ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
O.1.1
|
Appointment of Joint Auditor (KPMG)
|
Management
|
For
|
Voted - For
|
O.2.1
|
Appointment of Joint Auditor (PwC)
|
Management
|
For
|
Voted - For
|
O.3.1
|
Re-elect Rose Keanly
|
Management
|
For
|
Voted - For
|
O.3.2
|
Re-elect Swithin Munyantwali
|
Management
|
For
|
Voted - For
|
O.3.3
|
Re-elect Ihron Rensburg
|
Management
|
For
|
Voted - For
|
O.3.4
|
Re-elect Fulvio Tonelli
|
Management
|
For
|
Voted - For
|
O.3.5
|
Re-elect René van Wyk
|
Management
|
For
|
Voted - Against
|
O.4.1
|
Elect John Cummins
|
Management
|
For
|
Voted - For
|
O.4.2
|
Elect Sello Moloko
|
Management
|
For
|
Voted - For
|
O.4.3
|
Elect Arrie Rautenbach
|
Management
|
For
|
Voted - For
|
O.5.1
|
Elect Audit and Compliance Committee Member (Alex Darko)
|
Management
|
For
|
Voted - For
|
O.5.2
|
Elect Audit and Compliance Committee Member (Daisy Naidoo)
|
Management
|
For
|
Voted - For
|
O.5.3
|
Elect Audit and Compliance Committee Member (Tasneem Abdool-Samad)
|
Management
|
For
|
Voted - For
|
O.5.4
|
Elect Audit and Compliance Committee Member (Swithin Munyantwali)
|
Management
|
For
|
Voted - For
|
O.5.5
|
Elect Audit and Compliance Committee Member (René van Wyk)
|
Management
|
For
|
Voted - Against
|
O.6
|
General Authority to Issue Shares
|
Management
|
For
|
Voted - For
|
NB.1
|
Approve Remuneration Policy
|
Management
|
For
|
Voted - For
|
NB.2
|
Approve Remuneration Implementation Report
|
Management
|
For
|
Voted - For
|
S.1
|
Approve NEDs' Fees
|
Management
|
For
|
Voted - For
|
S.2
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
S.3
|
Approve Financial Assistance
|
Management
|
For
|
Voted - For
|
1.1
|
Elect Joseph TSAI Chung
|
Management
|
For
|
Voted - Against
|
1.2
|
Elect J. Michael Evans
|
Management
|
For
|
Voted - For
|
1.3
|
Elect Börje E. Ekholm
|
Management
|
For
|
Voted - Against
|
2.
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
1.1
|
Elect Joseph TSAI Chung
|
Management
|
For
|
Voted - Against
|
1.2
|
Elect J. Michael Evans
|
Management
|
For
|
Voted - For
|
1.3
|
Elect Börje E. Ekholm
|
Management
|
For
|
Voted - Against
|
2
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.
|
Adoption of the Company’s Dual Foreign Name
|
Management
|
For
|
Voted - For
|
2.
|
Amendment to the Company's Articles of Association
|
Management
|
For
|
Voted - For
|
3.
|
Approval of Filings of Company's Dual Foreign Name and Articles of Association
|
Management
|
For
|
Voted - For
|
EGM
|
||||
1
|
Cancellation of Shares
|
Management
|
For
|
Voted - For
|
2
|
Capitalization of Reserves for Bonus Share Issuance
|
Management
|
For
|
Voted - For
|
3
|
Amendments to Articles 7 and 24 (Cumulation of Roles and Shareholders' Meetings)
|
Management
|
For
|
Voted - For
|
4
|
Amendments to Article 9 (Board Competencies)
|
Management
|
For
|
Voted - For
|
5
|
Amendments to Article 22 (Remuneration Committee)
|
Management
|
For
|
Voted - For
|
6
|
Amendments to Article 29 (Indemnity Agreements)
|
Management
|
For
|
Voted - For
|
7
|
Additional Value Generation Program
|
Management
|
For
|
Voted - For
|
AGM
|
||||
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Board Size
|
Management
|
For
|
Voted - For
|
4
|
Request Cumulative Voting
|
Management
|
Undetermined
|
Voted - Against
|
5.1
|
Elect Luiz Carlos Trabuco Cappi
|
Management
|
For
|
Voted - For
|
5.2
|
Elect Carlos Alberto Rodrigues Guilherme
|
Management
|
For
|
Voted - Against
|
5.3
|
Elect Denise Aguiar Alvarez Valente
|
Management
|
For
|
Voted - For
|
5.4
|
Elect Milton Matsumoto
|
Management
|
For
|
Voted - Against
|
5.5
|
Elect Alexandre da Silva Glüher
|
Management
|
For
|
Voted - Against
|
5.6
|
Elect Maurício Machado de Minas
|
Management
|
For
|
Voted - For
|
5.7
|
Elect Rubens Aguiar Alvarez
|
Management
|
For
|
Voted - For
|
5.8
|
Elect Samuel Monteiro dos Santos Junior
|
Management
|
For
|
Voted - For
|
5.9
|
Elect Walter Luis Bernardes Albertoni
|
Management
|
For
|
Voted - For
|
5.10
|
Elect Paulo Roberto Simões da Cunha
|
Management
|
For
|
Voted - For
|
5.11
|
Elect Denise Pauli Pavarina
|
Management
|
For
|
Voted - For
|
6
|
Proportional Allocation of Cumulative Votes
|
Management
|
Undetermined
|
Voted - Abstain
|
7.1
|
Allocate Cumulative Votes to Luiz Carlos Trabuco Cappi
|
Management
|
Undetermined
|
Voted - Abstain
|
7.2
|
Allocate Cumulative Votes to Carlos Alberto Rodrigues Guilherme
|
Management
|
Undetermined
|
Voted - Abstain
|
7.3
|
Allocate Cumulative Votes to Denise Aguiar Alvarez Valente
|
Management
|
Undetermined
|
Voted - Abstain
|
7.4
|
Allocate Cumulative Votes to Milton Matsumoto
|
Management
|
Undetermined
|
Voted - Abstain
|
7.5
|
Allocate Cumulative Votes to Alexandre da Silva Glüher
|
Management
|
Undetermined
|
Voted - Abstain
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7.6
|
Allocate Cumulative Votes to Maurício Machado de Minas
|
Management
|
Undetermined
|
Voted - Abstain
|
7.7
|
Allocate Cumulative Votes to Rubens Aguiar Alvarez
|
Management
|
Undetermined
|
Voted - Abstain
|
7.8
|
Allocate Cumulative Votes to Samuel Monteiro dos Santos Junior
|
Management
|
Undetermined
|
Voted - For
|
7.9
|
Allocate Cumulative Votes to Walter Luis Bernardes Albertoni
|
Management
|
Undetermined
|
Voted - For
|
7.10
|
Allocate Cumulative Votes to Paulo Roberto Simões da Cunha
|
Management
|
Undetermined
|
Voted - For
|
7.11
|
Allocate Cumulative Votes to Denise Pauli Pavarina
|
Management
|
Undetermined
|
Voted - Abstain
|
8
|
Election of Supervisory Council
|
Management
|
For
|
Voted - Abstain
|
9
|
Approve Recasting of Votes for Amended Supervisory Council Slate
|
Management
|
Undetermined
|
Voted - Against
|
10
|
Elect Ivanyra Maura de Medeiros Correa to the Supervisory Council Presented by Minority Shareholders
|
Management
|
Undetermined
|
Voted - For
|
12
|
Remuneration Policy
|
Management
|
For
|
Voted - Against
|
13
|
Supervisory Council Fees
|
Management
|
For
|
Voted - For
|
1
|
Ratify Co-Option and Elect Ariosto Antunes Culau
|
Management
|
For
|
Voted - For
|
2
|
Proportional Allocation of Cumulative Votes
|
Management
|
Undetermined
|
Voted - For
|
3
|
Allocate Cumulative Votes to Ariosto Antunes Culau
|
Management
|
Undetermined
|
Voted - Abstain
|
4
|
Amendments to Article 2 (Corporate Purpose)
|
Management
|
For
|
Voted - For
|
5
|
Amendments to Articles (Board of Directors)
|
Management
|
For
|
Voted - For
|
6
|
Amendments to Articles (Management Board)
|
Management
|
For
|
Voted - For
|
7
|
Amendments to Article 33 (Audit Committee)
|
Management
|
For
|
Voted - For
|
8
|
Amendments to Article 34 (Nomination and Remuneration Committee)
|
Management
|
For
|
Voted - For
|
9
|
Amendments to Article 35 (Risk and Capital Committee)
|
Management
|
For
|
Voted - For
|
10
|
Amendments to Article 36 (Technology and Innovation Committee)
|
Management
|
For
|
Voted - For
|
11
|
Amendments to Article 37 (Corporate Sustainability Committee)
|
Management
|
For
|
Voted - For
|
12
|
Amendments to Article 38 (Ombudsman)
|
Management
|
For
|
Voted - For
|
13
|
Amendments to Article 40 (Supervisory Council)
|
Management
|
For
|
Voted - For
|
14
|
Ratify Updated Global Remuneration Amount (FY2021)
|
Management
|
For
|
Voted - For
|
15
|
Ratify Board of Directors Remuneration Amount (FY2021)
|
Management
|
For
|
Voted - For
|
16
|
Ratify Supervisory Council Remuneration Amount (FY2021)
|
Management
|
For
|
Voted - For
|
17
|
Ratify Audit Committee Fees
|
Management
|
For
|
Voted - For
|
18
|
Ratify Risk and Capital Committee Fees
|
Management
|
For
|
Voted - For
|
19
|
Set Corporate Sustainability Committee Fees
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Amendments to Article 2 (Corporate Purpose)
|
Management
|
For
|
Voted - For
|
2
|
Amendments to Articles (Board of Directors)
|
Management
|
For
|
Voted - For
|
3
|
Amendments to Articles (Management Board)
|
Management
|
For
|
Voted - For
|
4
|
Amendments to Article 33 (Audit Committee)
|
Management
|
For
|
Voted - For
|
5
|
Amendments to Article 34 (Nomination and Remuneration Committee)
|
Management
|
For
|
Voted - For
|
6
|
Amendments to Article 35 (Risk and Capital Committee)
|
Management
|
For
|
Voted - For
|
7
|
Amendments to Article 36 (Technology and Innovation Committee)
|
Management
|
For
|
Voted - For
|
8
|
Amendments to Article 37 (Corporate Sustainability Committee)
|
Management
|
For
|
Voted - For
|
9
|
Amendments to Article 38 (Ombudsman)
|
Management
|
For
|
Voted - For
|
10
|
Amendments to Article 40 (Supervisory Council)
|
Management
|
For
|
Voted - For
|
11
|
Ratify Risk and Capital Committee's Fees
|
Management
|
For
|
Voted - For
|
12
|
Set Corporate Sustainability Committee Fees
|
Management
|
For
|
Voted - For
|
1
|
Elect Renato da Mota Andrade Neto as Supervisory Council Member
|
Management
|
For
|
Voted - For
|
2
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
5
|
Supervisory Council Fees
|
Management
|
For
|
Voted - For
|
6
|
Audit Committee Fees
|
Management
|
For
|
Voted - For
|
7
|
Risk and Capital Committee Fees
|
Management
|
For
|
Voted - For
|
8
|
Instructions if Meeting is Held on Second Call
|
Management
|
Undetermined
|
Voted - Against
|
1
|
Amendments to Article 1 (Company Name)
|
Management
|
For
|
Voted - For
|
2
|
Amendments to Article 2 (Corporate Purpose)
|
Management
|
For
|
Voted - For
|
3
|
Amendments to Article 7 (Share Capital)
|
Management
|
For
|
Voted - For
|
4
|
Amendments to Articles 9 and 10 (Shareholders' Meetings)
|
Management
|
For
|
Voted - For
|
5
|
Amendments to Articles (Company Management and Organization)
|
Management
|
For
|
Voted - For
|
6
|
Amendments to Articles (Supervisory Council)
|
Management
|
For
|
Voted - For
|
7
|
Amendments to Articles 46 and 48 (Financial Statements and Dividends)
|
Management
|
For
|
Voted - For
|
8
|
Amendments to Article 51 (Market Relationships)
|
Management
|
For
|
Voted - For
|
9
|
Amendments to Articles (Special Provisions)
|
Management
|
For
|
Voted - For
|
10
|
Amendments to Articles (Controlling Shareholder Obligations)
|
Management
|
For
|
Voted - For
|
11
|
Amendments to Article 64 (Transitional Provisions)
|
Management
|
For
|
Voted - For
|
12
|
Instructions if Meeting is Held on Second Call
|
Management
|
Undetermined
|
Voted - For
|
1.1
|
Elect Renato da Motta Andrade Neto as Supervisory Council Member
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.2
|
Elect Lincoln Moreira Jorge as Alternative Supervisory Council Member
|
Management
|
For
|
Voted - For
|
2
|
Ratify Updated Global Remuneration Amount
|
Management
|
For
|
Voted - For
|
3
|
Amendments to Articles (Committees)
|
Management
|
For
|
Voted - For
|
4
|
Human Resources Committee Fees; Tecnology and Innovation Committee Fees; Corporate Sustainability Committee Fees
|
Management
|
For
|
Voted - For
|
5
|
Instructions if Meeting is Held on Second Call
|
Management
|
Undetermined
|
Voted - Against
|
1
|
Results of Operations
|
Management
|
For
|
Voted - For
|
2
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4.A
|
Elect Piti Sithi-Amnuai
|
Management
|
For
|
Voted - Against
|
4.B
|
Elect Arun Chirachavala
|
Management
|
For
|
Voted - For
|
4.C
|
Elect Phornthep Phornprapha
|
Management
|
For
|
Voted - Against
|
4.D
|
Elect Amorn Chandarasomboon
|
Management
|
For
|
Voted - Against
|
4.E
|
Elect Singh Tangtatswas
|
Management
|
For
|
Voted - Against
|
4.F
|
Elect Boonsong Bunyasaranand
|
Management
|
For
|
Voted - Against
|
5.A
|
Elect TOH Chong
|
Management
|
For
|
Voted - Against
|
5.B
|
Elect Kobsak Pootrakool
|
Management
|
For
|
Voted - Against
|
5.C
|
Elect Sarana Boonbaichaiyapruck
|
Management
|
For
|
Voted - For
|
6
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
8
|
Transaction of Other Business
|
Management
|
For
|
Voted - Against
|
1
|
Directors' Report
|
Management
|
For
|
Voted - For
|
2
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
2022 Annual Budget for Fixed Assets Investment
|
Management
|
For
|
Voted - For
|
6
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
7
|
Elect Martin LIAO Cheung Kong
|
Management
|
For
|
Voted - For
|
8
|
Elect CHEN Chunhua
|
Management
|
For
|
Voted - For
|
9
|
Elect Jose CHUI Sai Peng
|
Management
|
For
|
Voted - For
|
10
|
Elect CHU Yiyun as Supervisor
|
Management
|
For
|
Voted - For
|
11
|
Additional Donation to the Tan Kah Kee Science Award Foundation
|
Management
|
For
|
Voted - For
|
12
|
2021 REMUNERATION DISTRIBUTION PLAN FOR EXTERNAL SUPERVISORS
|
Management
|
For
|
Voted - For
|
13
|
Non-capital Bond Issuance Plan
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
14
|
Issuance of Write-down Undated Capital Bonds
|
Management
|
For
|
Voted - For
|
15
|
Issuance of Qualified Write-down Tier 2 Capital Instruments
|
Management
|
For
|
Voted - For
|
16
|
Amendments to Articles
|
Management
|
For
|
Voted - Against
|
17
|
Elect ZHANG Jiangang
|
Management
|
For
|
Voted - Against
|
1
|
2021 Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - Against
|
3
|
Authority to Issue Shares or GDRs
|
Management
|
For
|
Voted - Against
|
4
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
5
|
Amendments to Procedural Rules for Shareholder Meetings
|
Management
|
For
|
Voted - For
|
6
|
Amendments to Procedural Rules for Acquisition and Disposal of Assets
|
Management
|
For
|
Voted - For
|
7.1
|
Elect HUNG Shui-Shu
|
Management
|
For
|
Voted - Against
|
7.2
|
Elect HUNG Tien-Szu
|
Management
|
For
|
Voted - Against
|
7.3
|
Elect HUNG Shui Sung
|
Management
|
For
|
Voted - Against
|
7.4
|
Elect LEI Meng Huan
|
Management
|
For
|
Voted - Against
|
7.5
|
Elect TSENG Wen-Che
|
Management
|
For
|
Voted - Against
|
7.6
|
Elect LIANG Tsorng Juu
|
Management
|
For
|
Voted - Against
|
7.7
|
Elect CHENG Ming-Yang
|
Management
|
For
|
Voted - Against
|
8
|
Non-compete Restrictions for Directors
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3.A.A
|
Elect DENG Renjie
|
Management
|
For
|
Voted - For
|
3.A.B
|
Elect WANG Xiufeng
|
Management
|
For
|
Voted - Against
|
3.A.C
|
Elect DENG Weidong
|
Management
|
For
|
Voted - For
|
3.A.D
|
Elect YIM Kong
|
Management
|
For
|
Voted - For
|
3.A.E
|
Elect KUT Ying Hay
|
Management
|
For
|
Voted - Against
|
3.A.F
|
Elect Peter LEE Yip Wah
|
Management
|
For
|
Voted - Against
|
3.A.G
|
Elect Francis BONG Shu Ying
|
Management
|
For
|
Voted - Against
|
3.B
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
5.A
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
5.B
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
5.C
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3.A
|
Elect GUO Guanghui
|
Management
|
For
|
Voted - For
|
3.B
|
Elect ZHUANG Yong
|
Management
|
For
|
Voted - For
|
3.C
|
Elect ZHAO Wenhai
|
Management
|
For
|
Voted - Against
|
3.D
|
Elect Brian David LI Man Bun
|
Management
|
For
|
Voted - Against
|
4
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
5
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
6
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
7
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
8
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
9
|
Approval of the Renewal Master Engagement Agreement
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3.1
|
Elect WANG Chuandong
|
Management
|
For
|
Voted - Against
|
3.2
|
Elect SHI Baofeng
|
Management
|
For
|
Voted - For
|
3.3
|
Elect ZHANG Junzheng
|
Management
|
For
|
Voted - For
|
3.4
|
Elect LIU Guixin
|
Management
|
For
|
Voted - For
|
3.5
|
Elect CHEN Guoyong
|
Management
|
For
|
Voted - Against
|
3.6
|
Elect Raymond CH'IEN K.F.
