Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
6
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
7
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
8
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - For
|
9
|
Change in Company Name
|
Management
|
For
|
Voted - For
|
10
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
11
|
Adoption of New Articles
|
Management
|
For
|
Voted - For
|
12
|
Elect Orasa Livasiri
|
Management
|
For
|
Voted - Against
|
13
|
Elect WONG Hon Yee
|
Management
|
For
|
Voted - Against
|
14
|
Elect Eric TANG Koon Hung
|
Management
|
For
|
Voted - Against
|
15
|
Elect Paulus A. H. Verhagen
|
Management
|
For
|
Voted - Against
|
16
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Directors' Report
|
Management
|
For
|
Voted - For
|
3
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
4
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
1
|
2021 Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
2021 Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Amendments to Procedural Rules for Acquisition and Disposal of Assets
|
Management
|
For
|
Voted - For
|
4
|
Amendments to Articles [Bundled]
|
Management
|
For
|
Voted - For
|
5
|
Amendments to Procedural Rules for Shareholder Meetings
|
Management
|
For
|
Voted - For
|
6
|
Amendments to Procedural Rules for Endorsements and Guarantees
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
By-elect LIN Chien-Cheng as Independent Director
|
Management
|
For
|
Voted - For
|
8
|
Non-compete Restrictions for Director
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Re-elect LIU Liange
|
Management
|
For
|
Voted - Against
|
6
|
Elect LIU Jin
|
Management
|
For
|
Voted - Against
|
7
|
Elect Anita FUNG Yuen Mei
|
Management
|
For
|
Voted - For
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
9
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
10
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
11
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Elect Zia Mody
|
Management
|
For
|
Voted - Against
|
4
|
Elect May TAN Siew Boi
|
Management
|
For
|
Voted - For
|
5
|
Elect Philip Lawrence KADOORIE
|
Management
|
For
|
Voted - Against
|
6
|
Elect Roderick Ian EDDINGTON
|
Management
|
For
|
Voted - Against
|
7
|
Elect William Elkin MOCATTA
|
Management
|
For
|
Voted - Against
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
9
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
11
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
12
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Directors' Report
|
Management
|
For
|
Voted - For
|
3
|
Auditor's Report
|
Management
|
For
|
Voted - For
|
4
|
Financial Statements
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
Ratification of Board Acts
|
Management
|
For
|
Voted - For
|
8
|
Ratification of Board Acts (Emaar Malls)
|
Management
|
For
|
Voted - For
|
9
|
Ratification of Auditor's Acts
|
Management
|
For
|
Voted - For
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
11
|
Board Transactions
|
Management
|
For
|
Voted - For
|
12
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
13
|
Charitable Donations
|
Management
|
For
|
Voted - For
|
14
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
15
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
16
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Report of the Audit, Corporate Governance and Nominating Committees
|
Management
|
For
|
Voted - For
|
2
|
Report of the Board (Technical Committee)
|
Management
|
For
|
Voted - For
|
3
|
Report of the Trust Manager; Opinion of the Board (Technical Committee)
|
Management
|
For
|
Voted - For
|
4
|
Report of the Board (Technical Committee) on Activities and Operations
|
Management
|
For
|
Voted - For
|
5
|
Financial Statements; Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Elect Ignacio Trigueros Legarreta
|
Management
|
For
|
Voted - Against
|
7
|
Elect Antonio Hugo Franck Cabrera
|
Management
|
For
|
Voted - Against
|
8
|
Elect Rub?n Goldberg Javkin
|
Management
|
For
|
Voted - Against
|
9
|
Elect Herminio A. Blanco Mendoza
|
Management
|
For
|
Voted - Against
|
10
|
Elect Alberto Felipe Mul?s Alonso
|
Management
|
For
|
Voted - Against
|
11
|
Directors' Fees
|
Management
|
For
|
Voted - Abstain
|
12
|
Presentation of Report on Ratification of Non-Independent Board Members
|
Management
|
For
|
Voted - For
|
13
|
Election of Meeting Delegates
|
Management
|
For
|
Voted - For
|
14
|
Minutes
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Elect GUO Guangchang
|
Management
|
For
|
Voted - Against
|
6
|
Elect CHEN Qiyu
|
Management
|
For
|
Voted - Against
|
7
|
Elect QIN Xuetang
|
Management
|
For
|
Voted - Against
|
8
|
Elect GONG Ping
|
Management
|
For
|
Voted - Against
|
9
|
Elect HUANG Zhen
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
10
|
Elect ZHANG Huaqiao
|
Management
|
For
|
Voted - Against
|
11
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
12
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
13
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
14
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
15
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
16
|
Authority to Grant Options and Shares under the Share Option Scheme
|
Management
|
For
|
Voted - Against
|
17
|
Grant Shares under Share Award Scheme
|
Management
|
For
|
Voted - Against
|
18
|
Grant Shares to GUO Guangchang
|
Management
|
For
|
Voted - Against
|
19
|
Grant Shares to WANG Qunbin
|
Management
|
For
|
Voted - Against
|
20
|
Grant Shares to CHEN Qiyu
|
Management
|
For
|
Voted - Against
|
21
|
Grant Shares to XU Xiaoliang
|
Management
|
For
|
Voted - Against
|
22
|
Grant Shares to QIN Xuetang
|
Management
|
For
|
Voted - Against
|
23
|
Grant Shares to GONG Ping
|
Management
|
For
|
Voted - Against
|
24
|
Grant Shares to HUANG Zhen
|
Management
|
For
|
Voted - Against
|
25
|
Grant Shares to ZHUANG Yuemin
|
Management
|
For
|
Voted - Against
|
26
|
Grant Shares to YU Qingfei
|
Management
|
For
|
Voted - Against
|
27
|
Grant Shares to ZHANG Shengman
|
Management
|
For
|
Voted - Against
|
28
|
Grant Shares to ZHANG Huaqiao
|
Management
|
For
|
Voted - Against
|
29
|
Grant Shares to David ZHANG T.
|
Management
|
For
|
Voted - Against
|
30
|
Grant Shares to LEE Kai-Fu
|
Management
|
For
|
Voted - Against
|
31
|
Grant Shares to Katherine TSANG King Suen
|
Management
|
For
|
Voted - Against
|
32
|
Grant Shares to PAN Donghui
|
Management
|
For
|
Voted - Against
|
33
|
Grant Shares to YAO Fang
|
Management
|
For
|
Voted - Against
|
34
|
Grant Shares to ZHANG Houlin
|
Management
|
For
|
Voted - Against
|
35
|
Grant Shares to LI Tao
|
Management
|
For
|
Voted - Against
|
36
|
Grant Shares to WANG Jiping
|
Management
|
For
|
Voted - Against
|
37
|
Grant Shares to JIN Hualong
|
Management
|
For
|
Voted - Against
|
38
|
Grant Shares to QIAN Jiannong
|
Management
|
For
|
Voted - Against
|
39
|
Grant Shares to QIAN Shunjiang
|
Management
|
For
|
Voted - Against
|
40
|
Grant Shares to Jorge Magalhaes Correia
|
Management
|
For
|
Voted - Against
|
41
|
Grant Shares to HUANG Yixin
|
Management
|
For
|
Voted - Against
|
42
|
Grant Shares to SHI Kun
|
Management
|
For
|
Voted - Against
|
43
|
Grant Shares to ZHANG Liangsen
|
Management
|
For
|
Voted - Against
|
44
|
Grant Shares to GAO Min
|
Management
|
For
|
Voted - Against
|
45
|
Grant Shares to WANG Kexin
|
Management
|
For
|
Voted - Against
|
46
|
Grant Shares to HAO Yuming
|
Management
|
For
|
Voted - Against
|
47
|
Grant Shares to GUAN Xiaohui
|
Management
|
For
|
Voted - Against
|
48
|
Grant Shares to PENG Yulong
|
Management
|
For
|
Voted - Against
|
49
|
Grant Shares to WEI Junfeng
|
Management
|
For
|
Voted - Against
|
50
|
Grant Shares to Other Persons
|
Management
|
For
|
Voted - Against
|
51
|
Board Authorization
|
Management
|
For
|
Voted - Against
|
52
|
Adoption of Subsidiary Share Option Scheme (The Fosun Health Share Option Scheme)
|
Management
|
For
|
Voted - For
|
53
|
Adoption of Subsidiary Share Option Scheme (The Lovelink Share Option Scheme)
|
Management
|
For
|
Voted - Against
|
54
|
Grant Options to WU Linguang
|
Management
|
For
|
Voted - Against
|
55
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
3
|
Elect Maria Cristina Bitar
|
Management
|
For
|
Voted - For
|
4
|
Elect Jacqueline McGill
|
Management
|
For
|
Voted - For
|
5
|
Re-elect Paul A. Schmidt
|
Management
|
For
|
Voted - For
|
6
|
Re-elect Alhassan Andani
|
Management
|
For
|
Voted - For
|
7
|
Re-elect Peter J. Bacchus
|
Management
|
For
|
Voted - For
|
8
|
Elect Audit Committee Member (Philisiwe Sibiya)
|
Management
|
For
|
Voted - For
|
9
|
Elect Audit Committee Member (Alhassan Andani)
|
Management
|
For
|
Voted - For
|
10
|
Elect Audit Committee Member (Peter J. Bacchus)
|
Management
|
For
|
Voted - For
|
11
|
General Authority to Issue Shares
|
Management
|
For
|
Voted - For
|
12
|
APPROVE REMUNERATION POLICY
|
Management
|
For
|
Voted - For
|
13
|
APPROVE REMUNERATION IMPLEMENTATION REPORT
|
Management
|
For
|
Voted - For
|
14
|
Authority to Issue Shares for Cash
|
Management
|
For
|
Voted - For
|
15
|
Approve NEDs' Fees
|
Management
|
For
|
Voted - For
|
16
|
Approve NEDs' Fees (Board Chair)
|
Management
|
For
|
Voted - For
|
17
|
Approve NEDs' Fees (Lead Independent Director)
|
Management
|
For
|
Voted - For
|
18
|
Approve NEDs' Fees (Audit Committee Chair)
|
Management
|
For
|
Voted - For
|
19
|
Approve NEDs' Fees (Other Committees Chairs)
|
Management
|
For
|
Voted - For
|
20
|
Approve NEDs' Fees (Board Member)
|
Management
|
For
|
Voted - For
|
21
|
Approve NEDs' Fees (Audit Committee Member)
|
Management
|
For
|
Voted - For
|
22
|
Approve NEDs' Fees (Other Committees Members)
|
Management
|
For
|
Voted - For
|
23
|
Approve NEDs' Fees (Ad-Hoc Committee Chair)
|
Management
|
For
|
Voted - For
|
24
|
Approve NEDs' Fees (Ad-Hoc Committee Member)
|
Management
|
For
|
Voted - For
|
25
|
Approve Financial Assistance (Sections 44 & 45)
|
Management
|
For
|
Voted - For
|
26
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Interim Dividends
|
Management
|
For
|
Voted - For
|
3
|
Set Dividend Payment Date
|
Management
|
For
|
Voted - For
|
4
|
Election of Meeting Delegates
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
TO CONSIDER AND APPROVE 2021 FINANCIAL STATEMENTS
|
Management
|
For
|
Voted - For
|
4
|
TO CONSIDER AND APPROVE 2021 ANNUAL REPORT AND ANNUAL REPORT SUMMARY
|
Management
|
For
|
Voted - For
|
5
|
TO CONSIDER AND APPROVE 2021 REPORT ON THE WORK OF THE BOARD OF DIRECTORS
|
Management
|
For
|
Voted - For
|
6
|
TO CONSIDER AND APPROVE 2021 REPORT ON THE WORK OF THE BOARD OF SUPERVISORS
|
Management
|
For
|
Voted - For
|
7
|
TO CONSIDER AND APPROVE 2021 AUDIT REPORT ON INTERNAL CONTROL
|
Management
|
For
|
Voted - For
|
8
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
9
|
to Consider and Approve Resolution on the Re-appointment of PRC Accounting Standards Auditors
|
Management
|
For
|
Voted - For
|
10
|
to Consider and Approve Resolution on the Re-appointment of International Accounting Standards Auditors
|
Management
|
For
|
Voted - For
|
11
|
TO CONSIDER AND APPROVE RESOLUTION ON THE ANTICIPATED PROVISION OF GUARANTEES FOR ITS SUBSIDIARIES IN 2022
|
Management
|
For
|
Voted - For
|
12
|
to Consider and Approve Resolution on the Conduct of Foreign Exchange Fund Derivatives Business
|
Management
|
For
|
Voted - For
|
13
|
to Consider and Approve Resolution on the Proposed Registration and Issuance of Debt Financing Instruments
|
Management
|
For
|
Voted - For
|
14
|
to Consider and Approve Resolution on the Adjustment of Allowances of Directors
|
Management
|
For
|
Voted - For
|
15
|
Consider and Approve Resolution on the General Meeting to Grant a General Mandate to the Board of Directors on Additional Issuance of A Shares of the Company
|
Management
|
For
|
Voted - For
|
16
|
Consider and Approve Resolution on the General Meeting to Grant a General Mandate to the Board of Directors on Additional Issuance of H Shares of the Company
|
Management
|
For
|
Voted - For
|
17
|
Consider and Approve Resolution on the General Meeting to Grant a General Mandate to the Board of Directors on Additional Issuance of D Shares of the Company
|
Management
|
For
|
Voted - For
|
18
|
Consider and Approve Resolution on the General Meeting to Grant a General Mandate to Board of Directors to Decide to Repurchase Not More Than 10% of the
Total Number of H Shares of the Company in Issue
|
Management
|
For
|
Voted - For
|
19
|
Consider and Approve Resolution on the General Meeting to Grant a General Mandate to Board of Directors to Decide to Repurchase Not More Than 10% of the
Total Number of D Shares of the Company in Issue
|
Management
|
For
|
Voted - For
|
20
|
Proposal on Renewing the Framework Agreement on Product and Material Procurement Between the Company and Haier Group
|
Management
|
For
|
Voted - For
|
21
|
Proposal on Renewing the Service Procurement Framework Agreement Between the Company and Haier Group
|
Management
|
For
|
Voted - For
|
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
22
|
Proposal on 2022 a Share Stock Option Incentive Plan Draft and Its Summary of the Company
|
Management
|
For
|
Voted - For
|
23
|
The Appraisal Management Policy of 2022 a Share Stock Option Incentive Plan
|
Management
|
For
|
Voted - For
|
24
|
Proposal to Request the General Meeting of Shareholders to Fully Authorize the Board of Directors and the Persons Authorize by Board of Directors to Handle
Matters in Relation to 2022 a Share Stock Option Incentive Plan
|
Management
|
For
|
Voted - For
|
25
|
to Consider and Approve Resolution on Amendments to the Articles of Association of the Company
|
Management
|
For
|
Voted - For
|
26
|
to Consider and Approve Resolution on Amendments to the Rules of Procedure for the General Meeting
|
Management
|
For
|
Voted - For
|
27
|
to Consider and Approve Resolution on Amendments to the Rules of Procedure for the Board of Directors
|
Management
|
For
|
Voted - For
|
28
|
to Consider and Approve Resolution on Amendments to the Rules of Procedure for the Board of Supervisors
|
Management
|
For
|
Voted - For
|
29
|
TO CONSIDER AND APPROVE RESOLUTION ON AMENDMENTS TO THE INVESTMENT MANAGEMENT SYSTEM
|
Management
|
For
|
Voted - For
|
30
|
to Consider and Approve Resolution on Amendments to Regulations on the Management of Fund Raising
|
Management
|
For
|
Voted - For
|
31
|
to Consider and Approve Resolution on Amendments to Fair Decision-making System for Related Party Transactions
|
Management
|
For
|
Voted - For
|
32
|
to Consider and Approve Resolution on Amendments to Independent Directors System
|
Management
|
For
|
Voted - For
|
33
|
to Consider and Approve Resolution on Amendments to Management System of External Guarantee
|
Management
|
For
|
Voted - For
|
34
|
to Consider and Approve Resolution on Amendments to Management System of Foreign Exchange Derivative Trading Business
|
Management
|
For
|
Voted - For
|
35
|
to Consider and Approve Resolution on Amendments to Management System of Entrusted Wealth Management
|
Management
|
For
|
Voted - For
|
36
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
37
|
Elect LI Huagang
|
Management
|
For
|
Voted - Against
|
38
|
Elect SHAO Xinzhi
|
Management
|
For
|
Voted - Against
|
39
|
Elect GONG Wei
|
Management
|
For
|
Voted - Against
|
40
|
Elect YU Handu
|
Management
|
For
|
Voted - Against
|
41
|
Elect LI Jinfen
|
Management
|
For
|
Voted - Against
|
42
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
43
|
Elect QIAN Daqun
|
Management
|
For
|
Voted - For
|
44
|
Elect WANG Keqin
|
Management
|
For
|
Voted - For
|
45
|
Elect LI Shipeng
|
Management
|
For
|
Voted - For
|
46
|
Elect WU Qi
|
Management
|
For
|
Voted - For
|
47
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
48
|
Elect LIU Dalin
|
Management
|
For
|
Voted - For
|
49
|
Elect MA Yingjie
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Board Authorization to Decide on the Repurchase of Not More Than 10% of the Total Number of Issued H Shares of the Company
|
Management
|
For
|
Voted - For
|
4
|
Board Authorization to Decide on the Repurchase of Up to 10% of the Total Number of Issued D Shares of the Company
|
Management
|
For
|
Voted - Against
|
5
|
2022 A-share Stock Option Incentive Plan (draft) and Its Summary
|
Management
|
For
|
Voted - For
|
6
|
Appraisal Management Measures for 2022 A-share Stock Option Incentive Plan
|
Management
|
For
|
Voted - For
|
7
|
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding 2022 A-share Stock Option Incentive Plan
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Final Dividend
|
Management
|
For
|
Voted - For
|
3
|
Elect Craig Beattie
|
Management
|
For
|
Voted - Against
|
4
|
Elect Adam P.C. Keswick
|
Management
|
For
|
Voted - Against
|
5
|
Elect Lincoln LEONG Kwok Kuen
|
Management
|
For
|
Voted - For
|
6
|
Elect Anthony Nightingale
|
Management
|
For
|
Voted - Against
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
8
|
Directors' Remuneration Cap
|
Management
|
For
|
Voted - For
|
9
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Directors' Report
|
Management
|
For
|
Voted - For
|
3
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
4
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
2022 Fixed Asset Investment Budget
|
Management
|
For
|
Voted - For
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
8
|
Elect CHEN Siqing as Executive Director
|
Management
|
For
|
Voted - Against
|
9
|
Elect Norman CHAN Tak Lam as Independent Director
|
Management
|
For
|
Voted - For
|
10
|
Elect Fred Zuliu HU as Independent Director
|
Management
|
For
|
Voted - For
|
11
|
Elect LIU Lanbiao as Supervisor
|
Management
|
For
|
Voted - For
|
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
12
|
Amendments to Articles
|
Management
|
For
|
Voted - Against
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Capital Expenditure Budget
|
Management
|
For
|
Voted - For
|
5
|
Ratify Co-option and Elect Marina Freitas Gon?alves de Ara?jo Grossi
|
Management
|
For
|
Voted - For
|
6
|
Supervisory Council Board Size
|
Management
|
For
|
Voted - For
|
7
|
Elect Francesco Gaudio
|
Management
|
For
|
Voted - For
|
8
|
Elect Eduardo Vald?s Sanchez
|
Management
|
For
|
Voted - For
|
9
|
Elect Jo?o Guilherme Lamenza
|
Management
|
For
|
Voted - For
|
10
|
Elect Marcos Tadeu de Siqueira
|
Management
|
For
|
Voted - For
|
11
|
Remuneration Policy
|
Management
|
For
|
Voted - Against
|
12
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
2021 Annual Report
|
Management
|
For
|
Voted - For
|
2
|
Directors' Report
|
Management
|
For
|
Voted - For
|
3
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
4
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
7
|
Financial Services Agreement with Shanghai Shangshi Finance Co., Ltd.
