Share Capital by the Amount of Eur 15,896,908.06
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.1
|
Election of Inside Director: Jo Hyeon Jun
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Inside Director: Gim Chi Hyeong
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Outside Director: O Byeong Hui
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Outside Director: Choe Byeong Deok
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Outside Director Who is an Audit Committee Member: Jo in Gang
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Financial Statements
|
Managemeent
|
For
|
Voted - For
|
3
|
Election of Audit Committee Member: O Byeong Hui
|
Managemeent
|
For
|
Voted - For
|
4
|
Election of Audit Committee Member: Choe Byeong Deok
|
Managemeent
|
For
|
Voted - For
|
5
|
Approval of Remuneration for Director
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Independent Director: Hwa Jin Kim
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Executive Director: Sung Hwan Cho
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Executive Director: Young Suk Ko
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of 45th Consolidated and Separate Financial Statements (fy2021)
|
Managemeent
|
For
|
Voted - For
|
3
|
Approval of the Statement of Appropriation of Retained Earnings
|
Managemeent
|
For
|
Voted - For
|
4
|
Election of Audit Committee Member: Hwa Jin Kim
|
Managemeent
|
For
|
Voted - For
|
5
|
Approval of the Ceiling Amount of Total Compensations for Directors
|
Managemeent
|
For
|
Voted - For
|
6
|
Partial Amendment of the Articles of Incorporation
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Enrique K. Razon, Jr
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Cesar A. Buenaventura (independent Director)
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Carlos C. Ejercito (independent Director)
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Director: Chief Justice Diosdado M. Peralta (ret) (independent Director)
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Director: Jose C. Ibazeta
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.6
|
Election of Director: Stephen A. Paradies
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Director: Andres Soriano III
|
Managemeent
|
For
|
Voted - For
|
2
|
Call to Order. the Call is Done to Officially Open the Meeting
|
Managemeent
|
For
|
Voted - For
|
3
|
Determination of Existence of Quorum. the Presence of Shareholders Holding at Least Majority of the Outstanding
Shares is Required for the Existence of A Quorum
|
Managemeent
|
For
|
Voted - For
|
4
|
Approval of the Minutes of the Annual Stockholders Meeting Held on April 15, 2021. Said Minutes Record the
Proceedings at the Last Stockholders Meeting Prior to This Meeting
|
Managemeent
|
For
|
Voted - For
|
5
|
Chairman's Report: the Chairman's Report Will Present A Summary of Business Operation of the Corporation and
Its Subsidiaries During Preceding Fiscal Year
|
Managemeent
|
For
|
Voted - For
|
6
|
Approval of the 2021 Audited Financial Statements
|
Managemeent
|
For
|
Voted - For
|
7
|
Approval/ratification of Acts, Contracts, Investments and Resolutions of the Board of Directors and Management
Since the Last Annual Stockholders Meeting. Said Acts, Contracts, Investments, and Resolutions are Summarized in Item 15 of the Information Statement (sec Form 20-is) Made Available to the Shareholders Through the Company Website
(www.ictsi.com) and Pse Edge and Approval Thereof by the Stockholders is Sought
|
Managemeent
|
For
|
Voted - For
|
8
|
Appointment of External Auditors: Sgv and Co
|
Managemeent
|
For
|
Voted - For
|
9
|
Other Matters. Any Other Matter, Which May be Brought to the Attention of the Stockholders, May be Taken Up
|
Managemeent
|
Against
|
Voted - For
|
10
|
Adjournment
|
Managemeent
|
For
|
Voted - For
|
1
|
Authorizing the Chairman of the Gm to Appoint the Meeting Secretary and the Vote Collector
|
Managemeent
|
For
|
Voted - For
|
2
|
Review and Approve of the Board of Director's Annual Report for the Financial Year Ending on 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
Review and Approve of the External Auditor's Report on the Financial Position of the Company for the Financial
Year Ending on 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
Review and Approve of the Balance Sheet and Profit and Loss and Financial Statements for the Financial Year
Ending on 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
Review and Approve of the Board of Director's Recommendation Not to Distribute Dividends to Shareholders for
the Financial Year Ending on 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Review of the Board's Recommendation for Non-allocation of Remuneration for the Members of the Board of
Directors for the Financial Year 2021
|
Managemeent
|
For
|
Voted - For
|
7
|
Discharge of the Members of the Board of Directors from Liability for the Performance of Their Duties for the
Year Ending on 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
8
|
Discharge of External Auditors from Liability for the Financial Year Ending on 31 December 2021 Or Remove Them
and File A Liability Action Against Them, As the Case May Be
|
Managemeent
|
For
|
Voted - For
|
9
|
Appointment of the External Auditors of the Company for the Financial Year 2022 and Determine Their Fees
|
Managemeent
|
For
|
Voted - For
|
1
|
To Resolve on the Financial Statements and Management Accounts for the Fiscal Year Ended on December 31, 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Resolve on the Allocation of the Net Income for the Fiscal Year Ended on December 31, 2021 As Per the
Managements Proposal
|
Managemeent
|
For
|
Voted - For
|
3
|
To Resolve on the Number of 4 Members of the Company's Fiscal Council for the Next Term of Office
|
Managemeent
|
For
|
Voted - For
|
4
|
Election of Members of the Fiscal Council by Slate. Indication of Each Slate of Candidates and of All the Names
That are on It Adrian Lima Da Hora, Andre Alcantara Ocampos Demetrius Nichele Macei, Marcos Godoy Brogiato Jose Paulo Da Silva Filho, Sandro Domingues Raffai
|
Managemeent
|
For
|
Voted - For
|
5
|
If One of the Candidates of the Slate Leaves It, to Accommodate the Separate Election Referred to in Articles
161, Paragraph 4, and 240 of Law 6404, of 1976, Can the Votes Corresponding to Your Shares Continue to be Conferred to the Same Slate
|
Managemeent
|
For
|
Voted - For
|
6
|
Separate Election of A Member of the Fiscal Council by Minority Shareholders Holding Shares of Voting Rights.
the Shareholder Must Complete This Field Should He Have Left the General Election Field Blank. Roberto Lamb, Orlando Octavio De Freitas Junior
|
Managemeent
|
For
|
Voted - For
|
7
|
Separate Election of A Member of the Fiscal Council by Minority Shareholders Holding Shares of Voting Rights.
the Shareholder Must Complete This Field Should He Have Left the General Election Field Blank. Fernando Florencio Campos, Wesley Mendes Da Silva
|
Managemeent
|
For
|
Voted - For
|
8
|
To Resolve on the Annual Compensation of the Members of Management, Fiscal Council and Statutory Audit
Committee of the Company for the Fiscal Year of 2022 As Per the Managements Proposal
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Resolve on the Ratification of the Election of Mr. Cledorvino Belini As Member of the Board of Directors,
Pursuant to Article 150 of the Brazilian Corporation Law and Paragraph 9 of Article 16 of the Company's Bylaws
|
Managemeent
|
For
|
Voted - For
|
2
|
To Resolve on the Ratification of the Election of Mr. Francisco Sergio Turra As Member of the Board of
Directors, Pursuant to Article 150 of the Brazilian Corporation Law and Paragraph 9 of Article 16 of the Company's Bylaws
|
Managemeent
|
For
|
Voted - For
|
3
|
To Resolve on the Ratification of the Election of Mr. Carlos Hamilton Vasconcelos Araujo As Member of the Board
of Directors, Pursuant to Article 150 of the Brazilian Corporation Law and Paragraph 9 of Article 16 of the Company's Bylaws
|
Managemeent
|
For
|
Voted - For
|
4
|
To Resolve on the Classification of Mr. Cledorvino Belini As Independent Director, Pursuant to Article 16 of
the Novo Mercado Listing Rules and Article 16, Paragraph 4, of the Company's Bylaws
|
Managemeent
|
For
|
Voted - For
|
5
|
To Resolve on the Classification of Mr. Francisco Sergio Turra As Independent Director, Pursuant to Article 16
of the Novo Mercado Listing Rules and Article 16, Paragraph 4, of the Company's Bylaws
|
Managemeent
|
For
|
Voted - For
|
6
|
To Resolve on the Classification of Mr. Carlos Hamilton Vasconcelos Araujo As Independent Director, Pursuant to
Article 16 of the Novo Mercado Listing Rules and Article 16, Paragraph 4, of the Company's Bylaws
|
Managemeent
|
For
|
Voted - For
|
7
|
To Resolve on the Amendment of Article 5 of Jbs Bylaws to Reflect the Cancellation of Treasury Shares Approved
by the Company's Board of Directors at the Meetings Held on November 10th, 2021 and March 21st, 2022
|
Managemeent
|
For
|
Voted - For
|
8
|
To Resolve on the Consolidation of the Company's Bylaws
|
Managemeent
|
For
|
Voted - For
|
9
|
To Resolve on the Inclusion, in the Mergers Agreements Instrumento De Protocolo E Justificacao of the Mergers
of I Midtown Participacoes Ltda. and II Bertin S.a. Into the Company, of Information Regarding the Real Properties Transferred to the Company Within Such Mergers, Solely for the Purpose of Complying with Requirements of the Real Estate
Registry Offices, and to Ratify All Other Provisions Set Forth in the Aforementioned Agreements
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Inside Director Candidate: Song Ho Seong
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.2
|
Election of Inside Director Candidate: Jeong Ui Seon
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Outside Director Candidate: Sin Hyeon Jeong
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Financial Statement
|
Managemeent
|
For
|
Voted - For
|
3
|
Election of Audit Committee Member Candidate: Kim Dong Won
|
Managemeent
|
For
|
Voted - For
|
4
|
Approval of Remuneration for Director
|
Managemeent
|
For
|
Voted - For
|
1
|
To Receive and Consider the Audited Financial Statements and the Directors Report and the Independent Auditors
Report Thereon for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Declare A Final Dividend
|
Managemeent
|
For
|
Voted - For
|
3
|
To Re-elect the Following Director of the Company As Executive Director: Mr. Cheung Kwok Wing
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-elect the Following Director of the Company As Executive Director: Mr. Cheung Kwong Kwan
|
Managemeent
|
For
|
Voted - For
|
5
|
To Re-elect the Following Director of the Company As Executive Director: Ms. Ho Kin Fan
|
Managemeent
|
For
|
Voted - For
|
6
|
To Re-elect the Following Director of the Company As Independent Non-executive Director: Mr. Cheung Ming Man
|
Managemeent
|
For
|
Voted - For
|
7
|
To Re-elect the Following Director of the Company As Independent Non-executive Director: Mr. Chan Wing Kee
|
Managemeent
|
For
|
Voted - For
|
8
|
To Authorise the Board of Directors of the Company to Fix Its Directors Remuneration
|
Managemeent
|
For
|
Voted - For
|
9
|
To Re-appoint Auditors and to Authorise the Companys Board of Directors to Fix Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
10
|
"that: (a) Subject to Paragraph (c) of This Resolution, the Exercise by the Directors of the Company
(directors) During the Relevant Period (as Hereinafter Defined) of All the Powers of the Company to Allot, Issue and Deal with Additional Shares of the Company (shares) Or Securities Convertible Into Shares, Or Options, Warrants Or Similar
Rights to Subscribe for Any Shares, and to Make Or Grant Offers, Agreements and Options Which Might Require the Exercise of Such Power be and is Hereby Generally and Unconditionally Approved; (b) the Approval in Paragraph (a) of This
Resolution Shall be in Addition to Any Other Authorisations Given to the Directors and Shall Authorise the Directors During the Relevant Period to Make Or Grant Offers, Agreements and Options Which Might Require the Exercise of Such Power
After the End of the Relevant Period (c) the Aggregate Nominal Amount of Share Capital Allotted Or Agreed Conditionally Or Unconditionally to be Allotted (whether Pursuant to an Option Or Otherwise) by the Directors Pursuant to the Approval
Given in Paragraph (a) of This Resolution, Otherwise Than Pursuant To: (i) A Rights Issue (as Hereinafter Defined); (ii) the Exercise of Rights of Subscription Or Conversion Under the Terms of Any Warrants Issued by the Company Or Any
Securities Which are Convertible Into Shares; (iii) the Exercise of Any Option Scheme Or Similar Arrangement for the Time Being Adopted for the Grant Or Issue to the Officers And/or Employees of the Company And/or Any of Its Subsidiaries of
Shares Or Rights to Acquire Shares; Or (iv) Any Scrip Dividend Or Similar Arrangement Providing for the Allotment of Shares in Lieu of the Whole Or Part of A Dividend on Shares in Accordance with the Articles of Association of the Company
Shall Not Exceed 20 Per Cent. of the Aggregate Nominal Amount of the Share Capital of the Company in Issue at the Date of Passing This Resolution and the Said Approval Shall be Limited Accordingly; (d) Subject to the Passing of Each of the
Paragraphs (a), (b) and (c) of This Resolution, Any Prior Approvals of the Kind Referred to in Paragraphs (a), (b) and (c) of This Resolution Which Had Been Granted to the Directors and Which are Still in Effect be and are Hereby Revoked; and
(e) for the Purpose of This Resolution: Relevant Period Means the Period from the Passing of This Resolution Until Whichever is the Earlier Of: (i) the Conclusion of the Next Annual General Meeting of the Company; (ii) the Expiration of the
Period Within Which the Next Annual General Meeting of the Company is Required by Any Applicable Laws Or the Articles of Association of the Company to be Held; and (iii) the Revocation Or Variation of the Authority Given Under This Resolution
by an Ordinary Resolution of the Shareholders of the Company in General Meeting; and Rights Issue Means an Offer of Shares Or Issue of Options, Warrants Or Other Securities Giving the Right to Subscribe for Shares Open for A Period Fixed by
the Directors to Holders of Shares Or Any Class Thereof on the Register of Members of the Company on A Fixed Record Date in Proportion to Their Then Holdings of Such Shares Or Class Thereof (subject to Such Exclusion Or Other Arrangements As
the Directors May Deem Necessary Or Expedient in Relation to Fractional Entitlements Or Having Regard to Any Restrictions Or Obligations Under the Laws Of, Or the Requirements of Any Recognised Regulatory Body Or Stock Exchange in Any
Territory Outside Hong Kong)"
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
11
|
"that (a) Subject to Paragraph (b) of This Resolution, the Exercise by the Directors During the Relevant Period
(as Hereinafter Defined) of All the Powers of the Company to Repurchase Shares Or Securities Convertible Into Shares on the Stock Exchange of Hong Kong Limited (stock Exchange) Or on Any Other Stock Exchange on Which the Securities of the
Company May be Listed and Recognized for This Purpose by the Securities and Futures Commission of Hong Kong and the Stock Exchange Under the Hong Kong Code on Share Repurchases And, Subject to and in Accordance with All Applicable Laws and
Regulations, be and is Hereby Generally and Unconditionally Approved; (b) the Aggregate Nominal Amount of the Securities Which May be Repurchased by the Company Pursuant to Paragraph (a) of This Resolution During the Relevant Period Shall Not
Exceed 10% of the Aggregate Nominal Amount of the Share Capital of the Company in Issue at the Date of the Passing of This Resolution and the Approval Granted Under Paragraph (a) of This Resolution Shall be Limited Accordingly; (c) Subject to
the Passing of Each of the Paragraphs (a) and (b) of This Resolution, Any Prior Approvals of the Kind Referred to in Paragraphs (a) and (b) of This Resolution Which Had Been Granted to the Directors and Which are Still in Effect be and are
Hereby Revoked; and (d) for the Purpose of This Resolution: Relevant Period Means the Period from the Passing of This Resolution Until Whichever is the Earlier Of: (i) the Conclusion of the Next Annual General Meeting of the Company; (ii) the
Expiration of the Period Within Which the Next Annual General Meeting of the Company is Required by the Articles of Association of the Company Or Any Applicable Laws to be Held; and (iii) the Revocation Or Variation of the Authority Given
Under This Resolution by an Ordinary Resolution of the Shareholders of the Company in General Meeting"
|
Managemeent
|
For
|
Voted - For
|
12
|
"that Conditional Upon the Passing of Resolutions Numbered 6a and 6b As Set Out in the Notice Convening This
Meeting, the General Mandate Granted to the Directors to Exercise the Powers of the Company to Allot, Issue Or Otherwise Deal with Shares Pursuant to Resolution Numbered 6a Above be and is Hereby Extended by the Addition to the Aggregate
Nominal Amount of the Shares of an Amount Representing the Aggregate Nominal Amount of the Share Capital of the Company Repurchased by the Company Under the Authority Granted Pursuant to Resolution Numbered 6b Above, Provided That Such Amount
Shall Not Exceed 10 Per Cent. of the Aggregate Nominal Amount of the Share Capital of the Company in Issue at the Date of the Passing of This Resolution"
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Receive and Consider the Audited Financial Statements and the Directors Report and the Independent Auditors
Report Thereon for the Year Ended 31 December 2021
|
Managemeent
|
Did Not Vote
|
|
2
|
To Declare A Final Dividend
|
Managemeent
|
Did Not Vote
|
|
3
|
To Re-elect the Following Director of the Company: As Executive Director: Mr. Cheung Kwok Wa
|
Managemeent
|
Did Not Vote
|
|
4
|
To Re-elect the Following Director of the Company: As Executive Director: Mr. Cheung Kwok Ping
|
Managemeent
|
Did Not Vote
|
|
5
|
To Re-elect the Following Director of the Company: As Executive Director: Mr. Lam Ka Po
|
Managemeent
|
Did Not Vote
|
|
6
|
To Re-elect the Following Director of the Company: As Executive Director: Mr. Cheung Ka Ho
|
Managemeent
|
Did Not Vote
|
|
7
|
To Re-elect the Following Director of the Company: As Executive Director: Mr. Kung, Peter
|
Managemeent
|
Did Not Vote
|
|
8
|
To Re-elect the Following Director of the Company: As Executive Director: Mr. Ho Kwok Ming
|
Managemeent
|
Did Not Vote
|
|
9
|
To Authorise the Board of Directors of the Company to Fix the Directors Remuneration
|
Managemeent
|
Did Not Vote
|
|
10
|
To Re-appoint Auditors and to Authorise the Board of Directors to Fix Their Remuneration
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
11
|
A. That: (a) Subject to Paragraph (c) of This Resolution, the Exercise by the Directors of the Company
(directors) During the Relevant Period (as Hereinafter Defined) of All the Powers of the Company to Allot, Issue and Deal with Additional Shares of the Company (shares) Or Securities Convertible Into Shares, Or Options, Warrants Or Similar
Rights to Subscribe for Any Shares, and to Make Or Grant Offers, Agreements and Options Which Might Require the Exercise of Such Power be and is Hereby Generally and Unconditionally Approved; (b) the Approval in Paragraph (a) of This
Resolution Shall be in Addition to Any Other Authorisations Given to the Directors and Shall Authorise the Directors During the Relevant Period to Make Or Grant Offers, Agreements and Options Which Might Require the Exercise of Such Power
After the End of the Relevant Period (c) the Aggregate Nominal Amount of Share Capital Allotted Or Agreed Conditionally Or Unconditionally to be Allotted (whether Pursuant to an Option Or Otherwise) by the Directors Pursuant to the Approval
Given in Paragraph (a) of This Resolution, Otherwise Than Pursuant To: (i) A Rights Issue (as Hereinafter Defined); (ii) the Exercise of Rights of Subscription Or Conversion Under the Terms of Any Warrants Issued by the Company Or Any
Securities Which are Convertible Into Shares; (iii) the Exercise of Any Option Scheme Or Similar Arrangement for the Time Being Adopted for the Grant Or Issue to the Officers And/or Employees of the Company And/or Any of Its Subsidiaries of
Shares Or Rights to Acquire Shares; Or (iv) Any Scrip Dividend Or Similar Arrangement Providing for the Allotment of Shares in Lieu of the Whole Or Part of A Dividend on Shares in Accordance with the Articles of Association of the Company
Shall Not Exceed 20 Per Cent. of the Aggregate Nominal Amount of the Share Capital of the Company in Issue at the Date of Passing This Resolution and the Said Approval Shall be Limited Accordingly; (d) Subject to the Passing of Each of the
Paragraphs (a), (b) and (c) of This Resolution, Any Prior Approvals of the Kind Referred to in Paragraphs (a), (b) and (c) of This Resolution Which Had Been Granted to the Directors and Which are Still in Effect be and are Hereby Revoked; and
(e) for the Purpose of This Resolution: Relevant Period Means the Period from the Passing of This Resolution Until Whichever is the Earlier Of: (i) the Conclusion of the Next Annual General Meeting of the Company; (ii) the Expiration of the
Period Within Which the Next Annual General Meeting of the Company is Required by Any Applicable Laws Or the Articles of Association of the Company to be Held; and (iii) the Revocation Or Variation of the Authority Given Under This Resolution
by an Ordinary Resolution of the Shareholders of the Company in General Meeting; and Rights Issue Means an Offer of Shares Or Issue of Options, Warrants Or Other Securities Giving the Right to Subscribe for Shares Open for A Period Fixed by
the Directors to Holders of Shares Or Any Class Thereof on the Register of Members of the Company on A Fixed Record Date in Proportion to Their Then Holdings of Such Shares Or Class Thereof (subject to Such Exclusion Or Other Arrangements As
the Directors May Deem Necessary Or Expedient in Relation to Fractional Entitlements Or Having Regard to Any Restrictions Or Obligations Under the Laws Of, Or the Requirements of Any Recognised Regulatory Body Or Stock Exchange in Any
Territory Outside Hong Kong)
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
12
|
(a) Subject to Paragraph (b) of This Resolution, the Exercise by the Directors During the Relevant Period (as
Hereinafter Defined) of All the Powers of the Company to Repurchase Shares Or Securities Convertible Into Shares on the Stock Exchange of Hong Kong Limited (stock Exchange) Or on Any Other Stock Exchange on Which the Securities of the Company
May be Listed and Recognized for This Purpose by the Securities and Futures Commission of Hong Kong and the Stock Exchange Under the Hong Kong Code on Share Repurchases And, Subject to and in Accordance with All Applicable Laws and
Regulations, be and is Hereby Generally and Unconditionally Approved; (b) the Aggregate Nominal Amount of the Securities Which May be Repurchased by the Company Pursuant to Paragraph (a) of This Resolution During the Relevant Period Shall Not
Exceed 10% of the Aggregate Nominal Amount of the Share Capital of the Company in Issue at the Date of the Passing of This Resolution and the Approval Granted Under Paragraph (a) of This Resolution Shall be Limited Accordingly; (c) Subject to
the Passing of Each of the Paragraphs (a) and (b) of This Resolution, Any Prior Approvals of the Kind Referred to in Paragraphs (a) and (b) of This Resolution Which Had Been Granted to the Directors and Which are Still in Effect be and are
Hereby Revoked; and (d) for the Purpose of This Resolution: Relevant Period Means the Period from the Passing of This Resolution Until Whichever is the Earlier Of: (i) the Conclusion of the Next Annual General Meeting of the Company; (ii) the
Expiration of the Period Within Which the Next Annual General Meeting of the Company is Required by the Articles of Association of the Company Or Any Applicable Laws to be Held; and (iii) the Revocation Or Variation of the Authority Given
Under This Resolution by an Ordinary Resolution of the Shareholders of the Company in General Meeting
|
Managemeent
|
Did Not Vote
|
|
13
|
That Conditional Upon the Passing of Resolutions Numbered 6a and 6b As Set Out in the Notice Convening This
Meeting, the General Mandate Granted to the Directors to Exercise the Powers of the Company to Allot, Issue Or Otherwise Deal with Shares Pursuant to Resolution Numbered 6a Above be and is Hereby Extended by the Addition to the Aggregate
Nominal Amount of the Shares of an Amount Representing the Aggregate Nominal Amount of the Share Capital of the Company Repurchased by the Company Under the Authority Granted Pursuant to Resolution Numbered 6b Above, Provided That Such Amount
Shall Not Exceed 10 Per Cent. of the Aggregate Nominal Amount of the Share Capital of the Company in Issue at the Date of the Passing of This Resolution
|
Managemeent
|
Did Not Vote
|
1
|
Opening and Election of the Chairman of the Meeting
|
Managemeent
|
For
|
Voted - For
|
2
|
Presentation for Discussion and Approval of the Annual Report of the Company Prepared by the Board of Directors
for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
Presentation of the Summary of the Independent Audit Report for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Presentation, Discussion and Approval of the Financial Statements of the Company for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
Release of Each Member of the Board of Directors from Their Liability for the Company's Activities for the Year
2021
|
Managemeent
|
For
|
Voted - For
|
6
|
Approval, Approval with Amendment, Or Rejection of the Board of Directors Proposal on the Distribution of
Profits for the Year 2021 and the Distribution Date
|
Managemeent
|
For
|
Voted - For
|
7
|
Presentation and Approval of Share Buyback Transactions Carried Out in Accordance with the Board of Directors
Resolution
|
Managemeent
|
For
|
Voted - For
|
8
|
Determining the Number of the Members of the Board of Directors and Their Terms of Office and Election of the
Members of the Board of Directors in Accordance with the Newly Resolved Number and Election of the Independent Board Members
|
Managemeent
|
For
|
Voted - For
|
9
|
Presentation to the Shareholders and Approval by the General Assembly of the Remuneration Policy for the
Members of the Board of Directors and the Senior Executives and the Payments Made on That Basis in Accordance with the Corporate Governance Principles
|
Managemeent
|
For
|
Voted - For
|
10
|
Determining the Annual Gross Salaries to be Paid to the Members of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
11
|
Approval of the Appointment of the Independent Audit Firm As Selected by the Board of Directors in Accordance
with the Provisions of the Turkish Commercial Code and the Capital Markets Board Regulations
|
Managemeent
|
For
|
Voted - For
|
12
|
Presentation of the Donations Made by the Company in 2021 to the Shareholders and Resolution on an Upper Limit
for Donations for the Year 2022
|
Managemeent
|
For
|
Voted - For
|
13
|
Presentation to the Shareholders of the Collaterals, Pledges, Mortgages and Sureties Granted in Favor of Third
Parties in the Year 2021 and of Any Benefits Or Income Thereof in Accordance with the Capital Markets Board Regulations
|
Managemeent
|
For
|
Voted - For
|
14
|
Authorization of the Shareholders That Have Management Control, the Members of the Board of Directors, the
Senior Executives and Their Spouses and Relatives Related by Blood Or Affinity Up to the Second Degree As Per the Provisions of Articles 395 and 396 of the Turkish Commercial Code and Presentation to the Shareholders of the Transactions
Carried Out Thereof in the Year 2021 Pursuant to the Corporate Governance Communique of the Capital Markets Board
|
Managemeent
|
For
|
Voted - For
|
15
|
Wishes and Observations
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.1
|
Re-elect Terence Goodlace As Director
|
Managemeent
|
Did Not Vote
|
|
1.2
|
Re-elect Michelle Jenkins As Director
|
Managemeent
|
Did Not Vote
|
|
1.3
|
Re-elect Sango.ntsaluba As Director
|
Managemeent
|
Did Not Vote
|
|
1.4
|
Elect Josephine Tsele As Director
|
Managemeent
|
Did Not Vote
|
|
1.5
|
Re-elect Buyelwa Sonjica As Director
|
Managemeent
|
Did Not Vote
|
|
1.6
|
Re-elect Mary Bomela As Member of the Audit Committee
|
Managemeent
|
Did Not Vote
|
|
2
|
Reappoint PricewaterhouseCoopers Inc As Auditors with Sizwe Masondo As Individual Designated Auditor
|
Managemeent
|
Did Not Vote
|
|
3
|
Re-elect Sango Ntsaluba As Member of the Audit Committee
|
Managemeent
|
Did Not Vote
|
|
4
|
Re-elect Michelle Jenkins As Member of the Audit Committee
|
Managemeent
|
Did Not Vote
|
|
5
|
Approve Remuneration Policy
|
Managemeent
|
Did Not Vote
|
|
6
|
Approve Implementation of the Remuneration Policy
|
Managemeent
|
Did Not Vote
|
|
7
|
Place Authorised But Unissued Shares Under Control of Directors
|
Managemeent
|
Did Not Vote
|
|
8
|
