N-PX 1 pinebridge-2022npx.htm ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act File Number: 811-22920

The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)

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101 Federal Street
Boston, Massachusetts 02110
 (Address of principal executive offices)

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Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)

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Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: October 31
Date of Reporting Period: July 1, 2021 to June 30, 2022

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Item 1. Proxy Voting Record.




Attached are the proxy voting records for:

PineBridge Dynamic Asset Allocation Fund
A series of The Advisors’ Inner Circle Fund III










  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
 
3M COMPANY        
 
Security ID: US88579Y1010 Ticker: MMM      
 
Meeting Date: 10-May-22 Meeting Type: Annual      
 
1a Elect Director Thomas "Tony" K. Brown Management For Voted - For
1b Elect Director Pamela J. Craig Management For Voted - For
1c Elect Director David B. Dillon Management For Voted - For
1d Elect Director Michael L. Eskew Management For Voted - For
1e Elect Director James R. Fitterling Management For Voted - For
1f Elect Director Amy E. Hood   Management For Voted - For
1g Elect Director Muhtar Kent   Management For Voted - For
1h Elect Director Suzan Kereere Management For Voted - For
1i Elect Director Dambisa F. Moyo Management For Voted - For
1j Elect Director Gregory R. Page Management For Voted - For
1k Elect Director Michael F. Roman Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Report on Environmental Costs and Impact on      
  Diversified Shareholders   Shareholder Against Voted - Against
5 Report on Operations in Communist China Shareholder Against Voted - Against
 
A. O. SMITH CORPORATION        
 
Security ID: US8318652091 Ticker: AOS      
 
Meeting Date: 12-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Victoria M. Holt Management For Voted - For
1.2 Elect Director Michael M. Larsen Management For Voted - For
1.3 Elect Director Idelle K. Wolf Management For Voted - For
1.4 Elect Director Gene C. Wulf   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
A.P. MOLLER-MAERSK A/S        
 
Security ID: DK0010244508 Ticker: MAERSK.B      
 
Meeting Date: 15-Mar-22 Meeting Type: Annual      
 
1 Receive Report of Board   Management For Non-Voting
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Discharge of Management and Board Management For Voted - For
4 Approve Allocation of Income and Dividends of DKK      
  2,500 Per Share   Management For Voted - For
5 Approve Remuneration Report (Advisory Vote) Management For Voted - For

 

1


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6.a Reelect Robert Maersk Uggla as Director Management For Voted - For
6.b Reelect Thomas Lindegaard Madsen as Director Management For Voted - For
6.c Elect Julija Voitiekute as New Director Management For Voted - For
6.d Elect Marika Fredriksson as New Director Management For Voted - For
7 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
8.a Authorize Board to Declare Extraordinary Dividend Management For Voted - For
8.b Approve DKK 668.8 Reduction in Share Capital via      
  Share Cancellation   Management For Voted - For
8.c Approve Indemnification of Members of the Board of      
  Directors and Executive Management Management For Voted - For
8.d Approve Guidelines for Incentive-Based Compensation      
  for Executive Management and Board Management For Voted - For
 
A2A SPA        
 
Security ID: IT0001233417 Ticker: A2A      
 
Meeting Date: 08-Oct-21 Meeting Type: Extraordinary Shareholders    
 
  Extraordinary Business   Management For Non-Voting
1 Approve Merger by Incorporation of Linea Group      
  Holding SpA into A2A SpA Management For Voted - For
 
AAREAL BANK AG        
 
Security ID: DE0005408116 Ticker: ARL      
 
Meeting Date: 09-Dec-21 Meeting Type: Extraordinary Shareholders    
 
  Management Proposals   Management For Non-Voting
1 Amend May 18, 2021 AGM Resolution on Allocation of      
  Income and Dividends of EUR 0.40 per Share; Approve      
  an Additional Dividend of EUR 1.10 per Share (Item      
  Withdrawn)   Management For Non-Voting
  Shareholder Proposals Submitted by Petrus Advisers      
  Investments Fund L.P.   Management For Non-Voting
2.1 Dismiss Supervisory Board Member Marija Korsch Shareholder Against Voted - Against
2.2 Dismiss Supervisory Board Member Christof von      
  Dryander   Shareholder Against Voted - Against
2.3 Dismiss Supervisory Board Member Dietrich      
  Voigtlaender   Shareholder Against Voted - Against
3.1 Elect Theodor Laber to the Supervisory Board Shareholder Against Voted - Against
3.2 Elect Marion Khueny to the Supervisory Board Shareholder Against Voted - Against
3.3 Elect Joachim Sonne to the Supervisory Board Shareholder Against Voted - Against
 
ABB LTD.        
 
Security ID: CH0012221716 Ticker: ABBN      
 
Meeting Date: 24-Mar-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
     
   

 

2


 






  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Approve Remuneration Report (Non-Binding) Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4 Approve Allocation of Income and Dividends of CHF      
  0.82 per Share   Management For Voted - For
5 Approve CHF 10.6 Million Reduction in Share Capital      
  as Part of the Share Buyback Program via      
  Cancellation of Repurchased Shares Management For Voted - For
6.1 Approve Remuneration of Directors in the Amount of      
  CHF 4.4 Million   Management For Voted - For
6.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 45.9 Million Management For Voted - For
7.1 Reelect Gunnar Brock as Director Management For Voted - For
7.2 Reelect David Constable as Director Management For Voted - For
7.3 Reelect Frederico Curado as Director Management For Voted - For
7.4 Reelect Lars Foerberg as Director Management For Voted - For
7.5 Reelect Jennifer Xin-Zhe Li as Director Management For Voted - For
7.6 Reelect Geraldine Matchett as Director Management For Voted - For
7.7 Reelect David Meline as Director Management For Voted - For
7.8 Reelect Satish Pai as Director Management For Voted - For
7.9 Reelect Jacob Wallenberg as Director Management For Voted - For
7.10 Reelect Peter Voser as Director and Board Chairman Management For Voted - For
8.1 Reappoint David Constable as Member of the      
  Compensation Committee   Management For Voted - For
8.2 Reappoint Frederico Curado as Member of the      
  Compensation Committee   Management For Voted - For
8.3 Reappoint Jennifer Xin-Zhe Li as Member of the      
  Compensation Committee   Management For Voted - For
9 Designate Zehnder Bolliger & Partner as Independent      
  Proxy   Management For Voted - For
10 Ratify KPMG AG as Auditors Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
 
ABSA GROUP LTD.        
 
Security ID: ZAE000255915 Ticker: ABG      
 
Meeting Date: 03-Jun-22 Meeting Type: Annual      
 
1 Reappoint KPMG SA as Auditors with Heather Berrange      
  as the Designated Auditor   Management For Voted - For
2 Appoint PwC South Africa as Auditors with John      
  Bennett as the Designated Auditor Management For Voted - For
3.1 Re-elect Rose Keanly as Director Management For Voted - For
3.2 Re-elect Swithin Munyantwali as Director Management For Voted - For
3.3 Re-elect Ihron Rensburg as Director Management For Voted - For
3.4 Re-elect Fulvio Tonelli as Director Management For Voted - For
3.5 Re-elect Rene van Wyk as Director Management For Voted - For
4.1 Elect John Cummins as Director Management For Voted - For
4.2 Elect Sello Moloko as Director Management For Voted - For
4.3 Elect Arrie Rautenbach as Director Management For Voted - For

 

3


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5.1 Re-elect Alex Darko as Member of the Group Audit      
  and Compliance Committee Management For Voted - For
5.2 Re-elect Daisy Naidoo as Member of the Group Audit      
  and Compliance Committee Management For Voted - For
5.3 Re-elect Tasneem Abdool-Samad as Member of the      
  Group Audit and Compliance Committee Management For Voted - For
5.4 Re-elect Swithin Munyantwali as Member of the Group      
  Audit and Compliance Committee Management For Voted - For
5.5 Elect Rene van Wyk as Member of the Group Audit and      
  Compliance Committee   Management For Voted - Against
6 Place Authorised but Unissued Shares under Control      
  of Directors   Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8 Approve Remuneration Implementation Report Management For Voted - For
9 Approve Remuneration of Non-Executive Directors Management For Voted - For
10 Authorise Repurchase of Issued Share Capital Management For Voted - For
11 Approve Financial Assistance in Terms of Section 45      
  of the Companies Act   Management For Voted - For
 
ACCENTURE PLC        
 
Security ID: IE00B4BNMY34 Ticker: ACN      
 
Meeting Date: 26-Jan-22 Meeting Type: Annual      
 
1a Elect Director Jaime Ardila   Management For Voted - For
1b Elect Director Nancy McKinstry Management For Voted - For
1c Elect Director Beth E. Mooney Management For Voted - For
1d Elect Director Gilles C. Pelisson Management For Voted - For
1e Elect Director Paula A. Price Management For Voted - For
1f Elect Director Venkata (Murthy) Renduchintala Management For Voted - For
1g Elect Director Arun Sarin   Management For Voted - For
1h Elect Director Julie Sweet   Management For Voted - For
1i Elect Director Frank K. Tang Management For Voted - For
1j Elect Director Tracey T. Travis Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Amend Omnibus Stock Plan   Management For Voted - For
4 Approve KPMG LLP as Auditors and Authorize Board to      
  Fix Their Remuneration   Management For Voted - For
5 Renew the Board's Authority to Issue Shares Under      
  Irish Law   Management For Voted - For
6 Authorize Board to Opt-Out of Statutory Pre-Emption      
  Rights   Management For Voted - For
7 Determine Price Range for Reissuance of Treasury      
  Shares   Management For Voted - For

 

4


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ACCIONA SA        
 
Security ID: ES0125220311 Ticker: ANA      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
1.1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
1.2 Approve Consolidated and Standalone Management      
  Reports   Management For Voted - For
1.3 Approve Discharge of Board Management For Voted - For
1.4 Approve Non-Financial Information Statement Management For Voted - For
1.5 Approve Sustainability Report Management For Voted - For
1.6 Approve Allocation of Income and Dividends Management For Voted - For
1.7 Renew Appointment of KPMG Auditores as Auditor Management For Voted - For
2.1 Reelect Sonia Dula as Director Management For Voted - For
2.2 Elect Maite Arango Garcia-Urtiaga as Director Management For Voted - For
2.3 Elect Carlo Clavarino as Director Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Advisory Vote on Remuneration Report Management For Voted - For
5 Authorize Company to Call EGM with 15 Days' Notice Management For Voted - For
6 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
ACERINOX SA        
 
Security ID: ES0132105018 Ticker: ACX      
 
Meeting Date: 15-Jun-22 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Non-Financial Information Statement Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Approve Dividends   Management For Voted - For
6.1 Amend Article 3 Re: Registered Office Management For Voted - For
6.2 Amend Article 14 Re: Meeting Attendance and      
  Representation   Management For Voted - For
6.3 Amend Article 15 Re: Constitution of the Presiding      
  Commission, Resolutions and Regime for Adopting      
  Resolutions   Management For Voted - For
6.4 Amend Article 17.bis Re: Allow Shareholder Meetings      
  to be Held in Virtual-Only Format Management For Voted - For
6.5 Amend Article 21 Re: Notice and Quorum of Board      
  Meetings   Management For Voted - For
6.6 Amend Article 23 Re: Board Committees Management For Voted - For
6.7 Amend Article 24 Re: Board Positions Management For Voted - For
6.8 Amend Article 25 Re: Director Remuneration Management For Voted - For
6.9 Amend Article 27 Re: Accounting Documents Management For Voted - For
6.10 Amend Article 28 Re: Distribution of Profits Management For Voted - For

 

5


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
6.11 Amend Article 30 Re: Form of Liquidation Management For Voted - For
7.1 Reelect Bernardo Velazquez Herreros as Director Management For Voted - For
7.2 Reelect Santos Martinez-Conde Gutierrez-Barquin as      
  Director   Management For Voted - For
7.3 Ratify Appointment of and Elect Carlos Ortega      
  Arias-Paz as Director   Management For Voted - For
8 Renew Appointment of PricewaterhouseCoopers as      
  Auditor   Management For Voted - For
9 Approve Reduction in Share Capital via Amortization      
  of Treasury Shares   Management For Voted - For
10 Authorize Share Repurchase Program Management For Voted - For
11 Advisory Vote on Remuneration Report Management For Voted - For
12 Approve Remuneration Policy Management For Voted - For
13.1 Amend Article 1 of General Meeting Regulations Re:      
  Purpose of the Regulation   Management For Voted - For
13.2 Amend Article 3 of General Meeting Regulations Re:      
  Types of Shareholders and Powers Management For Voted - For
13.3 Amend Article 5 of General Meeting Regulations Re:      
  Information Available from the Date of the Call      
  Notice   Management For Voted - For
13.4 Amend Article 5 bis of General Meeting Regulations      
  Re: Right to Shareholder Information Management For Voted - For
13.5 Amend Article 6 of General Meeting Regulations Re:      
  Right of Attendance   Management For Voted - For
13.6 Amend Article 7 of General Meeting Regulations Re:      
  Right of Representation, Remote Voting and Voting      
  through Intermediaries   Management For Voted - For
13.7 Amend Article 11 of General Meeting Regulations Re:      
  Development of the General Meeting Management For Voted - For
13.8 Amend Article 12 of General Meeting Regulations Re:      
  Allow Shareholder Meetings to be Held in      
  Virtual-Only Format   Management For Voted - For
13.9 Amend Article 13 of General Meeting Regulations Re:      
  Minutes of the General Meeting Management For Voted - For
14 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
15 Receive Chairman Report on Updates of Company's      
  Corporate Governance   Management For Non-Voting
16 Receive Company's Sustainability and Climate Action      
  Plan   Management For Non-Voting
17 Receive Amendments to Board of Directors Regulations Management For Non-Voting
 
ADANI GREEN ENERGY LIMITED        
 
Security ID: INE364U01010 Ticker: 541450      
 
Meeting Date: 03-May-22 Meeting Type: Extraordinary Shareholders    
 
1 Approve Issuance of Equity Shares on Preferential      
  Basis   Management For Voted - For

 

6


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ADOBE INC.        
 
Security ID: US00724F1012 Ticker: ADBE      
 
Meeting Date: 14-Apr-22 Meeting Type: Annual      
 
1a Elect Director Amy Banse   Management For Voted - For
1b Elect Director Brett Biggs   Management For Voted - For
1c Elect Director Melanie Boulden Management For Voted - For
1d Elect Director Frank Calderoni Management For Voted - For
1e Elect Director Laura Desmond Management For Voted - For
1f Elect Director Shantanu Narayen Management For Voted - For
1g Elect Director Spencer Neumann Management For Voted - For
1h Elect Director Kathleen Oberg Management For Voted - For
1i Elect Director Dheeraj Pandey Management For Voted - For
1j Elect Director David Ricks   Management For Voted - For
1k Elect Director Daniel Rosensweig Management For Voted - For
1l Elect Director John Warnock Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
ADVANCED MICRO DEVICES, INC.      
 
Security ID: US0079031078 Ticker: AMD      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1a Elect Director John E. Caldwell Management For Voted - For
1b Elect Director Nora M. Denzel Management For Voted - For
1c Elect Director Mark Durcan   Management For Voted - For
1d Elect Director Michael P. Gregoire Management For Voted - For
1e Elect Director Joseph A. Householder Management For Voted - For
1f Elect Director John W. Marren Management For Voted - For
1g Elect Director Jon A. Olson   Management For Voted - For
1h Elect Director Lisa T. Su   Management For Voted - For
1i Elect Director Abhi Y. Talwalkar Management For Voted - For
1j Elect Director Elizabeth W. Vanderslice Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
ADVANTEST CORP.        
 
Security ID: JP3122400009 Ticker: 6857      
 
Meeting Date: 24-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet - Remove All Provisions on      
  Advisory Positions   Management For Voted - For

 

7


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
2.1 Elect Director Yoshida, Yoshiaki Management For Voted - For
2.2 Elect Director Karatsu, Osamu Management For Voted - For
2.3 Elect Director Urabe, Toshimitsu Management For Voted - For
2.4 Elect Director Nicholas Benes Management For Voted - For
2.5 Elect Director Tsukakoshi, Soichi Management For Voted - For
2.6 Elect Director Fujita, Atsushi Management For Voted - For
2.7 Elect Director Tsukui, Koichi Management For Voted - For
2.8 Elect Director Douglas Lefever Management For Voted - For
3 Elect Director and Audit Committee Member Sumida,      
  Sayaka   Management For Voted - For
 
ADYEN NV        
 
Security ID: NL0012969182 Ticker: ADYEN      
 
Meeting Date: 01-Jun-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2.a Receive Report of Management Board and Supervisory      
  Board (Non-Voting)   Management For Non-Voting
2.b Approve Remuneration Report Management For Voted - For
2.c Adopt Financial Statements and Statutory Reports Management For Voted - For
2.d Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
3 Approve Discharge of Management Board Management For Voted - For
4 Approve Discharge of Supervisory Board Management For Voted - For
5 Reelect Pieter Willem van der Does to Management      
  Board   Management For Voted - For
6 Reelect Roelant Prins to Management Board Management For Voted - For
7 Grant Board Authority to Issue Shares Up to 10      
  Percent of Issued Capital   Management For Voted - For
8 Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - For
9 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
10 Ratify PwC as Auditors   Management For Voted - For
11 Close Meeting   Management For Non-Voting
 
AEDIFICA SA        
 
Security ID: BE0003851681 Ticker: AED      
 
Meeting Date: 30-Jul-21 Meeting Type: Special      
 
  Special Meeting Agenda   Management For Non-Voting
1.1 Receive Special Board Report Re: Renewal of the      
  Authorized Capital   Management For Non-Voting
1.2a Renew Authorization to Increase Share Capital by      
  Various Means With or Without Preemptive Rights      

 

8


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  That is Set Within the Limits of the Proposed      
  Sub-Authorizations   Management For Voted - Against
1.2b If Item 1.2a is not Approved: Renew Authorization      
  to Increase Share Capital by Various Means With or      
  Without Preemptive Rights Management For Voted - For
2 Amend Article 23 of the Articles of Association Management For Voted - For
3 Authorize Implementation of Approved Resolutions      
  and Filing of Required Documents/Formalities at      
  Trade Registry   Management For Voted - For
 
Meeting Date: 19-Apr-22 Meeting Type: Extraordinary Shareholders    
 
  Special Meeting Agenda Management For Non-Voting
1.1 Receive Special Board Report Re: Renewal of the      
  Authorized Capital   Management For Non-Voting
1.2a Renew Authorization to Increase Share Capital by      
  Various Means With or Without Preemptive Rights      
  That is Set Within the Limits of the Proposed      
  Sub-Authorizations   Management For Voted - Against
1.2b If Item 1.2a is not Approved: Renew Authorization      
  to Increase Share Capital by Various Means With or      
  Without Preemptive Rights Management For Voted - For
2 Authorize Implementation of Approved Resolutions      
  and Filing of Required Documents/Formalities at      
  Trade Registry   Management For Voted - For
 
Meeting Date: 10-May-22 Meeting Type: Ordinary Shareholders    
 
  Ordinary Shareholders' Meeting Agenda Management For Non-Voting
1 Receive Directors' Reports (Non-Voting) Management For Non-Voting
2 Receive Auditors' Reports (Non-Voting) Management For Non-Voting
3 Receive Consolidated Financial Statements and      
  Statutory Reports (Non-Voting) Management For Non-Voting
4.1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
4.2 Approve Dividends   Management For Voted - For
5 Approve Remuneration Report Management For Voted - For
6.1 Approve Discharge to Serge Wibaut as Director Management For Voted - For
6.2 Approve Discharge to Stefaan Gielens as Director Management For Voted - For
6.3 Approve Discharge to Ingrid Daerden as Director Management For Voted - For
6.4 Approve Discharge to Jean Franken as Director Management For Voted - For
6.5 Approve Discharge to Sven Bogaerts as Director Management For Voted - For
6.6 Approve Discharge to Katrien Kesteloot as Director Management For Voted - For
6.7 Approve Discharge to Elisabeth May-Roberti as      
  Director   Management For Voted - For
6.8 Approve Discharge to Luc Plasman as Director Management For Voted - For
6.9 Approve Discharge to Marleen Willekens as Director Management For Voted - For
6.10 Approve Discharge to Charles-Antoine van Aelst      
  asDirector   Management For Voted - For
6.11 Approve Discharge to Pertti Huuskonen as Director Management For Voted - For
7 Approve Discharge of EY as Auditors Management For Voted - For

 

9


 

PineBridge Dynamic Asset Allocation Fund






Proposal Proposed by Mgt. Position Registrant Voted
 
 
8.1 Elect Henrike Waldburg as Independent Director Management For Voted - For
8.2 Elect Raoul Thomassen as Director Management For Voted - For
8.3 Approve Remuneration of Henrike Waldburg as      
  Non-Executive Independent Director Inline with the      
  Other Non-executive Directors Within the Framework      
  of the Remuneration Policy Management For Voted - For
9.1 Approve Change-of-Control Clause Re: Credit      
  Agreement with KBC Bank NV/SA of 8 June 2021 Management For Voted - For
9.2 Approve Change-of-Control Clause Re: Credit      
  Agreements with BNP Paribas Fortis NV/SA of 23 June      
  2021 Management For Voted - For
9.3 Approve Change-of-Control Clause Re: Credit      
  Agreement with Belfius Bank NV/SA of 12 July 2021 Management For Voted - For
9.4 Approve Change-of-Control Clause Re: Credit      
  Agreement with ING Belgium NV/SA of 15 July 2021 Management For Voted - For
9.5 Approve Change-of-Control Clause Re: Credit      
  Agreements with ABN AMRO Bank NV/SA of 27 July 2021      
  and 22 November 2021 Management For Voted - For
9.6 Approve Change-of-Control Clause Re: Sustainable      
  Notes Issued by the Company on 9 September 2021 Management For Voted - For
10.1 Approve Financial Statements of stamWall BV/SRL Management For Voted - For
10.2 Approve Financial Statements of Familiehof BV/SRL Management For Voted - For
11.1 Approve Discharge of Aedifica NV/SA, Permanently      
  Represented by Stefaan Gielens, as Director of      
  stamWall BV/SRL Management For Voted - For
11.2 Approve Discharge of Ingrid Daerden as Director of      
  stamWall BV/SRL Management For Voted - For
11.3 Approve Discharge of Sven Bogaerts as Director of      
  stamWall BV/SRL Management For Voted - For
11.4 Approve Discharge of Charles-Antoine van Aelst as      
  Director of stamWall BV/SRL Management For Voted - For
11.5 Approve Discharge of Aedifica NV/SA, Permanently      
  Represented by Stefaan Gielens, as Director of      
  Familiehof BV/SRL Management For Voted - For
11.6 Approve Discharge of Ingrid Daerden as Director of      
  Familiehof BV/SRL Management For Voted - For
11.7 Approve Discharge of Sven Bogaerts as Director of      
  Familiehof BV/SRL Management For Voted - For
11.8 Approve Discharge of Charles-Antoine van Aelst as      
  Director of Familiehof BV/SRL Management For Voted - For
12.1 Approve Discharge of BST as Auditors of stamWall      
  BV/SRL Management For Voted - For
12.2 Approve Discharge of EY as Auditors of Familiehof      
  BV/SRL Management For Voted - For
13 Transact Other Business Management For Non-Voting

 

10


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
AERCAP HOLDINGS NV        
 
Security ID: NL0000687663 Ticker: AER      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Receive Board Report (Non-Voting) Management For Non-Voting
3 Adopt Financial Statements and Statutory Reports Management For Voted - For
4 Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
5 Approve Discharge of Directors Management For Voted - For
6a Elect Jean Raby as Non-Executive Director Management For Voted - Against
6b Reelect Julian Branch as Non-Executive Director Management For Voted - For
6c Reelect Stacey Cartwright as Non-Executive Director Management For Voted - For
6d Reelect Rita Forst as Non-Executive Director Management For Voted - For
6e Reelect Richard Gradon as Non-Executive Director Management For Voted - Against
6f Reelect Robert Warden as Non-Executive Director Management For Voted - Against
7 Approve Appointment of Peter L. Juhas as the Person      
  Referred to in Article 16, Paragraph 8 of the      
  Company's Articles of Association Management For Voted - For
8 Ratify KPMG Accountants N.V. as Auditors Management For Voted - For
9a Grant Board Authority to Issue Shares Management For Voted - For
9b Authorize Board to Exclude Preemptive Rights from      
  Share Issuances under Item 9a Management For Voted - For
9c Grant Board Authority to Issue Additional Shares      
  and Grant Additional Rights to Subscribe for Shares Management For Voted - Against
9d Authorize Board to Exclude Preemptive Rights from      
  Share Issuances under Item 9c Management For Voted - Against
10a Authorize Repurchase Shares Management For Voted - For
10b Conditional Authorization to Repurchase Additional      
  Shares   Management For Voted - For
11 Approve Reduction in Share Capital through      
  Cancellation of Shares   Management For Voted - For
12 Allow Questions   Management For Non-Voting
13 Close Meeting   Management For Non-Voting
 
AFLAC INCORPORATED        
 
Security ID: US0010551028 Ticker: AFL      
 
Meeting Date: 02-May-22 Meeting Type: Annual      
 
1a Elect Director Daniel P. Amos Management For Voted - For
1b Elect Director W. Paul Bowers Management For Voted - For
1c Elect Director Arthur R. Collins Management For Voted - For
1d Elect Director Toshihiko Fukuzawa Management For Voted - For
1e Elect Director Thomas J. Kenny Management For Voted - For
1f Elect Director Georgette D. Kiser Management For Voted - For
1g Elect Director Karole F. Lloyd Management For Voted - For

 

11


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1h Elect Director Nobuchika Mori Management For Voted - For
1i Elect Director Joseph L. Moskowitz Management For Voted - For
1j Elect Director Barbara K. Rimer Management For Voted - For
1k Elect Director Katherine T. Rohrer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
 
AFRY AB        
 
Security ID: SE0005999836 Ticker: AFRY      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Receive President's Report   Management For Non-Voting
8 Receive Board's Report   Management For Non-Voting
9 Accept Financial Statements and Statutory Reports Management For Voted - For
10.1 Approve Discharge of Tom Erixon Management For Voted - For
10.2 Approve Discharge of Gunilla Berg Management For Voted - For
10.3 Approve Discharge of Henrik Ehrnrooth Management For Voted - For
10.4 Approve Discharge of Carina Hakansson Management For Voted - For
10.5 Approve Discharge of Neil McArthur Management For Voted - For
10.6 Approve Discharge of Anders Snell Management For Voted - For
10.7 Approve Discharge of Joakim Rubin Management For Voted - For
10.8 Approve Discharge of Kristina Schauman Management For Voted - For
10.9 Approve Discharge of Jonas Abrahamsson Management For Voted - For
10.10                     Approve Discharge of Anders Narvinger Management For Voted - For
10.11                     Approve Discharge of Salla Poyry Management For Voted - For
10.12                     Approve Discharge of Ulf Sodergren Management For Voted - For
10.13                     Approve Discharge of Stefan Lofqvist Management For Voted - For
10.14                     Approve Discharge of Tomas Ekvall Management For Voted - For
10.15                     Approve Discharge of Fredrik Sundin Management For Voted - For
10.16                     Approve Discharge of Jonas Gustafsson Management For Voted - For
11 Approve Remuneration Report Management For Voted - For
12 Approve Allocation of Income and Dividends of SEK      
  5.5 Per Share   Management For Voted - For
13.a Determine Number of Members (8) and Deputy Members      
  (0) of Board   Management For Voted - For
13.b Approve Remuneration of Directors in the Amount of      
  SEK 1.75 Million for Chairman and SEK 500,000 for      
  Other Directors; Approve Remuneration for Committee      
  Work; Approve Remuneration of Auditors Management For Voted - For
13.c1                     Reelect Tom Erixon as Director Management For Voted - For
13.c2                     Reelect Gunilla Berg as Director Management For Voted - For

 

12


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
13.c3                     Reelect Henrik Ehrnrooth as Director Management For Voted - For
13.c4                     Reelect Carina Hakansson as Director Management For Voted - For
13.c5                     Reelect Neil McArthur as Director Management For Voted - For
13.c6                     Reelect Joakim Rubin as Director Management For Voted - For
13.c7                     Reelect Kristina Schauman as Director Management For Voted - For
13.c8                     Elect Tuula Teeri as New Director Management For Voted - For
13.d Elect Tom Erixon as Board Chair Management For Voted - Against
13.e Ratify KPMG as Auditors   Management For Voted - For
14 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
15 Approve Long Term Incentive Program 2022 Management For Voted - For
16 Approve Creation of Pool of Capital with Preemptive      
  Rights   Management For Voted - For
17 Close Meeting   Management For Non-Voting
 
AIB GROUP PLC        
 
Security ID: IE00BF0L3536 Ticker: A5G      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
4 Ratify Deloitte as Auditors   Management For Voted - For
5a Elect Anik Chaumartin as Director Management For Voted - For
5b Elect Donal Galvin as Director Management For Voted - For
5c Re-elect Basil Geoghegan as Director Management For Voted - For
5d Elect Tanya Horgan as Director Management For Voted - For
5e Re-elect Colin Hunt as Director Management For Voted - For
5f Re-elect Sandy Kinney Pritchard as Director Management For Voted - For
5g Re-elect Carolan Lennon as Director Management For Voted - For
5h Re-elect Elaine MacLean as Director Management For Voted - For
5i Re-elect Andy Maguire as Director Management For Voted - For
5j Re-elect Brendan McDonagh as Director Management For Voted - For
5k Re-elect Helen Normoyle as Director Management For Voted - For
5l Re-elect Ann O'Brien as Director Management For Voted - For
5m Re-elect Fergal O'Dwyer as Director Management For Voted - For
5n Elect Jim Pettigrew Director   Management For Voted - For
5o Elect Jan Sijbrand as Director Management For Voted - For
5p Re-elect Raj Singh as Director Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8 Authorise Issue of Equity   Management For Voted - For
9a Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
9b Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
10 Authorise Market Purchase of Ordinary Shares Management For Voted - For

 

13


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
11 Determine the Price Range at which Treasury Shares      
  may be Re-issued Off-Market Management For Voted - For
12 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
13 Approve the Directed Buyback Contract with the      
  Minister for Finance   Management For Voted - For
 
AIR LEASE CORPORATION        
 
Security ID: US00912X3026 Ticker: AL      
 
Meeting Date: 04-May-22 Meeting Type: Annual      
 
1a Elect Director Matthew J. Hart Management For Voted - For
1b Elect Director Yvette Hollingsworth Clark Management For Voted - For
1c Elect Director Cheryl Gordon Krongard Management For Voted - For
1d Elect Director Marshall O. Larsen Management For Voted - For
1e Elect Director Susan McCaw Management For Voted - For
1f Elect Director Robert A. Milton Management For Voted - For
1g Elect Director John L. Plueger Management For Voted - For
1h Elect Director Ian M. Saines   Management For Voted - For
1i Elect Director Steven F. Udvar-Hazy Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
AIR PRODUCTS AND CHEMICALS, INC.      
 
Security ID: US0091581068 Ticker: APD      
 
Meeting Date: 03-Feb-22 Meeting Type: Annual      
 
1a Elect Director Charles I. Cogut Management For Voted - For
1b Elect Director Lisa A. Davis   Management For Voted - For
1c Elect Director Seifollah (Seifi) Ghasemi Management For Voted - For
1d Elect Director David H. Y. Ho Management For Voted - For
1e Elect Director Edward L. Monser Management For Voted - For
1f Elect Director Matthew H. Paull Management For Voted - For
1g Elect Director Wayne T. Smith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
AIRTAC INTERNATIONAL GROUP      
 
Security ID: KYG014081064 Ticker: 1590      
 
Meeting Date: 05-Jul-21 Meeting Type: Annual      
 
1 Approve Business Operations Report and Consolidated      
  Financial Statements   Management For Voted - For

 

14


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Amend Rules and Procedures Regarding Shareholder's      
  General Meeting   Management For Voted - For
3 Amend Rules and Procedures for Election of Directors Management For Voted - For
4 Amend Procedures for Endorsement and Guarantees Management For Voted - For
5 Amend Trading Procedures Governing Derivatives      
  Products   Management For Voted - Against
 
Meeting Date: 16-Jun-22 Meeting Type: Annual      
 
1 Approve Business Operations Report and Consolidated      
  Financial Statements   Management For Voted - For
  ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT    
  DIRECTORS VIA CUMULATIVE VOTING Management For Non-Voting
2.1 Elect Wang Shih Chung, with Shareholder No.      
  F121821XXX, as Non-independent Director Management For Voted - For
2.2 Elect Lan Shun Cheng , with Shareholder No. 7, as      
  Non-independent Director   Management For Voted - For
2.3 Elect Wang Hai Ming, with Shareholder No. 9720XXX,      
  as Non-independent Director Management For Voted - For
2.4 Elect Li Huai Wen, with Shareholder No. 9700XXX, as      
  Non-independent Director   Management For Voted - For
2.5 Elect Chen Jui Lung, with Shareholder No. 9, as      
  Non-independent Director   Management For Voted - For
2.6 Elect Tsao Yung Hsiang, with Shareholder No. 146,      
  as Non-independent Director Management For Voted - For
2.7 Elect Lin Yu Ya, with Shareholder No. R221550XXX,      
  as Independent Director   Management For Voted - For
2.8 Elect Renn Jyh Chyang, with Shareholder No.      
  R122268XXX, as Independent Director Management For Voted - For
2.9 Elect Lin Ken Mao, with Shareholder No. 28755, as      
  Independent Director   Management For Voted - For
2.10 Elect Huang Yi Wen, with Shareholder No.      
  A225974XXX, as Independent Director Management For Voted - For
3 Amend Articles of Association Management For Voted - For
4 Amend Procedures Governing the Acquisition or      
  Disposal of Assets   Management For Voted - For
5 Amend Rules and Procedures Regarding Shareholder's      
  General Meeting   Management For Voted - For
6 Approve Release of Restrictions on Competitive      
  Activities of Newly Appointed Directors and      
  Representatives   Management For Voted - For
 
AIXTRON SE        
 
Security ID: DE000A0WMPJ6 Ticker: AIXA      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.30 per Share   Management For Voted - For

 

15


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Approve Remuneration Report Management For Voted - For
6 Approve Increase in Size of Board to Six Members Management For Voted - For
7.1 Elect Kim Schindelhauer to the Supervisory Board Management For Voted - For
7.2 Elect Stefan Traeger to the Supervisory Board Management For Voted - For
8 Ratify KPMG AG as Auditors for Fiscal Year 2022 Management For Voted - For
9 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
10 Approve Creation of EUR 41.5 Million Pool of      
  Authorized Capital with or without Exclusion of      
  Preemptive Rights   Management For Voted - For
11 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds without Preemptive      
  Rights up to Nominal Amount of EUR 450 Million;      
  Approve Creation of EUR 15 Million Pool of Capital;      
  Approve Reduction of Conditional Capital II 2012 Management For Voted - For
 
AJINOMOTO CO., INC.        
 
Security ID: JP3119600009 Ticker: 2802      
 
Meeting Date: 23-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 28   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet - Allow Virtual Only      
  Shareholder Meetings   Management For Voted - For
3.1 Elect Director Iwata, Kimie   Management For Voted - For
3.2 Elect Director Nawa, Takashi Management For Voted - For
3.3 Elect Director Nakayama, Joji Management For Voted - For
3.4 Elect Director Toki, Atsushi   Management For Voted - For
3.5 Elect Director Indo, Mami   Management For Voted - For
3.6 Elect Director Hatta, Yoko   Management For Voted - For
3.7 Elect Director Fujie, Taro   Management For Voted - For
3.8 Elect Director Shiragami, Hiroshi Management For Voted - For
3.9 Elect Director Nosaka, Chiaki Management For Voted - For
3.10 Elect Director Sasaki, Tatsuya Management For Voted - For
3.11 Elect Director Tochio, Masaya Management For Voted - For
 
AKAMAI TECHNOLOGIES, INC.        
 