|
Management
|
For
|
Voted - Against
|
8
|
Authority to Give Guarantees
|
Management
|
For
|
Voted - For
|
9
|
Amendments to Administrative Measures for Funds Raised by the Company
|
Management
|
For
|
Voted - For
|
10
|
Authority to Issue Debt Financing Products
|
Management
|
For
|
Voted - For
|
11
|
Satisfaction of the Conditions for Issuing Corporate Bonds
|
Management
|
For
|
Voted - For
|
12
|
Par Value, Issue Price and Issuing Scale
|
Management
|
For
|
Voted - For
|
13
|
Interest Rate and its Determining Method
|
Management
|
For
|
Voted - For
|
14
|
Bond Type and Duration
|
Management
|
For
|
Voted - For
|
15
|
Method of Repayment of Principal and Interest
|
Management
|
For
|
Voted - For
|
16
|
Issuing Method
|
Management
|
For
|
Voted - For
|
17
|
Issuing Targets and Arrangements for Placement to Shareholders
|
Management
|
For
|
Voted - For
|
18
|
Use of Proceeds
|
Management
|
For
|
Voted - For
|
19
|
Guarantee
|
Management
|
For
|
Voted - For
|
20
|
Repayment Guarantee Measures
|
Management
|
For
|
Voted - For
|
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
21
|
Underwriting Method
|
Management
|
For
|
Voted - For
|
22
|
Listing Arrangement
|
Management
|
For
|
Voted - For
|
23
|
Valid Period of the Resolution
|
Management
|
For
|
Voted - For
|
24
|
Authorization to the Executive Committee of the Board
|
Management
|
For
|
Voted - For
|
25
|
Authority to Issue A Shares and/or H Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
26
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
27
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Ratification of Appointment of Appraiser
|
Management
|
For
|
Voted - For
|
3
|
Valuation Report
|
Management
|
For
|
Voted - For
|
4
|
Ratify Acquisition (Cozani RJ Infraestrutura e Redes de Telecomunicacoes S.A.)
|
Management
|
For
|
Voted - For
|
5
|
Ratification of Co-Option of Directors
|
Management
|
For
|
Voted - For
|
6
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Final Dividend
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Special Dividend
|
Management
|
For
|
Voted - For
|
6
|
Elect Yuko TAKAHASHI and Approve Fees
|
Management
|
For
|
Voted - Against
|
7
|
Elect TSENG Chien and Approve Fees
|
Management
|
For
|
Voted - Against
|
8
|
Elect HSU Shin Chun and Approve Fees
|
Management
|
For
|
Voted - Against
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
11
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
12
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Tingzheng Supply Agreement
|
Management
|
For
|
Voted - For
|
4
|
Marine Vision Supply Agreement
|
Management
|
For
|
Voted - For
|
5
|
Ting Tong Logistics Agreement
|
Management
|
For
|
Voted - For
|
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Elect GUO Lijun
|
Management
|
For
|
Voted - Against
|
5
|
Elect WAN Hongwei
|
Management
|
For
|
Voted - Against
|
6
|
Elect Charles Shane SMITH
|
Management
|
For
|
Voted - Against
|
7
|
Elect JIAO Shuge
|
Management
|
For
|
Voted - Against
|
8
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
10
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
11
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
13
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Appointment of Joint Auditor (KPMG)
|
Management
|
For
|
Voted - For
|
2
|
Appointment of Joint Auditor (PwC)
|
Management
|
For
|
Voted - For
|
3
|
Re-elect Rose Keanly
|
Management
|
For
|
Voted - For
|
4
|
Re-elect Swithin Munyantwali
|
Management
|
For
|
Voted - For
|
5
|
Re-elect Ihron Rensburg
|
Management
|
For
|
Voted - For
|
6
|
Re-elect Fulvio Tonelli
|
Management
|
For
|
Voted - For
|
7
|
Re-elect René van Wyk
|
Management
|
For
|
Voted - Against
|
8
|
Elect John Cummins
|
Management
|
For
|
Voted - For
|
9
|
Elect Sello Moloko
|
Management
|
For
|
Voted - Against
|
10
|
Elect Arrie Rautenbach
|
Management
|
For
|
Voted - For
|
11
|
Elect Audit and Compliance Committee Member (Alex Darko)
|
Management
|
For
|
Voted - For
|
12
|
Elect Audit and Compliance Committee Member (Daisy Naidoo)
|
Management
|
For
|
Voted - For
|
13
|
Elect Audit and Compliance Committee Member (Tasneem Abdool-Samad)
|
Management
|
For
|
Voted - For
|
14
|
Elect Audit and Compliance Committee Member (Swithin Munyantwali)
|
Management
|
For
|
Voted - For
|
15
|
Elect Audit and Compliance Committee Member (René van Wyk)
|
Management
|
For
|
Voted - Against
|
16
|
General Authority to Issue Shares
|
Management
|
For
|
Voted - For
|
17
|
Approve Remuneration Policy
|
Management
|
For
|
Voted - For
|
18
|
Approve Remuneration Implementation Report
|
Management
|
For
|
Voted - For
|
19
|
Approve NEDs' Fees
|
Management
|
For
|
Voted - For
|
20
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
21
|
Approve Financial Assistance
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
6
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
7
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
8
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - For
|
9
|
Change in Company Name
|
Management
|
For
|
Voted - For
|
10
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
11
|
Adoption of New Articles
|
Management
|
For
|
Voted - For
|
12
|
Elect Orasa Livasiri
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
13
|
Elect WONG Hon Yee
|
Management
|
For
|
Voted - Against
|
14
|
Elect Eric TANG Koon Hung
|
Management
|
For
|
Voted - Against
|
15
|
Elect Paulus A. H. Verhagen
|
Management
|
For
|
Voted - Against
|
16
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Election of Directors and/or Commissioners; Approval of Remuneration
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
CALL TO ORDER
|
Management
|
For
|
Voted - For
|
3
|
Proof of Notice and Determination of Quorum
|
Management
|
For
|
Voted - For
|
4
|
Meeting Minutes
|
Management
|
For
|
Voted - For
|
5
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
6
|
Ratification of Board Acts
|
Management
|
For
|
Voted - For
|
7
|
Elect Fernando Zobel de Ayala
|
Management
|
For
|
Voted - Against
|
8
|
Elect Jaime Augusto Zobel de Ayala
|
Management
|
For
|
Voted - Against
|
9
|
Elect Bernard Vincent O. Dy
|
Management
|
For
|
Voted - Against
|
10
|
Elect Antonino T. Aquino
|
Management
|
For
|
Voted - Against
|
11
|
Elect Arturo G. Corpuz
|
Management
|
For
|
Voted - Against
|
12
|
Elect Rizalina G. Mantaring
|
Management
|
For
|
Voted - Against
|
13
|
Elect Rex Ma. A. Mendoza
|
Management
|
For
|
Voted - For
|
14
|
Elect Sherisa P. Nuesa
|
Management
|
For
|
Voted - Against
|
15
|
Elect Cesar V. Purisima
|
Management
|
For
|
Voted - Against
|
16
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
17
|
Transaction of Other Business
|
Management
|
For
|
Voted - Against
|
18
|
Right to Adjourn Meeting
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Directors' and Commissioners' Fees
|
Management
|
For
|
Voted - Against
|
4
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
Ratification of Ministerial Regulation
|
Management
|
For
|
Voted - For
|
6
|
Ratification of Ministerial Regulation
|
Management
|
For
|
Voted - For
|
7
|
Transfer of Treasury Shares to Employee under the Employee Stock Ownership Program
|
Management
|
For
|
Voted - Against
|
8
|
Election of Directors and/or Commissioners (Slate)
|
Management
|
For
|
Voted - Against
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
CALL TO ORDER
|
Management
|
For
|
Voted - For
|
3
|
Proof of Notice and Determination of Quorum
|
Management
|
For
|
Voted - For
|
4
|
Meeting Minutes
|
Management
|
For
|
Voted - For
|
5
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
6
|
OPEN FORUM
|
Management
|
For
|
Voted - For
|
7
|
Ratification of Board Acts
|
Management
|
For
|
Voted - For
|
8
|
Elect Teresita T. Sy
|
Management
|
For
|
Voted - Against
|
9
|
Elect Jesus A. Jacinto, Jr.
|
Management
|
For
|
Voted - Against
|
10
|
Elect Nestor V. Tan
|
Management
|
For
|
Voted - Against
|
11
|
Elect Christopher A. Bell-Knight
|
Management
|
For
|
Voted - Against
|
12
|
Elect Jones M. Castro, Jr.
|
Management
|
For
|
Voted - Against
|
13
|
Elect Josefina N. Tan
|
Management
|
For
|
Voted - Against
|
14
|
Elect Walter C. Wassmer
|
Management
|
For
|
Voted - Against
|
15
|
Elect George T. Barcelon
|
Management
|
For
|
Voted - Against
|
16
|
Elect Vipul Bhagat
|
Management
|
For
|
Voted - Against
|
17
|
Elect Vicente S. Perez, Jr.