|
Management
|
For
|
Voted - Against
|
3.7
|
Elect Jack SO Chak Kwong
|
Management
|
For
|
Voted - For
|
3.8
|
Elect YANG Yuchuan
|
Management
|
For
|
Voted - Against
|
3.9
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
5
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
6
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
7
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
8
|
Amendments to Articles of Association
|
Management
|
For
|
Voted - For
|
1
|
New Mutual Coal Supply Agreement
|
Management
|
For
|
Voted - For
|
2
|
New Mutual Supplies and Services Agreement
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Elect Kittipong Kittayarak as Additional Director and Increase in Board Size
|
Management
|
For
|
Voted - For
|
2
|
Acquisition (CPRH)
|
Management
|
For
|
Voted - For
|
3
|
Disposal (CPRH)
|
Management
|
For
|
Voted - For
|
4
|
Disposal of Makro Shares
|
Management
|
For
|
Voted - For
|
1
|
Results of Operations
|
Management
|
For
|
Voted - For
|
2
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4.1
|
Elect Padoong Techasarintr
|
Management
|
For
|
Voted - Against
|
4.2
|
Elect Pridi Boonyoung
|
Management
|
For
|
Voted - Against
|
4.3
|
Elect Nampung Wongsmith
|
Management
|
For
|
Voted - For
|
4.4
|
Elect Prasobsook Boondech
|
Management
|
For
|
Voted - For
|
4.5
|
Elect Phatcharavat Wongsuwan
|
Management
|
For
|
Voted - Against
|
5
|
Directors' Fees
|
Management
|
For
|
Voted - Against
|
6
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - Against
|
2.1
|
Elect CHOI Jung Ho
|
Management
|
For
|
Voted - For
|
2.2
|
Elect MOON Jung Suk
|
Management
|
For
|
Voted - For
|
3
|
Election of Independent Director to Be Appointed as Audit Committee Member: JUNG Chae Woong
|
Management
|
For
|
Voted - Against
|
4.1
|
Election of Audit Committee Member: CHOI Jung Ho
|
Management
|
For
|
Voted - For
|
4.2
|
Election of Audit Committee Member: MOON Jung Suk
|
Management
|
For
|
Voted - For
|
5
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
1
|
Allocation of Special Dividend
|
Management
|
For
|
Voted - For
|
1
|
Directors' Report
|
Management
|
For
|
Voted - For
|
2
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Final Dividends
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Interim Dividends
|
Management
|
For
|
Voted - For
|
6
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
7
|
Directors' and Supervisors' Fees
|
Management
|
For
|
Voted - For
|
8
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - Against
|
2.1
|
Elect YOON Keun Chang
|
Management
|
For
|
Voted - For
|
2.2
|
Elect LEE Hak Woo
|
Management
|
For
|
Voted - For
|
2.3
|
Elect KIM Suk
|
Management
|
For
|
Voted - For
|
3
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
4
|
Corporate Auditors' Fees
|
Management
|
For
|
Voted - For
|
1
|
2021 Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
2021 Profit Distribution Plan
|
Management
|
For
|
Voted - For
|
3
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
4
|
Amendments to Procedural Rules for Shareholders Meetings
|
Management
|
For
|
Voted - For
|
5
|
Amendments to Procedural Rules: Election of Directors
|
Management
|
For
|
Voted - For
|
6
|
Amendments to Procedural Rules
|
Management
|
For
|
Voted - For
|
7
|
2022 Employee Restricted Shares Plan
|
Management
|
For
|
Voted - For
|
8
|
Authority to Issue Shares with or without Preemptive Rights
|
Management
|
For
|
Voted - Against
|
9.1
|
Elect CHENG Ming-Chi
|
Management
|
For
|
Voted - For
|
9.2
|
Elect CHEN Yong-Chang
|
Management
|
For
|
Voted - For
|
9.3
|
Elect HUNG Chi-Shan
|
Management
|
For
|
Voted - For
|
9.4
|
Elect SHIH Jeng Xi
|
Management
|
For
|
Voted - For
|
9.5
|
Elect LAN Zhi Tang
|
Management
|
For
|
Voted - For
|
9.6
|
Elect LIN Pei-Ru
|
Management
|
For
|
Voted - For
|
9.7
|
Elect David Cheng
|
Management
|
For
|
Voted - For
|
9.8
|
Elect FU Xin-Bin
|
Management
|
For
|
Voted - For
|
9.9
|
Elect WU Pei-Jun
|
Management
|
For
|
Voted - Against
|
9.10
|
Elect HUANG Shui-Tong
|
Management
|
For
|
Voted - For
|
9.11
|
Elect Anson Tseng
|
Management
|
For
|
Voted - For
|
10
|
Non-compete Restrictions for Directors
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2.1
|
Elect Paddy TANG Lui Wai Yu
|
Management
|
For
|
Voted - Against
|
2.2
|
Elect Charles CHEUNG Wai Bun
|
Management
|
For
|
Voted - Against
|
2.3
|
Elect Michael Mecca
|
Management
|
For
|
Voted - Against
|
2.4
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
3
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
4.1
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
4.2
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
4.3
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
1
|
Change of Domicile and Amendments to Articles
|
Management
|
For
|
Voted - For
|
1
|
Change the Purpose and Cancellation of Repurchased Shares
|
Management
|
For
|
Voted - For
|
1
|
Shareholder Returns Plan For the Next Three Years (2022 to 2024)
|
Management
|
For
|
Voted - For
|
2.1
|
Elect DONG Mingzhu
|
Management
|
For
|
Voted - For
|
2.2
|
Elect ZHANG Wei
|
Management
|
For
|
Voted - For
|
2.3
|
Elect DENG Xiaobo
|
Management
|
For
|
Voted - For
|
2.4
|
Elect ZHANG Jundu
|
Management
|
For
|
Voted - For
|
2.5
|
Elect GUO Shuzhan
|
Management
|
For
|
Voted - For
|
3.1
|
Elect LIU Shuwei
|
Management
|
For
|
Voted - For
|
3.2
|
Elect WANG Xiaohua
|
Management
|
For
|
Voted - For
|
3.3
|
Elect XING Ziwen
|
Management
|
For
|
Voted - For
|
3.4
|
Elect ZHANG Qiusheng
|
Management
|
For
|
Voted - For
|
4.1
|
Elect CHENG Min
|
Management
|
For
|
Voted - For
|
4.2
|
Elect DUAN Xiufeng
|
Management
|
For
|
Voted - Against
|
5
|
Cancellation of the Remaining Equities After the First Phase of Repurchase for the Employee Stock Ownership Plan
|
Management
|
For
|
Voted - For
|
6
|
Cancellation of the Remaining Equities After the Subscription of the First Phase Employee Stock Ownership Plan
|
Management
|
For
|
Voted - For
|
7
|
Cancellation of Some of the Third Phase Repurchased Shares and Continued Use of the Remaining Equities for the Employee Stock Ownership Plan
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
Approve Interim Profit Distribution Plan
|
Management
|
For
|
Voted - For
|
1
|
2021 Directors' Report
|
Management
|
For
|
Voted - For
|
2
|
2021 Supervisors' Report
|
Management
|
For
|
Voted - For
|
3
|
2021 Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
2021 Annual Report
|
Management
|
For
|
Voted - For
|
5
|
2021 Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
7
|
LAUNCHING HEDGING BUSINESS OF BULK MATERIAL FUTURES IN 2022
|
Management
|
For
|
Voted - For
|
8
|
Launching Foreign Exchange Derivative Transactions
|
Management
|
For
|
Voted - For
|
9
|
Investment in Wealth Management Products
|
Management
|
For
|
Voted - For
|
10
|
Related Party Transactions
|
Management
|
For
|
Voted - For
|
11
|
Launching Bill Pool Businesses
|
Management
|
For
|
Voted - For
|
12
|
Authority to Issue Debt Instruments
|
Management
|
For
|
Voted - For
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
2
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
3.1
|
Elect PAIK Tae Seung
|
Management
|
For
|
Voted - For
|
3.2
|
Elect KIM Hong Jin
|
Management
|
For
|
Voted - For
|
3.3
|
Elect HEO Yoon
|
Management
|
For
|
Voted - For
|
3.4
|
Elect LEE Jung Won
|
Management
|
For
|
Voted - For
|
3.5
|
Elect LEE Kang Won
|
Management
|
For
|
Voted - For
|
3.6
|
Elect HAM Young Joo
|
Management
|
For
|
Voted - For
|
4
|
Election of Independent Director to Be Appointed as Audit Committee Member: YANG Dong Hoon
|
Management
|
For
|
Voted - For
|
5.1
|
Election of Audit Committee Member: PAIK Tae Seung
|
Management
|
For
|
Voted - For
|
5.2
|
Election of Audit Committee Member: LEE Jung Won
|
Management
|
For
|
Voted - For
|
5.3
|
Election of Audit Committee Member: PARK Dong Moon
|
Management
|
For
|
Voted - For
|
6.1
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
6.2
|
Special Contribution Bonus to KIM Jung Tai
|
Management
|
For
|
Voted - Against
|
1
|
2021 Business Report and Financial Statements.
|
Management
|
For
|
Voted - For
|
2
|
Distribution of 2021 Profits
|
Management
|
For
|
Voted - For
|
3
|
Amendments to the Articles of Association
|
Management
|
For
|
Voted - For
|
4
|
Amendments to the Procedure Rules for Shareholders Meeting
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
Amendments to the Procedure Rules for Acquisition and Disposal of Assets
|
Management
|
For
|
Voted - For
|
6
|
Amendments to the Procedure Rules for Capital Loans
|
Management
|
For
|
Voted - For
|
7
|
IPO of a Grandson Subsidiary Bharat FIH Limited in National Stock Exchange of India Limited and Bombay Stock Exchange Limited
|
Management
|
For
|
Voted - For
|
8.1
|
Elect LIU Yang-Wei
|
Management
|
For
|
Voted - For
|
8.2
|
Elect GOU Tai-Ming
|
Management
|
For
|
Voted - Against
|
8.3
|
Elect WANG Chengyang
|
Management
|
For
|
Voted - For
|
8.4
|
Elect Christina Yee-ru Liu
|
Management
|
For
|
Voted - For
|
8.5
|
Elect James Wang
|
Management
|
For
|
Voted - For
|
8.6
|
Elect KUO Ta-Wei
|
Management
|
For
|
Voted - For
|
8.7
|
Elect Huang Qingyuan
|
Management
|
For
|
Voted - For
|
8.8
|
Elect LIU Lenyu
|
Management
|
For
|
Voted - For
|
8.9
|
Elect CHEN Yuemin
|
Management
|
For
|
Voted - For
|
9
|
Non-compete Restrictions for Directors
|
Management
|
For
|
Voted - For
|
1
|
Directors' Report
|
Management
|
For
|
Voted - For
|
2
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
2022 Fixed Asset Investment Budget
|
Management
|
For
|
Voted - For
|
6
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
7
|
Elect CHEN Siqing as Executive Director
|
Management
|
For
|
Voted - For
|
8
|
Elect Norman CHAN Tak Lam as Independent Director
|
Management
|
For
|
Voted - For
|
9
|
Elect Fred Zuliu HU as Independent Director
|
Management
|
For
|
Voted - For
|
10
|
Elect LIU Lanbiao as Supervisor
|
Management
|
For
|
Voted - For
|
11
|
Amendments to Articles
|
Management
|
For
|
Voted - Against
|
1.
|
Ratification of Appointment of Appraiser
|
Management
|
For
|
Voted - For
|
2.
|
Valuation Report
|
Management
|
For
|
Voted - For
|
3.
|
Merger (XP Inc)
|
Management
|
For
|
Voted - For
|
4.
|
Merger Agreement
|
Management
|
For
|
Voted - For
|
5.
|
Authorization of Legal Formalities
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Ratify Co-Option and Elect Cledorvino Belini
|
Management
|
For
|
Voted - For
|
2
|
Ratify Co-Option and Elect Francisco Sérgio Turra
|
Management
|
For
|
Voted - For
|
3
|
Ratify Co-Option and Elect Carlos Hamilton Vasconcelos Araújo
|
Management
|
For
|
Voted - For
|
4
|
Ratify Cledorvino Belini's Independence Status
|
Management
|
For
|
Voted - For
|
5
|
Ratify Francisco Sérgio Turra's Independence Status
|
Management
|
For
|
Voted - For
|
6
|
Ratify Carlos Hamilton Vasconcelos Araújo's Independence Status
|
Management
|
For
|
Voted - For
|
7
|
Amendments to Article 5 (Reconciliation of Share Capital)
|
Management
|
For
|
Voted - For
|
8
|
Consolidation of Articles
|
Management
|
For
|
Voted - For
|
9
|
Amendments to Merger Agreements (Midtown Participações Ltda. & Bertin S.A.)