Security ID: US00971T1016 Ticker: AKAM      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
1.1 Elect Director Sharon Bowen Management For Voted - For
1.2 Elect Director Marianne Brown Management For Voted - For
1.3 Elect Director Monte Ford   Management For Voted - For

 

16


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
1.4 Elect Director Dan Hesse   Management For Voted - For
1.5 Elect Director Tom Killalea   Management For Voted - For
1.6 Elect Director Tom Leighton Management For Voted - For
1.7 Elect Director Jonathan Miller Management For Voted - For
1.8 Elect Director Madhu Ranganathan Management For Voted - For
1.9 Elect Director Ben Verwaayen Management For Voted - For
1.10 Elect Director Bill Wagner   Management For Voted - For
2 Amend Omnibus Stock Plan   Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
AKER ASA        
 
Security ID: NO0010234552 Ticker: AKER      
 
Meeting Date: 22-Apr-22 Meeting Type: Annual      
 
1 Open Meeting; Approve Notice of Meeting and Agenda Management For Did Not Vote
2 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
3 Receive Company Status Reports Management For Did Not Vote
4 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Dividends of NOK      
  28 Per Share   Management For Did Not Vote
5 Approve Remuneration Statement (Advisory) Management For Did Not Vote
6 Discuss Company's Corporate Governance Statement Management For Did Not Vote
7 Approve Remuneration of Directors Management For Did Not Vote
8 Approve Remuneration of Nominating Committee Management For Did Not Vote
9 Elect Directors   Management For Did Not Vote
10 Approve Remuneration of Auditors for 2021 Management For Did Not Vote
11 Ratify Auditors   Management For Did Not Vote
12 Authorize Share Repurchase Program in Connection      
  with Acquisitions, Mergers, Demergers or Other      
  Transactions   Management For Did Not Vote
13 Authorize Share Repurchase Program in Connection      
  with Incentive Plan   Management For Did Not Vote
14 Authorize Share Repurchase Program for Investment      
  Purposes or Cancellation   Management For Did Not Vote
15 Authorize Board to Distribute Dividends Management For Did Not Vote
16 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Did Not Vote
 
AKER CARBON CAPTURE AS        
 
Security ID: NO0010890304 Ticker: ACC      
 
Meeting Date: 19-Apr-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Did Not Vote
2 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote

 

17


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Approve Notice of Meeting and Agenda Management For Did Not Vote
4 Accept Financial Statements and Statutory Reports Management For Did Not Vote
5 Discuss Company's Corporate Governance Statement Management For Did Not Vote
6 Approve Remuneration of Auditors Management For Did Not Vote
7 Ratify PriceWaterhouseCoopers AS as Auditors Management For Did Not Vote
8 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
9 Approve Remuneration Statement Management For Did Not Vote
10 Elect Bent Christensen as Director; Elect Kristian      
  Rokke as Board Chair Management For Did Not Vote
11 Approve Remuneration of Directors in the Amount of      
  NOK 600,000 for Chairman and NOK 310,000 for Other      
  Directors; Approve Meeting Fees; Approve      
  Remuneration for Committee Work Management For Did Not Vote
12 Approve Remuneration of Nominating Committee Management For Did Not Vote
13 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Did Not Vote
14 Authorize Share Repurchase Program in Connection      
  with Acquisitions, Mergers, Demergers or Other      
  Transactions   Management For Did Not Vote
15 Authorize Share Repurchase Program in Connection      
  with Incentive Plans   Management For Did Not Vote
16 Authorize Share Repurchase Program for the Purpose      
  of Investment or for Subsequent Sale or Deletion of      
  Shares   Management For Did Not Vote
 
AKER SOLUTIONS ASA        
 
Security ID: NO0010716582 Ticker: AKSO      
 
Meeting Date: 07-Apr-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Did Not Vote
2 Approve Notice of Meeting and Agenda Management For Did Not Vote
3 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
4 Receive Information about the Business Management For Did Not Vote
5 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Dividends of NOK      
  0.20 Per Share   Management For Did Not Vote
6 Discuss Company's Corporate Governance Statement Management For Did Not Vote
7 Approve Remuneration Statement Management For Did Not Vote
8 Approve Remuneration of Directors Management For Did Not Vote
9 Approve Remuneration of Nominating Committee Management For Did Not Vote
10 Elect Directors   Management For Did Not Vote
11 Elect Members of Nominating Committee Management For Did Not Vote
12 Approve Remuneration of Auditors Management For Did Not Vote
13 Ratify Auditors   Management For Did Not Vote
14 Authorize Board to Purchase Treasury Shares in      
  Connection with Acquisitions, Mergers, Demergers or      
  other Transactions   Management For Did Not Vote

 

18


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
15 Approve Repurchase of Shares in Connection to      
  Equity Based Incentive Plans Management For Did Not Vote
16 Authorize Share Repurchase Program for the Purpose      
  of Investment or for Subsequent Sale or Deletion of      
  Shares   Management For Did Not Vote
 
ALD SA        
 
Security ID: FR0013258662 Ticker: ALD      
 
Meeting Date: 18-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
2 Approve Financial Statements and Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  1.08 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
5 Renew Appointment of ERNST & YOUNG et Autres as      
  Auditor   Management For Voted - For
6 Approve Compensation Report of Corporate Officers Management For Voted - For
7 Approve Compensation of Tim Albertsen, CEO Management For Voted - For
8 Approve Compensation of Gilles Bellemere, Vice-CEO Management For Voted - For
9 Approve Compensation of John Saffrett, Vice-CEO Management For Voted - For
10 Approve Remuneration Policy of CEO and Vice-CEOs Management For Voted - For
11 Approve Remuneration Policy of Chairman of the      
  Board and Directors   Management For Voted - For
12 Approve Remuneration of Directors in the Aggregate      
  Amount of EUR 400,000   Management For Voted - For
13 Authorize Repurchase of Up to 5 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
14 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 900 Million Management For Voted - For
15 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
  Ordinary Business   Management For Non-Voting
16 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
ALFEN NV        
 
Security ID: NL0012817175 Ticker: ALFEN      
 
Meeting Date: 07-Apr-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting

 

19


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2.a Receive Report of Management Board (Non-Voting) Management For Non-Voting
2.b Approve Remuneration Report Management For Voted - For
2.c Adopt Financial Statements   Management For Voted - For
3.a Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
3.b Discuss Allocation of Income Management For Non-Voting
4.a Approve Discharge of Management Board Management For Voted - For
4.b Approve Discharge of Supervisory Board Management For Voted - For
5 Amend Remuneration Policy Management For Voted - For
6.a Reelect M. (Marco) Roeleveld to Management Board Management For Voted - For
6.b Reelect J. (Jeroen) van Rossen to Management Board Management For Voted - For
6.c Elect M.K. (Michelle) Lesh to Management Board Management For Voted - For
7 Reelect H. (Henk) Ten Hove to Supervisory Board Management For Voted - For
8.a Grant Board Authority to Issue Shares Up to 10      
  Percent of Issued Capital and Restrict/Exclude      
  Preemptive Rights   Management For Voted - For
8.b Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
9 Ratify PricewaterhouseCoopers Accountants N.V. as      
  Auditors   Management For Voted - For
10 Other Business (Non-Voting) Management For Non-Voting
11 Close Meeting   Management For Non-Voting
 
ALGONQUIN POWER & UTILITIES CORP.      
 
Security ID: CA0158571053 Ticker: AQN      
 
Meeting Date: 02-Jun-22 Meeting Type: Annual      
 
1 Ratify Ernst & Young LLP as Auditors Management For Voted - For
2.1 Elect Director Arun Banskota Management For Voted - For
2.2 Elect Director Melissa Stapleton Barnes Management For Voted - For
2.3 Elect Director Amee Chande Management For Voted - For
2.4 Elect Director Daniel Goldberg Management For Voted - For
2.5 Elect Director Christopher Huskilson Management For Voted - For
2.6 Elect Director D. Randy Laney Management For Voted - For
2.7 Elect Director Kenneth Moore Management For Voted - For
2.8 Elect Director Masheed Saidi Management For Voted - For
2.9 Elect Director Dilek Samil   Management For Voted - For
3 Re-approve Stock Option Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Approach Management For Voted - For
5 Re-approve Shareholder Rights Plan Management For Voted - For
 
ALIBABA GROUP HOLDING LIMITED      
 
Security ID: KYG017191142 Ticker: 9988      
 
Meeting Date: 17-Sep-21 Meeting Type: Annual      
 
  Meeting for ADR Holders   Management For Non-Voting
1.1 Elect Director Joseph C. Tsai Management For Voted - Against

 

20


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
1.2 Elect Director J. Michael Evans Management For Voted - Against
1.3 Elect Director E. Borje Ekholm Management For Voted - For
2 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
 
ALIGN TECHNOLOGY, INC.        
 
Security ID: US0162551016 Ticker: ALGN      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1.1 Elect Director Kevin J. Dallas Management For Voted - For
1.2 Elect Director Joseph M. Hogan Management For Voted - For
1.3 Elect Director Joseph Lacob   Management For Voted - For
1.4 Elect Director C. Raymond Larkin, Jr. Management For Voted - For
1.5 Elect Director George J. Morrow Management For Voted - For
1.6 Elect Director Anne M. Myong Management For Voted - For
1.7 Elect Director Andrea L. Saia Management For Voted - For
1.8 Elect Director Greg J. Santora Management For Voted - For
1.9 Elect Director Susan E. Siegel Management For Voted - For
1.10 Elect Director Warren S. Thaler Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
ALIMENTATION COUCHE-TARD INC.      
 
Security ID: CA01626P4033 Ticker: ATD.B      
 
Meeting Date: 01-Sep-21 Meeting Type: Annual      
 
  Meeting for Class A Multiple Voting and Class B      
  Subordinate Voting Shareholders Management For Non-Voting
1 Approve PricewaterhouseCoopers LLP as Auditors and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
2.1 Elect Director Alain Bouchard Management For Voted - For
2.2 Elect Director Melanie Kau   Management For Voted - For
2.3 Elect Director Jean Bernier   Management For Voted - For
2.4 Elect Director Karinne Bouchard Management For Voted - For
2.5 Elect Director Eric Boyko   Management For Voted - For
2.6 Elect Director Jacques D'Amours Management For Voted - For
2.7 Elect Director Janice L. Fields Management For Voted - For
2.8 Elect Director Richard Fortin Management For Voted - For
2.9 Elect Director Brian Hannasch Management For Voted - For
2.10 Elect Director Marie Josee Lamothe Management For Voted - For
2.11 Elect Director Monique F. Leroux Management For Voted - For
2.12 Elect Director Real Plourde   Management For Voted - For
2.13 Elect Director Daniel Rabinowicz Management For Voted - For
2.14 Elect Director Louis Tetu   Management For Voted - For
2.15 Elect Director Louis Vachon Management For Voted - For
3 Advisory Vote on Executive Compensation Approach Management For Voted - For

 

21


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Amend Stock Option Plan   Management For Voted - For
 
ALK-ABELLO A/S        
 
Security ID: DK0061802139 Ticker: ALK.B      
 
Meeting Date: 16-Mar-22 Meeting Type: Annual      
 
1 Receive Report of Board   Management For Non-Voting
2 Accept Financial Statements and Statutory Reports;      
  Approve Discharge of Management and Board Management For Voted - For
3 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
4 Approve Remuneration Report (Advisory Vote) Management For Voted - For
5 Approve Remuneration of Directors in the Amount of      
  DKK 1.05 Million for Chairman, DKK 700,000 for Vice      
  Chairman, and DKK 350,000 for Other Directors;      
  Approve Remuneration for Committee Work Management For Voted - For
6 Reelect Anders Hedegaard (Chair) as Director Management For Voted - For
7 Reelect Lene Skole (Vice Chair) as Director Management For Voted - For
8.a Reelect Gitte Aabo as Director Management For Voted - For
8.b Reelect Lars Holmqvist as Director Management For Voted - For
8.c Reelect Bertil Lindmark as Director Management For Voted - For
8.d Reelect Jakob Riis as Director Management For Voted - For
8.e Elect Alan Main as New Director Management For Voted - For
9 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
10.a Approve Creation of DKK 11.1 Million Pool of      
  Capital with Preemptive Rights; Approve Creation of      
  DKK 11.1 Million Pool of Capital without Preemptive      
  Rights; Maximum Increase in Share Capital under      
  Both Authorizations up to DKK 11.1 Million Management For Voted - For
10.b Amend Articles Re: Equity-Related Management For Voted - For
10.c Amend Articles Re: Postal Vote Management For Voted - For
10.d Authorize Editorial Changes to Adopted Resolutions      
  in Connection with Registration with Danish      
  Authorities   Management For Voted - For
11 Other Business   Management For Non-Voting
 
ALLEGION PLC        
 
Security ID: IE00BFRT3W74 Ticker: ALLE      
 
Meeting Date: 02-Jun-22 Meeting Type: Annual      
 
1a Elect Director Kirk S. Hachigian Management For Voted - For
1b Elect Director Steven C. Mizell Management For Voted - For
1c Elect Director Nicole Parent Haughey Management For Voted - For
1d Elect Director Lauren B. Peters Management For Voted - For
1e Elect Director David D. Petratis Management For Voted - For
1f Elect Director Dean I. Schaffer Management For Voted - For
1g Elect Director Dev Vardhan   Management For Voted - For

 

22


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1h Elect Director Martin E. Welch, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Approve PricewaterhouseCoopers as Auditors and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
4 Renew the Board's Authority to Issue Shares Under      
  Irish Law   Management For Voted - For
5 Renew the Board's Authority to Opt-Out of Statutory      
  Pre-Emptions Rights   Management For Voted - For
 
ALLIANZ SE        
 
Security ID: DE0008404005 Ticker: ALV      
 
Meeting Date: 04-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Did Not Vote
2 Approve Allocation of Income and Dividends of EUR      
  10.80 per Share   Management For Did Not Vote
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Did Not Vote
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Did Not Vote
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2022   Management For Did Not Vote
6 Approve Remuneration Report Management For Did Not Vote
7.1 Elect Sophie Boissard to the Supervisory Board Management For Did Not Vote
7.2 Elect Christine Bosse to the Supervisory Board Management For Did Not Vote
7.3 Elect Rashmy Chatterjee to the Supervisory Board Management For Did Not Vote
7.4 Elect Michael Diekmann to the Supervisory Board Management For Did Not Vote
7.5 Elect Friedrich Eichiner to the Supervisory Board Management For Did Not Vote
7.6 Elect Herbert Hainer to the Supervisory Board Management For Did Not Vote
8 Approve Creation of EUR 468 Million Pool of      
  Authorized Capital 2022/I with or without Exclusion      
  of Preemptive Rights Management For Did Not Vote
9 Approve Creation of EUR 15 Million Pool of Capital      
  for Employee Stock Purchase Plan Management For Did Not Vote
10 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds without Preemptive      
  Rights up to Aggregate Nominal Amount of EUR 15      
  Billion; Approve Creation of EUR 117 Million Pool      
  of Capital to Guarantee Conversion Rights Management For Did Not Vote
11 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Did Not Vote
12 Authorize Use of Financial Derivatives when      
  Repurchasing Shares   Management For Did Not Vote
13 Amend Affiliation Agreements with Allianz      
  Finanzbeteiligungs GmbH and IDS GmbH Management For Did Not Vote
14 Amend Affiliation Agreement with Allianz Asset      
  Management GmbH   Management For Did Not Vote

 

23


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ALLY FINANCIAL INC.        
 
Security ID: US02005N1000 Ticker: ALLY      
 
Meeting Date: 03-May-22 Meeting Type: Annual      
 
1a Elect Director Franklin W. Hobbs Management For Voted - For
1b Elect Director Kenneth J. Bacon Management For Voted - For
1c Elect Director Maureen A. Breakiron-Evans Management For Voted - For
1d Elect Director William H. Cary Management For Voted - For
1e Elect Director Mayree C. Clark Management For Voted - For
1f Elect Director Kim S. Fennebresque Management For Voted - For
1g Elect Director Melissa Goldman Management For Voted - For
1h Elect Director Marjorie Magner Management For Voted - For
1i Elect Director David Reilly   Management For Voted - For
1j Elect Director Brian H. Sharples Management For Voted - For
1k Elect Director Michael F. Steib Management For Voted - For
1l Elect Director Jeffrey J. Brown Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
ALMIRALL SA        
 
Security ID: ES0157097017 Ticker: ALM      
 
Meeting Date: 06-May-22 Meeting Type: Annual      
 
1 Approve Standalone Financial Statements Management For Voted - For
2 Approve Consolidated Financial Statements Management For Voted - For
3 Approve Non-Financial Information Statement Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Approve Treatment of Net Loss Management For Voted - For
6 Approve Dividends Charged Against Unrestricted      
  Reserves   Management For Voted - For
7 Approve Scrip Dividends   Management For Voted - For
8 Advisory Vote on Remuneration Report Management For Voted - For
9 Approve Annual Maximum Remuneration Management For Voted - For
10 Approve Remuneration Policy Management For Voted - For
11 Authorize Share Repurchase Program Management For Voted - For
12 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
ALPHABET INC.        
 
Security ID: US02079K3059 Ticker: GOOGL      
 
Meeting Date: 01-Jun-22 Meeting Type: Annual      
 
1a Elect Director Larry Page   Management For Voted - For
1b Elect Director Sergey Brin   Management For Voted - For

 

24


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1c Elect Director Sundar Pichai   Management For Voted - For
1d Elect Director John L. Hennessy Management For Voted - For
1e Elect Director Frances H. Arnold Management For Voted - For
1f Elect Director L. John Doerr   Management For Voted - For
1g Elect Director Roger W. Ferguson, Jr. Management For Voted - For
1h Elect Director Ann Mather   Management For Voted - For
1i Elect Director K. Ram Shriram Management For Voted - For
1j Elect Director Robin L. Washington Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan   Management For Voted - Against
4 Increase Authorized Common Stock Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Report on Climate Lobbying Shareholder Against Voted - For
7 Report on Physical Risks of Climate Change Shareholder Against Voted - For
8 Report on Metrics and Efforts to Reduce Water      
  Related Risk   Shareholder Against Voted - For
9 Oversee and Report a Third-Party Racial Equity Audit Shareholder Against Voted - For
10 Report on Risks Associated with Use of Concealment      
  Clauses   Shareholder Against Voted - Against
11 Approve Recapitalization Plan for all Stock to Have      
  One-vote per Share   Shareholder Against Voted - For
12 Report on Government Takedown Requests Shareholder Against Voted - Against
13 Report on Risks of Doing Business in Countries with      
  Significant Human Rights Concerns Shareholder Against Voted - For
14 Report on Managing Risks Related to Data      
  Collection, Privacy and Security Shareholder Against Voted - Against
15 Disclose More Quantitative and Qualitative      
  Information on Algorithmic Systems Shareholder Against Voted - For
16 Commission Third Party Assessment of Company's      
  Management of Misinformation and Disinformation      
  Across Platforms   Shareholder Against Voted - For
17 Report on External Costs of Misinformation and      
  Impact on Diversified Shareholders Shareholder Against Voted - Against
18 Report on Steps to Improve Racial and Gender Board      
  Diversity   Shareholder Against Voted - Against
19 Establish an Environmental Sustainability Board      
  Committee   Shareholder Against Voted - Against
20 Adopt a Policy to Include Non-Management Employees      
  as Prospective Director Candidates Shareholder Against Voted - Against
21 Report on Policies Regarding Military and      
  Militarized Policing Agencies Shareholder Against Voted - Against
 
ALTAREA SCA        
 
Security ID: FR0000033219 Ticker: ALTA      
 
Meeting Date: 24-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For

 

25


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
2 Approve Consolidated Financial Statements and      
  Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  9.75 per Share Management For Voted - For
4 Approve Dividend Program (Cash) Management For Voted - For
5 Approve Compensation Report of Corporate Officers Management For Voted - For
6 Approve Compensation of General Manager Management For Voted - For
7 Approve Compensation of Chairman of the Supervisory      
  Board Management For Voted - For
8 Approve Remuneration Policy of Corporate Officers Management For Voted - For
9 Approve Remuneration of Supervisory Board Members      
  in the Aggregate Amount of EUR 620,000 Management For Voted - For
10 Approve Auditors' Special Report on Related-Party      
  Transactions Management For Voted - For
11 Reelect Leonard Reviron as Supervisory Board Member Management For Voted - Against
12 Reelect Michaela Robert as Supervisory Board Member Management For Voted - Against
13 Reelect ALTA PATRIMOINE as Supervisory Board Member Management For Voted - Against
14 Ratify Appointment of Matthieu Lance as Supervisory      
  Board Member Management For Voted - Against
15 Renew Appointment of ERNST & YOUNG ET AUTRES as      
  Auditor Management For Voted - For
16 Appoint MAZARS as Auditor Management For Voted - For
17 End of Mandate of AUDITEX as Alternate Auditor and      
  Decision Not to Replace Management For Voted - For
18 End of Mandate of Institut de Gestion et d      
  Expertise Comptable - IGEC as Alternate Auditor and      
  Decision Not to Replace Management For Voted - For
19 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital Management For Voted - Against
  Extraordinary Business Management For Non-Voting
20 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
21 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 95 Million Management For Voted - Against
22 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 95 Million Management For Voted - Against
23 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 95 Million Management For Voted - Against
24 Authorize Board to Set Issue Price for 10 Percent      
  Per Year of Issued Capital Pursuant to Issue      
  Authority without Preemptive Rights Management For Voted - Against
25 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Under Items 21 to 23 Management For Voted - Against
26 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - Against
27 Approve Issuance of Equity or Equity-Linked      
  Securities Reserved for Specific Beneficiaries, up      
  to Aggregate Nominal Amount of EUR 50 Million Management For Voted - Against

 

26


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
28 Authorize Capital Increase of Up to EUR 95 Million      
  for Future Exchange Offers Management For Voted - Against
29 Set Total Limit for Capital Increase to Result from      
  Issuance Requests Under Items 21-23, 25-28 and      
  31-34 at EUR 95 Million   Management For Voted - For
30 Authorize Capitalization of Reserves of Up to EUR      
  95 Million for Bonus Issue or Increase in Par Value Management For Voted - For
31 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
32 Authorize up to 750,000 Shares for Use in      
  Restricted Stock Plans   Management For Voted - Against
33 Authorize up to 350,000 Shares for Use in Stock      
  Option Plans   Management For Voted - Against
34 Approve Issuance of Warrants (BSA, BSAANE, BSAAR)      
  Without Preemptive Rights Reserved for Corporate      
  Officers, Executives and Key Employees Management For Voted - Against
35 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
ALTEN SA        
 
Security ID: FR0000071946 Ticker: ATE      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  1.3 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning Two New Transactions Management For Voted - For
5 Reelect Gerald Attia as Director Management For Voted - For
6 Reelect Jane Seroussi as Director Management For Voted - For
7 Reelect Marc Eisenberg as Director Management For Voted - For
8 Approve Remuneration Policy of Directors Management For Voted - For
9 Approve Remuneration Policy of Chairman and CEO Management For Voted - For
10 Approve Remuneration Policy of Vice-CEO Management For Voted - For
11 Approve Compensation Report Management For Voted - For
12 Approve Compensation of Simon Azoulay, Chairman and      
  CEO   Management For Voted - For
13 Approve Compensation of Gerald Attia, Vice-CEO Management For Voted - For
14 Approve Compensation of Pierre Marcel, Vice-CEO      
  Until 28 May 2021   Management For Voted - For
15 Authorize Repurchase of Up to 5 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
16 Authorize up to 0.61 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - For
17 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For

 

27


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ALTERYX, INC.        
 
Security ID: US02156B1035 Ticker: AYX      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1.1 Elect Director Mark Anderson Management For Voted - Withheld
1.2 Elect Director CeCe Morken Management For Voted - For
1.3 Elect Director Daniel J. Warmenhoven Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - Against
 
AMADEUS FIRE AG        
 
Security ID: DE0005093108 Ticker: AAD      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  3.04 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2022   Management For Voted - For
6 Elect Michael Grimm to the Supervisory Board Management For Voted - For
7 Approve Remuneration Report Management For Voted - For
8 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds with Partial Exclusion      
  of Preemptive Rights up to Aggregate Nominal Amount      
  of EUR 160 Million; Approve Creation of EUR 1.1      
  Million Pool of Capital to Guarantee Conversion      
  Rights   Management For Voted - For
 
AMADEUS IT GROUP SA        
 
Security ID: ES0109067019 Ticker: AMS      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Non-Financial Information Statement Management For Voted - For
3 Advisory Vote on Remuneration Report Management For Voted - For
4 Approve Treatment of Net Loss Management For Voted - For
5 Approve Discharge of Board Management For Voted - For
6 Renew Appointment of Ernst & Young as Auditor Management For Voted - For

 

28


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Fix Number of Directors at 11 Management For Voted - For
8.1 Ratify Appointment of and Elect Eriikka Soderstrom      
  as Director   Management For Voted - For
8.2 Elect David Vegara Figueras as Director Management For Voted - For
8.3 Reelect William Connelly as Director Management For Voted - For
8.4 Reelect Luis Maroto Camino as Director Management For Voted - For
8.5 Reelect Pilar Garcia Ceballos-Zuniga as Director Management For Voted - For
8.6 Reelect Stephan Gemkow as Director Management For Voted - For
8.7 Reelect Peter Kuerpick as Director Management For Voted - For
8.8 Reelect Francesco Loredan as Director Management For Voted - For
9 Approve Remuneration of Directors Management For Voted - For
10 Authorize Share Repurchase Program Management For Voted - For
11 Authorize Issuance of Convertible Bonds,      
  Debentures, Warrants, and Other Debt Securities      
  without Preemptive Rights up to EUR 5 Billion Management For Voted - For
12 Authorize Increase in Capital up to 50 Percent via      
  Issuance of Equity or Equity-Linked Securities,      
  Excluding Preemptive Rights of up to 10 Percent Management For Voted - For
13 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
AMAZON.COM, INC.        
 
Security ID: US0231351067 Ticker: AMZN      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1a Elect Director Jeffrey P. Bezos Management For Voted - For
1b Elect Director Andrew R. Jassy Management For Voted - For
1c Elect Director Keith B. Alexander Management For Voted - For
1d Elect Director Edith W. Cooper Management For Voted - For
1e Elect Director Jamie S. Gorelick Management For Voted - For
1f Elect Director Daniel P. Huttenlocher Management For Voted - For
1g Elect Director Judith A. McGrath Management For Voted - For
1h Elect Director Indra K. Nooyi Management For Voted - For
1i Elect Director Jonathan J. Rubinstein Management For Voted - For
1j Elect Director Patricia Q. Stonesifer Management For Voted - For
1k Elect Director Wendell P. Weeks Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
4 Approve 20:1 Stock Split   Management For Voted - For
5 Report on Retirement Plan Options Aligned with      
  Company Climate Goals   Shareholder Against Voted - Against
6 Commission Third Party Report Assessing Company's      
  Human Rights Due Diligence Process Shareholder Against Voted - For
7 Adopt a Policy to Include Non-Management Employees      
  as Prospective Director Candidates Shareholder Against Voted - For
8 Report on Efforts to Reduce Plastic Use Shareholder Against Voted - For
9 Report on Worker Health and Safety Disparities Shareholder Against Voted - Against

 

29


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
10 Report on Risks Associated with Use of Concealment      
  Clauses   Shareholder Against Voted - Against
11 Report on Charitable Contributions Shareholder Against Voted - Against
12 Publish a Tax Transparency Report Shareholder Against Voted - Against
13 Report on Protecting the Rights of Freedom of      
  Association and Collective Bargaining Shareholder Against Voted - For
14 Report on Lobbying Payments and Policy Shareholder Against Voted - For
15 Require More Director Nominations Than Open Seats Shareholder Against Voted - Against
16 Commission a Third Party Audit on Working Conditions Shareholder Against Voted - For
17 Report on Median Gender/Racial Pay Gap Shareholder Against Voted - For
18 Oversee and Report a Racial Equity Audit *Withdrawn      
  Resolution*   Shareholder Against Non-Voting
19 Commission Third Party Study and Report on Risks      
  Associated with Use of Rekognition Shareholder Against Voted - For
 
AMERICAN EXPRESS COMPANY        
 
Security ID: US0258161092 Ticker: AXP      
 
Meeting Date: 03-May-22 Meeting Type: Annual      
 
1a Elect Director Thomas J. Baltimore Management For Voted - For
1b Elect Director Charlene Barshefsky Management For Voted - For
1c Elect Director John J. Brennan Management For Voted - For
1d Elect Director Peter Chernin   Management For Voted - For
1e Elect Director Ralph de la Vega Management For Voted - For
1f Elect Director Michael O. Leavitt Management For Voted - For
1g Elect Director Theodore J. Leonsis Management For Voted - For
1h Elect Director Karen L. Parkhill Management For Voted - For
1i Elect Director Charles E. Phillips Management For Voted - For
1j Elect Director Lynn A. Pike   Management For Voted - For
1k Elect Director Stephen J. Squeri Management For Voted - For
1l Elect Director Daniel L. Vasella Management For Voted - For
1m Elect Director Lisa W. Wardell Management For Voted - For
1n Elect Director Christopher D. Young Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Require Independent Board Chair Shareholder Against Voted - Against
 
AMERICAN TOWER CORPORATION      
 
Security ID: US03027X1000 Ticker: AMT      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1a Elect Director Thomas A. Bartlett Management For Voted - For
1b Elect Director Kelly C. Chambliss Management For Voted - For
1c Elect Director Teresa H. Clarke Management For Voted - For
1d Elect Director Raymond P. Dolan Management For Voted - For
1e Elect Director Kenneth R. Frank Management For Voted - For

 

30


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1f Elect Director Robert D. Hormats Management For Voted - For
1g Elect Director Grace D. Lieblein Management For Voted - For
1h Elect Director Craig Macnab Management For Voted - For
1i Elect Director JoAnn A. Reed Management For Voted - For
1j Elect Director Pamela D.A. Reeve Management For Voted - For
1k Elect Director David E. Sharbutt Management For Voted - For
1l Elect Director Bruce L. Tanner Management For Voted - For
1m Elect Director Samme L. Thompson Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
AMERIPRISE FINANCIAL, INC.        
 
Security ID: US03076C1062 Ticker: AMP      
 
Meeting Date: 27-Apr-22 Meeting Type: Annual      
 
1a Elect Director James M. Cracchiolo Management For Voted - For
1b Elect Director Dianne Neal Blixt Management For Voted - For
1c Elect Director Amy DiGeso   Management For Voted - For
1d Elect Director Lon R. Greenberg Management For Voted - For
1e Elect Director Robert F. Sharpe, Jr. Management For Voted - For
1f Elect Director Brian T. Shea   Management For Voted - For
1g Elect Director W. Edward Walter, III Management For Voted - For
1h Elect Director Christopher J. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
AMGEN INC.        
 
Security ID: US0311621009 Ticker: AMGN      
 
Meeting Date: 17-May-22 Meeting Type: Annual      
 
1a Elect Director Wanda M. Austin Management For Voted - For
1b Elect Director Robert A. Bradway Management For Voted - For
1c Elect Director Brian J. Druker Management For Voted - For
1d Elect Director Robert A. Eckert Management For Voted - For
1e Elect Director Greg C. Garland Management For Voted - For
1f Elect Director Charles M. Holley, Jr. Management For Voted - For
1g Elect Director S. Omar Ishrak Management For Voted - For
1h Elect Director Tyler Jacks   Management For Voted - For
1i Elect Director Ellen J. Kullman Management For Voted - For
1j Elect Director Amy E. Miles Management For Voted - For
1k Elect Director Ronald D. Sugar Management For Voted - For
1l Elect Director R. Sanders Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

31


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
AMPHENOL CORPORATION        
 
Security ID: US0320951017 Ticker: APH      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1.1 Elect Director Nancy A. Altobello Management For Voted - For
1.2 Elect Director Stanley L. Clark Management For Voted - For
1.3 Elect Director David P. Falck Management For Voted - For
1.4 Elect Director Edward G. Jepsen Management For Voted - For
1.5 Elect Director Rita S. Lane Management For Voted - For
1.6 Elect Director Robert A. Livingston Management For Voted - For
1.7 Elect Director Martin H. Loeffler Management For Voted - For
1.8 Elect Director R. Adam Norwitt Management For Voted - For
1.9 Elect Director Anne Clarke Wolff Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
AMS-OSRAM AG        
 
Security ID: AT0000A18XM4 Ticker: AMS      
 
Meeting Date: 24-Jun-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
3 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
4 Ratify KPMG Austria GmbH as Auditors for Fiscal      
  Year 2022   Management For Voted - For
5 Approve Remuneration Report Management For Voted - For
6.1 Elect Yen Yen Tan as Supervisory Board Member Management For Voted - For
6.2 Elect Brian Krzanich as Supervisory Board Member Management For Voted - For
6.3 Elect Monika Henzinger as Supervisory Board Member Management For Voted - For
6.4 Elect Kin Wah Loh as Supervisory Board Member Management For Voted - For
6.5 Elect Wolfgang Leitner as Supervisory Board Member Management For Voted - For
6.6 Elect Andreas Gerstenmayr as Supervisory Board      
  Member   Management For Voted - For
7.1 New/Amended Proposals from Shareholders Management None Voted - Against
7.2 New/Amended Proposals from Management and      
  Supervisory Board   Management None Voted - Against

 

32


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ANALOG DEVICES, INC.        
 
Security ID: US0326541051 Ticker: ADI      
 
Meeting Date: 09-Mar-22 Meeting Type: Annual      
 
1a Elect Director Ray Stata   Management For Voted - For
1b Elect Director Vincent Roche Management For Voted - For
1c Elect Director James A. Champy Management For Voted - For
1d Elect Director Anantha P. Chandrakasan Management For Voted - For
1e Elect Director Tunc Doluca   Management For Voted - For
1f Elect Director Bruce R. Evans Management For Voted - For
1g Elect Director Edward H. Frank Management For Voted - For
1h Elect Director Laurie H. Glimcher Management For Voted - For
1i Elect Director Karen M. Golz Management For Voted - For
1j Elect Director Mercedes Johnson Management For Voted - For
1k Elect Director Kenton J. Sicchitano Management For Voted - For
1l Elect Director Susie Wee   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
ANDRITZ AG        
 
Security ID: AT0000730007 Ticker: ANDR      
 
Meeting Date: 07-Apr-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.65 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Approve Remuneration of Supervisory Board Members Management For Voted - For
6 Ratify KPMG Austria GmbH as Auditors for Fiscal      
  Year 2022   Management For Voted - For
7 Elect Wolfgang Leitner as Supervisory Board Member Management For Voted - For
8 Approve Remuneration Report Management For Voted - For
9 Amend Articles Re: Management Board Composition Management For Voted - For

 

33


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ANGEL BROKING LIMITED        
 
Security ID: INE732I01013 Ticker: 543235      
 
Meeting Date: 31-May-22 Meeting Type: Annual      
 
1 Accept Standalone Financial Statements and      
  Statutory Reports   Management For Voted - For
2 Accept Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Confirm Four Interim Dividends and Declare Final      
  Dividend   Management For Voted - For
4 Reelect Dinesh Thakkar as Director Management For Voted - For
5 Approve S. R. Batliboi & Co. LLP, Chartered      
  Accountants as Auditors and Authorize Board to Fix      
  Their Remuneration   Management For Voted - For
 
ANGLO AMERICAN PLATINUM LTD.      
 
Security ID: ZAE000013181 Ticker: AMS      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
  Ordinary Resolutions   Management For Non-Voting
1.1 Re-elect Norman Mbazima as Director Management For Voted - For
1.2 Re-elect Craig Miller as Director Management For Voted - For
1.3 Re-elect Daisy Naidoo as Director Management For Voted - For
2.1 Elect Nolitha Fakude as Director Management For Voted - For
2.2 Elect Anik Michaud as Director Management For Voted - For
2.3 Elect Duncan Wanblad as Director Management For Voted - For
3.1 Re-elect Peter Mageza as Member of the Audit and      
  Risk Committee   Management For Voted - For
3.2 Re-elect John Vice as Member of the Audit and Risk      
  Committee   Management For Voted - For
3.3 Re-elect Daisy Naidoo as Member of the Audit and      
  Risk Committee   Management For Voted - For
4 Reappoint PricewaterhouseCoopers (PwC) as Auditors      
  with JFM Kotze as Individual Designated Auditor Management For Voted - For
5 Place Authorised but Unissued Shares under Control      
  of Directors   Management For Voted - For
6 Authorise Ratification of Approved Resolutions Management For Voted - For
7.1 Approve Remuneration Policy Management For Voted - For
7.2 Approve Remuneration Implementation Report Management For Voted - For
  Special Resolutions   Management For Non-Voting
1 Approve Non-executive Directors' Fees Management For Voted - For
2 Approve Financial Assistance in Terms of Sections      
  44 and 45 of the Companies Act Management For Voted - For
3 Authorise Repurchase of Issued Share Capital Management For Voted - For

 

34


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ANIMA HOLDING SPA        
 
Security ID: IT0004998065 Ticker: ANIM      
 
Meeting Date: 31-Mar-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Allocation of Income Management For Voted - For
2.1 Approve Remuneration Policy Management For Voted - For
2.2 Approve Second Section of the Remuneration Report Management For Voted - For
3 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
1 Authorize Cancellation of Treasury Shares without      
  Reduction of Share Capital; Amend Article 5 Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
ANSYS, INC.        
 
Security ID: US03662Q1058 Ticker: ANSS      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
1A Elect Director Anil Chakravarthy Management For Voted - For
1B Elect Director Barbara V. Scherer Management For Voted - For
1C Elect Director Ravi K. Vijayaraghavan Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Eliminate Supermajority Vote Requirement to Remove      
  a Director   Management For Voted - For
5 Eliminate Supermajority Vote Requirement to Amend      
  or Repeal the By-Laws   Management For Voted - For
6 Eliminate Supermajority Vote Requirement to Amend      
  or Repeal Certain Provisions of the Charter Management For Voted - For
7 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
8 Declassify the Board of Directors Shareholder Against Voted - For
 
APPIAN CORPORATION        
 
Security ID: US03782L1017 Ticker: APPN      
 
Meeting Date: 07-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Matthew Calkins Management For Voted - Withheld
1.2 Elect Director Robert C. Kramer Management For Voted - Withheld
1.3 Elect Director Mark Lynch   Management For Voted - For
1.4 Elect Director A.G.W. 'Jack' Biddle, III Management For Voted - Withheld
1.5 Elect Director Prashanth 'PV' Boccassam Management For Voted - Withheld

 

35


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.6 Elect Director Michael G. Devine Management For Voted - Withheld
1.7 Elect Director Barbara 'Bobbie' Kilberg Management For Voted - Withheld
1.8 Elect Director William D. McCarthy Management For Voted - For
1.9 Elect Director Michael J. Mulligan Management For Voted - Withheld
2 Ratify BDO USA, LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
APPLE INC.        
 