|
Management
|
For
|
Voted - Against
|
18
|
Elect Dioscoro I. Ramos
|
Management
|
For
|
Voted - For
|
19
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
20
|
Declaration of Stock Dividend
|
Management
|
For
|
Voted - For
|
21
|
Increase in Authorized Capital and Amendments to Articles of Incorporation
|
Management
|
For
|
Voted - For
|
22
|
Transaction of Other Business
|
Management
|
For
|
Voted - Against
|
23
|
Right to Adjourn Meeting
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Directors' Report
|
Management
|
For
|
Voted - For
|
3
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
4
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
2021 Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Amendments to Procedural Rules for Acquisition and Disposal of Assets
|
Management
|
For
|
Voted - For
|
4
|
Amendments to Articles [Bundled]
|
Management
|
For
|
Voted - For
|
5
|
Amendments to Procedural Rules for Shareholder Meetings
|
Management
|
For
|
Voted - For
|
6
|
Amendments to Procedural Rules for Endorsements and Guarantees
|
Management
|
For
|
Voted - Against
|
7
|
By-elect LIN Chien-Cheng as Independent Director
|
Management
|
For
|
Voted - For
|
8
|
Non-compete Restrictions for Director
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Re-elect LIU Liange
|
Management
|
For
|
Voted - Against
|
6
|
Elect LIU Jin
|
Management
|
For
|
Voted - Against
|
7
|
Elect Anita FUNG Yuen Mei
|
Management
|
For
|
Voted - For
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
9
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
10
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
11
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Business Report and Financial Statements for 2021
|
Management
|
For
|
Voted - For
|
2
|
Earnings Distribution for 2021
|
Management
|
For
|
Voted - For
|
3
|
Amendment of the Articles of Incorporation
|
Management
|
For
|
Voted - For
|
4
|
Amendment of the Rules of Procedure for Shareholders Meetings
|
Management
|
For
|
Voted - For
|
5
|
Amendment of the Rules for Handling the Acquisition and Disposal of Assets
|
Management
|
For
|
Voted - For
|
6
|
Discussion on the Company's Long-term Capital Raising Plan
|
Management
|
For
|
Voted - For
|
7
|
Elect TSAI Cheng-Ta
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
Elect TSAI Hong-Tu
|
Management
|
For
|
Voted - Against
|
9
|
Elect TSAI Cheng-Chiu
|
Management
|
For
|
Voted - Against
|
10
|
Elect JOONG Chi-Wei
|
Management
|
For
|
Voted - Against
|
11
|
Elect KUO Ming-Jian
|
Management
|
For
|
Voted - For
|
12
|
Elect HUANG Tiao-Kuei
|
Management
|
For
|
Voted - For
|
13
|
Elect HSIUNG Ming-Ho
|
Management
|
For
|
Voted - For
|
14
|
Elect LEE Chang-Ken
|
Management
|
For
|
Voted - For
|
15
|
Elect MIAU Matthew Feng-Chiang
|
Management
|
For
|
Voted - Against
|
16
|
Elect WAY Edward Yung-Do
|
Management
|
For
|
Voted - For
|
17
|
Elect WANG Li-Ling
|
Management
|
For
|
Voted - For
|
18
|
Elect WU Tang-Chieh
|
Management
|
For
|
Voted - For
|
19
|
Elect YU Pei-Pei
|
Management
|
For
|
Voted - For
|
20
|
Discussion on the Relief of Certain Directors from Their Non-competition Obligations
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
3
|
Directors' Report
|
Management
|
For
|
Voted - For
|
4
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
5
|
Annual Report
|
Management
|
For
|
Voted - For
|
6
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - Against
|
8
|
Related Party Transactions (Director Tan Lixia)
|
Management
|
For
|
Voted - For
|
9
|
Related Party Transactions (Director Duan Wenwu)
|
Management
|
For
|
Voted - For
|
10
|
Related Party Transactions (Other Legal Persons)
|
Management
|
For
|
Voted - For
|
11
|
Related Party Transactions (Other Natural Persons)
|
Management
|
For
|
Voted - For
|
12
|
Elect Albert NG Kong Ping
|
Management
|
For
|
Voted - For
|
13
|
Elect LU Zhengfei
|
Management
|
For
|
Voted - Against
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Directors' Report
|
Management
|
For
|
Voted - For
|
4
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
5
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
6
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
7
|
2022 Interim Profit Distribution Plan
|
Management
|
For
|
Voted - For
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
9
|
Authority to Issue Debt Financing Instruments
|
Management
|
For
|
Voted - Against
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
11
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
12
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
13
|
Elect QIU Fasen
|
Management
|
For
|
Voted - Against
|
14
|
Elect LV Lianggong
|
Management
|
For
|
Voted - Against
|
15
|
Elect WU Bo
|
Management
|
For
|
Voted - Against
|
16
|
Elect ZHAI Yalin
|
Management
|
For
|
Voted - Against
|
17
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
5
|
Elect Michele da Silva Gonsales Torres as Supervisory Council Member Presented by Preferred Shareholders
|
Management
|
N/A
|
Voted - For
|
6
|
Elect José João Abdalla Filho as Board Member Presented by Preferred Shareholders
|
Management
|
N/A
|
Voted - For
|
7
|
Cumulate Common and Preferred Shares
|
Management
|
N/A
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Elect Zia Mody
|
Management
|
For
|
Voted - Against
|
4
|
Elect May TAN Siew Boi
|
Management
|
For
|
Voted - For
|
5
|
Elect Philip Lawrence KADOORIE
|
Management
|
For
|
Voted - Against
|
6
|
Elect Roderick Ian EDDINGTON
|
Management
|
For
|
Voted - Against
|
7
|
Elect William Elkin MOCATTA
|
Management
|
For
|
Voted - Against
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
9
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
11
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
12
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Agenda
|
Management
|
For
|
Voted - For
|
2
|
Appointment of Meeting Chair
|
Management
|
For
|
Voted - For
|
3
|
Appointment of Delegates in Charge of Polling
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Delegates in Charge of Meeting Minutes
|
Management
|
For
|
Voted - For
|
5
|
Presentation of Report on Activities of the Board and Corporate Governance Compliance
|
Management
|
For
|
Voted - For
|
6
|
Presentation of Report of the Board and CEO
|
Management
|
For
|
Voted - For
|
7
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
8
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
9
|
Approve Legal Assistance for Board Directors
|
Management
|
For
|
Voted - Abstain
|
10
|
Amendments to Articles
|
Management
|
For
|
Voted - Against
|
1
|
Agenda
|
Management
|
For
|
Voted - For
|
2
|
Appointment of Meeting Chair
|
Management
|
For
|
Voted - For
|
3
|
Appointment of Delegates in Charge of Polling
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Delegates in Charge of Meeting Minutes
|
Management
|
For
|
Voted - For
|
5
|
Amend Dividend Payment Date
|
Management
|
For
|
Voted - Abstain
|
6
|
Use of Reserves
|
Management
|
For
|
Voted - For
|
7
|
Interim Dividend
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Directors' Report
|
Management
|
For
|
Voted - For
|
3
|
Auditor's Report
|
Management
|
For
|
Voted - For
|
4
|
Financial Statements
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
7
|
Ratification of Board Acts
|
Management
|
For
|
Voted - For
|
8
|
Ratification of Board Acts (Emaar Malls)
|
Management
|
For
|
Voted - For
|
9
|
Ratification of Auditor's Acts
|
Management
|
For
|
Voted - For
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
11
|
Board Transactions
|
Management
|
For
|
Voted - For
|
12
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
13
|
Charitable Donations
|
Management
|
For
|
Voted - For
|
14
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
15
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
16
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Report of the Audit, Corporate Governance and Nominating Committees
|
Management
|
For
|
Voted - For
|
2
|
Report of the Board (Technical Committee)
|
Management
|
For
|
Voted - For
|
3
|
Report of the Trust Manager; Opinion of the Board (Technical Committee)
|
Management
|
For
|
Voted - For
|
4
|
Report of the Board (Technical Committee) on Activities and Operations
|
Management
|
For
|
Voted - For
|
5
|
Financial Statements; Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Elect Ignacio Trigueros Legarreta
|
Management
|
For
|
Voted - Against
|
7
|
Elect Antonio Hugo Franck Cabrera
|
Management
|
For
|
Voted - Against
|
8
|
Elect Rubén Goldberg Javkin
|
Management
|
For
|
Voted - Against
|
9
|
Elect Herminio A. Blanco Mendoza
|
Management
|
For
|
Voted - Against
|
10
|
Elect Alberto Felipe Mulás Alonso
|
Management
|
For
|
Voted - Against
|
11
|
Directors' Fees
|
Management
|
For
|
Voted - Abstain
|
12
|
Presentation of Report on Ratification of Non-Independent Board Members
|
Management
|
For
|
Voted - For
|
13
|
Election of Meeting Delegates
|
Management
|
For
|
Voted - For
|
14
|
Minutes
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Elect GUO Guangchang
|
Management
|
For
|
Voted - Against
|
6
|
Elect CHEN Qiyu
|
Management
|
For
|
Voted - Against
|
7
|
Elect QIN Xuetang
|
Management
|
For
|
Voted - Against
|
8
|
Elect GONG Ping
|
Management
|
For
|
Voted - Against
|
9
|
Elect HUANG Zhen
|
Management
|
For
|
Voted - Against
|
10
|
Elect ZHANG Huaqiao
|
Management
|
For
|
Voted - Against
|
11
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
12
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
13
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
14
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
15
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
16
|
Authority to Grant Options and Shares under the Share Option Scheme
|
Management
|
For
|
Voted - Against
|
17
|
Grant Shares under Share Award Scheme
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
18
|
Grant Shares to GUO Guangchang
|
Management
|
For
|
Voted - Against
|
19
|
Grant Shares to WANG Qunbin
|
Management
|
For
|
Voted - Against
|
20
|
Grant Shares to CHEN Qiyu
|
Management
|
For
|
Voted - Against
|
21
|
Grant Shares to XU Xiaoliang
|
Management
|
For
|
Voted - Against
|
22
|
Grant Shares to QIN Xuetang
|
Management
|
For
|
Voted - Against
|
23
|
Grant Shares to GONG Ping
|
Management
|
For
|
Voted - Against
|
24
|
Grant Shares to HUANG Zhen
|
Management
|
For
|
Voted - Against
|
25
|
Grant Shares to ZHUANG Yuemin
|
Management
|
For
|
Voted - Against
|
26
|
Grant Shares to YU Qingfei
|
Management
|
For
|
Voted - Against
|
27
|
Grant Shares to ZHANG Shengman
|
Management
|
For
|
Voted - Against
|
28
|
Grant Shares to ZHANG Huaqiao
|
Management
|
For
|
Voted - Against
|
29
|
Grant Shares to David ZHANG T.
|
Management
|
For
|
Voted - Against
|
30
|
Grant Shares to LEE Kai-Fu
|
Management
|
For
|
Voted - Against
|
31
|
Grant Shares to Katherine TSANG King Suen
|
Management
|
For
|
Voted - Against
|
32
|
Grant Shares to PAN Donghui
|
Management
|
For
|
Voted - Against
|
33
|
Grant Shares to YAO Fang
|
Management
|
For
|
Voted - Against
|
34
|
Grant Shares to ZHANG Houlin
|
Management
|
For
|
Voted - Against
|
35
|
Grant Shares to LI Tao
|
Management
|
For
|
Voted - Against
|
36
|
Grant Shares to WANG Jiping
|
Management
|
For
|
Voted - Against
|
37
|
Grant Shares to JIN Hualong
|
Management
|
For
|
Voted - Against
|
38
|
Grant Shares to QIAN Jiannong
|
Management
|
For
|
Voted - Against
|
39
|
Grant Shares to QIAN Shunjiang
|
Management
|
For
|
Voted - Against
|
40
|
Grant Shares to Jorge Magalhaes Correia
|
Management
|
For
|
Voted - Against
|
41
|
Grant Shares to HUANG Yixin
|
Management
|
For
|
Voted - Against
|
42
|
Grant Shares to SHI Kun
|
Management
|
For
|
Voted - Against
|
43
|
Grant Shares to ZHANG Liangsen
|
Management
|
For
|
Voted - Against
|
44
|
Grant Shares to GAO Min
|
Management
|
For
|
Voted - Against
|
45
|
Grant Shares to WANG Kexin
|
Management
|
For
|
Voted - Against
|
46
|
Grant Shares to HAO Yuming
|
Management
|
For
|
Voted - Against
|
47
|
Grant Shares to GUAN Xiaohui
|
Management
|
For
|
Voted - Against
|
48
|
Grant Shares to PENG Yulong
|
Management
|
For
|
Voted - Against
|
49
|
Grant Shares to WEI Junfeng
|
Management
|
For
|
Voted - Against
|
50
|
Grant Shares to Other Persons
|
Management
|
For
|
Voted - Against
|
51
|
Board Authorization
|
Management
|
For
|
Voted - Against
|
52
|
Adoption of Subsidiary Share Option Scheme (The Fosun Health Share Option Scheme)
|
Management
|
For
|
Voted - For
|
53
|
Adoption of Subsidiary Share Option Scheme (The Lovelink Share Option Scheme)
|
Management
|
For
|
Voted - Against
|
54
|
Grant Options to WU Linguang
|
Management
|
For
|
Voted - Against
|
55
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Elect Paddy TANG Lui Wai Yu
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
Elect Charles CHEUNG Wai Bun
|
Management
|
For
|
Voted - Against
|
6
|
Elect Michael Mecca
|
Management
|
For
|
Voted - Against
|
7
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
9
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
11
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
1
|
FY2021 Financial Statements and Business Report
|
Management
|
For
|
Voted - For
|
2
|
FY2021 Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Amendments to Articles [Bundled]
|
Management
|
For
|
Voted - For
|
4
|
Amendments to Procedural Rules: Shareholder Meetings
|
Management
|
For
|
Voted - For
|
5
|
Amendments to Procedural Rules: Acquisition and Disposal of Assets
|
Management
|
For
|
Voted - For
|
6
|
Authority to Issue Shares and-or Global Depository Receipts
|
Management
|
For
|
Voted - For
|
7
|
Non-compete Restrictions for Directors
|
Management
|
For
|
Voted - For
|
1
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
2
|
Directors' Benefits
|
Management
|
For
|
Voted - For
|
3
|
Elect LIM Keong Hui
|
Management
|
For
|
Voted - Against
|
4
|
Elect KOH Hong Sun
|
Management
|
For
|
Voted - For
|
5
|
Elect CHONG Kwai Ying
|
Management
|
For
|
Voted - For
|
6
|
Elect HO Heng Chuan
|
Management
|
For
|
Voted - For
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
8
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
9
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
10
|
Related Party Transactions
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
3
|
Elect Maria Cristina Bitar
|
Management
|
For
|
Voted - For
|
4
|
Elect Jacqueline McGill
|
Management
|
For
|
Voted - For
|
5
|
Re-elect Paul A. Schmidt
|
Management
|
For
|
Voted - For
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Re-elect Alhassan Andani
|
Management
|
For
|
Voted - For
|
7
|
Re-elect Peter J. Bacchus
|
Management
|
For
|
Voted - For
|
8
|
Elect Audit Committee Member (Philisiwe Sibiya)
|
Management
|
For
|
Voted - For
|
9
|
Elect Audit Committee Member (Alhassan Andani)
|
Management
|
For
|
Voted - For
|
10
|
Elect Audit Committee Member (Peter J. Bacchus)
|
Management
|
For
|
Voted - For
|
11
|
General Authority to Issue Shares
|
Management
|
For
|
Voted - For
|
12
|
APPROVE REMUNERATION POLICY
|
Management
|
For
|
Voted - For
|
13
|
APPROVE REMUNERATION IMPLEMENTATION REPORT
|
Management
|
For
|
Voted - For
|
14
|
Authority to Issue Shares for Cash
|
Management
|
For
|
Voted - For
|
15
|
Approve NEDs' Fees
|
Management
|
For
|
Voted - For
|
16
|
Approve NEDs' Fees (Board Chair)
|
Management
|
For
|
Voted - For
|
17
|
Approve NEDs' Fees (Lead Independent Director)
|
Management
|
For
|
Voted - For
|
18
|
Approve NEDs' Fees (Audit Committee Chair)
|
Management
|
For
|
Voted - For
|
19
|
Approve NEDs' Fees (Other Committees Chairs)
|
Management
|
For
|
Voted - For
|
20
|
Approve NEDs' Fees (Board Member)
|
Management
|
For
|
Voted - For
|
21
|
Approve NEDs' Fees (Audit Committee Member)
|
Management
|
For
|
Voted - For
|
22
|
Approve NEDs' Fees (Other Committees Members)
|
Management
|
For
|
Voted - For
|
23
|
Approve NEDs' Fees (Ad-Hoc Committee Chair)
|
Management
|
For
|
Voted - For
|
24
|
Approve NEDs' Fees (Ad-Hoc Committee Member)
|
Management
|
For
|
Voted - For
|
25
|
Approve Financial Assistance (Sections 44 & 45)
|
Management
|
For
|
Voted - For
|
26
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Ratification of Board and Auditor's Acts
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
2021 Annual Bonus Plan
|
Management
|
For
|
Voted - For
|
7
|
Remuneration Report (Advisory)
|
Management
|
For
|
Voted - For
|
8
|
Authority to Increase Capital through Capitalisations
|
Management
|
For
|
Voted - For
|
9
|
Capital Repayment; Decrease in Share Par Value
|
Management
|
For
|
Voted - For
|
10
|
Amendments to Article 5 (Share Capital)
|
Management
|
For
|
Voted - For
|
11
|
Elect Kamil Ziegler
|
Management
|
For
|
Voted - Against
|
12
|
Elect Jan Karas
|
Management
|
For
|
Voted - For
|
13
|
Elect Pavel Mucha
|
Management
|
For
|
Voted - For
|
14
|
Elect Pavel Saroch
|
Management
|
For
|
Voted - Against
|
15
|
Elect Robert Chvatal
|
Management
|
For
|
Voted - Against
|
16
|
Elect Katarina Kohlmayer
|
Management
|
For
|
Voted - Against
|
17
|
Elect Nicole Conrad-Forker
|
Management
|
For
|
Voted - For
|
18
|
Elect Igor Rusek
|
Management
|
For
|
Voted - Against
|
19
|
Elect Cherrie Chiomento
|
Management
|
For
|
Voted - For
|
20
|
Elect Theodore Panagos
|
Management
|
For
|
Voted - For
|
21
|
Elect Georgios Mantakas
|
Management
|
For
|
Voted - For
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
22
|
Approval of Audit Committee Guidelines
|
Management
|
For
|
Voted - For
|
23
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
24
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Accounts and Reports
|
Management
|
For
|
Voted - Abstain
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
5
|
Elect Juan Antonio González Moreno as Board Chair
|
Management
|
For
|
Voted - For
|
6
|
Elect Carlos Hank González as Board Vice Chair
|
Management
|
For
|
Voted - For
|
7
|
Elect Homero Huerta Moreno
|
Management
|
For
|
Voted - Against
|
8
|
Elect Laura Dinora Martínez Salinas
|
Management
|
For
|
Voted - Against
|
9
|
Elect Gabríel A. Carrillo Medina
|
Management
|
For
|
Voted - Against
|
10
|
Elect Everardo Elizondo Almaguer
|
Management
|
For
|
Voted - Against
|
11
|
Elect Jesús Oswaldo Garza Martínez
|
Management
|
For
|
Voted - Against
|
12
|
Elect Thomas S. Heather Rodríguez
|
Management
|
For
|
Voted - Against
|
13
|
Elect Javier Martínez-Ábrego Gómez
|
Management
|
For
|
Voted - For
|
14
|
Elect Alberto Santos Boesch
|
Management
|
For
|
Voted - For
|
15
|
Elect Joseph Woldenberg Russell
|
Management
|
For
|
Voted - For
|
16
|
Directors' Fees; Ratify Directors' Independence
|
Management
|
For
|
Voted - For
|
17
|
Elect Thomas S. Heather Rodríguez as Chair of the Audit and Corporate Governance Committees
|
Management
|
For
|
Voted - For
|
18
|
Election of Meeting Delegates
|
Management
|
For
|
Voted - For
|
1
|
Cancellation of Shares
|
Management
|
For
|
Voted - For
|
2
|
Amendments to Article 2 (Corporate Purpose)
|
Management
|
For
|
Voted - For
|
3
|
Election of Meeting Delegates
|
Management
|
For
|
Voted - For
|
1
|
CEO's Report and Financial Statements
|
Management
|
For
|
Voted - For
|
2
|
Report of the Board on Accounting Policies
|
Management
|
For
|
Voted - For
|
3
|
Report of the Board on Operations and Activities
|
Management
|
For
|
Voted - For
|
4
|
Report on Audit and Corporate Governance Committee's Operations and Activities
|
Management
|
For
|
Voted - For
|
5
|
Ratification of Board, CEO and Audit and Corporate Governance Committee's Acts
|
Management
|
For
|
Voted - For
|
6
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
7
|
Report on Tax Compliance
|
Management
|
For
|
Voted - For
|
8
|
Elect Carlos Hank González
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