Authorise Ratification of Approved
|
Managemeent
|
Did Not Vote
|
|
9
|
Authorise Board to Issue Shares for Cash
|
Managemeent
|
Did Not Vote
|
|
10
|
Approve Remuneration of Non-executive Directors
|
Managemeent
|
Did Not Vote
|
|
11
|
Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
|
Managemeent
|
Did Not Vote
|
|
12
|
Authorise Repurchase of Issued Share Capital
|
Managemeent
|
Did Not Vote
|
1
|
To Receive, Consider and Adopt the Audited Financial Statement and the Reports of the Directors and Auditors
for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Declare and Pay A Final Dividend of Rmb20.78 Cents Per Ordinary Share of the Company for the Year Ended 31
December 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Re-elect Dr. Liu Xiao Feng As an Independent Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-elect Mr. Sun Patrick As an Independent Non-executive Director of the Company
|
Managemeent
|
For
|
Voted - For
|
5
|
To Authorise the Directors of the Company to Fix the Remuneration of the Directors of the Company for the Year
Ending 31 December 2022
|
Managemeent
|
For
|
Voted - For
|
6
|
To Re-appoint PricewaterhouseCoopers As the Auditor of the Company for the Ensuring Year and to Authorise the
Directors of the Company to Fix Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
To Approve the Share Issue Mandate (ordinary Resolution No. 6 of the Notice Convening the Meeting)
|
Managemeent
|
For
|
Voted - For
|
8
|
To Approve the Share Repurchase Mandate (ordinary Resolution No. 7 of the Notice Convening the Meeting)
|
Managemeent
|
For
|
Voted - For
|
9
|
To Approve Extension of the Share Issue Mandate Under Ordinary Resolution No. 6 by the Number of Shares
Repurchased Under Ordinary Resolution No. 7 (ordinary Resolution No. 8 of the Notice Convening the Meeting)
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Inside Director: Jung Cheol Dong
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Non-executive Director: Ahn Jun Hong
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Outside Director: Park Sang Chan
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Outside Director: Lee Hee Jung
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Financial Statement
|
Managemeent
|
For
|
Voted - For
|
3
|
Election of Audit Committee Member: Park Sang Chan
|
Managemeent
|
For
|
Voted - For
|
4
|
Election of Audit Committee Member: Lee Hee Jung
|
Managemeent
|
For
|
Voted - For
|
5
|
Approval of Limit of Remuneration for Directors
|
Managemeent
|
For
|
Voted - For
|
1
|
To Receive and Adopt the Audited Financial Statements and Reports of the Directors and the Auditor of the
Company for the Year Ended 31 December 2021
|
Managemeent
|
Did Not Vote
|
|
2
|
To Declare and Pay A Final Dividend for the Year Ended 31 December 2021 Out of the Share Premium Account of the
Company and Authorise Any Director to Take Such Action, Do Such Things and Execute Such Further Documents As the Director May at His/her Absolute Discretion Consider Necessary Or Desirable for the Purpose of Or in Connection with the
Implementation of the Payment of the Final Dividend
|
Managemeent
|
Did Not Vote
|
|
3
|
To Re-elect Mr. Kosaka Takeshi As an Executive Director of the Company (the Director)
|
Managemeent
|
Did Not Vote
|
|
4
|
To Re-elect Mr. Koo Fook Sun, Louis As an Independent Non-executive Director
|
Managemeent
|
Did Not Vote
|
|
5
|
To Authorise the Board of Directors (the Board) to Fix the Directors' Remuneration
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
To Re-appoint Messrs. PricewaterhouseCoopers, Certified Public Accountants, As the Auditor of the Company and
to Authorise the Board to Fix Their Remuneration
|
Managemeent
|
Did Not Vote
|
|
7
|
To Give A General Mandate to the Directors to Allot, Issue and Deal with Additional Shares of the Company
(shares)
|
Managemeent
|
Did Not Vote
|
|
8
|
To Give A General Mandate to the Directors to Repurchase Shares
|
Managemeent
|
Did Not Vote
|
1
|
Do You Wish to Request the Separate Election of A Member of the Board of Directors, Under the Terms of Article
141, 4, II of Law 6,404 of 1976 Shareholder Can Only Fill Out This Field If He Has Been the Owner, Without Interruption, of the Shares with Which He Or She is Voting During the Three Months Immediately Prior to the Holding of the General
Meeting in the Event That You Have Answered No Or Abstained, Your Shares Will Not be Counted for Purposes of the Request for the Cumulative Vote
|
Managemeent
|
Did Not Vote
|
|
2
|
Appointment of Candidates to the Board of Directors Shareholders Holding Preferred Shares Without Voting Rights
Or with Restricted Voting Rights. Shareholder Can Only Fill Out This Field If He Has Been the Owner, Without Interruption, of the Shares with Whichhe Or She is Voting During the Three Months Immediately Prior to the Holding of the General
Meeting. Augusto Brauna Pinheiro, Independent Counselor
|
Managemeent
|
Did Not Vote
|
|
3
|
Do You Wish to Request the Separate Election of A Member of the Board of Directors, Under the Terms of Article
141, 4, I and II of Law 6,404 of 1976 Shareholder Can Only Fill Out This Field If He Has Been the Owner, Without Interruption, of the Shares with Which He Or She is Voting During the Three Months Immediately Prior to the Holding of the
General Meeting Do You Want Your Vote to be Grouped with the Votes of the Preferred Shares in Order to Elect, to the Board of Directors, the Candidate with the Highest Number of Votes Among All of Those Who, Being Listed on This Proxy Card,
Ran for Separate Election
|
Managemeent
|
Did Not Vote
|
|
4
|
Separate Election of A Member of the Fiscal Council by Shareholders Who Hold Preferred Shares Without Voting
Rights Or with Restricted Voting Rights the Shareholder Must Complete This Field Should He Have Left the General Election Field Blank. Angela Beatriz De Assis, Carlos Eduardo Rosalba Padilha
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Decision on the Electronic Vote Collection Method
|
Managemeent
|
For
|
Voted - For
|
2
|
Decision on the Election of the Keeper of the Minutes, the Shareholders to Authenticate the Minutes and the
Counter of the Votes in Line with the Proposal of the Chairman of the Annual General Meeting
|
Managemeent
|
For
|
Voted - For
|
3
|
The General Meeting Approves the 2021 Parent Company Financial Statement of Mol PLC. Prepared Based on Section
9/a of the Hungarian Accounting Act the General Meeting Furthermore Approves the 2021 Consolidated Financial Statement of Mol PLC. Prepared Based on Section 10 of the Hungarian Accounting Act
|
Managemeent
|
For
|
Voted - For
|
4
|
The General Meeting Decides That A Total Sum of Huf 241,933,958,400 Shall be Paid Out As Dividend in 2022, for
the 2021 Financial Year. the Dividend on Treasury Shares Will be Distributed to Those Shareholders Eligible for Such Dividend, in Proportion to Their Number of Shares. the Net Profit Shall be Transferred to Retained Earnings
|
Managemeent
|
For
|
Voted - For
|
5
|
The General Meeting Approves the Corporate Governance Declaration, Based on the Corporate Governance
Recommendations of the Budapest Stock Exchange
|
Managemeent
|
For
|
Voted - For
|
6
|
The General Meeting - Under Article 12.12 of the Articles of Association - Acknowledges the Work of the Board
of Directors Performed During the 2021 Business Year and Grants Waiver to the Board of Directors and Its Members Under Article 12.12 of the Articles of Association
|
Managemeent
|
For
|
Voted - For
|
7
|
The General Meeting Acknowledges the Board of Directors' Presentation Regarding the Acquisition of Treasury
Shares Following the Ordinary Annual General Meeting of 2021 in Accordance with Section 3:223 (4) of the Civil Code
|
Managemeent
|
For
|
Voted - For
|
8
|
The General Meeting Authorizes the Board of Directors of the Company to Acquire Treasury Shares -
Simultaneously Setting Aside Resolution No. 7 of the Annual General Meeting
|
Managemeent
|
For
|
Voted - For
|
9
|
The General Meeting Elects Mr. Jozsef Molnar As Member of the Board of Directors from 1 June 2022 to 31 May
2027
|
Managemeent
|
For
|
Voted - For
|
10
|
The General Meeting Elects Mr. Norbert Izer As Member of the Supervisory Board from 1 June 2022 to 31 May 2027
|
Managemeent
|
For
|
Voted - For
|
11
|
The General Meeting Elects Mr. Norbert Izer As Member of the Audit Committee from 1 June 2022 to 31 May 2027
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
12
|
The General Meeting Elects Dr. Sandor Puskas, Mr. Andras Toth, Mr. Balint Kis and Mr. Kalman Serfozo As
Employee Representatives in the Supervisory Board of the Company from 1 June 2022 to 31 May 2027
|
Managemeent
|
For
|
Voted - For
|
13
|
The General Meeting on the Basis of Section 3:268 (3) of Act V of 2013 on the Civil Code, Approves the
Remuneration Report Prepared Under the Provisions of Act Lxvii of 2019 on Encouraging Long-term Shareholder Engagement and Amendments of Further Regulations for Harmonization Purposes
|
Managemeent
|
For
|
Voted - For
|
14
|
The General Meeting, on the Basis of Section 3:268 (2) of Act V of 2013 on the Civil Code, Approves the Amended
Remuneration Policy of Mol PLC
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Business Report and Financial Statement
|
Managemeent
|
For
|
Voted - For
|
2
|
Distribution of Earnings for 2021.proposed Cash Dividend: Twd 13 Per Share.
|
Managemeent
|
For
|
Voted - For
|
3
|
New Common Share Issuance Through the Increase of Capital by Capitalization of Earnings and Capital Surplus.
Proposed Stock Dividend : 100 Shares Per 1,000 Shares. Proposed Bonus Issue : 100 Shares Per 1,000 Shares.
|
Managemeent
|
For
|
Voted - For
|
4
|
Amendments to the Companys Articles of Incorporation.
|
Managemeent
|
For
|
Voted - Against
|
5
|
Amendments to the Companys Regulations and Procedures of Shareholders Meeting.
|
Managemeent
|
For
|
Voted - For
|
6
|
Amendments to the Companys Procedures for Acquisition Or Disposal of Assets.
|
Managemeent
|
For
|
Voted - For
|
7
|
To Release the Board of Directors from Non-competition Restrictions : Jeff Ku
|
Managemeent
|
For
|
Voted - For
|
8
|
To Release the Board of Directors from Non-competition Restrictions : Jamie Lin
|
Managemeent
|
For
|
Voted - For
|
9
|
To Release the Board of Directors from Non-competition Restrictions : Mao-hsiung, Huang
|
Managemeent
|
For
|
Voted - For
|
1
|
To Re-elect the Following Director Retiring in Accordance with Article 97.1 of the Constitution of the Company:
Yam Tan Sri Dato' Seri Syed Anwar Jamalullail
|
Managemeent
|
For
|
Voted - For
|
2
|
To Re-elect the Following Director Retiring in Accordance with Article 97.1 of the Constitution of the Company:
Craig Connolly
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
To Re-elect the Following Director Retiring in Accordance with Article 106 of the Constitution of the Company:
Chin Kwai Fatt
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-elect the Following Director Retiring in Accordance with Article 106 of the Constitution of the Company:
Ym Dr. Tunku Alina Raja Muhd. Alias
|
Managemeent
|
For
|
Voted - For
|
5
|
To Re-appoint Ernst & Young Plt (firm No. 202006000003 (llp0022760-lca) & Af 0039) As Auditors of the
Company and to Authorise the Directors to Fix Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
6
|
To Approve the Following Payment to the Non-executive Directors: Fees of Rm1,193,580 for the Financial Year
Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
7
|
To Approve the Following Payments to the Non-executive Directors: Benefits of Rm150,000 for the Financial
Period from 1 July 2022 to 30 June 2023
|
Managemeent
|
For
|
Voted - For
|
8
|
Proposed Renewal of Shareholders' Mandate and Proposed New Shareholders' Mandate for Recurrent Related Party
Transactions of A Revenue Or Trading Nature, As Set Out Under Section 2.3(a) of the Circular to Shareholders Dated 28 March 2022
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and If Thought Fit, Approve the Adoption of the Employee Share Incentive Scheme
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and If Thought Fit, Approve the Proposed Authorization of the Board of the Company to Handle
Matters Pertaining to the Employee Share Incentive Scheme
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider and If Thought Fit, Approve the Amendment of the Service Agreements of the Directors and
Supervisors of the Company
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and If Thought Fit, Approve the Report of the Board of Directors (the "board") of the Company for
the Year Ended December 31, 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and If Thought Fit, Approve the Report of the Supervisory Committee of the Company for the Year
Ended December 31, 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider and If Thought Fit, Approve the Consolidated Financial Statements of the Company and Its
Subsidiaries and the Report of the Auditor of the Company for the Year Ended December 31, 2021
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
To Consider and If Thought Fit, Approve the Re-appointment of Pan-china Certified Public Accountants LLP As the
Domestic Auditor of the Company for the Year Ended December 31,2022 and Re-appointment of Ernst & Young As the Overseas Auditor of the Company for the Year Ended December 31 2022 and to Authorise the Board to Fix Their Remunerations
|
Managemeent
|
For
|
Voted - For
|
5
|
To Consider and If Thought Fit, Approve the Payment of A Final Dividend for the Year Ended December 31,2021 of
Rmb0.45 Per Share (tax Inclusive)
|
Managemeent
|
For
|
Voted - For
|
6
|
To Consider and If Thought Fit, Approve the Company's Application for Credit Lines from Banks and Other
Financial Institutions and Relevant Authorisations to the Board
|
Managemeent
|
For
|
Voted - For
|
7
|
To Consider and If Thought Fit, Approve the Provision of Guarantees for Wholly Owned Subsidiaries of the
Company
|
Managemeent
|
For
|
Voted - For
|
8
|
To Consider and If Thought Fit, Approve the Grant of the General Mandate to the Board to Exercise the Power of
the Company to Issue, Allot and Deal with the Domestic Shares And/or H Shares of the Company
|
Managemeent
|
For
|
Voted - For
|
1
|
To Approve 2021 Business Report and Financial Statements
|
Managemeent
|
For
|
Voted - For
|
2
|
To Approve the Proposal for Distribution of 2021 Profits. Cash Dividends from Earnings Nt51.5 Per Share.
|
Managemeent
|
For
|
Voted - For
|
3
|
To Amend the Companys Procedures for Acquisition Or Disposal of Assets.
|
Managemeent
|
For
|
Voted - For
|
1
|
Approval of the Company's Annual Report for 2021 Fy
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of the Company's Annual Accounting (financial) Statements for 2021 Fy
|
Managemeent
|
For
|
Voted - For
|
3
|
Not to Distribute the Company's Profit on Results of 2021 Fy, Not to Pay Dividends
|
Managemeent
|
For
|
Voted - For
|
4
|
To Elect the Company's Board of Director: 'avercenkova Tatxana Mihailovna'
|
Managemeent
|
For
|
Voted - For
|
5
|
To Elect the Company's Board of Director: 'bagrin Oleg Vladimirovic'
|
Managemeent
|
For
|
Voted - For
|
6
|
To Elect the Company's Board of Director: 'verasto Tomas'
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
To Elect the Company's Board of Director: 'vizer Helxmut'
|
Managemeent
|
For
|
Voted - For
|
8
|
To Elect the Company's Board of Director: 'gagarin Nikolai Alekseevic'
|
Managemeent
|
For
|
Voted - For
|
9
|
To Elect the Company's Board of Director: 'dering Karl'
|
Managemeent
|
For
|
Voted - For
|
10
|
To Elect the Company's Board of Director: 'donov Dmitrii Vsevolodovic'
|
Managemeent
|
For
|
Voted - For
|
11
|
To Elect the Company's Board of Director: 'kazancev Sergei Borisovic'
|
Managemeent
|
For
|
Voted - For
|
12
|
To Elect the Company's Board of Director: 'lisin Vladimir Sergeevic'
|
Managemeent
|
For
|
Voted - For
|
13
|
To Elect the Company's Board of Director: 'fedoriqin Grigorii Vitalxevic'
|
Managemeent
|
For
|
Voted - For
|
14
|
To Elect the Company's Board of Director: 'qekqna Stanislav Vladimirovic'
|
Managemeent
|
For
|
Voted - For
|
15
|
To Elect Fedorishin Grigory Vitalievich As the Company's President (chairman of the Management Board)
|
Managemeent
|
For
|
Voted - For
|
16
|
Approval of Remuneration to be Paid to the Members of the Company's Board of Directors
|
Managemeent
|
For
|
Voted - For
|
17
|
To Approve Ao Praisvoterhauskupersaudit As the Auditor for 2022 for Performing Audit of Financial Statements
Prepared in Accordance with Russian Accounting Standards
|
Managemeent
|
For
|
Voted - For
|
18
|
To Approve Ao Praisvoterhauskupers Audit As the Auditor for Performing Audit of Financial Statements Prepared
in Accordance with International Financial Reporting Standards
|
Managemeent
|
For
|
Voted - For
|
1
|
Appointment of Smt. Pomila Jaspal (din: 08436633) As Director (finance) of the Company
|
Managemeent
|
For
|
Voted - For
|
1
|
Election of the Chairman Resolution No. 1 of Annual General Meeting of Orange Polska S.a. Dated 22 April 2022
on Nomination of the Chairman of the Annual General Meeting
|
Managemeent
|
For
|
Voted - For
|
2
|
Statement That the Meeting is Valid and Capable to Adopt Resolutions
|
Managemeent
|
For
|
Voted - For
|
3
|
Review Of: the Orange Polska S.a. Separate Financial Statements for the 2021 Financial Year,
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Review Of: the Management Board's Motion on Distribution of the Orange Polska S.a. Profit for the 2021
Financial Year
|
Managemeent
|
For
|
Voted - For
|
5
|
Review Of: the Management Board's Report on the Activity of Orange Polska Group and Orange Polska S.a., and the
Ifrs Consolidated Financial Statements for the 2021 Financial Year
|
Managemeent
|
For
|
Voted - For
|
6
|
Review Of: the Report of the Supervisory Board for the 2021 Financial Year
|
Managemeent
|
For
|
Voted - For
|
7
|
Adoption of the Following Resolutions Concerning: Approval of Orange Polska S.a. Separate Financial Statements
for the 2021 Financial Year
|
Managemeent
|
For
|
Voted - For
|
8
|
Adoption of the Following Resolutions Concerning: Distribution of the Orange Polska S.a. Profit for the
2021financial Year
|
Managemeent
|
For
|
Voted - For
|
9
|
Adoption of the Following Resolutions Concerning: Approval of the Management Board's Report on the Activity of
Orange Polska Group and Orange Polska S.a. in the 2021 Financial Year
|
Managemeent
|
For
|
Voted - For
|
10
|
Adoption of the Following Resolutions Concerning: Approval of the Orange Polska Group Consolidated Financial
Statements for the 2021 Financial Year
|
Managemeent
|
For
|
Voted - For
|
11
|
Adoption of the Following Resolutions Concerning: Approval of the Supervisory Board Report for the 2021
Financial Year
|
Managemeent
|
For
|
Voted - For
|
12
|
Adoption of the Following Resolutions Concerning: Granting the Members of the Governing Bodies of Orange Polska
S.a. the Approval of Performance of Their Duties
|
Managemeent
|
For
|
Voted - For
|
13
|
Adoption of the Resolution on Expressing an Opinion on the Annual Report on Remuneration Prepared by the
Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
14
|
Adoption of the Resolution on Adoption of the Diversity Management Policy for Members of the Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
15
|
Changes in the Supervisory Board's Composition
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Adopt the Audited Financial Statements and the Reports of the Directors and the Auditor for the
Year Ended 31st December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Declare A Final Dividend for the Year Ended 31st December 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Declare A Special Dividend for the Year Ended 31st December 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-elect Mr. Wan Min As Director
|
Managemeent
|
For
|
Voted - For
|
5
|
To Re-elect Mr. Yang Zhijian As Director
|
Managemeent
|
For
|
Voted - For
|
6
|
To Re-elect Mr. Ip Sing Chi As Director
|
Managemeent
|
For
|
Voted - For
|
7
|
To Re-elect Dr. Chung Shui Ming Timpson As Director
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
To Re-elect Mr. So Gregory Kam Leung As Director
|
Managemeent
|
For
|
Voted - For
|
9
|
To Authorise the Board of Directors to Fix the Directors Remuneration
|
Managemeent
|
For
|
Voted - For
|
10
|
To Re-appoint Messrs. PricewaterhouseCoopers As Auditor and to Authorise the Directors to Fix Their
Remuneration
|
Managemeent
|
For
|
Voted - For
|
11
|
To Grant A General Mandate to the Directors to Allot, Issue and Deal with the Companys Shares
|
Managemeent
|
For
|
Voted - For
|
12
|
To Grant A General Mandate to the Directors to Repurchase the Companys Shares
|
Managemeent
|
For
|
Voted - For
|
13
|
To Extend the General Mandate to Issue Shares to Cover the Shares Repurchased by the Company Under Resolution
No. 6(b)
|
Managemeent
|
For
|
Voted - For
|
1
|
To Ratify the 2021 Business Report
|
Managemeent
|
For
|
Voted - For
|
2
|
To Adopt the Company's 2021 Audited Consolidated Financial Statements
|
Managemeent
|
For
|
Voted - For
|
3
|
To Approve the 2021 Profit Distribution Plan. the First Half Year of 2021: Nt 14.25347003 Per Share. the Second
Half Year of 2021: Nt 18.23 Per Share
|
Managemeent
|
For
|
Voted - For
|
4
|
To Approve the Amendment of the Company's Amended and Restated Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
5
|
To Approve the Amendment of the Company's Procedures of Acquisition Or Disposal of Assets
|
Managemeent
|
For
|
Voted - For
|
6
|
To Approve the Amendment of the Company's Rules and Procedures of General Meeting
|
Managemeent
|
For
|
Voted - For
|
7
|
The Election of the Director: Ji Zhao, Shareholder No.ac02599xxx
|
Managemeent
|
For
|
Voted - For
|
8
|
The Election of the Director: Ming Qu, Shareholder No.ac03272xxx
|
Managemeent
|
For
|
Voted - For
|
9
|
The Election of the Director: Huang, Ta-lun, Shareholder No.49
|
Managemeent
|
For
|
Voted - For
|
10
|
The Election of the Director: Yang, Jung Kung, Shareholder No.6
|
Managemeent
|
For
|
Voted - For
|
11
|
The Election of the Independent Director: Dennis Lynn Segers, Shareholder No.ac03272xxx
|
Managemeent
|
For
|
Voted - For
|
12
|
The Election of the Independent Director: Shen, Jen Lin, Shareholder No.f103573xxx
|
Managemeent
|
For
|
Voted - For
|
13
|
The Election of the Independent Director: Laura Huang, Shareholder No.h201105xxx
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Consider and Approve the Report of the Board of Directors of the Company (the Board) for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Report of the Supervisory Committee of the Company for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider and Approve the Financial Report of the Company for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
To Consider and Approve the Declaration and Payment of the Final Dividends for the Year Ended 31 December 2021
in the Amount and in the Manner Recommended by the Board
|
Managemeent
|
For
|
Voted - For
|
5
|
To Consider and Approve the Authorisation of the Board to Determine the Distribution of Interim Dividends for
the Year 2022
|
Managemeent
|
For
|
Voted - For
|
6
|
To Consider and Approve the Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers As
the Domestic and International Auditors of the Company for the Year 2022 and to Authorise the Board to Determine Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
7
|
To Consider and Approve the Guarantees to be Provided to the Subsidiaries and Affiliated Companies of the
Company and Relevant Authorization to the Board
|
Managemeent
|
For
|
Voted - For
|
8
|
To Consider and Approve, by Way of Special Resolution, to Unconditionally Grant A General Mandate to the Board
to Determine and Deal with the Issue of Debt Financing Instruments of the Company with an Outstanding Balance Amount of Up to Rmb100 Billion (the Foreign Currency Equivalent Calculated by Using the Middle Exchange Rate Announced by the
Peoples Bank of China on the Date of Issue) and Determine the Terms and Conditions of Such Issue
|
Managemeent
|
For
|
Voted - For
|
9
|
To Consider and Approve the Proposed Amendments to the Business Scope of the Company and the Proposed
Amendments to the Articles of Association of the Company
|
Managemeent
|
For
|
Voted - For
|
10
|
To Consider and Approve the Election of Mr. Xie Jun As A Director of the Company
|
Managemeent
|
For
|
Voted - For
|
11
|
To Consider and Approve the Election of the Following Persons Nominated As Supervisors of the Company: Mr. Cai
Anhui As A Supervisor of the Company
|
Managemeent
|
For
|
Voted - For
|
12
|
To Consider and Approve the Election of the Following Persons Nominated As Supervisors of the Company: Mr. Xie
Haibing As A Supervisor of the Company
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
13
|
To Consider and Approve the Election of the Following Persons Nominated As Supervisors of the Company: Ms. Zhao
Ying As A Supervisor of the Company
|
Managemeent
|
For
|
Voted - For
|
14
|
To Consider and Approve the Election of the Following Persons Nominated As Supervisors of the Company: Mr. Cai
Yong As A Supervisor of the Company
|
Managemeent
|
For
|
Voted - For
|
1
|
Assessing the Managements Accounts, Examining, Discussing and Voting on the Managements Report and the Companys
Financial Statements, with the Report from the Independent Auditors and the Fiscal Council Report, for the Fiscal Year Ended on December 31, 2021
|
Managemeent
|
Did Not Vote
|
|
2
|
Proposal for the Allocation of the Profit for the Fiscal Year of 2021
|
Managemeent
|
Did Not Vote
|
|
3
|
Proposal to Establish 11 Members for the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
4
|
Election of the Board of Directors by Single Group of Candidates. Nomination of All the Names That Compose the
Slate, the Votes Indicated in This Section Will be Disregarded If the Shareholder with Voting Rights Fills in the Fields Present in the Separate Election of A Member of the Board of Directors and the Separate Election Referred to in These
Fields Takes Place. Controller Shareholder. . Luiz Rodolfo Landim Machado. Joaquim Silva E Luna. Sonia Julia Sulzbeck Villalobos. Luiz Henrique Caroli. Ruy Flaks Schneider. Marcio Andrade Weber. Murilo Marroquim De Souza. Carlos Eduardo Lessa
Brandao
|
Managemeent
|
Did Not Vote
|
|
5
|
If One of the Candidates That Composes Your Chosen Slate Leaves It, Can the Votes Corresponding to Your Shares
Continue to be Conferred on the Same Slate
|
Managemeent
|
Did Not Vote
|
|
6
|
Do You Wish to Request the Cumulative Voting for the Election of the Board of Directors, Under the Terms of
Art. 141 of Law 6,404, of 1976. If the Shareholder Chooses No Or Abstain, His, Her Shares Will Not be Computed for the Request of the Cumulative Voting Request
|
Managemeent
|
Did Not Vote
|
|
7
|
In Case of A Cumulative Voting Process, Should the Corresponding Votes to Your Shares be Equally Distributed
Among the Members of the Slate That You Ve Chosen. If the Shareholder Chooses Ye and Also Indicates the Approve Answer Type for Specific Candidates Among Those Listed Below, Their Votes Will be Distributed Proportionally Among These
Candidates. If the Shareholder Chooses to Abstain and the Election Occurs by the Cumulative Voting Process, the Shareholders Vote Shall be Counted As an Abstention in the Respective Resolution of the Meeting
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
View of All the Candidates to Indicate the Cumulative Voting Distribution. . Luiz Rodolfo Landim Machado
|
Managemeent
|
Did Not Vote
|
|
9
|
View of All the Candidates to Indicate the Cumulative Voting Distribution. . Joaquim Silva E Luna
|
Managemeent
|
Did Not Vote
|
|
10
|
View of All the Candidates to Indicate the Cumulative Voting Distribution. . Sonia Julia Sulzbeck Villalobos
|
Managemeent
|
Did Not Vote
|
|
11
|
View of All the Candidates to Indicate the Cumulative Voting Distribution. . Luiz Henrique Caroli
|
Managemeent
|
Did Not Vote
|
|
12
|
View of All the Candidates to Indicate the Cumulative Voting Distribution. . Ruy Flaks Schneider
|
Managemeent
|
Did Not Vote
|
|
13
|
View of All the Candidates to Indicate the Cumulative Voting Distribution. . Marcio Andrade Weber
|
Managemeent
|
Did Not Vote
|
|
14
|
View of All the Candidates to Indicate the Cumulative Voting Distribution. . Murilo Marroquim De Souza
|
Managemeent
|
Did Not Vote
|
|
15
|
View of All the Candidates to Indicate the Cumulative Voting Distribution. . Carlos Eduardo Lessa Brandao
|
Managemeent
|
Did Not Vote
|
|
16
|
View of All the Candidates to Indicate the Cumulative Voting Distribution. . Jose Joao Abdalla Filho
|
Managemeent
|
Did Not Vote
|
|
17
|
View of All the Candidates to Indicate the Cumulative Voting Distribution. . Marcelo Gasparino Da Silva
|
Managemeent
|
Did Not Vote
|
|
18
|
Election of the Chairman of the Board of Directors, Total Members to be Elected, 1 Nomination of Candidates for
Chairman of the Board of Directors. . Luiz Rodolfo Landim Machado
|
Managemeent
|
Did Not Vote
|
|
19
|
Proposal to Establish 5 Members for the Fiscal Council
|
Managemeent
|
Did Not Vote
|
|
20
|
Election of the Fiscal Board by Single Group of Candidates. Nomination of All the Names That Compose the Slate.