Security ID: US0378331005 Ticker: AAPL      
 
Meeting Date: 04-Mar-22 Meeting Type: Annual      
 
1a Elect Director James Bell   Management For Voted - For
1b Elect Director Tim Cook   Management For Voted - For
1c Elect Director Al Gore   Management For Voted - For
1d Elect Director Alex Gorsky   Management For Voted - For
1e Elect Director Andrea Jung   Management For Voted - For
1f Elect Director Art Levinson   Management For Voted - For
1g Elect Director Monica Lozano Management For Voted - For
1h Elect Director Ron Sugar   Management For Voted - For
1i Elect Director Sue Wagner   Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Articles of Incorporation to become a Social      
  Purpose Corporation   Shareholder Against Voted - Against
6 Approve Revision of Transparency Reports Shareholder Against Voted - For
7 Report on Forced Labor   Shareholder Against Voted - For
8 Report on Median Gender/Racial Pay Gap Shareholder Against Voted - For
9 Report on Civil Rights Audit Shareholder Against Voted - For
10 Report on Concealment Clauses Shareholder Against Voted - For
 
APPLIED MATERIALS, INC.        
 
Security ID: US0382221051 Ticker: AMAT      
 
Meeting Date: 10-Mar-22 Meeting Type: Annual      
 
1a Elect Director Rani Borkar   Management For Voted - For
1b Elect Director Judy Bruner   Management For Voted - For
1c Elect Director Xun (Eric) Chen Management For Voted - For
1d Elect Director Aart J. de Geus Management For Voted - For
1e Elect Director Gary E. Dickerson Management For Voted - For
1f Elect Director Thomas J. Iannotti Management For Voted - For
1g Elect Director Alexander A. Karsner Management For Voted - For
1h Elect Director Adrianna C. Ma Management For Voted - For
1i Elect Director Yvonne McGill Management For Voted - For

 

36


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1j Elect Director Scott A. McGregor Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
5 Improve Executive Compensation Program and Policy Shareholder Against Voted - Against
 
ARCA CONTINENTAL SAB DE CV      
 
Security ID: MX01AC100006 Ticker: AC      
 
Meeting Date: 24-Sep-21 Meeting Type: Extraordinary Shareholders    
 
1 Approve Balance Sheet   Management For Voted - For
2 Approve Absorption of Servicios Ejecutivos Arca      
  Continental S.A. de C.V. by Company Management For Voted - For
3 Amend Article 2 Re: Corporate Purpose Management For Voted - Against
4 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
5 Approve Minutes of Meeting Management For Voted - For
 
ARCADIS NV        
 
Security ID: NL0006237562 Ticker: ARCAD      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1.a Open Meeting   Management For Non-Voting
1.b Receive Announcements (non-voting) Management For Non-Voting
2 Receive Report of Supervisory Board (Non-Voting) Management For Non-Voting
3 Receive Report of Executive Board (Non-Voting) Management For Non-Voting
4.a Adopt Financial Statements   Management For Voted - For
4.b Approve Dividends of EUR 0.70 Per Share Management For Voted - For
4.c Approve Special Dividends of EUR 0.60 Per Share Management For Voted - For
5.a Approve Discharge of Executive Board Management For Voted - For
5.b Approve Discharge of Supervisory Board Management For Voted - For
6 Ratify PricewaterhouseCoopers Accountants N.V. as      
  Auditors   Management For Voted - For
7.a Approve Remuneration Report for Executive Board Management For Voted - For
7.b Approve Remuneration Report for Supervisory Board Management For Voted - For
8.a Reelect M.C. (Michael) Putnam to Supervisory Board Management For Voted - For
8.b Announce Vacancies on the Supervisory Board Management For Non-Voting
9.a Grant Board Authority to Issue Shares up to 10      
  Percent of Issued Capital   Management For Voted - For
9.b Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - For
10 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
11 Other Business (Non-Voting) Management For Non-Voting

 

37


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
12 Close Meeting   Management For Non-Voting
 
ARISTA NETWORKS, INC.        
 
Security ID: US0404131064 Ticker: ANET      
 
Meeting Date: 31-May-22 Meeting Type: Annual      
 
1.1 Elect Director Charles Giancarlo Management For Voted - Withheld
1.2 Elect Director Daniel Scheinman Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
ARROW ELECTRONICS, INC.        
 
Security ID: US0427351004 Ticker: ARW      
 
Meeting Date: 11-May-22 Meeting Type: Annual      
 
1.1 Elect Director Barry W. Perry Management For Voted - For
1.2 Elect Director William F. Austen Management For Voted - For
1.3 Elect Director Fabian T. Garcia Management For Voted - For
1.4 Elect Director Steven H. Gunby Management For Voted - For
1.5 Elect Director Gail E. Hamilton Management For Voted - For
1.6 Elect Director Andrew C. Kerin Management For Voted - For
1.7 Elect Director Laurel J. Krzeminski Management For Voted - For
1.8 Elect Director Michael J. Long Management For Voted - For
1.9 Elect Director Carol P. Lowe Management For Voted - For
1.10 Elect Director Stephen C. Patrick Management For Voted - For
1.11 Elect Director Gerry P. Smith Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
ASAHI GROUP HOLDINGS LTD.        
 
Security ID: JP3116000005 Ticker: 2502      
 
Meeting Date: 25-Mar-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 55   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Koji, Akiyoshi Management For Voted - For
3.2 Elect Director Katsuki, Atsushi Management For Voted - For
3.3 Elect Director Taemin Park   Management For Voted - For
3.4 Elect Director Tanimura, Keizo Management For Voted - For
3.5 Elect Director Christina L. Ahmadjian Management For Voted - For

 

38


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
3.6 Elect Director Sakita, Kaoru   Management For Voted - For
3.7 Elect Director Sasae, Kenichiro Management For Voted - For
3.8 Elect Director Ohashi, Tetsuji Management For Voted - For
4 Appoint Statutory Auditor Oyagi, Shigeo Management For Voted - For
5 Approve Trust-Type Equity Compensation Plan Management For Voted - For
 
ASELSAN ELEKTRONIK SANAYI VE TICARET AS      
 
Security ID: TRAASELS91H2 Ticker: ASELS.E      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting and Elect Presiding Council of Meeting Management For Voted - For
2 Accept Board Report   Management For Voted - For
3 Accept Audit Report   Management For Voted - For
4 Accept Financial Statements   Management For Voted - For
5 Approve Discharge of Board Management For Voted - For
6 Approve Allocation of Income Management For Voted - For
7 Elect Directors   Management For Voted - Against
8 Approve Director Remuneration Management For Voted - Against
9 Ratify External Auditors   Management For Voted - Against
10 Amend Article 13 Re: Board Related Management For Voted - For
11 Receive Information on Guarantees, Pledges and      
  Mortgages Provided to Third Parties Management For Non-Voting
12 Receive Information on Related Party Transactions Management For Non-Voting
13 Approve Upper Limit of Donations for 2022 Management For Voted - Against
14 Approve Upper Limit of Sponsorships to Be Made in      
  2022   Management For Voted - Against
15 Grant Permission for Board Members to Engage in      
  Commercial Transactions with Company and Be      
  Involved with Companies with Similar Corporate      
  Purpose in Accordance with Articles 395 and 396 of      
  Turkish Commercial Law   Management For Voted - For
16 Wishes   Management For Non-Voting
 
ASR NEDERLAND NV        
 
Security ID: NL0011872643 Ticker: ASRNL      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2.a Receive Report of Executive Board (Non-Voting) Management For Non-Voting
2.b Receive Report of Supervisory Board (Non-Voting) Management For Non-Voting
2.c Discussion on Company's Corporate Governance      
  Structure   Management For Non-Voting
2.d Approve Remuneration Report Management For Voted - For
3.a Adopt Financial Statements and Statutory Reports Management For Voted - For

 

39


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3.b Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
3.c Approve Dividends of EUR 2.42 Per Share Management For Voted - For
4.a Approve Discharge of Executive Board Management For Voted - For
4.b Approve Discharge of Supervisory Board Management For Voted - For
5.a Grant Board Authority to Issue Shares Up to 10      
  Percent of Issued Capital   Management For Voted - For
5.b Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - For
5.c Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
6.a Approve Cancellation of Repurchased Shares Management For Voted - For
7.a Reelect Sonja Barendregt to Supervisory Board Management For Voted - For
8 Allow Questions   Management For Non-Voting
9 Close Meeting   Management For Non-Voting
 
ASSURA PLC        
 
Security ID: GB00BVGBWW93 Ticker: AGR      
 
Meeting Date: 06-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Appoint Ernst & Young LLP as Auditors Management For Voted - For
4 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
5 Re-elect Ed Smith as Director Management For Voted - For
6 Re-elect Louise Fowler as Director Management For Voted - For
7 Re-elect Jonathan Murphy as Director Management For Voted - For
8 Re-elect Jayne Cottam as Director Management For Voted - For
9 Re-elect Jonathan Davies as Director Management For Voted - For
10 Elect Samantha Barrell as Director Management For Voted - For
11 Elect Emma Cariaga as Director Management For Voted - For
12 Elect Noel Gordon as Director Management For Voted - For
13 Authorise Issue of Equity   Management For Voted - For
14 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
16 Authorise Market Purchase of Ordinary Shares Management For Voted - For
17 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
ASSURANT, INC.        
 
Security ID: US04621X1081 Ticker: AIZ      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
1a Elect Director Elaine D. Rosen Management For Voted - For

 

40


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1b Elect Director Paget L. Alves Management For Voted - For
1c Elect Director J. Braxton Carter Management For Voted - For
1d Elect Director Juan N. Cento Management For Voted - For
1e Elect Director Keith W. Demmings Management For Voted - For
1f Elect Director Harriet Edelman Management For Voted - For
1g Elect Director Lawrence V. Jackson Management For Voted - For
1h Elect Director Jean-Paul L. Montupet Management For Voted - For
1i Elect Director Debra J. Perry Management For Voted - For
1j Elect Director Ognjen (Ogi) Redzic Management For Voted - For
1k Elect Director Paul J. Reilly   Management For Voted - For
1l Elect Director Robert W. Stein Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC      
 
Security ID: GB00BLP5YB54 Ticker: AY      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Elect Director Michael Woollcombe Management For Voted - For
4 Elect Director Michael Forsayeth Management For Voted - For
5 Elect Director William Aziz   Management For Voted - For
6 Elect Director Brenda Eprile   Management For Voted - For
7 Elect Director Debora Del Favero Management For Voted - For
8 Elect Director Arun Banskota Management For Voted - For
9 Elect Director George Trisic   Management For Voted - For
10 Elect Director Santiago Seage Management For Voted - For
11 Reappoint Ernst & Young LLP and Ernst & Young S.L.      
  as Auditors   Management For Voted - For
12 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
13 Authorise Issue of Equity   Management For Voted - For
14 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive      
  Rights (Additional Authority) Management For Voted - Against
 
ATLASSIAN CORPORATION PLC        
 
Security ID: GB00BZ09BD16 Ticker: TEAM      
 
Meeting Date: 02-Dec-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - Against
3 Appoint Ernst & Young LLP as Auditors Management For Voted - For
4 Authorize Board to Fix Remuneration of Auditors Management For Voted - For
5 Elect Director Shona L. Brown Management For Voted - For

 

41


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Elect Director Michael Cannon-Brookes Management For Voted - For
7 Elect Director Scott Farquhar Management For Voted - For
8 Elect Director Heather Mirjahangir Fernandez Management For Voted - For
9 Elect Director Sasan Goodarzi Management For Voted - For
10 Elect Director Jay Parikh   Management For Voted - For
11 Elect Director Enrique Salem Management For Voted - For
12 Elect Director Steven Sordello Management For Voted - For
13 Elect Director Richard P. Wong Management For Voted - For
14 Elect Director Michelle Zatlyn Management For Voted - For
 
AURUBIS AG        
 
Security ID: DE0006766504 Ticker: NDA      
 
Meeting Date: 17-Feb-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020/21 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.60 per Share   Management For Voted - For
3.1 Approve Discharge of Management Board Member Roland      
  Harings for Fiscal Year 2020/21 Management For Voted - For
3.2 Approve Discharge of Management Board Member Heiko      
  Arnold for Fiscal Year 2020/21 Management For Voted - For
3.3 Approve Discharge of Management Board Member Rainer      
  Verhoeven for Fiscal Year 2020/21 Management For Voted - For
3.4 Approve Discharge of Management Board Member Thomas      
  Buenger for Fiscal Year 2020/21 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member Fritz      
  Vahrenholt for Fiscal Year 2020/21 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member      
  Stefan Schmidt for Fiscal Year 2020/21 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member Deniz      
  Acar for Fiscal Year 2020/21 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member      
  Andrea Bauer for Fiscal Year 2020/21 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member      
  Christian Ehrentraut for Fiscal Year 2020/21 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member Heinz      
  Fuhrmann for Fiscal Year 2020/21 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member Karl      
  Jakob for Fiscal Year 2020/21 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member Jan      
  Koltze for Fiscal Year 2020/21 Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member      
  Stephan Kruemmer for Fiscal Year 2020/21 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member Elke      
  Lossin for Fiscal Year 2020/21 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member      
  Sandra Reich for Fiscal Year 2020/21 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member Melf      
  Singer for Fiscal Year 2020/21 Management For Voted - For

 

42


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Ratify Deloitte GmbH as Auditors for Fiscal Year      
  2021/22 and for the Review of the Interim Financial      
  Reports for Fiscal Year 2022/23 Management For Voted - For
6 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds with Partial Exclusion      
  of Preemptive Rights up to Aggregate Nominal Amount      
  of EUR 500 Million; Approve Creation of EUR 11.5      
  Million Pool of Capital to Guarantee Conversion      
  Rights   Management For Voted - For
7 Approve Creation of EUR 23 Million Pool of Capital      
  with Partial Exclusion of Preemptive Rights Management For Voted - For
8 Elect Gunnar Groebler to the Supervisory Board Management For Voted - For
 
AUTODESK, INC.        
 
Security ID: US0527691069 Ticker: ADSK      
 
Meeting Date: 16-Jun-22 Meeting Type: Annual      
 
1a Elect Director Andrew Anagnost Management For Voted - For
1b Elect Director Karen Blasing Management For Voted - For
1c Elect Director Reid French   Management For Voted - For
1d Elect Director Ayanna Howard Management For Voted - For
1e Elect Director Blake Irving   Management For Voted - For
1f Elect Director Mary T. McDowell Management For Voted - For
1g Elect Director Stephen Milligan Management For Voted - For
1h Elect Director Lorrie M. Norrington Management For Voted - For
1i Elect Director Betsy Rafael   Management For Voted - For
1j Elect Director Stacy J. Smith Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - Against
 
AUTOMATIC DATA PROCESSING, INC.      
 
Security ID: US0530151036 Ticker: ADP      
 
Meeting Date: 10-Nov-21 Meeting Type: Annual      
 
1a Elect Director Peter Bisson   Management For Voted - For
1b Elect Director Richard T. Clark Management For Voted - For
1c Elect Director Linnie M. Haynesworth Management For Voted - For
1d Elect Director John P. Jones   Management For Voted - For
1e Elect Director Francine S. Katsoudas Management For Voted - For
1f Elect Director Nazzic S. Keene Management For Voted - For
1g Elect Director Thomas J. Lynch Management For Voted - For
1h Elect Director Scott F. Powers Management For Voted - For
1i Elect Director William J. Ready Management For Voted - For
1j Elect Director Carlos A. Rodriguez Management For Voted - For
1k Elect Director Sandra S. Wijnberg Management For Voted - For

 

43


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Report on Workforce Engagement in Governance Shareholder Against Voted - Against
 
AUTONATION, INC.        
 
Security ID: US05329W1027 Ticker: AN      
 
Meeting Date: 20-Apr-22 Meeting Type: Annual      
 
1a Elect Director Rick L. Burdick Management For Voted - For
1b Elect Director David B. Edelson Management For Voted - For
1c Elect Director Steven L. Gerard Management For Voted - For
1d Elect Director Robert R. Grusky Management For Voted - For
1e Elect Director Norman K. Jenkins Management For Voted - For
1f Elect Director Lisa Lutoff-Perlo Management For Voted - For
1g Elect Director Michael Manley Management For Voted - For
1h Elect Director G. Mike Mikan Management For Voted - For
1i Elect Director Jacqueline A. Travisano Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Provide Right to Call Special Meetings Shareholder Against Voted - For
 
AVANZA BANK HOLDING AB        
 
Security ID: SE0012454072 Ticker: AZA      
 
Meeting Date: 16-Nov-21 Meeting Type: Extraordinary Shareholders    
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Approve Dividends of SEK 2.95 Per Share Management For Voted - For
 
Meeting Date: 31-Mar-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Resolution Regarding Video Recording of the General      
  Meeting   Management For Voted - For
5 Approve Agenda of Meeting Management For Voted - For
6 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
7 Acknowledge Proper Convening of Meeting Management For Voted - For
8 Receive Financial Statements and Statutory Reports Management For Non-Voting
9.a Accept Financial Statements and Statutory Reports Management For Voted - For
9.b Approve Allocation of Income and Dividends of SEK      
  9.20 Per Share   Management For Voted - For
9.c1 Approve Discharge of Board Member Magnus Dybeck Management For Voted - For

 

44


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9.c2 Approve Discharge of Board Member Catharina Eklof Management For Voted - For
9.c3 Approve Discharge of Board Member Viktor Fritzen Management For Voted - For
9.c4 Approve Discharge of Board Member Jonas Hagstromer Management For Voted - For
9.c5 Approve Discharge of Board Member Sven Hagstromer Management For Voted - For
9.c6 Approve Discharge of Board Member Mattias Miksche Management For Voted - For
9.c7 Approve Discharge of Board Member Johan Roos Management For Voted - For
9.c8 Approve Discharge of Board Member Hans Toll Management For Voted - For
9.c9 Approve Discharge of Board Member Leemon Wu Management For Voted - For
9.c10 Approve Discharge of Board Member Birgitta Klasen Management For Voted - For
9.c11 Approve Discharge of Rikard Josefson Management For Voted - For
10 Amend Articles Re: Board-Related; Editorial Changes Management For Voted - For
11 Determine Number of Members of Board to ten (10) Management For Voted - For
12.1 Approve Remuneration of Directors in the Amount of      
  SEK 478,000 For Each Director Except Sven Hagstroer      
  (Chair), Jonas Hagstromer and Magnus Dybeck Management For Voted - For
12.2 Approve Remuneration of Directors in the Amount of      
  SEK 383,000 For Each Director Sven Hagstroer      
  (Chair), Jonas Hagstromer and Magnus Dybeck Management For Voted - For
12.3 Approve Remuneration for Chairman of the Audit,      
  Risk and Capital Committee Management For Voted - For
12.4 Approve Remuneration for the Audit, Risk and      
  Capital Committee   Management For Voted - For
12.5 Approve Remuneration for the Credit Committee Management For Voted - For
12.6 Approve Remuneration for the Remuneration Committee Management For Voted - For
12.7 Approve Remuneration for the IT Committee Management For Voted - For
13 Approve Remuneration of Auditors Management For Voted - For
14.1 Reelect Magnus Dybeck as Director Management For Voted - For
14.2 Reelect Catharina Eklof as Director Management For Voted - For
14.3 Reelect Jonas Hagstromer as Director Management For Voted - For
14.4 Reelect Sven Hagstromer as Director Management For Voted - For
14.5 Reelect Mattias Miksche as Director Management For Voted - For
14.6 Reelect Johan Roos as Director Management For Voted - For
14.7 Reelect Hans Toll as Director Management For Voted - For
14.8 Reelect Leemon Wu as Director Management For Voted - For
14.9 Elect Linda Hellstromas New Director Management For Voted - For
14.10Elect Sofia Sundstrom as New Director Management For Voted - For
15 Reelect Sven Hagstromer as Board Chair Management For Voted - For
16 Ratify KPMG as Auditors   Management For Voted - For
17 Authorize Share Repurchase Program Management For Voted - For
18 Approve Remuneration Report Management For Voted - For
19 Close Meeting   Management For Non-Voting
 
AVAST PLC        
 
Security ID: GB00BDD85M81 Ticker: AVST      
 
Meeting Date: 18-Nov-21 Meeting Type: Court      
 
  Court Meeting   Management For Non-Voting
1 Approve Scheme of Arrangement Management For Voted - For

 

45


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
Meeting Date: 18-Nov-21 Meeting Type: Special      
 
1 Approve Scheme of Arrangement Management For Voted - For
 
AVENUE SUPERMARTS LIMITED        
 
Security ID: INE192R01011 Ticker: 540376      
 
Meeting Date: 17-Aug-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Reelect Elvin Machado as Director Management For Voted - Against
3 Approve Commission to Independent Directors Management For Voted - For
 
AVEVA GROUP PLC        
 
Security ID: GB00BBG9VN75 Ticker: AVV      
 
Meeting Date: 07-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Approve Sub-Plan for Californian-based Participants      
  of Global Employee Share Purchase Plan Management For Voted - For
5 Approve Long Term Incentive Plan Management For Voted - For
6 Approve Restricted Share Plan Management For Voted - For
7 Re-elect Olivier Blum as Director Management For Voted - Against
8 Re-elect Peter Herweck as Director Management For Voted - For
9 Re-elect Philip Aiken as Director Management For Voted - For
10 Re-elect James Kidd as Director Management For Voted - For
11 Re-elect Jennifer Allerton as Director Management For Voted - For
12 Re-elect Christopher Humphrey as Director Management For Voted - For
13 Re-elect Ron Mobed as Director Management For Voted - For
14 Re-elect Paula Dowdy as Director Management For Voted - For
15 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
16 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Authorise Issue of Equity   Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
20 Adopt New Articles of Association Management For Voted - For
21 Approve Reduction of Share Premium Account Management For Voted - For
22 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For

 

46


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
AXFOOD AB        
 
Security ID: SE0006993770 Ticker: AXFO      
 
Meeting Date: 23-Mar-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2.1 Designate Sussi Kvart as Inspector of Minutes of      
  Meeting   Management For Voted - For
2.2 Designate Jan Sarlvik as Inspector of Minutes of      
  Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Approve Remuneration Report Management For Voted - For
8 Accept Financial Statements and Statutory Reports Management For Voted - For
9.1 Approve Discharge of Mia Brunell Livfors Management For Voted - For
9.2 Approve Discharge of Stina Andersson Management For Voted - For
9.3 Approve Discharge of Fabian Bengtsson Management For Voted - For
9.4 Approve Discharge of Caroline Berg Management For Voted - For
9.5 Approve Discharge of Jesper Lien Management For Voted - For
9.6 Approve Discharge of Christian Luiga Management For Voted - For
9.7 Approve Discharge of Lars Olofsson Management For Voted - For
9.8 Approve Discharge of Peter Ruzicka Management For Voted - For
9.9 Approve Discharge of Christer Aberg Management For Voted - For
9.10 Approve Discharge of Anders Helsing Management For Voted - For
9.11 Approve Discharge of Michael Sjoren Management For Voted - For
9.12 Approve Discharge of Lars Ostberg Management For Voted - For
9.13 Approve Discharge of Klas Balkow Management For Voted - For
10 Approve Allocation of Income and Dividends of SEK      
  7.75 Per Share   Management For Voted - For
11.1 Determine Number of Members (7) and Deputy Members      
  (0)   Management For Voted - For
11.2 Determine Number of Auditors (1) and Deputy      
  Auditors (0)   Management For Voted - For
12.1 Approve Remuneration of Directors in the Amount of      
  SEK 770,000 for Chairman and SEK 490,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
12.2 Approve Remuneration of Auditors Management For Voted - For
13.1 Reelect Mia Brunell Livfors as Director Management For Voted - For
13.2 Reelect Fabian Bengtsson as Director Management For Voted - For
13.3 Reelect Caroline Berg as Director Management For Voted - For
13.4 Reelect Christian Luiga as Director Management For Voted - For
13.5 Reelect Peter Ruzicka as Director Management For Voted - For
13.6 Reelect Christer Aberg as Director Management For Voted - For
13.7 Elect Sara Ohrvall as New Director Management For Voted - For
13.8 Elect Mia Brunell Livfors as Board Chair Management For Voted - For
14 Ratify Deloitte as Auditors   Management For Voted - For

 

47


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
15.a Approve Performance Share Matching Plan for Key      
  Employees   Management For Voted - For
15.b Approve Equity Plan Financing Management For Voted - For
16 Approve Creation of SEK 1.5 Billion Pool of Capital      
  with Preemptive Rights   Management For Voted - For
 
AZENTA, INC.        
 
Security ID: US1143401024 Ticker: AZTA      
 
Meeting Date: 24-Jan-22 Meeting Type: Annual      
 
1.1 Elect Director Frank E. Casal Management For Voted - For
1.2 Elect Director Robyn C. Davis Management For Voted - For
1.3 Elect Director Joseph R. Martin Management For Voted - For
1.4 Elect Director Erica J. McLaughlin Management For Voted - For
1.5 Elect Director Krishna G. Palepu Management For Voted - For
1.6 Elect Director Michael Rosenblatt Management For Voted - For
1.7 Elect Director Stephen S. Schwartz Management For Voted - For
1.8 Elect Director Alfred Woollacott, III Management For Voted - For
1.9 Elect Director Mark S. Wrighton Management For Voted - For
1.10 Elect Director Ellen M. Zane Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
BABCOCK INTERNATIONAL GROUP PLC      
 
Security ID: GB0009697037 Ticker: BAB      
 
Meeting Date: 22-Sep-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Re-elect Ruth Cairnie as Director Management For Voted - For
4 Re-elect Carl-Peter Forster as Director Management For Voted - For
5 Re-elect Kjersti Wiklund as Director Management For Voted - For
6 Re-elect Russ Houlden as Director Management For Voted - For
7 Re-elect Lucy Dimes as Director Management For Voted - For
8 Elect Lord Parker of Minsmere as Director Management For Voted - For
9 Elect David Lockwood as Director Management For Voted - For
10 Elect David Mellors as Director Management For Voted - For
11 Appoint Deloitte LLP as Auditors Management For Voted - For
12 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
13 Authorise UK Political Donations and Expenditure Management For Voted - For
14 Authorise Issue of Equity   Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise Market Purchase of Ordinary Shares Management For Voted - For
17 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For

 

48


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
18 Adopt New Articles of Association Management For Voted - For
 
BACHEM HOLDING AG        
 
Security ID: CH0012530207 Ticker: BANB      
 
Meeting Date: 15-Oct-21 Meeting Type: Extraordinary Shareholders    
 
1 Approve Creation of CHF 50,000 Pool of Capital      
  without Preemptive Rights Management For Voted - For
2 Transact Other Business (Voting) Management For Voted - Against
 
BACHEM HOLDING AG        
 
Security ID: CH1176493729 Ticker: BANB      
 
Meeting Date: 27-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  1.75 per Share and CHF 1.75 per Share from Capital      
  Contribution Reserves   Management For Voted - For
4.1 Approve Remuneration of Directors in the Amount of      
  CHF 650,000   Management For Voted - For
4.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 2.8 Million Management For Voted - Against
5.1 Reelect Kuno Sommer as Director and Board Chair Management For Voted - Against
5.2 Reelect Nicole Hoetzer as Director Management For Voted - Against
5.3 Reelect Helma Wennemers as Director Management For Voted - Against
5.4 Reelect Steffen Lang as Director Management For Voted - Against
5.5 Reelect Alex Faessler as Director Management For Voted - Against
6.1 Reappoint Kuno Sommer as Member of the Compensation      
  Committee   Management For Voted - Against
6.2 Reappoint Nicole Hoetzer as Member of the      
  Compensation Committee   Management For Voted - Against
6.3 Reappoint Alex Faessler as Member of the      
  Compensation Committee   Management For Voted - Against
7 Ratify MAZARS SA as Auditors Management For Voted - For
8 Designate Paul Wiesli as Independent Proxy Management For Voted - For
9.1 Approve 1:5 Stock Split; Cancellation of Shares      
  Categories A and B   Management For Voted - For
9.2 Amend Articles Re: AGM Convocation; Remuneration of      
  Directors; Notifications to Shareholders Management For Voted - For
10 Transact Other Business (Voting) Management For Voted - Against

 

49


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BAIDU, INC.        
 
Security ID: KYG070341048 Ticker: 9888      
 
Meeting Date: 07-Dec-21 Meeting Type: Extraordinary Shareholders    
 
  Meeting for ADR Holders   Management For Non-Voting
1 Approve Adoption of the Company's Dual Foreign Name Management For Voted - For
2 Adopt Amended and Restated Memorandum and Articles      
  of Association   Management For Voted - For
3 Authorize Board to Deal With All Matters in      
  Relation to the Change of Company Name and the      
  Proposed Amendments   Management For Voted - For
 
BANCA GENERALI SPA        
 
Security ID: IT0001031084 Ticker: BGN      
 
Meeting Date: 21-Apr-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Allocation of Income Management For Voted - For
2 Approve Remuneration Policy Management For Voted - For
3 Approve Second Section of the Remuneration Report Management For Voted - For
4 Approve Fixed-Variable Compensation Ratio Management For Voted - For
5 Approve Long-Term Incentive Plan Management For Voted - For
6 Approve Incentive System and Other Share-based      
  Variable Remunerations   Management For Voted - For
7 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares to Service Long-term      
  Incentive Plan and the Incentive System and Other      
  Share-based Variable Remunerations Management For Voted - For
  Extraordinary Business   Management For Non-Voting
1.1 Amend Company Bylaws Re: Article 5 Management For Voted - For
1.2 Amend Company Bylaws Re: Article 9 Management For Voted - For
1.3 Amend Company Bylaws Re: Article 10 Management For Voted - For
1.4 Amend Company Bylaws Re: Article 12 Management For Voted - For
1.5 Amend Company Bylaws Re: Article 14 Management For Voted - For
1.6 Amend Company Bylaws Re: Article 15 Management For Voted - For
1.7 Amend Company Bylaws Re: Article 16 Management For Voted - For
1.8 Amend Company Bylaws Re: Article 17 Management For Voted - For
1.9 Amend Company Bylaws Re: Article 18 Management For Voted - For
1.10 Amend Company Bylaws Re: Article 20 Management For Voted - For
1.11 Amend Company Bylaws Re: Article 22 Management For Voted - For
1.12 Amend Company Bylaws Re: Article 23 Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against

 

50


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BANCO BPM SPA        
 
Security ID: IT0005218380 Ticker: BAMI      
 
Meeting Date: 07-Apr-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Integrate Remuneration of External Auditors Management For Voted - For
4.1 Approve Remuneration Policy Management For Voted - For
4.2 Approve Second Section of the Remuneration Report Management For Voted - For
5 Approve Severance Payments Policy Management For Voted - For
6.1 Approve 2022 Short-Term Incentive Plan Management For Voted - For
6.2 Approve 2022-2024 Long-Term Incentive Plan Management For Voted - For
7 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares to Service 2022 Short-Term      
  Incentive Plan and 2022-2024 Long-Term Incentive      
  Plan   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
1 Amend Company Bylaws   Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
BANCO COMERCIAL PORTUGUES SA      
 
Security ID: PTBCP0AM0015 Ticker: BCP      
 
Meeting Date: 04-May-22 Meeting Type: Annual      
 
1 Approve Individual and Consolidated Financial      
  Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Appraise Management and Supervision of Company and      
  Approve Vote of Confidence to Corporate Bodies Management For Voted - For
4 Approve Remuneration Policy Management For Voted - For
5 Approve Selection and Evaluation Policy of Members      
  of Board of Directors, Supervisory Board, and Key      
  Function Holders   Management For Voted - For
6 Approve Policy for the Selection and Appointment of      
  the Statutory Auditor and the Engagement of      
  Non-Audit Services Not Prohibited Under the      
  Applicable Legislation   Management For Voted - For
7 Amend Articles   Management For Voted - For
8 Elect Corporate Bodies for 2022-2025 Term Management For Voted - Against
9 Elect Remuneration and Welfare Board Members for      
  2022-2025 Term   Management For Voted - Against
10 Authorize Repurchase and Reissuance of Shares and      
  Bonds   Management For Voted - For

 

51


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BANCO DE SABADELL SA        
 
Security ID: ES0113860A34 Ticker: SAB      
 
Meeting Date: 23-Mar-22 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements and Discharge of Board Management For Voted - For
2 Approve Non-Financial Information Statement Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For
4.1 Ratify Appointment of and Elect Luis Deulofeu      
  Fuguet as Director   Management For Voted - For
4.2 Reelect Pedro Fontana Garcia as Director Management For Voted - For
4.3 Reelect George Donald Johnston III as Director Management For Voted - For
4.4 Reelect Jose Manuel Martinez Martinez as Director Management For Voted - For
4.5 Reelect David Martinez Guzman as Director Management For Voted - For
5 Authorize Increase in Capital up to 50 Percent via      
  Issuance of Equity or Equity-Linked Securities,      
  Excluding Preemptive Rights of up to 10 Percent Management For Voted - For
6 Authorize Issuance of Convertible Bonds,      
  Debentures, Warrants, and Other Debt Securities up      
  to EUR 2 Billion with Exclusion of Preemptive      
  Rights up to 10 Percent of Capital Management For Voted - For
7 Fix Maximum Variable Compensation Ratio of      
  Designated Group Members Management For Voted - For
8 Approve Information Supplement for the Remuneration      
  Policy   Management For Voted - For
9 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
10 Advisory Vote on Remuneration Report Management For Voted - For
 
BANCO DO BRASIL SA        
 
Security ID: BRBBASACNOR3 Ticker: BBAS3      
 
Meeting Date: 29-Jun-22 Meeting Type: Extraordinary Shareholders    
 
1.1 Elect Renato da Motta Andrade Neto as Fiscal      
  Council Member   Management For Voted - For
1.2 Elect Lincoln Moreira Jorge Junior as Alternate      
  Fiscal Council Member   Management For Voted - For
2 Amend Remuneration of Company's Management, Fiscal      
  Council, Audit Committee, and Risk and Capital      
  Committee for April 2022 to March 2023 Period Management For Voted - For
3 Amend Articles 36 and 37   Management For Voted - For
4 Approve Remuneration of Personnel, Compensation,      
  and Eligibility Committee, Technology and      
  Innovation Committee, and Corporate Sustainability      
  Committee for June 2022 to March 2023 Period Management For Voted - For
5 In the Event of a Second Call, the Voting      
  Instructions Contained in this Remote Voting Card      
  May Also be Considered for the Second Call? Management None Voted - For

 

52


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BANK OF AMERICA CORPORATION      
 
Security ID: US0605051046 Ticker: BAC      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1a Elect Director Sharon L. Allen Management For Voted - For
1b Elect Director Frank P. Bramble, Sr. Management For Voted - For
1c Elect Director Pierre J.P. de Weck Management For Voted - For
1d Elect Director Arnold W. Donald Management For Voted - For
1e Elect Director Linda P. Hudson Management For Voted - For
1f Elect Director Monica C. Lozano Management For Voted - For
1g Elect Director Brian T. Moynihan Management For Voted - For
1h Elect Director Lionel L. Nowell, III Management For Voted - For
1i Elect Director Denise L. Ramos Management For Voted - For
1j Elect Director Clayton S. Rose Management For Voted - For
1k Elect Director Michael D. White Management For Voted - For
1l Elect Director Thomas D. Woods Management For Voted - For
1m Elect Director R. David Yost Management For Voted - For
1n Elect Director Maria T. Zuber Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Adopt the Jurisdiction of Incorporation as the      
  Exclusive Forum for Certain Disputes Management For Voted - For
5 Report on Civil Rights and Nondiscrimination Audit Shareholder Against Voted - Against
6 Adopt Fossil Fuel Lending Policy Consistent with      
  IEA's Net Zero 2050 Scenario Shareholder Against Voted - Against
7 Report on Charitable Contributions Shareholder Against Voted - Against
 
BANK OF IRELAND GROUP PLC        
 
Security ID: IE00BD1RP616 Ticker: BIRG      
 
Meeting Date: 26-May-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3a Elect Mark Spain as Director Management For Voted - For
3b Re-elect Giles Andrews as Director Management For Voted - For
3c Re-elect Evelyn Bourke as Director Management For Voted - For
3d Re-elect Ian Buchanan as Director Management For Voted - For
3e Re-elect Eileen Fitzpatrick as Director Management For Voted - For
3f Re-elect Richard Goulding as Director Management For Voted - For
3g Re-elect Michele Greene as Director Management For Voted - For
3h Re-elect Patrick Kennedy as Director Management For Voted - For
3i Re-elect Francesca McDonagh as Director Management For Voted - For
3j Re-elect Fiona Muldoon as Director Management For Voted - For
3k Re-elect Steve Pateman as Director Management For Voted - For
4 Ratify KPMG as Auditors   Management For Voted - For

 

53


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
6 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
7 Approve Remuneration Report Management For Voted - For
8 Authorise Market Purchase of Ordinary Shares Management For Voted - For
9 Authorise Issue of Equity   Management For Voted - For
10 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
11 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
12 Authorise Issue of Equity in Relation to Additional      
  Tier 1 Contingent Equity Conversion Notes Management For Voted - For
13 Authorise Issue of Equity without Pre-emptive      
  Rights in Relation to Additional Tier 1 Contingent      
  Equity Conversion Notes   Management For Voted - For
 