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Supervisory Council Size
|
Management
|
For
|
Voted - For
|
4
|
Election of Supervisory Council
|
Management
|
For
|
Voted - Abstain
|
5
|
Approve Recasting of Votes for Amended Supervisory Council Slate
|
Management
|
Undetermined
|
Voted - Against
|
6.1
|
Elect Roberto Lamb to the Supervisory Council Presented by Minority Shareholders
|
Management
|
Undetermined
|
Voted - For
|
6.2
|
Elect Fernando Florêncio Campos to the Supervisory Council Presented by Minority Shareholders
|
Management
|
Undetermined
|
Voted - Against
|
7
|
Remuneration Policy
|
Management
|
For
|
Voted - Against
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - Against
|
2.1
|
Elect LEE Jae Geun
|
Management
|
For
|
Voted - For
|
2.2
|
Elect SONU Suk Ho
|
Management
|
For
|
Voted - For
|
2.3
|
Elect CHOI Myung Hee
|
Management
|
For
|
Voted - For
|
2.4
|
Elect JEONG Kou Whan
|
Management
|
For
|
Voted - For
|
2.5
|
Elect KWON Seon Joo
|
Management
|
For
|
Voted - For
|
2.6
|
Elect OH Gyu Taeg
|
Management
|
For
|
Voted - For
|
2.7
|
Elect CHOI Jae Hong
|
Management
|
For
|
Voted - For
|
3
|
Election of Independent Director to Be Appointed as Audit Committee Member: KIM Kyung Ho
|
Management
|
For
|
Voted - Against
|
4.1
|
Election of Audit Committee Member: SONU Suk Ho
|
Management
|
For
|
Voted - For
|
4.2
|
Election of Audit Committee Member: CHOI Myung Hee
|
Management
|
For
|
Voted - For
|
4.3
|
Election of Audit Committee Member: JEONG Kou Whan
|
Management
|
For
|
Voted - For
|
5
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Election of Independent Director: KIM Young Soo (Shareholder proposal)
|
Shareholder
|
Against
|
Voted - Against
|
1
|
Allocation of Retained Earnings/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Accounts and Reports (Consolidated)
|
Management
|
For
|
Voted - For
|
9
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
10
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
11
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
4AA
|
Elect KIM Jae Shin as Audit Committee Member
|
Management
|
For
|
Voted - For
|
1
|
Elect LEE Heung Joo
|
Management
|
For
|
Voted - For
|
4aa
|
Elect LEE Heung Joo
|
Management
|
For
|
Voted - For
|
1
|
Annual Report
|
Management
|
For
|
Voted - For
|
2
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
5.1
|
Elect Krisada Chinavicharana
|
Management
|
For
|
Voted - Against
|
5.2
|
Elect Vichai Assarasakorn
|
Management
|
For
|
Voted - Against
|
5.3
|
Elect Nitima Thepvanangkul
|
Management
|
For
|
Voted - For
|
5.4
|
Elect Lavaron Sangsnit
|
Management
|
For
|
Voted - Against
|
6
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
7
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
8
|
Transaction of Other Business
|
Management
|
For
|
Voted - Against
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3.A
|
Elect LIU Xiao Feng
|
Management
|
For
|
Voted - Against
|
3.B
|
Elect Patrick SUN
|
Management
|
For
|
Voted - Against
|
4
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
5
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
6
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
7
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
8
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3.A
|
Elect ZHU Linan
|
Management
|
For
|
Voted - For
|
3.B
|
Elect John ZHAO Huan
|
Management
|
For
|
Voted - Against
|
3.C
|
Vacated Office due to Retirement of Nicholas C. Allen
|
Management
|
For
|
Voted - For
|
3.D
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
5
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
6
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
7
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
1.
|
Company Name Change
|
Management
|
For
|
Voted - For
|
O.1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
O.2
|
Approve Payment of Dividend
|
Management
|
For
|
Voted - For
|
O.3
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
O.4
|
Elect Angelien Kemna
|
Management
|
For
|
Voted - For
|
O.5.1
|
Re-elect Hendrik J. du Toit
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
O.5.2
|
Re-elect Craig Enenstein
|
Management
|
For
|
Voted - For
|
O.5.3
|
Re-elect Nolo Letele
|
Management
|
For
|
Voted - For
|
O.5.4
|
Re-elect Roberto Oliveria de Lima
|
Management
|
For
|
Voted - For
|
O.5.5
|
Re-elect Ben J. van der Ross
|
Management
|
For
|
Voted - For
|
O.6.1
|
Elect Audit Committee Member (Manisha Girotra)
|
Management
|
For
|
Voted - For
|
O.6.2
|
Elect Audit Committee Member (Angelien Kemna)
|
Management
|
For
|
Voted - For
|
O.6.3
|
Elect Audit Committee Member (Steve J.Z. Pacak)
|
Management
|
For
|
Voted - Against
|
O.7
|
Approve Remuneration Policy
|
Management
|
For
|
Voted - For
|
O.8
|
Approve Remuneration Implementation Report
|
Management
|
For
|
Voted - For
|
O.9
|
General Authority to Issue Shares
|
Management
|
For
|
Voted - Against
|
O.10
|
Authority to Issue Shares for Cash
|
Management
|
For
|
Voted - For
|
O.11
|
Authorisation of Legal Formalities
|
Management
|
For
|
Voted - For
|
S.1.1
|
Approve NEDs' Fees (Board - Chair)
|
Management
|
For
|
Voted - For
|
S.1.2
|
Approve NEDs' Fees (Board - Member)
|
Management
|
For
|
Voted - For
|
S.1.3
|
Approve NEDs' Fees (Audit Committee - Chair)
|
Management
|
For
|
Voted - For
|
S.1.4
|
Approve NEDs' Fees (Audit Committee - Member)
|
Management
|
For
|
Voted - For
|
S.1.5
|
Approve NEDs' Fees (Risk Committee - Chair)
|
Management
|
For
|
Voted - For
|
S.1.6
|
Approve NEDs' Fees (Risk Committee - Member)
|
Management
|
For
|
Voted - For
|
S.1.7
|
Approve NEDs' Fees (Human Resources and Remuneration Committee - Chair)
|
Management
|
For
|
Voted - For
|
S.1.8
|
Approve NEDs' Fees (Human Resources and Remuneration Committee - Member)
|
Management
|
For
|
Voted - For
|
S.1.9
|
Approve NEDs' Fees (Nomination Committee - Chair)
|
Management
|
For
|
Voted - For
|
S.110
|
Approve NEDs' Fees (Nomination Committee - Member)
|
Management
|
For
|
Voted - For
|
S.111
|
Approve NEDs' Fees (Social, Ethics and Sustainability Ethics Committee - Chair)
|
Management
|
For
|
Voted - For
|
S.112
|
Approve NEDs' Fees (Social, Ethics and Sustainability Committee - Member)
|
Management
|
For
|
Voted - For
|
S.113
|
Approve NEDs' Fees (Trustee of Group Share Schemes/Other Personnel Funds)
|
Management
|
For
|
Voted - For
|
S.2
|
Approve Financial Assistance (Section 44)
|
Management
|
For
|
Voted - For
|
S.3
|
Approve Financial Assistance (Section 45)
|
Management
|
For
|
Voted - For
|
S.4
|
Authority to Repurchase N Ordinary Shares
|
Management
|
For
|
Voted - For
|
S.5
|
Specific Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
S.6
|
Authority to Repurchase A Ordinary Shares
|
Management
|
For
|
Voted - Abstain
|
1
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
1
|
2022 EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY
|
Management
|
For
|
Voted - Against
|
2
|
MANAGEMENT MEASURES FOR 2022 EMPLOYEE STOCK OWNERSHIP PLAN
|
Management
|
For
|
Voted - Against
|
3
|
Authorization to the Board to Handle the Matters Regarding the 2022 Employee Stock Ownership Plan
|
Management
|
For
|
Voted - Against
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
2021 ANNUAL REPORT AND ITS SUMMARY
|
Management
|
For
|
Voted - For
|
2
|
2021 WORK REPORT OF THE BOARD OF DIRECTORS
|
Management
|
For
|
Voted - For
|
3
|
2021 WORK REPORT OF THE SUPERVISORY COMMITTEE
|
Management
|
For
|
Voted - For
|
4
|
2021 ANNUAL ACCOUNTS
|
Management
|
For
|
Voted - For
|
5
|
2021 Profit Distribution Plan
|
Management
|
For
|
Voted - For
|
6
|
APPOINTMENT OF 2022 AUDIT FIRM
|
Management
|
For
|
Voted - For
|
7
|
2022 CONTINUING CONNECTED TRANSACTIONS
|
Management
|
For
|
Voted - For
|
8
|
Increase or Sale of Equities in a Company and Authorization to the Chairman of the Board to Handle the Implementation
|
Management
|
For
|
Voted - For
|
1.
|
Election of Directors
|
Management
|
For
|
Voted - For
|
2.
|
Approve Recasting of Votes for Amended Slate
|
Management
|
For
|
Voted - Against
|
3.
|
Request Cumulative Voting
|
Management
|
Against
|
Voted - For
|
4A.
|
Allocate Cumulative Votes to Eduardo Bacellar Leal Ferreira
|
Management
|
Against
|
Voted - Abstain
|
4B.
|
Allocate Cumulative Votes to Joaquim Silva e Luna
|
Management
|
Against
|
Voted - Abstain
|
4C.
|
Allocate Cumulative Votes to Ruy Flaks Schneider
|
Management
|
Against
|
Voted - For
|
4D.
|
Allocate Cumulative Votes to Sonia Julia Sulzbeck Villalobos
|
Management
|
Against
|
Voted - For
|
4E.
|
Allocate Cumulative Votes to Márcio Andrade Weber
|
Management
|
Against
|
Voted - For
|
4F.
|
Allocate Cumulative Votes to Murilo Marroquim de Souza
|
Management
|
Against
|
Voted - For
|
4G.
|
Allocate Cumulative Votes to Cynthia Santana Silveira
|
Management
|
Against
|
Voted - For
|
4H.
|
Allocate Cumulative Votes to Carlos Eduardo Lessa Brandão
|
Management
|
Against
|
Voted - For
|
4I.
|
Allocate Cumulative Votes to José João Abdalla Filho
|
Management
|
Against
|
Voted - Abstain
|
4J.
|
Allocate Cumulative Votes to Marcelo Gasparino da Silva
|
Management
|
Against
|
Voted - For
|
4K.
|
Allocate Cumulative Votes to Pedro Rodrigues Galvão de Medeiros
|
Management
|
Against
|
Voted - For
|
5.
|
Elect Eduardo Bacellar Leal Ferreira as Chair
|
Management
|
For
|
Voted - For
|
6.
|
Elect Jeferson Luís Bittencourt as Supervisory Council Member
|
Management
|
For
|
Voted - For
|
7.
|
Ratify Updated Audit Committee Remuneration Amount (FY2021)
|
Management
|
For
|
Voted - For
|
8.
|
Ratify Updated Advisory Committees Remuneration Amount (FY2021)
|
Management
|
For
|
Voted - For
|
9.
|
Instructions if Meeting is Held on Second Call
|
Management
|
For
|
Voted - Against
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Board Size
|
Management
|
For
|
Voted - For
|
4
|
Election of Directors
|
Management
|
For
|
Voted - For
|
5
|
Approve Recasting of Votes for Amended Slate
|
Management
|
Undetermined
|
Voted - Against
|
6
|
Request Cumulative Voting
|
Management
|
Undetermined
|
Voted - For
|
7a
|
Allocation of Votes to Luiz Rodolfo Landim Machado
|
Management
|
Undetermined
|
Voted - For
|
7b
|
Allocate Cumulative Votes to Adriano José Pires Rodrigues
|
Management
|
Undetermined
|
Voted - For
|
7c
|
Allocation of Votes to Carlos Eduardo Lessa Brandão
|
Management
|
Undetermined
|
Voted - For
|
7d
|
Allocate Cumulative Votes to Eduardo Karrer
|
Management
|
Undetermined
|
Voted - For
|
7e
|
Allocation of Votes to Luiz Henrique Caroli
|
Management
|
Undetermined
|
Voted - Abstain
|
7f
|
Allocation of Votes to Márcio Andrade Weber
|
Management
|
Undetermined
|
Voted - For
|
7g
|
Allocation of Votes to Ruy Flaks Schneider
|
Management
|
Undetermined
|
Voted - For
|
7h
|
Allocation of Votes to Sonia Julia Sulzbeck Villalobos
|
Management
|
Undetermined
|
Voted - For
|
7i
|
Allocation of Votes to José João Abdalla Filho
|
Management
|
Undetermined
|
Voted - For
|
7j
|
Allocation of Votes to Marcelo Gasparino da Silva
|
Management
|
Undetermined
|
Voted - For
|
7l
|
Elect Ana Marta Veloso as Board Member Presented by Minority Shareholders
|
Management
|
Undetermined
|
Voted - Abstain
|
7m
|
Elect Rodrigo Mesquita Pereira as Board Member Presented by Minority Shareholders
|
Management
|
Undetermined
|
Voted - Abstain
|
7n
|
Elect Francisco Petros Oliveira Lima Papathanasiadis as Board Member Presented by Minority Shareholders
|
Management
|
Undetermined
|
Voted - Abstain
|
8
|
Elect Luiz Rodolfo Landim Machado as Board Chair
|
Management
|
For
|
Voted - For
|
9
|
Supervisory Council Size
|
Management
|
For
|
Voted - For
|
10a
|
Election of Supervisory Council
|
Management
|
For
|
Voted - Abstain
|
10b
|
Approve Recasting of Votes for Amended Supervisory Council Slate
|
Management
|
Undetermined
|
Voted - Against
|
10c
|
Elect Michele da Silva Gonsales Torres to the Supervisory Council Presented by Minority Shareholders
|
Management
|
Undetermined
|
Voted - For
|
11
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
12
|
Instructions if Meeting is Held on Second Call
|
Management
|
Undetermined
|
Voted - Against
|
E1
|
Amendments to Articles; Consolidation of Articles
|
Management
|
For
|
Voted - For
|
E2
|
Instructions if Meeting is Held on Second Call
|
Management
|
Undetermined
|
Voted - For
|
1
|
Elect WEI Chenyang
|
Management
|
For
|
Voted - For
|
2
|
Elect Edwina LI Shuk Yin as Supervisor
|
Management
|
For
|
Voted - For
|
3
|
Planning Outline of the “14th Five-Year Plan” Development Strategy
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Amendments to Articles of Association
|
Management
|
For
|
Voted - Against
|
2
|
Amendments to Procedural Rules for General Meetings
|
Management
|
For
|
Voted - Against
|
3
|
Amendments to Procedural Rules for the Board
|
Management
|
For
|
Voted - For
|
4
|
Amendments to Procedural Rules for the Supervisory Committee
|
Management
|
For
|
Voted - For
|
5
|
Elect CHENG Fengchao
|
Management
|
For
|
Voted - Against
|
7
|
Elect ZHANG Daoming
|
Management
|
For
|
Voted - For
|
1
|
Directors' Report
|
Management
|
For
|
Voted - For
|
2
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Directors' Fees and Supervisors' Fees
|
Management
|
For
|
Voted - For
|
6
|
Appointment of International and PRC Auditors and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
1
|
Interim Dividends (3Q2021)
|
Management
|
For
|
Voted - For
|
2
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
1
|
Spin-off
|
Management
|
For
|
Voted - Against
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
2.1
|
Elect CHON Jung Son
|
Management
|
For
|
Voted - Against
|
2.2
|
Elect CHUNG Chang Hwa
|
Management
|
For
|
Voted - Against
|
2.3
|
Elect YOO Byung Ok
|
Management
|
For
|
Voted - Against
|
3
|
Elect of Non-executive Director: KIM Hag Dong
|
Management
|
For
|
Voted - Against
|
4.1
|
Elect SON Sung Gyu
|
Management
|
For
|
Voted - Against
|
4.2
|
Elect YOO Jin Nyoung
|
Management
|
For
|
Voted - Against
|
4.3
|
Elect PARK Heui Jae
|
Management
|
For
|
Voted - Against
|
5.1
|
Election of Audit Committee Member: SON Sung Gyu
|
Management
|
For
|
Voted - Against
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5.2
|
Election of Audit Committee Member: YOO Jin Nyoung
|
Management
|
For
|
Voted - Against
|
6
|
Directors' Fees
|
Management
|
For
|
Voted - Against
|
2
|
Election of Presiding Chair
|
Management
|
For
|
Voted - For
|
3
|
Compliance with Rules of Convocation
|
Management
|
For
|
Voted - For
|
4
|
Agenda
|
Management
|
For
|
Voted - For
|
5
|
Shareholder Proposal Regarding Changes to the Supervisory Board Composition
|
Shareholder
|
For
|
Voted - Abstain
|
6
|
Shareholder Proposal Regarding Approval of Assessment of Collegial Suitability of Supervisory Board Members
|
Shareholder
|
For
|
Voted - Abstain
|
7
|
Shareholder Proposal Regarding Coverage of Meeting Costs
|
Shareholder
|
For
|
Voted - For
|
2
|
Election of Presiding Chair
|
Management
|
For
|
Voted - For
|
3
|
Compliance with Rules of Convocation
|
Management
|
For
|
Voted - For
|
4
|
Agenda
|
Management
|
For
|
Voted - For
|
5.A
|
Removal of Supervisory Board Member
|
Management
|
For
|
Voted - Abstain
|
5.B
|
Election of Supervisory Board Member
|
Management
|
For
|
Voted - Abstain
|
6
|
Approval of Assessment of Collegial Suitability of Supervisory Board Members
|
Management
|
For
|
Voted - Abstain
|
7
|
Coverage of Meeting Costs
|
Management
|
For
|
Voted - For
|
2
|
Election of Presiding Chair
|
Management
|
For
|
Voted - For
|
3