Elect Juan Antonio González Moreno
|
Management
|
For
|
Voted - Against
|
10
|
Elect David Villarreal Montemayor
|
Management
|
For
|
Voted - Against
|
11
|
Elect Jose Marcos Ramirez Miguel
|
Management
|
For
|
Voted - Against
|
12
|
Elect Carlos de la Isla Corry
|
Management
|
For
|
Voted - Against
|
13
|
Elect Everardo Elizondo Almaguer
|
Management
|
For
|
Voted - Against
|
14
|
Elect Alicia Alejandra Lebrija Hirschfeld
|
Management
|
For
|
Voted - For
|
15
|
Elect Clemente Ismael Reyes-Retana Valdés
|
Management
|
For
|
Voted - Against
|
16
|
Elect Alfredo Elías Ayub
|
Management
|
For
|
Voted - For
|
17
|
Elect Adrián G. Sada Cueva
|
Management
|
For
|
Voted - For
|
18
|
Elect David Peñaloza Alanís
|
Management
|
For
|
Voted - For
|
19
|
Elect José Antonio Chedraui Eguia
|
Management
|
For
|
Voted - Against
|
20
|
Elect Alfonso de Angoitia Noriega
|
Management
|
For
|
Voted - Against
|
21
|
Elect Thomas Stanley Heather Rodriguez
|
Management
|
For
|
Voted - Against
|
22
|
Elect Graciela González Moreno (Alternate)
|
Management
|
For
|
Voted - For
|
23
|
Elect Juan Antonio González Marcos (Alternate)
|
Management
|
For
|
Voted - For
|
24
|
Elect Alberto Halabe Hamui (Alternate)
|
Management
|
For
|
Voted - For
|
25
|
Elect Gerardo Salazar Viezca (Alternate)
|
Management
|
For
|
Voted - For
|
26
|
Elect Alberto Pérez-Jácome Friscione (Alternate)
|
Management
|
For
|
Voted - For
|
27
|
Elect Diego Martínez Rueda (Alternate)
|
Management
|
For
|
Voted - For
|
28
|
Elect Roberto Kelleher Vales (Alternate)
|
Management
|
For
|
Voted - For
|
29
|
Elect Cecilia Goya de Riviello Meade (Alternate)
|
Management
|
For
|
Voted - For
|
30
|
Elect Isaac Becker Kabacnik (Alternate)
|
Management
|
For
|
Voted - For
|
31
|
Elect José Maria Garza Treviño (Alternate)
|
Management
|
For
|
Voted - For
|
32
|
Elect Carlos Césarman Kolteniu (Alternate)
|
Management
|
For
|
Voted - For
|
33
|
Elect Humberto Tafolla Núñez (Alternate)
|
Management
|
For
|
Voted - For
|
34
|
Elect Guadalupe Phillips Margain (Alternate)
|
Management
|
For
|
Voted - For
|
35
|
Elect Ricardo Maldonado Yáñez (Alternate)
|
Management
|
For
|
Voted - For
|
36
|
Elect Héctor Ávila Flores as Board Secretary
|
Management
|
For
|
Voted - For
|
37
|
Authority to Exempt Directors from Providing Own Indemnification
|
Management
|
For
|
Voted - For
|
38
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
39
|
Elect Thomas Stanley Heather Rodriguez as Audit and Corporate Governance Committee Chair
|
Management
|
For
|
Voted - For
|
40
|
Report on the Company's Repurchase Program
|
Management
|
For
|
Voted - For
|
41
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
42
|
Election of Meeting Delegates
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Interim Dividends
|
Management
|
For
|
Voted - For
|
3
|
Set Dividend Payment Date
|
Management
|
For
|
Voted - For
|
4
|
Election of Meeting Delegates
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
TO CONSIDER AND APPROVE 2021 FINANCIAL STATEMENTS
|
Management
|
For
|
Voted - For
|
4
|
TO CONSIDER AND APPROVE 2021 ANNUAL REPORT AND ANNUAL REPORT SUMMARY
|
Management
|
For
|
Voted - For
|
5
|
TO CONSIDER AND APPROVE 2021 REPORT ON THE WORK OF THE BOARD OF DIRECTORS
|
Management
|
For
|
Voted - For
|
6
|
TO CONSIDER AND APPROVE 2021 REPORT ON THE WORK OF THE BOARD OF SUPERVISORS
|
Management
|
For
|
Voted - For
|
7
|
TO CONSIDER AND APPROVE 2021 AUDIT REPORT ON INTERNAL CONTROL
|
Management
|
For
|
Voted - For
|
8
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
9
|
to Consider and Approve Resolution on the Re-appointment of PRC Accounting Standards Auditors
|
Management
|
For
|
Voted - For
|
10
|
to Consider and Approve Resolution on the Re-appointment of International Accounting Standards Auditors
|
Management
|
For
|
Voted - For
|
11
|
TO CONSIDER AND APPROVE RESOLUTION ON THE ANTICIPATED PROVISION OF GUARANTEES FOR ITS SUBSIDIARIES IN 2022
|
Management
|
For
|
Voted - For
|
12
|
to Consider and Approve Resolution on the Conduct of Foreign Exchange Fund Derivatives Business
|
Management
|
For
|
Voted - For
|
13
|
to Consider and Approve Resolution on the Proposed Registration and Issuance of Debt Financing Instruments
|
Management
|
For
|
Voted - For
|
14
|
to Consider and Approve Resolution on the Adjustment of Allowances of Directors
|
Management
|
For
|
Voted - For
|
15
|
Consider and Approve Resolution on the General Meeting to Grant a General Mandate to the Board of Directors on Additional Issuance of A Shares of the Company
|
Management
|
For
|
Voted - For
|
16
|
Consider and Approve Resolution on the General Meeting to Grant a General Mandate to the Board of Directors on Additional Issuance of H Shares of the Company
|
Management
|
For
|
Voted - For
|
17
|
Consider and Approve Resolution on the General Meeting to Grant a General Mandate to the Board of Directors on Additional Issuance of D Shares of the Company
|
Management
|
For
|
Voted - For
|
18
|
Consider and Approve Resolution on the General Meeting to Grant a General Mandate to Board of Directors to Decide to Repurchase Not More Than 10% of the
Total Number of H Shares of the Company in Issue
|
Management
|
For
|
Voted - For
|
19
|
Consider and Approve Resolution on the General Meeting to Grant a General Mandate to Board of Directors to Decide to Repurchase Not More Than 10% of the
Total Number of D Shares of the Company in Issue
|
Management
|
For
|
Voted - For
|
20
|
Proposal on Renewing the Framework Agreement on Product and Material Procurement Between the Company and Haier Group
|
Management
|
For
|
Voted - For
|
21
|
Proposal on Renewing the Service Procurement Framework Agreement Between the Company and Haier Group
|
Management
|
For
|
Voted - For
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
22
|
Proposal on 2022 a Share Stock Option Incentive Plan Draft and Its Summary of the Company
|
Management
|
For
|
Voted - For
|
23
|
The Appraisal Management Policy of 2022 a Share Stock Option Incentive Plan
|
Management
|
For
|
Voted - For
|
24
|
Proposal to Request the General Meeting of Shareholders to Fully Authorize the Board of Directors and the Persons Authorize by Board of Directors to Handle
Matters in Relation to 2022 a Share Stock Option Incentive Plan
|
Management
|
For
|
Voted - For
|
25
|
to Consider and Approve Resolution on Amendments to the Articles of Association of the Company
|
Management
|
For
|
Voted - For
|
26
|
to Consider and Approve Resolution on Amendments to the Rules of Procedure for the General Meeting
|
Management
|
For
|
Voted - For
|
27
|
to Consider and Approve Resolution on Amendments to the Rules of Procedure for the Board of Directors
|
Management
|
For
|
Voted - For
|
28
|
to Consider and Approve Resolution on Amendments to the Rules of Procedure for the Board of Supervisors
|
Management
|
For
|
Voted - For
|
29
|
TO CONSIDER AND APPROVE RESOLUTION ON AMENDMENTS TO THE INVESTMENT MANAGEMENT SYSTEM
|
Management
|
For
|
Voted - For
|
30
|
to Consider and Approve Resolution on Amendments to Regulations on the Management of Fund Raising
|
Management
|
For
|
Voted - For
|
31
|
to Consider and Approve Resolution on Amendments to Fair Decision-making System for Related Party Transactions
|
Management
|
For
|
Voted - For
|
32
|
to Consider and Approve Resolution on Amendments to Independent Directors System
|
Management
|
For
|
Voted - For
|
33
|
to Consider and Approve Resolution on Amendments to Management System of External Guarantee
|
Management
|
For
|
Voted - For
|
34
|
to Consider and Approve Resolution on Amendments to Management System of Foreign Exchange Derivative Trading Business
|
Management
|
For
|
Voted - For
|
35
|
to Consider and Approve Resolution on Amendments to Management System of Entrusted Wealth Management
|
Management
|
For
|
Voted - For
|
36
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
37
|
Elect LI Huagang
|
Management
|
For
|
Voted - Against
|
38
|
Elect SHAO Xinzhi
|
Management
|
For
|
Voted - Against
|
39
|
Elect GONG Wei
|
Management
|
For
|
Voted - Against
|
40
|
Elect YU Handu
|
Management
|
For
|
Voted - Against
|
41
|
Elect LI Jinfen
|
Management
|
For
|
Voted - Against
|
42
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
43
|
Elect QIAN Daqun
|
Management
|
For
|
Voted - For
|
44
|
Elect WANG Keqin
|
Management
|
For
|
Voted - For
|
45
|
Elect LI Shipeng
|
Management
|
For
|
Voted - For
|
46
|
Elect WU Qi
|
Management
|
For
|
Voted - For
|
47
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
48
|
Elect LIU Dalin
|
Management
|
For
|
Voted - For
|
49
|
Elect MA Yingjie
|
Management
|
For
|
Voted - Against
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Board Authorization to Decide on the Repurchase of Not More Than 10% of the Total Number of Issued H Shares of the Company
|
Management
|
For
|
Voted - For
|
4
|
Board Authorization to Decide on the Repurchase of Up to 10% of the Total Number of Issued D Shares of the Company
|
Management
|
For
|
Voted - Against
|
5
|
2022 A-share Stock Option Incentive Plan (draft) and Its Summary
|
Management
|
For
|
Voted - For
|
6
|
Appraisal Management Measures for 2022 A-share Stock Option Incentive Plan
|
Management
|
For
|
Voted - For
|
7
|
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding 2022 A-share Stock Option Incentive Plan
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Final Dividend
|
Management
|
For
|
Voted - For
|
3
|
Elect Craig Beattie
|
Management
|
For
|
Voted - Against
|
4
|
Elect Adam P.C. Keswick
|
Management
|
For
|
Voted - Against
|
5
|
Elect Lincoln LEONG Kwok Kuen
|
Management
|
For
|
Voted - For
|
6
|
Elect Anthony Nightingale
|
Management
|
For
|
Voted - Against
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
8
|
Directors' Remuneration Cap
|
Management
|
For
|
Voted - For
|
9
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Directors' Report
|
Management
|
For
|
Voted - For
|
3
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
4
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
2022 Fixed Asset Investment Budget
|
Management
|
For
|
Voted - For
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
8
|
Elect CHEN Siqing as Executive Director
|
Management
|
For
|
Voted - Against
|
9
|
Elect Norman CHAN Tak Lam as Independent Director
|
Management
|
For
|
Voted - For
|
10
|
Elect Fred Zuliu HU as Independent Director
|
Management
|
For
|
Voted - For
|
11
|
Elect LIU Lanbiao as Supervisor
|
Management
|
For
|
Voted - For
|
12
|
Amendments to Articles
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Scheme of Arrangement (UK Distribution)
|
Management
|
For
|
Voted - For
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Distribution In Specie (SA Distribution)
|
Management
|
For
|
Voted - For
|
2
|
Approval of Amendments to DAT Deeds
|
Management
|
For
|
Voted - For
|
3
|
Scheme of Arrangement (UK Distribution)
|
Management
|
For
|
Voted - For
|
1
|
Annual Report
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
4
|
Elect Valery P. Goreglyad
|
Management
|
For
|
Voted - Against
|
5
|
Elect Maxim Krasnykh
|
Management
|
For
|
Voted - Against
|
6
|
Elect Sergey P. Lykov
|
Management
|
For
|
Voted - Against
|
7
|
Elect Alexander Magomedov
|
Management
|
For
|
Voted - For
|
8
|
Elect Oleg Malyshev
|
Management
|
For
|
Voted - For
|
9
|
Elect Vasiliy Medvedev
|
Management
|
For
|
Voted - Against
|
10
|
Elect Alexander Morozov
|
Management
|
For
|
Voted - Against
|
11
|
Elect Egor Rudi
|
Management
|
For
|
Voted - For
|
12
|
Elect Oskar Hartmann
|
Management
|
For
|
Voted - For
|
13
|
Elect Vladimir Shapovalov
|
Management
|
For
|
Voted - Against
|
14
|
Elect Sergey Shvetsov
|
Management
|
For
|
Voted - Against
|
15
|
Elect Andrey Shemetov
|
Management
|
For
|
Voted - Against
|
16
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
17
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
18
|
Amendments to Board of Directors Regulations
|
Management
|
For
|
Voted - For
|
19
|
Amendments to Regulations on Directors' Fees
|
Management
|
For
|
Voted - For
|
20
|
Amendments to Management Board Regulations
|
Management
|
For
|
Voted - For
|
21
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
22
|
Board Size
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Annual Report
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
5
|
Elect Valery P. Goreglyad
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Elect Sergey P. Lykov
|
Management
|
For
|
Voted - Against
|
7
|
Elect Alexander Magomedov
|
Management
|
For
|
Voted - For
|
8
|
Elect Oleg Malyshev
|
Management
|
For
|
Voted - For
|
9
|
Elect Mikhail Matovnikov
|
Management
|
For
|
Voted - Against
|
10
|
Elect Vasiliy Medvedev
|
Management
|
For
|
Voted - Against
|
11
|
Elect Alexander Morozov
|
Management
|
For
|
Voted - Against
|
12
|
Elect Marina R. Pochinok
|
Management
|
For
|
Voted - For
|
13
|
Elect Stanislav Y. Prokofyev
|
Management
|
For
|
Voted - Against
|
14
|
Elect Oskar Hartmann
|
Management
|
For
|
Voted - For
|
15
|
Elect Vladimir Shapovalov
|
Management
|
For
|
Voted - Against
|
16
|
Elect Sergey Shvetsov
|
Management
|
For
|
Voted - Against
|
17
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
18
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
19
|
Amendments to Board of Directors Regulations
|
Management
|
For
|
Voted - For
|
20
|
Amendments to Regulations on Directors' Fees
|
Management
|
For
|
Voted - For
|
21
|
Amendments to Management Board Regulations
|
Management
|
For
|
Voted - For
|
22
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
23
|
Board Size
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Elect LIU Xiao Feng
|
Management
|
For
|
Voted - Against
|
4
|
Elect Patrick SUN
|
Management
|
For
|
Voted - Against
|
5
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
6
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
7
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
8
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
9
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
10
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
11
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Capital Expenditure Budget
|
Management
|
For
|
Voted - For
|
5
|
Ratify Co-option and Elect Marina Freitas Gonçalves de Araújo Grossi
|
Management
|
For
|
Voted - For
|
6
|
Supervisory Council Board Size
|
Management
|
For
|
Voted - For
|
7
|
Elect Francesco Gaudio
|
Management
|
For
|
Voted - For
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
Elect Eduardo Valdés Sanchez
|
Management
|
For
|
Voted - For
|
9
|
Elect João Guilherme Lamenza
|
Management
|
For
|
Voted - For
|
10
|
Elect Marcos Tadeu de Siqueira
|
Management
|
For
|
Voted - For
|
11
|
Remuneration Policy
|
Management
|
For
|
Voted - Against
|
12
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Re-elect Kgomotso D. Moroka
|
Management
|
For
|
Voted - For
|
2
|
Re-elect Martin Kuscus
|
Management
|
For
|
Voted - For
|
3
|
Elect Thabi Leoka
|
Management
|
For
|
Voted - For
|
4
|
Elect Rozett Phillips
|
Management
|
For
|
Voted - For
|
5
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
6
|
Elect Audit Committee Chair (Mark Bower)
|
Management
|
For
|
Voted - For
|
7
|
Elect Audit Committee Member (Bukelwa Bulo)
|
Management
|
For
|
Voted - For
|
8
|
Elect Audit Committee Member (David A. Kneale)
|
Management
|
For
|
Voted - For
|
9
|
Elect Audit Committee Member (Thabi Leoka)
|
Management
|
For
|
Voted - For
|
10
|
Authorisation of Legal Formalities
|
Management
|
For
|
Voted - For
|
11
|
Approve Remuneration Policy
|
Management
|
For
|
Voted - For
|
12
|
Approve Remuneration Implementation Report
|
Management
|
For
|
Voted - For
|
13
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
14
|
Approve NEDs' Fees
|
Management
|
For
|
Voted - For
|
15
|
Approve Financial Assistance (Sections 44 and 45)
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Elect WANG Jian
|
Management
|
For
|
Voted - Against
|
6
|
Elect Kevin WEI Cheng
|
Management
|
For
|
Voted - Against
|
7
|
Elect Paul BOYER Hervé Gino
|
Management
|
For
|
Voted - Against
|
8
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
11
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
12
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 Business Report and Financial Statements
|
Management
|
For
|
Voted - For
|
2
|
Proposal for Distribution of 2021 Earnings
|
Management
|
For
|
Voted - For
|
3
|
Amendment to the Procedures for Acquisition or Disposal of Assets
|
Management
|
For
|
Voted - For
|
4
|
Elect Tzu-Hsien TUNG
|
Management
|
For
|
Voted - Against
|
5
|
Elect Jason CHENG
|
Management
|
For
|
Voted - Against
|
6
|
Elect Ted HSU
|
Management
|
For
|
Voted - Against
|
7
|
Elect H.T. TUNG
|
Management
|
For
|
Voted - Against
|
8
|
Elect M.D. KUO
|
Management
|
For
|
Voted - Against
|
9
|
Elect Tze-Kaing YANG
|
Management
|
For
|
Voted - Against
|
10
|
Elect Schive CHI
|
Management
|
For
|
Voted - Against
|
11
|
Elect Syh-Jang LIAO
|
Management
|
For
|
Voted - Against
|
12
|
Elect E.L. TUNG
|
Management
|
For
|
Voted - Against
|
13
|
Elect C. LIN
|
Management
|
For
|
Voted - For
|
14
|
Elect C.P. HWANG
|
Management
|
For
|
Voted - For
|
15
|
Elect Z.W. Wang
|
Management
|
For
|
Voted - For
|
16
|
Release the Prohibition on Directors from Participation in Competitive Business
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Directors' Report
|
Management
|
For
|
Voted - For
|
4
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
5
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
6
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
7
|
Directors' Fees and Supervisors' Fees
|
Management
|
For
|
Voted - For
|
8
|
Appointment of International and PRC Auditors and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Results of Operations and Report of 2022 Work Plan
|
Management
|
For
|
Voted - For
|
4
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
7
|
Amendments to Company's Objective Clause
|
Management
|
For
|
Voted - For
|
8
|
Directors' Fees
|
Management
|
For
|
Voted - Against
|
9
|
Elect Nimit Suwannarat
|
Management
|
For
|
Voted - Against
|
10
|
Elect Penchun Jarikasem
|
Management
|
For
|
Voted - Against
|
11
|
Elect Atikom Terbsiri
|
Management
|
For
|
Voted - Against
|
12
|
Elect Veerathai Santiprabhob
|
Management
|
For
|
Voted - Against
|
13
|
Elect Teerapong Wongsiwawilas
|
Management
|
For
|
Voted - Against
|
14
|
Transaction of Other Business
|
Management
|
For
|
Voted - Against
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Directors' Report
|
Management
|
For
|
Voted - For
|
5
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
6
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
8
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
9
|
Elect LU Junqiang
|
Management
|
For
|
Voted - Against
|
10
|
Elect NI Shili
|
Management
|
For
|
Voted - Against
|
11
|
Elect LONG Jing
|
Management
|
For
|
Voted - Against
|
12
|
Elect LI Guohui
|
Management
|
For
|
Voted - For
|
13
|
Elect SONG Dapeng
|
Management
|
For
|
Voted - Against
|
14
|
Authority to Issue H and Non-Listed Domestic Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
15
|
Authority to Repurchase H Shares
|
Management
|
For
|
Voted - For
|
16
|
Authority to Issue Debt Securities
|
Management
|
For
|
Voted - For
|
17
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
18
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
2021 Annual Report
|
Management
|
For
|
Voted - For
|
2
|
Directors' Report
|
Management
|
For
|
Voted - For
|
3
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
4
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
7
|
Financial Services Agreement with Shanghai Shangshi Finance Co., Ltd.