BANKINTER SA        
 
Security ID: ES0113679I37 Ticker: BKT      
 
Meeting Date: 23-Mar-22 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Non-Financial Information Statement Management For Voted - For
3 Approve Discharge of Board Management For Voted - For
4 Approve Allocation of Income and Dividends Management For Voted - For
5.1 Amend Article 24 Re: Board Composition Management For Voted - For
5.2 Amend Article 36 Re: Appointments, Sustainability      
  and Corporate Governance Committee Management For Voted - For
6 Amend Article 16 of General Meeting Regulations Management For Voted - For
7 Renew Appointment of PricewaterhouseCoopers as      
  Auditor   Management For Voted - For
8.1 Elect Alfonso Botin-Sanz de Sautuola y Naveda as      
  Director   Management For Voted - For
8.2 Reelect Teresa Martin-Retortillo Rubio as Director Management For Voted - For
8.3 Fix Number of Directors at 11 Management For Voted - For
9 Approve Restricted Capitalization Reserve Management For Voted - For
10.1 Approve Delivery of Shares under FY 2021 Variable      
  Pay Scheme   Management For Voted - For
10.2 Fix Maximum Variable Compensation Ratio Management For Voted - For
11 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
12 Advisory Vote on Remuneration Report Management For Voted - For
13 Receive Amendments to Board of Directors Regulations Management For Non-Voting

 

54


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BARCO NV        
 
Security ID: BE0974362940 Ticker: BAR      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Receive Directors' and Auditors' Reports      
  (Non-Voting)   Management For Non-Voting
2 Approve Financial Statements, Allocation of Income,      
  and Dividends of EUR 0.40 per Share Management For Voted - For
3 Receive Consolidated Financial Statements and      
  Statutory Reports (Non-Voting) Management For Non-Voting
4.1 Approve Remuneration Policy Management For Voted - For
4.2 Approve Remuneration Report Management For Voted - For
5 Approve Discharge of Directors Management For Voted - For
6 Approve Discharge of Auditors Management For Voted - For
7 Indicate Adisys Corporation, Permanently      
  Represented by Ashok K. Jain, as Independent      
  Director   Management For Voted - For
8 Approve Remuneration of Directors Management For Voted - For
9 Approve Stock Option Plan   Management For Voted - For
 
BASILEA PHARMACEUTICA AG        
 
Security ID: CH0011432447 Ticker: BSLN      
 
Meeting Date: 13-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Treatment of Net Loss Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Reelect Domenico Scala as Director and Board Chair Management For Voted - For
4.2 Elect Leonard Kruimer as Director Management For Voted - For
4.3 Reelect Martin Nicklasson as Director Management For Voted - For
4.4 Reelect Nicole Onetto as Director Management For Voted - For
4.5 Reelect Steven Skolsky as Director Management For Voted - For
4.6 Reelect Thomas Werner as Director Management For Voted - For
5.1 Reappoint Martin Nicklasson as Member of the      
  Compensation Committee   Management For Voted - For
5.2 Reappoint Nicole Onetto as Member of the      
  Compensation Committee   Management For Voted - For
5.3 Reappoint Thomas Werner as Member of the      
  Compensation Committee   Management For Voted - For
6.1 Approve Remuneration of Board of Directors in the      
  Amount of CHF 1.4 Million Management For Voted - For
6.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 6.3 Million Management For Voted - For
6.3 Approve Remuneration Report (Non-Binding) Management For Voted - For

 

55


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Approve Creation of CHF 2 Million Pool of      
  Conditional Capital to Cover Exercise of      
  Convertible Bonds   Management For Voted - For
8 Change Location of Registered Office/Headquarters      
  to Allschwil, Switzerland   Management For Voted - For
9 Designate Caroline Cron as Independent Proxy Management For Voted - For
10 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
 
BAVARIAN NORDIC A/S        
 
Security ID: DK0015998017 Ticker: BAVA      
 
Meeting Date: 05-Apr-22 Meeting Type: Annual      
 
1 Receive Report of Board   Management For Non-Voting
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Allocation of Income Management For Voted - For
4 Approve Remuneration Report (Advisory Vote) Management For Voted - For
5 Approve Discharge of Management and Board Management For Voted - For
6a Reelect Gerard van Odijk as Director Management For Voted - For
6b Reelect Anders Gersel Pedersen as Director Management For Voted - For
6c Reelect Peter Kurstein as Director Management For Voted - For
6d Reelect Frank Verwiel as Director Management For Voted - For
6e Reelect Elizabeth McKee Anderson as Director Management For Voted - For
6f Reelect Anne Louise Eberhard as Director Management For Voted - For
7 Ratify Deloitte as Auditors   Management For Voted - For
8a Approve Creation of DKK 70.5 Million Pool of      
  Capital with Preemptive Rights; Approve Creation of      
  DKK 70.5 Million Pool of Capital without Preemptive      
  Rights; Maximum Increase in Share Capital under      
  Both Authorizations up to DKK 70.5 Million Management For Voted - For
8b Approve Issuance of Warrants for Key Employees;      
  Approve Creation of DKK 14 Million Pool of      
  Conditional Capital to Guarantee Conversion Rights Management For Voted - For
8c Approve Guidelines for Incentive-Based Compensation      
  for Executive Management and Board Management For Voted - For
8d Approve Remuneration of Directors in the Amount of      
  DKK 750,000 for Chairman, DKK 450,000 for Vice      
  Chairman, and DKK 300,000 for Other Directors;      
  Approve Committee Fees; Approve Meeting Fees Management For Voted - For
8e Authorize Share Repurchase Program Management For Voted - For
 
BAWAG GROUP AG        
 
Security ID: AT0000BAWAG2 Ticker: BG      
 
Meeting Date: 28-Mar-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting

 

56


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Approve Allocation of Income and Dividends of EUR      
  3.00 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify KPMG Austria GmbH as Auditors for Fiscal      
  Year 2023   Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Amend Articles Re: Supervisory Board Composition Management For Voted - For
8 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
 
BE SEMICONDUCTOR INDUSTRIES NV      
 
Security ID: NL0012866412 Ticker: BESI      
 
Meeting Date: 29-Apr-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Receive Annual Report (Non-Voting) Management For Non-Voting
3 Approve Remuneration Report Management For Voted - For
4 Adopt Financial Statements and Statutory Reports Management For Voted - For
5.a Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
5.b Approve Dividends of EUR 3.33 Per Share Management For Voted - For
6.a Approve Discharge of Management Board Management For Voted - For
6.b Approve Discharge of Supervisory Board Management For Voted - For
7.a Reelect Carlo Bozotti to Supervisory Board Management For Voted - For
7.b Reelect Niek Hoek to Supervisory Board Management For Voted - For
8 Grant Board Authority to Issue Shares Up To 10      
  Percent of Issued Capital and Exclude Pre-emptive      
  Rights   Management For Voted - For
9 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
10 Approve Reduction in Share Capital through      
  Cancellation of Shares   Management For Voted - For
11 Ratify Ernst & Young Accountants LLP as Auditors Management For Voted - For
12 Other Business (Non-Voting) Management For Non-Voting
13 Close Meeting   Management For Non-Voting
 
BEIJER REF AB        
 
Security ID: SE0015949748 Ticker: BEIJ.B      
 
Meeting Date: 07-Apr-22 Meeting Type: Annual      
 
1 Elect Katarina Olsson as Chairman of Meeting Management For Voted - For
2 Designate Inspector(s) of Minutes of Meeting Management For Non-Voting
3 Prepare and Approve List of Shareholders Management For Non-Voting

 

57


 

PineBridge Dynamic Asset Allocation Fund






Proposal Proposed by Mgt. Position Registrant Voted
 
4 Approve Agenda of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive President's Report Management For Non-Voting
7 Receive Financial Statements and Statutory Reports Management For Non-Voting
8.a Accept Financial Statements and Statutory Reports Management For Voted - For
8.b Approve Allocation of Income and Dividends of SEK      
  1.10 Per Share Management For Voted - For
8.c Approve Remuneration Report Management For Voted - For
8.d1 Approve Discharge of Kate Swann Management For Voted - For
8.d2 Approve Discharge of Joen Magnusson Management For Voted - For
8.d3 Approve Discharge of Per Bertland Management For Voted - For
8.d4 Approve Discharge of Kerstin Lindvall Management For Voted - For
8.d5 Approve Discharge of William Striebe Management For Voted - For
8.d6 Approve Discharge of Albert Gustafsson Management For Voted - For
8.d7 Approve Discharge of Frida Norrbom Sams Management For Voted - For
8.d8 Approve Discharge of Peter Jessen Jurgensen Management For Voted - For
8.d9 Approve Discharge of Bernt Ingman Management For Voted - For
8.d10                    Approve Discharge of Gregory Alcorn Management For Voted - For
8.d11                    Approve Discharge of Monika Gimre Management For Voted - For
8.d12                    Approve Discharge of Christopher Norbye Management For Voted - For
9 Determine Number of Members (7) and Deputy Members      
  of Board (0) Management For Voted - For
10 Approve Remuneration of Directors in the Amount of      
  SEK 815,000 for Chairman andSEK 395,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
11 Approve Remuneration of Auditors Management For Voted - For
12.a Reelect Kate Swann as Director Management For Voted - Against
12.b Reelect Joen Magnusson as Director Management For Voted - Against
12.c Reelect Albert Gustafsson as Director Management For Voted - Against
12.d Reelect Per Bertland as Director Management For Voted - Against
12.e Reelect Frida Norrbom Sams as Director Management For Voted - For
12.f Reelect Kerstin Lindvall as Director Management For Voted - For
12.g Reelect William Striebe as Director Management For Voted - Against
12.h Reelect Kate Swann as Board Chair Management For Voted - Against
13 Ratify Deloitte as Auditors Management For Voted - For
14 Approve Stock Option Plan for Key Employees;      
  Authorize Share Repurchase Program to Finance      
  Equity Plan; Authorize Transfer of up to 1.6      
  Million Class B Shares in Connection with Incentive      
  Program Management For Voted - For
15 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
16 Approve Creation of Pool of Capital without      
  Preemptive Rights Management For Voted - For
17 Close Meeting Management For Non-Voting

 

58


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BELIMO HOLDING AG        
 
Security ID: CH1101098163 Ticker: BEAN      
 
Meeting Date: 28-Mar-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  8.50 per Share   Management For Voted - For
3 Approve Remuneration Report (Non-Binding) Management For Voted - For
4 Approve Discharge of Board of Directors Management For Voted - For
5.1 Approve Fixed Remuneration of Directors in the      
  Amount of CHF 970,000   Management For Voted - For
5.2 Approve Fixed and Variable Remuneration of      
  Executive Committee in the Amount of CHF 6.9 Million Management For Voted - For
6.1.1 Reelect Adrian Altenburger as Director Management For Voted - For
6.1.2 Reelect Patrick Burkhalter as Director Management For Voted - For
6.1.3 Reelect Sandra Emme as Director Management For Voted - For
6.1.4 Reelect Urban Linsi as Director Management For Voted - For
6.1.5 Reelect Stefan Ranstrand as Director Management For Voted - For
6.1.6 Reelect Martin Zwyssig as Director Management For Voted - For
6.2.1 Reelect Patrick Burkhalter as Board Chairman Management For Voted - For
6.2.2 Reelect Martin Zwyssig as Deputy Chairman Management For Voted - For
6.3.1 Reappoint Sandra Emme as Member of the Compensation      
  Committee   Management For Voted - For
6.3.2 Reappoint Adrian Altenburger as Member of the      
  Compensation Committee   Management For Voted - For
6.3.3 Reappoint Urban Linsi as Member of the Compensation      
  Committee   Management For Voted - For
6.4 Designate Proxy Voting Services GmbH as Independent      
  Proxy   Management For Voted - For
6.5 Ratify KPMG AG as Auditors Management For Voted - For
7 Transact Other Business (Voting) Management For Voted - Against
 
BEST BUY CO., INC.        
 
Security ID: US0865161014 Ticker: BBY      
 
Meeting Date: 09-Jun-22 Meeting Type: Annual      
 
1a Elect Director Corie S. Barry Management For Voted - For
1b Elect Director Lisa M. Caputo Management For Voted - For
1c Elect Director J. Patrick Doyle Management For Voted - For
1d Elect Director David W. Kenny Management For Voted - For
1e Elect Director Mario J. Marte Management For Voted - For
1f Elect Director Karen A. McLoughlin Management For Voted - For
1g Elect Director Thomas L. "Tommy" Millner Management For Voted - For
1h Elect Director Claudia F. Munce Management For Voted - For
1i Elect Director Richelle P. Parham Management For Voted - For
1j Elect Director Steven E. Rendle Management For Voted - For
1k Elect Director Eugene A. Woods Management For Voted - For

 

59


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
BETSSON AB        
 
Security ID: SE0015672282 Ticker: BETS.B      
 
Meeting Date: 25-Oct-21 Meeting Type: Extraordinary Shareholders    
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4 Prepare and Approve List of Shareholders Management For Non-Voting
5 Approve Agenda of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
  Shareholder Proposals Submitted by Hamberg      
  Forvalning AB   Management For Non-Voting
7 Determine Number of Members (6) and Deputy Members      
  (0) of Board   Shareholder None Voted - Against
8 Approve Remuneration of Directors Shareholder None Voted - Against
9.1 Reelect Fredrik Carlsson as Director Shareholder None Voted - Against
9.2 Reelect Jan Nord as Director Shareholder None Voted - Against
9.3 Reelect Johan Lundberg as Director Shareholder None Voted - Against
9.4 Reelect Eva Leach as Director Shareholder None Voted - Against
9.5 Elect Pontus Lindwall as New Director Shareholder None Voted - Against
9.6 Elect Peter Hamberg as New Director Shareholder None Voted - Against
9.7 Elect Johan Lundberg as Board Chair Shareholder None Voted - Against
10 Amend Instructions for Nominating Committee Shareholder None Voted - Against
11 Close Meeting   Management For Non-Voting
 
BETSSON AB        
 
Security ID: SE0017767742 Ticker: BETS.B      
 
Meeting Date: 10-May-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
9.1 Approve Discharge of Board Member Fredrik Carlsson Management For Voted - For
9.2 Approve Discharge of Board Member Peter Hamberg Management For Voted - For
9.3 Approve Discharge of Board Member Eva Leach Management For Voted - For
9.4 Approve Discharge of Board Member Pontus Lindwall Management For Voted - For

 

60


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9.5 Approve Discharge of CEO Pontus Lindwall Management For Voted - For
9.6 Approve Discharge of Board Member Johan Lundberg Management For Voted - For
9.7 Approve Discharge of Board Member Andrew McCue Management For Voted - For
9.8 Approve Discharge of Board Member Jan Nord Management For Voted - For
9.9 Approve Discharge of Board Member Patrick Svensk Management For Voted - For
10 Determine Number of Members (7) and Deputy Members      
  (0) of Board; Determine Number of Auditors (1) and      
  Deputy Auditors (0)   Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  SEK 940,000 to Chairman and SEK 470,000 for Other      
  Directors; Approve Remuneration for Committee Work;      
  Approve Remuneration of Auditors Management For Voted - For
12.1a Elect Eva de Falck as New Director Management For Voted - For
12.1bReelect Peter Hamberg as Director Management For Voted - For
12.1c Reelect Eva Leach as Director Management For Voted - For
12.1dReelect Pontus Lindwall as Director Management For Voted - For
12.1e Reelect Johan Lundberg as Director Management For Voted - For
12.1f Elect Louise Nylen as New Director Management For Voted - For
12.1gElect Tristan Sjoberg as New Director Management For Voted - For
12.2 Reelect Johan Lundberg as Board Chair Management For Voted - For
12.3 Ratify PricewaterhouseCoopers AB as Auditors Management For Voted - For
13 Authorize Chairman of Board and Representatives of      
  Three of Company's Largest Shareholders to Serve on      
  Nominating Committee   Management For Voted - For
14 Approve Remuneration Report Management For Voted - For
15.a Approve Incentive Program Based on Transferable      
  Call Options Mainly for Employees in Sweden Management For Voted - For
15.b Approve Stock Option Plan for Key Employees Management For Voted - For
16 Approve 2:1 Stock Split; Approve SEK 4.7 Million      
  Reduction in Share Capital via Share Cancellation;      
  Approve Capitalization of Reserves of SEK 4.7      
  Million for a Bonus Issue   Management For Voted - For
17 Approve 2:1 Stock Split; Approve SEK 4.7 Million      
  Reduction in Share Capital via Share Cancellation;      
  Approve Capitalization of Reserves of SEK 4.7      
  Million for a Bonus Issue - (Second Occasion) Management For Voted - For
18 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
19 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Voted - For
20 Amend Articles Re: Company Name; Equity Related;      
  Board Related; Postal Voting Management For Voted - For
 
BICO GROUP AB        
 
Security ID: SE0013647385 Ticker: BICO      
 
Meeting Date: 17-Nov-21 Meeting Type: Extraordinary Shareholders    
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Designate Inspector(s) of Minutes of Meeting Management For Voted - For

 

61


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Determine Number of Members (7) and Deputy Members      
  (0) of Board; Elect Susan Tousi as New Director Management For Voted - For
7 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Voted - Against
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4 Prepare and Approve List of Shareholders Management For Non-Voting
5 Approve Agenda of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management For Non-Voting
8.a Accept Financial Statements and Statutory Reports Management For Voted - For
8.b Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
8.c1 Approve Discharge of Board Chair Carsten Browall Management For Voted - For
8.c2 Approve Discharge of Board Member Aristotelis Nastos Management For Voted - For
8.c3 Approve Discharge of Board Member Bengt Sjoholm Management For Voted - For
8.c4 Approve Discharge of Board Member Christian      
  Wildmoser   Management For Voted - For
8.c5 Approve Discharge of Board Member Susan Tousi Management For Voted - For
8.c6 Approve Discharge of Board Member Helena Skantorp Management For Voted - For
8.c7 Approve Discharge of Board Member and CEO Erik      
  Gatenholm   Management For Voted - For
9 Determine Number of Members (8) and Deputy Members      
  (0) of Board; Determine Number of Auditors (1) and      
  Deputy Auditors (0)   Management For Voted - For
10.a Reelect Carsten Browall as Director Management For Voted - For
10.b Reelect Erik Gatenholm as Director Management For Voted - For
10.c Reelect Bengt Sjoholm as Director Management For Voted - For
10.d Reelect Helena Skantorp as Director Management For Voted - For
10.e Reelect Susan Tousi as Director Management For Voted - For
10.f Reelect Christian Wildmoser as Director Management For Voted - For
10.g Reelect Rolf Classon as Director Management For Voted - For
10.h Reelect Ulrika Dellby as Director Management For Voted - For
11 Reelect Carsten Browall as Board Chair Management For Voted - For
12 Ratify Deloitte as Auditors Management For Voted - For
13 Approve Remuneration of Directors in the Amount of      
  SEK 600,000 for Chair and SEK 250,000 For Other      
  Directors; Approve Remuneration for Committee Work;      
  Approve Remuneration of Auditors Management For Voted - For
14 Approve Remuneration Report Management For Voted - For
15 Approve Issuance of up to 10 Percent of Share      
  Capital without Preemptive Rights Management For Voted - For
16 Close Meeting   Management For Non-Voting

 

62


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BIG YELLOW GROUP PLC        
 
Security ID: GB0002869419 Ticker: BYG      
 
Meeting Date: 22-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Approve Final Dividend   Management For Voted - For
5 Re-elect Richard Cotton as Director Management For Voted - For
6 Re-elect Jim Gibson as Director Management For Voted - For
7 Re-elect Dr Anna Keay as Director Management For Voted - For
8 Re-elect Adrian Lee as Director Management For Voted - For
9 Re-elect Vince Niblett as Director Management For Voted - For
10 Re-elect John Trotman as Director Management For Voted - For
11 Re-elect Nicholas Vetch as Director Management For Voted - For
12 Re-elect Laela Pakpour Tabrizi as Director Management For Voted - For
13 Elect Heather Savory as Director Management For Voted - For
14 Reappoint KPMG LLP as Auditors Management For Voted - For
15 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
16 Authorise Issue of Equity   Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
BILFINGER SE        
 
Security ID: DE0005909006 Ticker: GBF      
 
Meeting Date: 11-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  4.75 per Share   Management For Voted - For
3.1 Approve Discharge of Management Board Member Thomas      
  Blades (from January 1, 2021 to January 19, 2021)      
  for Fiscal Year 2021   Management For Voted - For
3.2 Approve Discharge of Management Board Member Duncan      
  Hall for Fiscal Year 2021   Management For Voted - For
3.3 Approve Discharge of Management Board Member      
  Christina Johansson for Fiscal Year 2021 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member      
  Eckhard Cordes for Fiscal Year 2021 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member      
  Stephan Brueckner for Fiscal Year 2021 Management For Voted - For

 

63


 






  PineBridge Dynamic Asset Allocation Fund
 
Proposal Proposed by Mgt. Position Registrant Voted
 
 
4.3 Approve Discharge of Supervisory Board Member      
  Agnieszka Al-Selwi for Fiscal Year 2021 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member      
  Vanessa Barth (from April 15, 2021 to December 31,      
  2021) for Fiscal Year 2021 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member      
  Werner Brandstetter (from April 15, 2021 to      
  December 31, 2021) for Fiscal Year 2021 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member      
  Roland Busch (from April 15, 2021 to December 31,      
  2021) for Fiscal Year 2021 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member      
  Dorothee Deuring (from January 1, 2021 to April 15,      
  2021) for Fiscal Year 2021 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member Ralph      
  Heck (from January 1, 2021 to April 15, 2021) for      
  Fiscal Year 2021 Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member      
  Susanne Hupe (from January 1, 2021 to April 15,      
  2021) for Fiscal Year 2021 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member      
  Rainer Knerler for Fiscal Year 2021 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member Janna      
  Koeke (from January 1, 2021 to April 15, 2021) for      
  Fiscal Year 2021 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member Frank      
  Lutz for Fiscal Year 2021 Management For Voted - For
4.13 Approve Discharge of Supervisory Board Member Silke      
  Maurer (from April 15, 2021 to December 31) for      
  Fiscal Year 2021 Management For Voted - For
4.14 Approve Discharge of Supervisory Board Member      
  Robert Schuchna for Fiscal Year 2021 Management For Voted - For
4.15 Approve Discharge of Supervisory Board Member Joerg      
  Sommer for Fiscal Year 2021 Management For Voted - For
4.16 Approve Discharge of Supervisory Board Member      
  Bettina Volkens for Fiscal Year 2021 Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2022 and for the Review of Interim      
  Financial Statements for the First Half of Fiscal      
  Year 2022 Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
8 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
9 Authorize Use of Financial Derivatives when      
  Repurchasing Shares Management For Voted - For
10 Approve Creation of EUR 66.3 Million Pool of      
  Authorized Capital with or without Exclusion of      
  Preemptive Rights Management For Voted - For

 

64


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BILIBILI, INC.        
 
Security ID: KYG1098A1013 Ticker: 9626      
 
Meeting Date: 30-Jun-22 Meeting Type: Annual      
 
  Meeting for ADR Holders   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Elect JP Gan as Director   Management For Voted - For
3 Elect Eric He as Director   Management For Voted - For
4 Elect Feng Li as Director   Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Approve Cloud Services Agreement, Proposed Annual      
  Caps and Related Transactions Management For Voted - For
8 Approve Collaboration Agreements, Proposed Annual      
  Caps and Related Transactions Management For Voted - For
9 Adopt New Articles of Association Management For Voted - For
 
BILL.COM HOLDINGS, INC.        
 
Security ID: US0900431000 Ticker: BILL      
 
Meeting Date: 09-Dec-21 Meeting Type: Annual      
 
1.1 Elect Director Allison Mnookin Management For Voted - Withheld
1.2 Elect Director Steven Piaker   Management For Voted - Withheld
1.3 Elect Director Rory O'Driscoll Management For Voted - Withheld
1.4 Elect Director Steve Fisher   Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
 
BILLERUDKORSNAS AB        
 
Security ID: SE0000862997 Ticker: BILL      
 
Meeting Date: 10-May-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chair of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Non-Voting
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Approve Agenda of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management For Non-Voting
8.a Accept Financial Statements and Statutory Reports Management For Voted - For
8.b Approve Allocation of Income and Dividends of SEK      
  4.30 Per Share   Management For Voted - For

 

65


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8.c1 Approve Discharge of Tobias Auchli Management For Voted - For
8.c2 Approve Discharge of Andrea Gisle Joosen Management For Voted - For
8.c3 Approve Discharge of Bengt Hammar Management For Voted - For
8.c4 Approve Discharge of Michael M.F. Kaufmann Management For Voted - For
8.c5 Approve Discharge of Kristina Schauman Management For Voted - For
8.c6 Approve Discharge of Victoria Van Camp Management For Voted - For
8.c7 Approve Discharge of Jan Astrom Management For Voted - For
8.c8 Approve Discharge of Jan Svensson Management For Voted - For
8.c9 Approve Discharge of Per Bertilsson Management For Voted - For
8.c10 Approve Discharge of Nicklas Johansson Management For Voted - For
8.c11 Approve Discharge of Bo Knoos Management For Voted - For
8.c12 Approve Discharge of Ulrika Gustafsson Management For Voted - For
8.c13 Approve Discharge of Gunnevi Lehtinen Johansson Management For Voted - For
8.c14 Approve Discharge of Christoph Michalski Management For Voted - For
9 Approve Remuneration Report Management For Voted - For
10 Determine Number of Members (7) and Deputy Members      
  (0) of Board   Management For Voted - For
11.1 Approve Remuneration of Directors in the Amount of      
  SEK 1.65 Million for Chair and SEK 560,000 for      
  Other Directors   Management For Voted - For
11.2 Approve Remuneration for Committee Work Management For Voted - For
11.3 Approve Remuneration of Auditors Management For Voted - For
12.a Reelect Andrea Gisle Joosen as Director Management For Voted - For
12.b Reelect Bengt Hammar as Director Management For Voted - For
12.c Reelect Jan Svensson as Director Management For Voted - Against
12.d Reelect Victoria Van Camp as Director Management For Voted - For
12.e Reelect Jan Astrom as Director Management For Voted - For
12.f Elect Florian Heiser as New Director Management For Voted - For
12.g Elect Magnus Nicolin as New Director Management For Voted - For
13 Elect Jan Svensson as Board Chair Management For Voted - Against
14 Ratify KPMG as Auditors   Management For Voted - For
15 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
16.a Approve Performance Share Plan LTIP 2022 Management For Voted - For
16.b Approve Equity Plan Financing Management For Voted - For
17 Change Company Name to Billerud Aktiebolag Management For Voted - For
18 Approve Issuance of Shares in Connection with      
  Acquisition of Verso Corporation Management For Voted - For
19 Close Meeting   Management For Non-Voting
 
BIM BIRLESIK MAGAZALAR AS        
 
Security ID: TREBIMM00018 Ticker: BIMAS.E      
 
Meeting Date: 07-Jun-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting, Elect Presiding Council of Meeting      
  and Authorize Presiding Council to Sign Minutes of      
  Meeting   Management For Voted - For

 

66


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Accept Board Report   Management For Voted - For
3 Accept Audit Report   Management For Voted - For
4 Accept Financial Statements   Management For Voted - For
5 Approve Discharge of Board Management For Voted - For
6 Approve Allocation of Income Management For Voted - For
7 Amend Corporate Purpose   Management For Voted - For
8 Elect Directors and Approve Their Remuneration Management For Voted - Against
9 Grant Permission for Board Members to Engage in      
  Commercial Transactions with Company and Be      
  Involved with Companies with Similar Corporate      
  Purpose in Accordance with Articles 395 and 396 of      
  Turkish Commercial Law   Management For Voted - For
10 Receive Information on Share Repurchase Program Management For Non-Voting
11 Receive Information on Donations Made in 2021 Management For Non-Voting
12 Receive Information on Guarantees, Pledges and      
  Mortgages Provided to Third Parties Management For Non-Voting
13 Ratify External Auditors   Management For Voted - For
14 Wishes   Management For Non-Voting
 
BLOCK, INC.        
 
Security ID: US8522341036 Ticker: SQ      
 
Meeting Date: 14-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Jack Dorsey   Management For Voted - Withheld
1.2 Elect Director Paul Deighton Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Approve Recapitalization Plan for all Stock to Have      
  One-vote per Share   Shareholder Against Voted - For
 
BNP PARIBAS SA        
 
Security ID: FR0000131104 Ticker: BNP      
 
Meeting Date: 24-Sep-21 Meeting Type: Ordinary Shareholders    
 
  Ordinary Business   Management For Non-Voting
1 Approve Allocation of Income and Additional      
  Dividend of EUR 1.55 per Share Management For Voted - For
2 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
Meeting Date: 17-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For

 

67


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
3 Approve Allocation of Income and Dividends of EUR      
  3.67 per Share Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Management For Voted - For
5 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital Management For Voted - For
6 Reelect Jean Laurent Bonnafe as Director Management For Voted - For
7 Reelect Marion Guillou as Director Management For Voted - For
8 Reelect Michel Tilmant as Director Management For Voted - For
9 Elect Lieve Logghe as Director Management For Voted - For
10 Approve Remuneration Policy of Directors Management For Voted - For
11 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
12 Approve Remuneration Policy of CEO and Vice-CEOs Management For Voted - For
13 Approve Compensation Report of Corporate Officers Management For Voted - For
14 Approve Compensation of Jean Lemierre, Chairman of      
  the Board Management For Voted - For
15 Approve Compensation of Jean-Laurent Bonnafe, CEO Management For Voted - For
16 Approve Compensation of Philippe Bordenave,      
  Vice-CEO Until 18 May 2021 Management For Voted - For
17 Approve Compensation of Yann Gerardin, Vice-CEO      
  Since 18 May 2021 Management For Voted - For
18 Approve Compensation of Thierry Laborde, Vice-CEO      
  Since 18 May 2021 Management For Voted - For
19 Approve the Overall Envelope of Compensation of      
  Certain Senior Management, Responsible Officers and      
  the Risk-takers Management For Voted - For
20 Approve Remuneration of Directors in the Aggregate      
  Amount of EUR 1.54 Million Management For Voted - For
  Extraordinary Business Management For Non-Voting
21 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 985 Million Management For Voted - For
22 Authorize Capital Increase of Up to EUR 240 Million      
  for Future Exchange Offers Management For Voted - For
23 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
24 Set Total Limit for Capital Increase to Result from      
  Issuance Requests Under Items 22 and 23 at EUR 240      
  Million Management For Voted - For
25 Authorize Capitalization of Reserves of Up to EUR      
  985 Million for Bonus Issue or Increase in Par Value Management For Voted - For
26 Set Total Limit for Capital Increase to Result from      
  Issuance Requests Under Items 21 and 23 at EUR 985      
  Million Management For Voted - For
27 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Management For Voted - For
28 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
29 Authorize Filing of Required Documents/Other      
  Formalities Management For Voted - For

 

68


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BOOZ ALLEN HAMILTON HOLDING CORPORATION      
 
Security ID: US0995021062 Ticker: BAH      
 
Meeting Date: 28-Jul-21 Meeting Type: Annual      
 
1a Elect Director Horacio D. Rozanski Management For Voted - For
1b Elect Director Ian Fujiyama   Management For Voted - For
1c Elect Director Mark E. Gaumond Management For Voted - For
1d Elect Director Gretchen W. McClain Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
BOSSARD HOLDING AG        
 
Security ID: CH0238627142 Ticker: BOSN      
 
Meeting Date: 11-Apr-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  (Non-Voting)   Management For Non-Voting
2.1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.2 Approve Remuneration Report Management For Voted - For
2.3 Approve Discharge of Board and Senior Management Management For Voted - For
2.4 Approve Allocation of Income and Dividends of CHF      
  5.10 per Category A Registered Share and CHF 1.02      
  per Category B Registered Share Management For Voted - For
3 Amend Articles Re: Remuneration of the Board of      
  Directors and Executive Committee Management For Voted - For
4.1 Reelect David Dean as Director Representing Holders      
  of Category A Registered Shares Management For Voted - For
4.2.1 Reelect Thomas Schmuckli as Director and as Board      
  Chairman   Management For Voted - For
4.2.2 Reelect Stefan Michel as Director Management For Voted - For
4.2.3 Reelect Rene Cotting as Director Management For Voted - For
4.2.4 Reelect Martin Kuehn as Director Management For Voted - For
4.2.5 Reelect Patricia Heidtman as Director Management For Voted - For
4.2.6 Reelect David Dean as Director Management For Voted - For
4.2.7 Reelect Petra Ehmann as Director Management For Voted - For
4.2.8 Reelect Marcel Keller as Director Management For Voted - For
4.3.1 Reappoint David Dean as Member of the Compensation      
  Committee   Management For Voted - For
4.3.2 Reappoint Stefan Michel as Member of the      
  Compensation Committee   Management For Voted - For
4.3.3 Reappoint Patricia Heidtman as Member of the      
  Compensation Committee   Management For Voted - For
4.3.4 Reappoint Marcel Keller as Member of the      
  Compensation Committee   Management For Voted - For
4.4 Designate Rene Peyer as Independent Proxy Management For Voted - For
5 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For

 

69


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6.1 Approve Remuneration of Directors in the Amount of      
  CHF 1.8 Million   Management For Voted - For
6.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 7 Million for Fiscal Year 2022 Management For Voted - For
6.3 Approve Remuneration of Executive Committee in the      
  Amount of CHF 7 Million for Fiscal Year 2023 Management For Voted - For
7 Transact Other Business (Voting) Management For Voted - Against
 
BOSTON SCIENTIFIC CORPORATION      
 
Security ID: US1011371077 Ticker: BSX      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1a Elect Director Nelda J. Connors Management For Voted - For
1b Elect Director Charles J. Dockendorff Management For Voted - For
1c Elect Director Yoshiaki Fujimori Management For Voted - For
1d Elect Director Donna A. James Management For Voted - For
1e Elect Director Edward J. Ludwig Management For Voted - For
1f Elect Director Michael F. Mahoney Management For Voted - For
1g Elect Director David J. Roux Management For Voted - For
1h Elect Director John E. Sununu Management For Voted - For
1i Elect Director David S. Wichmann Management For Voted - For
1j Elect Director Ellen M. Zane Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
 
BPER BANCA SPA        
 
Security ID: IT0000066123 Ticker: BPE      
 
Meeting Date: 20-Apr-22 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Approve Remuneration of Directors Management For Voted - For
4 Integrate Remuneration of External Auditors Management For Voted - For
5 Approve Remuneration Policy Management For Voted - For
6 Approve Second Section of the Remuneration Report Management For Voted - For
7 Approve Incentive Bonus Plan Management For Voted - For
8 Approve Long-Term Incentive Plan 2022-2024 Management For Voted - Against
9 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares to Service 2022-2024      
  Long-Term Incentive Plan, 2022 MBO Incentive Plan      
  and for Any Severance Payments Management For Voted - For
10 Receive Report on Internal Control Policies Re:      
  Circular Letter N. 285 Bank of Italy Management For Non-Voting

 

70


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
BPOST SA        
 
Security ID: BE0974268972 Ticker: BPOST      
 
Meeting Date: 11-May-22 Meeting Type: Ordinary Shareholders    
 
  Ordinary Shareholders' Meeting Agenda Management For Non-Voting
1 Receive Directors' Reports (Non-Voting) Management For Non-Voting
2 Receive Auditors' Reports (Non-Voting) Management For Non-Voting
3 Receive Consolidated Financial Statements and      
  Statutory Reports (Non-Voting) Management For Non-Voting
4 Approve Financial Statements, Allocation of Income,      
  and Dividends of EUR 0.49 per Share Management For Voted - For
5 Approve Remuneration Report Management For Voted - For
6 Approve Discharge of Directors Management For Voted - For
7 Approve Discharge of Auditors Management For Voted - For
8.1 Reelect Michael Stone as Independent Director Management For Voted - For
8.2 Elect David Cunningham as Independent Director Management For Voted - For
9 Authorize Implementation of Approved Resolutions      
  and Filing of Required Documents/Formalities at      
  Trade Registry   Management For Voted - For
 
BRITISH AMERICAN TOBACCO PLC      
 
Security ID: GB0002875804 Ticker: BATS      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Policy Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Reappoint KPMG LLP as Auditors Management For Voted - For
5 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
6 Re-elect Luc Jobin as Director Management For Voted - For
7 Re-elect Jack Bowles as Director Management For Voted - For
8 Re-elect Tadeu Marroco as Director Management For Voted - For
9 Re-elect Sue Farr as Director Management For Voted - For
10 Re-elect Karen Guerra as Director Management For Voted - For
11 Re-elect Holly Keller Koeppel as Director Management For Voted - For
12 Re-elect Savio Kwan as Director Management For Voted - For
13 Re-elect Dimitri Panayotopoulos as Director Management For Voted - For
14 Re-elect Darrell Thomas as Director Management For Voted - For
15 Elect Kandy Anand as Director Management For Voted - For
16 Authorise UK Political Donations and Expenditure Management For Voted - For
17 Authorise Issue of Equity Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For

 

71


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
BROADCOM INC.        
 