|
Compliance with Rules of Convocation
|
Management
|
For
|
Voted - For
|
4
|
Agenda
|
Management
|
For
|
Voted - For
|
5
|
Authority to Issue Convertible Bonds
|
Management
|
For
|
Voted - For
|
2
|
Election of Presiding Chair
|
Management
|
For
|
Voted - For
|
3
|
Compliance with Rules of Convocation
|
Management
|
For
|
Voted - For
|
4
|
Agenda
|
Management
|
For
|
Voted - For
|
5
|
Presentation of Financial Statements
|
Management
|
For
|
Voted - For
|
6
|
Presentation of Financial Statements (Consolidated)
|
Management
|
For
|
Voted - For
|
7
|
Presentation of Management Board Report and Report on Non-Financial Information
|
Management
|
For
|
Voted - For
|
8
|
Presentation of Supervisory Board Reports
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
Presentation of Supervisory Board Report on its Activities
|
Management
|
For
|
Voted - For
|
10
|
Presentation of Management Board Report on Expenditures
|
Management
|
For
|
Voted - For
|
11
|
Financial Statements
|
Management
|
For
|
Voted - For
|
12
|
Financial Statements (Consolidated)
|
Management
|
For
|
Voted - For
|
13
|
Management Board Report
|
Management
|
For
|
Voted - For
|
14
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
15
|
Ratification of Management Board Acts
|
Management
|
For
|
Voted - For
|
16
|
Ratification of Supervisory Board Acts
|
Management
|
For
|
Voted - For
|
17
|
Remuneration Report
|
Management
|
For
|
Voted - Against
|
18
|
Changes to Supervisory Board Composition
|
Management
|
For
|
Voted - Against
|
19
|
Assessment of Individual and Collective Suitability of the Supervisory Board
|
Management
|
For
|
Voted - For
|
20
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
21
|
Adoption of Best Practice for WSE Listed Companies 2021
|
Management
|
For
|
Voted - For
|
22
|
Amendments to General Meeting Regulations
|
Management
|
For
|
Voted - For
|
23
|
Approval of Diversity Policy
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Directors' and Commissioners' Fees
|
Management
|
For
|
Voted - Against
|
4
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - Against
|
5
|
Ratification of Ministerial Regulation
|
Management
|
For
|
Voted - For
|
6
|
Ratification of Ministerial Regulation
|
Management
|
For
|
Voted - For
|
7
|
Transfer of Treasury Shares to Employee under the Employee Stock Ownership Program
|
Management
|
For
|
Voted - Against
|
8
|
Election of Directors and/or Commissioners (Slate)
|
Management
|
For
|
Voted - Against
|
1.1
|
Interim Dividend (1H2021)
|
Management
|
For
|
Voted - For
|
2.1
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
3.1
|
Amendments to General Meeting Regulations
|
Management
|
For
|
Voted - For
|
1
|
Elect Parminder Chopra
|
Management
|
For
|
Voted - Against
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2
|
Elect Sudhir Kumar Gangadhar Rahate
|
Management
|
For
|
Voted - Against
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
2.1.1
|
Elect KIM Han Jo
|
Management
|
For
|
Voted - For
|
2.1.2
|
Elect HAN Wha Jin
|
Management
|
For
|
Voted - For
|
2.1.3
|
Elect KIM Jun Sung
|
Management
|
For
|
Voted - For
|
2.2.1
|
Elect KYUNG Kye Hyun
|
Management
|
For
|
Voted - For
|
2.2.2
|
Elect ROH Tae Moon
|
Management
|
For
|
Voted - For
|
2.2.3
|
Elect PARK Hark Kyu
|
Management
|
For
|
Voted - For
|
2.2.4
|
Elect LEE Jung Bae
|
Management
|
For
|
Voted - For
|
2.3.1
|
Election of Audit Committee Member: KIM Han Jo
|
Management
|
For
|
Voted - For
|
2.3.2
|
Election of Audit Committee Member: KIM Jeong Hun
|
Management
|
For
|
Voted - For
|
3
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2.A
|
Elect WONG Ying Wai
|
Management
|
For
|
Voted - Against
|
2.B
|
Elect Rachel CHIANG Yun
|
Management
|
For
|
Voted - Against
|
2.C
|
Elect Victor Patrick Hoog Antink
|
Management
|
For
|
Voted - For
|
2.D
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
3
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
4
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
5
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
6
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
1
|
CHEN Jiaming to Cease to Serve as Director
|
Management
|
For
|
Voted - For
|
1
|
Approval of FY2021 Annual Report and Its Summary
|
Management
|
For
|
Voted - For
|
2
|
Approval of FY2021 Directors' Report
|
Management
|
For
|
Voted - For
|
3
|
Approval of FY2021 Supervisors' Report
|
Management
|
For
|
Voted - For
|
4
|
FY2021 Financial Accounts and Reports
|
Management
|
For
|
Voted - For
|
5
|
FY2021 Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7
|
Amendments to Articles [Bundled]
|
Management
|
For
|
Voted - For
|
8
|
Amendments to Procedural Rules: Shareholder Meetings
|
Management
|
For
|
Voted - For
|
9
|
Amendments to Procedural Rules: Board Meetings
|
Management
|
For
|
Voted - For
|
1
|
Approval of Actual Transaction Amount under 2020 Procurement Framework Agreement and 2020 Sales Framework Agreement
|
Management
|
For
|
Voted - Against
|
2
|
New Annual Cap for 2020 Procurement Framework Agreement
|
Management
|
For
|
Voted - Against
|
3
|
New Annual Cap for 2020 Sales Framework Agreement
|
Management
|
For
|
Voted - Against
|
AGM
|
||||
1
|
Directors' Report
|
Management
|
For
|
Voted - For
|
2
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
6
|
Supervisors' Fees
|
Management
|
For
|
Voted - For
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
8
|
Authority to Give Guarantees
|
Management
|
For
|
Voted - Against
|
9
|
Authority to Issue Domestic Shares and/or H Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
10
|
Authority to Repurchase H Shares
|
Management
|
For
|
Voted - For
|
11
|
Authority to Issue Debt Financing Instruments
|
Management
|
For
|
Voted - For
|
Other
|
||||
1
|
Authority to Repurchase H Shares
|
Management
|
For
|
Voted - For
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - Against
|
2
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
3
|
Share Option Grant
|
Management
|
For
|
Voted - For
|
4
|
Share Options Previously Granted by Board Resolution
|
Management
|
For
|
Voted - For
|
5.1
|
Elect KWAK Noh Jeong
|
Management
|
For
|
Voted - For
|
5.2
|
Elect NOH Jong Won
|
Management
|
For
|
Voted - For
|
6
|
Elect HA Yung Ku
|
Management
|
For
|
Voted - Against
|
7
|
Election of Audit Committee Member: HA Yung Ku
|
Management
|
For
|
Voted - Against
|
8
|
Directors' Fees
|
Management
|
For
|
Voted - Against
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - Against
|
2
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
1.
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
2.
|
Spin-off
|
Management
|
For
|
Voted - For
|
3.
|
Elect CHOI Kyu Nam
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
S1.
|
Amended and Restated Memorandum and Articles of Association (Class B)
|
Management
|
For
|
Voted - For
|
O1.
|
Elect Hong Du
|
Management
|
For
|
Voted - For
|
O2.
|
Elect Daniel Yong ZHANG
|
Management
|
For
|
Voted - For
|
O3.
|
Elect Pehong Chen
|
Management
|
For
|
Voted - For
|
S4.
|
Adoption of the Company’s Dual Foreign Name
|
Management
|
For
|
Voted - For
|
S5.
|
Amended and Restated Memorandum and Articles of Association
|
Management
|
For
|
Voted - For
|
1.
|
Elect Charles CHAO Guowei
|
Management
|
For
|
Voted - For
|
2.
|
Elect P. Christopher Lu
|
Management
|
For
|
Voted - Against
|
3.
|
Elect Gaofei Wang
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Authority to Repurchase Shares in pursuant to Conditional Voluntary Cash Offer (the "Offer")
|
Management
|
For
|
Voted - For
|
2
|
Waiver of Mandatory Takeover Requirement (Whitewash Waiver)
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2.A
|
Elect GUO Lijun
|
Management
|
For
|
Voted - For
|
2.B
|
Elect WAN Hongwei
|
Management
|
For
|
Voted - For
|
2.C
|
Elect Charles Shane SMITH
|
Management
|
For
|
Voted - For
|
2.D
|
Elect JIAO Shuge
|
Management
|
For
|
Voted - For
|
3
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
7
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
8
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - Against
|
2.1.1
|
Elect KWON Oh Chul
|
Management
|
For
|
Voted - Against
|
2.1.2
|
Elect PARK Dong Geon
|
Management
|
For
|
Voted - For
|
2.2.1
|
Elect LEE Moon Yong
|
Management
|
For
|
Voted - For
|
2.2.2
|
Elect JO Nam Seong
|
Management
|
For
|
Voted - For
|
2.2.3
|
Elect AHN Tae Hyeok
|
Management
|
For
|
Voted - For
|
3
|
Election of Independent Director to Be Appointed as Audit Committee Member: KIM Hyeong Jun
|
Management
|
For
|
Voted - For
|
4.1
|
Election of Audit Committee Member: KWON Oh Chul
|
Management
|
For
|
Voted - Against
|
4.2
|
Election of Audit Committee Member: PARK Dong Geon
|
Management
|
For
|
Voted - For
|
5
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
1
|
FY2021 Financial Statements and Business Report
|
Management
|
For
|
Voted - For
|
2
|
FY2021 Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Amendments to Articles [Bundled]
|
Management
|
For
|
Voted - For
|
ARGA Emerging Markets Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4
|
Amendments to Procedural Rules: Acquisition and Disposal of Assets
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2.f.
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
2.h.
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
3.b.
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4.a.
|
Ratification of Management Board Acts
|
Management
|
For
|
Voted - For
|
4.b.
|
Ratification of Supervisory Board Acts
|
Management
|
For
|
Voted - For
|
6.d.i
|
Elect Tom de Swaan to the Supervisory Board
|
Management
|
For
|
Voted - For
|
6diii
|
Elect Sarah Russell to the Supervisory Board
|
Management
|
For
|
Voted - For
|
7.a.
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - Against
|
7.b.
|
Authority to Suppress Preemptive Rights
|
Management
|
For
|
Voted - Against
|
7.c.
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
8.
|
Cancellation of Shares
|
Management
|
For
|
Voted - For
|
1
|
IIG Transaction
|
Management
|
For
|
Voted - Against
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Final Dividend
|
Management
|
For
|
Voted - For
|
3
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
4
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
5
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
6.A
|
Elect Douglas (Sir) J. Flint
|
Management
|
For
|
Voted - For
|
6.B
|
Elect Jonathan Asquith
|
Management
|
For
|
Voted - For
|
6.C
|
Elect Stephen Bird
|
Management
|
For
|
Voted - For
|
6.D
|
Elect Stephanie Bruce
|
Management
|
For
|
Voted - For
|
6.E
|
Elect John Devine
|
Management
|
For
|
Voted - For
|
6.F
|
Elect Brian McBride
|
Management
|
For
|
Voted - For
|
6.G
|
Elect Cathleen Raffaeli
|
Management
|
For
|
Voted - For
|
6.H
|
Elect Cecilia Reyes
|
Management
|
For
|
Voted - For
|
7.A
|
Elect Catherine Bradley
|
Management
|
For
|
Voted - For
|
7.B
|
Elect Hannah Melissa Wood Grove
|
Management
|
For
|
Voted - For
|
7.C
|
Elect Pam Kaur
|
Management
|
For
|
Voted - For
|
7.D
|
Elect Michael O'Brien
|
Management
|
For
|
Voted - For
|
8
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
9
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
11
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
12
|
Authority to Issue Shares and Convertible Debt w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
13
|
Authority to Issue Shares and Convertible Debt w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
14
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
15
|
Reduction in Capital Redemption Account
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports; Non Tax-Deductible Expenses
|
Management
|
For
|
Voted - For
|
2
|
Consolidated Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Losses
|
Management
|
For
|
Voted - For
|
4
|
Elect Asma Abdulrahman Al- Khulaifi
|
Management
|
For
|
Voted - For
|
5
|
Elect Ugo Arzani
|
Management
|
For
|
Voted - For
|
6
|
Elect Hélène Auriol-Potier
|
Management
|
For
|
Voted - For
|
7
|
Elect Qionger Jiang
|
Management
|
For
|
Voted - Against
|
8
|
Elect Nicolas Sarkozy
|
Management
|
For
|
Voted - For
|
9
|
Elect Isabelle Simon
|
Management
|
For
|
Voted - For
|
10
|
Elect Sarmad Zok
|
Management
|
For
|
Voted - For
|
11
|
2021 Remuneration Report
|
Management
|
For
|
Voted - For
|
12
|
2021 Remuneration of Sébastien Bazin, Chair and CEO
|
Management
|
For
|
Voted - For
|
13
|
2022 Remuneration Policy (Chair and CEO)
|
Management
|
For
|
Voted - For
|
14
|
2022 Remuneration Policy (Board of Directors)
|
Management
|
For
|
Voted - For
|
15
|
Special Auditors Report on Regulated Agreements
|
Management
|
For
|
Voted - For
|
16
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
17
|
Authority to Grant Performance Shares
|
Management
|
For
|
Voted - For
|
18
|
Global Ceiling on Capital Increases for Equity Compensation Plans (Corporate Officers)
|
Management
|
For
|
Voted - For
|
19
|
Employee Stock Purchase Plan
|
Management
|
For
|
Voted - For
|
20
|
Authority to Issue Warrants as a Takeover Defense
|
Management
|
For
|
Voted - Against
|
21
|
Authorisation of Legal Formalities
|
Management
|
For
|
Voted - For
|
1.1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
1.2
|
Compensation Report
|
Management
|
For
|
Voted - For
|
2.1
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
2.2
|
Dividend from Reserves
|
Management
|
For
|
Voted - For
|
3
|
Ratification of Board and Management Acts
|
Management
|
For
|
Voted - For
|
4.1
|
Board Compensation
|
Management
|
For
|
Voted - For
|
4.2
|
Executive Compensation
|
Management
|
For
|
Voted - For
|
5.1.1
|
Elect Jean-Christophe Deslarzes
|
Management
|
For
|
Voted - For
|
5.1.2
|
Elect Rachel Duan
|
Management
|
For
|
Voted - For
|
5.1.3
|
Elect Ariane Gorin
|
Management
|
For
|
Voted - For
|
5.1.4
|
Elect Alexander Gut
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5.1.5
|
Elect Didier Lamouche
|
Management
|
For
|
Voted - For
|
5.1.6
|
Elect David N. Prince
|
Management
|
For
|
Voted - For
|
5.1.7
|
Elect Kathleen Taylor
|
Management
|
For
|
Voted - For
|
5.1.8
|
Elect Regula Wallimann
|
Management
|
For
|
Voted - For
|
5.2.1
|
Elect Rachel Duan as Compensation Committee Member
|
Management
|
For
|
Voted - For
|
5.2.2
|
Elect Didier Lamouche as Compensation Committee Member
|
Management
|
For
|
Voted - For
|
5.2.3
|
Elect Kathleen Taylor as Compensation Committee Member
|
Management
|
For
|
Voted - For
|
5.3
|
Appointment of Independent Proxy
|
Management
|
For
|
Voted - For
|
5.4
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
6
|
Cancellation of Shares and Reduction in Share Capital
|
Management
|
For
|
Voted - For
|
7
|
Increase in Authorised Capital
|
Management
|
For
|
Voted - For
|
2.2.
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
2.3.
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2.4.
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3.1.
|
Ratification of Management Board Acts
|
Management
|
For
|
Voted - For
|
3.2.
|
Ratification of Supervisory Board Acts
|
Management
|
For
|
Voted - For
|
4.2.
|
Elect Corien Wortmann-Kool to the Supervisory Board
|
Management
|
For
|
Voted - For
|
4.3.
|
Elect Karen Fawcett to the Supervisory Board
|
Management
|
For
|
Voted - For
|
5.1.
|
Cancellation of Shares
|
Management
|
For
|
Voted - For
|
5.2.
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
5.3.
|
Authority to Issue Shares w/ Preemptive Rights in Connection with a Rights Issue
|
Management
|
For
|
Voted - Against
|
5.4.