. Agnes Maria De Aragao Costa, Marisete Fatima Dadald Pereira. Sergio Henrique Lopes De Sousa, Alan Sampaio Santos. Janete Duarte Mol, Otavio Ladeira De Medeiros
|
Managemeent
|
Did Not Vote
|
|
21
|
If One of the Candidates of the Slate Leaves It, to Accommodate the Separate Election Referred to in Articles
161, Paragraph 4, and 240 of Law 6404, of 1976, Can the Votes Corresponding to Your Shares Continue to be Conferred to the Same Slate
|
Managemeent
|
Did Not Vote
|
|
22
|
Compensation for the Members of the Management, Fiscal Council, and Advisory Committees of the Board of
Directors
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
23
|
In the Event of A Second Call of This General Meeting, May the Voting Instructions Included in This Ballot Form
be Considered Also for the Second Call of the Meeting
|
Managemeent
|
Did Not Vote
|
|
24
|
Separate Election of the Fiscal Council, Common Shares. Nomination of Candidates to the Fiscal Council by
Minority Shareholders with Voting Rights, the Shareholder Must Fill This Field If the General Election Field Was Left in Blank. . Michele Da Silva Gonsales Torres, Robert Jueneman
|
Managemeent
|
Did Not Vote
|
1
|
Amend Articles and Consolidate Bylaws
|
Managemeent
|
Did Not Vote
|
|
2
|
In the Event of A Second Call, the Voting Instructions Contained in This Remote Voting Card May Also be
Considered for the Second Call
|
Managemeent
|
Did Not Vote
|
1.1
|
Election of the Member of the Company's Board of Director: Antoshin Igor Dmitrievich
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of the Member of the Company's Board of Director: IVanov Viktor Petrovich
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of the Member of the Company's Board of Director: Krygovykh Yuriy Nikolaevich
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of the Member of the Company's Board of Director: Levin Boris Vladimirovich
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of the Member of the Company's Board of Director: Loikov Sirozhiddin Ahmadbekovich
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of the Member of the Company's Board of Director: Ombudstvedt Sven
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of the Member of the Company's Board of Director: Pashkevich Natalya Vladimirovna
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of the Member of the Company's Board of Director: Rogers Jr James Beeland
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of the Member of the Company's Board of Director: Rodionov IVan IVanovich
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of the Member of the Company's Board of Director: Rhodes Marcus James
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of the Member of the Company's Board of Director: Rybnikov Mikhail Konstantinovich
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Election of the Member of the Company's Board of Director: Seleznev Aleksander Evgenyevich
|
Managemeent
|
For
|
Voted - For
|
1.13
|
Election of the Member of the Company's Board of Director: Serova Evgenia Viktorovna
|
Managemeent
|
For
|
Voted - For
|
1.14
|
Election of the Member of the Company's Board of Director: Sirotenko Alexey Aleksandrovich
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.15
|
Election of the Member of the Company's Board of Director: Sterkin Mikhail Vladimirovich
|
Managemeent
|
For
|
Voted - For
|
1.16
|
Election of the Member of the Company's Board of Director: Tarasova Natalia Pavlovna
|
Managemeent
|
For
|
Voted - For
|
1.17
|
Election of the Member of the Company's Board of Director: Truhachev Vladimir IVanovich
|
Managemeent
|
For
|
Voted - For
|
1.18
|
Election of the Member of the Company's Board of Director: Cherepov Viktor Mikhailovich
|
Managemeent
|
For
|
Voted - For
|
1.19
|
Election of the Member of the Company's Board of Director: Sharabaika Aleksander Fedorovich
|
Managemeent
|
For
|
Voted - For
|
1.20
|
Election of the Member of the Company's Board of Director: Sharonov Andrey Vladimirovich
|
Managemeent
|
For
|
Voted - For
|
1.21
|
Election of the Member of the Company's Review Committee: Agabekyan Lusine Franklinovna
|
Managemeent
|
For
|
Voted - For
|
1.22
|
Election of the Member of the Company's Review Committee: Viktorova Ekaterina Valeriyanovna
|
Managemeent
|
For
|
Voted - For
|
1.23
|
Election of the Member of the Company's Review Committee: Lizunova Olga Yuryevna
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of the Company Annual Report 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
Approval of the Company Annual Financial Statements 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
Remuneration and Compensation Payable to Members of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
5
|
Approval of the Company's Auditor for 2022
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve the Report of the Board of Directors of the Company for 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Report of the Supervisory Committee of the Company for 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider and Approve the Audited Financial Statements and the Auditors Report of the Company for the Year
Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
To Consider and Approve the Profit Distribution Plan of the Company for 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
To Consider and Approve the Proposal on Remuneration Plan of Independent Directors and External Supervisors of
the Company
|
Managemeent
|
For
|
Voted - For
|
6
|
To Consider and Reappoint PricewaterhouseCoopers As the International Auditor of the Company and Reappoint
PricewaterhouseCoopers Zhong Tian LLP As the Domestic Auditor of the Company to Hold Office Until the Conclusion of the Next Annual General Meeting, and to Authorise the Board of Directors to Fix Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Appointment of Chair of the Meeting
|
Managemeent
|
For
|
Voted - For
|
2
|
Confirmation That the Meeting Has Been Duly Convened and Has the Capacity to Pass Resolutions
|
Managemeent
|
For
|
Voted - For
|
3
|
Preparation of the Attendance List
|
Managemeent
|
For
|
Voted - For
|
4
|
Adoption of the Agenda
|
Managemeent
|
For
|
Voted - For
|
5
|
Review and Voting on A Resolution on Approval of the Separate Financial Statements of Pgnig S.a. for 2021
|
Managemeent
|
For
|
Voted - For
|
6
|
Review and Voting on A Resolution on Approval of the Consolidated Financial Statements of the Pgnig Group for
2021, the Directors Report on the Operations of Pgnig S.a. and the Pgnig Group in 2021, and the Pgnig Group S Non Financial Report for 2021
|
Managemeent
|
For
|
Voted - For
|
7
|
Review of Motion of the Management Board of Pgnig S.a. and Voting on A Resolution on Allocation of the Pgnig
S.a. Net Profit for 2021
|
Managemeent
|
For
|
Voted - For
|
8
|
Voting on Resolutions to Grant Discharge from Liability to Members of the Management Board of Pgnig S.a. in
Respect of 2021
|
Managemeent
|
For
|
Voted - For
|
9
|
Voting on Resolutions to Grant Discharge from Liability to Members of the Supervisory Board of Pgnig S.a. in
Respect of 2021
|
Managemeent
|
For
|
Voted - For
|
10
|
Voting on A Resolution to Issue an Opinion on the Report on Remuneration of Members of the Management Board and
Supervisory Board of Pgnig S.a. for 2021
|
Managemeent
|
For
|
Voted - For
|
1
|
Appointment of the Chairperson of the Meeting
|
Managemeent
|
For
|
Voted - For
|
2
|
Confirmation That the General Meeting Has Been Properly Convened and Has the Capacity to Pass Resolutions
|
Managemeent
|
For
|
Voted - For
|
3
|
Adoption of the Agenda
|
Managemeent
|
For
|
Voted - For
|
4
|
Appointment of the Ballot Committee
|
Managemeent
|
For
|
Voted - For
|
5
|
Consideration of the Directors' Report on the Operations of the Orlen Group and Pkn Orlen S.a. in 2021
|
Managemeent
|
For
|
Voted - For
|
6
|
Consideration of the Financial Statements of Pkn Orlen S.a. for the Year Ended December 31st 2021, As Well As
the Management Board's Recommendation Regarding the Distribution of Net Profit for the Financial Year 2021
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
Consideration of the Consolidated Financial Statements of the Orlen Group for the Year Ended December 31st 2021
|
Managemeent
|
For
|
Voted - For
|
8
|
Consideration of the Report of the Supervisory Board of Pkn Orlen S.a. for the Financial Year 2021
|
Managemeent
|
For
|
Voted - For
|
9
|
Presentation of the Report on Entertainment Expenses, Legal Expenses, Marketing Expenses, Public Relations and
Social Communication Expenses, and Management Consultancy Fees in 2021
|
Managemeent
|
For
|
Voted - For
|
10
|
Voting on A Resolution to Receive the Directors' Report on the Operations of the Orlen Group and Pkn Orlen S.a.
in 2021
|
Managemeent
|
For
|
Voted - For
|
11
|
Voting on A Resolution to Receive the Financial Statements of Pkn Orlen S.a. for the Year Ended December 31st
2021
|
Managemeent
|
For
|
Voted - For
|
12
|
Voting on A Resolution to Receive the Consolidated Financial Statements of the Orlen Group for the Year Ended
December 31st 2021
|
Managemeent
|
For
|
Voted - For
|
13
|
Voting on A Resolution to Distribute the Net Profit for the Financial Year 2021 and to Determine the Dividend
Record Date and the Dividend Payment Date
|
Managemeent
|
For
|
Voted - For
|
14
|
Voting on A Resolution to Receive the Report of the Supervisory Board of Pkn Orlen S.a. for the Financial Year
2021
|
Managemeent
|
For
|
Voted - For
|
15
|
Voting on Resolutions to Grant Discharge to Members of the Management Board of Pkn Orlen S.a. for Performance
of Their Duties in 2021
|
Managemeent
|
For
|
Voted - For
|
16
|
Voting on Resolutions to Grant Discharge to Members of the Supervisory Board of Pkn Orlen S.a. for Performance
of Their Duties in 2021
|
Managemeent
|
For
|
Voted - For
|
17
|
Voting on A Resolution to Determine the Number of Supervisory Board Members
|
Managemeent
|
For
|
Voted - For
|
18
|
Voting on Resolutions to Appoint Members of the Supervisory Board for A New Term
|
Managemeent
|
For
|
Voted - For
|
19
|
Consideration of and Voting on A Resolution to Endorse the Report of the Supervisory Board of Pkn Orlen S.a. on
Remuneration of Members of the Management Board and the Supervisory Board for 2021
|
Managemeent
|
For
|
Voted - For
|
20
|
Presentation of the Best Practice for Wse Listed Companies 2021 and of the Company's Statement of Compliance
Therewith
|
Managemeent
|
For
|
Voted - For
|
1
|
Approval for the Company's Annual Report and the Ratification of the Company's Consolidated Financial
Statements for the Fiscal Year of 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval for the Appropriation of the Company's Net Income for the Fiscal Year of 2021
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Approval for the Appointment of the Public Accountant Or Public Accounting Firm to Audit the Company's
Financial Statements for the Fiscal Year of 2022: Tanudiredja, Wibisana, Rintis Rekan
|
Managemeent
|
For
|
Voted - For
|
4
|
Approval for the Determination of Honorarium Or Salary and Other Benefits for the Company's Board of
Commissioners and Board of Directors for the Fiscal Year of 2022
|
Managemeent
|
For
|
Voted - For
|
1
|
2022 Stock Option Incentive Plan (draft) and Its Summary
|
Managemeent
|
For
|
Voted - For
|
2
|
Appraisal Management Measures for the 2022 Stock Option Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
3
|
Authorization to the Board to Handle Matters Regarding 2022 Stock Option Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Business Report and Financial Statements
|
Managemeent
|
For
|
Voted - For
|
2
|
Distribution of 2021 Retained Earnings. Cash Dividends Distribution from Retained Earnings is Nt 25 Per Share.
Cash Distribution from the Capital Surplus is Nt 2 Per Share.
|
Managemeent
|
For
|
Voted - For
|
3
|
To Revise the Articles of Incorporation
|
Managemeent
|
For
|
Voted - Against
|
4
|
To Revise the Procedures for Acquisition Or Disposal of Assets
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Re-election of Independent Director: Mr. Han Jo Kim
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Independent Director: Ms. Wha Jin Han
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Independent Director: Mr. Jun Sung Kim
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Executive Director: Mr. Kye Hyun Kyung
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Executive Director: Mr. Tae Moon Roh
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Executive Director: Mr. Hark Kyu Park
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Executive Director: Mr. Jung Bae Lee
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Audited Financial Statements (fy2021)
|
Managemeent
|
For
|
Voted - For
|
3
|
Re-election of Audit Committee Member: Mr. Han Jo Kim
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Election of Audit Committee Member: Mr. Jeong Kim
|
Managemeent
|
For
|
Voted - For
|
5
|
Approval of Director Remuneration Limit (fy2022)
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Outside Director: Mun Il
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Outside Director: Choe Jeong Hyeon
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Financial Statements
|
Managemeent
|
For
|
Voted - For
|
3
|
Election of Audit Committee Member Candidates: Moon Il
|
Managemeent
|
For
|
Voted - For
|
4
|
Approval of Remuneration for Director
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Outside Director: Ahn Dong Hyun
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Inside Director: Lee Jong Wan
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Financial Statement
|
Managemeent
|
For
|
Voted - For
|
3
|
Election of Audit Committee Member: Ahn Dong Hyun
|
Managemeent
|
For
|
Voted - For
|
4
|
Election of Outside Director As Audit Committee Member: Choi Hye Re
|
Managemeent
|
For
|
Voted - For
|
5
|
Approval of Limit of Remuneration for Directors
|
Managemeent
|
For
|
Voted - For
|
1
|
To Elect the Board of Director: Mordaqov Alekseialeksandrovic
|
Managemeent
|
For
|
Voted - For
|
2
|
To Elect the Board of Director: Qevelev Aleksandranatolxevic
|
Managemeent
|
For
|
Voted - For
|
3
|
To Elect the Board of Director: Kulicenko Alekseigennadxevic
|
Managemeent
|
For
|
Voted - For
|
4
|
To Elect the Board of Director: Lxvova Anna Anatolxevna
|
Managemeent
|
For
|
Voted - For
|
5
|
To Elect the Board of Director: Fedotov Dmitrii Nikolaevic
|
Managemeent
|
For
|
Voted - For
|
6
|
To Elect the Board of Director: Zalujskii Vladimir Vladimirovic
|
Managemeent
|
For
|
Voted - For
|
7
|
To Elect the Board of Director: Akopov Vadim Borisovic
|
Managemeent
|
For
|
Voted - For
|
8
|
To Elect the Board of Director: Kazacenkov Andreivalentinovic
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
To Elect the Board of Director: Mau Vladimir Aleksandrovic
|
Managemeent
|
For
|
Voted - For
|
10
|
To Elect the Board of Director: Auzan Aleksandraleksandrovic
|
Managemeent
|
For
|
Voted - For
|
11
|
To Approve Not to Distribute Net Profit. Do Not Pay Dividends for 2021
|
Managemeent
|
For
|
Voted - For
|
12
|
To Approve Ao KPMG As the Auditor
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):5.000000
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
6
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
7
|
Cash Management with Some Temporarily Idle Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
8
|
Change of the Company's Registered Capital, Amendments to the Company's Articles of Association, and Handling
the Industrial and Commercial Registration Amendment
|
Managemeent
|
For
|
Voted - Against
|
9
|
2022 Remuneration Plan for Directors and Supervisors
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Liang Feng
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Chen Wei
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Han Zhongwei
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Independent Director: Yuan Bin
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Independent Director: Pang Jinwei
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Supervisor: Yin Lixia
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Supervisor: Liu Jianguang
|
Managemeent
|
For
|
Voted - For
|
2
|
Work System for Independent Directors (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
3
|
Connected Transactions Decision-making System (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
4
|
External Investment Management System (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
External Guarantee Management System (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
6
|
Raised Funds Management System (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
7
|
Forward Foreign Exchange Management System (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
8
|
Rules of Procedure Governing the Board Meetings (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
9
|
Rules of Procedure Governing the Supervisory Committee (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
10
|
Rules of Procedure Governing Shareholders' General Meetings (revised in 2021)
|
Managemeent
|
For
|
Voted - For
|
11
|
2022 Application for Credit Line by the Company and Its Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
12
|
2022 Guarantee for Wholly-owned and Controlled Subsidiaries
|
Managemeent
|
For
|
Voted - For
|
13
|
Provision of Connected Guarantee for A Company
|
Managemeent
|
For
|
Voted - For
|
14
|
Cash Management with Some Temporarily Idle Raised Funds and Proprietary Funds
|
Managemeent
|
For
|
Voted - For
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny5.04000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):10.000000
|
Managemeent
|
Did Not Vote
|
|
6
|
Reappointment of Audit Firm
|
Managemeent
|
Did Not Vote
|
|
7
|
Remuneration for Directors and Senior Management
|
Managemeent
|
Did Not Vote
|
|
8
|
Remuneration for Supervisors
|
Managemeent
|
Did Not Vote
|
|
9
|
2022 Additional Guarantee Quota for Wholly-owned and Controlled Subsidiaries
|
Managemeent
|
Did Not Vote
|
|
10
|
Connected Transaction Regarding Capital Increase and Share Expansion of A Wholly-owned Subsidiary
|
Managemeent
|
Did Not Vote
|
|
11
|
2022 Stock Option and Restricted Stock Incentive Plan (draft) and Its Summary
|
Managemeent
|
Did Not Vote
|
|
12
|
Appraisal Management Measures for the Implementation of 2022 Stock Option and Restricted Stock Incentive Plan
|
Managemeent
|
Did Not Vote
|
|
13
|
Authorization to the Board to Handle Matter Regarding the Equity Incentive
|
Managemeent
|
Did Not Vote
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Work Report of Independent Directors
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Annual Accounts and 2022 Financial Budget Report
|
Managemeent
|
Did Not Vote
|
|
5
|
Determination of 2021 Remuneration for Director and 2022 Remuneration Preplan
|
Managemeent
|
Did Not Vote
|
|
6
|
Determination of 2021 Remuneration for Supervisors and 2022 Remuneration Preplan
|
Managemeent
|
Did Not Vote
|
|
7
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
|
8
|
Authorization to Handle Matters Regarding the Loans in 2022
|
Managemeent
|
Did Not Vote
|
|
9
|
2022 Short-term Entrusted Wealth Management with Proprietary Funds
|
Managemeent
|
Did Not Vote
|
|
10
|
Launching Financial Leasing Business
|
Managemeent
|
Did Not Vote
|
|
11
|
2022 Estimated Continuing Connected Transactions
|
Managemeent
|
Did Not Vote
|
|
12
|
2022 Estimated Donation Amount
|
Managemeent
|
Did Not Vote
|
|
13
|
2021 Special Report on the Deposit and Use of Raised Funds
|
Managemeent
|
Did Not Vote
|
|
14
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
15
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares
(tax Included): Cny15.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): 4.800000
|
Managemeent
|
Did Not Vote
|
|
16
|
Change of the Company's Registered Capital, Amendments to the Company's Articles of Association, and Handling
of the Industrial and Commercial Registration Amendment
|
Managemeent
|
Did Not Vote
|
|
17
|
Amendments to the Company's Relevant Systems
|
Managemeent
|
Did Not Vote
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
2
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
Did Not Vote
|
|
3
|
2021 Annual Accounts
|
Managemeent
|
Did Not Vote
|
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
Did Not Vote
|
|
5
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny10.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):8.000000
|
Managemeent
|
Did Not Vote
|
|
6
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
Did Not Vote
|
|
7
|
2022 Remuneration Plan for Directors
|
Managemeent
|
Did Not Vote
|
|
8
|
2022 Remuneration Plan for Supervisors
|
Managemeent
|
Did Not Vote
|
|
9
|
Application for Comprehensive Credit Line to Financial Institutions
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
10
|
Guarantee Matter Regarding the Application for Comprehensive Credit Line to Financial Institutions
|
Managemeent
|
Did Not Vote
|
|
11
|
Estimated Quota of Continuing Connected Transactions
|
Managemeent
|
Did Not Vote
|
|
12
|
Repurchase and Cancellation of Some Restricted Stocks
|
Managemeent
|
Did Not Vote
|
|
13
|
Authorization to the Board to Handle Matters Regarding the Speedy Small-amount Financing
|
Managemeent
|
Did Not Vote
|
|
14
|
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association, and Handle
the Industrial and Commercial Registration Amendment
|
Managemeent
|
Did Not Vote
|
|
15
|
A Project Framework Cooperation Agreement to be Signed
|
Managemeent
|
Did Not Vote
|
1
|
The Election of the Director:mr. Wei Chen,shareholder No.0000055
|
Managemeent
|
For
|
Voted - For
|
2
|
The Election of the Director:mr. Budong You,shareholder No.0000006
|
Managemeent
|
For
|
Voted - For
|
3
|
The Election of the Director:mr. Jiun-huei Shih,shareholder No.a123828xxx
|
Managemeent
|
For
|
Voted - For
|
4
|
The Election of the Director:mrs. Sophia Tong,shareholder No.q202920xxx
|
Managemeent
|
For
|
Voted - For
|
5
|
The Election of the Independent Director:mr. Yong-song Tsai,shareholder No.a104631xxx
|
Managemeent
|
For
|
Voted - For
|
6
|
The Election of the Independent Director:mr. Henry King,shareholder No.a123643xxx
|
Managemeent
|
For
|
Voted - For
|
7
|
The Election of the Independent Director:mr. Jet Tsai,shareholder No.x120144xxx
|
Managemeent
|
For
|
Voted - For
|
8
|
To Accept 2021 Business Report and Consolidated Financial Statements
|
Managemeent
|
For
|
Voted - For
|
9
|
To Accept the Proposal for the Distribution of 2021 Earnings. Cash Dividend for Common Shares at Nt 17.98027359
Per Share Will be Distributed.
|
Managemeent
|
For
|
Voted - For
|
10
|
To Approve the Subdivision of Shares and Adoption of the Amended and Restated Memorandum and Articles of
Association of the Company (the Restated M and A)
|
Managemeent
|
For
|
Voted - For
|
11
|
To Approve the Amendments to the Handling Procedures for Acquisition Or Disposal of Assets
|
Managemeent
|
For
|
Voted - For
|
12
|
To Approve the Issuance of New Employee Restricted Shares
|
Managemeent
|
For
|
Voted - For
|
13
|
To Lift Non-competition Restrictions on Board Members and Their Representatives
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Recognize Business Reports and Financial Statements for Year 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Recognize Proposal for Distribution of 2021 Earnings. Proposed Cash Dividend: Twd 0.8 Per Share and Stock
Dividend: 10 for 1000 Shs Held
|
Managemeent
|
For
|
Voted - For
|
3
|
To Discuss Appropriation of 2021 Undistributed Earnings As Capital Through Issuance of New Shares
|
Managemeent
|
For
|
Voted - For
|
4
|
To Discuss Proposal Moves for Amending the Company's Articles of Incorporation
|
Managemeent
|
For
|
Voted - For
|
5
|
To Discuss Proposal Moves for Amending the Company's Procedures for the Acquisition Or Disposal of Assets
|
Managemeent
|
For
|
Voted - For
|
1
|
That the Actual Transaction Amount Between the Group and China National Pharmaceutical Group Co., Ltd.
("cnpgc") and Its Subsidiaries and Associates (excluding the Group)(the "cnpgc Group") Under the Procurement Framework Agreement Entered Into Between the Company and Cnpgc on 22 October 2020 (the "2020 Procurement Framework Agreement") for
the Year Ended 31 December 2021 As Well As the Actual Transaction Amount Between the Group and Cnpgc Group Under the Sales Framework Agreement Entered Into Between the Company and Cnpgc on 22 October 2020 (the "2020 Sales Framework
Agreement") for the Year Ended 31 December 2021 (collectively, the "2021 Actual Transaction Amounts") , be and are Hereby Approved, Confirmed and Ratified
|
Managemeent
|
For
|
Voted - For
|
2
|
That the Proposed New Annual Caps for the Transactions Contemplated Under the 2020 Procurement Framework
Agreement for the Two Years Ending 31 December 2023, be and are Hereby Approved and Confirmed
|
Managemeent
|
For
|
Voted - For
|
3
|
That the Proposed New Annual Caps for the Transactions Contemplated Under the 2020 Sales Framework Agreement
for the Two Years Ending 31 December 2023, be and are Hereby Approved and Confirmed
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Consider and Approve the Report of the Board of Directors of the Company (the "board") for the Year Ended 31
December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Report of the Supervisory Committee of the Company (the "supervisory Committee")
for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider and Approve the Audited Financial Statements of the Company and Its Subsidiaries for the Year Ended
31 December 2021 and the Auditors' Report
|
Managemeent
|
For
|
Voted - For
|
4
|
To Consider and Approve the Profit Distribution Plan and Payment of the Final Dividend for the Year Ended 31
December 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
To Consider and Authorise the Board to Determine the Remuneration of the Directors of the Company (the
"directors") for the Year Ending 31 December 2022
|
Managemeent
|
For
|
Voted - For
|
6
|
To Consider and Authorise the Supervisory Committee to Determine the Remuneration of the Supervisors of the
Company for the Year Ending 31 December 2022
|
Managemeent
|
For
|
Voted - For
|
7
|
To Consider and Approve the Appointment of Ernst & Young Hua Ming LLP As the Domestic Auditors of the
Company to Hold Office Until the Conclusion of the Next Annual General Meeting, and the Appointment of Ernst & Young As the International Auditors of the Company to Hold Office Until the Conclusion of the Next Annual General Meeting, and
to Ratify and Confirm Their Remunerations Determined by the Audit Committee of the Board
|
Managemeent
|
For
|
Voted - For
|
8
|
To Consider and Approve the Delegation of Power to the Board to Approve the Guarantees in Favor of Other
Entities with an Aggregate Total Value of Not More Than 30% of the Latest Audited Total Assets of the Company Over A Period of 12 Months; and If the Above Delegation is Not Consistent With, Collides with Or Conflicts with the Requirements
Under the Rules Governing the Listing of Securities (the "hong Kong Listing Rules") on the Stock Exchange of Hong Kong Limited (the "hong Kong Stock Exchange") Or Other Requirements of the Hong Kong Stock Exchange, the Requirements Under the
Hong Kong Listing Rules Or Other Requirements of the Hong Kong Stock Exchange Should be Followed
|
Managemeent
|
For
|
Voted - For
|
9
|
To Consider and Approve to Grant A General Mandate to the Board to Exercise the Power of the Company to Allot,
Issue And/or Deal with Domestic Shares And/or H Shares (details of This Resolution Were Set Out in the Notice of Agm Dated 2 June 2022)
|
Managemeent
|
For
|
Voted - For
|
10
|
To Consider and Approve to Grant A General Mandate to the Board to Exercise the Power of the Company to
Repurchase H Shares (details of This Resolution Were Set Out in the Notice of Agm Dated 2 June 2022)
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
11
|
To Consider and Approve Centralized Registration and Issuance of Debt Financing Instruments of Non-financial
Enterprises (the "debt Financing Instruments") by the Company, and to Authorise the President of the Company to Deal with All Matters in Relation to Centralized Registration and Issuance of Debt Financing Instruments in His Sole Discretion
(details of This Resolution Were Set Out in the Notice of Agm Dated 2 June 2022)
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve to Grant A General Mandate to the Board to Exercise the Power of the Company to
Repurchase H Shares (details of This Resolution Were Set Out in the Notice of H Shareholders' Class Meeting Dated 2 June 2022)
|
Managemeent
|
For
|
Voted - For
|
1
|
To Receive the Audited Consolidated Financial Statements and the Reports of the Directors and Auditors for the
Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Declare A Final Dividend of Hk 140 Cents Per Share for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Re-elect Mr. Xue Mingyuan As an Executive Director
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-elect Mr. Lai Zhiyong As an Executive Director
|
Managemeent
|
For
|
Voted - For
|
5
|
To Re-elect Ms. Yang Xin As A Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
6
|
To Re-elect Dr. Liu Ka Ying, Rebecca As an Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
7
|
To Re-elect Mr. Tse Siu Ngan As an Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
8
|
To Re-elect Dr. Hu Mantian As an Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
9
|
To Authorize the Board of Directors to Fix the Respective Directors' Remuneration
|
Managemeent
|
For
|
Voted - For
|
10
|
To Re-appoint Ernst & Young As Auditors and to Authorize the Board of Directors to Fix Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
11
|
To Give A General Mandate to the Directors to Repurchase Shares of the Company Not Exceeding 5% of the Total
Number of Issued Shares of the Company As at the Date of Passing of This Resolution
|
Managemeent
|
For
|
Voted - For
|
12
|
To Give A General Mandate to the Directors to Issue, Allot and Deal with Additional Shares of the Company Not
Exceeding 10% of the Total Number of Issued Shares of the Company As at the Date of Passing of This Resolution.