Security ID: US11135F1012 Ticker: AVGO      
 
Meeting Date: 04-Apr-22 Meeting Type: Annual      
 
1a Elect Director Diane M. Bryant Management For Voted - For
1b Elect Director Gayla J. Delly Management For Voted - For
1c Elect Director Raul J. Fernandez Management For Voted - For
1d Elect Director Eddy W. Hartenstein Management For Voted - For
1e Elect Director Check Kian Low Management For Voted - For
1f Elect Director Justine F. Page Management For Voted - For
1g Elect Director Henry Samueli Management For Voted - For
1h Elect Director Hock E. Tan   Management For Voted - For
1i Elect Director Harry L. You   Management For Voted - Against
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
BROOKFIELD RENEWABLE CORPORATION      
 
Security ID: CA11284V1058 Ticker: BEPC      
 
Meeting Date: 14-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Jeffrey Blidner Management For Voted - Withheld
1.2 Elect Director Scott Cutler   Management For Voted - For
1.3 Elect Director Sarah Deasley Management For Voted - For
1.4 Elect Director Nancy Dorn   Management For Voted - For
1.5 Elect Director Eleazar de Carvalho Filho Management For Voted - For
1.6 Elect Director Randy MacEwen Management For Voted - For
1.7 Elect Director David Mann   Management For Voted - For
1.8 Elect Director Lou Maroun   Management For Voted - For
1.9 Elect Director Stephen Westwell Management For Voted - For
1.10 Elect Director Patricia Zuccotti Management For Voted - For
2 Approve Ernst & Young LLP as Auditors and Authorize      
  Board to Fix Their Remuneration Management For Voted - For
 
BRUNELLO CUCINELLI SPA        
 
Security ID: IT0004764699 Ticker: BC      
 
Meeting Date: 27-Apr-22 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3.1 Approve Remuneration Policy Management For Voted - Against

 

72


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
3.2 Approve Second Section of the Remuneration Report Management For Voted - For
4 Approve 2022-2024 Stock Grant Plan Management For Voted - Against
5 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares to Service 2022-2024 Stock      
  Grant Plan   Management For Voted - Against
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
BUCHER INDUSTRIES AG        
 
Security ID: CH0002432174 Ticker: BUCN      
 
Meeting Date: 12-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  9.50 per Share   Management For Voted - For
4.1.1 Reelect Anita Hauser as Director Management For Voted - Against
4.1.2 Reelect Michael Hauser as Director Management For Voted - Against
4.1.3 Reelect Martin Hirzel as Director Management For Voted - For
4.1.4 Reelect Philip Mosimann as Director and Board      
  Chairman   Management For Voted - Against
4.1.5 Reelect Valentin Vogt as Director Management For Voted - For
4.2 Elect Stefan Scheiber as Director Management For Voted - Against
4.3.1 Reappoint Anita Hauser as Member of the Nomination      
  and Compensation Committee Management For Voted - Against
4.3.2 Reappoint Valentin Vogt as Member of the Nomination      
  and Compensation Committee Management For Voted - For
4.4 Designate Keller KLG as Independent Proxy Management For Voted - For
4.5 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
5.1 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 3.5 Million Management For Voted - For
5.2 Approve Remuneration Report (Non-Binding) Management For Voted - For
5.3 Approve Remuneration of Directors in the Amount of      
  CHF 1.3 Million   Management For Voted - For
5.4 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 4.8 Million Management For Voted - For
6 Transact Other Business (Voting) Management For Voted - Against
 
BURBERRY GROUP PLC        
 
Security ID: GB0031743007 Ticker: BRBY      
 
Meeting Date: 14-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Dr Gerry Murphy as Director Management For Voted - For
5 Re-elect Marco Gobbetti as Director Management For Voted - For

 

73


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Re-elect Julie Brown as Director Management For Voted - For
7 Re-elect Fabiola Arredondo as Director Management For Voted - For
8 Re-elect Sam Fischer as Director Management For Voted - For
9 Re-elect Ron Frasch as Director Management For Voted - For
10 Re-elect Matthew Key as Director Management For Voted - For
11 Re-elect Debra Lee as Director Management For Voted - For
12 Re-elect Dame Carolyn McCall as Director Management For Voted - For
13 Re-elect Orna NiChionna as Director Management For Voted - For
14 Elect Antoine de Saint-Affrique as Director Management For Voted - For
15 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
16 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
17 Approve International Free Share Plan Management For Voted - For
18 Approve Share Incentive Plan Management For Voted - For
19 Approve Sharesave Plan   Management For Voted - For
20 Authorise UK Political Donations and Expenditure Management For Voted - For
21 Authorise Issue of Equity   Management For Voted - For
22 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
23 Authorise Market Purchase of Ordinary Shares Management For Voted - For
24 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
25 Adopt New Articles of Association Management For Voted - For
 
BURE EQUITY AB        
 
Security ID: SE0000195810 Ticker: BURE      
 
Meeting Date: 03-May-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7.a Accept Financial Statements and Statutory Reports Management For Voted - For
7.b Approve Allocation of Income and Dividends of SEK      
  2.25 Per Share   Management For Voted - For
7.c1 Approve Discharge of Patrik Tigerschiold as Chairman Management For Voted - For
7.c2 Approve Discharge of Carl Bjorkman Management For Voted - For
7.c3 Approve Discharge of Carsten Browall Management For Voted - For
7.c4 Approve Discharge of Bengt Engstrom Management For Voted - For
7.c5 Approve Discharge of Charlotta Flavin Management For Voted - For
7.c6 Approve Discharge of Sarah McPhee Management For Voted - For
7.c7 Approve Discharge of CEO Henrik Blomquist Management For Voted - For
8 Determine Number of Members (6) and Deputy Members      
  of Board (0)   Management For Voted - For
9 Approve Remuneration of Directors in the Amount of      
  SEK 2.2 Million for Chairman and SEK 350,000 for      
  Other Directors   Management For Voted - For

 

74


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
10.1 Reelect Carl Bjorkman as Director Management For Voted - For
10.2 Reelect Carsten Browall as Director Management For Voted - Against
10.3 Reelect Charlotta Falvin as Director Management For Voted - Against
10.4 Reelect Sarah McPhee as Director Management For Voted - For
10.5 Elect Birgitta Stymme Goransson as New Director Management For Voted - For
10.6 Reelect Patrik Tigerschiold (Chair) as Director Management For Voted - Against
11 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
12 Approve Remuneration of Auditors Management For Voted - For
13 Authorize Chairman and Representatives of Three of      
  Company's Largest Shareholders to Serve on      
  Nominating Committee   Management For Voted - For
14 Approve Remuneration Report Management For Voted - For
15 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
16 Authorize Share Repurchase Program Management For Voted - For
17 Approve Issuance of up to 10 Percent of Issued      
  Shares without Preemptive Rights Management For Voted - For
18 Approve Incentive Plan LTIP 2022 for Key Employees Management For Voted - For
 
BYTES TECHNOLOGY GROUP PLC      
 
Security ID: GB00BMH18Q19 Ticker: BYIT      
 
Meeting Date: 22-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Elect Patrick De Smedt as Director Management For Voted - For
5 Elect Neil Murphy as Director Management For Voted - For
6 Elect Keith Richardson as Director Management For Voted - For
7 Elect Mike Phillips as Director Management For Voted - For
8 Elect Alison Vincent as Director Management For Voted - For
9 Elect David Maw as Director Management For Voted - For
10 Appoint Ernst & Young LLP as Auditors Management For Voted - For
11 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
12 Authorise Issue of Equity   Management For Voted - For
13 Authorise UK Political Donations and Expenditure Management For Voted - For
14 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
16 Authorise Market Purchase of Ordinary Shares Management For Voted - For
17 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For

 

75


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
C.H. ROBINSON WORLDWIDE, INC.      
 
Security ID: US12541W2098 Ticker: CHRW      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1a Elect Director Scott P. Anderson Management For Voted - For
1b Elect Director Robert C. Biesterfeld Jr. Management For Voted - For
1c Elect Director Kermit R. Crawford Management For Voted - For
1d Elect Director Timothy C. Gokey Management For Voted - For
1e Elect Director Mark A. Goodburn Management For Voted - For
1f Elect Director Mary J. Steele Guilfoile Management For Voted - For
1g Elect Director Jodee A. Kozlak Management For Voted - For
1h Elect Director Henry J. Maier Management For Voted - For
1i Elect Director James B. Stake Management For Voted - For
1j Elect Director Paula C. Tolliver Management For Voted - For
1k Elect Director Henry W. "Jay" Winship Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - Against
 
CADENCE DESIGN SYSTEMS, INC.      
 
Security ID: US1273871087 Ticker: CDNS      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1.1 Elect Director Mark W. Adams Management For Voted - For
1.2 Elect Director Ita Brennan   Management For Voted - For
1.3 Elect Director Lewis Chew   Management For Voted - For
1.4 Elect Director Anirudh Devgan Management For Voted - For
1.5 Elect Director Mary Louise Krakauer Management For Voted - For
1.6 Elect Director Julia Liuson   Management For Voted - For
1.7 Elect Director James D. Plummer Management For Voted - For
1.8 Elect Director Alberto Sangiovanni-Vincentelli Management For Voted - For
1.9 Elect Director John B. Shoven Management For Voted - For
1.10 Elect Director Young K. Sohn Management For Voted - For
1.11 Elect Director Lip-Bu Tan   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For

 

76


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CAIRN ENERGY PLC        
 
Security ID: GB00BN0SMB92 Ticker: CNE      
 
Meeting Date: 19-Jul-21 Meeting Type: Special      
 
1 Approve Acquisition of 50 per cent of Upstream      
  Interests in the Western Desert, The Arab Republic      
  of Egypt   Management For Voted - For
 
CANCOM SE        
 
Security ID: DE0005419105 Ticker: COK      
 
Meeting Date: 28-Jun-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.00 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal Year 2022 Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
 
CAPITAL ONE FINANCIAL CORPORATION      
 
Security ID: US14040H1059 Ticker: COF      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1a Elect Director Richard D. Fairbank Management For Voted - For
1b Elect Director Ime Archibong Management For Voted - For
1c Elect Director Christine Detrick Management For Voted - For
1d Elect Director Ann Fritz Hackett Management For Voted - For
1e Elect Director Peter Thomas Killalea Management For Voted - For
1f Elect Director Cornelis "Eli" Leenaars Management For Voted - For
1g Elect Director Francois Locoh-Donou Management For Voted - For
1h Elect Director Peter E. Raskind Management For Voted - For
1i Elect Director Eileen Serra   Management For Voted - For
1j Elect Director Mayo A. Shattuck, III Management For Voted - For
1k Elect Director Bradford H. Warner Management For Voted - For
1l Elect Director Catherine G. West Management For Voted - For
1m Elect Director Craig Anthony Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For

 

77


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CAPITEC BANK HOLDINGS LTD.        
 
Security ID: ZAE000035861 Ticker: CPI      
 
Meeting Date: 22-Feb-22 Meeting Type: Special      
 
  Special Resolution   Management For Non-Voting
1 Approve Financial Assistance in Terms of Sections      
  44 and 45 of the Companies Act Management For Voted - For
  Ordinary Resolution   Management For Non-Voting
1 Authorise Specific Issue of Specific Issue Shares      
  for Cash to Participating Employees Management For Voted - For
 
CARDINAL HEALTH, INC.        
 
Security ID: US14149Y1082 Ticker: CAH      
 
Meeting Date: 05-Nov-21 Meeting Type: Annual      
 
1a Elect Director Carrie S. Cox   Management For Voted - For
1b Elect Director Bruce L. Downey Management For Voted - For
1c Elect Director Sheri H. Edison Management For Voted - For
1d Elect Director David C. Evans Management For Voted - For
1e Elect Director Patricia A. Hemingway Hall Management For Voted - For
1f Elect Director Akhil Johri   Management For Voted - For
1g Elect Director Michael C. Kaufmann Management For Voted - For
1h Elect Director Gregory B. Kenny Management For Voted - For
1i Elect Director Nancy Killefer Management For Voted - For
1j Elect Director Dean A. Scarborough Management For Voted - For
1k Elect Director John H. Weiland Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - Against
5 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Management For Voted - For
6 Require Independent Board Chair Shareholder Against Voted - Against
 
CARGOTEC OYJ        
 
Security ID: FI0009013429 Ticker: CGCBV      
 
Meeting Date: 17-Mar-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
4 Acknowledge Proper Convening of Meeting Management For Non-Voting
5 Prepare and Approve List of Shareholders Management For Non-Voting
6 Receive Financial Statements and Statutory Reports Management For Non-Voting

 

78


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR      
  1.07 Per Class A Share and EUR 1.08 Per Class B      
  Share   Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration Report (Advisory Vote) Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  EUR 95,000 for Chairman, EUR 70,000 for Vice      
  Chairman, and EUR 55,000 for Other Directors;      
  Approve Remuneration for Committee Work; Approve      
  Meeting Fees   Management For Voted - For
12 Fix Number of Directors at Eight Management For Voted - For
13 Reelect Ilkka Herlin, Teresa Kemppi-Vasama, Johanna      
  Lamminen, Kaisa Olkkonen, Teuvo Salminen, Heikki      
  Soljama, Jaakko Eskola and Casimir Lindholm as      
  Directors   Management For Voted - Against
14 Approve Remuneration of Auditors Management For Voted - For
15 Fix Number of Auditors at One Management For Voted - For
16 Ratify Ernst & Young as Auditors Management For Voted - For
17 Authorize Share Repurchase Program Management For Voted - For
18 Close Meeting   Management For Non-Voting
 
CARMAX, INC.        
 
Security ID: US1431301027 Ticker: KMX      
 
Meeting Date: 28-Jun-22 Meeting Type: Annual      
 
1a Elect Director Peter J. Bensen Management For Voted - For
1b Elect Director Ronald E. Blaylock Management For Voted - For
1c Elect Director Sona Chawla   Management For Voted - For
1d Elect Director Thomas J. Folliard Management For Voted - For
1e Elect Director Shira Goodman Management For Voted - For
1f Elect Director David W. McCreight Management For Voted - For
1g Elect Director William D. Nash Management For Voted - For
1h Elect Director Mark F. O'Neil Management For Voted - For
1i Elect Director Pietro Satriano Management For Voted - For
1j Elect Director Marcella Shinder Management For Voted - For
1k Elect Director Mitchell D. Steenrod Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
CASIO COMPUTER CO., LTD.        
 
Security ID: JP3209000003 Ticker: 6952      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 22.5   Management For Voted - For

 

79


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Kashio, Kazuhiro Management For Voted - For
3.2 Elect Director Nakayama, Jin Management For Voted - For
3.3 Elect Director Takano, Shin   Management For Voted - For
3.4 Elect Director Kashio, Tetsuo Management For Voted - For
3.5 Elect Director Yamagishi, Toshiyuki Management For Voted - For
3.6 Elect Director Ozaki, Motoki Management For Voted - For
4 Elect Alternate Director and Audit Committee Member      
  Ijuin, Kunimitsu   Management For Voted - For
 
CASTELLUM AB        
 
Security ID: SE0000379190 Ticker: CAST      
 
Meeting Date: 27-Aug-21 Meeting Type: Extraordinary Shareholders    
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Approve Issuance of Shares in Connection with      
  Acquisition of Kungsleden Aktiebolag Management For Voted - For
 
Meeting Date: 31-Mar-22 Meeting Type: Annual      
 
1 Elect Sven Unger as Chairman of Meeting Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Non-Voting
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Non-Voting
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6.a Receive Financial Statements and Statutory Reports Management For Non-Voting
6.b Receive Auditor's Report on Application of      
  Guidelines for Remuneration for Executive Management Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of SEK      
  7.60 Per Share   Management For Voted - For
9.1 Approve Discharge of Rutger Arnhult Management For Voted - For
9.2 Approve Discharge of Per Berggren Management For Voted - For
9.3 Approve Discharge of Anna-Karin Celsing Management For Voted - For
9.4 Approve Discharge of Christina Karlsson Kazeem Management For Voted - For
9.5 Approve Discharge of Anna Kinberg Batra Management For Voted - For
9.6 Approve Discharge of Zdravko Markovski Management For Voted - For
9.7 Approve Discharge of Joacim Sjoberg Management For Voted - For
9.8 Approve Discharge of Anna-Karin Hatt Management For Voted - For
9.9 Approve Discharge of Christer Jacobson Management For Voted - For
9.10 Approve Discharge of Nina Linander Management For Voted - For
9.11 Approve Discharge of Charlotte Stromberg Management For Voted - For
9.12 Approve Discharge of Henrik Saxborn Management For Voted - For

 

80


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9.13 Approve Discharge of Jakob Morndal Management For Voted - For
9.14 Approve Discharge of Biljana Pehrsson Management For Voted - For
9.15 Approve Discharge of Ylva Sarby Westman Management For Voted - For
10 Amend Articles Re: General Meetings Management For Voted - For
11 Receive Nominating Committee's Report Management For Non-Voting
12.1 Determine Number of Members (6) and Deputy Members      
  (0) of Board   Management For Voted - For
12.2 Determine Number of Auditors (1) and Deputy      
  Auditors (0)   Management For Voted - For
13.1 Approve Remuneration of Directors in the Amount of      
  SEK 1.07 Million for Chairman and SEK 440,000 for      
  Other Directors; Approve Remuneration for Committee      
  Work   Management For Voted - For
13.2 Approve Remuneration of Auditors Management For Voted - For
14.1 Reelect Per Berggren (Chair) as Director Management For Voted - For
14.2 Reelect Anna Kinberg Batra as Director Management For Voted - For
14.3 Reelect Anna-Karin Celsing as Director Management For Voted - For
14.4 Reelect Joacim Sjoberg as Director Management For Voted - For
14.5 Reelect Rutger Arnhult as Director Management For Voted - For
14.6 Elect Henrik Kall as New Director Management For Voted - For
15 Ratify Deloitte as Auditors   Management For Voted - For
16 Approve Remuneration Report Management For Voted - For
17 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
18 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Voted - For
19 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
 
CATHAY FINANCIAL HOLDINGS CO. LTD.      
 
Security ID: TW0002882008 Ticker: 2882      
 
Meeting Date: 17-Jun-22 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF COMMON SHARES Management For Non-Voting
1 Approve Business Operations Report and Financial      
  Statements   Management For Voted - For
2 Approve Profit Distribution   Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve Amendments to Rules and Procedures      
  Regarding Shareholder's General Meeting Management For Voted - For
5 Amend Procedures Governing the Acquisition or      
  Disposal of Assets   Management For Voted - For
6 Approve to Raise Long-term Capital Management For Voted - For
  ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT    
  DIRECTORS VIA CUMULATIVE VOTING Management For Non-Voting
7.1 Elect CHENG-TA TSAI, a Representative of CHIA YI      
  CAPITAL CO., LTD., with SHAREHOLDER NO.572870, as      
  Non-Independent Director   Management For Voted - For

 

81


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7.2 Elect HONG-TU TSAI, with SHAREHOLDER NO.1372, as      
  Non-Independent Director   Management For Voted - For
7.3 Elect CHENG-CHIU TSAI, a Representative of      
  CHEN-SHENG INDUSTRIAL CO., LTD., with SHAREHOLDER    
  NO.552922, as Non-Independent Director Management For Voted - For
7.4 Elect CHI-WEI JOONG, a Representative of CHIA YI      
  CAPITAL CO., LTD., with SHAREHOLDER NO.572870,as      
  Non-Independent Director   Management For Voted - For
7.5 Elect ANDREW MING-JIAN KUO, a Representative of      
  CATHAY UNITED BANK FOUNDATION, with SHAREHOLDER    
  NO.579581, as Non-Independent Director Management For Voted - For
7.6 Elect TIAO-KUEI HUANG, a Representative of CATHAY      
  LIFE INSURANCE CO., LTD. EMPLOYEES WELFARE      
  COMMITTEE, with SHAREHOLDER NO.1237, as      
  Non-Independent Director   Management For Voted - For
7.7 Elect MING- HO HSIUNG, a Representative of CATHAY      
  LIFE INSURANCE CO., LTD. EMPLOYEES WELFARE      
  COMMITTEE, with SHAREHOLDER NO.1237, as      
  Non-Independent Director   Management For Voted - For
7.8 Elect CHANG-KEN LEE, a Representative of CATHAY      
  LIFE INSURANCE CO., LTD. EMPLOYEES WELFARE      
  COMMITTEE, with SHAREHOLDER NO.1237, as      
  Non-Independent Director   Management For Voted - For
7.9 Elect FENG-CHIANG MIAU, with ID NO.A131723XXX, as      
  Independent Director   Management For Voted - Against
7.10 Elect EDWARD YUNG DO WAY, with ID NO.A102143XXX, as    
  Independent Director   Management For Voted - Against
7.11 Elect LI-LING WANG, with ID NO.M220268XXX, as      
  Independent Director   Management For Voted - For
7.12 Elect TANG-CHIEH WU, with ID NO.R120204XXX, as      
  Independent Director   Management For Voted - For
7.13 Elect PEI-PEI YU, with ID NO.F220938XXX, as      
  Independent Director   Management For Voted - For
8 Approve Release of Restrictions of Competitive      
  Activities of Directors   Management For Voted - For
 
CDK GLOBAL, INC.        
 
Security ID: US12508E1010 Ticker: CDK      
 
Meeting Date: 11-Nov-21 Meeting Type: Annual      
 
1a Elect Director Leslie A. Brun Management For Voted - For
1b Elect Director Willie A. Deese Management For Voted - For
1c Elect Director Amy J. Hillman Management For Voted - For
1d Elect Director Brian M. Krzanich Management For Voted - For
1e Elect Director Stephen A. Miles Management For Voted - For
1f Elect Director Robert E. Radway Management For Voted - For
1g Elect Director Stephen F. Schuckenbrock Management For Voted - For
1h Elect Director Frank S. Sowinski Management For Voted - For
1i Elect Director Eileen J. Voynick Management For Voted - For

 

82


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Amend Omnibus Stock Plan   Management For Voted - For
5 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
CDW CORPORATION        
 
Security ID: US12514G1085 Ticker: CDW      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1a Elect Director Virginia C. Addicott Management For Voted - For
1b Elect Director James A. Bell   Management For Voted - For
1c Elect Director Lynda M. Clarizio Management For Voted - For
1d Elect Director Paul J. Finnegan Management For Voted - For
1e Elect Director Anthony R. Foxx Management For Voted - For
1f Elect Director Christine A. Leahy Management For Voted - For
1g Elect Director Sanjay Mehrotra Management For Voted - For
1h Elect Director David W. Nelms Management For Voted - For
1i Elect Director Joseph R. Swedish Management For Voted - For
1j Elect Director Donna F. Zarcone Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
 
CELANESE CORPORATION        
 
Security ID: US1508701034 Ticker: CE      
 
Meeting Date: 20-Apr-22 Meeting Type: Annual      
 
1a Elect Director Jean S. Blackwell Management For Voted - For
1b Elect Director William M. Brown Management For Voted - For
1c Elect Director Edward G. Galante Management For Voted - For
1d Elect Director Rahul Ghai   Management For Voted - For
1e Elect Director Kathryn M. Hill Management For Voted - For
1f Elect Director David F. Hoffmeister Management For Voted - For
1g Elect Director Jay V. Ihlenfeld Management For Voted - For
1h Elect Director Deborah J. Kissire Management For Voted - For
1i Elect Director Michael Koenig Management For Voted - For
1j Elect Director Kim K.W. Rucker Management For Voted - For
1k Elect Director Lori J. Ryerkerk Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

83


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CELLTRION, INC.        
 
Security ID: KR7068270008 Ticker: 068270      
 
Meeting Date: 25-Mar-22 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1 Elect Kim Geun-young as Outside Director Management For Voted - For
2.2 Elect Kim Won-seok as Outside Director Management For Voted - For
2.3 Elect Yoo Dae-hyeon as Outside Director Management For Voted - For
2.4 Elect Lee Soon-Woo as Outside Director Management For Voted - For
2.5 Elect Ko Young-hye as Outside Director Management For Voted - For
3 Elect Lee Jae-sik as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
4.1 Elect Kim Geun-young as a Member of Audit Committee Management For Voted - Against
4.2 Elect Kim Won-seok as a Member of Audit Committee Management For Voted - Against
4.3 Elect Yoo Dae-hyeon as a Member of Audit Committee Management For Voted - Against
4.4 Elect Lee Soon-woo as a Member of Audit Committee Management For Voted - Against
4.5 Elect Ko Young-hye as a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
6 Approve Stock Option Grants Management For Voted - For
 
CEMBRA MONEY BANK AG        
 
Security ID: CH0225173167 Ticker: CMBN      
 
Meeting Date: 21-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  3.85 per Share   Management For Voted - For
4 Approve Discharge of Board and Senior Management Management For Voted - For
5.1.1 Reelect Felix Weber as Director and Board Chairman Management For Voted - For
5.1.2 Reelect Thomas Buess as Director Management For Voted - For
5.1.3 Reelect Susanne Kloess-Braekler as Director Management For Voted - For
5.1.4 Reelect Monica Maechler as Director Management For Voted - For
5.2.1 Elect Joerg Behrens as Director Management For Voted - For
5.2.2 Elect Marc Berg as Director   Management For Voted - For
5.2.3 Elect Alexander Finn as Director Management For Voted - For
5.3.1 Reappoint Susanne Kloess-Braekler as Member of the      
  Compensation and Nomination Committee Management For Voted - For
5.3.2 Appoint Marc Berg as Member of the Compensation and      
  Nomination Committee   Management For Voted - For
5.3.3 Appoint Thomas Buess as Member of the Compensation      
  and Nomination Committee Management For Voted - For
5.4 Designate Keller KLG as Independent Proxy Management For Voted - For
5.5 Ratify KPMG AG as Auditors Management For Voted - For

 

84


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6.1 Approve Remuneration of Directors in the Amount of      
  CHF 1.5 Million   Management For Voted - For
6.2 Approve Fixed and Variable Remuneration of      
  Executive Committee in the Amount of CHF 6.4 Million Management For Voted - For
7 Transact Other Business (Voting) Management For Voted - Against
 
CERIDIAN HCM HOLDING INC.        
 
Security ID: US15677J1088 Ticker: CDAY      
 
Meeting Date: 03-May-22 Meeting Type: Annual      
 
1.1 Elect Director Brent B. Bickett Management For Voted - Withheld
1.2 Elect Director Ronald F. Clarke Management For Voted - Withheld
1.3 Elect Director Ganesh B. Rao Management For Voted - For
1.4 Elect Director Leagh E. Turner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify KPMG LLP as Auditors Management For Voted - For
 
CEWE STIFTUNG & CO. KGAA        
 
Security ID: DE0005403901 Ticker: CWC      
 
Meeting Date: 15-Jun-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year 2021   Management For Voted - For
2 Approve Allocation of Income and Dividends of EUR      
  2.35 per Share   Management For Voted - For
3 Approve Discharge of Personally Liable Partner      
  Neumueller CEWE COLOR Stiftung for Fiscal Year 2021 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify BDO AG as Auditors for Fiscal 2022 and for      
  the Review of Interim Financial Statements Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
8 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
 
CGG          
 
Security ID: FR0013181864 Ticker: CGG      
 
Meeting Date: 05-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Treatment of Losses Management For Voted - For
3 Approve Transfer From Carry Forward Account to      
  Issuance Premium Account Management For Voted - For

 

85


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
5 Reelect Sophie Zurquiyah as Director Management For Voted - For
6 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
7 Approve Compensation Report of Corporate Officers Management For Voted - For
8 Approve Compensation of Philippe Salle, Chairman of      
  the Board   Management For Voted - For
9 Approve Compensation of Sophie Zurquiyah, CEO Management For Voted - For
10 Approve Remuneration Policy of Directors Management For Voted - For
11 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
12 Approve Remuneration Policy of CEO Management For Voted - For
13 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
14 Authorize up to 1 Percent of Issued Capital for Use      
  in Restricted Stock Plans   Management For Voted - For
15 Authorize up to 1 Percent of Issued Capital for Use      
  in Stock Option Plans   Management For Voted - For
16 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
17 Set Total Limit for Capital Increase to Result from      
  Issuance Requests Under Items 14-16 at EUR 285,000 Management For Voted - For
18 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
CHAILEASE HOLDING CO., LTD.        
 
Security ID: KYG202881093 Ticker: 5871      
 
Meeting Date: 20-May-22 Meeting Type: Annual      
 
1 Approve Business Report and Financial Statements Management For Voted - For
2 Approve Profit Distribution   Management For Voted - For
3 Approve the Issuance of New Shares by      
  Capitalization of Retained Earnings Management For Voted - For
4 Amend Procedures Governing the Acquisition and      
  Disposal of Assets   Management For Voted - For
5 Amendment to the Memorandum & Articles of      
  Association   Management For Voted - Against
6 Approve the Company's Plan to Raise Long-term      
  Capital   Management For Voted - For
7 Approve Releasing the Non-Competition Restrictions      
  on Directors   Management For Voted - For

 

86


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CHECK POINT SOFTWARE TECHNOLOGIES LTD.      
 
Security ID: IL0010824113 Ticker: CHKP      
 
Meeting Date: 10-Aug-21 Meeting Type: Annual      
 
1a Reelect Gil Shwed as Director Management For Voted - For
1b Reelect Jerry Ungerman as Director Management For Voted - For
1c Reelect Rupal Hollenbeck as Director Management For Voted - For
1d Reelect Tal Shavit as Director Management For Voted - For
1e Reelect Eyal Waldman as Director Management For Voted - For
1f Reelect Shai Weiss as Director Management For Voted - For
2a Reelect Yoav Chelouche as External Director Management For Voted - For
2b Reelect Guy Gecht as External Director Management For Voted - For
3 Amend Article Re: Board Related Management For Voted - For
4 Reappoint Kost, Forer, Gabbay & Kasierer as      
  Auditors and Authorize Board to Fix Their      
  Remuneration   Management For Voted - For
5 Approve Employment Terms of Gil Shwed, CEO Management For Voted - For
A Vote FOR if you are NOT a controlling shareholder      
  and do NOT have a personal interest in one or      
  several resolutions, as indicated in the proxy      
  card; otherwise, vote AGAINST. If you vote AGAINST,      
  please provide an explanation to your account      
  manager   Management None Voted - For
 
CHEMED CORPORATION        
 
Security ID: US16359R1032 Ticker: CHE      
 
Meeting Date: 16-May-22 Meeting Type: Annual      
 
1.1 Elect Director Kevin J. McNamara Management For Voted - For
1.2 Elect Director Ron DeLyons Management For Voted - For
1.3 Elect Director Joel F. Gemunder Management For Voted - For
1.4 Elect Director Patrick P. Grace Management For Voted - For
1.5 Elect Director Christopher J. Heaney Management For Voted - For
1.6 Elect Director Thomas C. Hutton Management For Voted - For
1.7 Elect Director Andrea R. Lindell Management For Voted - For
1.8 Elect Director Thomas P. Rice Management For Voted - For
1.9 Elect Director Donald E. Saunders Management For Voted - For
1.10 Elect Director George J. Walsh, III Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

87


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CHEMICAL WORKS OF GEDEON RICHTER PLC      
 
Security ID: HU0000123096 Ticker: RICHT      
 
Meeting Date: 12-Apr-22 Meeting Type: Annual      
 
1 Approve Use of Electronic Vote Collection Method Management For Voted - For
2 Authorize Company to Produce Sound Recording of      
  Meeting Proceedings   Management For Voted - For
3 Elect Chairman and Other Meeting Officials Management For Voted - For
4 Approve Consolidated Financial Statements Management For Voted - For
5 Approve Management Board Report on Company's      
  Operations, Business Policy, and Financial Standing Management For Voted - For
6 Approve Financial Statements Management For Voted - For
7 Approve Allocation of Income and Dividends of HUF      
  225 per Share   Management For Voted - For
8 Approve Company's Corporate Governance Statement Management For Voted - For
9 Amend Remuneration Policy Management For Voted - Against
10 Approve Remuneration Report Management For Voted - Against
11 Amend Bylaws   Management For Voted - For
12 Amend Bylaws Re: General Meeting Management For Voted - For
13 Amend Bylaws Re: General Meeting Management For Voted - For
14 Amend Bylaws Re: General Meeting Management For Voted - For
15 Amend Bylaws Re: Management Board Management For Voted - For
16 Amend Bylaws Re: Management and Supervisory Boards Management For Voted - For
17 Amend Bylaws Re: Supervisory Board Management For Voted - For
18 Amend Statute Re: Share Capital Management For Voted - For
19 Approve Report on Share Repurchase Program Management For Voted - For
20 Authorize Share Repurchase Program Management For Voted - For
21 Elect Lajos Csaba Lantos as Management Board Member Management For Voted - For
22 Elect Ilona David as Management Board Member Management For Voted - For
23 Elec tIstvan Hamecz as Management Board Member Management For Voted - For
24 Approve Remuneration of Management Board Members Management For Voted - For
25 Approve Bonus for Management Board Members Management For Voted - For
26 Approve Remuneration of Supervisory Board Members Management For Voted - For
27 Approve Regulations on Supervisory Board Management For Voted - For
28 Approve Auditor's Remuneration Management For Voted - For
29 Transact Other Business   Management For Voted - Against
 
CHEMOMETEC A/S        
 
Security ID: DK0060055861 Ticker: CHEMM      
 
Meeting Date: 14-Oct-21 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Non-Voting
2 Receive Report of Board   Management For Non-Voting
3 Accept Financial Statements and Statutory Reports;      
  Approve Discharge of Management Board and      
  Supervisory Board   Management For Voted - For

 

88


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Approve Allocation of Income Management For Voted - For
5.a Reelect Hans Martin Glensbjerg as Director Management For Voted - Abstain
5.b Reelect Peter Reich as Director Management For Voted - For
5.c Reelect Kristine Faerch as Director Management For Voted - For
5.d Elect Niels Thestrup as Director Management For Voted - For
5.e Elect Betina Hagerup as Director Management For Voted - For
6 Ratify Deloitte as Auditors   Management For Voted - For
7.a Approve Remuneration Report Management For Voted - For
7.b Authorize Share Repurchase Program Management For Voted - Against
8 Authorize Editorial Changes to Adopted Resolutions      
  in Connection with Registration with Danish      
  Authorities   Management For Voted - For
 
CHINA CONSTRUCTION BANK CORPORATION      
 
Security ID: CNE1000002H1 Ticker: 939      
 
Meeting Date: 20-Dec-21 Meeting Type: Extraordinary Shareholders    
 
  EGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Elect Lin Hong as Supervisor Management For Voted - For
2 Approve Remuneration Distribution and Settlement      
  Plan for Directors for the Year 2020 Management For Voted - For
3 Approve Remuneration Distribution and Settlement      
  Plan for Supervisors for the Year 2020 Management For Voted - For
4 Approve New Provisional Limit on Charitable      
  Donations in 2021   Management For Voted - For
5 Approve Issuance of Write-Down Undated Capital Bonds Management For Voted - For
6 Approve Issuance of Qualified Write-Down Tier-2      
  Capital Instruments   Management For Voted - For
 
CHINA LIFE INSURANCE COMPANY LIMITED      
 
Security ID: CNE1000002L3 Ticker: 2628      
 
Meeting Date: 16-Dec-21 Meeting Type: Extraordinary Shareholders    
 
  EGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Amend Rules and Procedures Regarding General      
  Meetings of Shareholders   Management For Voted - For
2 Amend Rules and Procedures Regarding Meetings of      
  Board of Directors   Management For Voted - For
3 Amend Articles of Association Management For Voted - For
4 Approve Agreement for Entrusted Investment and      
  Management and Operating Services with Respect to      
  Alternative Investments with Insurance Funds,      
  Annual Caps and Related Transactions Shareholder For Voted - For

 

89


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED      
 
Security ID: CNE100000HD4 Ticker: 916      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Annual Report   Management For Voted - For
2 Approve Report of the Board of Directors Management For Voted - For
3 Approve Report of the Supervisory Board Management For Voted - For
4 Approve Audited Financial Statements and Final      
  Accounts Report   Management For Voted - For
5 Approve Profit Distribution Plan Management For Voted - For
6 Approve Financial Budget Plan Management For Voted - Against
7 Approve Remuneration Plan for Directors and      
  Supervisors   Management For Voted - For
8 Approve Da Hua Certified Public Accountants      
  (Special General Partnership) as PRC Auditor and      
  Authorize the Audit Committee of the Board to Fix      
  Their Remuneration   Management For Voted - For
9 Approve Ernst & Young as International Auditor and      
  Authorize the Audit Committee of the Board to Fix      
  Their Remuneration   Management For Voted - For
10 Approve Grant of General Mandate to Apply for      
  Registration and Issuance of Debt Financing      
  Instruments in the PRC   Management For Voted - For
11 Approve Grant of General Mandate to Apply for      
  Registration and Issuance of Debt Financing      
  Instruments Overseas   Management For Voted - For
12 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - Against
13 Approve New Financial Services Agreement Shareholder For Voted - Against
 
CHINA MERCHANTS BANK CO., LTD.      
 