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
5
|
Ratification of Board Acts
|
Management
|
For
|
Voted - For
|
6A
|
Elect Jean Raby
|
Management
|
For
|
Voted - For
|
6B
|
Elect Julian B. Branch
|
Management
|
For
|
Voted - For
|
6C
|
Elect Stacey Cartwright
|
Management
|
For
|
Voted - For
|
6D
|
Elect Rita Forst
|
Management
|
For
|
Voted - For
|
6E
|
Elect Richard Michael Gradon
|
Management
|
For
|
Voted - For
|
6F
|
Elect Robert G. Warden
|
Management
|
For
|
Voted - For
|
7
|
Designation of CFO as Person Temporarily Responsible for Management
|
Management
|
For
|
Voted - For
|
8
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9A
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
9B
|
Authority to Suppress Preemptive Rights
|
Management
|
For
|
Voted - For
|
9C
|
Authority to Issue Shares w/ Preemptive Rights in connection with Mergers and Acquisitions
|
Management
|
For
|
Voted - For
|
9D
|
Authority to Suppress Preemptive Rights in connection with Mergers and Acquisitions
|
Management
|
For
|
Voted - Against
|
10A
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
10B
|
Authority to Repurchase Additional Shares
|
Management
|
For
|
Voted - For
|
11
|
Reduction of Capital through Cancelation of Shares
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Ratification of Non-Executive Directors' Acts
|
Management
|
For
|
Voted - For
|
4
|
Ratification of Executive Directors' Acts
|
Management
|
For
|
Voted - For
|
5
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
6
|
Remuneration Report
|
Management
|
For
|
Voted - Against
|
7
|
Elect Guillaume Faury to the Board of Directors
|
Management
|
For
|
Voted - For
|
8
|
Elect Catherine Guillouard to the Board of Directors
|
Management
|
For
|
Voted - For
|
9
|
Elect Claudia Nemat to the Board of Directors
|
Management
|
For
|
Voted - For
|
10
|
Elect Irene Rummelhoff to the Board of Directors
|
Management
|
For
|
Voted - For
|
11
|
Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans)
|
Management
|
For
|
Voted - Against
|
12
|
Authority to Issue Shares w/ or w/o Preemptive Rights (General Authority)
|
Management
|
For
|
Voted - Against
|
13
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
14
|
Cancellation of Shares
|
Management
|
For
|
Voted - For
|
1.1
|
Elect Joseph TSAI Chung
|
Management
|
For
|
Voted - Against
|
1.2
|
Elect J. Michael Evans
|
Management
|
For
|
Voted - For
|
1.3
|
Elect Börje E. Ekholm
|
Management
|
For
|
Voted - Against
|
2.
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
2
|
Ratification of Management Board Acts
|
Management
|
For
|
Voted - For
|
3
|
Ratification of Supervisory Board Acts
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
5
|
Remuneration Report
|
Management
|
For
|
Voted - Against
|
6.1
|
Elect Yen Yen Tan
|
Management
|
For
|
Voted - For
|
6.2
|
Elect Brian M. Krzanich
|
Management
|
For
|
Voted - For
|
6.3
|
Elect Monika Henziger
|
Management
|
For
|
Voted - For
|
6.4
|
Elect LOH Kin Wah
|
Management
|
For
|
Voted - For
|
6.5
|
Elect Wolfgang Leitner
|
Management
|
For
|
Voted - For
|
6.6
|
Elect Andreas Gerstenmayr
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Consolidated Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
2022 Remuneration Report
|
Management
|
For
|
Voted - For
|
5
|
2022 Remuneration of Denis Duverne, Chair
|
Management
|
For
|
Voted - For
|
6
|
2022 Remuneration of Thomas Buberl, CEO
|
Management
|
For
|
Voted - For
|
7
|
2022 Remuneration Policy (CEO)
|
Management
|
For
|
Voted - For
|
8
|
2022 Remuneration Policy (Chair)
|
Management
|
For
|
Voted - For
|
9
|
2022 Remuneration Policy (Board of Directors)
|
Management
|
For
|
Voted - For
|
10
|
Special Auditors Report on Regulated Agreements
|
Management
|
For
|
Voted - For
|
11
|
Elect Thomas Buberl
|
Management
|
For
|
Voted - For
|
12
|
Elect Rachel Duan
|
Management
|
For
|
Voted - For
|
13
|
Elect André François-Poncet
|
Management
|
For
|
Voted - For
|
14
|
Ratification of Co-Option of Clotilde Delbos
|
Management
|
For
|
Voted - For
|
15
|
Elect Gérald Harlin
|
Management
|
For
|
Voted - For
|
16
|
Elect Rachel Picard
|
Management
|
For
|
Voted - For
|
17
|
Appointment of Auditor (Ernst & Young)
|
Management
|
For
|
Voted - For
|
18
|
Appointment of Alternate Auditor (Picarle et Associés)
|
Management
|
For
|
Voted - For
|
19
|
2022 Directors' Fees
|
Management
|
For
|
Voted - For
|
20
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
21
|
Employee Stock Purchase Plan
|
Management
|
For
|
Voted - For
|
22
|
Stock Purchase Plan for Overseas Employees
|
Management
|
For
|
Voted - For
|
23
|
Authority to Issue Performance Shares
|
Management
|
For
|
Voted - For
|
24
|
Authority to Issue Performance Shares Pursuant to Defined Contribution Pension Plan
|
Management
|
For
|
Voted - For
|
25
|
Authority to Cancel Shares and Reduce Capital
|
Management
|
For
|
Voted - For
|
26
|
Amendments to Articles Regarding Staggered Board
|
Management
|
For
|
Voted - For
|
27
|
Amendments to Articles Regarding Corporate Purpose
|
Management
|
For
|
Voted - For
|
28
|
Authorisation of Legal Formalities
|
Management
|
For
|
Voted - For
|
1.
|
Adoption of the Company’s Dual Foreign Name
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2.
|
Amendment to the Company's Articles of Association
|
Management
|
For
|
Voted - For
|
3.
|
Approval of Filings of Company's Dual Foreign Name and Articles of Association
|
Management
|
For
|
Voted - For
|
1
|
Elect Renato da Mota Andrade Neto as Supervisory Council Member
|
Management
|
For
|
Voted - For
|
2
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
5
|
Supervisory Council Fees
|
Management
|
For
|
Voted - For
|
6
|
Audit Committee Fees
|
Management
|
For
|
Voted - For
|
7
|
Risk and Capital Committee Fees
|
Management
|
For
|
Voted - For
|
8
|
Instructions if Meeting is Held on Second Call
|
Management
|
Undetermined
|
Voted - Against
|
1
|
Amendments to Article 1 (Company Name)
|
Management
|
For
|
Voted - For
|
2
|
Amendments to Article 2 (Corporate Purpose)
|
Management
|
For
|
Voted - For
|
3
|
Amendments to Article 7 (Share Capital)
|
Management
|
For
|
Voted - For
|
4
|
Amendments to Articles 9 and 10 (Shareholders' Meetings)
|
Management
|
For
|
Voted - For
|
5
|
Amendments to Articles (Company Management and Organization)
|
Management
|
For
|
Voted - For
|
6
|
Amendments to Articles (Supervisory Council)
|
Management
|
For
|
Voted - For
|
7
|
Amendments to Articles 46 and 48 (Financial Statements and Dividends)
|
Management
|
For
|
Voted - For
|
8
|
Amendments to Article 51 (Market Relationships)
|
Management
|
For
|
Voted - For
|
9
|
Amendments to Articles (Special Provisions)
|
Management
|
For
|
Voted - For
|
10
|
Amendments to Articles (Controlling Shareholder Obligations)
|
Management
|
For
|
Voted - For
|
11
|
Amendments to Article 64 (Transitional Provisions)
|
Management
|
For
|
Voted - For
|
12
|
Instructions if Meeting is Held on Second Call
|
Management
|
Undetermined
|
Voted - For
|
1
|
New Mutual Coal Supply Agreement
|
Management
|
For
|
Voted - For
|
2
|
New Mutual Supplies and Services Agreement
|
Management
|
For
|
Voted - For
|
1
|
Authority to Repurchase H Shares
|
Management
|
For
|
Voted - For
|
1
|
Directors' Report
|
Management
|
For
|
Voted - For
|
2
|
Supervisors' Report
|
Management
|
For
|
Voted - For
|
3
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Directors' and Supervisors' Fees
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
7
|
Elect LV Zhiren as Executive Director
|
Management
|
For
|
Voted - For
|
8
|
Elect TANG Chaoxiong as Supervisor
|
Management
|
For
|
Voted - Against
|
9
|
Revised Annual Caps under Framework Agreements
|
Management
|
For
|
Voted - For
|
10
|
Authority to Repurchase H Shares
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3.1
|
Elect KAM Hing Lam
|
Management
|
For
|
Voted - For
|
3.2
|
Elect Davy CHUNG Sun Keung
|
Management
|
For
|
Voted - For
|
3.3
|
Elect Ezra PAU Yee Wan
|
Management
|
For
|
Voted - For
|
3.4
|
Elect Katherine HUNG Siu Lin
|
Management
|
For
|
Voted - For
|
3.5
|
Elect Colin S. Russel
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
5.1
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
5.2
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
3
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
4
|
Final Dividend
|
Management
|
For
|
Voted - For
|
5
|
Elect Palmer Brown
|
Management
|
For
|
Voted - For
|
6
|
Elect Arlene Isaacs-Lowe
|
Management
|
For
|
Voted - For
|
7
|
Elect Sundar Raman
|
Management
|
For
|
Voted - For
|
8
|
Elect Ian K. Meakins
|
Management
|
For
|
Voted - For
|
9
|
Elect Dominic Blakemore
|
Management
|
For
|
Voted - For
|
10
|
Elect Gary Green
|
Management
|
For
|
Voted - For
|
11
|
Elect Carol Arrowsmith
|
Management
|
For
|
Voted - For
|
12
|
Elect Stefan Bomhard
|
Management
|
For
|
Voted - For
|
13
|
Elect John A. Bryant
|
Management
|
For
|
Voted - For
|
14
|
Elect Anne-Francoise Nesmes
|
Management
|
For
|
Voted - For
|
15
|
Elect Nelson Luíz Costa Silva
|
Management
|
For
|
Voted - For
|
16
|
Elect Ireena Vittal
|
Management
|
For
|
Voted - For
|
17
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
18
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
19
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
20
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
21
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
22
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
23
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
24
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
1.1
|
Elect Axel P. Lehmann
|
Management
|
For
|
Take No Action
|
1.2
|
Elect Juan Colombás
|
Management
|
For
|
Take No Action
|
1.3
|
Elect Juan Colombás as Compensation Committee Member
|
Management
|
For
|
Take No Action
|
2.1
|
Additional or Amended Shareholder Proposals
|
Shareholder
|
Undetermined
|
Take No Action
|
2.2
|
Additional or Amended Board Proposals
|
Management
|
Undetermined
|
Take No Action
|
1.1
|
Compensation Report
|
Management
|
For
|
Voted - For
|
1.2
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2.1
|
Ratification of Board and Management Acts 2020 (Excluding Supply Chain Finance Funds Matter)
|
Management
|
For
|
Voted - Against
|
2.2
|
Ratification of Board and Management Acts 2021 (Excluding Supply Chain Finance Funds Matter)
|
Management
|
For
|
Voted - Against
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Increase in Authorised Capital
|
Management
|
For
|
Voted - Against
|
5.1.1
|
Elect Axel P. Lehmann as Board Chair
|
Management
|
For
|
Voted - For
|
5.1.2
|
Elect Iris Bohnet
|
Management
|
For
|
Voted - For
|
5.1.3
|
Elect Clare Brady
|
Management
|
For
|
Voted - For
|
5.1.4
|
Elect Christian Gellerstad
|
Management
|
For
|
Voted - For
|
5.1.5
|
Elect Michael Klein
|
Management
|
For
|
Voted - For
|
5.1.6
|
Elect Shan Li
|
Management
|
For
|
Voted - For
|
5.1.7
|
Elect Seraina Macia
|
Management
|
For
|
Voted - For
|
5.1.8
|
Elect Blythe Masters
|
Management
|
For
|
Voted - For
|
5.1.9
|
Elect Richard H. Meddings
|
Management
|
For
|
Voted - For
|
5.110
|
Elect Ana Paula Pessoa
|
Management
|
For
|
Voted - For
|
5.111
|
Elect Mirko Bianchi
|
Management
|
For
|
Voted - For
|
5.112
|
Elect Keyu Jin
|
Management
|
For
|
Voted - For
|
5.113
|
Elect Amanda Norton
|
Management
|
For
|
Voted - For
|
5.2.1
|
Elect Iris Bohnet as Compensation Committee Member
|
Management
|
For
|
Voted - For
|
5.2.2
|
Elect Christian Gellerstad as Compensation Committee Member
|
Management
|
For
|
Voted - For
|
5.2.3
|
Elect Michael Klein as Compensation Committee Member
|
Management
|
For
|
Voted - For
|
5.2.4
|
Elect Shan Li as Compensation Committee Member
|
Management
|
For
|
Voted - For
|
5.2.5
|
Elect Amanda Norton as Compensation Committee Member
|
Management
|
For
|
Voted - For
|
6.1
|
Board Compensation
|
Management
|
For
|
Voted - For
|
6.2.1
|
Executive Compensation (Variable)
|
Management
|
For
|
Voted - Against
|
6.2.2
|
Executive Compensation (Fixed)
|
Management
|
For
|
Voted - For
|
6.2.3
|
Executive Compensation (Share-Based Replacement Awards)
|
Management
|
For
|
Voted - For
|
7.1
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
7.2
|
Appointment of Special Auditor
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
7.3
|
Appointment of Independent Proxy
|
Management
|
For
|
Voted - For
|
8
|
Shareholder Proposal Regarding Special Audit
|
Shareholder
|
Against
|
Voted - Against
|
9
|
Shareholder Proposal Regarding Fossil Fuel Financing
|
Shareholder
|
Against
|
Voted - Against
|
10.1
|
Additional or Amended Shareholder Proposals
|
Shareholder
|
Undetermined
|
Voted - Abstain
|
10.2
|
Additional or Amended Board Proposals
|
Management
|
Undetermined
|
Voted - Abstain
|
1
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
2
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
1
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
2.1
|
Elect Takashi Hibino
|
Management
|
For
|
Voted - For
|
2.2
|
Elect Seiji Nakata
|
Management
|
For
|
Voted - For
|
2.3
|
Elect Toshihiro Matsui
|
Management
|
For
|
Voted - For
|
2.4
|
Elect Keiko Tashiro
|
Management
|
For
|
Voted - For
|
2.5
|
Elect Akihiko Ogino
|
Management
|
For
|
Voted - For
|
2.6
|
Elect Sachiko Hanaoka
|
Management
|
For
|
Voted - For
|
2.7
|
Elect Hiromasa Kawashima
|
Management
|
For
|
Voted - For
|
2.8
|
Elect Michiaki Ogasawara
|
Management
|
For
|
Voted - For
|
2.9
|
Elect Hirotaka Takeuchi
|
Management
|
For
|
Voted - For
|
2.10
|
Elect Ikuo Nishikawa
|
Management
|
For
|
Voted - For
|
2.11
|
Elect Eriko Kawai
|
Management
|
For
|
Voted - For
|
2.12
|
Elect Katsuyuki Nishikawa
|
Management
|
For
|
Voted - For
|
2.13
|
Elect Toshio Iwamoto
|
Management
|
For
|
Voted - For
|
2.14
|
Elect Yumiko Murakami
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
3
|
Final Dividend
|
Management
|
For
|
Voted - For
|
4
|
Elect Tracy Corrigan
|
Management
|
For
|
Voted - For
|
5
|
Elect Danuta Gray
|
Management
|
For
|
Voted - For
|
6
|
Elect Mark Gregory
|
Management
|
For
|
Voted - For
|
7
|
Elect Penny J. James
|
Management
|
For
|
Voted - For
|
8
|
Elect Sebastian R. James
|
Management
|
For
|
Voted - For
|
9
|
Elect Adrian Joseph
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
10
|
Elect Neil Manser
|
Management
|
For
|
Voted - For
|
11
|
Elect Fiona McBain
|
Management
|
For
|
Voted - For
|
12
|
Elect Gregor Stewart
|
Management
|
For
|
Voted - For
|
13
|
Elect Richard C. Ward
|
Management
|
For
|
Voted - For
|
14
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
15
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
16
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
17
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - Against
|
18
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
19
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - Against
|
20
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
21
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
22
|
Authority to Issue Restricted Tier 1 Capital Instruments w/ Preemptive Rights
|
Management
|
For
|
Voted - Against
|
23
|
Authority to Issue Restricted Capital Instruments w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
3
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
4
|
Elect Johan Lundgren
|
Management
|
For
|
Voted - For
|
5
|
Elect Kenton Jarvis
|
Management
|
For
|
Voted - For
|
6
|
Elect Stephen Hester
|
Management
|
For
|
Voted - For
|
7
|
Elect Andreas Bierwirth
|
Management
|
For
|
Voted - For
|
8
|
Elect Catherine Bradley
|
Management
|
For
|
Voted - For
|
9
|
Elect Nicholas Leeder
|
Management
|
For
|
Voted - For
|
10
|
Elect Julie Southern
|
Management