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
13
|
To Extend the General Mandate Granted to the Directors to Issue, Allot and Deal with Additional Shares in the
Capital of the Company by the Aggregate Number of the Shares Repurchased by the Company
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of A Non-permanent Director: Jeon Gwang Hyeon
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Financial Statements
|
Managemeent
|
For
|
Voted - For
|
3
|
Approval of Remuneration for Director
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Non Executive Director: Motaz A. Al-mashouk
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Financial Statement
|
Managemeent
|
For
|
Voted - For
|
3
|
Approval of Partial Amendment to Articles of Incorporation
|
Managemeent
|
For
|
Voted - For
|
4
|
Approval of Limit of Remuneration for Directors
|
Managemeent
|
For
|
Voted - For
|
1
|
2022 Estimated Additional Continuing Connected Transactions
|
Managemeent
|
For
|
Voted - For
|
2
|
Application for Comprehensive Credit Line to Banks
|
Managemeent
|
For
|
Voted - For
|
1
|
Ratification of the 2021 Financial Statements
|
Managemeent
|
For
|
Voted - For
|
2
|
Ratification of the 2021 Earnings Distribution. Proposed Cash Dividend: Twd 5 Per Share.
|
Managemeent
|
For
|
Voted - For
|
3
|
Discussion for Amending Certain Provisions of Articles of Articles
|
Managemeent
|
For
|
Voted - For
|
4
|
Discussion for Amending Certain Provisions of Procedures for the Acquisition and Disposal of Assets.
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
Discussion for Amending Certain Provisions of Procedure for Derivatives Trading
|
Managemeent
|
For
|
Voted - For
|
6
|
The Election of the Director.:hong Ding Investments Corp.,shareholder No.18325,tu Shu Chyuan As Representative
|
Managemeent
|
For
|
Voted - For
|
7
|
The Election of the Director.:lien Hwa Industrial Holdings Corporation,shareholder No.119603,scott Matthew Miau
As Representative
|
Managemeent
|
For
|
Voted - For
|
8
|
Discussion on Releasing Directors of the Company from Non-competition Restrictions
|
Managemeent
|
For
|
Voted - For
|
1
|
To Accept 2021 Business Report and Financial Statements
|
Managemeent
|
For
|
Voted - For
|
2
|
To Revise the Articles of Incorporation
|
Managemeent
|
For
|
Voted - Against
|
3
|
To Revise the Procedures for Acquisition Or Disposal of Assets
|
Managemeent
|
For
|
Voted - For
|
4
|
To Approve the Issuance of Employee Restricted Stock Awards for Year 2022
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Adopt the Audited Financial Statements of the Company for the Year Ended March 31, 2022,
Together with the Reports of the Board of Directors and the Auditors Thereon
|
Managemeent
|
For
|
Voted - For
|
2
|
To Declare A Dividend of Rs. 42.50 Per Equity Share of Rs. 10 Each for the Financial Year 2021-22
|
Managemeent
|
For
|
Voted - For
|
3
|
To Appoint A Director in Place of Mr. Ankur Verma [din: 07972892], Who Retires by Rotation And, Being Eligible,
Offers Himself for Re-appointment
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-appoint M/s Bsr & Co.llp, Chartered Accountants (regn No. 101248w/w-100022) As Statutory Auditors of
the Company for A Period of Five Years from the Conclusion of This Annual General Meeting Up to the Conclusion of the 38th Annual General Meeting to be Held in the Year 2027
|
Managemeent
|
For
|
Voted - For
|
5
|
Re-appointment of Mr. Manoj Raghavan As the Chief Executive Officer and Managing Director of the Company
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Receive and Consider the Audited Financial Statements, the Directors' Report and the Independent Auditor's
Report for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Declare A Final Dividend
|
Managemeent
|
For
|
Voted - For
|
3
|
To Re-elect Mr Li Dong Sheng As Director
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-elect Mr Ian Charles Stone As Director
|
Managemeent
|
For
|
Voted - For
|
5
|
To Authorise the Board of Directors to Fix the Directors' Remuneration
|
Managemeent
|
For
|
Voted - For
|
6
|
To Re-appoint Auditor and Authorise the Board of Directors to Fix Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
7
|
To Grant A General Mandate to the Directors to Issue New Shares (ordinary Resolution 5 As Set Out in the Notice
of the Agm)
|
Managemeent
|
For
|
Voted - For
|
8
|
To Grant A General Mandate to the Directors to Repurchase Shares (ordinary Resolution 6 As Set Out in the
Notice of the Agm)
|
Managemeent
|
For
|
Voted - For
|
9
|
To Extend the General Mandate to Issue New Shares by Adding the Number of Shares Repurchased (ordinary
Resolution 7 As Set Out in the Notice of the Agm)
|
Managemeent
|
For
|
Voted - For
|
10
|
To Approve the Proposed Amendments to the Second Amended and Restated Memorandum of Association and Articles of
Association of the Company and to Adopt the Third Amended and Restated Memorandum of Association and Articles of Association of the Company (special Resolution 8 As Set Out in the Notice of the Agm)
|
Managemeent
|
For
|
Voted - For
|
1
|
To Approve the Refreshment of Scheme Mandate Limit Under the Share Option Plan of Tencent Music Entertainment
Group (the Ordinary Resolution As Set Out in the Notice of the Egm)
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve the Resolution on the Report of the Board of Directors for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Resolution on the Report of the Board of Supervisors for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Consider and Approve the Resolution on the Final Financial Accounts for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
To Consider and Approve the Resolution on the Profit Distribution for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
To Consider and Approve the Resolution on the Budget of Fixed Asset Investment for the Year 2022
|
Managemeent
|
For
|
Voted - For
|
6
|
To Consider and Approve the Resolution on the 2022 Annual Charity Donation Plan of the Group
|
Managemeent
|
For
|
Voted - For
|
7
|
To Consider and Approve the Resolution on the Authorisation Granted to the Board to Deal with the Liability
Insurances for Directors, Supervisors and Senior Management
|
Managemeent
|
For
|
Voted - For
|
8
|
To Consider and Approve the Resolution on the Engagement of Accounting Firm for the Year 2022
|
Managemeent
|
For
|
Voted - For
|
9
|
To Consider and Approve the Resolution on the Issuance of Capital Supplementary Bonds by the Group Company
|
Managemeent
|
For
|
Voted - For
|
1
|
To Re-elect the Director, Lim Hooi Sin
|
Managemeent
|
For
|
Voted - For
|
2
|
To Re-elect the Director, Dato' Lee Kim Meow
|
Managemeent
|
For
|
Voted - For
|
3
|
To Re-elect the Director, Azrina Arshad
|
Managemeent
|
For
|
Voted - For
|
4
|
To Approve the Payment of Directors' Fees
|
Managemeent
|
For
|
Voted - For
|
5
|
To Approve the Payment of Directors' Benefits (excluding Directors' Fees)
|
Managemeent
|
For
|
Voted - For
|
6
|
To Re-appoint Messrs. Ernst & Young Plt As Auditors of the Company
|
Managemeent
|
For
|
Voted - For
|
7
|
Authority to Issue Shares Pursuant to the Companies Act 2016
|
Managemeent
|
For
|
Voted - For
|
8
|
Proposed Renewal of Share Buy-back Authority
|
Managemeent
|
For
|
Voted - For
|
1
|
Opening and Election of the Chairing Committee
|
Managemeent
|
For
|
Voted - For
|
2
|
Review, Discussion and Approval of the Annual Report of the Company for the Fiscal Year 2021 As Prepared by the
Board of Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
Presentation of the Summary of the Independent Audit Report for the Year 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
Review, Discussion and Approval of the 2021 Financial Statements
|
Managemeent
|
For
|
Voted - For
|
5
|
Approval of the Amendment Made to the Board of Directors During the Year According to Article 363 of the
Turkish Commercial Code
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Release of the Members of the Board of Directors from Liability for the Affairs of the Company for the Year
2021
|
Managemeent
|
For
|
Voted - For
|
7
|
Within the Framework of the Company's Dividend Policy Approval, Amendment Or Disapproval of the Board of
Directors Proposal on Profit Distribution of Year 2021 and the Date of Dividend Distribution
|
Managemeent
|
For
|
Voted - For
|
8
|
Determination of the Number of Board Members, Their Term of Office, Election of Members in Accordance with the
Number Determined and Election of Independent Board Members
|
Managemeent
|
For
|
Voted - For
|
9
|
In Accordance with the Corporate Governance Principles, Presentation to Shareholders and Approval by the
General Assembly of the Remuneration Policy for the Members of the Board of Directors and the Senior Executives and the Payments Made on That Basis
|
Managemeent
|
For
|
Voted - For
|
10
|
Resolution of Annual Gross Salaries of the Members of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
11
|
Approval of the Independent Audit Firm As Selected by the Board of Directors, in Accordance with the Provisions
of the Turkish Commercial Code and the Capital Markets Board Regulations
|
Managemeent
|
For
|
Voted - For
|
12
|
Presentation to Shareholders About the Strategic Transition Plan of the Company, Which Was Approved by the
Board of Directors Decision Dated November 24, 2021
|
Managemeent
|
For
|
Voted - For
|
13
|
Presentation to Shareholders of the Donations Made by the Company in 2021 and Resolution of an Upper Limit for
Donations to be Made for 2022
|
Managemeent
|
For
|
Voted - For
|
14
|
In Accordance with the Capital Markets Board Regulations, Presentation to Shareholders of the Securities,
Pledges and Mortgages Granted in Favour of the Third Parties in the Year 2021 and of Any Benefits Or Income Thereof
|
Managemeent
|
For
|
Voted - For
|
15
|
Authorization of the Shareholders with Management Control, the Members of the Board of Directors, the Senior
Executives and Their Spouses and Relatives Related by Blood Or Affinity Up to the Second Degree As Per the Provisions of Articles 395 and 396 of the Turkish Commercial Code and Presentation to Shareholders, of the Transactions Carried Out
Thereof in the Year 2021 Pursuant to the Corporate Governance Communique of the Capital Markets Board
|
Managemeent
|
For
|
Voted - For
|
16
|
Wishes and Opinions
|
Managemeent
|
For
|
Voted - For
|
1
|
Y2021 Business Report and Financial Statements
|
Managemeent
|
For
|
Voted - For
|
2
|
Proposal for Distribution of Y2021 Earnings. Proposed Cash Dividend: Twd 4.5 Per Share.
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Revision of the Articles of Incorporation
|
Managemeent
|
For
|
Voted - For
|
4
|
Revision of Procedures for Assets Acquisition Or Disposal
|
Managemeent
|
For
|
Voted - For
|
5
|
The Election of the Independent Director:liang-gee Chen,shareholder No.p102057xxx
|
Managemeent
|
For
|
Voted - For
|
6
|
To Approve the Lifting of Non-competition Restrictions on New Director Elected in the Shareholders Meeting
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Independent Director: Soo-young Song
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Re-election of Independent Director: Sung-tae Ro
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Re-election of Independent Director: Sang-yong Park
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Re-election of Independent Director: Dong-woo Chang
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Non-standing Director: Won-duk Lee
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Re-election of Independent Director Who Will Serve As an Audit Committee Member: Chan-hyoung Chung
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of Financial Statements for the Fiscal Year 2021 (jan 1, 2021 - Dec 31, 2021)
|
Managemeent
|
For
|
Voted - For
|
3
|
Approval of Amendments to the Articles of Incorporation
|
Managemeent
|
For
|
Voted - Against
|
4
|
Re-election of Audit Committee Member Who is Independent Director: Sung-tae Ro
|
Managemeent
|
For
|
Voted - For
|
5
|
Re-election of Audit Committee Member Who is Independent Director: Dong-woo Chang
|
Managemeent
|
For
|
Voted - For
|
6
|
Approval of Maximum Limit on Director Compensation
|
Managemeent
|
For
|
Voted - For
|
1
|
To Accept 2021 Business Report and Financial Statements.
|
Managemeent
|
For
|
Voted - For
|
2
|
To Approve 2021 Profits Distribution Proposal. Proposed Cash Dividend: Twd 3.5 Per Share. Proposed Preferred
Share A: Twd 2 Per Share.
|
Managemeent
|
For
|
Voted - For
|
3
|
To Amend the Articles of Incorporation.
|
Managemeent
|
For
|
Voted - Against
|
4
|
To Amend the Rules of Procedures for Shareholders Meetings
|
Managemeent
|
For
|
Voted - For
|
5
|
To Amend the Procedure for Acquisition Or Disposal of Assets.
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Ordinary Resolution: "that, to Consider and Approve the Working Report of the Board for the Year Ended 31
December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
Ordinary Resolution: "that, to Consider and Approve the Working Report of the Supervisory Committee for the
Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
Ordinary Resolution: "that, to Consider and Approve the Audited Financial Statements of the Company and Its
Subsidiaries for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
Ordinary Resolution: "that, to Consider and Approve the Proposed Profit Distribution Plan of the Company for
the Year Ended 31 December 2021 and to Authorize the Board to Distribute A Cash Dividend of Rmb1.60 (tax Inclusive) Per Share for the Year 2021 and A Special Cash Dividend of Rmb0.40 (tax Inclusive) Per Share to the Shareholders Based on the
Number of Shares on the Dividend Distribution Record Date
|
Managemeent
|
For
|
Voted - For
|
5
|
Ordinary Resolution: "that, to Consider and Approve the Remuneration of the Directors and Supervisors of the
Company for the Year Ending 31 December 2022
|
Managemeent
|
For
|
Voted - For
|
6
|
Ordinary Resolution: "that, to Consider and Approve the Renewal of the Liability Insurance of the Directors,
Supervisors and Senior Officers of the Company
|
Managemeent
|
For
|
Voted - For
|
7
|
Ordinary Resolution: "that, to Consider and Approve the Appointment and Remuneration of External Auditing Firm
for the Year 2022
|
Managemeent
|
For
|
Voted - For
|
8
|
Ordinary Resolution: "that, to Consider and Approve the Entering Into of the 2023 Financial Services Agreement
Between Yankuang Finance Company and Shandong Energy and to Approve the Discloseable and Continuing Connected Transactions Contemplated Thereunder and Their Annual Caps
|
Managemeent
|
For
|
Voted - For
|
9
|
To Approve the Revised Annual Caps in Respect of the Transactions Contemplated Under the Provision of Material
Supply Agreement for the Two Years Ending 31 December 2023
|
Managemeent
|
For
|
Voted - For
|
10
|
To Approve the Revised Annual Caps in Respect of the Transactions Contemplated Under the Provision of Products,
Materials and Asset Leasing Agreement for the Two Years Ending 31 December 2023
|
Managemeent
|
For
|
Voted - For
|
11
|
To Approve the Revised Annual Caps in Respect of the Transactions Contemplated Under the Bulk Commodities Sale
and Purchase Agreement for the Two Years Ending 31 December 2023
|
Managemeent
|
For
|
Voted - For
|
12
|
Special Resolution: "that, to Consider and Approve the Proposal in Respect of the Provision of Financial
Guarantee(s) to the Company's Controlled Subsidiaries and Invested Companies and the Granting of Authorization to Yancoal Australia Limited and Its Subsidiaries to Provide Guarantee(s) in Relation to Daily Operations to the Subsidiaries of
the Company in Australia
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
13
|
Special Resolution: "that, to Consider and Approve the Proposal to Authorize the Company to Carry Out Domestic
and Overseas Financing Businesses
|
Managemeent
|
For
|
Voted - For
|
14
|
Special Resolution: "that, to Consider and Approve the Amendments to the Articles of Association of Yankuang
Energy Group Company Limited* and Relevant Rules of Procedure
|
Managemeent
|
For
|
Voted - For
|
15
|
Special Resolution: "that, to Consider and Approve the Proposal Regarding the General Mandate Authorizing the
Board to Issue Additional H Shares
|
Managemeent
|
For
|
Voted - For
|
16
|
Special Resolution: "that, to Consider and Approve the Proposal Regarding the General Mandate Authorizing the
Board to Repurchase H Shares"
|
Managemeent
|
For
|
Voted - For
|
1
|
Special Resolution: "that, to Consider and Approve the Proposal Regarding the General Mandate Authorizing the
Board to Repurchase H Shares"
|
Managemeent
|
For
|
Voted - For
|
1
|
That: (a) Each of the Transaction Documents and the Consummation of Transactions Contemplated Thereunder
(namely, the Acquisition) As More Particularly Described in the Circular and on the Terms and Conditions Set Out in the Transaction Documents be Hereby Approved, Ratified and Confirmed; (b) Any One Director be and is Hereby Authorized, for
and on Behalf of the Company, to Complete and Do All Such Acts Or Things (including Signing and Executing All Such Documents, Instruments and Agreements As May be Required, Including Under Seal Where Applicable) As the Company, Such Director
Or, As the Case May Be, the Board May Consider Necessary, Desirable Or Expedient Or in the Interest of the Company to Give Effect to the Terms of the Matters Contemplated Under the Transaction Documents and All Transactions Contemplated
Thereunder and All Other Matters Incidental Thereto Or in Connection Therewith
|
Managemeent
|
For
|
Voted - For
|
2
|
That Mr. Zhang Yibing be Re-elected As A Non-executive Director and the Board of Directors be Authorised to Fix
His Remuneration
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Adopt the Audited Consolidated Financial Statements, the Reports of the Directors and Independent Auditor
for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Declare A Final Dividend
|
Managemeent
|
For
|
Voted - For
|
3
|
To Re Elect Mr Lin Feng As A Director
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re Elect Mr Yu Lup Fat Joseph As A Director
|
Managemeent
|
For
|
Voted - For
|
5
|
To Re Elect Mr Lau Hon Chuen Ambrose As A Director
|
Managemeent
|
For
|
Voted - For
|
6
|
To Authorise the Board of Directors ("board") to Fix Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
7
|
To Re Appoint PricewaterhouseCoopers As the Auditor of the Company and to Authorise the Board to Fix Their
Remuneration
|
Managemeent
|
For
|
Voted - For
|
8
|
To Give A General Mandate to the Directors to Buy Back Shares of the Company (ordinary Resolution No. 5a of the
Notice of the Meeting)
|
Managemeent
|
For
|
Voted - For
|
9
|
To Give A General Mandate to the Directors to Allot, Issue and Deal with Additional Shares in the Company
(ordinary Resolution No. 5b of the Notice of the Meeting)
|
Managemeent
|
For
|
Voted - For
|
10
|
To Include the Total Number of Shares Bought Back by the Company to the General Mandate Granted to the
Directors Under Ordinary Resolution No. 5b of the Notice of the Meeting (ordinary Resolution No. 5c of the Notice of the Meeting)
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Approve the Report of the Directors of the Company for the Year 2021
|
Managemeent
|
Did Not Vote
|
|
2
|
To Consider and Approve the Report of the Supervisory Committee of the Company for the Year 2021
|
Managemeent
|
Did Not Vote
|
|
3
|
To Consider and Approve the Audited Financial Statements of the Company for the Year 2021
|
Managemeent
|
Did Not Vote
|
|
4
|
To Consider and Approve Dividend of Rmb37.5 Cents Per Share in Respect of the Year Ended December 31, 2021
|
Managemeent
|
Did Not Vote
|
|
5
|
To Consider and Approve the Final Accounts of the Company for the Year 2021 and the Financial Budget of the
Company for the Year 2022
|
Managemeent
|
Did Not Vote
|
|
6
|
To Consider and Approve the Re-appointment of Deloitte Touche Tohmatsu Certified Public Accountants Hong Kong
As the Hong Kong Auditor of the Company, and to Authorize the Board of Directors of the Company (the "board") to Fix Their Remuneration
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
To Consider and Approve the Re-appointment of Pan China Certified Public Accountants As the Prc Auditor of the
Company, and to Authorize the Board to Fix Their Remuneration
|
Managemeent
|
Did Not Vote
|
|
8
|
To Consider and Approve the Supplemental Agreement and the Revised Annual Caps for the Deposit Services Under
the Supplemental Agreement at Rmb3 Billion for Each of the Years Ending December 31, 2022, 2023 and 2024 and the Period from January 1, 2025 to March 29, 2025
|
Managemeent
|
Did Not Vote
|
|
9
|
To Consider and Approve the Grant of A General Mandate to the Board to Issue, Allot and Deal with Additional H
Shares Not Exceeding 20% of the H Shares of the Company in Issue; Authorize the Board to Make Corresponding Amendments to the Articles of Association of the Company As It Thinks Fit So As to Reflect the New Capital Structure Upon the
Allotment Or Issuance of H Shares; and Authorize the Board to Grant the General Mandate to the Chairman and General Manager to Individually Or Jointly Issue H Shares at Their Absolute Discretion
|
Managemeent
|
Did Not Vote
|
|
10
|
To Consider and Approve the Amendments to the Articles of Association of the Company and Relevant Authorization
|
Managemeent
|
Did Not Vote
|
1
|
To Consider and Approve the Amendments to the Articles of Association of the Company and Relevant Authorization
|
Managemeent
|
Did Not Vote
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Consider and Approve the Following Resolutions As Special Resolutions: (i) Upon Approval by the National
Association of Financial Market Institutional Investors, the Issue of Mid-term Notes by the Company of Not More Than Rmb5 Billion (the "mid-term Notes"), on the Conditions Set Forth Below be and is Hereby Approved: Issue Size: Not More Than
Rmb5 Billion Term: According to the Prevailing Market Circumstances As Normally No More Than Five Years from the Date of Issue Manner of Issue: One-time Registration Or Multiple Registrations with the Relevant Authorities, Which is Valid for
A Period of Two Years from Each Registration; the Mid-term Notes Will be Issued in One Tranche Or Tranches Interest Rate: Prevailing Market Rate of Mid-term Notes of Similar Maturity Use of Proceeds: to Repay the Borrowings of the Group,
Replenish Working Capital of the Group, Equity Investment and Invest in Projects Consistent with National Industrial Policies (ii) the General Manager of the Company be and Hereby Authorised, When This Special Resolution is Approved by the
Shareholders of the Company at the Egm, Within the Validity Period of the Relevant Registration to Determine in His Absolute Discretion and Deal with Matters in Relation to the Issue of the Mid-term Notes (the "mid-term Notes Issue"),
Including But Not Limited to the Following: (a) to Determine, to the Extent Permitted by Laws and Regulations and According to the Company's Specific Circumstances and the Prevailing Market Conditions, the Specific Terms and Arrangements of
the Mid-term Notes Issue and Make Any Changes and Adjustments to Such Types and Terms of the Mid-term Notes Issue, Including But Not Limited To, the Types of Issue, Time of Issue, Manner of Issue, Size of Issue, Issue Price, Term of Maturity,
Interest Rates, Tranches and Any Other Matters in Relation to the Mid-term Notes Issue; (b) to Appoint the Relevant Intermediaries in Connection with the Mid-term Notes Issue and to Deal with Filing and Submission Matters; (c) to Enter Into
Agreements, Contracts and Other Legal Documents Relating to the Mid-term Notes Issue, and to Disclose Relevant Information in Accordance with the Applicable Laws and Regulations; and (d) to Deal with Any Other the Matters in Relation to the
Mid-term Notes Issue
|
Managemeent
|
For
|
Voted - For
|
2
|
To Consider and Approve the Following Resolutions As Special Resolutions: (i) Upon Approval by the National
Association of Financial Market Institutional Investors, the Issue of Super and Short-term Commercial Paper by the Company of Not More Than Rmb2 Billion (the "super and Short-term Commercial Paper"), on the Conditions Set Forth Below be and
is Hereby Approved: Issue Size: Not More Than Rmb2 Billion Term: in Terms of Short-term Commercial Paper, Not More Than One Year from the Date of the Issue in Terms of Super Short-term Commercial Paper, Not More Than 270 Days from the Date of
Issue Manner of Issue: One-time Registration Or Multiple Registrations with the Relevant Authorities, Which is Valid for A Period of Two Years from Each Registration; the Super and Short-term Commercial Paper Will be Issued in Tranches
Interest Rate: Prevailing Market Rate of Short-term Commercial Papers And/or Super Short-term Commercial Papers of Similar Maturity Use of Proceeds: to Repay the Borrowings of the Group, Replenish Working Capital of the Group and Invest in
Projects Consistent with National Industrial Policies (ii) the General Manager of the Company be and Hereby Authorised, When This Special Resolution is Approved by the Shareholders of the Company at the Egm, Within the Validity Period of the
Relevant Registration to Determine in His Absolute Discretion and Deal with Matters in Relation to the Issue of the Super and Short-term Commercial Paper (the "super and Short-term Commercial Paper Issue"), Including But Not Limited to the
Following: (a) to Determine, to the Extent Permitted by Laws and Regulations and According to the Company's Specific Circumstances and the Prevailing Market Conditions, the Specific Terms and Arrangements of the Super and Short-term
Commercial Paper Issue and Make Any Changes and Adjustments to Such Types and Terms of the Super and Short-term Commercial Paper Issue, Including But Not Limited To, the Types of Issue, Time of Issue, Manner of Issue, Size of Issue, Issue
Price, Term of Maturity, Interest Rates, Tranches and Any Other Matters in Relation to the Super and Short-term Commercial Paper Issue; (b) to Appoint the Relevant Intermediaries in Connection with the Super and Short-term Commercial Paper
Issue and to Deal with Filing and Submission Matters; (c) to Enter Into Agreements, Contracts and Other Legal Documents Relating to the Super and Short-term Commercial Paper Issue, and to Disclose Relevant Information in Accordance with the
Applicable Laws and Regulations; and (d) to Deal with Any Other the Matters in Relation to the Super and Short-term Commercial Paper Issue
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Work Report of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
2
|
2021 Work Report of Independent Directors
|
Managemeent
|
For
|
Voted - For
|
3
|
2021 Work Report of the Supervisory Committee
|
Managemeent
|
For
|
Voted - For
|
4
|
2021 Annual Report and Its Summary
|
Managemeent
|
For
|
Voted - For
|
5
|
2021 Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
6
|
2021 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares
(tax Included):cny61.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.000000
|
Managemeent
|
For
|
Voted - For
|
7
|
2022 Financial Budget Report
|
Managemeent
|
For
|
Voted - For
|
8
|
Reappointment of 2022 Audit Firm
|
Managemeent
|
For
|
Voted - For
|
9
|
2022 Remuneration Plan for Directors
|
Managemeent
|
For
|
Voted - For
|
10
|
2022 Remuneration Plan for Supervisors
|
Managemeent
|
For
|
Voted - For
|
11
|
The Company's Articles of Association (revised in April 2022)
|
Managemeent
|
Voted - Abstain
|
Rayliant Quantamental Emerging Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Consider and Receive the Audited Consolidated Financial Statements of the Company and the Reports of the
Directors and the Auditors for the Year Ended 31 December 2021
|
Managemeent
|
Did Not Vote
|
|
2
|
To Declare A Final Dividend of Hkd0.84 Per Share for the Year Ended 31 December 2021
|
Managemeent
|
Did Not Vote
|
|
3
|
To Re-elect Mr. Huang Yi As an Executive Director of the Company
|
Managemeent
|
Did Not Vote
|
|
4
|
To Re-elect Mr. Zhang Zhicheng As an Executive Director of the Company
|
Managemeent
|
Did Not Vote
|
|
5
|
To Re-elect Mr. Chan Ho Yin As A Non-executive Director of the Company
|
Managemeent
|
Did Not Vote
|
|
6
|
To Re-elect Mr. Ying Wei As an Independent Non-executive Director of the Company
|
Managemeent
|
Did Not Vote
|
|
7
|
To Re-elect Mr. Li Yanwei As an Independent Non-executive Director of the Company
|
Managemeent
|
Did Not Vote
|
|
8
|
To Authorize the Board of Directors of the Company to Fix the Respective Directors Remuneration
|
Managemeent
|
Did Not Vote
|
|
9
|
To Re-appoint Messrs. Ernst & Young As Auditors of the Company and to Authorize the Board of Directors of
the Company to Fix Their Remuneration
|
Managemeent
|
Did Not Vote
|
|
10
|
To Give A General Mandate to the Directors of the Company to Buy Back Shares of the Company Not Exceeding 10%
of the Number of Issued Shares of the Company As at the Date of Passing of This Resolution
|
Managemeent
|
Did Not Vote
|
|
11
|
To Give A General Mandate to the Directors of the Company to Issue, Allot and Deal with Additional Shares of
the Company Not Exceeding 20% of the Total Number of Issued Shares of the Company As at the Date of Passing of This Resolution
|
Managemeent
|
Did Not Vote
|
|
12
|
To Extend the General Mandate Granted to the Directors of the Company to Issue, Allot and Deal with Additional