|
Management
|
For
|
Voted - Against
|
8
|
Authority to Give Guarantees
|
Management
|
For
|
Voted - For
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
Amendments to Administrative Measures for Funds Raised by the Company
|
Management
|
For
|
Voted - For
|
10
|
Authority to Issue Debt Financing Products
|
Management
|
For
|
Voted - For
|
11
|
Satisfaction of the Conditions for Issuing Corporate Bonds
|
Management
|
For
|
Voted - For
|
12
|
Par Value, Issue Price and Issuing Scale
|
Management
|
For
|
Voted - For
|
13
|
Interest Rate and its Determining Method
|
Management
|
For
|
Voted - For
|
14
|
Bond Type and Duration
|
Management
|
For
|
Voted - For
|
15
|
Method of Repayment of Principal and Interest
|
Management
|
For
|
Voted - For
|
16
|
Issuing Method
|
Management
|
For
|
Voted - For
|
17
|
Issuing Targets and Arrangements for Placement to Shareholders
|
Management
|
For
|
Voted - For
|
18
|
Use of Proceeds
|
Management
|
For
|
Voted - For
|
19
|
Guarantee
|
Management
|
For
|
Voted - For
|
20
|
Repayment Guarantee Measures
|
Management
|
For
|
Voted - For
|
21
|
Underwriting Method
|
Management
|
For
|
Voted - For
|
22
|
Listing Arrangement
|
Management
|
For
|
Voted - For
|
23
|
Valid Period of the Resolution
|
Management
|
For
|
Voted - For
|
24
|
Authorization to the Executive Committee of the Board
|
Management
|
For
|
Voted - For
|
25
|
Authority to Issue A Shares and/or H Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
26
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
27
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Meeting Minutes
|
Management
|
For
|
Voted - For
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
4
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Elect Piyasakol Sakolsatayadorn
|
Management
|
For
|
Voted - For
|
7
|
Elect Panote Sirivadhanabhakdi
|
Management
|
For
|
Voted - Against
|
8
|
Elect Thapana Sirivadhanabhakdi
|
Management
|
For
|
Voted - Against
|
9
|
Elect Ueychai Tantha-Obhas
|
Management
|
For
|
Voted - Against
|
10
|
Elect Sithichai Chaikriangkrai
|
Management
|
For
|
Voted - Against
|
11
|
Elect Pisanu Vichiensanth
|
Management
|
For
|
Voted - Against
|
12
|
Authorization of Legal Formalities
|
Management
|
For
|
Voted - For
|
13
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
14
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
15
|
Liability Insurance
|
Management
|
For
|
Voted - For
|
16
|
Related Party Transactions
|
Management
|
For
|
Voted - For
|
17
|
Transaction of Other Business
|
Management
|
For
|
Voted - Against
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Ratify Co-Option and Elect Two Directors
|
Management
|
For
|
Voted - For
|
6
|
Consolidate Supervisory Council's Composition
|
Management
|
For
|
Voted - For
|
7
|
Election of Supervisory Council
|
Management
|
For
|
Voted - For
|
8
|
Approve Recasting of Votes for Amended Supervisory Council Slate
|
Management
|
N/A
|
Voted - Against
|
9
|
Request Separate Election for Supervisory Council Member (Minority)
|
Management
|
N/A
|
Voted - Abstain
|
10
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Extension of Cooperation and Support Agreement
|
Management
|
For
|
Voted - For
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Ratification of Appointment of Appraiser
|
Management
|
For
|
Voted - For
|
3
|
Valuation Report
|
Management
|
For
|
Voted - For
|
4
|
Ratify Acquisition (Cozani RJ Infraestrutura e Redes de Telecomunicacoes S.A.)
|
Management
|
For
|
Voted - For
|
5
|
Ratification of Co-Option of Directors
|
Management
|
For
|
Voted - For
|
6
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Final Dividend
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Special Dividend
|
Management
|
For
|
Voted - For
|
6
|
Elect Yuko TAKAHASHI and Approve Fees
|
Management
|
For
|
Voted - Against
|
7
|
Elect TSENG Chien and Approve Fees
|
Management
|
For
|
Voted - Against
|
8
|
Elect HSU Shin Chun and Approve Fees
|
Management
|
For
|
Voted - Against
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
11
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
12
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Tingzheng Supply Agreement
|
Management
|
For
|
Voted - For
|
4
|
Marine Vision Supply Agreement
|
Management
|
For
|
Voted - For
|
5
|
Ting Tong Logistics Agreement
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Directors' Report
|
Management
|
For
|
Voted - For
|
4
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
5
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
6
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
8
|
Elect Yang Jun
|
Management
|
For
|
Voted - Against
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
5
|
Elect Flávio César Maia Luz
|
Management
|
For
|
Voted - For
|
6
|
Elect Geraldo Toffanello
|
Management
|
For
|
Voted - For
|
7
|
Elect Nilson Martiniano Moreira
|
Management
|
For
|
Voted - For
|
8
|
Supervisory Council Fees
|
Management
|
For
|
Voted - For
|
9
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Board Size
|
Management
|
For
|
Voted - For
|
3
|
Ratify Co-Option and Elect Frederico Pinheiro Fleury Curado
|
Management
|
For
|
Voted - For
|
4
|
Amendments to Article 18 (Board independence)
|
Management
|
For
|
Voted - For
|
5
|
Amendments to Articles (Committees' Composition)
|
Management
|
For
|
Voted - For
|
6
|
Amendments to Article 40 (Audit Committee)
|
Management
|
For
|
Voted - For
|
7
|
Amendments to Article 54 (Dividends)
|
Management
|
For
|
Voted - For
|
Barrow Hanley Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
Amendment to Article 5 (Reconciliation of Share Capital)
|
Management
|
For
|
Voted - For
|
9
|
Consolidation of Articles
|
Management
|
For
|
Voted - For
|
10
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Acquisition of Stake in Vodafone Egypt (Related Party Transaction)
|
Management
|
For
|
Voted - For
|
2
|
Issuance of Consideration Shares
|
Management
|
For
|
Voted - For
|
3
|
Authority to Issue Consideration Shares
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Elect GUO Lijun
|
Management
|
For
|
Voted - Against
|
5
|
Elect WAN Hongwei
|
Management
|
For
|
Voted - Against
|
6
|
Elect Charles Shane SMITH
|
Management
|
For
|
Voted - Against
|
7
|
Elect JIAO Shuge
|
Management
|
For
|
Voted - Against
|
8
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
10
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
11
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
13
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
5
|
Accounts and Reports; Non Tax-Deductible Expenses
|
Management
|
For
|
Voted - For
|
6
|
Consolidated Accounts and Reports
|
Management
|
For
|
Voted - For
|
7
|
Allocation of Losses
|
Management
|
For
|
Voted - For
|
8
|
Elect Asma Abdulrahman Al- Khulaifi
|
Management
|
For
|
Voted - Against
|
9
|
Elect Ugo Arzani
|
Management
|
For
|
Voted - Against
|
10
|
Elect Hélène Auriol-Potier
|
Management
|
For
|
Voted - For
|
11
|
Elect Qionger Jiang
|
Management
|
For
|
Voted - Against
|
12
|
Elect Nicolas Sarkozy
|
Management
|
For
|
Voted - For
|
13
|
Elect Isabelle Simon
|
Management
|
For
|
Voted - For
|
14
|
Elect Sarmad Zok
|
Management
|
For
|
Voted - Against
|
15
|
2021 Remuneration Report
|
Management
|
For
|
Voted - For
|
16
|
2021 Remuneration of Sébastien Bazin, Chair and CEO
|
Management
|
For
|
Voted - For
|
17
|
2022 Remuneration Policy (Chair and CEO)
|
Management
|
For
|
Voted - For
|
18
|
2022 Remuneration Policy (Board of Directors)
|
Management
|
For
|
Voted - For
|
19
|
Special Auditors Report on Regulated Agreements
|
Management
|
For
|
Voted - For
|
20
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
21
|
Authority to Grant Performance Shares
|
Management
|
For
|
Voted - For
|
22
|
Global Ceiling on Capital Increases for Equity Compensation Plans (Corporate Officers)
|
Management
|
For
|
Voted - For
|
23
|
Employee Stock Purchase Plan
|
Management
|
For
|
Voted - For
|
24
|
Authority to Issue Warrants as a Takeover Defense
|
Management
|
For
|
Voted - Against
|
25
|
Authorisation of Legal Formalities
|
Management
|
For
|
Voted - For
|
26
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
27
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
6
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
7
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
8
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - For
|
9
|
Change in Company Name
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
10
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
11
|
Adoption of New Articles
|
Management
|
For
|
Voted - For
|
12
|
Elect Orasa Livasiri
|
Management
|
For
|
Voted - Against
|
13
|
Elect WONG Hon Yee
|
Management
|
For
|
Voted - Against
|
14
|
Elect Eric TANG Koon Hung
|
Management
|
For
|
Voted - Against
|
15
|
Elect Paulus A. H. Verhagen
|
Management
|
For
|
Voted - Against
|
16
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Election of Directors and/or Commissioners; Approval of Remuneration
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
REMUNERATION REPORT
|
Management
|
For
|
Voted - For
|
3
|
FINAL DIVIDEND
|
Management
|
For
|
Voted - For
|
4
|
Elect Nick Anderson
|
Management
|
For
|
Voted - For
|
5
|
Elect Thomas Arseneault
|
Management
|
For
|
Voted - For
|
6
|
Elect Roger Carr
|
Management
|
For
|
Voted - For
|
7
|
Elect Dame Elizabeth Corley
|
Management
|
For
|
Voted - For
|
8
|
Elect Bradley Greve
|
Management
|
For
|
Voted - For
|
9
|
Elect Jane Griffiths
|
Management
|
For
|
Voted - For
|
10
|
Elect Chris Grigg
|
Management
|
For
|
Voted - For
|
11
|
Elect Stephen T. Pearce
|
Management
|
For
|
Voted - For
|
12
|
Elect Nicole W. Piasecki
|
Management
|
For
|
Voted - For
|
13
|
Elect Charles Woodburn
|
Management
|
For
|
Voted - For
|
14
|
Elect Crystal E. Ashby
|
Management
|
For
|
Voted - For
|
15
|
ELECT EWAN KIRK
|
Management
|
For
|
Voted - For
|
16
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
17
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
18
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
19
|
Employee Share Incentive Plan
|
Management
|
For
|
Voted - For
|
20
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
21
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
22
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
23
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Re-elect LIU Liange
|
Management
|
For
|
Voted - Against
|
6
|
Elect LIU Jin
|
Management
|
For
|
Voted - Against
|
7
|
Elect Anita FUNG Yuen Mei
|
Management
|
For
|
Voted - For
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
9
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
10
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
11
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Disposal
|
Management
|
For
|
Voted - For
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
3
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
4
|
Share Incentive Plan
|
Management
|
For
|
Voted - For
|
5
|
Approval of Restricted Share Plan
|
Management
|
For
|
Voted - For
|
6
|
Elect Nathan Bostock
|
Management
|
For
|
Voted - For
|
7
|
Elect Amber Rudd
|
Management
|
For
|
Voted - For
|
8
|
Elect Carol Arrowsmith
|
Management
|
For
|
Voted - For
|
9
|
Elect Heidi Mottram
|
Management
|
For
|
Voted - For
|
10
|
Elect Kevin O'Byrne
|
Management
|
For
|
Voted - For
|
11
|
Elect Chris O'Shea
|
Management
|
For
|
Voted - For
|
12
|
Elect Katherine Ringrose
|
Management
|
For
|
Voted - Against
|
13
|
Elect Scott Wheway
|
Management
|
For
|
Voted - Against
|
14
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
15
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
16
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
17
|
Advisory Vote on Climate Transition Plan
|
Management
|
For
|
Voted - For
|
18
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
19
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
20
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
21
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
22
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Elect KAM Hing Lam
|
Management
|
For
|
Voted - Against
|
6
|
Elect Frank J. Sixt
|
Management
|
For
|
Voted - Against
|
7
|
Elect CHAN Loi Shun
|
Management
|
For
|
Voted - Against
|
8
|
Elect KWOK Eva Lee
|
Management
|
For
|
Voted - Against
|
9
|
Elect David LAN Hong Tsung
|
Management
|
For
|
Voted - Against
|
10
|
Elect George C. Magnus
|
Management
|
For
|
Voted - Against
|
11
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
13
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
3
|
Elect Manolo Arroyo
|
Management
|
For
|
Voted - For
|
4
|
Elect Jan Bennink
|
Management
|
For
|
Voted - For
|
5
|
Elect John A. Bryant
|
Management
|
For
|
Voted - For
|
6
|
Elect José Ignacio Comenge Sánchez-Real
|
Management
|
For
|
Voted - For
|
7
|
Elect Christine Cross
|
Management
|
For
|
Voted - For
|
8
|
Elect Damian P. Gammell
|
Management
|
For
|
Voted - For
|
9
|
Elect Nathalie Gaveau
|
Management
|
For
|
Voted - For
|
10
|
Elect Álvaro Gómez-Trénor Aguilar
|
Management
|
For
|
Voted - For
|
11
|
Elect Thomas H. Johnson
|
Management
|
For
|
Voted - For
|
12
|
Elect Dagmar Kollmann
|
Management
|
For
|
Voted - For
|
13
|
Elect Alfonso Líbano Daurella
|
Management
|
For
|
Voted - For
|
14
|
Elect Mark Price
|
Management
|
For
|
Voted - For
|
15
|
Elect Mario R. Solá
|
Management
|
For
|
Voted - For
|
16
|
Elect Brian Smith
|
Management
|
For
|
Voted - For
|
17
|
Elect Dessislava Temperley
|
Management
|
For
|
Voted - For
|
18
|
Elect Garry Watts
|
Management
|
For
|
Voted - For
|
19
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
20
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
21
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
22
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
23
|
Waiver of Mandatory Takeover Requirement
|
Management
|
For
|
Voted - For
|
24
|
Approval of the Coca-Cola Europacific Partners plc Employee Share Purchase Plan
|
Management
|
For
|
Voted - For
|
25
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
26
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
27
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
28
|
Authority to Repurchase Shares Off-Market
|
Management
|
For
|
Voted - For
|
29
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
3
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
4
|
Final Dividend
|
Management
|
For
|
Voted - For
|
5
|
Elect Palmer Brown
|
Management
|
For
|
Voted - For
|
6
|
Elect Arlene Isaacs-Lowe
|
Management
|
For
|
Voted - For
|
7
|
Elect Sundar Raman
|
Management
|
For
|
Voted - For
|
8
|
Elect Ian K. Meakins
|
Management
|
For
|
Voted - Against
|
9
|
Elect Dominic Blakemore
|
Management
|
For
|
Voted - For
|
10
|
Elect Gary Green
|
Management
|
For
|
Voted - For
|
11
|
Elect Carol Arrowsmith
|
Management
|
For
|
Voted - For
|
12
|
Elect Stefan Bomhard
|
Management
|
For
|
Voted - For
|
13
|
Elect John A. Bryant
|
Management
|
For
|
Voted - Against
|
14
|
Elect Anne-Francoise Nesmes
|
Management
|
For
|
Voted - For
|
15
|
Elect Nelson Luíz Costa Silva
|
Management
|
For
|
Voted - For
|
16
|
Elect Ireena Vittal
|
Management
|
For
|
Voted - Against
|
17
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
18
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
19
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
20
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
21
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
22
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