Security ID: CNE1000002M1 Ticker: 3968      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Work Report of the Board of Directors Management For Voted - For
2 Approve Work Report of the Board of Supervisors Management For Voted - For
3 Approve Annual Report   Management For Voted - For
4 Approve Audited Financial Statements Management For Voted - For
5 Approve Profit Appropriation Plan Management For Voted - For
6 Approve Deloitte Touche Tohmatsu Certified Public      
  Accountants LLP (Special General Partnership) as      
  Domestic Auditor and Deloitte Touche Tohmatsu      
  Certified Public Accountants as Overseas Auditor      
  and Authorize Board to Fix Their Remuneration Management For Voted - For
7 Approve Related Party Transaction Report Management For Voted - For
8 Approve Medium-Term Capital Management Plan Management For Voted - For

 

90


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  RESOLUTION REGARDING THE ELECTION OF MEMBERS OF THE    
  TWELFTH SESSION OF THE BOARD OF DIRECTORS Management For Non-Voting
9.01 Elect Miao Jianmin as Director Shareholder For Voted - For
9.02 Elect Hu Jianhua as Director   Shareholder For Voted - For
9.03 Elect Fu Gangfeng as Director Shareholder For Voted - For
9.04 Elect Zhou Song as Director   Shareholder For Voted - For
9.05 Elect Hong Xiaoyuan as Director Shareholder For Voted - For
9.06 Elect Zhang Jian as Director   Shareholder For Voted - For
9.07 Elect Su Min as Director   Shareholder For Voted - For
9.08 Elect Sun Yunfei as Director Shareholder For Voted - For
9.09 Elect Chen Dong as Director Shareholder For Voted - For
9.10 Elect Wang Liang as Director Management For Voted - For
9.11 Elect Li Delin as Director   Management For Voted - For
9.12 Elect Wong See Hong as Director Management For Voted - For
9.13 Elect Li Menggang as Director Management For Voted - For
9.14 Elect Liu Qiao as Director   Management For Voted - For
9.15 Elect Tian Hongqi as Director Management For Voted - For
9.16 Elect Li Chaoxian as Director Management For Voted - For
9.17 Elect Shi Yongdong as Director Management For Voted - For
  RESOLUTION REGARDING THE ELECTION OF SHAREHOLDER    
  SUPERVISORS AND EXTERNAL SUPERVISORS FOR THE    
  TWELFTH SESSION OF THE BOARD OF SUPERVISORS Management For Non-Voting
10.01Elect Luo Sheng as Supervisor Management For Voted - For
10.02Elect Peng Bihong as Supervisor Management For Voted - For
10.03Elect Wu Heng as Supervisor Management For Voted - For
10.04Elect Xu Zhengjun as Supervisor Management For Voted - For
10.05Elect Cai Hongping as Supervisor Management For Voted - For
10.06Elect Zhang Xiang as Supervisor Management For Voted - For
11 Approve Adjustment on Authorization of the Board of      
  Directors in Respect of Domestic Preference Shares Management For Voted - For
12 Amend Articles of Association Management For Voted - Against
13 Elect Shen Zheting as Director Shareholder For Voted - For
 
CHINA MOLYBDENUM CO., LTD.        
 
Security ID: CNE100000114 Ticker: 3993      
 
Meeting Date: 10-Jun-22 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Report of the Board of Directors Management For Voted - For
2 Approve Report of the Supervisory Committee Management For Voted - For
3 Approve Annual Report   Management For Voted - For
4 Approve Financial Report and Financial Statements Management For Voted - For
5 Approve Profit Distribution Plan Management For Voted - For
6 Approve Deloitte Touche Tohmatsu Certified Public      
  Accountants LLP as External Auditor Management For Voted - For
7 Approve Budget Report   Management For Voted - For
8 Approve Purchase of Structured Deposit with      
  Internal Idle Fund   Management For Voted - Against

 

91


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9 Approve Purchase of Wealth Management or Entrusted      
  Wealth Management Products with Internal Idle Fund Management For Voted - For
10 Approve Provision of Guarantee to Wholly-owned      
  Subsidiaries   Management For Voted - For
11 Approve Provision of Supply Chain Financing      
  Guarantee by IXM (a Wholly-Owned Subsidiary of the      
  Company) to Suppliers   Management For Voted - For
12 Approve Provision of Financing Guarantee to a Joint      
  Venture of the Company   Management For Voted - For
13 Authorize Board to Decide on the Issuance of Debt      
  Financing Instruments   Management For Voted - Against
14 Approve Purchasing Liability Insurance for      
  Directors, Supervisors and Senior Management Management For Voted - For
15 Approve Forfeiture of Uncollected Dividend of H      
  Shareholders   Management For Voted - For
16 Authorize Board to Deal with the Distribution of      
  Interim Dividend and Quarterly Dividend Management For Voted - For
17 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights for Additional      
  A Shares and/or H Shares   Management For Voted - Against
18 Authorize Repurchase of Issued H Share Capital Management For Voted - For
19 Approve Change of English Name of the Company Management For Voted - For
20 Amend Articles of Association Management For Voted - For
 
CHINA OVERSEAS PROPERTY HOLDINGS LIMITED      
 
Security ID: KYG2118M1096 Ticker: 2669      
 
Meeting Date: 21-Jun-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3A Elect Yang Ou as Director   Management For Voted - For
3B Elect Kam Yuk Fai as Director Management For Voted - For
3C Elect Ma Fujun as Director   Management For Voted - For
3D Elect Guo Lei as Director   Management For Voted - For
3E Elect So, Gregory Kam Leung as Director Management For Voted - For
4 Authorize Board to Fix Remuneration of Directors Management For Voted - For
5 Approve Ernst & Young as Auditor and Authorize      
  Board to Fix Their Remuneration Management For Voted - For
6 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - Against
7 Authorize Repurchase of Issued Share Capital Management For Voted - For
8 Authorize Reissuance of Repurchased Shares Management For Voted - Against
 
CHINA PETROLEUM & CHEMICAL CORP.      
 
Security ID: CNE1000002Q2 Ticker: 386      
 
Meeting Date: 20-Oct-21 Meeting Type: Extraordinary Shareholders    
 
  EGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting

 

92


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 Approve Continuing Connected Transactions and      
  Relevant Authorizations   Management For Voted - Against
2 Approve Amendments to Articles of Association to      
  Change Business Scope   Management For Voted - For
 
CHINA PETROLEUM & CHEMICAL CORPORATION      
 
Security ID: CNE1000002Q2 Ticker: 386      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Report of the Board of Directors of Sinopec      
  Corp.   Management For Voted - For
2 Approve Report of the Board of Supervisors of      
  Sinopec Corp.   Management For Voted - For
3 Approve Audited Financial Reports of Sinopec Corp. Management For Voted - For
4 Approve Profit Distribution Plan of Sinopec Corp. Management For Voted - For
5 Approve Interim Profit Distribution Plan of Sinopec      
  Corp.   Management For Voted - For
6 Approve KPMG Huazhen (Special General Partnership)      
  and KPMG as External Auditors of Sinopec Corp. and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
7 Authorize Board to Determine the Proposed Plan for      
  Issuance of Debt Financing Instrument(s) Management For Voted - Against
8 Approve Grant to the Board a General Mandate to      
  Issue New Domestic Shares and/or Overseas-Listed      
  Foreign Shares of Sinopec Corp. Management For Voted - Against
9 Approve Grant to the Board a General Mandate to Buy      
  Back Domestic Shares and/or Overseas-Listed Foreign      
  Shares of Sinopec Corp.   Management For Voted - For
  ELECT SUPERVISORS VIA CUMULATIVE VOTING Management For Non-Voting
10.01Elect Qiu Fasen as Supervisor Shareholder For Voted - For
10.02Elect Lv Lianggong as Supervisor Shareholder For Voted - For
10.03Elect Wu Bo as Supervisor   Shareholder For Voted - For
10.04Elect Zhai Yalin as Supervisor Shareholder For Voted - For
 
Meeting Date: 18-May-22 Meeting Type: Special      
 
  CLASS MEETING FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Grant to the Board a General Mandate to Buy      
  Back Domestic Shares and/or Overseas-Listed Foreign      
  Shares of Sinopec Corp.   Management For Voted - For
 
CHINA SHENHUA ENERGY COMPANY LIMITED      
 
Security ID: CNE1000002R0 Ticker: 1088      
 
Meeting Date: 22-Oct-21 Meeting Type: Extraordinary Shareholders    
 
  EGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting

 

93


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 Approve New Mutual Coal Supply Agreement, Proposed      
  Annual Caps and Related Transactions Management For Voted - For
2 Approve New Mutual Supplies and Services Agreement,      
  Proposed Annual Caps and Related Transactions Management For Voted - For
 
Meeting Date: 24-Jun-22 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Report of the Board of Directors Management For Voted - For
2 Approve Report of the Supervisory Committee Management For Voted - For
3 Approve Audited Financial Statements Management For Voted - For
4 Approve Profit Distribution Plan and Final Dividend Management For Voted - For
5 Approve Remuneration of Directors and Supervisors Management For Voted - For
6 Approve KPMG as International Auditors and KPMG      
  Huazhen LLP as PRC Auditors and Authorize      
  Directors' Committee to Fix Their Remuneration Management For Voted - For
7 Elect Lv Zhiren as Director   Management For Voted - For
8 Elect Tang Chaoxiong as Supervisor Management For Voted - For
9 Approve Revision of Annual Caps under the New      
  Mutual Coal Supply Agreement and New Mutual      
  Supplies and Service Agreement Management For Voted - For
10 Approve Grant of General Mandate to the Board to      
  Repurchase H Shares of the Company Management For Voted - For
 
Meeting Date: 24-Jun-22 Meeting Type: Special      
 
  CLASS MEETING FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Grant of General Mandate to the Board to      
  Repurchase H Shares of the Company Management For Voted - For
 
CINT GROUP AB        
 
Security ID: SE0015483276 Ticker: CINT      
 
Meeting Date: 17-Dec-21 Meeting Type: Extraordinary Shareholders    
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4 Prepare and Approve List of Shareholders Management For Voted - For
5 Approve Agenda of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Approve Merger Agreement with Lucid Holdings LLC;      
  Authorize Issuance of Shares in Connection with      
  Merger   Management For Voted - For
8 Approve Warrant Plan for Key Employees; Approve      
  Stock Option Plan for Key Employees Management For Voted - Against
9 Close Meeting   Management For Non-Voting

 

94


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
Meeting Date: 01-Feb-22 Meeting Type: Extraordinary Shareholders    
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4 Prepare and Approve List of Shareholders Management For Voted - For
5 Approve Agenda of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Determine Number of Members and Deputy Members of      
  Board (9); Elect Patrick Comer and Carl Sparks as      
  New Directors   Management For Voted - For
8 Elect Patrick Comer as Board Chairman Management For Voted - For
9 Approve Remuneration of Directors Management For Voted - For
10 Close Meeting   Management For Non-Voting
 
Meeting Date: 17-May-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management For Non-Voting
8.a Accept Financial Statements and Statutory Reports Management For Voted - For
8.b Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
8.c1 Approve Discharge of Patrick Comer Management For Voted - For
8.c2 Approve Discharge of Cecilia Qvist Management For Voted - For
8.c3 Approve Discharge of Niklas Savander Management For Voted - For
8.c4 Approve Discharge of Daniel Berglund Management For Voted - For
8.c5 Approve Discharge of Rickard Torell Management For Voted - For
8.c6 Approve Discharge of Kaveh Rostampor Management For Voted - For
8.c7 Approve Discharge of Antonia Brandberg Bjork Management For Voted - For
8.c8 Approve Discharge of Anna Belfrage Management For Voted - For
8.c9 Approve Discharge of Carl Sparks Management For Voted - For
8.c10 Approve Discharge of Tom Buehlmann Management For Voted - For
9.1 Determine Number of Members (8) and Deputy Members      
  (0) of Board   Management For Voted - For
9.2 Determine Number of Auditors (1) and Deputy      
  Auditors (0)   Management For Voted - For
10.1 Approve Remuneration of Directors in the Amount of      
  SEK 1.2 Million for Chairman and SEK 450,000 for      
  Other Directors; Approve Remuneration for Committee      
  Work   Management For Voted - For
10.2 Approve Remuneration of Auditors Management For Voted - Against
11.1a Reelect Patrick Comer as Director Management For Voted - For
11.1bReelect Carl Sparks as Director Management For Voted - For
11.1c Reelect Niklas Savander as Director Management For Voted - For
11.1dReelect Daniel Berglund as Director Management For Voted - For

 

95


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
11.1e Reelect Kaveh Rostampor as Director Management For Voted - For
11.1f Reelect Anna Belfrage as Director Management For Voted - For
11.1gReelect Liselotte Hagertz Engstam as Director Management For Voted - For
11.1hElect Tina Daniels as New Director Management For Voted - For
11.2 Elect Patrick Comer as Board Chair Management For Voted - For
11.3 Ratify PricewaterhouseCoopers AB as Auditors Management For Voted - For
12 Approve Nomination Committee Procedures Management For Voted - For
13 Approve Remuneration Report Management For Voted - For
14 Approve Issuance of Up to 10 Percent of Share      
  Capital without Preemptive Rights Management For Voted - For
15 Close Meeting   Management For Non-Voting
 
CINTAS CORPORATION        
 
Security ID: US1729081059 Ticker: CTAS      
 
Meeting Date: 26-Oct-21 Meeting Type: Annual      
 
1a Elect Director Gerald S. Adolph Management For Voted - For
1b Elect Director John F. Barrett Management For Voted - For
1c Elect Director Melanie W. Barstad Management For Voted - For
1d Elect Director Karen L. Carnahan Management For Voted - For
1e Elect Director Robert E. Coletti Management For Voted - For
1f Elect Director Scott D. Farmer Management For Voted - For
1g Elect Director Joseph Scaminace Management For Voted - For
1h Elect Director Todd M. Schneider Management For Voted - For
1i Elect Director Ronald W. Tysoe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Eliminate Supermajority Vote Requirement Shareholder Against Voted - For
 
CISCO SYSTEMS, INC.        
 
Security ID: US17275R1023 Ticker: CSCO      
 
Meeting Date: 13-Dec-21 Meeting Type: Annual      
 
1a Elect Director M. Michele Burns Management For Voted - For
1b Elect Director Wesley G. Bush Management For Voted - For
1c Elect Director Michael D. Capellas Management For Voted - For
1d Elect Director Mark Garrett   Management For Voted - For
1e Elect Director John D. Harris, II Management For Voted - For
1f Elect Director Kristina M. Johnson Management For Voted - For
1g Elect Director Roderick C. McGeary Management For Voted - For
1h Elect Director Charles H. Robbins Management For Voted - For
1i Elect Director Brenton L. Saunders Management For Voted - For
1j Elect Director Lisa T. Su   Management For Voted - For
1k Elect Director Marianna Tessel Management For Voted - For

 

96


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Proxy Access Right   Shareholder Against Voted - For
 
CITIGROUP INC.        
 
Security ID: US1729674242 Ticker: C      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1a Elect Director Ellen M. Costello Management For Voted - For
1b Elect Director Grace E. Dailey Management For Voted - For
1c Elect Director Barbara J. Desoer Management For Voted - For
1d Elect Director John C. Dugan Management For Voted - For
1e Elect Director Jane N. Fraser Management For Voted - For
1f Elect Director Duncan P. Hennes Management For Voted - For
1g Elect Director Peter B. Henry Management For Voted - For
1h Elect Director S. Leslie Ireland Management For Voted - For
1i Elect Director Renee J. James Management For Voted - For
1j Elect Director Gary M. Reiner Management For Voted - For
1k Elect Director Diana L. Taylor Management For Voted - For
1l Elect Director James S. Turley Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend Omnibus Stock Plan   Management For Voted - For
5 Adopt Management Pay Clawback Authorization Policy Shareholder Against Voted - Against
6 Require Independent Board Chair Shareholder Against Voted - Against
7 Report on Respecting Indigenous Peoples' Rights Shareholder Against Voted - For
8 Adopt a Financing Policy Consistent with IEA's Net      
  Zero Emissions by 2050 Scenario Shareholder Against Voted - Against
9 Report on Civil Rights and Non-Discrimination Audit Shareholder Against Voted - Against
 
CITIZENS FINANCIAL GROUP INC.      
 
Security ID: US1746101054 Ticker: CFG      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Bruce Van Saun Management For Voted - For
1.2 Elect Director Lee Alexander Management For Voted - For
1.3 Elect Director Christine M. Cumming Management For Voted - For
1.4 Elect Director Kevin Cummings Management For Voted - For
1.5 Elect Director William P. Hankowsky Management For Voted - For
1.6 Elect Director Edward J. ("Ned") Kelly, III Management For Voted - For
1.7 Elect Director Robert G. Leary Management For Voted - For
1.8 Elect Director Terrance J. Lillis Management For Voted - For
1.9 Elect Director Michele N. Siekerka Management For Voted - For
1.10 Elect Director Shivan Subramaniam Management For Voted - For

 

97


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
1.11 Elect Director Christopher J. Swift Management For Voted - For
1.12 Elect Director Wendy A. Watson Management For Voted - For
1.13 Elect Director Marita Zuraitis Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
 
CITRIX SYSTEMS, INC.        
 
Security ID: US1773761002 Ticker: CTXS      
 
Meeting Date: 21-Apr-22 Meeting Type: Special      
 
1 Approve Merger Agreement   Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Adjourn Meeting   Management For Voted - For
 
CLEARWAY ENERGY, INC.        
 
Security ID: US18539C2044 Ticker: CWEN      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Jonathan Bram Management For Voted - Withheld
1.2 Elect Director Nathaniel Anschuetz Management For Voted - For
1.3 Elect Director Brian R. Ford   Management For Voted - For
1.4 Elect Director Jennifer Lowry Management For Voted - For
1.5 Elect Director Bruce MacLennan Management For Voted - For
1.6 Elect Director Ferrell P. McClean Management For Voted - For
1.7 Elect Director Daniel B. More Management For Voted - For
1.8 Elect Director E. Stanley O'Neal Management For Voted - For
1.9 Elect Director Christopher S. Sotos Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
COFACE SA        
 
Security ID: FR0010667147 Ticker: COFA      
 
Meeting Date: 17-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  1.50 per Share   Management For Voted - For
4 Ratify Appointment of David Gansberg as Director Management For Voted - For
5 Reelect Sharon MacBeath as Director Management For Voted - For

 

98


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Elect Laurent Musy as Director Management For Voted - For
7 Elect Laetitia Leonard-Reuter as Director Management For Voted - For
8 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
9 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
10 Approve Compensation Report of Corporate Officers Management For Voted - For
11 Approve Compensation of Bernardo Sanchez Incera,      
  Chairman of the Board   Management For Voted - For
12 Approve Compensation of Xavier Durand, CEO Management For Voted - For
13 Approve Remuneration Policy of Directors Management For Voted - For
14 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
15 Approve Remuneration Policy of CEO Management For Voted - For
  Extraordinary Business   Management For Non-Voting
16 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
17 Authorize Capitalization of Reserves of Up to EUR      
  75 Million for Bonus Issue or Increase in Par Value Management For Voted - For
18 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 115 Million Management For Voted - For
19 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 29 Million Management For Voted - For
20 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 29 Million Management For Voted - For
21 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
22 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
23 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Reserved for Employees and      
  Corporate Officers of International Subsidiaries Management For Voted - For
24 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
COFINIMMO SA        
 
Security ID: BE0003593044 Ticker: COFB      
 
Meeting Date: 11-May-22 Meeting Type: Ordinary Shareholders    
 
  Ordinary Shareholders' Meeting Agenda Management For Non-Voting
1 Receive Directors' Reports (Non-Voting) Management For Non-Voting
2 Receive Auditors' Reports (Non-Voting) Management For Non-Voting
3 Receive Consolidated Financial Statements and      
  Statutory Reports (Non-Voting) Management For Non-Voting
4 Approve Financial Statements, Allocation of Income,      
  and Dividends of EUR 6.00 per Share Management For Voted - For
5 Approve Remuneration Report Management For Voted - For
6 Approve Discharge of Directors Management For Voted - For

 

99


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Approve Discharge of Auditors Management For Voted - For
8 Approve Remuneration of Directors Management For Voted - For
9.1 Reelect Jean-Pierre Hanin as Director Management For Voted - For
9.2 Reelect Jean Kotarakos as Director Management For Voted - For
10.1 Elect Michael Zahn as Director Management For Voted - For
10.2 Indicate Michael Zahn as Independent Director Management For Voted - For
10.3 Elect Anneleen Desmyter as Director Management For Voted - For
10.4 Indicate Anneleen Desmyter as Independent Director Management For Voted - For
11.1 Approve Change-of-Control Clause Re: Issue of a      
  Sustainable Benchmark Bond on 24 January 2022 Management For Voted - For
11.2 Approve Change-of-Control Clause Re: Credit      
  Agreements Concluded Between the Convening and the      
  Holding of the Ordinary General Meeting Management For Voted - For
12.1 Adopt Financial Statements of the Companies      
  Absorbed by Merger by the Company Management For Voted - For
12.2 Approve Discharge of Directors of the Companies      
  Absorbed by Merger by the Company Management For Voted - For
12.3 Approve Discharge of Auditors of the Companies      
  Absorbed by Merger by the Company Management For Voted - For
13 Authorize Implementation of Approved Resolutions      
  and Filing of Required Documents/Formalities at      
  Trade Registry   Management For Voted - For
14 Transact Other Business   Management For Non-Voting
 
COGNEX CORPORATION        
 
Security ID: US1924221039 Ticker: CGNX      
 
Meeting Date: 04-May-22 Meeting Type: Annual      
 
1.1 Elect Director Anthony Sun   Management For Voted - For
1.2 Elect Director Robert J. Willett Management For Voted - For
1.3 Elect Director Marjorie T. Sennett Management For Voted - For
2 Ratify Grant Thornton LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION      
 
Security ID: US1924461023 Ticker: CTSH      
 
Meeting Date: 07-Jun-22 Meeting Type: Annual      
 
1a Elect Director Zein Abdalla   Management For Voted - For
1b Elect Director Vinita Bali   Management For Voted - For
1c Elect Director Maureen Breakiron-Evans Management For Voted - For
1d Elect Director Archana Deskus Management For Voted - For
1e Elect Director John M. Dineen Management For Voted - For
1f Elect Director Brian Humphries Management For Voted - For
1g Elect Director Leo S. Mackay, Jr. Management For Voted - For
1h Elect Director Michael Patsalos-Fox Management For Voted - For

 

100


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1i Elect Director Stephen J. Rohleder Management For Voted - For
1j Elect Director Joseph M. Velli Management For Voted - For
1k Elect Director Sandra S. Wijnberg Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Governing Documents Regarding Requirements to      
  Call for a Special Meeting   Shareholder Against Voted - For
 
COMERICA INCORPORATED        
 
Security ID: US2003401070 Ticker: CMA      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Michael E. Collins Management For Voted - For
1.2 Elect Director Roger A. Cregg Management For Voted - For
1.3 Elect Director Curtis C. Farmer Management For Voted - For
1.4 Elect Director Nancy Flores   Management For Voted - For
1.5 Elect Director Jacqueline P. Kane Management For Voted - For
1.6 Elect Director Richard G. Lindner Management For Voted - For
1.7 Elect Director Barbara R. Smith Management For Voted - For
1.8 Elect Director Robert S. Taubman Management For Voted - For
1.9 Elect Director Reginald M. Turner, Jr. Management For Voted - For
1.10 Elect Director Nina G. Vaca   Management For Voted - For
1.11 Elect Director Michael G. Van de Ven Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
COMET HOLDING AG        
 
Security ID: CH0360826991 Ticker: COTN      
 
Meeting Date: 14-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  3.50 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Reelect Heinz Kundert as Director Management For Voted - For
4.2 Reelect Gian-Luca Bona as Director Management For Voted - For
4.3 Reelect Mariel Hoch as Director Management For Voted - For
4.4 Reelect Patrick Jany as Director Management For Voted - For
4.5 Reelect Tosja Zywietz as Director Management For Voted - For
4.6 Reelect Heinz Kundert as Board Chair Management For Voted - For
5 Elect Edeltraud Leibrock as Director Management For Voted - For
6.1 Reappoint Mariel Hoch as Member of the Nomination      
  and Compensation Committee Management For Voted - For
6.2 Reappoint Gian-Luca Bona as Member of the      
  Nomination and Compensation Committee Management For Voted - For

 

101


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Designate Patrick Glauser as Independent Proxy Management For Voted - For
8 Ratify Ernst & Young AG as Auditors Management For Voted - For
9.1 Approve Remuneration of Directors in the Amount of      
  CHF 970,000   Management For Voted - For
9.2 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 3.5 Million Management For Voted - For
9.3 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 3 Million Management For Voted - For
9.4 Approve Remuneration Report Management For Voted - For
10.1 Approve Renewal of CHF 770,000 Pool of Authorized      
  Capital with or without Exclusion of Preemptive      
  Rights   Management For Voted - Against
10.2 Amend Articles Re: Proportion of Non-Cash      
  Remuneration of Board Members Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
 
COMPANIA DE DISTRIBUCION INTEGRAL LOGISTA HOLDINGS SAU    
 
Security ID: ES0105027009 Ticker: LOG      
 
Meeting Date: 03-Feb-22 Meeting Type: Annual      
 
1.1 Approve Standalone Financial Statements Management For Voted - For
1.2 Approve Consolidated Financial Statements Management For Voted - For
2 Approve Non-Financial Information Statement Management For Voted - For
3 Approve Discharge of Board Management For Voted - For
4 Approve Allocation of Income and Dividends Management For Voted - For
5.1 Ratify Appointment of and Elect Lillian Alice Blohm      
  as Director   Management For Voted - For
5.2 Ratify Appointment of and Elect Murray Henry      
  McGowan as Director Management For Voted - For
5.3 Reelect Cristina Garmendia Mendizabal as Director Management For Voted - For
5.4 Reelect Alain Minc as Director Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Advisory Vote on Remuneration Report Management For Voted - For
8 Receive Amendments to Board of Directors Regulations Management For Non-Voting
9 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
COMPUGROUP MEDICAL SE & CO. KGAA      
 
Security ID: DE000A288904 Ticker: COP      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year 2021   Management For Voted - For
2 Approve Allocation of Income and Dividends of EUR      
  0.50 per Share   Management For Voted - For
3 Approve Discharge of Personally Liable Partner for      
  Fiscal Year 2021   Management For Voted - For

 

102


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal Year 2022 and      
  for the Review of Interim Financial Statements for      
  the First Half of Fiscal Year 2022 and the First      
  Quarter of Fiscal Year 2023 Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8 Amend Articles Re: AGM Location Management For Voted - For
 
CONAGRA BRANDS, INC.        
 
Security ID: US2058871029 Ticker: CAG      
 
Meeting Date: 15-Sep-21 Meeting Type: Annual      
 
1a Elect Director Anil Arora   Management For Voted - For
1b Elect Director Thomas "Tony" K. Brown Management For Voted - For
1c Elect Director Emanuel "Manny" Chirico Management For Voted - For
1d Elect Director Sean M. Connolly Management For Voted - For
1e Elect Director Joie A. Gregor Management For Voted - For
1f Elect Director Fran Horowitz Management For Voted - For
1g Elect Director Rajive Johri   Management For Voted - For
1h Elect Director Richard H. Lenny Management For Voted - For
1i Elect Director Melissa Lora   Management For Voted - For
1j Elect Director Ruth Ann Marshall Management For Voted - For
1k Elect Director Craig P. Omtvedt Management For Voted - For
1l Elect Director Scott Ostfeld   Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
 
CONCORDIA FINANCIAL GROUP, LTD.      
 
Security ID: JP3305990008 Ticker: 7186      
 
Meeting Date: 21-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet - Amend Provisions on      
  Director Titles   Management For Voted - For
2.1 Elect Director Kataoka, Tatsuya Management For Voted - For
2.2 Elect Director Oishi, Yoshiyuki Management For Voted - For
2.3 Elect Director Suzuki, Yoshiaki Management For Voted - For
2.4 Elect Director Onodera, Nobuo Management For Voted - For
2.5 Elect Director Akiyoshi, Mitsuru Management For Voted - For
2.6 Elect Director Yamada, Yoshinobu Management For Voted - For
2.7 Elect Director Yoda, Mami   Management For Voted - For

 

103


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
COPART, INC.        
 
Security ID: US2172041061 Ticker: CPRT      
 
Meeting Date: 03-Dec-21 Meeting Type: Annual      
 
1.1 Elect Director Willis J. Johnson Management For Voted - For
1.2 Elect Director A. Jayson Adair Management For Voted - For
1.3 Elect Director Matt Blunt   Management For Voted - For
1.4 Elect Director Steven D. Cohan Management For Voted - For
1.5 Elect Director Daniel J. Englander Management For Voted - For
1.6 Elect Director James E. Meeks Management For Voted - For
1.7 Elect Director Thomas N. Tryforos Management For Voted - For
1.8 Elect Director Diane M. Morefield Management For Voted - For
1.9 Elect Director Stephen Fisher Management For Voted - For
1.10 Elect Director Cherylyn Harley LeBon Management For Voted - For
1.11 Elect Director Carl D. Sparks Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
CORBION NV        
 
Security ID: NL0010583399 Ticker: CRBN      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Receive Report of Management Board (Non-Voting) Management For Non-Voting
3 Adopt Financial Statements and Statutory Reports Management For Voted - For
4 Approve Remuneration Report Management For Voted - For
5 Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
6 Approve Dividends of EUR 0.56 Per Share Management For Voted - For
7 Approve Discharge of Management Board Management For Voted - For
8 Approve Discharge of Supervisory Board Management For Voted - For
9 Elect William Lin to Supervisory Board Management For Voted - For
10 Approve Remuneration of Supervisory Board Management For Voted - For
11 Grant Board Authority to Issue Shares Up to 10      
  Percent of Issued Capital for General Purposes Management For Voted - For
12 Authorize Board to Exclude Preemptive Rights from      
  Share Issuances under Item 11 Management For Voted - For
13 Grant Board Authority to Issue Shares Up to 10      
  Percent of Issued Capital in Case of Mergers,      
  Acquisitions, or Strategic Alliances Management For Voted - Against
14 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
15 Approve Cancellation of Repurchased Shares Management For Voted - For
16 Ratify KPMG Accountants N.V as Auditors Management For Voted - For
17 Other Business (Non-Voting) Management For Non-Voting

 

104


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
18 Close Meeting   Management For Non-Voting
 
COSTCO WHOLESALE CORPORATION      
 
Security ID: US22160K1051 Ticker: COST      
 
Meeting Date: 20-Jan-22 Meeting Type: Annual      
 
1a Elect Director Susan L. Decker Management For Voted - For
1b Elect Director Kenneth D. Denman Management For Voted - For
1c Elect Director Richard A. Galanti Management For Voted - For
1d Elect Director Hamilton E. James Management For Voted - For
1e Elect Director W. Craig Jelinek Management For Voted - For
1f Elect Director Sally Jewell   Management For Voted - For
1g Elect Director Charles T. Munger Management For Voted - For
1h Elect Director Jeffrey S. Raikes Management For Voted - For
1i Elect Director John W. Stanton Management For Voted - For
1j Elect Director Mary Agnes (Maggie) Wilderotter Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Report on Charitable Contributions Shareholder Against Voted - Against
5 Report on GHG Emissions Reduction Targets Shareholder Against Voted - For
6 Report on Racial Justice and Food Equity Shareholder Against Voted - Against
 
COUPA SOFTWARE INCORPORATED      
 
Security ID: US22266L1061 Ticker: COUP      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1a Elect Director Robert Bernshteyn Management For Voted - Withheld
1b Elect Director Frank van Veenendaal Management For Voted - Withheld
1c Elect Director Kanika Soni   Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
CRACKER BARREL OLD COUNTRY STORE, INC.      
 
Security ID: US22410J1060 Ticker: CBRL      
 
Meeting Date: 18-Nov-21 Meeting Type: Annual      
 
1.1 Elect Director Thomas H. Barr Management For Voted - For
1.2 Elect Director Carl T. Berquist Management For Voted - For
1.3 Elect Director Sandra B. Cochran Management For Voted - For
1.4 Elect Director Meg G. Crofton Management For Voted - For
1.5 Elect Director Gilbert R. Davila Management For Voted - For
1.6 Elect Director William W. McCarten Management For Voted - For
1.7 Elect Director Coleman H. Peterson Management For Voted - For

 

105


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.8 Elect Director Gisel Ruiz   Management For Voted - For
1.9 Elect Director Darryl L. (Chip) Wade Management For Voted - For
1.10 Elect Director Andrea M. Weiss Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Adopt, Renew or Amend Shareholder Rights Plan      
  (Poison Pill)   Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5 Allow Shareholder Meetings to be Held in      
  Virtual-Only Format   Shareholder Against Voted - For
 
CRANSWICK PLC        
 
Security ID: GB0002318888 Ticker: CWK      
 
Meeting Date: 26-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Approve Final Dividend   Management For Voted - For
5 Re-elect Kate Allum as Director Management For Voted - For
6 Re-elect Mark Bottomley as Director Management For Voted - For
7 Re-elect Jim Brisby as Director Management For Voted - For
8 Re-elect Adam Couch as Director Management For Voted - For
9 Re-elect Pam Powell as Director Management For Voted - For
10 Re-elect Mark Reckitt as Director Management For Voted - For
11 Re-elect Tim Smith as Director Management For Voted - For
12 Elect Liz Barber as Director   Management For Voted - For
13 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Approve Scrip Dividend Scheme Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
CRAYON GROUP HOLDING AS        
 
Security ID: NO0010808892 Ticker: CRAYN      
 
Meeting Date: 23-Nov-21 Meeting Type: Extraordinary Shareholders    
 
1 Elect Chairman of Meeting   Management For Did Not Vote
2 Approve Notice of Meeting and Agenda Management For Did Not Vote
3 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote

 

106


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
5 Approve Equity Plan Financing Management For Did Not Vote
 
Meeting Date: 20-May-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Did Not Vote
2 Approve Notice of Meeting and Agenda Management For Did Not Vote
3 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
4 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Omission of      
  Dividends   Management For Did Not Vote
5 Approve Remuneration of Auditors Management For Did Not Vote
6.1 Reelect Rune Syversen (Chair) as Director Management For Did Not Vote
6.2 Reelect Dagfinn Ringas as Director Management For Did Not Vote
6.3 Reelect Grethe Viksaas as Director Management For Did Not Vote
6.4 Reelect Jennifer Koss as Director Management For Did Not Vote
6.5 Reelect Jens Rugseth as Director Management For Did Not Vote
6.6 Elect Wenche Marie Agerup as New Director Management For Did Not Vote
6.7 Elect Jens Winter Moberg as New Director Management For Did Not Vote
7.1 Reelect Tor Malmo (Chair) as Member of Nominating      
  Committee   Management For Did Not Vote
7.2 Reelect Ole-Morten Settevik as Member of Nominating      
  Committee   Management For Did Not Vote
7.3 Reelect Paul C. Schorr IV as Member of Nominating      
  Committee   Management For Did Not Vote
8 Approve Remuneration of Directors in the Amount of      
  NOK 700,000 for Chairman, NOK 375,000 for      
  Shareholder Elected Directors and NOK 75,000 for      
  Employee Elected Directors; Approve Remuneration      
  for Committee Work   Management For Did Not Vote
9 Approve Remuneration of Members of Nominating      
  Committee   Management For Did Not Vote
10 Discuss Company's Corporate Governance Statement Management For Did Not Vote
11 Approve Remuneration Statement Management For Did Not Vote
12.a Approve Equity Plan Financing Management For Did Not Vote
12.b Approve Issuance of up to 10 Percent of Share      
  Capital without Preemptive Management For Did Not Vote
13 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Did Not Vote
 
CROWDSTRIKE HOLDINGS, INC.        
 
Security ID: US22788C1053 Ticker: CRWD      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Cary J. Davis   Management For Voted - Withheld
1.2 Elect Director George Kurtz   Management For Voted - Withheld
1.3 Elect Director Laura J. Schumacher Management For Voted - Withheld
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For

 

107


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CTS EVENTIM AG & CO. KGAA      
 
Security ID: DE0005470306 Ticker: EVD      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Accept Financial Statements and Statutory Reports      
  for Fiscal Year 2021   Management For Voted - For
3 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
4 Approve Discharge of Personally Liable Partner for      
  Fiscal Year 2021   Management For Voted - For
5 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
6 Ratify KPMG AG as Auditors for Fiscal Year 2022 Management For Voted - For
7.1 Reelect Bernd Kundrun to the Supervisory Board Management For Voted - Against
7.2 Reelect Juliane Thuemmel to the Supervisory Board Management For Voted - For
7.3 Reelect Philipp Westermeyer to the Supervisory Board Management For Voted - For
7.4 Elect Cornelius Baur to the Supervisory Board Management For Voted - For
8 Approve Remuneration Report Management For Voted - For
 
CUMMINS INC.        
 
Security ID: US2310211063 Ticker: CMI      
 
Meeting Date: 10-May-22 Meeting Type: Annual      
 
1 Elect Director N. Thomas Linebarger Management For Voted - For
2 Elect Director Jennifer W. Rumsey Management For Voted - For
3 Elect Director Robert J. Bernhard Management For Voted - For
4 Elect Director Franklin R. Chang Diaz Management For Voted - For
5 Elect Director Bruno V. Di Leo Allen Management For Voted - For
6 Elect Director Stephen B. Dobbs Management For Voted - For
7 Elect Director Carla A. Harris Management For Voted - For
8 Elect Director Robert K. Herdman Management For Voted - For
9 Elect Director Thomas J. Lynch Management For Voted - For
10 Elect Director William I. Miller Management For Voted - For
11 Elect Director Georgia R. Nelson Management For Voted - For
12 Elect Director Kimberly A. Nelson Management For Voted - For
13 Elect Director Karen H. Quintos Management For Voted - For
14 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
15 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
16 Require Independent Board Chair Shareholder Against Voted - Against

 

108


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
D.R. HORTON, INC.        
 
Security ID: US23331A1097 Ticker: DHI      
 
Meeting Date: 26-Jan-22 Meeting Type: Annual      
 
1a Elect Director Donald R. Horton Management For Voted - For
1b Elect Director Barbara K. Allen Management For Voted - For
1c Elect Director Brad S. Anderson Management For Voted - For
1d Elect Director Michael R. Buchanan Management For Voted - For
1e Elect Director Benjamin S. Carson, Sr. Management For Voted - For
1f Elect Director Michael W. Hewatt Management For Voted - For
1g Elect Director Maribess L. Miller Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
DAIFUKU CO., LTD.        
 