Shares in the Capital of the Company by the Aggregate Number of the Shares Bought Back by the Company
|
Managemeent
|
Did Not Vote
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.1
|
Reelect Danielle Jansen Heijtmajer to Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Reelect Gert Van De Weerdhof to Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Remuneration Report for Management Board Members
|
Managemeent
|
For
|
Voted - For
|
3
|
Approve Remuneration Report for Supervisory Board Members
|
Managemeent
|
For
|
Voted - For
|
4
|
Adopt Financial Statements and Statutory Reports
|
Managemeent
|
For
|
Voted - For
|
5
|
Approve Discharge of Management Board
|
Managemeent
|
For
|
Voted - For
|
6
|
Approve Discharge of Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
7
|
Ratify KPMG Accountants N.v. As Auditors
|
Managemeent
|
For
|
Voted - For
|
8
|
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
|
Managemeent
|
For
|
Voted - For
|
9
|
Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital
|
Managemeent
|
For
|
Voted - For
|
10
|
Authorize Board to Exclude Preemptive Rights from Share Issuances
|
Managemeent
|
For
|
Voted - For
|
1
|
Post-settlement Restructuring Resolution
|
Managemeent
|
For
|
Voted - For
|
2
|
Composition of the Supervisory Board: Conditional Appointment of Mr. Knottenbelt As Member of the Supervisory
Board, with Effect As Per the Delisting
|
Managemeent
|
For
|
Voted - For
|
3
|
Composition of the Supervisory Board: Conditional Appointment of Mr. Lewis-oakes As Member of the Supervisory
Board, with Effect As Per the Delisting
|
Managemeent
|
For
|
Voted - For
|
4
|
Composition of the Supervisory Board: Conditional Appointment of Mr. Van Beuningen As Member of the Supervisory
Board, with Effect As Per the Delisting
|
Managemeent
|
For
|
Voted - For
|
5
|
Discharge: Conditional Grant of Full and Final Discharge to Members of the Board of Management for the
Performance of Their Duties Up to and Including the Date of This Egm
|
Managemeent
|
For
|
Voted - For
|
6
|
Discharge: Conditional Grant of Full and Final Discharge to Members of the Supervisory Board for the
Performance of Their Duties Up to and Including the Date of This Egm
|
Managemeent
|
For
|
Voted - For
|
7
|
Amendments to the Articles of Association: Conditional Amendment to the Articles of Association of the Company
Following Settlement
|
Managemeent
|
For
|
Voted - Against
|
8
|
Amendments to the Articles of Association: Conditional Conversion and Amendment to the Articles of Association
of the Company As Per the Delisting
|
Managemeent
|
For
|
Voted - Against
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
To Receive the Financial Statements and the Reports of the Directors and the Auditors for the Year Ended 31
December 2021
|
Managemeent
|
Did Not Vote
|
|
2
|
To Approve the Directors' Remuneration Report (excluding the Directors' Remuneration Policy) for the Financial
Year Ended 31 December 2021. the Directors' Remuneration Report is Set Out in Full in the Annual Report of the Company at Page 177. the Current Directors' Remuneration Policy Can be Found in the Annual Report of the Company at Page 181
|
Managemeent
|
Did Not Vote
|
|
3
|
To Declare A Final Dividend on the Ordinary Shares of the Company for the Year Ended 31 December 2021 of 118
Pence Per Ordinary Share, Payable to All Ordinary Shareholders on the Company's Register of Members at the Close of Business on 6 May 2022
|
Managemeent
|
Did Not Vote
|
|
4
|
To Appoint Evelyn Bourke (non-executive Director) As A Director of the Company
|
Managemeent
|
Did Not Vote
|
|
5
|
To Appoint Bill Roberts (non-executive Director) As A Director of the Company
|
Managemeent
|
Did Not Vote
|
|
6
|
To Re-appoint Milena Mondini-de-focatiis (executive Director) As A Director of the Company
|
Managemeent
|
Did Not Vote
|
|
7
|
To Re-appoint Geraint Jones (executive Director) As A Director of the Company
|
Managemeent
|
Did Not Vote
|
|
8
|
To Re-appoint Annette Court (non-executive Director) As A Director of the Company
|
Managemeent
|
Did Not Vote
|
|
9
|
To Re-appoint Jean Park (non-executive Director) As A Director of the Company
|
Managemeent
|
Did Not Vote
|
|
10
|
To Re-appoint Justine Roberts (non-executive Director) As A Director of the Company
|
Managemeent
|
Did Not Vote
|
|
11
|
To Re-appoint Andrew Crossley (non-executive Director) As A Director of the Company
|
Managemeent
|
Did Not Vote
|
|
12
|
To Re-appoint Michael Brierley (non-executive Director) As A Director of the Company
|
Managemeent
|
Did Not Vote
|
|
13
|
To Re-appoint Karen Green (non-executive Director) As A Director of the Company
|
Managemeent
|
Did Not Vote
|
|
14
|
To Re-appoint Jayaprakasa Rangaswami (non-executive Director) As A Director of the Company
|
Managemeent
|
Did Not Vote
|
|
15
|
To Re-appoint Deloitte LLP As the Auditors of the Company from the Conclusion of This Meeting Until the
Conclusion of the Next General Meeting at Which Accounts are Laid
|
Managemeent
|
Did Not Vote
|
|
16
|
To Authorise the Audit Committee (on Behalf of the Board) to Determine the Remuneration of the Auditors
|
Managemeent
|
Did Not Vote
|
|
17
|
Political Donations
|
Managemeent
|
Did Not Vote
|
|
18
|
Authority to Allot Shares
|
Managemeent
|
Did Not Vote
|
|
19
|
Disapplication of Pre-emption Rights
|
Managemeent
|
Did Not Vote
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
20
|
That, in Addition to Any Authority Granted Under Resolution 19, and Subject to the Passing of Resolution 18,
the Directors be Generally Empowered Pursuant to Section 570 of the Ca 2006 to Allot Equity Securities (as Defined in Section 560(1) of the Ca 2006) for Cash Pursuant to the Authority Granted by Resolution 18 And/or Pursuant to Section 573 of
the Ca 2006 to Sell Ordinary Shares Held by the Company As Treasury Shares for Cash, in Each Case Free of the Restriction in Section 561 of the Ca 2006, Such Authority to Be: (i) Limited to the Allotment of Equity Securities And/or Sale of
Treasury Shares for Cash Up to an Aggregate Nominal Amount of Gbp 14,995 (calculated, in the Case of Equity Securities Which are Rights to Subscribe For, Or to Convert Securities Into, Ordinary Shares by Reference to the Aggregate Nominal
Amount of Relevant Shares Which May be Allotted Pursuant to Such Rights); and (ii) Used Only for the Purposes of Financing (or Refinancing, If the Authority is to be Used Within Six Months After the Original Transaction) A Transaction Which
the Directors of the Company Determine to be an Acquisition Or Other Capital Investment of A Kind Contemplated by the Statement of Principles on Disapplying Pre-emption Rights Most Recently Published by the Pre-emption Group Prior to the Date
of This Notice, Such Authority to Apply Until the Earlier of the Conclusion of the Next Agm of the Company Or 30 June 2023 Unless Previously Renewed, Varied Or Revoked by the Company in General Meeting But, in Each Case, So That the Company
May Make Offers and Enter Into Agreements Before the Authority Expires Which Would, Or Might, Require Equity Securities to be Allotted (and/or Treasury Shares to be Sold) After the Authority Expires and the Directors of the Company May Allot
Equity Securities (and/or Sell Treasury Shares) Under Any Such Offer Or Agreement As If the Authority Conferred Hereby Had Not Expired
|
Managemeent
|
Did Not Vote
|
|
21
|
Market Purchases
|
Managemeent
|
Did Not Vote
|
|
22
|
That A General Meeting Other Than an Annual General Meeting May be Called on Not Less Than 14 Clear Days'
Notice
|
Managemeent
|
Did Not Vote
|
|
23
|
That the Articles of Association of the Company Produced to the Meeting and Initialled by the Chair of the
Meeting for Identification Purposes be Adopted As the Articles of Association of the Company in Substitution For, and to the Exclusion Of, the Existing Articles of Association
|
Managemeent
|
Did Not Vote
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.1
|
Re-elect Sunil Bharti Mittal As Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Elect Olusegun Ogunsanya As Director
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Re-elect Jaideep Paul As Director
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Re-elect Andrew Green As Director
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Re-elect Awuneba Ajumogobia As Director
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Re-elect Douglas Baillie As Director
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Re-elect John Danilovich As Director
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Elect Tsega Gebreyes As Director
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Re-elect Annika Poutiainen As Director
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Re-elect Ravi Rajagopal As Director
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Re-elect Kelly Rosmarin As Director
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Re-elect Akhil Gupta As Director
|
Managemeent
|
For
|
Voted - For
|
1.13
|
Re-elect Shravin Bharti Mittal As Director
|
Managemeent
|
For
|
Voted - For
|
2
|
Accept Financial Statements and Statutory Reports
|
Managemeent
|
For
|
Voted - For
|
3
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
4
|
Approve Remuneration Policy
|
Managemeent
|
For
|
Voted - For
|
5
|
Approve Final Dividend
|
Managemeent
|
For
|
Voted - For
|
6
|
Reappoint Deloitte LLP As Auditors
|
Managemeent
|
For
|
Voted - For
|
7
|
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors
|
Managemeent
|
For
|
Voted - For
|
8
|
Authorise UK Political Donations and Expenditure
|
Managemeent
|
For
|
Voted - For
|
9
|
Authorise Issue of Equity
|
Managemeent
|
For
|
Voted - For
|
10
|
Authorise Issue of Equity Without Pre-emptive Rights
|
Managemeent
|
For
|
Voted - For
|
11
|
Authorise Market Purchase of Ordinary Shares
|
Managemeent
|
For
|
Voted - For
|
12
|
Authorise the Company to Call General Meeting with Two Weeks' Notice
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Reelect Tim Van Hauwermeiren As Executive Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Reelect Peter K.m. Verhaeghe As Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Reelect James Michael Daly As Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Reelect Werner Lanthaler As Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Reelect Tim Van Hauwermeiren As Executive Director
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Reelect Peter K.m. Verhaeghe As Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Reelect James Michael Daly As Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Reelect Werner Lanthaler As Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
3
|
Adopt Financial Statements and Statutory Reports
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Approve Allocation of Losses to the Retained Earnings of the Company
|
Managemeent
|
For
|
Voted - For
|
5
|
Approve Discharge of Directors
|
Managemeent
|
For
|
Voted - For
|
6
|
Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital and Exclude Pre-emptive Rights
|
Managemeent
|
For
|
Voted - For
|
7
|
Amend Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
8
|
Ratify Deloitte Accountants B.v. As Auditors
|
Managemeent
|
For
|
Voted - For
|
9
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
10
|
Adopt Financial Statements and Statutory Reports
|
Managemeent
|
For
|
Voted - For
|
11
|
Approve Allocation of Losses to the Retained Earnings of the Company
|
Managemeent
|
For
|
Voted - For
|
12
|
Approve Discharge of Directors
|
Managemeent
|
For
|
Voted - For
|
13
|
Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital and Exclude Pre-emptive Rights
|
Managemeent
|
For
|
Voted - For
|
14
|
Amend Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
15
|
Ratify Deloitte Accountants B.v. As Auditors
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Re-election of Director: Mrs Arlene Tansey
|
Managemeent
|
Did Not Vote
|
|
1.2
|
Re-election of Director: Mrs Sylvia Summers Couder
|
Managemeent
|
Did Not Vote
|
|
2
|
Approval for the Grant of Performance Share Rights to the Chief Executive Officer and Managing Director Under
the Long-term Incentive Program
|
Managemeent
|
Did Not Vote
|
|
3
|
Approval of the Aristocrat Equity Scheme
|
Managemeent
|
Did Not Vote
|
|
4
|
Adoption of the Remuneration Report
|
Managemeent
|
Did Not Vote
|
|
5
|
Approval to Increase the Non-executive Directors' Fee Cap
|
Managemeent
|
Did Not Vote
|
1.1
|
Appoint A Director Kondo, Kensuke
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Appoint A Director Arai, Nobuki
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Appoint A Director Takebe, Norihisa
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Appoint A Director Osawa, Hideaki
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Appoint A Director Shibata, Kenji
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Appoint A Director Yamashita, Yuji
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Appoint A Director Yoritaka, Yukiko
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Appoint A Director Arai, Tatsuharu
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Appoint A Director Osawa, Shigeru
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Appropriation of Surplus
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Amend Articles To: Approve Minor Revisions Related to Change of Laws and Regulations
|
Managemeent
|
For
|
Voted - For
|
4
|
Appoint A Substitute Corporate Auditor Nohara, Shunsuke
|
Managemeent
|
For
|
Voted - For
|
1
|
To Receive the Annual Report and Accounts 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Approve the Directors' Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
3
|
To Approve the Directors' Remuneration Policy
|
Managemeent
|
For
|
Voted - For
|
4
|
To Authorise the Directors to Continue to Operate the Centrica Share Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
5
|
To Renew the Long Term Incentive Plan (ltip) Until the Tenth Anniversary of the 2022 Agm
|
Managemeent
|
For
|
Voted - For
|
6
|
To Elect Nathan Bostock
|
Managemeent
|
For
|
Voted - For
|
7
|
To Elect Rt Hon. Amber Rudd
|
Managemeent
|
For
|
Voted - For
|
8
|
To Re-elect Carol Arrowsmith
|
Managemeent
|
For
|
Voted - For
|
9
|
To Re-elect Heidi Mottram
|
Managemeent
|
For
|
Voted - For
|
10
|
To Re-elect Kevin O'byrne
|
Managemeent
|
For
|
Voted - For
|
11
|
To Re-elect Chris O'shea
|
Managemeent
|
For
|
Voted - For
|
12
|
To Re-elect Kate Ringrose
|
Managemeent
|
For
|
Voted - For
|
13
|
To Re-elect Scott Wheway
|
Managemeent
|
For
|
Voted - For
|
14
|
To Re-appoint Deloitte LLP As Auditors of Centrica
|
Managemeent
|
For
|
Voted - For
|
15
|
To Authorise the Directors to Determine the Auditors' Remuneration
|
Managemeent
|
For
|
Voted - For
|
16
|
Authority for Political Donations and Political Expenditure in the UK
|
Managemeent
|
For
|
Voted - For
|
17
|
To Approve Centrica PLC's Climate Transition Plan
|
Managemeent
|
For
|
Voted - For
|
18
|
Authority to Allot Shares
|
Managemeent
|
For
|
Voted - For
|
19
|
Authority to Disapply Pre-emption Rights
|
Managemeent
|
For
|
Voted - For
|
20
|
Additional Authority to Disapply Pre-emption Rights
|
Managemeent
|
For
|
Voted - For
|
21
|
Authority to Purchase Own Shares
|
Managemeent
|
For
|
Voted - For
|
22
|
Notice of General Meetings
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Appoint A Director Sato, Toshihiko
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Appoint A Director Furukawa, Toshiyuki
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Appoint A Director Oji, Yoshitaka
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Appoint A Director Nakajima, Keiichi
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Appoint A Director Shirai, Shinji
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Appoint A Director Miyamoto, Yoshiaki
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Appoint A Director Kuboki, Toshiko
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.8
|
Appoint A Director Osawa, Yoshio
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Appoint A Director Yoshida, Katsuhiko
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Appropriation of Surplus
|
Managemeent
|
For
|
Voted - For
|
3
|
Amend Articles To: Approve Minor Revisions Related to Change of Laws and Regulations
|
Managemeent
|
For
|
Voted - For
|
4
|
Appoint A Corporate Auditor Akatsuka, Noboru
|
Managemeent
|
For
|
Voted - For
|
5
|
Appoint A Corporate Auditor Yanagi, Kazunori
|
Managemeent
|
For
|
Voted - For
|
6
|
Shareholder Proposal: Amend Articles of Incorporation
|
Shareholder
|
Against
|
Voted - For
|
7
|
Shareholder Proposal: Amend Articles of Incorporation
|
Shareholder
|
Against
|
Voted - For
|
8
|
Shareholder Proposal: Amend Articles of Incorporation
|
Shareholder
|
Against
|
Voted - For
|
9
|
Shareholder Proposal: Remove A Director Sato, Toshihiko
|
Shareholder
|
Against
|
Voted - For
|
10
|
Shareholder Proposal: Remove A Director Miyamoto, Yoshiaki
|
Shareholder
|
Against
|
Voted - For
|
1
|
To Consider and Adopt the Audited Financial Statements, and the Reports of the Directors and the Independent
Auditor for the Year Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Declare A Final Dividend
|
Managemeent
|
For
|
Voted - For
|
3
|
To Re-elect Mr Li Tzar Kuoi, Victor As Director
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-elect Mr Frank John Sixt As Director
|
Managemeent
|
For
|
Voted - For
|
5
|
To Re-elect Ms Edith Shih As Director
|
Managemeent
|
For
|
Voted - For
|
6
|
To Re-elect Mrs Chow Woo Mo Fong, Susan As Director
|
Managemeent
|
For
|
Voted - For
|
7
|
To Re-elect the Hon Sir Michael David Kadoorie As Director
|
Managemeent
|
For
|
Voted - For
|
8
|
To Re-elect Ms Lee Wai Mun, Rose As Director
|
Managemeent
|
For
|
Voted - For
|
9
|
To Re-elect Mrs Leung Lau Yau Fun, Sophie As Director
|
Managemeent
|
For
|
Voted - For
|
10
|
To Re-appoint PricewaterhouseCoopers As Independent Auditor and Authorise the Directors to Fix the Auditors
Remuneration
|
Managemeent
|
For
|
Voted - For
|
11
|
To Grant A General Mandate to the Directors to Issue, Allot and Dispose of Additional Shares of the Company
|
Managemeent
|
For
|
Voted - For
|
12
|
To Grant A General Mandate to the Directors to Repurchase Shares of the Company
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Approval of the Parent Company Annual Financial Statements
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of the Consolidated Financial Statements
|
Managemeent
|
For
|
Voted - For
|
3
|
Allocation of the Results
|
Managemeent
|
For
|
Voted - For
|
4
|
Related-party Agreements
|
Managemeent
|
For
|
Voted - For
|
5
|
Appointment of Principal Statutory Auditors
|
Managemeent
|
For
|
Voted - For
|
6
|
Compensation Policy for Corporate Officers (mandataires Sociaux)
|
Managemeent
|
For
|
Voted - For
|
7
|
Compensation Elements Paid in 2021 Or Granted with Respect to 2021 to Mr. Charles Edelstenne, Chairman of the
Board of Directors
|
Managemeent
|
For
|
Voted - For
|
8
|
Compensation Elements Paid in 2021 Or Granted with Respect to 2021 to Mr. Bernard Charl S, Vice Chairman of the
Board of Directors and Chief Executive Officer
|
Managemeent
|
For
|
Voted - For
|
9
|
Approval of the Information Contained in the Corporate Governance Report and Relating to the Compensation of
Corporate Officers (mandataires Sociaux) (article L. 22-10-9 of the French Commercial Code)
|
Managemeent
|
For
|
Voted - For
|
10
|
Reappointment of Mr. Charles Edelstenne
|
Managemeent
|
For
|
Voted - For
|
11
|
Reappointment of Mr. Bernard Charles
|
Managemeent
|
For
|
Voted - For
|
12
|
Reappointment of Mr. Pascal Daloz
|
Managemeent
|
For
|
Voted - For
|
13
|
Reappointment of Mr. Xavier Cauchois
|
Managemeent
|
For
|
Voted - For
|
14
|
Authorization to Repurchase Dassault Systemes Shares
|
Managemeent
|
For
|
Voted - For
|
15
|
Setting the Amount of Compensation for Directors
|
Managemeent
|
For
|
Voted - For
|
16
|
Authorization Granted to the Board of Directors to Reduce the Share Capital by Cancellation of Previously
Repurchased Shares in the Framework of the Share Buyback Program
|
Managemeent
|
For
|
Voted - For
|
17
|
Authorization of the Board of Directors to Increase the Share Capital for the Benefit of Members of A Corporate
Savings Plan, Without Preferential Subscription Rights
|
Managemeent
|
For
|
Voted - For
|
18
|
Delegation of Authority Granted to the Board of Directors to Increase the Share Capital for the Benefit of A
Category of Beneficiaries, Without Preferential Subscription Rights
|
Managemeent
|
For
|
Voted - For
|
19
|
Delegation of Authority to the Board of Directors to Decide on One Or More Mergers by Absorption
|
Managemeent
|
For
|
Voted - For
|
20
|
Delegation of Authority to the Board of Directors to Increase the Share Capital by Issuing Shares, in the Event
That the Board of Directors Uses the Authorization Granted to the Board of Directors to Decide on One Or More Mergers by Absorption
|
Managemeent
|
For
|
Voted - For
|
21
|
Powers for Formalities
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.1
|
Appoint A Director Who is Not Audit and Supervisory Committee Member Shinya, Yoshihisa
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Appoint A Director Who is Not Audit and Supervisory Committee Member Satake, Toshiya
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Appoint A Director Who is Not Audit and Supervisory Committee Member Yokokura, Takashi
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Appoint A Director Who is Not Audit and Supervisory Committee Member Taguchi, Satoshi
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Appropriation of Surplus
|
Managemeent
|
For
|
Voted - For
|
3
|
Amend Articles To: Approve Minor Revisions Related to Change of Laws and Regulations
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Jason Chapnik
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Claudio Erba
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: James Merkur
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Director: Kristin Halpin Perry
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Director: Steven E. Spooner
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Director: William Anderson
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Director: Trisha Price
|
Managemeent
|
For
|
Voted - For
|
2
|
Appointment of KPMG As Auditor of the Company for the Ensuing Year and Authorizing the Directors to Fix Their
Remuneration
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director - Joshua Bekenstein
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director - Gregory David
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director - Elisa D. Garcia C
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Director - Stephen Gunn
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Director - Kristin Mugford
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Director - Nicholas Nomicos
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Director - Neil Rossy
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Director - Samira Sakhia
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Director - Huw Thomas
|
Managemeent
|
For
|
Voted - For
|
2
|
Appointment of PricewaterhouseCoopers LLP, Chartered Professional Accountants, As Auditor of the Corporation
for the Ensuing Year and Authorizing the Directors to Fix Its Remuneration
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Adoption of an Advisory Non-binding Resolution in Respect of the Corporation's Approach to Executive
Compensation, As More Particularly Described in the Accompanying Management Information Circular
|
Managemeent
|
For
|
Voted - For
|
4
|
Please Note That This Resolution is A Shareholder Proposal: Shareholder Proposal No. 1: Freedom of Association
|
Shareholder
|
Against
|
Voted - For
|
5
|
Please Note That This Resolution is A Shareholder Proposal: Shareholder Proposal No. 2: French As the Official
Language
|
Shareholder
|
Against
|
Voted - For
|
1
|
Balance Sheet As of 31 December 2021 of Eni S.p.a. Resolutions Related Thereto. to Present the Consolidated
Balance Sheet As of 31 December 2021. Board of Directors' Report, Internal Auditors' and External Auditors' Reports
|
Managemeent
|
For
|
Voted - For
|
2
|
Profit Allocation
|
Managemeent
|
For
|
Voted - For
|
3
|
To Authorize the Purchase of Own Shares; Resolutions Related Thereto
|
Managemeent
|
For
|
Voted - For
|
4
|
To Update the Shareholders' Meeting Rules
|
Managemeent
|
For
|
Voted - For
|
5
|
Report on Emolument Paid
|
Managemeent
|
For
|
Voted - For
|
6
|
To Use the Available Reserves As Dividend 2022
|
Managemeent
|
For
|
Voted - For
|
7
|
To Reduce and to Use the Reserve Ex Lege No. 342/2000 As Dividend 2022
|
Managemeent
|
For
|
Voted - For
|
8
|
To Annull Owns Shares, Without Capital Stock's Reduction and Related Amendment of Art. 5.1(share Capital) of
the By-law; Resolutions Related Thereto
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Member to the Corporate Assembly: Jarle Roth (re-election, Nominated As Chair for the Corporate
Assembly's Election)
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Member to the Corporate Assembly: Nils Bastiansen (re-election, Nominated As Deputy Chair for the
Corporate Assembly's Election)
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Member to the Corporate Assembly: Finn Kinserdal (re-election)
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Member to the Corporate Assembly: Kari Skeidsvoll Moe (re-election)
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Member to the Corporate Assembly: Kjerstin Rasmussen Braathen (re-election)
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.6
|
Election of Member to the Corporate Assembly: Kjerstin Fyllingen (re-election)
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Member to the Corporate Assembly: Mari Rege (re-election)
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Member to the Corporate Assembly: Trond Straume (re-election)
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Member to the Corporate Assembly: Martin Wien Fjell (new Election, Existing Deputy Member)
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Member to the Corporate Assembly: Merete Hverven (new Election)
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Member to the Corporate Assembly: Helge Aasen (new Election)
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Election of Member to the Corporate Assembly: Liv B. Ulriksen (new Election)
|
Managemeent
|
For
|
Voted - For
|
1.13
|
Election of Member to the Corporate Assembly: Deputy Member: Per Axel Koch (new Election)
|
Managemeent
|
For
|
Voted - For
|
1.14
|
Election of Member to the Corporate Assembly: Deputy Member: Catrine Kristiseter Marti (new Election)
|
Managemeent
|
For
|
Voted - For
|
1.15
|
Election of Member to the Corporate Assembly: Deputy Member: Nils Morten Huseby (new Election)
|
Managemeent
|
For
|
Voted - For
|
1.16
|
Election of Member to the Corporate Assembly: Deputy Member: Nina Kivijervi Jonassen (re-election)
|
Managemeent
|
For
|
Voted - For
|
2
|
Election of Chair for the Meeting
|
Managemeent
|
For
|
Voted - For
|
3
|
Approval of the Notice and the Agenda
|
Managemeent
|
For
|
Voted - For
|
4
|
Election of Two Persons to Co-sign the Minutes Together with the Chair of the Meeting
|
Managemeent
|
For
|
Voted - For
|
5
|
Approval of the Annual Report and Accounts for Equinor Asa and the Equinor Group for 2021, Including the Board
of Directors' Proposal for Distribution of Fourth Quarter 2021 Dividend
|
Managemeent
|
For
|
Voted - For
|
6
|
Authorisation to Distribute Dividend Based on Approved Annual Accounts for 2021
|
Managemeent
|
For
|
Voted - For
|
7
|
Reduction in Capital Through the Cancellation of Own Shares and the Redemption of Shares Belonging to the
Norwegian Government
|
Managemeent
|
For
|
Voted - For
|
8
|
Proposal to Amend Article 1 of the Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
9
|
Energy Transition Plan
|
Managemeent
|
For
|
Voted - For
|
10
|
Please Note That This Resolution is A Shareholder Proposal: Proposal from Shareholder to Set Short-, Medium-,
and Long-term Targets for Greenhouse Gas (ghg) Emissions of the Company's Operations and the Use of Energy Products (including Scope 1, 2 and 3)
|
Shareholder
|
Against
|
Voted - For
|
11
|
Please Note That This Resolution is A Shareholder Proposal: Proposal from Shareholders That Equinor Introduces
and Implements A Climate Target Agenda and Emissions Reduction Plan That is Consistent with Achieving the Global 1,5 Degree C Increase Target
|
Shareholder
|
Against
|
Voted - For
|
12
|
Please Note That This Resolution is A Shareholder Proposal: Proposal from Shareholder That Equinor Takes
Initiative to Establish A State Restructuring Fund for Employees Who Now Work in the Oil Sector
|
Shareholder
|
Against
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
13
|
Please Note That This Resolution is A Shareholder Proposal: Proposal from Shareholders That Equinor Declares
the Norwegian Sector of the Barents Sea A Voluntary Exclusion Zone, Focus on Its Domestic Business in the Norwegian Sector and Accelerate Its Transition Into Renewable Energy
|
Shareholder
|
Against
|
Voted - For
|
14
|
Please Note That This Resolution is A Shareholder Proposal: Proposal from Shareholder That Equinor Aims to
Become A Leading Producer of Renewable Energy, Stops All Exploration Activity and Test Drilling for Fossil Energy Resources, Withdraws from Its Projects Abroad