23
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
24
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
5
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
6
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
7
|
Consolidated Accounts and Reports
|
Management
|
For
|
Voted - For
|
8
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
9
|
Elect Valérie Chapoulaud-Floquet
|
Management
|
For
|
Voted - For
|
10
|
Elect Antoine de Saint-Affrique
|
Management
|
For
|
Voted - Against
|
11
|
Elect Patrice Louvet
|
Management
|
For
|
Voted - For
|
12
|
Elect Géraldine Picaud
|
Management
|
For
|
Voted - Against
|
13
|
Elect Susan Roberts
|
Management
|
For
|
Voted - For
|
14
|
Appointment of Auditor (Ernst & Young)
|
Management
|
For
|
Voted - For
|
15
|
Appointment of Auditor (Mazars)
|
Management
|
For
|
Voted - For
|
16
|
Special Auditors Report on Regulated Agreements
|
Management
|
For
|
Voted - For
|
17
|
2021 Remuneration Report
|
Management
|
For
|
Voted - For
|
18
|
2021 Remuneration of Véronique Penchienati-Bosetta, Former Interim CEO (From March 14, 2021, Until September 14, 2021)
|
Management
|
For
|
Voted - For
|
19
|
2021 Remuneration of Shane Grant, Former Interim Deputy CEO (From March 14, 2021, Until September 14, 2021)
|
Management
|
For
|
Voted - For
|
20
|
2021 Remuneration of Antoine de Saint-Affrique, CEO (From September 15, 2021)
|
Management
|
For
|
Voted - For
|
21
|
2021 Remuneration of Gilles Schnepp, Chair (Since March 14, 2021)
|
Management
|
For
|
Voted - For
|
22
|
2022 Remuneration Policy (Executives)
|
Management
|
For
|
Voted - For
|
23
|
2022 Remuneration Policy (Chair)
|
Management
|
For
|
Voted - For
|
24
|
2022 Remuneration Policy (Board of Directors)
|
Management
|
For
|
Voted - For
|
25
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
26
|
Stock Purchase Plan for Overseas Employees
|
Management
|
For
|
Voted - For
|
27
|
Authority to Issue Performance Shares
|
Management
|
For
|
Voted - For
|
28
|
Authority to Issue Restricted Shares
|
Management
|
For
|
Voted - For
|
29
|
Amendments to Articles Regarding the CEO's and the Deputy CEO's Age Limits
|
Management
|
For
|
Voted - For
|
30
|
Amendments to Articles Regarding the Chair's Age Limits
|
Management
|
For
|
Voted - For
|
31
|
Amendments to Article Regarding Directors' Shareholding Requirements
|
Management
|
For
|
Voted - For
|
32
|
Authorisation of Legal Formalities
|
Management
|
For
|
Voted - For
|
33
|
SHP On Amendments to Article 18 Regarding the Honorary Chair
|
Shareholder
|
N/A
|
Voted - For
|
34
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
35
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Agenda
|
Management
|
For
|
Voted - For
|
2
|
Appointment of Meeting Chair
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Appointment of Delegates in Charge of Polling
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Delegates in Charge of Meeting Minutes
|
Management
|
For
|
Voted - For
|
5
|
Presentation of Report on Activities of the Board and Corporate Governance Compliance
|
Management
|
For
|
Voted - For
|
6
|
Presentation of Report of the Board and CEO
|
Management
|
For
|
Voted - For
|
7
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
8
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
9
|
Approve Legal Assistance for Board Directors
|
Management
|
For
|
Voted - Abstain
|
10
|
Amendments to Articles
|
Management
|
For
|
Voted - Against
|
1
|
Agenda
|
Management
|
For
|
Voted - For
|
2
|
Appointment of Meeting Chair
|
Management
|
For
|
Voted - For
|
3
|
Appointment of Delegates in Charge of Polling
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Delegates in Charge of Meeting Minutes
|
Management
|
For
|
Voted - For
|
5
|
Amend Dividend Payment Date
|
Management
|
For
|
Voted - Abstain
|
6
|
Use of Reserves
|
Management
|
For
|
Voted - For
|
7
|
Interim Dividend
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Elect Mayank M. Ashar
|
Management
|
For
|
Voted - For
|
3
|
Elect Gaurdie E. Banister, Jr.
|
Management
|
For
|
Voted - For
|
4
|
Elect Pamela L. Carter
|
Management
|
For
|
Voted - For
|
5
|
Elect Susan M. Cunningham
|
Management
|
For
|
Voted - For
|
6
|
Elect Gregory L. Ebel
|
Management
|
For
|
Voted - For
|
7
|
Elect Jason B. Few
|
Management
|
For
|
Voted - Against
|
8
|
Elect Teresa S. Madden
|
Management
|
For
|
Voted - For
|
9
|
Elect Al Monaco
|
Management
|
For
|
Voted - For
|
10
|
Elect Stephen S. Poloz
|
Management
|
For
|
Voted - For
|
11
|
Elect S. Jane Rowe
|
Management
|
For
|
Voted - For
|
12
|
Elect Dan C. Tutcher
|
Management
|
For
|
Voted - For
|
13
|
Elect Steven W. Williams
|
Management
|
For
|
Voted - For
|
14
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - Against
|
15
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Voted - For
|
16
|
Shareholder Proposal Regarding Science-Based Net Zero Target
|
Shareholder
|
Against
|
Voted - Against
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
5
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
6
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
7
|
Ratification of General Partner Acts
|
Management
|
For
|
Voted - For
|
8
|
Ratification of Supervisory Board Acts
|
Management
|
For
|
Voted - For
|
9
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
10
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Elect LIM Kok Thay
|
Management
|
For
|
Voted - Against
|
4
|
Elect CHAN Swee Liang Carolina @ Carol Fong
|
Management
|
For
|
Voted - Against
|
5
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
6
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
7
|
Related Party Transactions
|
Management
|
For
|
Voted - For
|
8
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
1
|
CEO's Report and Financial Statements
|
Management
|
For
|
Voted - For
|
2
|
Report of the Board on Accounting Policies
|
Management
|
For
|
Voted - For
|
3
|
Report of the Board on Operations and Activities
|
Management
|
For
|
Voted - For
|
4
|
Report on Audit and Corporate Governance Committee's Operations and Activities
|
Management
|
For
|
Voted - For
|
5
|
Ratification of Board, CEO and Audit and Corporate Governance Committee's Acts
|
Management
|
For
|
Voted - For
|
6
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
7
|
Report on Tax Compliance
|
Management
|
For
|
Voted - For
|
8
|
Elect Carlos Hank González
|
Management
|
For
|
Voted - Against
|
9
|
Elect Juan Antonio González Moreno
|
Management
|
For
|
Voted - Against
|
10
|
Elect David Villarreal Montemayor
|
Management
|
For
|
Voted - Against
|
11
|
Elect Jose Marcos Ramirez Miguel
|
Management
|
For
|
Voted - Against
|
12
|
Elect Carlos de la Isla Corry
|
Management
|
For
|
Voted - Against
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
13
|
Elect Everardo Elizondo Almaguer
|
Management
|
For
|
Voted - Against
|
14
|
Elect Alicia Alejandra Lebrija Hirschfeld
|
Management
|
For
|
Voted - For
|
15
|
Elect Clemente Ismael Reyes-Retana Valdés
|
Management
|
For
|
Voted - Against
|
16
|
Elect Alfredo Elías Ayub
|
Management
|
For
|
Voted - For
|
17
|
Elect Adrián G. Sada Cueva
|
Management
|
For
|
Voted - For
|
18
|
Elect David Peñaloza Alanís
|
Management
|
For
|
Voted - For
|
19
|
Elect José Antonio Chedraui Eguia
|
Management
|
For
|
Voted - Against
|
20
|
Elect Alfonso de Angoitia Noriega
|
Management
|
For
|
Voted - Against
|
21
|
Elect Thomas Stanley Heather Rodriguez
|
Management
|
For
|
Voted - Against
|
22
|
Elect Graciela González Moreno (Alternate)
|
Management
|
For
|
Voted - For
|
23
|
Elect Juan Antonio González Marcos (Alternate)
|
Management
|
For
|
Voted - For
|
24
|
Elect Alberto Halabe Hamui (Alternate)
|
Management
|
For
|
Voted - For
|
25
|
Elect Gerardo Salazar Viezca (Alternate)
|
Management
|
For
|
Voted - For
|
26
|
Elect Alberto Pérez-Jácome Friscione (Alternate)
|
Management
|
For
|
Voted - For
|
27
|
Elect Diego Martínez Rueda (Alternate)
|
Management
|
For
|
Voted - For
|
28
|
Elect Roberto Kelleher Vales (Alternate)
|
Management
|
For
|
Voted - For
|
29
|
Elect Cecilia Goya de Riviello Meade (Alternate)
|
Management
|
For
|
Voted - For
|
30
|
Elect Isaac Becker Kabacnik (Alternate)
|
Management
|
For
|
Voted - For
|
31
|
Elect José Maria Garza Treviño (Alternate)
|
Management
|
For
|
Voted - For
|
32
|
Elect Carlos Césarman Kolteniu (Alternate)
|
Management
|
For
|
Voted - For
|
33
|
Elect Humberto Tafolla Núñez (Alternate)
|
Management
|
For
|
Voted - For
|
34
|
Elect Guadalupe Phillips Margain (Alternate)
|
Management
|
For
|
Voted - For
|
35
|
Elect Ricardo Maldonado Yáñez (Alternate)
|
Management
|
For
|
Voted - For
|
36
|
Elect Héctor Ávila Flores as Board Secretary
|
Management
|
For
|
Voted - For
|
37
|
Authority to Exempt Directors from Providing Own Indemnification
|
Management
|
For
|
Voted - For
|
38
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
39
|
Elect Thomas Stanley Heather Rodriguez as Audit and Corporate Governance Committee Chair
|
Management
|
For
|
Voted - For
|
40
|
Report on the Company's Repurchase Program
|
Management
|
For
|
Voted - For
|
41
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
42
|
Election of Meeting Delegates
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Interim Dividends
|
Management
|
For
|
Voted - For
|
3
|
Set Dividend Payment Date
|
Management
|
For
|
Voted - For
|
4
|
Election of Meeting Delegates
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
3
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
4
|
Elect Anne Beal
|
Management
|
For
|
Voted - For
|
5
|
Elect Harry Dietz
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Elect Sir Jonathan R. Symonds
|
Management
|
For
|
Voted - Against
|
7
|
Elect Emma N. Walmsley
|
Management
|
For
|
Voted - For
|
8
|
Elect Charles A. Bancroft
|
Management
|
For
|
Voted - For
|
9
|
Elect Manvinder S. Banga
|
Management
|
For
|
Voted - For
|
10
|
Elect Hal V. Barron
|
Management
|
For
|
Voted - For
|
11
|
Elect Dame Vivienne Cox
|
Management
|
For
|
Voted - For
|
12
|
Elect Lynn L. Elsenhans
|
Management
|
For
|
Voted - For
|
13
|
Elect Laurie H. Glimcher
|
Management
|
For
|
Voted - For
|
14
|
Elect Jesse Goodman
|
Management
|
For
|
Voted - For
|
15
|
Elect Iain J. Mackay
|
Management
|
For
|
Voted - For
|
16
|
Elect Urs Rohner
|
Management
|
For
|
Voted - For
|
17
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
18
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
19
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
20
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
21
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
22
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
23
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
24
|
Approve exemption from statement of the senior statutory auditor's name in published auditors' reports
|
Management
|
For
|
Voted - For
|
25
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
26
|
Share Save Plan 2022
|
Management
|
For
|
Voted - For
|
27
|
Share Reward Plan 2022
|
Management
|
For
|
Voted - For
|
28
|
Adoption of New Articles
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Elect Seiji Kuraishi
|
Management
|
For
|
Voted - Against
|
3
|
Elect Toshihiro Mibe
|
Management
|
For
|
Voted - Against
|
4
|
Elect Kohei Takeuchi
|
Management
|
For
|
Voted - Against
|
5
|
Elect Shinji Aoyama
|
Management
|
For
|
Voted - Against
|
6
|
Elect Asako Suzuki
|
Management
|
For
|
Voted - Against
|
7
|
Elect Masafumi Suzuki
|
Management
|
For
|
Voted - Against
|
8
|
Elect Kunihiko Sakai
|
Management
|
For
|
Voted - Against
|
9
|
Elect Fumiya Kokubu
|
Management
|
For
|
Voted - Against
|
10
|
Elect Yoichiro Ogawa
|
Management
|
For
|
Voted - For
|
11
|
Elect Kazuhiro Higashi
|
Management
|
For
|
Voted - Against
|
12
|
Elect Ryoko Nagata
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Final Dividend
|
Management
|
For
|
Voted - For
|
3
|
Elect Craig Beattie
|
Management
|
For
|
Voted - Against
|
4
|
Elect Adam P.C. Keswick
|
Management
|
For
|
Voted - Against
|
5
|
Elect Lincoln LEONG Kwok Kuen
|
Management
|
For
|
Voted - For
|
6
|
Elect Anthony Nightingale
|
Management
|
For
|
Voted - Against
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
8
|
Directors' Remuneration Cap
|
Management
|
For
|
Voted - For
|
9
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
4
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
5
|
Elect Rachel Duan
|
Management
|
For
|
Voted - For
|
6
|
Elect Carolyn Fairbairn
|
Management
|
For
|
Voted - For
|
7
|
Elect James J. Forese
|
Management
|
For
|
Voted - For
|
8
|
Elect Steven Guggenheimer
|
Management
|
For
|
Voted - For
|
9
|
Elect José Antonio Meade Kuribreña
|
Management
|
For
|
Voted - For
|
10
|
Elect Eileen Murray
|
Management
|
For
|
Voted - For
|
11
|
Elect David T. Nish
|
Management
|
For
|
Voted - For
|
12
|
Elect Noel Quinn
|
Management
|
For
|
Voted - For
|
13
|
Elect Ewen Stevenson
|
Management
|
For
|
Voted - For
|
14
|
Elect Jackson P. Tai
|
Management
|
For
|
Voted - For
|
15
|
Elect Mark E. Tucker
|
Management
|
For
|
Voted - For
|
16
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
17
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
18
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
19
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
20
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
21
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
22
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - For
|
23
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
24
|
Authority to Repurchase Shares Off-Market
|
Management
|
For
|
Voted - For
|
25
|
Authority to Issue Shares and Convertible Debt w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
26
|
Authority to Issue Shares and Convertible Debt w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
27
|
Renewal of Scrip Dividend authority
|
Management
|
For
|
Voted - For
|
28
|
Adoption of New Articles
|
Management
|
For
|
Voted - For
|
29
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
30
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
31
|
Shareholder Proposal Regarding Pension Scheme
|
Shareholder
|
Against
|
Voted - Against
|
1
|
Elect Louise Smalley
|
Management
|
For
|
Voted - For
|
2
|
Elect Joanne Wilson
|
Management
|
For
|
Voted - For
|
3
|
Elect Zheng Yin
|
Management
|
For
|
Voted - For
|
4
|
Elect John Rishton
|
Management
|
For
|
Voted - For
|
5
|
Elect Stephen A. Carter
|
Management
|
For
|
Voted - For
|
6
|
Elect Gareth Wright
|
Management
|
For
|
Voted - For
|
7
|
Elect Patrick Martell
|
Management
|
For
|
Voted - For
|
8
|
Elect Mary T. McDowell
|
Management
|
For
|
Voted - Against
|
9
|
Elect Helen Owers
|
Management
|
For
|
Voted - Against
|
10
|
Elect Gill Whitehead
|
Management
|
For
|
Voted - For
|
11
|
Elect Stephen J. Davidson
|
Management
|
For
|
Voted - Against
|
12
|
Elect David J. S. Flaschen
|
Management
|
For
|
Voted - For
|
13
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
14
|
Remuneration Report
|
Management
|
For
|
Voted - Against
|
15
|
Appointment of Auditor
|
Management
|
For
|
Voted - Against
|
16
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
17
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
18
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
19
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
20
|
Approval of Long-Term Incentive Plan
|
Management
|
For
|
Voted - For
|
21
|
Approval of Deferred Share Bonus Plan
|
Management
|
For
|
Voted - For
|
22
|
Amendment to Historical LTIP Rules
|