Security ID: JP3497400006 Ticker: 6383      
 
Meeting Date: 24-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
2.1 Elect Director Geshiro, Hiroshi Management For Voted - For
2.2 Elect Director Honda, Shuichi Management For Voted - For
2.3 Elect Director Sato, Seiji   Management For Voted - For
2.4 Elect Director Hayashi, Toshiaki Management For Voted - For
2.5 Elect Director Nobuta, Hiroshi Management For Voted - For
2.6 Elect Director Ozawa, Yoshiaki Management For Voted - For
2.7 Elect Director Sakai, Mineo   Management For Voted - For
2.8 Elect Director Kato, Kaku   Management For Voted - For
2.9 Elect Director Kaneko, Keiko Management For Voted - For
3.1 Appoint Statutory Auditor Saito, Tsukasa Management For Voted - For
3.2 Appoint Statutory Auditor Miyajima, Tsukasa Management For Voted - For
 
DAI-ICHI LIFE HOLDINGS, INC.        
 
Security ID: JP3476480003 Ticker: 8750      
 
Meeting Date: 20-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 83   Management For Voted - For
2 Amend Articles to Amend Business Lines - Clarify      
  Director Authority on Shareholder Meetings - Allow      
  Virtual Only Shareholder Meetings - Amend      
  Provisions on Number of Directors Management For Voted - For
3.1 Elect Director Watanabe, Koichiro Management For Voted - For
3.2 Elect Director Inagaki, Seiji   Management For Voted - For

 

109


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3.3 Elect Director Kikuta, Tetsuya Management For Voted - For
3.4 Elect Director Shoji, Hiroshi   Management For Voted - For
3.5 Elect Director Akashi, Mamoru Management For Voted - For
3.6 Elect Director Sumino, Toshiaki Management For Voted - For
3.7 Elect Director Maeda, Koichi Management For Voted - For
3.8 Elect Director Inoue, Yuriko   Management For Voted - For
3.9 Elect Director Shingai, Yasushi Management For Voted - For
3.10 Elect Director Bruce Miller   Management For Voted - For
4.1 Elect Director and Audit Committee Member      
  Shibagaki, Takahiro   Management For Voted - For
4.2 Elect Director and Audit Committee Member Kondo,      
  Fusakazu   Management For Voted - For
4.3 Elect Director and Audit Committee Member Sato,      
  Rieko   Management For Voted - For
4.4 Elect Director and Audit Committee Member Ungyong      
  Shu   Management For Voted - Against
4.5 Elect Director and Audit Committee Member Masuda,      
  Koichi   Management For Voted - Against
5 Elect Alternate Director and Audit Committee Member      
  Tsuchiya, Fumiaki   Management For Voted - For
6 Approve Performance Share Plan Management For Voted - For
7 Approve Compensation Ceiling for Directors Who Are      
  Not Audit Committee Members Management For Voted - For
8 Approve Contract for Transfer of All Shares of a      
  Wholly-Owned Subsidiary to an Intermediate Holding      
  Company   Management For Voted - For
 
DAIICHI SANKYO CO., LTD.        
 
Security ID: JP3475350009 Ticker: 4568      
 
Meeting Date: 27-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 13.5   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Manabe, Sunao Management For Voted - For
3.2 Elect Director Hirashima, Shoji Management For Voted - For
3.3 Elect Director Otsuki, Masahiko Management For Voted - For
3.4 Elect Director Okuzawa, Hiroyuki Management For Voted - For
3.5 Elect Director Uji, Noritaka   Management For Voted - For
3.6 Elect Director Kama, Kazuaki Management For Voted - For
3.7 Elect Director Nohara, Sawako Management For Voted - For
3.8 Elect Director Fukuoka, Takashi Management For Voted - For
3.9 Elect Director Komatsu, Yasuhiro Management For Voted - For
4.1 Appoint Statutory Auditor Imazu, Yukiko Management For Voted - For
4.2 Appoint Statutory Auditor Matsumoto, Mitsuhiro Management For Voted - For
5 Approve Trust-Type Equity Compensation Plan Management For Voted - For

 

110


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
DAIKIN INDUSTRIES LTD.        
 
Security ID: JP3481800005 Ticker: 6367      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 110   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Inoue, Noriyuki Management For Voted - For
3.2 Elect Director Togawa, Masanori Management For Voted - For
3.3 Elect Director Kawada, Tatsuo Management For Voted - For
3.4 Elect Director Makino, Akiji Management For Voted - For
3.5 Elect Director Torii, Shingo   Management For Voted - For
3.6 Elect Director Arai, Yuko   Management For Voted - For
3.7 Elect Director Tayano, Ken   Management For Voted - For
3.8 Elect Director Minaka, Masatsugu Management For Voted - For
3.9 Elect Director Matsuzaki, Takashi Management For Voted - For
3.10 Elect Director Mineno, Yoshihiro Management For Voted - For
3.11 Elect Director Kanwal Jeet Jawa Management For Voted - For
4 Appoint Alternate Statutory Auditor Ono, Ichiro Management For Voted - For
 
DASSAULT SYSTEMES SA        
 
Security ID: FR0014003TT8 Ticker: DSY      
 
Meeting Date: 19-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  0.17 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
5 Appoint KPMG SA as Auditor Management For Voted - For
6 Approve Remuneration Policy of Corporate Officers Management For Voted - For
7 Approve Compensation of Charles Edelstenne,      
  Chairman of the Board   Management For Voted - For
8 Approve Compensation of Bernard Charles,      
  Vice-Chairman of the Board and CEO Management For Voted - For
9 Approve Compensation Report of Corporate Officers Management For Voted - Against
10 Reelect Charles Edelstenne as Director Management For Voted - For
11 Reelect Bernard Charles as Director Management For Voted - For
12 Reelect Pascal Daloz as Director Management For Voted - For
13 Reelect Xavier Cauchois as Director Management For Voted - For
14 Authorize Repurchase of Up to 20 Million Issued      
  Share Capital   Management For Voted - For

 

111


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
15 Approve Remuneration of Directors in the Aggregate      
  Amount of EUR 900,000   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
16 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
17 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
18 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Reserved for Employees and      
  Corporate Officers of International Subsidiaries Management For Voted - For
19 Delegate Powers to the Board to Approve Merger by      
  Absorption by the Company Management For Voted - Against
20 Authorize Capital Increase of Up to EUR 10 Million      
  in Connection with Contribution in Kind Above Management For Voted - Against
21 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
DATADOG, INC.        
 
Security ID: US23804L1035 Ticker: DDOG      
 
Meeting Date: 02-Jun-22 Meeting Type: Annual      
 
1a Elect Director Titi Cole   Management For Voted - For
1b Elect Director Matthew Jacobson Management For Voted - Withheld
1c Elect Director Julie G. Richardson Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
DEERE & COMPANY        
 
Security ID: US2441991054 Ticker: DE      
 
Meeting Date: 23-Feb-22 Meeting Type: Annual      
 
1a Elect Director Leanne G. Caret Management For Voted - For
1b Elect Director Tamra A. Erwin Management For Voted - For
1c Elect Director Alan C. Heuberger Management For Voted - For
1d Elect Director Charles O. Holliday, Jr. Management For Voted - For
1e Elect Director Michael O. Johanns Management For Voted - For
1f Elect Director Clayton M. Jones Management For Voted - For
1g Elect Director John C. May   Management For Voted - For
1h Elect Director Gregory R. Page Management For Voted - For
1i Elect Director Sherry M. Smith Management For Voted - For
1j Elect Director Dmitri L. Stockton Management For Voted - For
1k Elect Director Sheila G. Talton Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Approve Non-Employee Director Restricted Stock Plan Management For Voted - For

 

112


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Amend Governing Documents Regarding Requirements to      
  Call for a Special Meeting   Shareholder Against Voted - For
 
DELL TECHNOLOGIES INC.        
 
Security ID: US24703L2025 Ticker: DELL      
 
Meeting Date: 27-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Michael S. Dell Management For Voted - Withheld
1.2 Elect Director David W. Dorman Management For Voted - Withheld
1.3 Elect Director Egon Durban   Management For Voted - Withheld
1.4 Elect Director David Grain   Management For Voted - For
1.5 Elect Director William D. Green Management For Voted - Withheld
1.6 Elect Director Simon Patterson Management For Voted - Withheld
1.7 Elect Director Lynn Vojvodich Radakovich Management For Voted - Withheld
1.8 Elect Director Ellen J. Kullman Management For Voted - Withheld
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
4 Amend Certificate of Incorporation Management For Voted - For
 
DE'LONGHI SPA        
 
Security ID: IT0003115950 Ticker: DLG      
 
Meeting Date: 20-Apr-22 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
  Management Proposals   Management For Non-Voting
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Allocation of Income Management For Voted - For
2.1 Approve Remuneration Policy Management For Voted - For
2.2 Approve Second Section of the Remuneration Report Management For Voted - For
  Shareholder Proposals Submitted by De Longhi      
  Industrial SA   Management For Non-Voting
3.1 Fix Number of Directors   Shareholder None Voted - For
3.2 Fix Board Terms for Directors Shareholder None Voted - For
  Appoint Directors (Slate Election) - Choose One of      
  the Following Slates   Management For Non-Voting
3.3.1 Slate 1 Submitted by De Longhi Industrial SA Shareholder None Voted - Against
3.3.2 Slate 2 Submitted by Institutional Investors      
  (Assogestioni)   Shareholder None Voted - For
  Shareholder Proposals Submitted by De Longhi      
  Industrial SA   Management For Non-Voting
3.4 Elect Giuseppe de' Longhi as Board Chair Shareholder None Voted - For
3.5 Approve Remuneration of Directors Shareholder None Voted - For
  Appoint Internal Statutory Auditors (Slate      
  Election) - Choose One of the Following Slates Management For Non-Voting
4.1.1 Slate 1 Submitted by De Longhi Industrial SA Shareholder None Voted - Against

 

113


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.1.2 Slate 2 Submitted by Institutional Investors      
  (Assogestioni)   Shareholder None Voted - For
  Shareholder Proposal Submitted by De Longhi      
  Industrial SA   Management For Non-Voting
4.2 Approve Internal Auditors' Remuneration Shareholder None Voted - For
  Management Proposal   Management For Non-Voting
5 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
DELTA AIR LINES, INC.        
 
Security ID: US2473617023 Ticker: DAL      
 
Meeting Date: 16-Jun-22 Meeting Type: Annual      
 
1a Elect Director Edward H. Bastian Management For Voted - For
1b Elect Director Francis S. Blake Management For Voted - For
1c Elect Director Ashton B. Carter Management For Voted - For
1d Elect Director Greg Creed   Management For Voted - For
1e Elect Director David G. DeWalt Management For Voted - For
1f Elect Director William H. Easter, III Management For Voted - For
1g Elect Director Leslie D. Hale Management For Voted - For
1h Elect Director Christopher A. Hazleton Management For Voted - For
1i Elect Director Michael P. Huerta Management For Voted - For
1j Elect Director Jeanne P. Jackson Management For Voted - For
1k Elect Director George N. Mattson Management For Voted - For
1l Elect Director Sergio A. L. Rial Management For Voted - For
1m Elect Director David S. Taylor Management For Voted - For
1n Elect Director Kathy N. Waller Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
 
DELTA ELECTRONICS, INC.        
 
Security ID: TW0002308004 Ticker: 2308      
 
Meeting Date: 14-Jun-22 Meeting Type: Annual      
 
1 Approve Financial Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve Amendments to Rules and Procedures      
  Regarding Shareholder's General Meeting Management For Voted - For
5 Approve Amendments to Procedures Governing the      
  Acquisition or Disposal of Assets Management For Voted - For
6 Amend Procedures for Lending Funds to Other Parties Management For Voted - For

 

114


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  ELECT NON-INDEPENDENT DIRECTOR AND INDEPENDENT    
  DIRECTOR VIA CUMULATIVE VOTING Management For Non-Voting
7.1 Elect SS Guo, with SHAREHOLDER NO.5436 as      
  Non-independent Director   Management For Voted - For
7.2 Elect Audrey Tseng, with SHAREHOLDER NO.A220289XXX      
  as Independent Director   Management For Voted - For
8 Approve Release of Restrictions of Competitive      
  Activities of Directors   Management For Voted - For
 
DERMAPHARM HOLDING SE        
 
Security ID: DE000A2GS5D8 Ticker: DMP      
 
Meeting Date: 01-Jun-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  2.17 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify Grant Thornton AG as Auditors for Fiscal      
  Year 2022, for the Review of Interim Financial      
  Statements for Fiscal Year 2022 and for the Review      
  of Interim Financial Statements Until 2023 AGM Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7.1 Reelect Wilhelm Beier to the Supervisory Board Management For Voted - Against
7.2 Reelect Erwin Kern to the Supervisory Board Management For Voted - Against
7.3 Reelect Lothar Lanz to the Supervisory Board Management For Voted - Against
 
DEUTSCHE POST AG        
 
Security ID: DE0005552004 Ticker: DPW      
 
Meeting Date: 06-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.80 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2022   Management For Voted - For
6 Ratify Deloitte GmbH as Auditors for Fiscal Year      
  2023 and for the Review of Interim Financial      
  Statements for the Period from January 1, 2023,      
  until 2024 AGM   Management For Voted - For

 

115


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7.1 Elect Luise Hoelscher to the Supervisory Board Management For Voted - For
7.2 Elect Stefan Wintels to the Supervisory Board Management For Voted - For
8 Approve Stock Option Plan for Key Employees;      
  Approve Creation of EUR 20 Million Pool of      
  Conditional Capital to Guarantee Conversion Rights Management For Voted - For
9 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds without Preemptive      
  Rights up to Aggregate Nominal Amount of EUR 2      
  Billion; Approve Creation of EUR 40 Million Pool of      
  Capital to Guarantee Conversion Rights Management For Voted - For
10 Approve Remuneration Report Management For Voted - For
11 Approve Remuneration of Supervisory Board Management For Voted - For
 
DEUTZ AG        
 
Security ID: DE0006305006 Ticker: DEZ      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.15 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2022   Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Affiliation Agreement with DEUTZ      
  Deutschland GmbH   Management For Voted - For
8 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
 
DEXCOM, INC.        
 
Security ID: US2521311074 Ticker: DXCM      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1.1 Elect Director Steven R. Altman Management For Voted - For
1.2 Elect Director Barbara E. Kahn Management For Voted - For
1.3 Elect Director Kyle Malady   Management For Voted - For
1.4 Elect Director Jay S. Skyler   Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Approve Forward Stock Split Management For Voted - For

 

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Proposal   Proposed by Mgt. Position Registrant Voted
 
D'IETEREN GROUP        
 
Security ID: BE0974259880 Ticker: DIE      
 
Meeting Date: 02-Jun-22 Meeting Type: Ordinary Shareholders    
 
  Ordinary Shareholders' Meeting Agenda Management For Non-Voting
1 Receive Directors' and Auditors' Reports      
  (Non-Voting)   Management For Non-Voting
2 Approve Financial Statements, Allocation of Income,      
  and Dividends of EUR 2.10 per Share Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4.1 Approve Discharge of Directors Management For Voted - For
4.2 Approve Discharge of Auditors Management For Voted - For
5.1 Elect Hugo De Stoop as Independent Director Management For Voted - For
5.2 Reelect Pierre-Olivier Beckers SRL as Independent      
  Director   Management For Voted - For
5.3 Reelect CB Management as Independent Director Management For Voted - For
5.4 Reelect Sophie Gasperment as Independent Director Management For Voted - For
5.5 Reelect Nayarit Participations SCA as Director Management For Voted - Against
5.6 Reelect Societe Anonyme de Participation et de      
  Gestion SA as Director Management For Voted - Against
5.7 Reelect GEMA SRL as Director Management For Voted - For
 
DISCOVER FINANCIAL SERVICES      
 
Security ID: US2547091080 Ticker: DFS      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1.1 Elect Director Jeffrey S. Aronin Management For Voted - For
1.2 Elect Director Mary K. Bush Management For Voted - For
1.3 Elect Director Gregory C. Case Management For Voted - For
1.4 Elect Director Candace H. Duncan Management For Voted - For
1.5 Elect Director Joseph F. Eazor Management For Voted - For
1.6 Elect Director Cynthia A. Glassman Management For Voted - For
1.7 Elect Director Roger C. Hochschild Management For Voted - For
1.8 Elect Director Thomas G. Maheras Management For Voted - For
1.9 Elect Director Michael H. Moskow Management For Voted - For
1.10 Elect Director David L. Rawlinson, II Management For Voted - For
1.11 Elect Director Mark A. Thierer Management For Voted - For
1.12 Elect Director Jennifer L. Wong Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For

 

117


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
DISCOVERY, INC.        
 
Security ID: US25470F1049 Ticker: DISCA      
 
Meeting Date: 11-Mar-22 Meeting Type: Special      
 
1A Approve Reclassification of Discovery Capital stock      
  Issued and Outstanding or Held by Discovery as      
  Treasury Stock   Management For Voted - For
1B Increase Authorized Common Stock Management For Voted - For
1C Increase Authorized Preferred Stock Management For Voted - Against
1D Declassify the Board of Directors Management For Voted - For
1E Approve All Other Changes in Connection with the      
  Charter Amendment   Management For Voted - For
2 Issue Shares in Connection with Merger Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
 
DISCOVERY, INC.        
 
Security ID: US9344231041 Ticker: DISCA      
 
Meeting Date: 08-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Paul A. Gould Management For Voted - Withheld
1.2 Elect Director Kenneth W. Lowe Management For Voted - Withheld
1.3 Elect Director Daniel E. Sanchez Management For Voted - Withheld
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
 
DIVI'S LABORATORIES LIMITED      
 
Security ID: INE361B01024 Ticker: 532488      
 
Meeting Date: 30-Aug-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Dividend   Management For Voted - For
3 Reelect Kiran S. Divi as Director Management For Voted - For
4 Reelect Nilima Prasad Divi as Director Management For Voted - For
 
Meeting Date: 26-Mar-22 Meeting Type: Special      
 
  Postal Ballot   Management For Non-Voting
1 Reelect Ramesh B. V. Nimmagadda as Director Management For Voted - For
2 Reelect Ganapaty Seru as Director Management For Voted - For
3 Approve Reappointment and Remuneration of Nilima      
  Prasad Divi as Whole-Time Director (Commercial) Management For Voted - For

 

118


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
DIXONS CARPHONE PLC        
 
Security ID: GB00B4Y7R145 Ticker: DC      
 
Meeting Date: 15-Sep-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Elect Bruce Marsh as Director Management For Voted - For
5 Re-elect Alex Baldock as Director Management For Voted - For
6 Re-elect Eileen Burbidge as Director Management For Voted - For
7 Re-elect Tony DeNunzio as Director Management For Voted - For
8 Re-elect Andrea Gisle Joosen as Director Management For Voted - For
9 Re-elect Lord Livingston of Parkhead as Director Management For Voted - For
10 Re-elect Fiona McBain as Director Management For Voted - For
11 Re-elect Gerry Murphy as Director Management For Voted - For
12 Reappoint Deloitte LLP as Auditors Management For Voted - For
13 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14 Authorise UK Political Donations and Expenditure Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
DKSH HOLDING AG        
 
Security ID: CH0126673539 Ticker: DKSH      
 
Meeting Date: 17-Mar-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  2.05 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Approve Remuneration of Directors in the Amount of      
  CHF 2.8 Million   Management For Voted - For
4.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 19.5 Million Management For Voted - For
5.1.1 Reelect Wolfgang Baier as Director Management For Voted - For
5.1.2 Reelect Jack Clemons as Director Management For Voted - For
5.1.3 Reelect Marco Gadola as Director Management For Voted - For
5.1.4 Reelect Adrian Keller as Director Management For Voted - For
5.1.5 Reelect Andreas Keller as Director Management For Voted - For
5.1.6 Reelect Annette Koehler as Director Management For Voted - For
5.1.7 Reelect Hans Tanner as Director Management For Voted - For
5.1.8 Reelect Eunice Zehnder-Lai as Director Management For Voted - For
5.2 Reelect Marco Gadola as Board Chairman Management For Voted - For

 

119


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5.3.1 Reappoint Adrian Keller as Member of the Nomination      
  and Compensation Committee Management For Voted - For
5.3.2 Reappoint Eunice Zehnder-Lai as Member of the      
  Nomination and Compensation Committee Management For Voted - For
5.3.3 Appoint Hans Tanner as Member of the Nomination and      
  Compensation Committee   Management For Voted - For
6 Ratify Ernst & Young AG as Auditors Management For Voted - For
7 Designate Ernst Widmer as Independent Proxy Management For Voted - For
8 Transact Other Business (Voting) Management For Voted - Against
 
DOCUSIGN, INC.        
 
Security ID: US2561631068 Ticker: DOCU      
 
Meeting Date: 03-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Teresa Briggs   Management For Voted - Withheld
1.2 Elect Director Blake J. Irving Management For Voted - Withheld
1.3 Elect Director Daniel D. Springer Management For Voted - Withheld
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
DOLLAR GENERAL CORPORATION      
 
Security ID: US2566771059 Ticker: DG      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1a Elect Director Warren F. Bryant Management For Voted - For
1b Elect Director Michael M. Calbert Management For Voted - For
1c Elect Director Patricia D. Fili-Krushel Management For Voted - For
1d Elect Director Timothy I. McGuire Management For Voted - For
1e Elect Director William C. Rhodes, III Management For Voted - For
1f Elect Director Debra A. Sandler Management For Voted - For
1g Elect Director Ralph E. Santana Management For Voted - For
1h Elect Director Todd J. Vasos Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Political Contributions and Expenditures Shareholder Against Voted - For
 
DOMETIC GROUP AB        
 
Security ID: SE0007691613 Ticker: DOM      
 
Meeting Date: 13-Apr-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Non-Voting
3 Approve Agenda of Meeting Management For Voted - For

 

120


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Designate Inspectors of Minutes of Meeting Management For Non-Voting
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive President's Report   Management For Non-Voting
7 Receive Financial Statements and Statutory Reports Management For Non-Voting
8.a Accept Financial Statements and Statutory Reports Management For Voted - For
8.b Approve Allocation of Income and Dividends of SEK      
  2.45 Per Share   Management For Voted - For
8.c.1 Approve Discharge of Fredrik Cappelen Management For Voted - For
8.c.2 Approve Discharge of Erik Olsson Management For Voted - For
8.c.3 Approve Discharge of Helene Vibbleus Management For Voted - For
8.c.4 Approve Discharge of Jacqueline Hoogerbrugge Management For Voted - For
8.c.5 Approve Discharge of Magnus Yngen Management For Voted - For
8.c.6 Approve Discharge of Mengmeng Du Management For Voted - For
8.c.7 Approve Discharge of Peter Sjolander Management For Voted - For
8.c.8 Approve Discharge of Rainer E. Schmuckle Management For Voted - For
8.c.9 Approve Discharge of Juan Vargues Management For Voted - For
9 Determine Number of Members (8) and Deputy Members      
  (0) of Board; Determine Number of Auditors (1) and      
  Deputy Auditors (0)   Management For Voted - For
10.1 Approve Remuneration of Directors in the Amount of      
  SEK 1.2 Million for Chairman andSEK 460,000 for      
  Other Directors; Approve Remuneration for Committee      
  Work   Management For Voted - For
10.2 Approve Remuneration of Auditors Management For Voted - For
11.1 Reelect Fredrik Cappelen as Director Management For Voted - For
11.2 Reelect Erik Olsson as Director Management For Voted - Against
11.3 Reelect Helene Vibbleus as Director Management For Voted - For
11.4 Reelect Jacqueline Hoogerbrugge as Director Management For Voted - For
11.5 Reelect Magnus Yngen as Director Management For Voted - For
11.6 Reelect Mengmeng Du as Director Management For Voted - For
11.7 Reelect Peter Sjolander as Director Management For Voted - For
11.8 Reelect Rainer E. Schmuckle as Director Management For Voted - For
11.9 Reelect Fredrik Cappelen as Board Chair Management For Voted - For
12 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
13 Approve Remuneration Report Management For Voted - For
14 Approve Issuance of up to 10 Percent of Share      
  Capital without Preemptive Rights Management For Voted - For
 
DOW INC.        
 
Security ID: US2605571031 Ticker: DOW      
 
Meeting Date: 14-Apr-22 Meeting Type: Annual      
 
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Gaurdie Banister, Jr. Management For Voted - For
1c Elect Director Wesley G. Bush Management For Voted - For
1d Elect Director Richard K. Davis Management For Voted - For
1e Elect Director Jerri DeVard   Management For Voted - For
1f Elect Director Debra L. Dial   Management For Voted - For

 

121


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1g Elect Director Jeff M. Fettig   Management For Voted - For
1h Elect Director Jim Fitterling   Management For Voted - For
1i Elect Director Jacqueline C. Hinman Management For Voted - For
1j Elect Director Luis Alberto Moreno Management For Voted - For
1k Elect Director Jill S. Wyant   Management For Voted - For
1l Elect Director Daniel W. Yohannes Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Require Independent Board Chair Shareholder Against Voted - Against
 
DR. MARTENS PLC        
 
Security ID: GB00BL6NGV24 Ticker: DOCS      
 
Meeting Date: 29-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Elect Paul Mason as Director Management For Voted - For
5 Elect Kenny Wilson as Director Management For Voted - For
6 Elect Jon Mortimore as Director Management For Voted - For
7 Elect Ian Rogers as Director   Management For Voted - For
8 Elect Ije Nwokorie as Director Management For Voted - For
9 Elect Lynne Weedall as Director Management For Voted - For
10 Elect Robyn Perriss as Director Management For Voted - For
11 Elect Tara Alhadeff as Director Management For Voted - For
12 Appoint Ernst & Young LLP as Auditors Management For Voted - For
13 Authorise the Audit and Risk Committee to Fix      
  Remuneration of Auditors   Management For Voted - For
14 Authorise UK Political Donations and Expenditure Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
DROPBOX, INC.        
 
Security ID: US26210C1045 Ticker: DBX      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1.1 Elect Director Andrew W. Houston Management For Voted - Withheld
1.2 Elect Director Donald W. Blair Management For Voted - Withheld
1.3 Elect Director Lisa Campbell Management For Voted - Withheld
1.4 Elect Director Paul E. Jacobs Management For Voted - Withheld

 

122


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.5 Elect Director Sara Mathew   Management For Voted - For
1.6 Elect Director Abhay Parasnis Management For Voted - For
1.7 Elect Director Karen Peacock Management For Voted - Withheld
1.8 Elect Director Michael Seibel Management For Voted - Withheld
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
DUERR AG        
 
Security ID: DE0005565204 Ticker: DUE      
 
Meeting Date: 13-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.50 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify Deloitte GmbH as Auditors for Fiscal Year      
  2022 and for the Review of Interim Financial      
  Statements for the Fiscal Year 2022 and the First      
  Quarter of Fiscal Year 2023 Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
 
DUSTIN GROUP AB        
 
Security ID: SE0006625471 Ticker: DUST      
 
Meeting Date: 15-Dec-21 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5.a Designate Jacob Wall as Inspector of Minutes of      
  Meeting   Management For Voted - For
5.b Designate Tomas Risbecker as Inspector of Minutes      
  of Meeting   Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management For Non-Voting
8.a Accept Financial Statements and Statutory Reports Management For Voted - For
8.b Approve Allocation of Income and Dividends of SEK      
  2.21 Per Share   Management For Voted - For
8.c1 Approve Discharge of Mia Brunell Livfors Management For Voted - For
8.c2 Approve Discharge of Stina Andersson Management For Voted - For
8.c3 Approve Discharge of Gregor Bieler Management For Voted - For

 

123


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8.c4 Approve Discharge of Gunnel Duveblad Management For Voted - For
8.c5 Approve Discharge of Johan Fant Management For Voted - For
8.c6 Approve Discharge of Tomas Franzen Management For Voted - For
8.c7 Approve Discharge of Mattias Mikshe Management For Voted - For
8.c8 Approve Discharge of Morten Strand Management For Voted - For
8.c9 Approve Discharge of Thomas Ekman Management For Voted - For
9 Approve Remuneration Report Management For Voted - For
10 Receive Nomination Committee's Report Management For Non-Voting
11 Determine Number of Members (8) and Deputy Members      
  (0) of Board   Management For Voted - For
12 Approve Remuneration of Directors in the Amount of      
  SEK 680,000 for Chair and SEK 400,000 for Other      
  Directors; Approve Remuneration for Committee Work      
  and Meeting Fees; Approve Remuneration of Auditors Management For Voted - For
13.1 Reelect Mia Brunell Livfors as Director Management For Voted - For
13.2 Reelect Stina Andersson as Director Management For Voted - For
13.3 Reelect Gregor Bieler as Director Management For Voted - For
13.4 Reelect Gunnel Duveblad as Director Management For Voted - For
13.5 Reelect Johan Fant as Director Management For Voted - For
13.6 Reelect Tomas Franzen as Director Management For Voted - For
13.7 Reelect Morten Strand as Director Management For Voted - For
13.8 Elect Dolph Westerbos as New Director Management For Voted - For
14 Reelect Mia Livfors as Chairperson Management For Voted - For
15 Reelect Ernst & Young as Auditors Management For Voted - For
16 Authorize Board to Repurchase Warrants from      
  Participants in Incentive Plan 2019 Management For Voted - For
17 Approve Warrants and Synthetic Option Plan LTI 2022      
  for Key Employees   Management For Voted - For
18 Close Meeting   Management For Non-Voting
 
E.ON SE        
 
Security ID: DE000ENAG999 Ticker: EOAN      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.49 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5.1 Ratify KPMG AG as Auditors for Fiscal Year 2022 Management For Voted - For
5.2 Ratify KPMG AG KPMG as Auditors for the Review of      
  Interim Financial Statements for Fiscal Year 2022 Management For Voted - For
5.3 Ratify KPMG AG as Auditors for the Review of      
  Interim Financial Statements for the First Quarter      
  of Fiscal Year 2023   Management For Voted - For
6 Approve Remuneration Report Management For Voted - For

 

124


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
EBAY, INC.        
 
Security ID: US2786421030 Ticker: EBAY      
 
Meeting Date: 08-Jun-22 Meeting Type: Annual      
 
1a Elect Director Adriane M. Brown Management For Voted - For
1b Elect Director Logan D. Green Management For Voted - For
1c Elect Director E. Carol Hayles Management For Voted - For
1d Elect Director Jamie Iannone Management For Voted - For
1e Elect Director Kathleen C. Mitic Management For Voted - For
1f Elect Director Paul S. Pressler Management For Voted - For
1g Elect Director Mohak Shroff Management For Voted - For
1h Elect Director Robert H. Swan Management For Voted - For
1i Elect Director Perry M. Traquina Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
ECKERT & ZIEGLER STRAHLEN- UND MEDIZINTECHNIK AG      
 
Security ID: DE0005659700 Ticker: EUZ      
 
Meeting Date: 01-Jun-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.50 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify BDO AG as Auditors for Fiscal Year 2022 Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8 Approve Remuneration of Supervisory Board Management For Voted - For
9 Amend Articles Re: Supervisory Board Chairman and      
  Deputy Chairman; Supervisory Board Meetings      
  Convocation and Resolutions Management For Voted - For
10 Approve Affiliation Agreement with PentixaPharm GmbH Management For Voted - For
11 Elect Albert Rupprecht to the Supervisory Board Management For Voted - Against
12.1 Elect Paola Eckert-Palvarini as Alternate      
  Supervisory Board Member Management For Voted - Against
12.2 Elect Anna Steeger as Alternate Supervisory Board      
  Member   Management For Voted - Against
12.3 Elect Susanne Becker as Alternate Supervisory Board      
  Member   Management For Voted - Against

 

125


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
12.4 Elect Elke Middelstaedt as Alternate Supervisory      
  Board Member   Management For Voted - Against
 
EDP RENOVAVEIS SA        
 
Security ID: ES0127797019 Ticker: EDPR      
 
Meeting Date: 31-Mar-22 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Treatment of Net Loss Management For Voted - For
3 Approve Dividends Charged Against Reserves Management For Voted - For
4 Approve Consolidated and Standalone Management      
  Reports, Corporate Governance Report and Management      
  Report   Management For Voted - For
5 Approve Non-Financial Information Statement Management For Voted - For
6 Appraise Management of Company and Approve Vote of      
  Confidence to Board of Directors Management For Voted - For
7 Approve General Meeting Regulations Management For Voted - For
8 Approve Remuneration Policy Management For Voted - For
9.1 Amend Article 1 Re: Company Name Management For Voted - For
9.2 Amend Articles Re: Convening of Meetings, Ordinary      
  and Extraordinary Meetings, Right to Information,      
  Right to Attendance, Representation and Vote Management For Voted - For
9.3 Amend Articles Re: Chairman and Secretary of the      
  Board, Limitations to be a Director, Vacancies and      
  Directors' Remuneration   Management For Voted - For
9.4 Amend Articles Re: Executive Committee, Audit,      
  Control and Related-Party Committee, and      
  Appointments and Remuneration Committee Management For Voted - For
9.5 Amend Article 31 Re: Annual Corporate Governance      
  Report   Management For Voted - For
10 Authorize Increase in Capital up to 50 Percent via      
  Issuance of Equity or Equity-Linked Securities,      
  Excluding Preemptive Rights of up to 20 Percent Management For Voted - Against
11 Maintain Vacant Board Seat   Management For Voted - For
12 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
EDP-ENERGIAS DE PORTUGAL SA      
 
Security ID: PTEDP0AM0009 Ticker: EDP      
 
Meeting Date: 06-Apr-22 Meeting Type: Annual      
 
1.1 Approve Individual and Consolidated Financial      
  Statements and Statutory Reports Management For Voted - For
1.2 Approve Sustainability Report Management For Voted - For
2.1 Approve Allocation of Income Management For Voted - For
2.2 Approve Dividends   Management For Voted - For

 

126


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3.1 Appraise Management of Company and Approve Vote of      
  Confidence to Management Board Management For Voted - For
3.2 Appraise Supervision of Company and Approve Vote of      
  Confidence to Supervisory Board Management For Voted - For
3.3 Appraise Work Performed by Statutory Auditor and      
  Approve Vote of Confidence to Statutory Auditor Management For Voted - For
4 Authorize Repurchase and Reissuance of Shares Management For Voted - For
5 Authorize Repurchase and Reissuance of Repurchased      
  Debt Instruments   Management For Voted - For
6 Elect Vice-Chair of the General Meeting Board Management For Voted - For
 
ELASTIC N.V.        
 
Security ID: NL0013056914 Ticker: ESTC      
 
Meeting Date: 01-Oct-21 Meeting Type: Annual      
 
1a Elect Director Shay Banon   Management For Voted - Against
1b Elect Director Shelley Leibowitz Management For Voted - For
2 Adopt Financial Statements and Statutory Reports Management For Voted - For
3 Approve Discharge of Executive Director Management For Voted - For
4 Approve Discharge of Non-Executive Directors Management For Voted - For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
6 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
7 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
Meeting Date: 09-Mar-22 Meeting Type: Extraordinary Shareholders    
 
1 Elect Director Ashutosh Kulkarni Management For Voted - For
 
ELECTROCOMPONENTS PLC        
 
Security ID: GB0003096442 Ticker: ECM      
 
Meeting Date: 15-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Louisa Burdett as Director Management For Voted - For
5 Re-elect David Egan as Director Management For Voted - For
6 Elect Rona Fairhead as Director Management For Voted - For
7 Re-elect Bessie Lee as Director Management For Voted - For
8 Re-elect Simon Pryce as Director Management For Voted - For
9 Re-elect Lindsley Ruth as Director Management For Voted - For
10 Re-elect David Sleath as Director Management For Voted - For
11 Re-elect Joan Wainwright as Director Management For Voted - For
12 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For

 

127


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
13 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
14 Authorise UK Political Donations and Expenditure Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
20 Adopt New Articles of Association Management For Voted - For
 
ELECTROLUX PROFESSIONAL AB      
 
Security ID: SE0013747870 Ticker: EPRO.B      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Non-Voting
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Non-Voting
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Receive President's Report   Management For Non-Voting
8 Accept Financial Statements and Statutory Reports Management For Voted - For
9 Approve Allocation of Income and Dividends of SEK      
  0.50 Per Share   Management For Voted - For
10.1 Approve Discharge of Kai Warn Management For Voted - For
10.2 Approve Discharge of Katharine Clark Management For Voted - For
10.3 Approve Discharge of Lorna Donatone Management For Voted - For
10.4 Approve Discharge of Hans Ola Meyer Management For Voted - For
10.5 Approve Discharge of Daniel Nodhall Management For Voted - For
10.6 Approve Discharge of Martine Snels Management For Voted - For
10.7 Approve Discharge of Carsten Voigtlander Management For Voted - For
10.8 Approve Discharge of Ulf Karlsson (Employee      
  Representative)   Management For Voted - For
10.9 Approve Discharge of Joachim Nord (Employee      
  Representative)   Management For Voted - For
10.10Approve Discharge of Per Magnusson (Deputy Employee      
  Representative)   Management For Voted - For
10.11Approve Discharge of Alberto Zanata (CEO) Management For Voted - For
11 Determine Number of Members (7) and Deputy Members      
  (0) of Board   Management For Voted - For
12.1 Approve Remuneration of Directors in the Amount of      
  SEK 1.63 Million to Chair and SEK 545,000 to Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
12.2 Approve Remuneration of Auditors Management For Voted - For
13.1 Reelect Kai Warn as Director Management For Voted - For
13.2 Reelect Katharine Clark as Director Management For Voted - For

 

128


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
13.3 Reelect Lorna Donatone as Director Management For Voted - For
13.4 Reelect Hans Ola Meyer as Director Management For Voted - For
13.5 Reelect Daniel Nodhall as Director Management For Voted - For
13.6 Reelect Martine Snels as Director Management For Voted - For
13.7 Reelect Carsten Voigtlander as Director Management For Voted - For
13.8 Reelect Kai Warn as Board Chair Management For Voted - For
14 Ratify Deloitte as Auditors   Management For Voted - For
15 Approve Remuneration Report Management For Voted - For
16.1 Approve Performance Share Plan for Key Employees Management For Voted - Against
16.2 Approve Equity Plan Financing Management For Voted - Against
17 Close Meeting   Management For Non-Voting
 
ELECTRONIC ARTS INC.        
 