|
Shareholder
|
Against
|
Voted - For
|
15
|
Please Note That This Resolution is A Shareholder Proposal: Proposal from Shareholder That Equinor
Significantly Increases Its Investments in Renewable Energy, Stop All New Exploration in the Barents Sea, Discontinue International Activities and Develop A Plan for Gradual Closure of the Oil Industry
|
Shareholder
|
Against
|
Voted - For
|
16
|
Please Note That This Resolution is A Shareholder Proposal: Proposal from Shareholder That Equinor Present A
Strategy for Real Business Transformation to Sustainable Energy Production
|
Shareholder
|
Against
|
Voted - For
|
17
|
Please Note That This Resolution is A Shareholder Proposal: Proposal from Shareholder That Equinor Gradually
Divest from All International Operations
|
Shareholder
|
Against
|
Voted - For
|
18
|
Please Note That This Resolution is A Shareholder Proposal: Proposal from Shareholder That the Board of Equinor
Outlines A Specific Action Plan for Quality Assurance and Anti-corruption
|
Shareholder
|
Against
|
Voted - For
|
19
|
The Board of Directors' Report on Corporate Governance
|
Managemeent
|
For
|
Voted - For
|
20
|
The Board of Directors' Remuneration Report for Salary and Other Remuneration for Leading Personnel
|
Managemeent
|
For
|
Voted - For
|
21
|
Approval of Remuneration for the Company's External Auditor for 2021
|
Managemeent
|
For
|
Voted - For
|
22
|
Determination of Remuneration for the Corporate Assembly Members
|
Managemeent
|
For
|
Voted - For
|
23
|
Election of Members to the Nomination Committee: Jarle Roth (re-election, New Election As Chair)
|
Managemeent
|
For
|
Voted - For
|
24
|
Election of Members to the Nomination Committee: Berit L. Henriksen (re-election)
|
Managemeent
|
For
|
Voted - For
|
25
|
Election of Members to the Nomination Committee: Merete Hverven (new Election)
|
Managemeent
|
For
|
Voted - For
|
26
|
Election of Members to the Nomination Committee: Jan Tore Fosund (new Election)
|
Managemeent
|
For
|
Voted - For
|
27
|
Determination of Remuneration for the Nomination Committee Members
|
Managemeent
|
For
|
Voted - For
|
28
|
Authorisation to Acquire Equinor Asa Shares in the Market to Continue Operation of the Company's Share-based
Incentive Plans for Employees
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
29
|
Authorisation to Acquire Equinor Asa Shares in the Market for Subsequent Annulment
|
Managemeent
|
For
|
Voted - For
|
30
|
Marketing Instructions for Equinor Asa - Adjustments
|
Managemeent
|
For
|
Voted - For
|
1
|
To Receive and Adopt the Audited Accounts and the Reports of the Directors and Independent Auditor for the Year
Ended 31 December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Declare A Final Cash Distribution of Hk10 Cents (us1.28 Cents) Per Ordinary Share for the Year Ended 31
December 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Re-appoint Ernst and Young As Independent Auditor of the Company and to Authorise the Board Or the Audit and
Risk Management Committee to Fix Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-elect Mr. Manuel V. Pangilinan As the Managing Director and Chief Executive Officer of the Company for A
Fixed Term of Approximately Three Years, Commencing on the Date of the Agm and Expiring at the Conclusion of the Annual General Meeting of the Company to be Held in the Third Year Following the Year of His Re-election (being 2025) (the Fixed
3-year Term)
|
Managemeent
|
For
|
Voted - For
|
5
|
To Re-elect Prof. Edward K.y. Chen (who Has Served More Than Nine Years) As an Independent Non-executive
Director of the Company for the Fixed 3-year Term
|
Managemeent
|
For
|
Voted - For
|
6
|
To Re-elect Mrs. Margaret Leung Ko May Yee (who Has Served More Than Nine Years) As an Independent
Non-executive Director of the Company for the Fixed 3-year Term
|
Managemeent
|
For
|
Voted - For
|
7
|
To Re-elect Mr. Christopher H. Young As an Executive Director of the Company for A Fixed Term of Approximately
One Year, Commencing on the Date of the Agm and Expiring at the Conclusion of the Annual General Meeting of the Company to be Held in the Year Following the Year of His Re-election (being 2023)
|
Managemeent
|
For
|
Voted - For
|
8
|
To Authorize the Board Or the Remuneration Committee to Fix the Remuneration of the Executive Directors
Pursuant to the Companys Bye-laws, and to Fix the Remuneration of the Non-executive Directors (including the Independent Non-executive Directors) at the Sum of Usd 7,000 (equivalent to Approximately Hkd54,600) for Each Meeting of the Board
(which He Or She Attends in Person Or by Telephone Or Video Conference Call) and Each General Meeting of Shareholders (which He Or She Attends in Person); and the Sum of Usd6,000 (equivalent to Approximately Hkd46,800) for Each Meeting of the
Board Committees (which He Or She Attends in Person Or by Telephone Or Video Conference Call)
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
To Authorise the Board to Appoint Additional Directors As an Addition to the Board
|
Managemeent
|
For
|
Voted - For
|
10
|
To Grant A General Mandate to the Directors to Allot, Issue and Deal with Additional Shares in the Company Not
Exceeding 10% of the Companys Total Number of Shares in Issue and at A Discount of Not More Than 10% to the Benchmarked Price, As Described in the Agm Notice
|
Managemeent
|
For
|
Voted - For
|
11
|
To Grant A General Mandate to the Directors to Repurchase Issued Shares in the Company Not Exceeding 10% of the
Companys Total Number of Shares in Issue, As Described in the Agm Notice
|
Managemeent
|
For
|
Voted - For
|
12
|
To Approve and Adopt the New Share Option Scheme of the Company in the Form of the Document Marked A and
Produced to the Agm As the New Share Option Scheme of the Company
|
Managemeent
|
For
|
Voted - For
|
13
|
To Approve and Adopt the New Bye-laws of the Company in the Form of the Document Marked B-1 and Produced to the
Agm
|
Managemeent
|
For
|
Voted - For
|
14
|
To Approve and Adopt the New Memorandum of Association of the Company in the Form of the Document Marked B-2
and Produced to the Agm
|
Managemeent
|
For
|
Voted - For
|
1
|
Approval of the Annual Financial Statements for the Financial Year Ended December 31, 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of the Consolidated Financial Statements for the Financial Year Ended December 31, 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
Allocation of Net Income for the Financial Year Ended December 31, 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
Approval of the Related-party Agreements Subject to Articles L. 225-38 Et Seq. of the French Commercial Code
|
Managemeent
|
For
|
Voted - For
|
5
|
Ratification of the Co-option of Catherine Ronge As Director
|
Managemeent
|
For
|
Voted - For
|
6
|
Ratification of the Co-option of Florence Fouquet As Director
|
Managemeent
|
For
|
Voted - For
|
7
|
Appointment of Pascal Macioce As Director
|
Managemeent
|
For
|
Voted - For
|
8
|
Renewal of the Term of Office of Philippe Berterotti Re As Director
|
Managemeent
|
For
|
Voted - For
|
9
|
Renewal of the Term of Office of Ernst & Young As Statutory Auditor
|
Managemeent
|
For
|
Voted - For
|
10
|
Reappointment of Auditex As Deputy Statutory Auditor
|
Managemeent
|
For
|
Voted - For
|
11
|
Approval of the Information Stipulated in Article L. 22-10-9, I of the French Commercial Code Provided in the
Corporate Governance Report
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
12
|
Approval of the Fixed, Variable and Exceptional Elements Composing the Total Compensation and Benefits of Any
Kind Paid During the 2021 Financial Year Or Allocated in Respect of the Same Year to Philippe Berterotti Re, Chairman and Chief Executive Officer
|
Managemeent
|
For
|
Voted - For
|
13
|
Approval of the Compensation Policy for the Chairman and Chief Executive Officer for the 2022 Financial Year
|
Managemeent
|
For
|
Voted - For
|
14
|
Approval of the Compensation Policy for the Members of the Board of Directors for the 2022 Financial Year
|
Managemeent
|
For
|
Voted - For
|
15
|
Authorisation to be Granted to the Board of Directors to Carry Out Transactions on the Company's Shares
|
Managemeent
|
For
|
Voted - For
|
16
|
Authorisation to be Given to the Board of Directors for A Period of 24 Months to Reduce the Share Capital by
Cancelling Treasury Shares
|
Managemeent
|
For
|
Voted - For
|
17
|
Authorisation to be Given to the Board of Directors to Allocate Existing Or Future Free Shares to Employees and
Corporate Officers of the Group Or to Some of Them
|
Managemeent
|
For
|
Voted - For
|
18
|
Appointment of Mr. Antoine Rostand As Director
|
Managemeent
|
For
|
Voted - For
|
19
|
Powers to Carry Out Formalities
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Member of the Board of Director: Re-election of Deirdre P. Connelly
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Member of the Board of Director: Re-election of Pernille Erenbjerg
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Member of the Board of Director: Re-election of Rolf Hoffmann
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Member of the Board of Director: Re-election of Dr. Paolo Paoletti
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Member of the Board of Director: Re-election of Dr. Anders Gersel Pedersen
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Member of the Board of Director: Election of Elizabeth O'farrell
|
Managemeent
|
For
|
Voted - For
|
2
|
Presentation and Adoption of the Audited Annual Report and Discharge of Board of Directors and Executive
Management
|
Managemeent
|
For
|
Voted - For
|
3
|
Resolution on the Distribution of Profits As Recorded in the Adopted Annual Report
|
Managemeent
|
For
|
Voted - For
|
4
|
Advisory Vote on the Compensation Report
|
Managemeent
|
For
|
Voted - For
|
5
|
Election of Auditor: Re-election of PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab
|
Managemeent
|
For
|
Voted - For
|
6
|
Proposals from the Board of Directors: Approval of the Board of Directors' Remuneration for 2022
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
Authorization of the Chair of the General Meeting to Register Resolutions Passed by the General Meeting
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Elect Oscar Martinez to the Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Elect Jose Mackenna to the Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Elect Ali Bin Jassim Al-thani to the Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Elect Turqi Alnowaiser to the Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Allocation of Income and Dividends of Eur 35.00 Per Share
|
Managemeent
|
For
|
Voted - For
|
3
|
Approve Discharge of Management Board for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
Approve Discharge of Supervisory Board for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
Ratify KPMG Ag As Auditors for Fiscal Year 2022
|
Managemeent
|
For
|
Voted - For
|
6
|
Approve Remuneration Policy
|
Managemeent
|
For
|
Voted - For
|
7
|
Approve Remuneration of Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
8
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
9
|
Resolution on the Election of Andreas Rittstieg As A Member of the Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Appoint A Director Nihei, Hiroko
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Appropriation of Surplus
|
Managemeent
|
For
|
Voted - For
|
3
|
Amend Articles To: Approve Minor Revisions Related to Change of Laws and Regulations, Amend Business Lines
|
Managemeent
|
For
|
Voted - For
|
4
|
Appoint A Substitute Corporate Auditor Aruga, Shigeo
|
Managemeent
|
For
|
Voted - For
|
5
|
Appoint A Substitute Corporate Auditor Hashimoto, Yoshitaka
|
Managemeent
|
For
|
Voted - For
|
1
|
To Receive and Consider the Audited Consolidated Financial Statements of the Company and Its Subsidiaries, the
Reports of the Directors and the Auditor of the Company for the Year Ended 31 December 2021
|
Managemeent
|
Did Not Vote
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
To Re-elect Mr. Hong Zhang As an Executive Director of the Company ("director")
|
Managemeent
|
Did Not Vote
|
|
3
|
To Re-elect Ms. Jessie Shen As an Executive Director
|
Managemeent
|
Did Not Vote
|
|
4
|
To Re-elect Mr. Feng Chen As an Executive Director
|
Managemeent
|
Did Not Vote
|
|
5
|
To Authorise the Board of Directors (the "board") to Fix the Remunerations of the Directors
|
Managemeent
|
Did Not Vote
|
|
6
|
To Re-appoint KPMG As Auditor of the Company and to Authorise the Board to Fix Its Remuneration
|
Managemeent
|
Did Not Vote
|
|
7
|
To Grant A General Mandate to the Directors to Allot, Issue and Deal with Additional Shares Not Exceeding 20%
of the Total Number of Shares of the Company in Issue As at the Date of Passing This Ordinary Resolution
|
Managemeent
|
Did Not Vote
|
|
8
|
To Grant A General Mandate to the Directors to Buy Back Shares Not Exceeding 10% of the Total Number of Shares
of the Company in Issue As at the Date of Passing This Ordinary Resolution
|
Managemeent
|
Did Not Vote
|
|
9
|
To Extend the Authority Granted to the Directors Pursuant to Ordinary Resolution No. 7 to Issue Shares by
Adding the Number of Shares Bought Back Under Ordinary Resolution No. 8
|
Managemeent
|
Did Not Vote
|
1.1
|
Elect Thomas Koelbl to the Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Allocation of Income and Dividends of Eur 0.20 Per Share
|
Managemeent
|
For
|
Voted - For
|
3
|
Approve Discharge of Management Board for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
Approve Discharge of Supervisory Board for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
Ratify PricewaterhouseCoopers Gmbh As Auditors for Fiscal Year 2022
|
Managemeent
|
For
|
Voted - For
|
6
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Elect Ute Wolf to the Supervisory Board
|
Managemeent
|
Did Not Vote
|
|
2
|
Receive Financial Statements and Statutory Reports for Fiscal Year 2021
|
Managemeent
|
Did Not Vote
|
|
3
|
Approve Discharge of Management Board for Fiscal Year 2021
|
Managemeent
|
Did Not Vote
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Approve Discharge of Supervisory Board for Fiscal Year 2021
|
Managemeent
|
Did Not Vote
|
|
5
|
Ratify KPMG Ag As Auditors for Fiscal Year 2022, for the Review of Interim Financial Statements for the First
Half of Fiscal Year 2022 and for the Review of Interim Financial Statements Until 2023 Agm
|
Managemeent
|
Did Not Vote
|
|
6
|
Approve Remuneration Report
|
Managemeent
|
Did Not Vote
|
|
7
|
Approve Creation of Eur 49.9 Million Pool of Authorized Capital with Or Without Exclusion of Pre-emptive Rights
|
Managemeent
|
Did Not Vote
|
|
8
|
Approve Issuance of Warrants/bonds with Warrants Attached/convertible Bonds Without Pre-emptive Rights Up to
Aggregate Nominal Amount of Eur 300 Million; Approve Creation of Eur 24.9 Million Pool of Capital to Guarantee Conversion Rights
|
Managemeent
|
Did Not Vote
|
|
9
|
Approve Creation of Eur 24.9 Million Pool of Conditional Capital to Guarantee Conversion Rights
|
Managemeent
|
Did Not Vote
|
|
10
|
Authorize Share Repurchase Program and Reissuance Or Cancellation of Repurchased Shares
|
Managemeent
|
Did Not Vote
|
1
|
Proposal to Adopt the Financial Statements for the Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
Proposal to Approve the Remuneration Report for the Fiscal Year 2021 (advisory Vote)
|
Managemeent
|
For
|
Voted - For
|
3
|
Proposal to Determine the Dividend Over the Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
Proposal to Discharge the Members of the Board of Management from Liability
|
Managemeent
|
For
|
Voted - For
|
5
|
Proposal to Discharge the Members of the Supervisory Board from Liability
|
Managemeent
|
For
|
Voted - For
|
6
|
Ratify Ernst Young Accountants LLP As Auditors
|
Managemeent
|
For
|
Voted - For
|
7
|
Proposal to Appoint Ms. K. Koelemeijer As Member of the Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
8
|
Proposal to Appoint Ms. C. Vergouw As Member of the Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
9
|
Proposal to Authorize the Board of Management to Resolve That the Company May Acquire Its Own Shares
|
Managemeent
|
For
|
Voted - For
|
10
|
Proposal to Reduce the Capital by Cancelling Own Shares
|
Managemeent
|
For
|
Voted - For
|
11
|
Proposal to Designate the Board of Management As the Competent Body to Issue Ordinary Shares
|
Managemeent
|
For
|
Voted - For
|
12
|
Proposal to Designate the Board of Management As the Competent Body to Restrict Or Exclude Pre-emptive Rights
Upon Issuing Ordinary Shares
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Approve Consolidated and Standalone Financial Statements
|
Managemeent
|
Did Not Vote
|
|
2
|
Approve Non-financial Information Statement
|
Managemeent
|
Did Not Vote
|
|
3
|
Approve Allocation of Income and Dividends
|
Managemeent
|
Did Not Vote
|
|
4
|
Approve Discharge of Board
|
Managemeent
|
Did Not Vote
|
|
5
|
Ratify Appointment of and Elect Marina Del Corral Tellez As Director
|
Managemeent
|
Did Not Vote
|
|
6
|
Approve Annual Maximum Remuneration
|
Managemeent
|
Did Not Vote
|
|
7
|
Amend Remuneration Policy
|
Managemeent
|
Did Not Vote
|
|
8
|
Approve Reduction in Share Capital Via Amortization of Treasury Shares
|
Managemeent
|
Did Not Vote
|
|
9
|
Renew Appointment of KPMG Auditores As Auditor
|
Managemeent
|
Did Not Vote
|
|
10
|
Authorize Board to Ratify and Execute Approved Resolutions
|
Managemeent
|
Did Not Vote
|
|
11
|
Advisory Vote on Remuneration Report
|
Managemeent
|
Did Not Vote
|
1.1
|
Election of Director: Scott B. Bonham
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Christie J.b. Clark
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Daniel Debow
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Director: William A. Downe
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Director: Janice Fukakusa
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Director: M. Marianne Harris
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Director: Claudia Kotchka
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Director: Sarah Raiss
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Director: Galen G. Weston
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Director: Cornell Wright
|
Managemeent
|
For
|
Voted - For
|
2
|
Appointment of PricewaterhouseCoopers LLP As Auditor and Authorization of the Directors to Fix the Auditor's
Remuneration
|
Managemeent
|
For
|
Voted - For
|
3
|
Vote on the Advisory Resolution on the Approach to Executive Compensation
|
Managemeent
|
For
|
Voted - For
|
4
|
Please Note That This Resolution is A Shareholder Proposal: the Directors Recommend Shareholders Vote Against
the Shareholder Proposal
|
Shareholder
|
Against
|
Voted - For
|
5
|
Please Note That This Resolution is A Shareholder Proposal: the Directors Recommend Shareholders Vote Against
the Shareholder Proposal.
|
Shareholder
|
Against
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Accept Financial Statements and Statutory Reports for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Allocation of Income and Dividends of Eur 1.85 Per Share
|
Managemeent
|
For
|
Voted - For
|
3
|
Approve Discharge of Executive Board Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
Approve Discharge of Supervisory Board for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
Ratify KPMG Ag As Auditors for Fiscal Year 2022 and for the Review of Interim Financial Reports for Fiscal Year
2022
|
Managemeent
|
For
|
Voted - For
|
6
|
Ratify Deloitte Gmbh As Auditors for Fiscal Year 2023 and for the Review of Interim Financial Reports for
Fiscal Year 2023
|
Managemeent
|
For
|
Voted - For
|
7
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
8
|
Approve Creation of Eur 56.5 Million Pool of Authorized Capital with Or Without Exclusion of Preemptive Rights
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Appoint A Director Jean-marc Gilson
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Appoint A Director Fujiwara, Ken
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Appoint A Director Glenn Fredrickson
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Appoint A Director Katayama, Hiroshi
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Appoint A Director Hashimoto, Takayuki
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Appoint A Director Hodo, Chikatomo
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Appoint A Director Kikuchi, Kiyomi
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Appoint A Director Yamada, Tatsumi
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Appoint A Director Masai, Takako
|
Managemeent
|
For
|
Voted - For
|
2
|
Amend Articles To: Approve Minor Revisions Related to Change of Laws and Regulations, Change Official Company
Name
|
Managemeent
|
For
|
Voted - For
|
1
|
Election of A Chairperson and A Person to Co-sign the Minutes
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of the Notice and the Agenda
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Election of New Member of the Board
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Members to the Board Ulf Stephan Hollander (chairman)
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Dr. Axel Octavio Schroeder (board Member)
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Ellen Merete Hanetho (board Member)
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Observer to the Board: Paul Gough
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of the Notice and the Agenda
|
Managemeent
|
For
|
Voted - For
|
3
|
Approval of the Annual Accounts and Directors Report of Mpc Container Ships Asa and the Group for 2021,
Including Allocation of the Result of the Year, As Well As Consideration of the Statement on Corporate Governance
|
Managemeent
|
For
|
Voted - For
|
4
|
Board Authorisation for Distribution of Dividends
|
Managemeent
|
For
|
Voted - For
|
5
|
Guidelines for Salaries and Other Remuneration to Leading Personnel
|
Managemeent
|
For
|
Voted - For
|
6
|
Advisory Vote on the Report for Salaries and Other Remuneration to Leading Personnel
|
Managemeent
|
For
|
Voted - For
|
7
|
Approval of the Remuneration to the Companys Auditor
|
Managemeent
|
For
|
Voted - For
|
8
|
Laura Carballo Beautell (board Member)
|
Managemeent
|
For
|
Voted - For
|
9
|
Peter Frederiksen (board Member)
|
Managemeent
|
For
|
Voted - For
|
10
|
Determination of Remuneration to the Members of the Board for the Financial Year 2022
|
Managemeent
|
For
|
Voted - For
|
11
|
Amendment of the Company's Articles of Association
|
Managemeent
|
For
|
Voted - Against
|
12
|
Board Authorisation to Increase the Companys Share Capital
|
Managemeent
|
For
|
Voted - For
|
13
|
Board Authorisation to Take Up Convertible Loans
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Appoint A Director Sawada, Jun
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Appoint A Director Shimada, Akira
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Appoint A Director Kawazoe, Katsuhiko
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Appoint A Director Hiroi, Takashi
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Appoint A Director Kudo, Akiko
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Appoint A Director Sakamura, Ken
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Appoint A Director Uchinaga, Yukako
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Appoint A Director Chubachi, Ryoji
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Appoint A Director Watanabe, Koichiro
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Appoint A Director Endo, Noriko
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Appropriation of Surplus
|
Managemeent
|
For
|
Voted - For
|
3
|
Amend Articles To: Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles
Related to Shareholders Meeting Held Without Specifying A Venue, Increase the Board of Corporate Auditors Size
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Appoint A Corporate Auditor Yanagi, Keiichiro
|
Managemeent
|
For
|
Voted - For
|
5
|
Appoint A Corporate Auditor Koshiyama, Kensuke
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Reelect David Cole to Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Reelect Hans Schoen to Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Elect Pauline Van Der Meer Mohr to Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
3
|
Adopt Financial Statements and Statutory Reports
|
Managemeent
|
For
|
Voted - For
|
4
|
Approve Dividends of Eur 1.56 Per Share
|
Managemeent
|
For
|
Voted - For
|
5
|
Approve Discharge of Executive Board
|
Managemeent
|
For
|
Voted - For
|
6
|
Approve Discharge of Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
7
|
Ratify KPMG Accountants N.v. As Auditors
|
Managemeent
|
For
|
Voted - For
|
8
|
Grant Board Authority to Issue Ordinary Shares Up to 10 Percent of Issued Capital
|
Managemeent
|
For
|
Voted - For
|
9
|
Authorize Board to Exclude Preemptive Rights from Share Issuances
|
Managemeent
|
For
|
Voted - For
|
10
|
Grant Board Authority to Issue Shares Up to 20 Percent of Issued Capital in Connection with A Rights Issue
|
Managemeent
|
For
|
Voted - For
|
11
|
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
|
Managemeent
|
For
|
Voted - For
|
12
|
Approve Reduction in Share Capital Through Cancellation of Shares
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Other Board Member: Re-election of Heine Dalsgaard
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Other Board Member: Re-election of Sharon James
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Other Board Member: Re-election of Kasim Kutay
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Other Board Member: Re-election of Kim Stratton
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Other Board Member: Election of Morten Otto Alexander Sommer
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of the Annual Report 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
Resolution on Distribution of Profit in Accordance with the Approved Annual Report
|
Managemeent
|
For
|
Voted - For
|
4
|
Presentation and Advisory Vote on the Remuneration Report for 2021
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
Approval of Remuneration of the Board of Directors for the Present Year 2022
|
Managemeent
|
For
|
Voted - For
|
6
|
Election of Chair: Re-election of Jorgen Buhl Rasmussen
|
Managemeent
|
For
|
Voted - For
|
7
|
Election of Vice Chair: Re-election of Cornelis (cees) De Jong
|
Managemeent
|
For
|
Voted - For
|
8
|
Election of Auditor: Re-election of Pwc
|
Managemeent
|
For
|
Voted - For
|
9
|
Proposal from the Board of Directors: Renewal of Authorization to the Board of Directors to Implement Capital
Increases
|
Managemeent
|
For
|
Voted - For
|
10
|
Proposal from the Board of Directors: Share Capital Reduction
|
Managemeent
|
For
|
Voted - For
|
11
|
Proposal from the Board of Directors: Renewal of Authorization to Acquire Treasury Shares
|
Managemeent
|
For
|
Voted - For
|
12
|
Proposal from the Board of Directors: Authorization to the Board for Distribution of Extraordinary Dividends
|
Managemeent
|
For
|
Voted - For
|
13
|
Proposal from the Board of Directors: Removal of Age Limitation for Board Members
|
Managemeent
|
For
|
Voted - For
|
14
|
Proposal from the Board of Directors: Removal of Article 4.2 in the Articles of Association (removal of Keeper
of the Shareholders' Register)
|
Managemeent
|
For
|
Voted - For
|
15
|
Proposal from the Board of Directors: Authorization to Meeting Chairperson
|
Managemeent
|
For
|
Voted - For
|
1
|
Two Sets of Two Subsequent Amendments of the Articles of Association of the Company (the Articles of
Association) to First Increase, and Subsequently Decrease the Nominal Value of the Shares in the Company's Share Capital, to Facilitate Capital Repayments: Proposals to Amend the Articles of Association Twice in Connection with the H2 2021
Distribution (one Combined Voting Item): I to First, Amongst Other Amendments, Increase the Nominal Value of the Shares; and II to Subsequently Reduce the Nominal Value of the Shares, Combined with A Repayment of Capital
|
Managemeent
|
For
|
Voted - For
|
2
|
Two Sets of Two Subsequent Amendments of the Articles of Association of the Company (the Articles of
Association) to First Increase, and Subsequently Decrease the Nominal Value of the Shares in the Company's Share Capital, to Facilitate Capital Repayments: Proposals to Amend the Articles of Association Twice in Connection with A Potential
Second Distribution for the Period H1 2022 (one Combined Voting Item): I to First Increase the Nominal Value of the Shares; and II to Subsequently Reduce the Nominal Value of the Shares, Combined with A Repayment of Capital
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Proposal to Advise on the 2021 Remuneration Report (advisory Vote)
|
Managemeent
|
For
|
Voted - For
|
2
|
Proposal to Adopt the Annual Accounts for the Financial Year 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
Proposal to Grant A One-off Share Award to Certain Executive Directors for Their 2021 Performance
|
Managemeent
|
For
|
Voted - For
|
4
|
Proposal to Amend the 2020 Remuneration Policy
|
Managemeent
|
For
|
Voted - For
|
5
|
Proposal to Discharge the Executive Directors from Liability
|
Managemeent
|
For
|
Voted - For
|
6
|