Management
|
For
|
Voted - For
|
23
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
24
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
25
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
26
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
8
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
9
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
10
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
11
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
12
|
Ratification of Management Board Acts
|
Management
|
For
|
Voted - For
|
13
|
Ratification of Supervisory Board Acts
|
Management
|
For
|
Voted - For
|
14
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
15
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
16
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
17
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
18
|
Authority to Cancel Repurchased Shares
|
Management
|
For
|
Voted - For
|
19
|
Reduction in Authorised Capital
|
Management
|
For
|
Voted - For
|
20
|
Authority to Reduce Issued Share Capital
|
Management
|
For
|
Voted - For
|
21
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Scheme of Arrangement (UK Distribution)
|
Management
|
For
|
Voted - For
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Distribution In Specie (SA Distribution)
|
Management
|
For
|
Voted - For
|
2
|
Approval of Amendments to DAT Deeds
|
Management
|
For
|
Voted - For
|
3
|
Scheme of Arrangement (UK Distribution)
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Take No Action
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Take No Action
|
3
|
Accounts and Reports
|
Management
|
For
|
Take No Action
|
4
|
Compensation Report
|
Management
|
For
|
Take No Action
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Take No Action
|
6
|
Ratification of Board and Management Acts
|
Management
|
For
|
Take No Action
|
7
|
Board Compensation
|
Management
|
For
|
Take No Action
|
8
|
Executive Compensation (Cash-Based Variable)
|
Management
|
For
|
Take No Action
|
9
|
Executive Compensation (Share-Based Variable)
|
Management
|
For
|
Take No Action
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
10
|
Executive Compensation (Fixed)
|
Management
|
For
|
Take No Action
|
11
|
Elect Romeo Lacher
|
Management
|
For
|
Take No Action
|
12
|
Elect Gilbert Achermann
|
Management
|
For
|
Take No Action
|
13
|
Elect Heinrich Baumann
|
Management
|
For
|
Take No Action
|
14
|
Elect Richard Campbell-Breeden
|
Management
|
For
|
Take No Action
|
15
|
Elect Ivo Furrer
|
Management
|
For
|
Take No Action
|
16
|
Elect David R. Nicol
|
Management
|
For
|
Take No Action
|
17
|
Elect Kathryn Shih
|
Management
|
For
|
Take No Action
|
18
|
Elect Eunice Zehnder-Lai
|
Management
|
For
|
Take No Action
|
19
|
Elect Olga Zoutendijk
|
Management
|
For
|
Take No Action
|
20
|
Elect Tomas Varela Muiña
|
Management
|
For
|
Take No Action
|
21
|
Appoint Romeo Lacher as Board Chair
|
Management
|
For
|
Take No Action
|
22
|
Elect Gilbert Achermann as Compensation Committee Member
|
Management
|
For
|
Take No Action
|
23
|
Elect Richard Campbell-Breeden as Compensation Committee Member
|
Management
|
For
|
Take No Action
|
24
|
Elect Kathryn Shih as Compensation Committee Member
|
Management
|
For
|
Take No Action
|
25
|
Elect Eunice Zehnder-Lai as Compensation Committee Member
|
Management
|
For
|
Take No Action
|
26
|
Appointment of Auditor
|
Management
|
For
|
Take No Action
|
27
|
Appointment of Independent Proxy
|
Management
|
For
|
Take No Action
|
28
|
Cancellation of Shares and Reduction in Share Capital
|
Management
|
For
|
Take No Action
|
29
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Take No Action
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
5
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
7
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
8
|
Ratification of Management Board Acts
|
Management
|
For
|
Voted - For
|
9
|
Ratification of Supervisory Board Acts
|
Management
|
For
|
Voted - For
|
10
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
11
|
Remuneration Report
|
Management
|
For
|
Voted - Against
|
12
|
Elect Birgit A. Behrendt
|
Management
|
For
|
Voted - For
|
13
|
Elect Alexander Dibelius
|
Management
|
For
|
Voted - For
|
14
|
Elect Michael Martin Macht
|
Management
|
For
|
Voted - Against
|
15
|
Elect TAN Xuguang
|
Management
|
For
|
Voted - Against
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
4
|
Elect Tetsuji Ohashi
|
Management
|
For
|
Voted - Against
|
5
|
Elect Hiroyuki Ogawa
|
Management
|
For
|
Voted - Against
|
6
|
Elect Masayuki Moriyama
|
Management
|
For
|
Voted - Against
|
7
|
Elect Kiyoshi Mizuhara
|
Management
|
For
|
Voted - Against
|
8
|
Elect Takeshi Horikoshi
|
Management
|
For
|
Voted - Against
|
9
|
Elect Takeshi Kunibe
|
Management
|
For
|
Voted - Against
|
10
|
Elect Arthur M. Mitchell
|
Management
|
For
|
Voted - For
|
11
|
Elect Naoko Saiki
|
Management
|
For
|
Voted - For
|
12
|
Elect Michitaka Sawada
|
Management
|
For
|
Voted - Against
|
13
|
Elect Tatsuro Kosaka as Statutory Auditor
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
5
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
6
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
7
|
Remuneration Report
|
Management
|
For
|
Voted - Against
|
8
|
Ratification of Management Board Acts
|
Management
|
For
|
Voted - For
|
9
|
Ratification of Supervisory Board Acts
|
Management
|
For
|
Voted - For
|
10
|
Elect Paul Stoffels to the Supervisory Board
|
Management
|
For
|
Voted - For
|
11
|
Elect Marc Harrison to the Supervisory Board
|
Management
|
For
|
Voted - For
|
12
|
Elect Herna Verhagen to the Supervisory Board
|
Management
|
For
|
Voted - For
|
13
|
Elect Sanjay J. Poonem to the Supervisory Board
|
Management
|
For
|
Voted - For
|
14
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
15
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
16
|
Authority to Suppress Preemptive Rights
|
Management
|
For
|
Voted - For
|
17
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
18
|
Cancellation of Shares
|
Management
|
For
|
Voted - For
|
19
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
20
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
21
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
3
|
Elect Mitoji Yabunaka
|
Management
|
For
|
Voted - Against
|
4
|
Elect Hiroshi Obayashi
|
Management
|
For
|
Voted - Against
|
5
|
Elect Kazunori Watanabe
|
Management
|
For
|
Voted - For
|
6
|
Elect Hiroko Koide
|
Management
|
For
|
Voted - Against
|
7
|
Elect Takashi Oyamada
|
Management
|
For
|
Voted - Against
|
8
|
Elect Tatsuro Kosaka
|
Management
|
For
|
Voted - Against
|
9
|
Elect Hiroyuki Yanagi
|
Management
|
For
|
Voted - Against
|
10
|
Elect Kei Uruma
|
Management
|
For
|
Voted - Against
|
11
|
Elect Tadashi Kawagoishi
|
Management
|
For
|
Voted - Against
|
12
|
Elect Kuniaki Masuda
|
Management
|
For
|
Voted - Against
|
13
|
Elect Jun Nagasawa
|
Management
|
For
|
Voted - Against
|
14
|
Elect Kunihiko Kaga
|
Management
|
For
|
Voted - Against
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
4
|
Elect Takayuki Miki as Director
|
Management
|
For
|
Voted - Against
|
5
|
Bonus
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
3
|
Elect Makoto Inoue
|
Management
|
For
|
Voted - Against
|
4
|
Elect Shuji Irie
|
Management
|
For
|
Voted - Against
|
5
|
Elect Satoru Matsuzaki
|
Management
|
For
|
Voted - Against
|
6
|
Elect Yoshiteru Suzuki
|
Management
|
For
|
Voted - Against
|
7
|
Elect Stan Koyanagi
|
Management
|
For
|
Voted - Against
|
8
|
Elect Michael A. Cusumano
|
Management
|
For
|
Voted - For
|
9
|
Elect Sakie Akiyama
|
Management
|
For
|
Voted - Against
|
10
|
Elect Hiroshi Watanabe
|
Management
|
For
|
Voted - Against
|
11
|
Elect Aiko Sekine @ Aiko Sano
|
Management
|
For
|
Voted - Against
|
12
|
Elect Chikatomo Hodo
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
13
|
Elect Noriyuki Yanagawa
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Take No Action
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Take No Action
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Take No Action
|
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Take No Action
|
5
|
Opening of the Meeting; Election of Presiding Chair
|
Management
|
For
|
Take No Action
|
6
|
Accounts and Reports; Allocation of Profits and Dividends
|
Management
|
For
|
Take No Action
|
7
|
Remuneration Report
|
Management
|
For
|
Take No Action
|
8
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Take No Action
|
9
|
Authority to Repurchase Shares and Issue Treasury Shares (Incentive Plans)
|
Management
|
For
|
Take No Action
|
10
|
Authority to Repurchase Shares for Cancellation
|
Management
|
For
|
Take No Action
|
11
|
Amendments to Articles (General Meeting)
|
Management
|
For
|
Take No Action
|
12
|
Amendments to Articles (Attendance and Voting Deadline)
|
Management
|
For
|
Take No Action
|
13
|
Amendments to Articles (Record Date)
|
Management
|
For
|
Take No Action
|
14
|
Amendments to the Nomination Committee Guidelines
|
Management
|
For
|
Take No Action
|
15
|
Election of Directors
|
Management
|
For
|
Take No Action
|
16
|
Election of Nomination Committee
|
Management
|
For
|
Take No Action
|
17
|
Election of Nomination Committee Chair
|
Management
|
For
|
Take No Action
|
18
|
Directors' Fees
|
Management
|
For
|
Take No Action
|
19
|
Nomination Committee Fees
|
Management
|
For
|
Take No Action
|
20
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Take No Action
|
21
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Take No Action
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Remuneration Report
|
Management
|
For
|
Voted - Against
|
3
|
Elect Roger Devlin
|
Management
|
For
|
Voted - For
|
4
|
Elect Dean Finch
|
Management
|
For
|
Voted - For
|
5
|
Elect Nigel Mills
|
Management
|
For
|
Voted - For
|
6
|
Elect Simon Litherland
|
Management
|
For
|
Voted - For
|
7
|
Elect Joanna Place
|
Management
|
For
|
Voted - For
|
8
|
Elect Annemarie Durbin
|
Management
|
For
|
Voted - For
|
9
|
Elect Andrew Wyllie
|
Management
|
For
|
Voted - For
|
10
|
Elect Shirine Khoury-Haq
|
Management
|
For
|
Voted - For
|
11
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
12
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
13
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
14
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
15
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
16
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
5
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
6
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
7
|
Accounts and Reports; Non Tax-Deductible Expenses
|
Management
|
For
|
Voted - For
|
8
|
Consolidated Accounts and Reports
|
Management
|
For
|
Voted - For
|
9
|
Allocation of Losses/Dividends
|
Management
|
For
|
Voted - For
|
10
|
Special Auditors Report on Regulated Agreements
|
Management
|
For
|
Voted - For
|
11
|
2022 Remuneration Policy (Chair)
|
Management
|
For
|
Voted - For
|
12
|
2022 Remuneration Policy (Board of Directors)
|
Management
|
For
|
Voted - For
|
13
|
2022 Remuneration Policy (CEO)
|
Management
|
For
|
Voted - For
|
14
|
2021 Remuneration Report
|
Management
|
For
|
Voted - For
|
15
|
2021 Remuneration of Ian Meakins, Chair
|
Management
|
For
|
Voted - For
|
16
|
2021 Remuneration of Patrick Berard, CEO (Until September 1, 2021)
|
Management
|
For
|
Voted - Against
|
17
|
2021 Remuneration of Guillaume Texier, CEO (From September 1, 2021)
|
Management
|
For
|
Voted - For
|
18
|
Ratification of Barbara Dalibard
|
Management
|
For
|
Voted - For
|
19
|
Elect Barbara Dalibard
|
Management
|
For
|
Voted - Against
|
20
|
Elect François Auque
|
Management
|
For
|
Voted - For
|
21
|
Elect Agnès Touraine
|
Management
|
For
|
Voted - Against
|
22
|
Appointment of Auditor (KPMG)
|
Management
|
For
|
Voted - For
|
23
|
Appointment of Alternate Auditor (Salustro Reydel)
|
Management
|
For
|
Voted - For
|
24
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
25
|
Authority to Cancel Shares and Reduce Capital
|
Management
|
For
|
Voted - For
|
26
|
Employee Stock Purchase Plan
|
Management
|
For
|
Voted - For
|
27
|
Stock Purchase Plan for Overseas Employees
|
Management
|
For
|
Voted - For
|
28
|
Authority to Issue Performance Shares
|
Management
|
For
|
Voted - For
|
29
|
Authority to Issue Restricted Shares Through Employee Shareholding Schemes
|
Management
|
For
|
Voted - For
|
30
|
Authorisation of Legal Formalities
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Ratification of Management Board Acts
|
Management
|
For
|
Voted - For
|
5
|
Ratification of Supervisory Board Acts
|
Management
|
For
|
Voted - For
|
6
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
7
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
8
|
Elect Eva Louise Helen Öfverström
|
Management
|
For
|
Voted - For
|
9
|
Elect Susanne Hannemann
|
Management
|
For
|
Voted - For
|
10
|
Elect Andreas Georgi
|
Management
|
For
|
Voted - For
|
11
|
Elect Klaus Draeger
|
Management
|
For
|
Voted - For
|
12
|
Approval of Intra-Company Control Agreements
|
Management
|
For
|
Voted - For
|
13
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
14
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
15
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
16
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
17
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
4
|
Elect Ryuichi Isaka
|
Management
|
For
|
Voted - Against
|
5
|
Elect Katsuhiro Goto
|
Management
|
For
|
Voted - Against
|
6
|
Elect Junro Ito
|
Management
|
For
|
Voted - Against
|
7
|
Elect Yoshimichi Maruyama
|
Management
|
For
|
Voted - Against
|
8
|
Elect Fumihiko Nagamatsu
|
Management
|
For
|
Voted - Against
|
9
|
Elect Joseph M. DePinto
|
Management
|
For
|
Voted - Against
|
10
|
Elect Kunio Ito
|
Management
|
For
|
Voted - For
|
11
|
Elect Toshiro Yonemura
|
Management
|
For
|
Voted - For
|
12
|
Elect Tetsuro Higashi
|
Management
|
For
|
Voted - For
|
13
|
Elect Yoshiyuki Izawa
|
Management
|
For
|
Voted - For
|
14
|
Elect Meyumi Yamada
|
Management
|
For
|
Voted - For
|
15
|
Elect Jenifer S. Rogers
|
Management
|
For
|
Voted - For
|
16
|
Elect Paul K. Yonamine
|
Management
|
For
|
Voted - For
|
17
|
Elect Stephen H. Dacus
|
Management
|
For
|
Voted - For
|
18
|
Elect Elizabeth M. Meyerdirk
|
Management
|
For
|
Voted - For
|
19
|
Elect Nobutomo Teshima
|
Management
|
For
|
Voted - For
|
20
|
Elect Kazuhiro Hara
|
Management
|
For
|
Voted - For
|
21
|
Elect Mitsuko Inamasu
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
22
|
Amendment to the Trust Type Equity Compensation Plan
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
4
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
7
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
8
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
9
|
Board Size
|
Management
|
For
|
Voted - For
|
10
|
Board Term Length
|
Management
|
For
|
Voted - For
|
11
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
12
|
List Presented by CDP Reti S.p.A.
|
Management
|
For
|
Non-Voting
|
13
|
List Presented by Group of Institutional Investors Representing 1.37% of Share Capital
|
Management
|
For
|
Voted - For
|
14
|
Elect Monica de Virgiliis as Chair
|
Management
|
For
|
Voted - For
|
15
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
16
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
Non-Voting
|
17
|
List Presented by CDP Reti S.p.A.