|
For
|
Voted - For
|
11
|
Elect Sheikh Mansurah Tal-At (‘Moni’) Mannings
|
Management
|
For
|
Voted - For
|
12
|
Elect David Robbie
|
Management
|
For
|
Voted - For
|
13
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
14
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
15
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - Against
|
16
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
17
|
Approval of Restricted Share Plan
|
Management
|
For
|
Voted - For
|
18
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
19
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
20
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Ratification of General Partner Acts
|
Management
|
For
|
Voted - For
|
4
|
Ratification of Supervisory Board Acts
|
Management
|
For
|
Voted - For
|
5
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
6
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
7.1
|
Elect Susanne Zeidler
|
Management
|
For
|
Voted - For
|
7.2
|
Elect Christoph Zindel
|
Management
|
For
|
Voted - For
|
8
|
Elect Susanne Zeidler as Joint Committee Member
|
Management
|
For
|
Voted - For
|
9
|
Increase in Authorised Capital
|
Management
|
For
|
Voted - For
|
10
|
Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital
|
Management
|
For
|
Voted - For
|
11
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
12
|
Authority to Repurchase Shares Using Equity Derivatives
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2.1
|
Elect Paddy TANG Lui Wai Yu
|
Management
|
For
|
Voted - Against
|
2.2
|
Elect Charles CHEUNG Wai Bun
|
Management
|
For
|
Voted - Against
|
2.3
|
Elect Michael Mecca
|
Management
|
For
|
Voted - Against
|
2.4
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
3
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
4.1
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
4.2
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
4.3
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
3
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
4
|
Elect Anne Beal
|
Management
|
For
|
Voted - For
|
5
|
Elect Harry Dietz
|
Management
|
For
|
Voted - For
|
6
|
Elect Sir Jonathan R. Symonds
|
Management
|
For
|
Voted - For
|
7
|
Elect Emma N. Walmsley
|
Management
|
For
|
Voted - For
|
8
|
Elect Charles A. Bancroft
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
9
|
Elect Manvinder S. Banga
|
Management
|
For
|
Voted - For
|
10
|
Elect Hal V. Barron
|
Management
|
For
|
Voted - For
|
11
|
Elect Dame Vivienne Cox
|
Management
|
For
|
Voted - For
|
12
|
Elect Lynn L. Elsenhans
|
Management
|
For
|
Voted - For
|
13
|
Elect Laurie H. Glimcher
|
Management
|
For
|
Voted - For
|
14
|
Elect Jesse Goodman
|
Management
|
For
|
Voted - For
|
15
|
Elect Iain J. Mackay
|
Management
|
For
|
Voted - For
|
16
|
Elect Urs Rohner
|
Management
|
For
|
Voted - For
|
17
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
18
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
19
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
20
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
21
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
22
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
23
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
24
|
Approve exemption from statement of the senior statutory auditor's name in published auditors' reports
|
Management
|
For
|
Voted - For
|
25
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
26
|
Share Save Plan 2022
|
Management
|
For
|
Voted - For
|
27
|
Share Reward Plan 2022
|
Management
|
For
|
Voted - For
|
28
|
Adoption of New Articles
|
Management
|
For
|
Voted - For
|
1.1
|
Accounts and Reports
|
Management
|
For
|
Take No Action
|
1.2
|
Compensation Report
|
Management
|
For
|
Take No Action
|
2
|
Ratification of Board and Management Acts
|
Management
|
For
|
Take No Action
|
3.1
|
Allocation of Profits
|
Management
|
For
|
Take No Action
|
3.2
|
Allocation of Profits; Dividend from Reserves
|
Management
|
For
|
Take No Action
|
4.1.1
|
Elect Beat Hess as Board Chair
|
Management
|
For
|
Take No Action
|
4.1.2
|
Elect Philippe Block
|
Management
|
For
|
Take No Action
|
4.1.3
|
Elect Kim Fausing
|
Management
|
For
|
Take No Action
|
4.1.4
|
Elect Jan Jenisch
|
Management
|
For
|
Take No Action
|
4.1.5
|
Elect Naïna Lal Kidwai
|
Management
|
For
|
Take No Action
|
4.1.6
|
Elect Patrick Kron
|
Management
|
For
|
Take No Action
|
4.1.7
|
Elect Jürg Oleas
|
Management
|
For
|
Take No Action
|
4.1.8
|
Elect Claudia Sender Ramírez
|
Management
|
For
|
Take No Action
|
4.1.9
|
Elect Hanne Birgitte Breinbjerg Sørensen
|
Management
|
For
|
Take No Action
|
4.2.1
|
Elect Leanne Geale
|
Management
|
For
|
Take No Action
|
4.2.2
|
Elect Ilias Läber
|
Management
|
For
|
Take No Action
|
4.3.1
|
Elect Claudia Sender Ramírez as Nominating, Compensation and Governance Committee Member
|
Management
|
For
|
Take No Action
|
4.3.2
|
Elect Hanne Birgitte Breinbjerg Sørensen as Nominating, Compensation and Governance Committee Member
|
Management
|
For
|
Take No Action
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
4.4.1
|
Elect Ilias Läber as Nominating, Compensation and Governance Committee Member
|
Management
|
For
|
Take No Action
|
4.4.2
|
Elect Jürg Oleas as Nominating, Compensation and Governance Committee Member
|
Management
|
For
|
Take No Action
|
4.5.1
|
Appointment of Auditor
|
Management
|
For
|
Take No Action
|
4.5.2
|
Appointment of Independent Proxy
|
Management
|
For
|
Take No Action
|
5.1
|
Board Compensation
|
Management
|
For
|
Take No Action
|
5.2
|
Executive Compensation
|
Management
|
For
|
Take No Action
|
6
|
Advisory Vote on Climate Change Report
|
Management
|
For
|
Take No Action
|
7
|
Transaction of Other Business
|
Management
|
Undetermined
|
Take No Action
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
3
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
4.A
|
Elect Rachel Duan
|
Management
|
For
|
Voted - For
|
4.B
|
Elect Carolyn Fairbairn
|
Management
|
For
|
Voted - For
|
4.C
|
Elect James J. Forese
|
Management
|
For
|
Voted - For
|
4.D
|
Elect Steven Guggenheimer
|
Management
|
For
|
Voted - For
|
4.E
|
Elect José Antonio Meade Kuribreña
|
Management
|
For
|
Voted - For
|
4.F
|
Elect Eileen Murray
|
Management
|
For
|
Voted - For
|
4.G
|
Elect David T. Nish
|
Management
|
For
|
Voted - For
|
4.H
|
Elect Noel Quinn
|
Management
|
For
|
Voted - For
|
4.I
|
Elect Ewen Stevenson
|
Management
|
For
|
Voted - For
|
4.J
|
Elect Jackson P. Tai
|
Management
|
For
|
Voted - For
|
4.K
|
Elect Mark E. Tucker
|
Management
|
For
|
Voted - For
|
5
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
6
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
7
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
8
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
9
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
10
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
11
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - For
|
12
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
13
|
Authority to Repurchase Shares Off-Market
|
Management
|
For
|
Voted - For
|
14
|
Authority to Issue Shares and Convertible Debt w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
15
|
Authority to Issue Shares and Convertible Debt w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
16
|
Renewal of Scrip Dividend authority
|
Management
|
For
|
Voted - For
|
17.A
|
Adoption of New Articles
|
Management
|
For
|
Voted - For
|
18
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
19
|
Shareholder Proposal Regarding Pension Scheme
|
Shareholder
|
Against
|
Voted - Against
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
2
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
3.1
|
Elect Masahiro Okafuji
|
Management
|
For
|
Voted - For
|
3.2
|
Elect Keita Ishii
|
Management
|
For
|
Voted - For
|
3.3
|
Elect Fumihiko Kobayashi
|
Management
|
For
|
Voted - For
|
3.4
|
Elect Tsuyoshi Hachimura
|
Management
|
For
|
Voted - For
|
3.5
|
Elect Hiroyuki Tsubai
|
Management
|
For
|
Voted - For
|
3.6
|
Elect Hiroyuki Naka
|
Management
|
For
|
Voted - For
|
3.7
|
Elect Atsuko Muraki
|
Management
|
For
|
Voted - For
|
3.8
|
Elect Masatoshi Kawana
|
Management
|
For
|
Voted - For
|
3.9
|
Elect Makiko Nakamori
|
Management
|
For
|
Voted - For
|
3.10
|
Elect Kunio Ishizuka
|
Management
|
For
|
Voted - For
|
4
|
Elect Mitsuru Chino @ Mitsuru Ike as Statutory Auditor
|
Management
|
For
|
Voted - For
|
5
|
Directors' Fees and Bonus
|
Management
|
For
|
Voted - For
|
6
|
Statutory Auditors' Fees
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Elect Harmeen Mehta
|
Management
|
For
|
Voted - For
|
3
|
Elect Charles Alan Nunn
|
Management
|
For
|
Voted - For
|
4
|
Elect Robin F Budenberg
|
Management
|
For
|
Voted - For
|
5
|
Elect William Chalmers
|
Management
|
For
|
Voted - For
|
6
|
Elect Alan Dickinson
|
Management
|
For
|
Voted - For
|
7
|
Elect Sarah C. Legg
|
Management
|
For
|
Voted - For
|
8
|
Elect Lord Lupton
|
Management
|
For
|
Voted - For
|
9
|
Elect Amanda Mackenzie
|
Management
|
For
|
Voted - For
|
10
|
Elect Catherine Woods
|
Management
|
For
|
Voted - For
|
11
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
12
|
Final Dividend
|
Management
|
For
|
Voted - For
|
13
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
14
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
15
|
Employee Stock Purchase Plan
|
Management
|
For
|
Voted - For
|
16
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
17
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
18
|
Authority to Issue Shares and Convertible Debt w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
19
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
20
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
21
|
Authority to Issue Shares and Convertible Debt w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
22
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
23
|
Authority to Repurchase Preference Shares
|
Management
|
For
|
Voted - For
|
24
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
1
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
2.1
|
Elect Mitoji Yabunaka
|
Management
|
For
|
Voted - For
|
2.2
|
Elect Hiroshi Obayashi
|
Management
|
For
|
Voted - For
|
2.3
|
Elect Kazunori Watanabe
|
Management
|
For
|
Voted - For
|
2.4
|
Elect Hiroko Koide
|
Management
|
For
|
Voted - For
|
2.5
|
Elect Takashi Oyamada
|
Management
|
For
|
Voted - Against
|
2.6
|
Elect Tatsuro Kosaka
|
Management
|
For
|
Voted - For
|
2.7
|
Elect Hiroyuki Yanagi
|
Management
|
For
|
Voted - For
|
2.8
|
Elect Kei Uruma
|
Management
|
For
|
Voted - For
|
2.9
|
Elect Tadashi Kawagoishi
|
Management
|
For
|
Voted - For
|
2.10
|
Elect Kuniaki Masuda
|
Management
|
For
|
Voted - For
|
2.11
|
Elect Jun Nagasawa
|
Management
|
For
|
Voted - For
|
2.12
|
Elect Kunihiko Kaga
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Ratification of Management Board Acts
|
Management
|
For
|
Voted - For
|
4
|
Ratification of Supervisory Board Acts
|
Management
|
For
|
Voted - For
|
5
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
6
|
Supervisory Board Remuneration Policy
|
Management
|
For
|
Voted - For
|
7
|
Elect Gordon Riske as Supervisory Board Chair
|
Management
|
For
|
Voted - For
|
8
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Remuneration Policy
|
Management
|
For
|
Voted - Against
|
3
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
4
|
Final Dividend
|
Management
|
For
|
Voted - For
|
5
|
Elect Howard J. Davies
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Elect Alison Rose - Slade
|
Management
|
For
|
Voted - For
|
7
|
Elect Katie Murray
|
Management
|
For
|
Voted - For
|
8
|
Elect Frank E. Dangeard
|
Management
|
For
|
Voted - For
|
9
|
Elect Patrick Flynn
|
Management
|
For
|
Voted - For
|
10
|
Elect Morten Friis
|
Management
|
For
|
Voted - For
|
11
|
Elect Robert Gillespie
|
Management
|
For
|
Voted - For
|
12
|
Elect Yasmin Jetha
|
Management
|
For
|
Voted - For
|
13
|
Elect Mike Rogers
|
Management
|
For
|
Voted - For
|
14
|
Elect Mark Seligman
|
Management
|
For
|
Voted - For
|
15
|
Elect Lena Wilson
|
Management
|
For
|
Voted - For
|
16
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
17
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
18
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
19
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
20
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
21
|
Authority to Issue Shares and Convertible Debt w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
22
|
Authority to Issue Shares and Convertible Debt w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
23
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
24
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
25
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
26
|
Authority to Repurchase Shares from HM Treasury
|
Management
|
For
|
Voted - For
|
27
|
Authority to Repurchase Preference Shares Off-Market
|
Management
|
For
|
Voted - For
|
28
|
Management Proposal Regarding Approval of the Company's Climate Strategy
|
Management
|
For
|
Voted - For
|
7
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
8
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
8.A
|
Minority Dividend
|
Shareholder
|
Undetermined
|
Voted - Abstain
|
9
|
Ratification of Board and CEO Acts
|
Management
|
For
|
Voted - For
|
10
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
11
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
12
|
Board Size
|
Management
|
For
|
Voted - For
|
13
|
Election of Directors
|
Management
|
For
|
Voted - For
|
14
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
15
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
16
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
17
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
2.1
|
Elect Koji Nagai
|
Management
|
For
|
Voted - For
|
2.2
|
Elect Kentaro Okuda
|
Management
|
For
|
Voted - For
|
2.3
|
Elect Tomoyuki Teraguchi
|
Management
|
For
|
Voted - For
|
2.4
|
Elect Shoji Ogawa
|
Management
|
For
|
Voted - For
|
2.5
|
Elect Kazuhiko Ishimura
|
Management
|
For
|
Voted - For
|
2.6
|
Elect Takahisa Takahara
|
Management
|
For
|
Voted - Against
|
2.7
|
Elect Noriaki Shimazaki
|
Management
|
For
|
Voted - For
|
2.8
|
Elect Mari Sono
|
Management
|
For
|
Voted - For
|
2.9
|
Elect Laura S. Unger
|
Management
|
For
|
Voted - For
|
2.10
|
Elect Victor Chu Lap Lik
|
Management
|
For
|
Voted - For
|
2.11
|
Elect J. Christopher Giancarlo
|
Management
|
For
|
Voted - For
|
2.12
|
Elect Patricia Mosser
|
Management
|
For
|
Voted - For
|
1.
|
Election of Directors
|
Management
|
For
|
Voted - For
|
2.
|
Approve Recasting of Votes for Amended Slate
|
Management
|
For
|
Voted - Against
|
3.
|
Request Cumulative Voting
|
Management
|
Against
|
Voted - For
|
4A.
|
Allocate Cumulative Votes to Eduardo Bacellar Leal Ferreira
|
Management
|
Against
|
Voted - Abstain
|
4B.
|
Allocate Cumulative Votes to Joaquim Silva e Luna
|
Management
|
Against
|
Voted - Abstain
|
4C.
|
Allocate Cumulative Votes to Ruy Flaks Schneider
|
Management
|
Against
|
Voted - For
|
4D.
|
Allocate Cumulative Votes to Sonia Julia Sulzbeck Villalobos
|
Management
|
Against
|
Voted - For
|
4E.
|
Allocate Cumulative Votes to Márcio Andrade Weber
|
Management
|
Against
|
Voted - For
|
4F.
|
Allocate Cumulative Votes to Murilo Marroquim de Souza
|
Management
|
Against
|
Voted - For
|
4G.
|
Allocate Cumulative Votes to Cynthia Santana Silveira
|
Management
|
Against
|
Voted - For
|
4H.
|
Allocate Cumulative Votes to Carlos Eduardo Lessa Brandão
|
Management
|
Against
|
Voted - For
|
4I.