Proposal to Discharge the Non-executive Directors from Liability
|
Managemeent
|
For
|
Voted - For
|
7
|
Proposal to Extend the Designation of the Board of Directors As the Authorised Body to Issue Shares in the
Share Capital of the Company
|
Managemeent
|
For
|
Voted - For
|
8
|
Proposal to Extend the Designation of the Board of Directors As the Authorised Body to Restrict Or Exclude
Pre-emptive Rights Upon the Issuance of Shares
|
Managemeent
|
For
|
Voted - For
|
9
|
Proposal to Authorise the Board of Directors to Repurchase Shares in the Share Capital of the Company
|
Managemeent
|
For
|
Voted - For
|
10
|
Proposal to Appoint KPMG As Auditor Charged with the Auditing of the Annual Accounts for the Financial Year
2022
|
Managemeent
|
For
|
Voted - For
|
11
|
Proposal to Appoint Pwc As Auditor Charged with the Auditing of the Annual Accounts for the Financial Year 2023
|
Managemeent
|
For
|
Voted - For
|
1
|
To Consider and Adopt the Audited Financial Statements and the Reports of the Directors and the Auditor for the
Year Ended 31st December 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Declare A Final Dividend for the Year Ended 31st December 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Declare A Special Dividend for the Year Ended 31st December 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-elect Mr. Wan Min As Director
|
Managemeent
|
For
|
Voted - For
|
5
|
To Re-elect Mr. Yang Zhijian As Director
|
Managemeent
|
For
|
Voted - For
|
6
|
To Re-elect Mr. Ip Sing Chi As Director
|
Managemeent
|
For
|
Voted - For
|
7
|
To Re-elect Dr. Chung Shui Ming Timpson As Director
|
Managemeent
|
For
|
Voted - For
|
8
|
To Re-elect Mr. So Gregory Kam Leung As Director
|
Managemeent
|
For
|
Voted - For
|
9
|
To Authorise the Board of Directors to Fix the Directors Remuneration
|
Managemeent
|
For
|
Voted - For
|
10
|
To Re-appoint Messrs. PricewaterhouseCoopers As Auditor and to Authorise the Directors to Fix Their
Remuneration
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
11
|
To Grant A General Mandate to the Directors to Allot, Issue and Deal with the Companys Shares
|
Managemeent
|
For
|
Voted - For
|
12
|
To Grant A General Mandate to the Directors to Repurchase the Companys Shares
|
Managemeent
|
For
|
Voted - For
|
13
|
To Extend the General Mandate to Issue Shares to Cover the Shares Repurchased by the Company Under Resolution
No. 6(b)
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Reelect Peter A. Ruzicka As Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Reelect Christian Frigast As Director
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Reelect Heine Dalsgaard As Director
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Reelect Birgitta Stymne Goransson As Director
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Reelect Marianne Kirkegaard As Director
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Reelect Catherine Spindler As Director
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Reelect Jan Zijderveld As Director
|
Managemeent
|
For
|
Voted - For
|
2
|
Accept Financial Statements and Statutory Reports
|
Managemeent
|
For
|
Voted - For
|
3
|
Approve Remuneration Report (advisory Vote)
|
Managemeent
|
For
|
Voted - For
|
4
|
Approve Remuneration of Directors
|
Managemeent
|
For
|
Voted - For
|
5
|
Approve Allocation of Income and Dividends of Dkk 16 Per Share
|
Managemeent
|
For
|
Voted - For
|
6
|
Ratify Ernst & Young As Auditor
|
Managemeent
|
For
|
Voted - For
|
7
|
Approve Discharge of Management and Board
|
Managemeent
|
For
|
Voted - For
|
8
|
Approve Dkk 4,5 Million Reduction in Share Capital Via Share Cancellation; Amend Articles Accordingly
|
Managemeent
|
For
|
Voted - For
|
9
|
Authorize Share Repurchase Program
|
Managemeent
|
For
|
Voted - For
|
10
|
Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
|
Managemeent
|
For
|
Voted - For
|
1
|
To Receive and Adopt the Trustee's Report, the Manager's Statement, the Audited Financial Statements of Parkway
Life Reit for the Financial Year Ended 31 December 2021 and the Auditors' Report Thereon
|
Managemeent
|
For
|
Voted - For
|
2
|
To Re-appoint KPMG LLP As the Independent Auditor of Parkway Life Reit and Authorise the Manager to Fix the
Auditor's Remuneration
|
Managemeent
|
For
|
Voted - For
|
3
|
To Endorse the Appointment of Mr. Ho Kian Guan As Director
|
Managemeent
|
For
|
Voted - For
|
4
|
To Endorse the Appointment of Mr. Joerg Ayrle As Director
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
To Endorse the Appointment of Mr. Takeshi Saito As Director
|
Managemeent
|
For
|
Voted - For
|
6
|
To Authorise the Manager to Issue Units and to Make Or Grant Convertible Instruments
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Elect Rosa Maria Sanchez-yebra Alonso As Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Elect Mariano Esteban Rodriguez As Director
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Elect Emiliano Calvo Aller As Director
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Elect Sandra Ortega Mera As Director
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Reelect Jose Maria Fernandez Sousa-faro As Director
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Reelect Pedro Fernandez Puentes As Director
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Consolidated and Standalone Financial Statements
|
Managemeent
|
For
|
Voted - For
|
3
|
Approve Non-financial Information Statement
|
Managemeent
|
For
|
Voted - For
|
4
|
Approve Allocation of Income and Dividends
|
Managemeent
|
For
|
Voted - For
|
5
|
Approve Discharge of Board
|
Managemeent
|
For
|
Voted - For
|
6
|
Renew Appointment of PricewaterhouseCoopers As Auditor
|
Managemeent
|
For
|
Voted - For
|
7
|
Fix Number of Directors at 12
|
Managemeent
|
For
|
Voted - For
|
8
|
Amend Article 7 Re: Shares
|
Managemeent
|
For
|
Voted - For
|
9
|
Amend Articles Re: General Meeting, Right to Attendance, List of Attendees, Resolutions and Voting
|
Managemeent
|
For
|
Voted - For
|
10
|
Add New Article 16 Bis Re: Allow Shareholder Meetings to be Held in Virtual-only Format
|
Managemeent
|
For
|
Voted - For
|
11
|
Amend Article 37 Re: Director Remuneration
|
Managemeent
|
For
|
Voted - For
|
12
|
Amend Articles Re: Board Committees
|
Managemeent
|
For
|
Voted - For
|
13
|
Amend Article 44 Re: Fiscal Year and Annual Accounts
|
Managemeent
|
For
|
Voted - For
|
14
|
Amend Article 2 of General Meeting Regulations Re: Competences
|
Managemeent
|
For
|
Voted - For
|
15
|
Amend Articles of General Meeting Regulations Re: Publicity, Information Prior to the Meeting, Right to
Attendance and Representation
|
Managemeent
|
For
|
Voted - For
|
16
|
Amend Article 14 of General Meeting Regulations Re: Voting and Adoption of Resolutions
|
Managemeent
|
For
|
Voted - For
|
17
|
Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-only Format
|
Managemeent
|
For
|
Voted - For
|
18
|
Authorize Increase in Capital Up to 50 Percent Via Issuance of Equity Or Equity-linked Securities, Excluding
Preemptive Rights of Up to 20 Percent
|
Managemeent
|
For
|
Voted - For
|
19
|
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities Up to Eur 200 Million
with Exclusion of Preemptive Rights Up to 20 Percent of Capital
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
20
|
Authorize Share Repurchase and Capital Reduction Via Amortization of Repurchased Shares
|
Managemeent
|
For
|
Voted - For
|
21
|
Approve Bonus Matching Plan
|
Managemeent
|
For
|
Voted - For
|
22
|
Approve Remuneration Policy
|
Managemeent
|
For
|
Voted - For
|
23
|
Advisory Vote on Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
24
|
Authorize Board to Ratify and Execute Approved Resolutions
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Re-elect David Zruia As Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Re-elect Elad Even-chen As Director
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Re-elect Steve Baldwin As Director
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Re-elect Sigalia Heifetz As Director
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Elect Varda Liberman As Director
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Re-elect Jacob Frenkel As Director
|
Managemeent
|
For
|
Voted - For
|
2
|
Reappoint Kesselman & Kesselman As Auditors
|
Managemeent
|
For
|
Voted - For
|
3
|
Authorise Board to Fix Remuneration of Auditors
|
Managemeent
|
For
|
Voted - For
|
4
|
Authorise Issue of Equity Without Pre-emptive Rights
|
Managemeent
|
For
|
Voted - For
|
5
|
Authorise Issue of Equity Without Pre-emptive Rights in Connection with an Acquisition Or Other Capital
Investment
|
Managemeent
|
For
|
Voted - For
|
6
|
Authorise Market Purchase of Ordinary Shares
|
Managemeent
|
For
|
Voted - For
|
7
|
Approve Fees Payable to Anne Grim
|
Managemeent
|
For
|
Voted - For
|
8
|
Approve Fees Payable to Tami Gottlieb
|
Managemeent
|
For
|
Voted - For
|
9
|
Approve Fees Payable to Daniel King
|
Managemeent
|
For
|
Voted - For
|
10
|
Approve Fees Payable to Steve Baldwin
|
Managemeent
|
For
|
Voted - For
|
11
|
Approve Fees Payable to Sigalia Heifetz
|
Managemeent
|
For
|
Voted - For
|
12
|
Approve Fees Payable to Varda Liberman
|
Managemeent
|
For
|
Voted - For
|
13
|
Approve Fees Payable to Jacob Frenkel
|
Managemeent
|
For
|
Voted - For
|
14
|
Approve Additional Allotment of Shares to Jacob Frenkel
|
Managemeent
|
For
|
Voted - For
|
15
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Pierre Beaudoin
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Marcel R. Coutu
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Andre Desmarais
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Director: Paul Desmarais,jr
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Director: Gary A. Doer
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Director: Anthony R. Graham
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Director: Sharon Macleod
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.8
|
Election of Director: Paula B. Madoff
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Director: Isabelle Marcoux
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Director: Christian Noyer
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Director: R. Jeffrey Orr
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Election of Director: T. Timothy Ryan, Jr
|
Managemeent
|
For
|
Voted - For
|
1.13
|
Election of Director: Siim A. Vanaselja
|
Managemeent
|
For
|
Voted - For
|
1.14
|
Election of Director: Elizabeth D. Wilson
|
Managemeent
|
For
|
Voted - For
|
2
|
Appointment of Deloitte LLP As Auditors
|
Managemeent
|
For
|
Voted - For
|
3
|
Non-binding Advisory Resolution on the Corporation's Approach to Executive Compensation
|
Managemeent
|
For
|
Voted - For
|
4
|
Approve an Amendment to the Power Executive Stock Option Plan
|
Managemeent
|
For
|
Voted - For
|
5
|
Please Note That This Resolution is A Shareholder Proposal: It is Proposed That the Board of Directors Evaluate
Ways to Increase Employee Participation in Board Decision-making. It is Suggested That the Findings be Reported at the Next Annual Meeting in 2023
|
Shareholder
|
Against
|
Voted - For
|
6
|
Please Note That This Resolution is A Shareholder Proposal: It is Proposed That the Corporation Publish
Annually, in A Form It Considers Suitable, A Report on the Representation of Women in Its Management, from Entry Level to Top Level, Reporting Directly to the President
|
Shareholder
|
Against
|
Voted - For
|
7
|
Please Note That This Resolution is A Shareholder Proposal: It is Proposed That the Corporation's Language be
French, the Language of Work in Quebec, Including the Language at Annual Meetings. Its Official Status Should be Formally Indicated, in Writing, in the Corporation's Letters
|
Shareholder
|
Against
|
Voted - For
|
8
|
Please Note That This Resolution is A Shareholder Proposal: It is Proposed That the Board of Directors Adopt A
Policy Stating That Any Nominee Who Receives A Greater Number of Votes "withheld" from His Or Her Election Than Votes "for" His Or Her Election by Subordinate Shareholders (a "majority Withhold Vote") be Deemed Not to Have Received the
Support of Shareholders of Power and Must Tender His Or Her Resignation to the Chair of the Board of Directors and the Chair of the Governance and Nomination Committee Promptly, Such Resignation to be Effective Upon Acceptance by the Board of
Directors
|
Shareholder
|
Against
|
Voted - For
|
1
|
Receipt of the 2021 Annual Report
|
Managemeent
|
For
|
Voted - For
|
2
|
Approval of the Director's Remuneration Report: Implementation Report
|
Managemeent
|
For
|
Voted - For
|
3
|
Approval of the Director's Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
To Elect Dominic Barton Bbm As A Director
|
Managemeent
|
For
|
Voted - For
|
5
|
To Elect Peter Cunningham As A Director
|
Managemeent
|
For
|
Voted - For
|
6
|
To Elect Ben Wyatt As A Director
|
Managemeent
|
For
|
Voted - For
|
7
|
To Re-elect Megan Clark Ac As A Director
|
Managemeent
|
For
|
Voted - For
|
8
|
To Re-elect Simon Henry As A Director
|
Managemeent
|
For
|
Voted - For
|
9
|
To Re-elect Sam Laidlaw As A Director
|
Managemeent
|
For
|
Voted - For
|
10
|
To Re-elect Simon Mckeon Ao As A Director
|
Managemeent
|
For
|
Voted - For
|
11
|
To Re-elect Jennifer Nason As A Director
|
Managemeent
|
For
|
Voted - For
|
12
|
To Re-elect Jakob Stausholm As A Director
|
Managemeent
|
For
|
Voted - For
|
13
|
To Re-elect Ngaire Woods Cbe As A Director
|
Managemeent
|
For
|
Voted - For
|
14
|
Appoint KPMG LLP As Auditors
|
Managemeent
|
For
|
Voted - For
|
15
|
Remuneration of Auditors
|
Managemeent
|
For
|
Voted - For
|
16
|
Authority to Make Political Donations
|
Managemeent
|
For
|
Voted - For
|
17
|
Climate Action Plan
|
Managemeent
|
For
|
Voted - For
|
18
|
Renewal of Off-market and On-market Share Buy-back Authorities (special Resolution)
|
Managemeent
|
For
|
Voted - For
|
19
|
Resolution to Hold A Meeting for Fresh Election of Directors (conditional Item). Subject to and Conditional on
at Least 25% of the Votes Validly Cast on Resolution 3 (approval of the Directors' Remuneration Report for the Year Ended 31 December 2021) Being Cast Against the Approval of the Report, (a) to Hold an Extraordinary General Meeting of the
Company (the Spill Meeting) Within 90 Days of the Passing of This Resolution; (b) All the Directors in Office When the Resolution to Make the Directors' Report for the Financial Year Ended 31 December 2021 Was Passed (other Than the Chief
Executive) and Who Remain in Office at the Time of the Spill Meeting, Cease to Hold Office Immediately Before the End of the Spill Meeting; and (c) Resolutions to Appoint Persons to Offices That Will be Vacated Immediately Before the End of
the Spill Meeting are Put to the Vote at the Spill Meeting.
|
Managemeent
|
Against
|
Voted - For
|
1.1
|
Elect Thomas Kufen to the Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Allocation of Income and Dividends of Eur 0.90 Per Share
|
Managemeent
|
For
|
Voted - For
|
3
|
Approve Discharge of Management Board Member Markus Krebber for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
Approve Discharge of Management Board Member Michael Mueller for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
5
|
Approve Discharge of Management Board Member Rolf Schmitz (until April 30, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
6
|
Approve Discharge of Management Board Member Zvezdana Seeger for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
8
|
Approve Discharge of Supervisory Board Member Ralf Sikorski for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
9
|
Approve Discharge of Supervisory Board Member Michael Bochinsky for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
10
|
Approve Discharge of Supervisory Board Member Sandra Bossemeyer for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
11
|
Approve Discharge of Supervisory Board Member Martin Broeker (until September 15, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
12
|
Approve Discharge of Supervisory Board Member Frank Bsirske (until September 15, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
13
|
Approve Discharge of Supervisory Board Member Hans Buenting (from April 28, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
14
|
Approve Discharge of Supervisory Board Member Anja Dubbert (until September 15, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
15
|
Approve Discharge of Supervisory Board Member Matthias Duerbaum for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
16
|
Approve Discharge of Supervisory Board Member Ute Gerbaulet for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
17
|
Approve Discharge of Supervisory Board Member Hans-peter Keitel for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
18
|
Approve Discharge of Supervisory Board Member Monika Kircher for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
19
|
Approve Discharge of Supervisory Board Member Thomas Kufen (from October 18, 2021)for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
20
|
Approve Discharge of Supervisory Board Member Reiner Van Limbeck (from September 15, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
21
|
Approve Discharge of Supervisory Board Member Harald Louis for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
22
|
Approve Discharge of Supervisory Board Member Dagmar Muehlenfeld (until April 28, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
23
|
Approve Discharge of Supervisory Board Member Peter Ottmann (until April 28, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
24
|
Approve Discharge of Supervisory Board Member Dagmar Paasch (from September 15, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
25
|
Approve Discharge of Supervisory Board Member Guenther Schartz (until September 30, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
26
|
Approve Discharge of Supervisory Board Member Erhard Schipporeit for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
27
|
Approve Discharge of Supervisory Board Member Dirk Schumacher (from September 15, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
28
|
Approve Discharge of Supervisory Board Member Wolfgang Schuessel (until April 28, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
29
|
Approve Discharge of Supervisory Board Member Ullrich Sierau for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
30
|
Approve Discharge of Supervisory Board Member Hauke Stars (from April 28, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
31
|
Approve Discharge of Supervisory Board Member Helle Valentin (from April 28, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
32
|
Approve Discharge of Supervisory Board Member Andreas Wagner (from September 15, 2021) for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
33
|
Approve Discharge of Supervisory Board Member Marion Weckes for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
34
|
Approve Discharge of Supervisory Board Member Leonhard Zubrowski (until September 15, 2021) for Fiscal Year
2021
|
Managemeent
|
For
|
Voted - For
|
35
|
Ratify PricewaterhouseCoopers Gmbh As Auditors for Fiscal Year 2022 and for the Review of Interim Financial
Statements for the First Half of Fiscal Year 2022
|
Managemeent
|
For
|
Voted - For
|
36
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
37
|
Please Note That This is A Shareholder Proposal Submitted by Enkraft Impactive Gmbh & Co. Kg: Resolution on
the Accelerated Implementation of the Sustainability Strategy of Rwe Aktiengesellschaft by Preparing A Spin-off Pursuant to Sec. 83 (1) of the German Stock Corporation Act (aktg)
|
Shareholder
|
Against
|
Voted - For
|
1
|
Approve Allocation of Income and Dividends of Eur 0.75 Per Share
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Discharge of Management Board for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
Approve Discharge of Supervisory Board for Fiscal Year 2021
|
Managemeent
|
For
|
Voted - For
|
4
|
Ratify Ernst & Young Gmbh As Auditors for Fiscal Year 2022
|
Managemeent
|
For
|
Voted - For
|
5
|
Approve Creation of Eur 80.8 Million Pool of Authorized Capital with Or Without Exclusion of Pre-emptive Rights
|
Managemeent
|
For
|
Voted - For
|
6
|
Approve Issuance of Warrants/bonds with Warrants Attached/convertible Bonds Without Pre-emptive Rights Up to
Aggregate Nominal Amount of Eur 1 Billion; Approve Creation of Eur 80.8 Million Pool of Capital to Guarantee Conversion Rights
|
Managemeent
|
For
|
Voted - For
|
7
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
8
|
Amend Articles Re: Supervisory Board Term of Office
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio
and Video Transmission
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Re-elect Gerald Corbett As Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Re-elect Mary Barnard As Director
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Re-elect Sue Clayton As Director
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Re-elect Soumen Das As Director
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Re-elect Carol Fairweather As Director
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Re-elect Andy Gulliford As Director
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Re-elect Martin Moore As Director
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Re-elect David Sleath As Director
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Elect Simon Fraser As Director
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Elect Andy Harrison As Director
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Elect Linda Yueh As Director
|
Managemeent
|
For
|
Voted - For
|
2
|
Accept Financial Statements and Statutory Reports
|
Managemeent
|
For
|
Voted - For
|
3
|
Approve Final Dividend
|
Managemeent
|
For
|
Voted - For
|
4
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
5
|
Approve Remuneration Policy
|
Managemeent
|
For
|
Voted - For
|
6
|
Reappoint PricewaterhouseCoopers LLP As Auditors
|
Managemeent
|
For
|
Voted - For
|
7
|
Authorise the Audit Committee to Fix Remuneration of Auditors
|
Managemeent
|
For
|
Voted - For
|
8
|
Authorise UK Political Donations and Expenditure
|
Managemeent
|
For
|
Voted - For
|
9
|
Amend Long Term Incentive Plan
|
Managemeent
|
For
|
Voted - For
|
10
|
Authorise Issue of Equity
|
Managemeent
|
For
|
Voted - For
|
11
|
Authorise Issue of Equity Without Pre-emptive Rights
|
Managemeent
|
For
|
Voted - For
|
12
|
Authorise Issue of Equity Without Pre-emptive Rights in Connection with an Acquisition Or Other Capital
Investment
|
Managemeent
|
For
|
Voted - For
|
13
|
Authorise Market Purchase of Ordinary Shares
|
Managemeent
|
For
|
Voted - For
|
14
|
Authorise the Company to Call General Meeting with Two Weeks' Notice
|
Managemeent
|
For
|
Voted - For
|
1
|
Balance Sheet As at 31 December 2021 of Snam S.p.a.. Consolidated Balance Sheet at 31 December 2021. Reports of
the Board of Directors, of the Board of Internal Auditors and of the External Auditors; Resolutions Related Thereto
|
Managemeent
|
Did Not Vote
|
|
2
|
To Allocate the Profit for the Year and Distribution of the Dividend
|
Managemeent
|
Did Not Vote
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
To Authorize the Purchase and Disposal of Company's Shares, Subject to Revocation of the Authorization Granted
by the Ordinary Shareholders' Meeting of 28 April 2021 for the Part That Remained Unexecuted
|
Managemeent
|
Did Not Vote
|
|
4
|
Rewarding Policy and Emolument Paid Report 2022: First Section: Report on the Remuneration Policy (binding
Resolution)
|
Managemeent
|
Did Not Vote
|
|
5
|
Rewarding Policy and Emolument Paid Report 2022: Second Section: Report on the Fees Paid (non-binding
Resolution)
|
Managemeent
|
Did Not Vote
|
|
6
|
To State the Number of Members of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
7
|
To State the Term of Office of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
8
|
To Appoint the Directors. List Presented by Cdp Reti S.p.a, Representing 31.352 Pct of the Share Capital:
Monica De Virgiliis (president), Stefano Venier, Qinjing Shen, Massimo Bergami, Augusta Iannini,alessandro Tonetti, Francesca Fonzi
|
Shareholder
|
Against
|
Did Not Vote
|
9
|
To Appoint the Directors. List Presented by Institutional Investors, As: Amundi Asset Management Sgr S.p.a.;
Anima Sgr S.p.a.; Bancoposta Fondi S.p.a. Sgr; Epsilon Sgr S.p.a.; Eurizon Capital S.a.; Eurizon Capital Sgr S.p.a; Fidelity Funds - Sustainable Research Enhanced Europe Equity Pool, Fidelity Sustainable Research Enhanced Europe Equity Ucits
Etf, Fidelity Sustainable Research Enhanced Global Equity Ucits Etf; Fideuram Asset Management Ireland; Fideuram Intesa Sanpaolo Private Banking Asset Management Sgr S.p.a.; Generali Investments Luxembourg Sa; Generali Investments Partners
Spa Sgr; Kairos Partners Sgr S.p.a.; Legal & General Assurance (pensions Management) Limited; Mediolanum Gestione Fondi Sgr S.p.a., Representing Together 1.36467 Pct of the Share Capital: Piero Manzoni; Rita Rolli; Laura Cavatorta
|
Shareholder
|
Against
|
Did Not Vote
|
10
|
To Appoint the Members of the Board of Directors' Chairman
|
Managemeent
|
Did Not Vote
|
|
11
|
To State the Remuneration of the Directors
|
Managemeent
|
Did Not Vote
|
|
12
|
To Appoint the Internal Auditors. List Presented by Cdp Reti S.p.a, Representing 31.352 Pct of the Share
Capital: Effective Auditors: Gianfranco Chinellato, Ines Gandini Alternate Auditors: Maria Gimigliano,federico Sambolino
|
Shareholder
|
Against
|
Did Not Vote
|
13
|
To Appoint the Internal Auditors. List Presented by Institutional Investors, As: Amundi Asset Management Sgr
S.p.a.; Anima Sgr S.p.a.; Bancoposta Fondi S.p.a. Sgr; Epsilon Sgr S.p.a.; Eurizon Capital S.a.; Eurizon Capital Sgr S.p.a; Fidelity Funds - Sustainable Research Enhanced Europe Equity Pool, Fidelity Sustainable Research Enhanced Europe
Equity Ucits Etf, Fidelity Sustainable Research Enhanced Global Equity Ucits Etf; Fideuram Asset Management Ireland; Fideuram Intesa Sanpaolo Private Banking Asset Management Sgr S.p.a.; Generali Investments Luxembourg Sa ; Generali
Investments Partners Spa Sgr; Kairos Partners Sgr S.p.a; Legal & General Assurance (pensions Management) Limited; Mediolanum Gestione Fondi Sgr S.p.a., Representing Together 1.36467 Pct of the Share Capital: Effective Auditors: Stefano
Gnocchi Alternate Auditors: Federica Albizzati
|
Shareholder
|
Against
|
Did Not Vote
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
14
|
To Appoint the Internal Auditors' Chairman
|
Managemeent
|
Did Not Vote
|
|
15
|
To State the Remuneration of the Internal Auditors' Chairman and of the Effective Internal Auditors
|
Managemeent
|
Did Not Vote
|
1
|
To Approve the 2021 Balance Sheet and Related Report. Resolutions Related Thereto
|
Managemeent
|
Did Not Vote
|
|
2
|
To Appoint External Auditors for the Financial Years 2022-2030 and to State the Related Emolument Upon Early
Consensual Resolution of the Actual External Auditor
|
Managemeent
|
Did Not Vote
|
|
3
|
To Appoint As Per Art. 2386 of the Italian Civil Code and Art 24.4 (substitution of Directors) of the By-laws,
Three Members of the Board of Directors, of Which One Component of Internal Control Committee
|
Managemeent
|
Did Not Vote
|
|
4
|
Rewarding Policy and Emolument Paid Report: to Approve the First Section of the Report on Rewarding Policy and
Emolument Paid, As Per Art. 123-ter, Item 3, of Legislative Decree 58/1998 and Artt. 41, 59 and 93 of IVass Regulation No. 58/2018
|
Managemeent
|
Did Not Vote
|
|
5
|
Rewarding Policy and Emolument Paid Report: Resolution on the Second Section of the Report on Rewarding Policy
and Emolument Paid, As Per Art. 123-ter, Item 6, of Legislative Decree 58/1998
|
Managemeent
|
Did Not Vote
|
1.1
|
Appoint A Director Sakurada, Kengo
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Appoint A Director Okumura, Mikio
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Appoint A Director Scott Trevor Davis
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Appoint A Director Yanagida, Naoki
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Appoint A Director Endo, Isao
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Appoint A Director Uchiyama, Hideyo
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Appoint A Director Higashi, Kazuhiro
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Appoint A Director Nawa, Takashi
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Appoint A Director Shibata, Misuzu
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.10
|
Appoint A Director Yamada, Meyumi
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Appoint A Director Ito, Kumi
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Appoint A Director Waga, Masayuki
|
Managemeent
|
For
|
Voted - For
|
1.13
|
Appoint A Director Teshima, Toshihiro
|
Managemeent
|
For
|
Voted - For
|
1.14
|
Appoint A Director Kasai, Satoshi
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Appropriation of Surplus
|
Managemeent
|
For
|
Voted - For
|
3
|
Amend Articles To: Amend Business Lines, Approve Minor Revisions Related to Change of Laws and Regulations
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Michael Blank
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: W. Edmund Clark, C.m
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Jeffrey I. Cohen
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Director: Reginald Fils-aime