|
Management
|
N/A
|
Voted - For
|
18
|
List Presented by Group of Institutional Investors Representing 1.37% of Share Capital
|
Management
|
N/A
|
Voted - Abstain
|
19
|
Election of Chair of Board of Statutory Auditors
|
Management
|
For
|
Voted - For
|
20
|
Statutory Auditors' Fees
|
Management
|
For
|
Voted - For
|
21
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Elect Patricia M. Bedient
|
Management
|
For
|
Voted - For
|
3
|
Elect John D. Gass
|
Management
|
For
|
Voted - For
|
4
|
Elect Russell K. Girling
|
Management
|
For
|
Voted - For
|
5
|
Elect Jean Paul Gladu
|
Management
|
For
|
Voted - For
|
6
|
Elect Dennis M. Houston
|
Management
|
For
|
Voted - For
|
7
|
Elect Mark S. Little
|
Management
|
For
|
Voted - For
|
8
|
Elect Brian P. MacDonald
|
Management
|
For
|
Voted - For
|
9
|
Elect Maureen McCaw
|
Management
|
For
|
Voted - For
|
10
|
Elect Lorraine Mitchelmore
|
Management
|
For
|
Voted - For
|
11
|
Elect Eira Thomas
|
Management
|
For
|
Voted - For
|
12
|
Elect Michael M. Wilson
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
13
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
4
|
Elect Guy M. C. Bradley
|
Management
|
For
|
Voted - Against
|
5
|
Elect Nicholas A. H. FENWICK
|
Management
|
For
|
Voted - Against
|
6
|
Elect Spencer T. FUNG
|
Management
|
For
|
Voted - For
|
7
|
Elect Merlin B. Swire
|
Management
|
For
|
Voted - Against
|
8
|
Elect Timothy J. Blackburn
|
Management
|
For
|
Voted - Against
|
9
|
Elect Mabelle MA Suk Ching
|
Management
|
For
|
Voted - Against
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
11
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
13
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
5
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
6
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
7
|
Consolidated Accounts and Reports
|
Management
|
For
|
Voted - For
|
8
|
Accounts and Reports; Non Tax-Deductible Expenses
|
Management
|
For
|
Voted - For
|
9
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
10
|
Special Auditors Report on Regulated Agreements
|
Management
|
For
|
Voted - For
|
11
|
Elect Anne-Claire Taittinger
|
Management
|
For
|
Voted - For
|
12
|
Elect Charles Edelstenne
|
Management
|
For
|
Voted - Against
|
13
|
Elect Eric Trappier
|
Management
|
For
|
Voted - Against
|
14
|
Elect Loïk Segalen
|
Management
|
For
|
Voted - Against
|
15
|
Elect Marie-Françoise Walbaum
|
Management
|
For
|
Voted - Against
|
16
|
Elect Patrice Caine
|
Management
|
For
|
Voted - Against
|
17
|
2021 Remuneration of Patrice Caine, Chair and CEO
|
Management
|
For
|
Voted - For
|
18
|
2021 Remuneration Report
|
Management
|
For
|
Voted - For
|
19
|
2022 Remuneration Policy (Chair and CEO)
|
Management
|
For
|
Voted - For
|
20
|
2022 Remuneration Policy (Board of Directors)
|
Management
|
For
|
Voted - For
|
21
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
22
|
Authority to Issue Restricted Shares (Employees)
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
23
|
Authority to Issue Shares and Convertible Debt w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
24
|
Authority to Issue Shares and Convertible Debt w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
25
|
Authority to Issue Shares and Convertible Debt Through Private Placement
|
Management
|
For
|
Voted - For
|
26
|
Greenshoe
|
Management
|
For
|
Voted - For
|
27
|
Authority to Increase Capital in Consideration for Contributions In Kind
|
Management
|
For
|
Voted - For
|
28
|
Global Ceiling on Capital Increases and Debt Issuances
|
Management
|
For
|
Voted - For
|
29
|
Employee Stock Purchase Plan
|
Management
|
For
|
Voted - For
|
30
|
Authorisation of Legal Formalities
|
Management
|
For
|
Voted - For
|
31
|
Elect Ann Taylor
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
5
|
Elect Michael LIEN Jown Leam
|
Management
|
For
|
Voted - For
|
6
|
Elect WEE Ee Lim
|
Management
|
For
|
Voted - Against
|
7
|
Elect Tracey WOON Kim Hong
|
Management
|
For
|
Voted - For
|
8
|
Elect Dinh Ba Thanh
|
Management
|
For
|
Voted - For
|
9
|
Elect TEO Lay Lim
|
Management
|
For
|
Voted - For
|
10
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
11
|
Authority to Issue Shares under the UOB Scrip Dividend Scheme
|
Management
|
For
|
Voted - For
|
12
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
13
|
Amendment to the UOB Restricted Share Plan
|
Management
|
For
|
Voted - For
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
5
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
6
|
Consolidated Accounts and Reports
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
Non Tax-Deductible Expenses
|
Management
|
For
|
Voted - For
|
8
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
9
|
Special Auditors Report on Regulated Agreements
|
Management
|
For
|
Voted - For
|
10
|
Elect Antoine Frérot
|
Management
|
For
|
Voted - For
|
11
|
Elect Estelle Brachlianoff
|
Management
|
For
|
Voted - For
|
12
|
Elect Agata Mazurek-Bak
|
Management
|
For
|
Voted - For
|
13
|
2021 Remuneration of Antoine Frérot, Chair and CEO
|
Management
|
For
|
Voted - For
|
14
|
2021 Remuneration Report
|
Management
|
For
|
Voted - For
|
15
|
2022 Remuneration Policy (Chair and CEO from January 1, 2022 to June 30, 2022)
|
Management
|
For
|
Voted - For
|
16
|
2022 Exceptional Award on Remuneration Policy (Chair and CEO from January 1, 2022 to June 30, 2022)
|
Management
|
For
|
Voted - Against
|
17
|
2022 Remuneration Policy (Chair from July 1, 2022 to December 31, 2022)
|
Management
|
For
|
Voted - Against
|
18
|
2022 Remuneration Policy (CEO from July 1, 2022 to December 31, 2022)
|
Management
|
For
|
Voted - For
|
19
|
2022 Remuneration Policy (Non-Executive Directors)
|
Management
|
For
|
Voted - For
|
20
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
21
|
Authority to Issue Shares and Convertible Debt w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
22
|
Authority to Issue Shares and Convertible Debt w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
23
|
Authority to Issue Shares and Convertible Debt Through Private Placement
|
Management
|
For
|
Voted - For
|
24
|
Authority to Increase Capital in Consideration for Contributions In Kind (France)
|
Management
|
For
|
Voted - For
|
25
|
Greenshoe
|
Management
|
For
|
Voted - For
|
26
|
Authority to Increase Capital Through Capitalisations
|
Management
|
For
|
Voted - For
|
27
|
Employee Stock Purchase Plan
|
Management
|
For
|
Voted - For
|
28
|
Stock Purchase Plan for Overseas Employees
|
Management
|
For
|
Voted - For
|
29
|
Authority to Issue Performance and Restricted Shares
|
Management
|
For
|
Voted - For
|
30
|
Authority to Cancel Shares and Reduce Capital
|
Management
|
For
|
Voted - For
|
31
|
Authorisation of Legal Formalities
|
Management
|
For
|
Voted - For
|
32
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
33
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
5
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
6
|
Consolidated Accounts and Reports
|
Management
|
For
|
Voted - For
|
7
|
Accounts and Reports; Non Tax-Deductible Expenses
|
Management
|
For
|
Voted - For
|
8
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
Barrow Hanley International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
Elect Xavier Huillard
|
Management
|
For
|
Voted - For
|
10
|
Elect Marie-Christine Lombard
|
Management
|
For
|
Voted - For
|
11
|
Elect René Médori
|
Management
|
For
|
Voted - For
|
12
|
Elect Qatar Holding LLC (Abdullah Hamad Al-Attiyah)
|
Management
|
For
|
Voted - For
|
13
|
Elect Claude Laruelle
|
Management
|
For
|
Voted - For
|
14
|
Relocation of Corporate Headquarters
|
Management
|
For
|
Voted - For
|
15
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
16
|
2022 Remuneration Policy (Board of Directors)
|
Management
|
For
|
Voted - For
|
17
|
2022 Remuneration Policy (Executives)
|
Management
|
For
|
Voted - For
|
18
|
2021 Remuneration Report
|
Management
|
For
|
Voted - For
|
19
|
2021 Remuneration of Xavier Huillard, Chair and CEO
|
Management
|
For
|
Voted - For
|
20
|
Authority to Cancel Shares and Reduce Capital
|
Management
|
For
|
Voted - For
|
21
|
Employee Stock Purchase Plan
|
Management
|
For
|
Voted - For
|
22
|
Stock Purchase Plan for Overseas Employees
|
Management
|
For
|
Voted - For
|
23
|
Authorisation of Legal Formalities
|
Management
|
For
|
Voted - For
|
24
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
25
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
Non-Voting
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Remuneration Report
|
Management
|
For
|
Voted - Against
|
3
|
Remuneration Policy
|
Management
|
For
|
Voted - Against
|
4
|
Elect Kal Atwal
|
Management
|
For
|
Voted - For
|
5
|
Elect Carl Cowling
|
Management
|
For
|
Voted - Against
|
6
|
Elect Nicky Dulieu
|
Management
|
For
|
Voted - For
|
7
|
Elect Simon Emeny
|
Management
|
For
|
Voted - For
|
8
|
Elect Robert Moorhead
|
Management
|
For
|
Voted - Against
|
9
|
Elect Henry E. Staunton
|
Management
|
For
|
Voted - Against
|
10
|
Elect Maurice Thompson
|
Management
|
For
|
Voted - For
|
11
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
12
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
13
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
14
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
15
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
16
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
17
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
18
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
Barrow Hanley US Value Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Ratification of Board Acts
|
Management
|
For
|
Voted - For
|
3
|
Elect Jean Raby
|
Management
|
For
|
Voted - For
|
4
|
Elect Julian B. Branch
|
Management
|
For
|
Voted - For
|
5
|
Elect Stacey Cartwright
|
Management
|
For
|
Voted - For
|
6
|
Elect Rita Forst
|
Management
|
For
|
Voted - Against
|
7
|
Elect Richard Michael Gradon
|
Management
|
For
|
Voted - For
|
8
|
Elect Robert G. Warden
|
Management
|
For
|
Voted - For
|
9
|
Designation of CFO as Person Temporarily Responsible for Management
|
Management
|
For
|
Voted - For
|
10
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
11
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
12
|
Authority to Suppress Preemptive Rights
|
Management
|
For
|
Voted - For
|
13
|
Authority to Issue Shares w/ Preemptive Rights in connection with Mergers and Acquisitions
|
Management
|
For
|
Voted - For
|
14
|
Authority to Suppress Preemptive Rights in connection with Mergers and Acquisitions
|
Management
|
For
|
Voted - Against
|
15
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
16
|
Authority to Repurchase Additional Shares
|
Management
|
For
|
Voted - For
|
17
|
Reduction of Capital through Cancelation of Shares
|
Management
|
For
|
Voted - For
|
1
|
Elect Patrick Drahi
|
Management
|
For
|
Voted - Against
|
2
|
Elect Gerrit Jan Bakker
|
Management
|
For
|
Voted - Against
|
3
|
Elect David Drahi
|
Management
|
For
|
Voted - Against
|
4
|
Elect Dexter Goei
|
Management
|
For
|
Voted - Against
|
5
|
Elect Mark Mullen
|
Management
|
For
|
Voted - Against
|
6
|
Elect Dennis Okhuijsen
|
Management
|
For
|
Voted - Against
|
7
|
Elect Susan C. Schnabel
|
Management
|
For
|
Voted - For
|
8
|
Elect Charles Stewart
|
Management
|
For
|
Voted - Against
|
9
|
Elect Raymond Svider
|
Management
|
For
|
Voted - Against
|
10
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Voted - Against
|
11
|
Amendment to the 2017 Long Term Incentive Plan
|
Management
|
For
|
Voted - Against
|
12
|
Ratification of Auditor
|
Management
|
For
|
Voted - For
|
Barrow Hanley US Value Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.1
|
Elect Robert W. Bryant
|
Management
|
For
|
Voted - For
|
1.2
|
Elect Steven M. Chapman
|
Management
|
For
|
Voted - For
|
1.3
|
Elect William M. Cook
|
Management
|
For
|
Voted - For
|
1.4
|
Elect Tyrone M. Jordan
|
Management
|
For
|
Voted - For
|
1.5
|
Elect Deborah J. Kissire
|
Management
|
For
|
Voted - For
|
1.6
|
Elect Elizabeth C. Lempres
|
Management
|
For
|
Voted - For
|
1.7
|
Elect Robert M. McLaughlin
|
Management
|
For
|
Voted - For
|
1.8
|
Elect Rakesh Sachdev
|
Management
|
For
|
Voted - For
|
1.9
|
Elect Samuel L. Smolik
|
Management
|
For
|
Voted - For
|
2
|
Ratification of Auditor
|
Management
|
For
|
Voted - For
|
3
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Voted - For
|
1
|
Elect Francesco Bianchi
|
Management
|
For
|
Voted - For
|
2
|
Elect Stacy Enxing Seng
|
Management
|
For
|
Voted - For
|
3
|
Elect William A. Kozy
|
Management
|
For
|
Voted - For
|
4
|
Elect Damien McDonald
|
Management
|
For
|
Voted - For
|
5
|
Elect Daniel J. Moore
|
Management
|
For
|
Voted - For
|
6
|
Elect Sharon O'Kane
|
Management
|
For
|
Voted - For
|
7
|
Elect Andrea L. Saia
|
Management
|
For
|
Voted - For
|
8
|
Elect Todd C. Schermerhorn
|
Management
|
For
|
Voted - For
|
9
|
Elect Peter M. Wilver
|
Management
|
For
|
Voted - For
|
10
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Voted - For
|
11
|
Ratification of Auditor
|
Management
|
For
|
Voted - For
|
12
|
Approval of the 2022 Incentive Award Plan
|
Management
|
For
|
Voted - For
|
13
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
14
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
15
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
16
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
17
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
18
|
Appointment of Statutory Auditor
|
Management
|
For
|
Voted - For
|
19
|
Statutory Auditors' Fees
|
Management
|
For
|
Voted - For
|
1
|
Elect Ronald Bension
|
Management
|
For
|
Voted - For
|
Barrow Hanley US Value Opportunities Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
Elect James P. Chambers
|
Management
|
For
|
Voted - For
|
3
|
Elect William Gray
|
Management
|
For
|
Voted - For
|
4
|
Elect Timothy Hartnett
|
Management
|
For
|
Voted - For
|
5
|
Elect Charles A. Koppelman
|
Management
|
For
|
Voted - For
|
6
|
Elect Yoshikazu Maruyama
|
Management
|
For
|
Voted - For
|
7
|
Elect Thomas E. Moloney
|
Management
|
For
|
Voted - For
|
8
|
Elect Neha Jogani Narang
|
Management
|
For
|
Voted - For
|
9
|
Elect Scott I. Ross
|
Management
|
For
|
Voted - For
|
10
|
Elect Kimberly K. Schaefer
|
Management
|
For
|
Voted - For
|
11
|
Ratification of Auditor
|
Management
|
For
|
Voted - For
|
12
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Voted - For
|
1.1
|
Elect Marcelo Claure
|
Management
|
For
|
Voted - For
|
1.2
|
Elect Srikant M. Datar
|
Management
|
For
|
Voted - For
|
1.3
|
Elect Bavan M. Holloway
|
Management
|
For
|
Voted - For
|
1.4
|
Elect Timotheus H?ttges
|
Management
|
For
|
Voted - For
|
1.5
|
Elect Christian P. Illek
|
Management
|
For
|
Voted - For
|
1.6
|
Elect Raphael K?bler
|
Management
|
For
|
Voted - For
|
1.7
|
Elect Thorsten Langheim
|
Management
|
For
|
Voted - For
|
1.8
|
Elect Dominique Leroy
|
Management
|
For
|
Voted - For
|
1.9
|
Elect Letitia A. Long
|
Management
|
For
|
Voted - For
|
1.1
|
Elect G. Michael Sievert
|
Management
|
For
|
Voted - For
|
1.11
|
Elect Teresa A. Taylor
|
Management
|
For
|
Voted - For
|
1.12
|
Elect Omar Tazi
|
Management
|
For
|
Voted - For
|
1.13
|
Elect Kelvin R. Westbrook
|
Management
|
For
|
Voted - For
|
2
|
Ratification of Auditor
|
Management
|
For
|
Voted - For
|
1
|
Elect David M. Cote
|
Management
|
For
|
Voted - For
|
2
|
Elect Rob Johnson
|
Management
|
For
|
Voted - For
|
3
|
Elect Joseph van Dokkum
|
Management
|
For
|
Voted - For
|
4
|
Elect Roger B. Fradin
|
Management
|
For
|
Voted - For
|
5
|
Elect Jacob Kotzubei
|
Management
|
For
|
Voted - For
|
6
|
Elect Matthew Louie
|
Management
|
For
|
Voted - For
|
7
|
Elect Edward L. Monser
|
Management
|
For
|
Voted - For
|
8
|
Elect Steven S Reinemund
|
Management
|
For
|
Voted - For
|
9
|
Elect Robin L. Washington
|
Management
|
For
|
Voted - For
|
10
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Voted - For
|
11
|
Ratification of Auditor
|
Management
|
For
|
Voted - For
|