|
Allocate Cumulative Votes to José João Abdalla Filho
|
Management
|
Against
|
Voted - Abstain
|
4J.
|
Allocate Cumulative Votes to Marcelo Gasparino da Silva
|
Management
|
Against
|
Voted - For
|
4K.
|
Allocate Cumulative Votes to Pedro Rodrigues Galvão de Medeiros
|
Management
|
Against
|
Voted - For
|
5.
|
Elect Eduardo Bacellar Leal Ferreira as Chair
|
Management
|
For
|
Voted - For
|
6.
|
Elect Jeferson Luís Bittencourt as Supervisory Council Member
|
Management
|
For
|
Voted - For
|
7.
|
Ratify Updated Audit Committee Remuneration Amount (FY2021)
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8.
|
Ratify Updated Advisory Committees Remuneration Amount (FY2021)
|
Management
|
For
|
Voted - For
|
9.
|
Instructions if Meeting is Held on Second Call
|
Management
|
For
|
Voted - Against
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Board Size
|
Management
|
For
|
Voted - For
|
4
|
Election of Directors
|
Management
|
For
|
Voted - For
|
5
|
Approve Recasting of Votes for Amended Slate
|
Management
|
Undetermined
|
Voted - Against
|
6
|
Request Cumulative Voting
|
Management
|
Undetermined
|
Voted - For
|
7a
|
Allocation of Votes to Luiz Rodolfo Landim Machado
|
Management
|
Undetermined
|
Voted - For
|
7b
|
Allocate Cumulative Votes to Adriano José Pires Rodrigues
|
Management
|
Undetermined
|
Voted - For
|
7c
|
Allocation of Votes to Carlos Eduardo Lessa Brandão
|
Management
|
Undetermined
|
Voted - For
|
7d
|
Allocate Cumulative Votes to Eduardo Karrer
|
Management
|
Undetermined
|
Voted - For
|
7e
|
Allocation of Votes to Luiz Henrique Caroli
|
Management
|
Undetermined
|
Voted - Abstain
|
7f
|
Allocation of Votes to Márcio Andrade Weber
|
Management
|
Undetermined
|
Voted - For
|
7g
|
Allocation of Votes to Ruy Flaks Schneider
|
Management
|
Undetermined
|
Voted - For
|
7h
|
Allocation of Votes to Sonia Julia Sulzbeck Villalobos
|
Management
|
Undetermined
|
Voted - For
|
7i
|
Allocation of Votes to José João Abdalla Filho
|
Management
|
Undetermined
|
Voted - For
|
7j
|
Allocation of Votes to Marcelo Gasparino da Silva
|
Management
|
Undetermined
|
Voted - For
|
7l
|
Elect Ana Marta Veloso as Board Member Presented by Minority Shareholders
|
Management
|
Undetermined
|
Voted - Abstain
|
7m
|
Elect Rodrigo Mesquita Pereira as Board Member Presented by Minority Shareholders
|
Management
|
Undetermined
|
Voted - Abstain
|
7n
|
Elect Francisco Petros Oliveira Lima Papathanasiadis as Board Member Presented by Minority Shareholders
|
Management
|
Undetermined
|
Voted - Abstain
|
8
|
Elect Luiz Rodolfo Landim Machado as Board Chair
|
Management
|
For
|
Voted - For
|
9
|
Supervisory Council Size
|
Management
|
For
|
Voted - For
|
10a
|
Election of Supervisory Council
|
Management
|
For
|
Voted - Abstain
|
10b
|
Approve Recasting of Votes for Amended Supervisory Council Slate
|
Management
|
Undetermined
|
Voted - Against
|
10c
|
Elect Michele da Silva Gonsales Torres to the Supervisory Council Presented by Minority Shareholders
|
Management
|
Undetermined
|
Voted - For
|
11
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
12
|
Instructions if Meeting is Held on Second Call
|
Management
|
Undetermined
|
Voted - Against
|
E1
|
Amendments to Articles; Consolidation of Articles
|
Management
|
For
|
Voted - For
|
E2
|
Instructions if Meeting is Held on Second Call
|
Management
|
Undetermined
|
Voted - For
|
1
|
Spin-off
|
Management
|
For
|
Voted - Against
|
1.
|
Spin-off
|
Management
|
For
|
Voted - Against
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1.
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
2.1
|
Elect CHON Jung Son
|
Management
|
For
|
Voted - Against
|
2.2
|
Elect CHUNG Chang Hwa
|
Management
|
For
|
Voted - Against
|
2.3
|
Elect YOO Byung Ok
|
Management
|
For
|
Voted - Against
|
3.1
|
Elect of Non-executive Director: KIM Hag Dong
|
Management
|
For
|
Voted - Against
|
4.1
|
Elect SON Sung Gyu
|
Management
|
For
|
Voted - Against
|
4.2
|
Elect YOO Jin Nyoung
|
Management
|
For
|
Voted - Against
|
4.3
|
Elect PARK Heui Jae
|
Management
|
For
|
Voted - Against
|
5.1
|
Election of Audit Committee Member: SON Sung Gyu
|
Management
|
For
|
Voted - Against
|
5.2
|
Election of Audit Committee Member: YOO Jin Nyoung
|
Management
|
For
|
Voted - Against
|
6.
|
Directors' Fees
|
Management
|
For
|
Voted - Against
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
2.1
|
Elect CHON Jung Son
|
Management
|
For
|
Voted - Against
|
2.2
|
Elect CHUNG Chang Hwa
|
Management
|
For
|
Voted - Against
|
2.3
|
Elect YOO Byung Ok
|
Management
|
For
|
Voted - Against
|
3
|
Elect of Non-executive Director: KIM Hag Dong
|
Management
|
For
|
Voted - Against
|
4.1
|
Elect SON Sung Gyu
|
Management
|
For
|
Voted - Against
|
4.2
|
Elect YOO Jin Nyoung
|
Management
|
For
|
Voted - Against
|
4.3
|
Elect PARK Heui Jae
|
Management
|
For
|
Voted - Against
|
5.1
|
Election of Audit Committee Member: SON Sung Gyu
|
Management
|
For
|
Voted - Against
|
5.2
|
Election of Audit Committee Member: YOO Jin Nyoung
|
Management
|
For
|
Voted - Against
|
6
|
Directors' Fees
|
Management
|
For
|
Voted - Against
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
3
|
Directors' and Commissioners' Fees
|
Management
|
For
|
Voted - Against
|
4
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - Against
|
5
|
Ratification of Ministerial Regulation
|
Management
|
For
|
Voted - For
|
6
|
Ratification of Ministerial Regulation
|
Management
|
For
|
Voted - For
|
7
|
Transfer of Treasury Shares to Employee under the Employee Stock Ownership Program
|
Management
|
For
|
Voted - Against
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
Election of Directors and/or Commissioners (Slate)
|
Management
|
For
|
Voted - Against
|
2
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
3
|
Equity Grant (Group CEO Andrew Horton)
|
Management
|
For
|
Voted - For
|
4
|
Approve Increase in NEDs' Fee Cap
|
Management
|
Undetermined
|
Voted - For
|
5.A
|
Re-elect Rolf Tolle
|
Management
|
For
|
Voted - For
|
5.B
|
Elect Yasmin Allen
|
Management
|
For
|
Voted - For
|
6.A
|
Shareholder Proposal Regarding Facilitating Nonbinding Proposals
|
Shareholder
|
Against
|
Voted - Against
|
6.B
|
Shareholder Proposal Regarding Disclosure Concerning Reducing Investments and Underwriting Exposure to Fossil Fuel Assets
|
Shareholder
|
Against
|
Voted - Against
|
1A.
|
Elect Shyam Gidumal
|
Management
|
For
|
Voted - For
|
1B.
|
Elect Henry Klehm III
|
Management
|
For
|
Voted - For
|
1C.
|
Elect Val Rahmani
|
Management
|
For
|
Voted - For
|
1D.
|
Elect Carol P. Sanders
|
Management
|
For
|
Voted - For
|
1E.
|
Elect Cynthia Mary Trudell
|
Management
|
For
|
Voted - For
|
2.
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Voted - For
|
3.
|
Amendment to the 2016 Long-Term Incentive Plan
|
Management
|
For
|
Voted - For
|
4.
|
Ratification of Auditor
|
Management
|
For
|
Voted - For
|
1
|
Adoption of New Articles
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports; Non Tax-Deductible Expenses
|
Management
|
For
|
Voted - For
|
2
|
Consolidated Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Elect Monique Cohen
|
Management
|
For
|
Voted - For
|
5
|
Elect F&P (Robert Peugeot)
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
6
|
Appointment of Auditor (Mazars); Non Renewal of Alternate Auditor (Gilles Rainaut)
|
Management
|
For
|
Voted - For
|
7
|
Appointment of Auditor (Ernst & Young); Non-Renewal of Auditor (Auditex)
|
Management
|
For
|
Voted - For
|
8
|
2022 Remuneration of Ross McInnes, Chair
|
Management
|
For
|
Voted - For
|
9
|
2022 Remuneration of Olivier Andriès, CEO
|
Management
|
For
|
Voted - For
|
10
|
2022 Remuneration Report
|
Management
|
For
|
Voted - For
|
11
|
2022 Directors' Fees
|
Management
|
For
|
Voted - For
|
12
|
2022 Remuneration Policy (Chair)
|
Management
|
For
|
Voted - For
|
13
|
2022 Remuneration Policy (CEO)
|
Management
|
For
|
Voted - For
|
14
|
2022 Remuneration Policy (Board of Directors)
|
Management
|
For
|
Voted - For
|
15
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
16
|
Amendments to Articles Regarding the Company's Duration
|
Management
|
For
|
Voted - For
|
17
|
Authorisation of Legal Formalities
|
Management
|
For
|
Voted - For
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
2.1.1
|
Elect KIM Han Jo
|
Management
|
For
|
Voted - For
|
2.1.2
|
Elect HAN Wha Jin
|
Management
|
For
|
Voted - For
|
2.1.3
|
Elect KIM Jun Sung
|
Management
|
For
|
Voted - For
|
2.2.1
|
Elect KYUNG Kye Hyun
|
Management
|
For
|
Voted - For
|
2.2.2
|
Elect ROH Tae Moon
|
Management
|
For
|
Voted - For
|
2.2.3
|
Elect PARK Hark Kyu
|
Management
|
For
|
Voted - For
|
2.2.4
|
Elect LEE Jung Bae
|
Management
|
For
|
Voted - For
|
2.3.1
|
Election of Audit Committee Member: KIM Han Jo
|
Management
|
For
|
Voted - For
|
2.3.2
|
Election of Audit Committee Member: KIM Jeong Hun
|
Management
|
For
|
Voted - For
|
3
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
2.1.1
|
Elect KIM Han Jo
|
Management
|
For
|
Voted - For
|
2.1.2
|
Elect HAN Wha Jin
|
Management
|
For
|
Voted - For
|
2.1.3
|
Elect KIM Jun Sung
|
Management
|
For
|
Voted - For
|
2.2.1
|
Elect KYUNG Kye Hyun
|
Management
|
For
|
Voted - For
|
2.2.2
|
Elect ROH Tae Moon
|
Management
|
For
|
Voted - For
|
2.2.3
|
Elect PARK Hark Kyu
|
Management
|
For
|
Voted - For
|
2.2.4
|
Elect LEE Jung Bae
|
Management
|
For
|
Voted - For
|
2.3.1
|
Election of Audit Committee Member: KIM Han Jo
|
Management
|
For
|
Voted - For
|
2.3.2
|
Election of Audit Committee Member: KIM Jeong Hun
|
Management
|
For
|
Voted - For
|
3
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2.A
|
Elect WONG Ying Wai
|
Management
|
For
|
Voted - Against
|
2.B
|
Elect Rachel CHIANG Yun
|
Management
|
For
|
Voted - Against
|
2.C
|
Elect Victor Patrick Hoog Antink
|
Management
|
For
|
Voted - For
|
2.D
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
3
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
4
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
5
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
6
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
1.
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2.
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
3.
|
Elect Sinead Gorman
|
Management
|
For
|
Voted - For
|
4.
|
Elect Ben Van Beurden
|
Management
|
For
|
Voted - For
|
5.
|
Elect Dick Boer
|
Management
|
For
|
Voted - For
|
6.
|
Elect Neil A.P. Carson
|
Management
|
For
|
Voted - For
|
7.
|
Elect Ann F. Godbehere
|
Management
|
For
|
Voted - For
|
8.
|
Elect Euleen Y.K. GOH
|
Management
|
For
|
Voted - For
|
9.
|
Elect Jane H. Lute
|
Management
|
For
|
Voted - For
|
10.
|
Elect Catherine J. Hughes
|
Management
|
For
|
Voted - For
|
11.
|
Elect Martina Hund-Mejean
|
Management
|
For
|
Voted - For
|
12.
|
Elect Andrew Mackenzie
|
Management
|
For
|
Voted - For
|
13.
|
Elect Abraham Schot
|
Management
|
For
|
Voted - For
|
14.
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
15.
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
16.
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
17.
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
18.
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
19.
|
Authority to Repurchase Shares (Off-Market)
|
Management
|
For
|
Voted - For
|
20.
|
Approval of the Energy Transition Strategy
|
Management
|
For
|
Voted - For
|
21
|
Shareholder Proposal Regarding GHG Reduction Targets
|
Shareholder
|
Against
|
Voted - Against
|
1.
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
2.1
|
Elect PARK An Soon
|
Management
|
For
|
Voted - For
|
2.2
|
Elect BYEON Yang Ho
|
Management
|
For
|
Voted - For
|
2.3
|
Elect SUNG Jae Ho
|
Management
|
For
|
Voted - For
|
2.4
|
Elect YOON Jae Won
|
Management
|
For
|
Voted - For
|
2.5
|
Elect LEE Yoon Jae
|
Management
|
For
|
Voted - For
|
2.6
|
Elect JIN Hyun Duk
|
Management
|
For
|
Voted - For
|
2.7
|
Elect HUH Yong Hak
|
Management
|
For
|
Voted - For
|
2.8
|
Elect KIM Jo Seol
|
Management
|
For
|
Voted - For
|
3.1
|
Election of Audit Committee Member: BAE Hoon
|
Management
|
For
|
Voted - For
|
3.2
|
Election of Audit Committee Member: SUNG Jae Ho
|
Management
|
For
|
Voted - For
|
3.3
|
Election of Audit Committee Member: YOON Jae Won
|
Management
|
For
|
Voted - For
|
4.
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - Against
|
2
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
3
|
Share Option Grant
|
Management
|
For
|
Voted - For
|
4
|
Share Options Previously Granted by Board Resolution
|
Management
|
For
|
Voted - For
|
5.1
|
Elect KWAK Noh Jeong
|
Management
|
For
|
Voted - For
|
5.2
|
Elect NOH Jong Won
|
Management
|
For
|
Voted - For
|
6
|
Elect HA Yung Ku
|
Management
|
For
|
Voted - Against
|
7
|
Election of Audit Committee Member: HA Yung Ku
|
Management
|
For
|
Voted - Against
|
8
|
Directors' Fees
|
Management
|
For
|
Voted - Against
|
1
|
Financial Statements and Allocation of Profits/Dividends
|
Management
|
For
|
Voted - Against
|
2
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
1.