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Director: Kevin Glass
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Director: Ronnen Harary
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Director: Dina R. Howell
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Director: Christina Miller
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Director: Anton Rabie
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Director: Max Rangel
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Director: Ben Varadi
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Election of Director: Brian Whipple
|
Managemeent
|
For
|
Voted - For
|
1.13
|
Election of Director: Charles Winograd
|
Managemeent
|
For
|
Voted - For
|
2
|
To Pass A Special Resolution to Amend the Articles of the Company to Increase the Maximum Number of Directors
from 12 to 14
|
Managemeent
|
For
|
Voted - For
|
3
|
To Appoint Deloitte LLP As Auditors of the Company for the Ensuing Year and Authorize the Directors of the
Company to Fix Such Auditors' Remuneration
|
Managemeent
|
For
|
Voted - For
|
4
|
Non-binding Advisory Resolution on the Company's Approach to Executive Compensation
|
Managemeent
|
For
|
Voted - For
|
1
|
To Receive the Annual Report 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Approve the Annual Report on Remuneration 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Declare the Final Dividend
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-appoint Deloitte LLP As Auditor of the Company
|
Managemeent
|
For
|
Voted - For
|
5
|
To Authorise the Directors to Determine the Auditor's Remuneration
|
Managemeent
|
For
|
Voted - For
|
6
|
To Re-elect Mr J. Pike As A Director
|
Managemeent
|
For
|
Voted - For
|
7
|
To Re-elect Mr N.j. Anderson As A Director
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
To Re-elect Mr. R.d. Gillingwater As A Director
|
Managemeent
|
For
|
Voted - For
|
9
|
To Re-elect Mr. P. France As A Director
|
Managemeent
|
For
|
Voted - For
|
10
|
To Re-elect Mrs C.a. Johnstone As A Director
|
Managemeent
|
For
|
Voted - For
|
11
|
To Re-elect Miss J.s. Kingston As A Director
|
Managemeent
|
For
|
Voted - For
|
12
|
To Re-elect Mr K. Thompson As A Director
|
Managemeent
|
For
|
Voted - For
|
13
|
To Re-elect Mr. N.b. Patel As A Director
|
Managemeent
|
For
|
Voted - For
|
14
|
To Re-elect Ms A. Archon As A Director
|
Managemeent
|
For
|
Voted - For
|
15
|
To Re-elect Dr O.r. Qiu As A Director
|
Managemeent
|
For
|
Voted - For
|
16
|
To Authorise the Directors to Allot Shares
|
Managemeent
|
For
|
Voted - For
|
17
|
To Authorise the Directors to Approve the Issue of Shares in Lieu of Cash Dividends in Respect of the Period Up
to and Including the Date of the Annual General Meeting to be Held in 2027 Or, If Earlier, 12th May 2027
|
Managemeent
|
For
|
Voted - For
|
18
|
To Disapply Statutory Pre-emption Rights
|
Managemeent
|
For
|
Voted - For
|
19
|
To Authorise the Company to Purchase Its Own Shares
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Reelect Janet Davidson to Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Elect Donatella Sciuto to Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
3
|
Adopt Financial Statements and Statutory Reports
|
Managemeent
|
For
|
Voted - For
|
4
|
Approve Dividends
|
Managemeent
|
For
|
Voted - For
|
5
|
Approve Discharge of Management Board
|
Managemeent
|
For
|
Voted - For
|
6
|
Approve Discharge of Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
7
|
Approve Grant of Unvested Stock Awards to Jean-marc Chery As President and Ceo
|
Managemeent
|
For
|
Voted - For
|
8
|
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
|
Managemeent
|
For
|
Voted - For
|
9
|
Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital and Exclude Pre-emptive Rights
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Trustee: Paul Dykeman
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Trustee: Louis Maroun
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Trustee: Larry Morassutti
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Trustee: Anne Mclellan
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Trustee: Jo-ann Lempert
|
Managemeent
|
For
|
Voted - For
|
2
|
To Appoint PricewaterhouseCoopers LLP, Chartered Professional Accountants, As Auditors of the Reit for the
Ensuing Year and to Authorize the Trustees to Fix Their Remuneration
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
To Adopt an Ordinary Resolution, Authorizing and Approving an Amendment and Restatement of the Deferred Unit
Plan of the Reit, As More Particularly Described in the Accompanying Management Information Circular
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Reelect Rolf Doerig As Director and Board Chair
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Reelect Thomas Buess As Director
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Reelect Adrienne Fumagalli As Director
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Reelect Ueli Dietiker As Director
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Reelect Damir Filipovic As Director
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Reelect Frank Keuper As Director
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Reelect Stefan Loacker As Director
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Reelect Henry Peter As Director
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Reelect Martin Schmid As Director
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Reelect Franziska Sauber As Director
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Reelect Klaus Tschuetscher As Director
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Elect Monika Buetler As Director
|
Managemeent
|
For
|
Voted - For
|
2
|
Accept Financial Statements and Statutory Reports
|
Managemeent
|
For
|
Voted - For
|
3
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
4
|
Approve Allocation of Income and Dividends of Chf 25.00 Per Share
|
Managemeent
|
For
|
Voted - For
|
5
|
Approve Discharge of Board of Directors
|
Managemeent
|
For
|
Voted - For
|
6
|
Approve Fixed Remuneration of Directors in the Amount of Chf 3.2 Million
|
Managemeent
|
For
|
Voted - For
|
7
|
Approve Short-term Variable Remuneration of Executive Committee in the Amount of Chf 4.4 Million
|
Managemeent
|
For
|
Voted - For
|
8
|
Approve Fixed and Long-term Variable Remuneration of Executive Committee in the Amount of Chf 13.8 Million
|
Managemeent
|
For
|
Voted - For
|
9
|
Reappoint Martin Schmid As Member of the Compensation Committee
|
Managemeent
|
For
|
Voted - For
|
10
|
Reappoint Franziska Sauber As Member of the Compensation Committee
|
Managemeent
|
For
|
Voted - For
|
11
|
Reappoint Klaus Tschuetscher As Member of the Compensation Committee
|
Managemeent
|
For
|
Voted - For
|
12
|
Designate Andreas Zuercher As Independent Proxy
|
Managemeent
|
For
|
Voted - For
|
13
|
Ratify PricewaterhouseCoopers Ag As Auditors
|
Managemeent
|
For
|
Voted - For
|
14
|
Approve Chf 70,268 Reduction in Share Capital As Part of the Share Buyback Program Via Cancellation of
Repurchased Shares
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.1
|
Reelect Roland Abt As Director
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Reelect Alain Carrupt As Director
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Reelect Guus Dekkers As Director
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Reelect Frank Esser As Director
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Reelect Barbara Frei As Director
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Reelect Sandra Lathion-zweifel As Director
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Reelect Anna Mossberg As Director
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Reelect Michael Rechsteiner As Director
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Reelect Michael Rechsteiner As Board Chairman
|
Managemeent
|
For
|
Voted - For
|
2
|
Accept Financial Statements and Statutory Reports
|
Managemeent
|
For
|
Voted - For
|
3
|
Approve Remuneration Report (non-binding)
|
Managemeent
|
For
|
Voted - For
|
4
|
Approve Allocation of Income and Dividends of Chf 22 Per Share
|
Managemeent
|
For
|
Voted - For
|
5
|
Approve Discharge of Board and Senior Management
|
Managemeent
|
For
|
Voted - For
|
6
|
Reappoint Roland Abt As Member of the Compensation Committee
|
Managemeent
|
For
|
Voted - For
|
7
|
Reappoint Frank Esser As Member of the Compensation Committee
|
Managemeent
|
For
|
Voted - For
|
8
|
Reappoint Barbara Frei As Member of the Compensation Committee
|
Managemeent
|
For
|
Voted - For
|
9
|
Reappoint Michael Rechsteiner As Member of the Compensation Committee
|
Managemeent
|
For
|
Voted - For
|
10
|
Reappoint Renzo Simoni As Member of the Compensation Committee
|
Managemeent
|
For
|
Voted - For
|
11
|
Approve Remuneration of Directors in the Amount of Chf 2.5 Million
|
Managemeent
|
For
|
Voted - For
|
12
|
Approve Remuneration of Executive Committee in the Amount of Chf 8.7 Million
|
Managemeent
|
For
|
Voted - For
|
13
|
Designate Reber Rechtsanwaelte As Independent Proxy
|
Managemeent
|
For
|
Voted - For
|
14
|
Ratify PricewaterhouseCoopers Ag As Auditors
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Member to the Shareholders' Committee: Arne Gerlyng-hansen, Fyn-odense
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Member to the Shareholders' Committee: Peter S. Sorensen, Horsens
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Member to the Shareholders' Committee: Nicolai Dyhr, Hovedstaden
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Member to the Shareholders' Committee: Svend Erik Kriby, Hovedstaden
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.5
|
Election of Member to the Shareholders' Committee: Janne Moltke-leth, Hovedstaden
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Member to the Shareholders' Committee: Gitte Poulsen, Midtjylland
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Member to the Shareholders' Committee: Richard Fynbo, Nordjylland
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Member to the Shareholders' Committee: Lars Thuro Moller, Sjaelland
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Member to the Shareholders' Committee: Jan Osterskov, Sjaelland
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Member to the Shareholders' Committee: Bente Rasmussen, Sonderborg
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Member to the Shareholders' Committee: Henrik Raunkjaer, Sonderborg
|
Managemeent
|
For
|
Voted - For
|
1.12
|
Election of Member to the Shareholders' Committee: Lasse Meldgaard, Sonderjylland
|
Managemeent
|
For
|
Voted - For
|
1.13
|
Election of Member to the Shareholders' Committee: Hanni Toosbuy Kasprzak, Sonderjylland
|
Managemeent
|
For
|
Voted - For
|
1.14
|
Election of Member to the Shareholders' Committee: Leo Gronvall, Vejle
|
Managemeent
|
For
|
Voted - For
|
1.15
|
Election of Member to the Shareholders' Committee: Lasse Rich Henningsen, Nordjylland
|
Managemeent
|
For
|
Voted - For
|
1.16
|
Election of Member to the Shareholders' Committee: Ellen Trane Norby, Sonderborg
|
Managemeent
|
For
|
Voted - For
|
1.17
|
Election of Member to the Shareholders' Committee: Andreas Kirk, Vestjylland
|
Managemeent
|
For
|
Voted - For
|
1.18
|
Election of Member to the Shareholders' Committee: Peter Vang Christensen, Aarhus
|
Managemeent
|
For
|
Voted - For
|
2
|
Submission of the Audited Annual Report Including the Auditors' Report for Adoption
|
Managemeent
|
For
|
Voted - For
|
3
|
Motion for the Allocation of Profit Or Cover of Loss According to the Adopted Annual Report
|
Managemeent
|
For
|
Voted - For
|
4
|
Advisory Vote on the Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
5
|
Appointment of Auditors: the Board of Directors Proposes the Reappointment of Pwc Statsautoriseret
Revisionspartnerselskab, Cvr No 33771231
|
Managemeent
|
For
|
Voted - For
|
6
|
Motions Submitted by the Board of Directors: to Reduce the Bank's Share Capital by Dkk 12,890,000 to Dkk
583,873,200. the Capital Reduction Will be Effected As A Payment to Shareholders and Will be Implemented by Cancelling 1,289,000 Shares of Dkk 10 Each Purchased During the Bank's Share Buyback Programme Implemented in 2020 and 2021. Payment
Will be at A Premium As the Price is 194.19 for Each Share of A Nominal Value of Dkk 10.00, Corresponding to the Average Repurchase Price During the Share Buyback Programme. A Resolution Will Imply the Following Amendment to Article 2 (1) of
the Articles of Association: "the Share Capital of the Bank is Dkk 583,873,200 Divided Into Shares in Denominations of Dkk 10. the Share Capital is Fully Paid Up
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
Motions Submitted by the Board of Directors: to Amend Article 6 of the Articles of Association: to Insert the
Following As A New Article 6 (2) and (3): Article 6 (2): "the Board of Directors is Authorised to Resolve That General Meetings are Held As Fully Virtual Meetings." Article 6 (3): "the Board of Directors Must Ensure That General Meetings are
Conducted in A Safe Manner. the System Used Must be Set Up in A Manner Meeting the Statutory Requirements for General Meetings, Including Shareholders' Right to Attend, Speak and Vote at General Meetings. the System Used Must Also be Able to
Record in A Reliable Manner the Shareholders Attending the General Meeting, the Capital and Voting Rights Represented by Them As Well As the Outcome of the Voting." As A Consequence the Existing Article 6 (2) is Amended to Article 6 (4)
|
Managemeent
|
For
|
Voted - For
|
8
|
Motions Submitted by the Board of Directors: to Insert A New Agenda Item in Article 8 (2): to Insert A New Item
4: "advisory Vote on the Remuneration Report". As A Consequence the Other Items Will Move
|
Managemeent
|
For
|
Voted - For
|
9
|
Sydbank's Board of Directors is Authorised to Allow the Bank to Acquire Own Shares at A Total Value of Up to
10% of the Bank's Share Capital. the Price Paid for Shares May Not Differ by More Than 10% from the Price Quoted on Nasdaq Copenhagen at the Time of Purchase. the Authorisation is Effective Until the Next Annual General Meeting
|
Managemeent
|
For
|
Voted - For
|
1
|
To Receive and Consider the Audited Statement of Accounts and the Reports of the Directors and the Auditors of
the Company for the Year Ended December 31, 2021
|
Managemeent
|
For
|
Voted - For
|
2
|
To Declare A Final Dividend of Hk1 Dollar Per Share for the Year Ended December 31, 2021
|
Managemeent
|
For
|
Voted - For
|
3
|
To Re-elect Mr. Patrick Kin Wah Chan As Group Executive Director
|
Managemeent
|
For
|
Voted - For
|
4
|
To Re-elect Mr. Camille Jojo As Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
5
|
To Re-elect Mr. Peter David Sullivan As Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
6
|
To Re-elect Mr. Johannes-gerhard Hesse As Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
7
|
To Re-elect Ms. Caroline Christina Kracht As Independent Non-executive Director
|
Managemeent
|
For
|
Voted - For
|
8
|
To Authorise the Directors to Fix Their Remuneration for the Year Ending December 31, 2022
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
To Re-appoint Deloitte Touche Tohmatsu As Auditors of the Company and Authorise the Directors to Fix Their
Remuneration
|
Managemeent
|
For
|
Voted - For
|
10
|
To Grant A General Mandate to the Directors to Allot, Issue and Deal with Additional Shares Not Exceeding 5% of
the Number of Issued Shares of the Company at the Date of the Resolution
|
Managemeent
|
For
|
Voted - For
|
11
|
To Grant A General Mandate to the Directors to Buy Back Shares Not Exceeding 10% of the Number of Issued Shares
of the Company at the Date of the Resolution
|
Managemeent
|
For
|
Voted - For
|
1
|
Approval of the Financial Statements for the 2021 Financial Year
|
Managemeent
|
Did Not Vote
|
|
2
|
Approval of the Consolidated Financial Statements for the 2021 Financial Year
|
Managemeent
|
Did Not Vote
|
|
3
|
Appropriation of Profits for the 2021 Financial Year and Setting the Amount of the Dividend
|
Managemeent
|
Did Not Vote
|
|
4
|
Approval of Regulated Agreements Referred to in Articles L. 225-38 Et Seq. of the French Commercial Code
|
Managemeent
|
Did Not Vote
|
|
5
|
Approval of the Components of Total Remuneration and Benefits of Any Nature Paid in Or Granted for the 2021
Financial Year to Gilles Plisson As Chairman and Chief Executive Officer
|
Managemeent
|
Did Not Vote
|
|
6
|
Approval of the Information Concerning the Remuneration of the Corporate Officers Described Under Article L.
22-10-9 of the French Commercial Code
|
Managemeent
|
Did Not Vote
|
|
7
|
Approval of the Remuneration Policy Applicable for Gilles Plisson, Chairman and Chief Executive Officer
|
Managemeent
|
Did Not Vote
|
|
8
|
Approval of the Remuneration Policy for Directors
|
Managemeent
|
Did Not Vote
|
|
9
|
Reappointment of Gilles Plisson As Director for A Three-year Term
|
Managemeent
|
Did Not Vote
|
|
10
|
Reappointment of Marie Pic-pris Allavena As Director for A Three-year Term
|
Managemeent
|
Did Not Vote
|
|
11
|
Reappointment of Olivier Roussat As Director for A Three-year Term
|
Managemeent
|
Did Not Vote
|
|
12
|
Appointment of Orla Noonan As Director for A Three-year Term
|
Managemeent
|
Did Not Vote
|
|
13
|
Recording of the Appointment of the Directors Representing the Employees for A Two-year-term
|
Managemeent
|
Did Not Vote
|
|
14
|
Reappointment of Ernst Young Audit As Permanent Statutory Auditor for A Term of Six Financial Years
|
Managemeent
|
Did Not Vote
|
|
15
|
Non-reappointment of Auditex As Alternate Auditor
|
Managemeent
|
Did Not Vote
|
|
16
|
Authorisation Granted to the Board of Directors to Transact in the Companys Shares for an 18-month Period,
Subject to A Maximum of 10% of the Share Capital
|
Managemeent
|
Did Not Vote
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
17
|
Authorisation Granted to the Board of Directors to Reduce the Share Capital by Cancelling Treasury Shares, for
an 18-month Period
|
Managemeent
|
Did Not Vote
|
|
18
|
Delegation of Authority Granted to the Board of Directors to Increase the Share Capital, Without Shareholders
Preferential Right of Subscription, in Favour of Employees Or Corporate Officers of the Company Or Affiliated Companies Who are Members of A Company Savings Plan, for A 26-month Period
|
Managemeent
|
Did Not Vote
|
|
19
|
Authorisation Granted to the Board of Directors to Grant Stock Subscription Or Purchase Options to Employees Or
Corporate Officers of the Company Or Affiliated Companies, for A 38-month Period
|
Managemeent
|
Did Not Vote
|
|
20
|
Authorisation Granted to the Board of Directors to Carry Out Awards of Performance Shares, Issued Or That May
be Issued, Without Shareholders Preferential Right of Subscription, in Favour of Employees Or Corporate Officers of the Company Or Affiliated Companies, for A 38-month Period
|
Managemeent
|
Did Not Vote
|
|
21
|
Amendment of Article 7 of the Articles of Association Concerning the Procedures for Declaring the Crossing of
Thresholds
|
Managemeent
|
Did Not Vote
|
|
22
|
Authorisation to Carry Out Formalities
|
Managemeent
|
Did Not Vote
|
1.1
|
Election of Other Member of the Board of Directors: the Board of Directors Proposes Re-election for A One-year
Term of Robert M. Uggla
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Other Member of the Board of Directors: the Board of Directors Proposes Re-election for A One-year
Term of Alastair Maxwell
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Other Member of the Board of Directors: the Board of Directors Proposes Re-election for A One-year
Term of Martin Larsen
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Other Member of the Board of Directors: the Board of Directors Proposes Re-election for A One-year
Term of Kristin H. Holth
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Other Member of the Board of Directors: the Board of Directors Proposes Re-election for A One-year
Term of Ann-christin Andersen
|
Managemeent
|
For
|
Voted - For
|
2
|
The Board of Directors Proposes That the Annual Report for 2021 be Adopted
|
Managemeent
|
For
|
Voted - For
|
3
|
The Board of Directors Proposes That the Result for 2021 is Carried Forward to Next Year. Accordingly, the
Board of Directors Proposes That No Ordinary Dividend is Distributed for the Financial Year 2021
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
The Board of Directors Proposes That the Annual Remuneration Report for 2021 be Adopted
|
Managemeent
|
For
|
Voted - For
|
5
|
The Board of Directors Proposes That the Board of Directors and Executive Management be Granted Discharge of
Liability
|
Managemeent
|
For
|
Voted - For
|
6
|
Approval of Remuneration of the Board of Directors for 2022
|
Managemeent
|
For
|
Voted - For
|
7
|
Election of Chairman of the Board of Directors: the Board of Directors Proposes Re-election for A One-year Term
of Claus V. Hemmingsen As Chairman of the Board of Directors
|
Managemeent
|
For
|
Voted - For
|
8
|
Election of Auditor Election of Auditor: the Board of Directors Proposes Re-election of PricewaterhouseCoopers
Statsautoriseret Revisionspartnerselskab in Accordance with the Audit & Risk Committee's Recommendation. the Audit & Risk Committee Has Not Been Influenced by Third Parties and Has Not Been Subject to Any Agreement with A Third Party,
Which Limits the General Meeting's Election of Certain Auditors Or Audit Companies
|
Managemeent
|
For
|
Voted - For
|
9
|
Proposals from the Board of Directors: Indemnification Scheme
|
Managemeent
|
For
|
Voted - For
|
10
|
Proposals from the Board of Directors: Amendments to the Remuneration Policy
|
Managemeent
|
For
|
Voted - For
|
1
|
Approve Confirmation of Shareholders' Views on Proceeding with the Examination of Strategic Reorganization
|
Shareholder
|
For
|
Voted - For
|
2
|
Shareholder Proposal: Amend Articles of Incorporation
|
Shareholder
|
Against
|
Voted - For
|
3
|
Shareholder Proposal: Approve Re-examination of Strategy Adopted by the Strategic Committee and the Board of
Directors
|
Shareholder
|
Against
|
Voted - For
|
1.1
|
Re-election of the Board of Directors and the Chairman: Jacques Theurillat As Chairman
|
Managemeent
|
Did Not Vote
|
|
1.2
|
Re-election of the Board of Directors and the Chairman: Dr. Romeo Cerutti (vice-chairman)
|
Managemeent
|
Did Not Vote
|
|
1.3
|
Re-election of the Board of Directors and the Chairman: Prof. Hon. Dr. Michel Burnier
|
Managemeent
|
Did Not Vote
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.4
|
Re-election of the Board of Directors and the Chairman: Dr. Alexandre Lebeaut
|
Managemeent
|
Did Not Vote
|
|
1.5
|
Re-election of the Board of Directors and the Chairman: Dr. Sue Mahony
|
Managemeent
|
Did Not Vote
|
|
1.6
|
Re-election of the Board of Directors and the Chairman: Asa Riisberg
|
Managemeent
|
Did Not Vote
|
|
1.7
|
Re-election of the Board of Directors and the Chairman: Kim Stratton
|
Managemeent
|
Did Not Vote
|
|
2
|
Approval of the Annual Report and Financial Statements 2021 of Vifor Pharma Ltd. and the Consolidated Financial
Statements 2021 of the Vifor Pharma Group
|
Managemeent
|
Did Not Vote
|
|
3
|
Discharge of the Board of Directors and the Executive Committee
|
Managemeent
|
Did Not Vote
|
|
4
|
Appropriation of Available Earnings 2021
|
Managemeent
|
Did Not Vote
|
|
5
|
Approval of the Remuneration Report 2021 (consultative Vote)
|
Managemeent
|
Did Not Vote
|
|
6
|
Approval of the Total Remuneration for Business Year 2023: Total Remuneration of the Board of Directors
|
Managemeent
|
Did Not Vote
|
|
7
|
Approval of the Total Remuneration for Business Year 2023: Total Remuneration of the Executive Committee
|
Managemeent
|
Did Not Vote
|
|
8
|
Conditional Election of the Board of Directors and the Chairman: Paul Mckenzie As Chairman
|
Managemeent
|
Did Not Vote
|
|
9
|
Conditional Election of the Board of Directors and the Chairman: Greg Boss
|
Managemeent
|
Did Not Vote
|
|
10
|
Conditional Election of the Board of Directors and the Chairman: John Levy
|
Managemeent
|
Did Not Vote
|
|
11
|
Conditional Election of the Board of Directors and the Chairman: Joy Linton
|
Managemeent
|
Did Not Vote
|
|
12
|
Conditional Election of the Board of Directors and the Chairman: Markus Staempfli
|
Managemeent
|
Did Not Vote
|
|
13
|
Conditional Election of the Board of Directors and the Chairman: Elizabeth Walker
|
Managemeent
|
Did Not Vote
|
|
14
|
Re-election to the Remuneration Committee: Dr. Sue Mahony
|
Managemeent
|
Did Not Vote
|
|
15
|
Re-election to the Remuneration Committee: Prof. Hon. Dr. Michel Burnier
|
Managemeent
|
Did Not Vote
|
|
16
|
Re-election to the Remuneration Committee: Dr. Romeo Cerutti
|
Managemeent
|
Did Not Vote
|
|
17
|
Conditional Election to the Remuneration Committee: Greg Boss
|
Managemeent
|
Did Not Vote
|
|
18
|
Conditional Election to the Remuneration Committee: Joy Linton
|
Managemeent
|
Did Not Vote
|
|
19
|
Conditional Election to the Remuneration Committee: Elizabeth Walker
|
Managemeent
|
Did Not Vote
|
|
20
|
Re-election of the Independent Proxy Holder Walder Wyss Ltd
|
Managemeent
|
Did Not Vote
|
|
21
|
Re-election of the Auditors Ernst and Young Ltd
|
Managemeent
|
Did Not Vote
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.1
|
Election of Director: Henry H. (hank) Ketcham
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Reid E. Carter
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Raymond Ferris
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Director: John N. Floren
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Director: Ellis Ketcham Johnson
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Director: Brian G. Kenning
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Director: Marian Lawson
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Director: Colleen M. Mcmorrow
|
Managemeent
|
For
|
Voted - For
|
1.9
|
Election of Director: Robert L. Phillips
|
Managemeent
|
For
|
Voted - For
|
1.10
|
Election of Director: Janice G. Rennie
|
Managemeent
|
For
|
Voted - For
|
1.11
|
Election of Director: Gillian D. Winckler
|
Managemeent
|
For
|
Voted - For
|
2
|
To Set the Number of Directors at 11
|
Managemeent
|
For
|
Voted - For
|
3
|
To Appoint PricewaterhouseCoopers LLP, As the Auditor of the Company for the Ensuing Year and to Authorize the
Directors to Fix the Auditor's Remuneration
|
Managemeent
|
For
|
Voted - For
|
4
|
To Pass the Special Resolution to Amend the Corporate Articles of the Company to Increase the Quorum
Requirements and to Provide for Additional Methods for Delivery of Notices, All As More Particularly Described Under "amendment of the Corporate Articles" in the Accompanying Information Circular
|
Managemeent
|
For
|
Voted - For
|
5
|
To Pass the Ordinary Resolution to Ratify, Confirm and Approve Adoption by the Board of Directors of the
Company's U.S. Employee Stock Purchase Plan for the Purposes of Internal Revenue Code Section423, As More Particularly Described Under "approval of the U.S. Employee Stock Purchase Plan" in the Accompanying Information Circular
|
Managemeent
|
For
|
Voted - For
|
6
|
To Pass the Ordinary Resolution Being the Advisory Resolution to Approve the Company's Approach to Compensation
Paid by the Company to Directors and Named Executive Officers, As More Particularly Described Under "advisory Resolution on the Company's Approach to Executive Compensation (say on Pay)" in the Accompanying Information Circular
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Elect Heleen Kersten to Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
2
|
Approve Remuneration Report
|
Managemeent
|
For
|
Voted - For
|
3
|
Adopt Financial Statements and Statutory Reports
|
Managemeent
|
For
|
Voted - For
|
Rayliant Quantitative Developed Market Equity ETF
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Approve Dividends of Eur 1.57 Per Share
|
Managemeent
|
For
|
Voted - For
|
5
|
Approve Discharge of Management Board
|
Managemeent
|
For
|
Voted - For
|
6
|
Approve Discharge of Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
7
|
Amend Remuneration Policy of Supervisory Board
|
Managemeent
|
For
|
Voted - For
|
8
|
Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital
|
Managemeent
|
For
|
Voted - For
|
9
|
Authorize Board to Exclude Preemptive Rights from Share Issuances
|
Managemeent
|
For
|
Voted - For
|
10
|
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
|
Managemeent
|
For
|
Voted - For
|
11
|
Approve Cancellation of Shares
|
Managemeent
|
For
|
Voted - For
|
12
|
Reappoint Auditors
|
Managemeent
|
For
|
Voted - For
|
1.1
|
Election of Director: Louis-philippe Carriere
|
Managemeent
|
For
|
Voted - For
|
1.2
|
Election of Director: Christopher Cole
|
Managemeent
|
For
|
Voted - For
|
1.3
|
Election of Director: Alexandre L Heureux
|
Managemeent
|
For
|
Voted - For
|
1.4
|
Election of Director: Birgit Norgaard
|
Managemeent
|
For
|
Voted - For
|
1.5
|
Election of Director: Suzanne Rancourt
|
Managemeent
|
For
|
Voted - For
|
1.6
|
Election of Director: Paul Raymond
|
Managemeent
|
For
|
Voted - For
|
1.7
|
Election of Director: Pierre Shoiry
|
Managemeent
|
For
|
Voted - For
|
1.8
|
Election of Director: Linda Smith-galipeau
|
Managemeent
|
For
|
Voted - For
|
2
|
To Appoint PricewaterhouseCoopers LLP As Auditor of the Corporation
|
Managemeent
|
For
|
Voted - For
|
3
|
Approach to Executive Compensation
|
Managemeent
|
For
|
Voted - For
|