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
2.
|
Spin-off
|
Management
|
For
|
Voted - For
|
3.
|
Elect CHOI Kyu Nam
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
1
|
Consolidated Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Accounts and Reports; Non Tax-Deductible Expenses
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Special Auditors Report on Regulated Agreements
|
Management
|
For
|
Voted - For
|
5
|
2022 Remuneration Policy (Chair)
|
Management
|
For
|
Voted - For
|
6
|
2022 Remuneration Policy (CEO and Deputy CEO)
|
Management
|
For
|
Voted - For
|
7
|
2022 Remuneration Policy (Board of Directors)
|
Management
|
For
|
Voted - For
|
8
|
2021 Remuneration Report
|
Management
|
For
|
Voted - For
|
9
|
2021 Remuneration of Lorenzo Bini Smaghi, Chair
|
Management
|
For
|
Voted - For
|
10
|
2021 Remuneration of Frédéric Oudéa, CEO
|
Management
|
For
|
Voted - For
|
11
|
2021 Remuneration of Philippe Aymerich, Deputy CEO
|
Management
|
For
|
Voted - For
|
12
|
2021 Remuneration of Diony Lebot, Deputy CEO
|
Management
|
For
|
Voted - For
|
13
|
Remuneration of Identified Staff
|
Management
|
For
|
Voted - For
|
14
|
Elect Lorenzo Bini Smaghi
|
Management
|
For
|
Voted - For
|
15
|
Elect Jérôme Contamine
|
Management
|
For
|
Voted - For
|
16
|
Elect Diane Côté
|
Management
|
For
|
Voted - For
|
17
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
18
|
Authority to Issue Shares and Convertible Debt w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
19
|
Authority to Issue Shares and Convertible Debt w/o Preemptive Rights and to Increase Capital in Case of Exchange Offers
|
Management
|
For
|
Voted - For
|
20
|
Authority to Increase Capital in Consideration for Contributions In Kind
|
Management
|
For
|
Voted - For
|
21
|
Employee Stock Purchase Plan
|
Management
|
For
|
Voted - For
|
22
|
Authority to Issue Performance Shares (Identified Staff)
|
Management
|
For
|
Voted - For
|
23
|
Authority to Issue Performance Shares (Employees excluding Identified Staff)
|
Management
|
For
|
Voted - For
|
24
|
Authority to Cancel Shares and Reduce Capital
|
Management
|
For
|
Voted - For
|
25
|
Authorisation of Legal Formalities
|
Management
|
For
|
Voted - For
|
1
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
2
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
3.1
|
Elect Tomomi Nakamura
|
Management
|
For
|
Voted - For
|
3.2
|
Elect Kazuo Hosoya
|
Management
|
For
|
Voted - For
|
3.3
|
Elect Katsuyuki Mizuma
|
Management
|
For
|
Voted - For
|
3.4
|
Elect Tetsuo Onuki
|
Management
|
For
|
Voted - For
|
3.5
|
Elect Atsushi Osaki
|
Management
|
For
|
Voted - For
|
3.6
|
Elect Fumiaki Hayata
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
3.7
|
Elect Yasuyuki Abe
|
Management
|
For
|
Voted - For
|
3.8
|
Elect Natsunosuke Yago
|
Management
|
For
|
Voted - For
|
3.9
|
Elect Miwako Doi
|
Management
|
For
|
Voted - For
|
4
|
Elect Yuri Furusawa as Statutory Auditor
|
Management
|
For
|
Voted - For
|
5
|
Elect Hirohisa Ryu as Alternate Statutory Auditor
|
Management
|
For
|
Voted - For
|
6
|
Amendment to Restricted Stock Plan
|
Management
|
For
|
Voted - For
|
1
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
2
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
3.1
|
Elect Masafumi Fushihara
|
Management
|
For
|
Voted - For
|
3.2
|
Elect Yuichi Kitabayashi
|
Management
|
For
|
Voted - For
|
3.3
|
Elect Kunihiro Ando
|
Management
|
For
|
Voted - For
|
3.4
|
Elect Tetsuya Ohashi
|
Management
|
For
|
Voted - For
|
3.5
|
Elect Hideaki Asakura
|
Management
|
For
|
Voted - For
|
3.6
|
Elect Yukimasa Nakano
|
Management
|
For
|
Voted - For
|
3.7
|
Elect Yoshiko Koizumi
|
Management
|
For
|
Voted - For
|
3.8
|
Elect Shinhachiro Emori
|
Management
|
For
|
Voted - For
|
3.9
|
Elect Hideyuki Furikado
|
Management
|
For
|
Voted - For
|
4
|
Elect Masahiro Karino as Statutory Auditor
|
Management
|
For
|
Voted - Against
|
5
|
Elect Toshihito Aoki as Alternate Statutory Auditor
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Final Dividend
|
Management
|
For
|
Voted - For
|
3
|
Elect Irene M. Dorner
|
Management
|
For
|
Voted - For
|
4
|
Elect Jennie Daly
|
Management
|
For
|
Voted - For
|
5
|
Elect Chris Carney
|
Management
|
For
|
Voted - For
|
6
|
Elect Robert M. Noel
|
Management
|
For
|
Voted - For
|
7
|
Elect Humphrey S.M. Singer
|
Management
|
For
|
Voted - For
|
8
|
Elect Jitesh K. Gadhia
|
Management
|
For
|
Voted - For
|
9
|
Elect Scilla Grimble
|
Management
|
For
|
Voted - For
|
10
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
11
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
12
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
13
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
14
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
15
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
16
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
17
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
18
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|
1A.
|
Elect Douglas J. Pferdehirt
|
Management
|
For
|
Voted - For
|
1B.
|
Elect Eleazar de Carvalho Filho
|
Management
|
For
|
Voted - For
|
1C.
|
Elect Claire S. Farley
|
Management
|
For
|
Voted - For
|
1D.
|
Elect Peter Mellbye
|
Management
|
For
|
Voted - For
|
1E.
|
Elect John C.G. O'Leary
|
Management
|
For
|
Voted - For
|
1F.
|
Elect Margareth Øvrum
|
Management
|
For
|
Voted - For
|
1G.
|
Elect Kay G. Priestly
|
Management
|
For
|
Voted - For
|
1H.
|
Elect John Yearwood
|
Management
|
For
|
Voted - For
|
1I.
|
Elect Sophie Zurquiyah
|
Management
|
For
|
Voted - For
|
2.
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Voted - For
|
3.
|
Remuneration Report
|
Management
|
For
|
Voted - For
|
4.
|
U.K. Annual Accounts and Reports
|
Management
|
For
|
Voted - For
|
5.
|
Ratification of U.S. Auditor
|
Management
|
For
|
Voted - For
|
6.
|
Re-appointment of U.K. Auditor
|
Management
|
For
|
Voted - For
|
7.
|
U.K. Statutory Auditor Fees
|
Management
|
For
|
Voted - For
|
8.
|
Approval of the 2022 Incentive Award Plan
|
Management
|
For
|
Voted - For
|
9.
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
10.
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Consolidated Accounts and Reports
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
5
|
Special Auditors Report on Regulated Agreements
|
Management
|
For
|
Voted - For
|
6
|
Elect Lise Croteau
|
Management
|
For
|
Voted - For
|
7
|
Elect Maria van der Hoeven
|
Management
|
For
|
Voted - For
|
8
|
Elect Jean Lemierre
|
Management
|
For
|
Voted - For
|
9
|
Elect Emma de Jonge
|
Management
|
For
|
Voted - For
|
A
|
Elect Marina Delendik
|
Management
|
Against
|
Voted - Against
|
B
|
Elect Alexandre Garrot
|
Management
|
Against
|
Voted - Against
|
C
|
Elect Agueda Marin
|
Management
|
Against
|
Voted - Against
|
10
|
2021 Remuneration Report
|
Management
|
For
|
Voted - For
|
11
|
2022 Remuneration Policy (Board of Directors)
|
Management
|
For
|
Voted - For
|
12
|
2021 Remuneration of Patrick Pouyanné, Chair and CEO
|
Management
|
For
|
Voted - For
|
13
|
2022 Remuneration Policy (Chair and CEO)
|
Management
|
For
|
Voted - For
|
14
|
Appointment of Auditor (Ernst & Young)
|
Management
|
For
|
Voted - For
|
15
|
Appointment of Auditor (PricewaterhouseCoopers)
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
16
|
Opinion on 2022 Sustainability and Climate Progress Report
|
Management
|
For
|
Voted - For
|
17
|
Authority to Issue Shares and Convertible Debt w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
18
|
Authority to Issue Shares and Convertible Debt w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
19
|
Authority to Issue Shares and Convertible Debt Through Private Placement
|
Management
|
For
|
Voted - For
|
20
|
Greenshoe
|
Management
|
For
|
Voted - For
|
21
|
Authority to Increase Capital in Consideration for Contributions In Kind (France)
|
Management
|
For
|
Voted - For
|
22
|
Employee Stock Purchase Plan
|
Management
|
For
|
Voted - For
|
23
|
Authority to Cancel Shares and Reduce Capital
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Compensation Report
|
Management
|
For
|
Voted - For
|
3
|
Advisory Vote on UBS Climate Roadmap
|
Management
|
For
|
Voted - Abstain
|
4
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
5
|
Ratification of Board and Management Acts (Excluding French Cross-Border Matter)
|
Management
|
For
|
Voted - For
|
6.1
|
Elect Jeremy Anderson
|
Management
|
For
|
Voted - For
|
6.2
|
Elect Claudia Böckstiegel
|
Management
|
For
|
Voted - For
|
6.3
|
Elect William C. Dudley
|
Management
|
For
|
Voted - For
|
6.4
|
Elect Patrick Firmenich
|
Management
|
For
|
Voted - For
|
6.5
|
Elect Fred Zuliu HU
|
Management
|
For
|
Voted - For
|
6.6
|
Elect Mark Hughes
|
Management
|
For
|
Voted - For
|
6.7
|
Elect Nathalie Rachou
|
Management
|
For
|
Voted - For
|
6.8
|
Elect Julie G. Richardson
|
Management
|
For
|
Voted - For
|
6.9
|
Elect Dieter Wemmer
|
Management
|
For
|
Voted - For
|
6.10
|
Elect Jeanette Wong
|
Management
|
For
|
Voted - For
|
7.1
|
Elect Lukas Gähwiler
|
Management
|
For
|
Voted - For
|
7.2
|
Elect Colm Kelleher as Board Chair
|
Management
|
For
|
Voted - For
|
8.1
|
Elect Julie G. Richardson as Compensation Committee Member
|
Management
|
For
|
Voted - For
|
8.2
|
Elect Dieter Wemmer as Compensation Committee Member
|
Management
|
For
|
Voted - For
|
8.3
|
Elect Jeanette Wong as Compensation Committee Member
|
Management
|
For
|
Voted - For
|
9.1
|
Board Compensation
|
Management
|
For
|
Voted - For
|
9.2
|
Executive Compensation (Variable)
|
Management
|
For
|
Voted - For
|
9.3
|
Executive Compensation (Fixed)
|
Management
|
For
|
Voted - For
|
10.1
|
Appointment of Independent Proxy
|
Management
|
For
|
Voted - For
|
10.2
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
11
|
Cancellation of Shares and Reduction in Share Capital
|
Management
|
For
|
Voted - For
|
12
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
O.1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
O.2
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
O.3
|
Elimination of Negative Reserves
|
Management
|
For
|
Voted - For
|
O.4
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
O.5.1
|
List Presented by Allianz Finance II Luxemburg
|
Management
|
Undetermined
|
|
O.5.2
|
List Presented by Group of Institutional Investors Representing 1.12% of Share Capital
|
Management
|
Undetermined
|
Voted - For
|
O.6
|
Statutory Auditors' Fees
|
Management
|
For
|
Voted - For
|
O.7
|
Remuneration Policy
|
Management
|
For
|
Voted - Against
|
O.8
|
Remuneration Report
|
Management
|
For
|
Voted - Against
|
O.9
|
2022 Group Incentive System
|
Management
|
For
|
Voted - Against
|
O.10
|
Amendments to Group Incentive Plans
|
Management
|
For
|
Voted - For
|
E.1
|
Amendments to Article 6 (Share Capital and Shares)
|
Management
|
For
|
Voted - For
|
E.2
|
Amendments to Articles
|
Management
|
For
|
Voted - For
|
E.3
|
Cancellation of Shares
|
Management
|
For
|
Voted - For
|
1
|
Consolidated Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Accounts and Reports; Non Tax-Deductible Expenses
|
Management
|
For
|
Voted - For
|
3
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
4
|
Elect Xavier Huillard
|
Management
|
For
|
Voted - For
|
5
|
Elect Marie-Christine Lombard
|
Management
|
For
|
Voted - For
|
6
|
Elect René Médori
|
Management
|
For
|
Voted - For
|
7
|
Elect Qatar Holding LLC (Abdullah Hamad Al-Attiyah)
|
Management
|
For
|
Voted - For
|
8
|
Elect Claude Laruelle
|
Management
|
For
|
Voted - For
|
9
|
Relocation of Corporate Headquarters
|
Management
|
For
|
Voted - For
|
10
|
Authority to Repurchase and Reissue Shares
|
Management
|
For
|
Voted - For
|
11
|
2022 Remuneration Policy (Board of Directors)
|
Management
|
For
|
Voted - For
|
12
|
2022 Remuneration Policy (Executives)
|
Management
|
For
|
Voted - For
|
13
|
2021 Remuneration Report
|
Management
|
For
|
Voted - For
|
14
|
2021 Remuneration of Xavier Huillard, Chair and CEO
|
Management
|
For
|
Voted - For
|
15
|
Authority to Cancel Shares and Reduce Capital
|
Management
|
For
|
Voted - For
|
16
|
Employee Stock Purchase Plan
|
Management
|
For
|
Voted - For
|
17
|
Stock Purchase Plan for Overseas Employees
|
Management
|
For
|
Voted - For
|
18
|
Authorisation of Legal Formalities
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
S1.
|
Amended and Restated Memorandum and Articles of Association (Class B)
|
Management
|
For
|
Voted - For
|
O1.
|
Elect Hong Du
|
Management
|
For
|
Voted - For
|
O2.
|
Elect Daniel Yong ZHANG
|
Management
|
For
|
Voted - For
|
O3.
|
Elect Pehong Chen
|
Management
|
For
|
Voted - For
|
S4.
|
Adoption of the Company’s Dual Foreign Name
|
Management
|
For
|
Voted - For
|
S5.
|
Amended and Restated Memorandum and Articles of Association
|
Management
|
For
|
Voted - For
|
1
|
Authority to Repurchase Shares in pursuant to Conditional Voluntary Cash Offer (the "Offer")
|
Management
|
For
|
Voted - For
|
2
|
Waiver of Mandatory Takeover Requirement (Whitewash Waiver)
|
Management
|
For
|
Voted - For
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2.A
|
Elect GUO Lijun
|
Management
|
For
|
Voted - For
|
2.B
|
Elect WAN Hongwei
|
Management
|
For
|
Voted - For
|
2.C
|
Elect Charles Shane SMITH
|
Management
|
For
|
Voted - For
|
2.D
|
Elect JIAO Shuge
|
Management
|
For
|
Voted - For
|
3
|
Directors' Fees
|
Management
|
For
|
Voted - For
|
4
|
Appointment of Auditor and Authority to Set Fees
|
Management
|
For
|
Voted - For
|
5
|
Allocation of Profits/Dividends
|
Management
|
For
|
Voted - For
|
6
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
7
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - Against
|
8
|
Authority to Issue Repurchased Shares
|
Management
|
For
|
Voted - Against
|
1
|
Accounts and Reports
|
Management
|
For
|
Voted - For
|
2
|
Remuneration Policy
|
Management
|
For
|
Voted - For
|
3
|
Remuneration Report
|
Management
|
For
|
Voted - Against
|
4
|
Final Dividend
|
Management
|
For
|
Voted - For
|
5
|
Elect Hemant Patel
|
Management
|
For
|
Voted - For
|
6
|
Elect David Atkins
|
Management
|
For
|
Voted - For
|
7
|
Elect Kal Atwal
|
Management
|
For
|
Voted - For
|
ARGA International Value Fund
|
||||
Proposal
|
Proposed by
|
Mgt. Position
|
Registrant Voted
|
8
|
Elect Horst Baier
|
Management
|
For
|
Voted - For
|
9
|
Elect Alison Brittain
|
Management
|
For
|
Voted - For
|
10
|
Elect Fumbi Chima
|
Management
|
For
|
Voted - For
|
11
|
Elect Adam Crozier
|
Management
|
For
|
Voted - For
|
12
|
Elect Frank Fiskers
|
Management
|
For
|
Voted - For
|
13
|
Elect Richard Gillingwater
|
Management
|
For
|
Voted - For
|
14
|
Elect Chris Kennedy
|
Management
|
For
|
Voted - For
|
15
|
Appointment of Auditor
|
Management
|
For
|
Voted - For
|
16
|
Authority to Set Auditor's Fees
|
Management
|
For
|
Voted - For
|
17
|
Authorisation of Political Donations
|
Management
|
For
|
Voted - For
|
18
|
Authority to Issue Shares w/ Preemptive Rights
|
Management
|
For
|
Voted - For
|
19
|
Authority to Issue Shares w/o Preemptive Rights
|
Management
|
For
|
Voted - For
|
20
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Management
|
For
|
Voted - For
|
21
|
Authority to Repurchase Shares
|
Management
|
For
|
Voted - For
|
22
|
Authority to Set General Meeting Notice Period at 14 Days
|
Management
|
For
|
Voted - For
|