Security ID: US2855121099 Ticker: EA      
 
Meeting Date: 12-Aug-21 Meeting Type: Annual      
 
1a Elect Director Kofi A. Bruce Management For Voted - For
1b Elect Director Leonard S. Coleman Management For Voted - For
1c Elect Director Jeffrey T. Huber Management For Voted - For
1d Elect Director Talbott Roche Management For Voted - For
1e Elect Director Richard A. Simonson Management For Voted - For
1f Elect Director Luis A. Ubinas Management For Voted - For
1g Elect Director Heidi J. Ueberroth Management For Voted - For
1h Elect Director Andrew Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
 
ELEKTA AB        
 
Security ID: SE0000163628 Ticker: EKTA.B      
 
Meeting Date: 25-Aug-21 Meeting Type: Annual      
 
  Management Proposals   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5.1 Designate Per Colleen as Inspector of Minutes of      
  Meeting   Management For Voted - For
5.2 Designate Filippa Gerstadt as Inspector of Minutes      
  of Meeting   Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management For Non-Voting

 

129


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
8 Accept Financial Statements and Statutory Reports Management For Voted - For
9 Approve Allocation of Income and Dividends of SEK      
  2.20 Per Share Management For Voted - For
10.1 Approve Discharge of Board Member and Chair Laurent      
  Leksell Management For Voted - For
10.2 Approve Discharge of Board Member Caroline Leksell      
  Cooke Management For Voted - For
10.3 Approve Discharge of Board Member Johan Malmquist Management For Voted - For
10.4 Approve Discharge of Board Member Wolfgang Reim Management For Voted - For
10.5 Approve Discharge of Board Member Jan Secher Management For Voted - For
10.6 Approve Discharge of Board Member Birgitta Stymne      
  Goransson Management For Voted - For
10.7 Approve Discharge of Board Member Cecilia Wikstrom Management For Voted - For
10.8 Approve Discharge of President and CEO Gustaf      
  Salford Management For Voted - For
10.9 Approve Discharge of Former President and CEO      
  Richard Hausmann Management For Voted - For
11.1 Determine Number of Members (7) of Board Management For Voted - For
11.2 Determine Number Deputy Members (0) of Board Management For Voted - For
12.1 Approve Remuneration of Directors in the Aggregate      
  Amount of SEK 5.04 Million Management For Voted - For
12.2 Approve Remuneration of Auditors Management For Voted - For
13.1 Reelect Laurent Leksell as Director Management For Voted - For
13.2 Reelect Caroline Leksell Cooke as Director Management For Voted - For
13.3 Reelect Johan Malmquist as Director Management For Voted - Against
13.4 Reelect Wolfgang Reim as Director Management For Voted - For
13.5 Reelect Jan Secher as Director Management For Voted - For
13.6 Reelect Birgitta Stymne Goransson as Director Management For Voted - For
13.7 Reelect Cecilia Wikstrom as Director Management For Voted - For
13.8 Reelect Laurent Leksell as Board Chair Management For Voted - For
14 Ratify Ernst & Young as Auditors Management For Voted - For
15 Approve Remuneration Report Management For Voted - For
16.a Approve Performance Share Plan 2021 Management For Voted - For
16.b Approve Equity Plan Financing Management For Voted - For
17 Approve Equity Plan Financing of 2019, 2020 and      
  2021 Performance Share Plans Management For Voted - For
18.a Authorize Share Repurchase Program Management For Voted - For
18.b Authorize Reissuance of Repurchased Shares Management For Voted - For
19 Authorize Contribution in Order to Establish      
  Philanthropic Foundation Management For Voted - For
  Shareholder Proposal Submitted by Thorwald Arvidsson Management For Non-Voting
20 Amend Articles Shareholder None Voted - Against
  Management Proposal Management For Non-Voting
21 Close Meeting Management For Non-Voting

 

130


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ELIOR GROUP SA        
 
Security ID: FR0011950732 Ticker: ELIOR      
 
Meeting Date: 28-Feb-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Absence of      
  Dividends   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
5 Approve Compensation Report of Corporate Officers Management For Voted - For
6 Approve Compensation of Gilles Cojan, Chairman of      
  the Board   Management For Voted - For
7 Approve Compensation of Philippe Guillemot, CEO Management For Voted - For
8 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
9 Approve Remuneration Policy of Executive Corporate      
  Officers   Management For Voted - For
10 Approve Remuneration Policy of Directors Management For Voted - For
11 Reelect Philippe Guillemot as Director Management For Voted - For
12 Reelect Gilles Auffret as Director Management For Voted - For
13 Reelect Anne Busquet as Director Management For Voted - For
14 Reelect Fonds Strategique de Participations as      
  Director   Management For Voted - For
15 Reelect Bernard Gault as Director Management For Voted - For
16 Renew Appointment of Celia Cornu as Censor Management For Voted - Against
17 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - Against
  Extraordinary Business   Management For Non-Voting
18 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 517,000 Management For Voted - For
19 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 344,000 Management For Voted - For
20 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 172,000 Management For Voted - For
21 Authorize Board to Set Issue Price for 10 Percent      
  Per Year of Issued Capital Pursuant to Issue      
  Authority without Preemptive Rights Management For Voted - For
22 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
23 Authorize Capitalization of Reserves for Bonus      
  Issue or Increase in Par Value Management For Voted - For
24 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management Against Voted - For
25 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For

 

131


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  Ordinary Business   Management For Non-Voting
26 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
EMBRACER GROUP AB        
 
Security ID: SE0013121589 Ticker: EMBRAC.B      
 
Meeting Date: 23-Aug-21 Meeting Type: Extraordinary Shareholders    
 
1 Open Meeting   Management For Did Not Vote
2 Elect Chairman of Meeting   Management For Did Not Vote
3 Prepare and Approve List of Shareholders Management For Did Not Vote
4 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
5 Acknowledge Proper Convening of Meeting Management For Did Not Vote
6 Approve Agenda of Meeting Management For Did Not Vote
7 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Did Not Vote
8 Close Meeting   Management For Did Not Vote
 
EMERSON ELECTRIC CO.        
 
Security ID: US2910111044 Ticker: EMR      
 
Meeting Date: 01-Feb-22 Meeting Type: Annual      
 
1.1 Elect Director Joshua B. Bolten Management For Voted - For
1.2 Elect Director William H. Easter, III Management For Voted - For
1.3 Elect Director Surendralal (Lal) L. Karsanbhai Management For Voted - For
1.4 Elect Director Lori M. Lee   Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
ENCAVIS AG        
 
Security ID: DE0006095003 Ticker: ECV      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.30 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member      
  Manfred Krueper for Fiscal Year 2021 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member      
  Alexander Stuhlmann for Fiscal Year 2021 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member      
  Cornelius Liedtke for Fiscal Year 2021 Management For Voted - For

 

132


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.4 Approve Discharge of Supervisory Board Member      
  Albert Buell for Fiscal Year 2021 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member Fritz      
  Vahrenholt for Fiscal Year 2021 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member      
  Christine Scheel for Fiscal Year 2021 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member      
  Henning Kreke for Fiscal Year 2021 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member      
  Marcus Schenck for Fiscal Year 2021 Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member Rolf      
  Schmitz for Fiscal Year 2021 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member Peter      
  Heidecker for Fiscal Year 2021 Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2022   Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Amend Articles Re: Supervisory Board Term of Office Management For Voted - For
8.1 Elect Manfred Krueper to the Supervisory Board Management For Voted - Against
8.2 Elect Isabella Pfaller to the Supervisory Board Management For Voted - Against
8.3 Elect Albert Buell to the Supervisory Board Management For Voted - Against
8.4 Elect Thorsten Testorp to the Supervisory Board Management For Voted - Against
8.5 Elect Henning Kreke to the Supervisory Board Management For Voted - For
8.6 Elect Fritz Vahrenholt to the Supervisory Board Management For Voted - Against
9 Approve Cancellation of Conditional Capital 2017 Management For Voted - For
10 Approve Cancellation of Conditional Capital 2018 Management For Voted - For
 
ENDESA SA        
 
Security ID: ES0130670112 Ticker: ELE      
 
Meeting Date: 29-Apr-22 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Consolidated and Standalone Management      
  Reports   Management For Voted - For
3 Approve Non-Financial Information Statement Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Approve Allocation of Income and Dividends Management For Voted - For
6 Renew Appointment of KPMG Auditores as Auditor Management For Voted - For
7 Authorize Issuance of Convertible Bonds,      
  Debentures, Warrants, and Other Debt Securities up      
  to EUR 7.5 Billion with Exclusion of Preemptive      
  Rights up to 10 Percent of Capital Management For Voted - For
8 Reelect Jose Damian Bogas Galvez as Director Management For Voted - For
9 Reelect Francesco Starace as Director Management For Voted - For
10 Elect Francesca Gostinelli as Director Management For Voted - For
11 Elect Cristina de Parias Halcon as Director Management For Voted - For
12 Fix Number of Directors at 12 Management For Voted - For
13 Approve Remuneration Report Management For Voted - For

 

133


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
14 Approve Remuneration Policy Management For Voted - For
15 Approve Strategic Incentive Plan Management For Voted - For
16 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
ENEL AMERICAS SA        
 
Security ID: CLP371861061 Ticker: ENELAM      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Approve Remuneration of Directors Management For Voted - For
4 Approve Remuneration of Directors' Committee and      
  Approve Their Budget   Management For Voted - For
5 Present Board's Report on Expenses; Present      
  Directors' Committee Report on Activities and      
  Expenses   Management For Non-Voting
6 Appoint Auditors   Management For Voted - For
7 Designate Risk Assessment Companies Management For Voted - For
8 Approve Investment and Financing Policy Management For Voted - For
9 Present Dividend Policy and Distribution Procedures Management For Non-Voting
10 Receive Report Regarding Related-Party Transactions Management For Non-Voting
11 Present Report on Processing, Printing, and Mailing      
  Information Required by Chilean Law Management For Non-Voting
12 Other Business   Management For Voted - Against
13 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
1 Amend Articles Re: Auditors, Replace 'Securities      
  and Insurance Superintendence' or 'Superintendence'      
  by 'Financial Market Commission' or 'Commission'      
  and Enel Chile S.A.   Management For Voted - Against
2 Consolidate Bylaws   Management For Voted - Against
3 Adopt Necessary Agreements to Legalize and Execute      
  Amendments to Articles Approved by this General      
  Meeting   Management For Voted - Against
 
ENEL SPA        
 
Security ID: IT0003128367 Ticker: ENEL      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
  Management Proposals   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For

 

134


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  Appoint Internal Statutory Auditors (Slate      
  Election) - Choose One of the Following Slates Management For Non-Voting
4.1 Slate 1 Submitted by Ministry of the Economy and      
  Finance   Shareholder None Voted - For
4.2 Slate 2 Submitted by Institutional Investors      
  (Assogestioni)   Shareholder None Voted - Against
  Shareholder Proposal Submitted by Ministry of the      
  Economy and Finance   Management For Non-Voting
5 Approve Internal Statutory Auditors' Remuneration Shareholder None Voted - For
  Management Proposals   Management For Non-Voting
6 Approve Long Term Incentive Plan Management For Voted - For
7.1 Approve Remuneration Policy Management For Voted - For
7.2 Approve Second Section of the Remuneration Report Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
ENGIE SA        
 
Security ID: FR0010208488 Ticker: ENGI      
 
Meeting Date: 21-Apr-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  0.85 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
5 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
6 Reelect Jean-Pierre Clamadieu as Director Management For Voted - For
7 Reelect Ross McInnes as Director Management For Voted - For
8 Elect Marie-Claire Daveu as Director Management For Voted - For
9 Approve Compensation Report of Corporate Officers Management For Voted - For
10 Approve Compensation of Jean-Pierre Clamadieu,      
  Chairman of the Board   Management For Voted - For
11 Approve Compensation of Catherine MacGregor, CEO Management For Voted - For
12 Approve Remuneration Policy of Directors Management For Voted - For
13 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
14 Approve Remuneration Policy of CEO Management For Voted - For
15 Approve Company's Climate Transition Plan Management For Voted - For
  Extraordinary Business   Management For Non-Voting
16 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 225 Million Management For Voted - For
17 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 225 Million Management For Voted - For

 

135


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
18 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 225 Million Management For Voted - For
19 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Under Item 15, 16 and 17 Management For Voted - For
20 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
21 Set Total Limit for Capital Increase to Result from      
  Issuance Requests Under Items 15-19 and 23-24 at      
  EUR 265 Million   Management For Voted - For
22 Authorize Capitalization of Reserves for Bonus      
  Issue or Increase in Par Value Management For Voted - For
23 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
24 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
25 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Reserved for Employees of      
  International Subsidiaries   Management For Voted - For
26 Authorize up to 0.75 Percent of Issued Capital for      
  Use in Restricted Stock Plans Reserved for      
  Employees, Corporate Officers and Employees of      
  International Subsidiaries from Groupe Engie Management For Voted - For
27 Authorize up to 0.75 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - For
28 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
  Shareholder Proposals Submitted by FCP Link France Management For Non-Voting
A Approve Allocation of Income and Dividends of EUR      
  0.45 per Share   Shareholder Against Voted - Against
B Subject to Approval of Item 3, Approve Allocation      
  of Income 2023 and 2024   Shareholder Against Voted - Against
 
ENIGMO, INC.        
 
Security ID: JP3164590006 Ticker: 3665      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 10   Management For Voted - For
2 Amend Articles to Adopt Board Structure with Audit      
  Committee - Disclose Shareholder Meeting Materials      
  on Internet - Allow Virtual Only Shareholder      
  Meetings - Amend Provisions on Number of Directors      
  - Indemnify Directors   Management For Voted - Against
3.1 Elect Director Suda, Shokei   Management For Voted - Against
3.2 Elect Director Ando, Hideo   Management For Voted - For
3.3 Elect Director Kaneda, Yoichi Management For Voted - For
3.4 Elect Director Odashima, Shinji Management For Voted - For
4.1 Elect Director and Audit Committee Member Amemiya,      
  Tetsuji   Management For Voted - For

 

136


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.2 Elect Director and Audit Committee Member      
  Nishimoto, Tsuyoshi   Management For Voted - For
4.3 Elect Director and Audit Committee Member Edogawa,      
  Taiji   Management For Voted - Against
5 Elect Alternate Director and Audit Committee Member      
  Otani, Akinori   Management For Voted - For
6 Approve Compensation Ceiling for Directors Who Are      
  Not Audit Committee Members Management For Voted - For
7 Approve Compensation Ceiling for Directors Who Are      
  Audit Committee Members Management For Voted - For
8 Approve Stock Option Plan   Management For Voted - Against
 
ENPHASE ENERGY, INC.        
 
Security ID: US29355A1079 Ticker: ENPH      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1.1 Elect Director Steven J. Gomo Management For Voted - For
1.2 Elect Director Thurman John "T.J." Rodgers Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
ENTRA ASA        
 
Security ID: NO0010716418 Ticker: ENTRA      
 
Meeting Date: 22-Apr-22 Meeting Type: Annual      
 
1 Open Meeting; Registration of Attending      
  Shareholders and Proxies   Management For Did Not Vote
2 Elect Chairman of Meeting   Management For Did Not Vote
3 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
4 Approve Notice of Meeting and Agenda Management For Did Not Vote
5 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Dividends Management For Did Not Vote
6 Authorize Board to Distribute Dividends Management For Did Not Vote
7 Discuss Company's Corporate Governance Statement Management For Did Not Vote
8 Approve Remuneration Statement Management For Did Not Vote
9 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
10 Authorize Share Repurchase Program and Cancellation      
  of Repurchased Shares   Management For Did Not Vote
11 Approve Equity Plan Financing Through Repurchase of      
  Shares   Management For Did Not Vote
12 Approve Creation of NOK 18.2 Million Pool of      
  Capital without Preemptive Rights Management For Did Not Vote
13 Approve Remuneration of Auditors Management For Did Not Vote
14a Approve Remuneration of Directors Management For Did Not Vote
14b Approve Remuneration of Audit Committee Management For Did Not Vote
14c Approve Remuneration of Compensation Committee Management For Did Not Vote

 

137


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
15a Elect Ottar Ertzeid (Chair) as New Director Management For Did Not Vote
15b Elect Joacim Sjoberg as New Director Management For Did Not Vote
15c Reelect Camilla AC Tepfers as Director Management For Did Not Vote
15d Reelect Hege Toft Karlsen as Director Management For Did Not Vote
15e Reelect Widar Salbuvik as Director Management For Did Not Vote
16 Elect Erik Selin as Member of Nominating Committee Management For Did Not Vote
17 Approve Remuneration of Nominating Committee Management For Did Not Vote
18 Ratify Deloitte as Auditors   Management For Did Not Vote
19 Approve Demerger Plan; Approve NOK 1.7 Million      
  Reduction in Share Capital via Reduction of Par      
  Value in Connection with Demerger Management For Did Not Vote
20 Approve Merger Agreement Between Wholly Owned      
  Subsidiary Lagardsveien 6AS and Entra L6 AS;      
  Approve NOK 1.7 Million Increase in Share Capital Management For Did Not Vote
 
EPIROC AB        
 
Security ID: SE0015658109 Ticker: EPI.A      
 
Meeting Date: 25-Apr-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Non-Voting
4 Approve Agenda of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Receive President's Report   Management For Non-Voting
8.a Accept Financial Statements and Statutory Reports Management For Voted - For
8.b1 Approve Discharge of Lennart Evrell Management For Voted - For
8.b2 Approve Discharge of Johan Forssell Management For Voted - For
8.b3 Approve Discharge of Helena Hedblom (as Board      
  Member)   Management For Voted - For
8.b4 Approve Discharge of Jeane Hull Management For Voted - For
8.b5 Approve Discharge of Ronnie Leten Management For Voted - For
8.b6 Approve Discharge of Ulla Litzen Management For Voted - For
8.b7 Approve Discharge of Sigurd Mareels Management For Voted - For
8.b8 Approve Discharge of Astrid Skarheim Onsum Management For Voted - For
8.b9 Approve Discharge of Anders Ullberg Management For Voted - For
8.b10Approve Discharge of Niclas Bergstrom Management For Voted - For
8.b11Approve Discharge of Gustav El Rachidi Management For Voted - For
8.b12Approve Discharge of Kristina Kanestad Management For Voted - For
8.b13Approve Discharge of Daniel Rundgren Management For Voted - For
8.b14Approve Discharge of CEO Helena Hedblom Management For Voted - For
8.c Approve Allocation of Income and Dividends of SEK 3      
  Per Share   Management For Voted - For
8.d Approve Remuneration Report Management For Voted - For
9.a Determine Number of Members (10) and Deputy Members      
  of Board   Management For Voted - For
9.b Determine Number of Auditors (1) and Deputy Auditors Management For Voted - For

 

138


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
10.a1 Elect Anthea Bath as New Director Management For Voted - For
10.a2 Reelect Lennart Evrell as Director Management For Voted - For
10.a3 Reelect Johan Forssell as Director Management For Voted - For
10.a4 Reelect Helena Hedblom as Director Management For Voted - For
10.a5 Reelect Jeane Hull as Director Management For Voted - For
10.a6 Reelect Ronnie Leten as Director Management For Voted - For
10.a7 Reelect Ulla Litzen as Director Management For Voted - For
10.a8 Reelect Sigurd Mareels as Director Management For Voted - For
10.a9 Reelect Astrid Skarheim Onsum as Director Management For Voted - For
10a10 Reelect Anders Ullberg as Director Management For Voted - For
10.b Reelect Ronnie Leten as Board Chair Management For Voted - For
10.c Ratify Ernst & Young as Auditors Management For Voted - For
11.a Approve Remuneration of Directors in the Amount of      
  SEK 2.47 Million for Chair and SEK 775,000 for      
  Other Directors; Approve Partly Remuneration in      
  Synthetic Shares; Approve Remuneration for      
  Committee Work   Management For Voted - For
11.b Approve Remuneration of Auditors Management For Voted - For
12 Approve Stock Option Plan 2022 for Key Employees Management For Voted - For
13.a Approve Equity Plan Financing Through Repurchase of      
  Class A Shares   Management For Voted - For
13.b Approve Repurchase of Shares to Pay 50 Percent of      
  Director's Remuneration in Synthetic Shares Management For Voted - For
13.c Approve Equity Plan Financing Through Transfer of      
  Class A Shares to Participants Management For Voted - For
13.d Approve Sale of Class A Shares to Finance Director      
  Remuneration in Synthetic Shares Management For Voted - For
13.e Approve Sale of Class A Shares to Finance Stock      
  Option Plan 2016, 2017, 2018 and 2019 Management For Voted - For
14 Approve Nominating Committee Procedures Management For Voted - For
15 Close Meeting   Management For Non-Voting
 
EQUIFAX INC.        
 
Security ID: US2944291051 Ticker: EFX      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1a Elect Director Mark W. Begor Management For Voted - For
1b Elect Director Mark L. Feidler Management For Voted - For
1c Elect Director G. Thomas Hough Management For Voted - For
1d Elect Director Robert D. Marcus Management For Voted - For
1e Elect Director Scott A. McGregor Management For Voted - For
1f Elect Director John A. McKinley Management For Voted - For
1g Elect Director Robert W. Selander Management For Voted - For
1h Elect Director Melissa D. Smith Management For Voted - For
1i Elect Director Audrey Boone Tillman Management For Voted - For
1j Elect Director Heather H. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For

 

139


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
EQUINIX, INC.        
 
Security ID: US29444U7000 Ticker: EQIX      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1.1 Elect Director Nanci Caldwell Management For Voted - For
1.2 Elect Director Adaire Fox-Martin Management For Voted - For
1.3 Elect Director Ron Guerrier   Management For Voted - For
1.4 Elect Director Gary Hromadko Management For Voted - For
1.5 Elect Director Irving Lyons, III Management For Voted - For
1.6 Elect Director Charles Meyers Management For Voted - For
1.7 Elect Director Christopher Paisley Management For Voted - For
1.8 Elect Director Sandra Rivera Management For Voted - For
1.9 Elect Director Peter Van Camp Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
EQUINOR ASA        
 
Security ID: NO0010096985 Ticker: EQNR      
 
Meeting Date: 11-May-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Registration of Attending Shareholders and Proxies Management For Non-Voting
3 Elect Chairman of Meeting   Management For Voted - For
4 Approve Notice of Meeting and Agenda Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Dividends of USD      
  0.20 Per Share, Approve Extraordinary Dividends of      
  USD 0.20 Per Share   Management For Voted - For
7 Authorize Board to Distribute Dividends Management For Voted - For
8 Approve NOK 205.5 Million Reduction in Share      
  Capital via Share Cancellation Management For Voted - For
9 Amend Corporate Purpose   Management For Voted - For
10 Approve Company's Energy Transition Plan (Advisory      
  Vote)   Management For Voted - Against
  Shareholder Proposals   Management For Non-Voting
11 Instruct Company to Set Short, Medium, and      
  Long-Term Targets for Greenhouse Gas (GHG)      
  Emissions of the Companys Operations and the Use of      
  Energy Products   Shareholder Against Voted - For
12 Introduce a Climate Target Agenda and Emission      
  Reduction Plan   Shareholder Against Voted - For
13 Establish a State Restructuring Fund for Employees      
  who Working in the Oil Sector Shareholder Against Voted - Against

 

140


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
14 Instruct Company to Stop all Oil and Gas      
  Exploration in the Norwegian Sector ofthe Barents      
  Sea Shareholder Against Voted - Against
15 Instruct Company to Stop all Exploration Activity      
  and Test Drilling for Fossil Energy Resources Shareholder Against Voted - Against
16 Increase Investments in Renewable Energy, Stop New      
  Exploration in Barents Sea, Discontinue      
  International Activities and Develop a Plan for      
  Gradual Closure of the Oil Industry Shareholder Against Voted - Against
17 Instruct Board to Present a Strategy for Real      
  Business Transformation to Sustainable Energy      
  Production Shareholder Against Voted - Against
18 Instruct Company to Divest all International      
  Operations, First Within Renewable Energy, then      
  Within Petroleum Production Shareholder Against Voted - Against
19 Action Plan For Quality Assurance and      
  Anti-Corruption Shareholder Against Voted - Against
  Management Proposals Management For Non-Voting
20 Approve Company's Corporate Governance Statement Management For Voted - For
21 Approve Remuneration Statement (Advisory) Management For Voted - For
22 Approve Remuneration of Auditors Management For Voted - For
  Elect Either All Candidates to Corporate Assembly      
  Bundled in item 23, or Vote on Each Candidate in      
  items 23.1-23.16 Management For Non-Voting
23 Elect Members and Deputy Members of Corporate      
  Assembly Management For Voted - For
23.1 Reelect Jarle Roth (Chair) as Member of Corporate      
  Assembly Management For Voted - For
23.2 Reelect Nils Bastiansen (Deputy Chair) as Member of      
  Corporate Assembly Management For Voted - For
23.3 Reelect Finn Kinserdal as Member of Corporate      
  Assembly Management For Voted - For
23.4 Reelect Kari Skeidsvoll Moe as Member of Corporate      
  Assembly Management For Voted - For
23.5 Reelect Kjerstin Rasmussen Braathen as Member of      
  Corporate Assembly Management For Voted - For
23.6 Reelect Kjerstin Fyllingen as Member of Corporate      
  Assembly Management For Voted - For
23.7 Reelect Mari Rege as Member of Corporate Assembly Management For Voted - For
23.8 Reelect Trond Straume as Member of Corporate      
  Assembly Management For Voted - For
23.9 Elect Martin Wien Fjell as New Member of Corporate      
  Assembly Management For Voted - For
23.10Elect Merete Hverven as New Member of Corporate      
  Assembly Management For Voted - For
23.11Elect Helge Aasen as New Member of Corporate      
  Assembly Management For Voted - For
23.12Elect Liv B. Ulriksen as New Member of Corporate      
  Assembly Management For Voted - For
23.13Elect Per Axel Koch as New Deputy Member of      
  Corporate Assembly Management For Voted - For

 

141


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
23.14Elect Catrine Kristiseter Marti as New Deputy      
  Member of Corporate Assembly Management For Voted - For
23.15Elect Nils Morten Huseby as New Deputy Member of      
  Corporate Assembly   Management For Voted - For
23.16Reelect Nina Kivijervi Jonassen as Deputy Member of      
  Corporate Assembly   Management For Voted - For
24 Approve Remuneration of Directors in the Amount of      
  NOK 137,600 for Chairman, NOK 72,600 for Deputy      
  Chairman and NOK 51,000 for Other Directors;      
  Approve Remuneration for Deputy Directors Management For Voted - For
  Elect Either All Candidates to Nominating Committee      
  Bundled in item 25, or Vote on Each Candidate in      
  items 25.1-25.4   Management For Non-Voting
25 Elect Members of Nominating Committee Management For Voted - For
25.1 Reelect Jarle Roth as Member of Nominating Committee Management For Voted - For
25.2 Reelect Berit L. Henriksen as Member of Nominating      
  Committee   Management For Voted - For
25.3 Elect Merete Hverven as New Member of Nominating      
  Committee   Management For Voted - For
25.4 Elect Jan Tore Fosund as New Member of Nominating      
  Committee   Management For Voted - For
26 Approve Remuneration of Nominating Committee Management For Voted - For
27 Approve Equity Plan Financing Management For Voted - For
28 Authorize Share Repurchase Program and Cancellation      
  of Repurchased Shares   Management For Voted - For
29 Adjust Marketing Instructions for Equinor ASA Management For Voted - For
 
EREGLI DEMIR VE CELIK FABRIKALARI TAS      
 
Security ID: TRAEREGL91G3 Ticker: EREGL.E      
 
Meeting Date: 17-Mar-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting and Elect Presiding Council of Meeting Management For Voted - For
2 Authorize Presiding Council to Sign Minutes of      
  Meeting   Management For Voted - For
3 Accept Board Report   Management For Voted - For
4 Accept Audit Report   Management For Voted - For
5 Accept Financial Statements   Management For Voted - For
6 Approve Discharge of Board Management For Voted - For
7 Approve Allocation of Income Management For Voted - For
8 Elect Independent Directors   Management For Voted - For
9 Approve Director Remuneration Management For Voted - Against
10 Grant Permission for Board Members to Engage in      
  Commercial Transactions with Company and Be      
  Involved with Companies with Similar Corporate      
  Purpose in Accordance with Articles 395 and 396 of      
  Turkish Commercial Law   Management For Voted - For
11 Ratify External Auditors   Management For Voted - Against
12 Amend Article 7 Re: Capital Related Management For Voted - Against

 

142


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
13 Receive Information on Guarantees, Pledges and      
  Mortgages Provided to Third Parties Management For Non-Voting
14 Approve Upper Limit of Donations for 2022 and      
  Receive Information on Donations Made in 2021 Management For Voted - Against
15 Close Meeting   Management For Non-Voting
 
ERG SPA        
 
Security ID: IT0001157020 Ticker: ERG      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
  Management Proposals   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
  Appoint Internal Statutory Auditors (Slate      
  Election) - Choose One of the Following Slates Management For Non-Voting
3.1.1 Slate 1 Submitted by San Quirico SpA Shareholder None Voted - Against
3.1.2 Slate 2 Submitted by Institutional Investors      
  (Assogestioni)   Shareholder None Voted - For
  Shareholder Proposals Submitted by Polcevera Srl Management For Non-Voting
3.2 Approve Internal Auditors' Remuneration Shareholder None Voted - For
4 Approve Remuneration of Directors Shareholder None Voted - For
5 Approve Remuneration of the Control, Risk and      
  Sustainability Committee Members Shareholder None Voted - For
6 Approve Remuneration of the Nominations and      
  Remuneration Committee Members Shareholder None Voted - For
  Management Proposals   Management For Non-Voting
7 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - Against
8.1 Approve Remuneration Policy Management For Voted - For
8.2 Approve Second Section of the Remuneration Report Management For Voted - For
  Extraordinary Business   Management For Non-Voting
1 Amend Company Bylaws Re: Article 10 Management For Voted - Against
2 Amend Company Bylaws Re: Article 15 Management For Voted - For
3 Amend Company Bylaws Re: Article 19 Management For Voted - For
4 Amend Company Bylaws Re: Article 22-bis Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
ETSY, INC.        
 
Security ID: US29786A1060 Ticker: ETSY      
 
Meeting Date: 15-Jun-22 Meeting Type: Annual      
 
1a Elect Director C. Andrew Ballard Management For Voted - For
1b Elect Director Jonathan D. Klein Management For Voted - Withheld
1c Elect Director Margaret M. Smyth Management For Voted - Withheld

 

143


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
EURONEXT NV        
 
Security ID: NL0006294274 Ticker: ENX      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Presentation by CEO   Management For Non-Voting
3.a Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
3.b Approve Remuneration Report Management For Voted - For
3.c Adopt Financial Statements and Statutory Reports Management For Voted - For
3.d Approve Dividends of EUR 1.93 Per Share Management For Voted - For
3.e Approve Discharge of Management Board Management For Voted - For
3.f Approve Discharge of Supervisory Board Management For Voted - For
4.a Reelect Manuel Ferreira da Silva to Supervisory      
  Board   Management For Voted - For
4.b Reelect Padraic O'Connor to Supervisory Board Management For Voted - For
5 Elect Fabrizio Testa to Management Board Management For Voted - For
6 Ratify Ernst & Young Accountants LLP as Auditors Management For Voted - For
7.a Grant Board Authority to Issue Shares Up to 10      
  Percent of Issued Capital   Management For Voted - For
7.b Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - For
8 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
9 Other Business (Non-Voting) Management For Non-Voting
10 Close Meeting   Management For Non-Voting
 
EUTELSAT COMMUNICATIONS SA      
 
Security ID: FR0010221234 Ticker: ETL      
 
Meeting Date: 04-Nov-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  0.93 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
5 Elect Bpifrance Investissement as Director Management For Voted - For
6 Reelect Dominique D'Hinnin as Director Management For Voted - For
7 Reelect Esther Gaide as Director Management For Voted - For

 

144


 

PineBridge Dynamic Asset Allocation Fund






Proposal Proposed by Mgt. Position Registrant Voted
 
8 Reelect Didier Leroy as Director Management For Voted - For
9 Renew Appointment of Ernst & Young et Autres as      
  Auditor Management For Voted - For
10 Acknowledge End of Mandate of Auditex as Alternate      
  Auditor and Decision Not to Renew Management For Voted - For
11 Approve Compensation Report of Corporate Officers Management For Voted - For
12 Approve Compensation of Dominique D'Hinnin,      
  Chairman of the Board Management For Voted - For
13 Approve Compensation of Rodolphe Belmer, CEO Management For Voted - For
14 Approve Compensation of Michel Azibert, Vice-CEO Management For Voted - For
15 Approve Compensation of Yohann Leroy, Vice-CEO Management For Voted - For
16 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
17 Approve Remuneration Policy of CEO Management For Voted - For
18 Approve Remuneration Policy of Vice-CEOs Management For Voted - For
19 Approve Remuneration Policy of Directors Management For Voted - For
20 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital Management For Voted - For
  Extraordinary Business Management For Non-Voting
21 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
22 Authorize Capitalization of Reserves of Up to EUR      
  44 Million for Bonus Issue or Increase in Par Value Management For Voted - For
23 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 44 Million Management For Voted - For
24 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 22 Million Management For Voted - For
25 Approve Issuance of Equity or Equity-Linked      
  Securities for Qualified Investors, up to Aggregate      
  Nominal Amount of EUR 22 Million Management For Voted - For
26 Authorize Board to Set Issue Price for 10 Percent      
  Per Year of Issued Capital Pursuant to Issue      
  Authority without Preemptive Rights Management For Voted - For
27 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Above Management For Voted - For
28 Authorize Capital Increase of Up to EUR 22 Million      
  for Future Exchange Offers Management For Voted - For
29 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
30 Authorize Issuance of Equity upon Conversion of a      
  Subsidiary's Equity-Linked Securities for Up to EUR      
  22 Million Management For Voted - For
31 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Management For Voted - For
32 Authorize up to 0.5 Percent of Issued Capital for      
  Use in Restricted Stock Plans Reserved for Eligible      
  Employees and Corporate Officers Management For Voted - For
  Ordinary Business Management For Non-Voting
33 Authorize Filing of Required Documents/Other      
  Formalities Management For Voted - For

 

145


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
EVERCORE INC.        
 
Security ID: US29977A1051 Ticker: EVR      
 
Meeting Date: 16-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Roger C. Altman Management For Voted - For
1.2 Elect Director Richard I. Beattie Management For Voted - For
1.3 Elect Director Pamela G. Carlton Management For Voted - For
1.4 Elect Director Ellen V. Futter Management For Voted - For
1.5 Elect Director Gail B. Harris Management For Voted - For
1.6 Elect Director Robert B. Millard Management For Voted - For
1.7 Elect Director Willard J. Overlock, Jr. Management For Voted - For
1.8 Elect Director Simon M. Robertson Management For Voted - For
1.9 Elect Director John S. Weinberg Management For Voted - For
1.10 Elect Director William J. Wheeler Management For Voted - For
1.11 Elect Director Sarah K. Williamson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Amend Omnibus Stock Plan   Management For Voted - Against
5 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
EVEREST RE GROUP, LTD.        
 
Security ID: BMG3223R1088 Ticker: RE      
 
Meeting Date: 10-May-22 Meeting Type: Annual      
 
1.1 Elect Director John J. Amore Management For Voted - For
1.2 Elect Director Juan C. Andrade Management For Voted - For
1.3 Elect Director William F. Galtney, Jr. Management For Voted - For
1.4 Elect Director John A. Graf   Management For Voted - For
1.5 Elect Director Meryl Hartzband Management For Voted - For
1.6 Elect Director Gerri Losquadro Management For Voted - For
1.7 Elect Director Roger M. Singer Management For Voted - For
1.8 Elect Director Joseph V. Taranto Management For Voted - For
1.9 Elect Director John A. Weber Management For Voted - For
2 Approve PricewaterhouseCoopers LLP as Auditors and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
EVOTEC SE        
 
Security ID: DE0005664809 Ticker: EVT      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting

 

146


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
3 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
4 Ratify BDO AG as Auditors for Fiscal Year 2022 and      
  for the Review of Interim Financial Statements Management For Voted - For
5 Elect Camilla Languille to the Supervisory Board Management For Voted - For
6 Approve Creation of EUR 35.3 Million Pool of      
  Authorized Capital with or without Exclusion of      
  Preemptive Rights   Management For Voted - For
7 Approve Stock Option Plan for Key Employees;      
  Approve Creation of EUR 6 Million Pool of      
  Conditional Capital to Guarantee Conversion Rights Management For Voted - For
8 Approve Remuneration Report Management For Voted - For
9 Approve Remuneration Policy Management For Voted - For
 
EXACT SCIENCES CORPORATION      
 
Security ID: US30063P1057 Ticker: EXAS      
 
Meeting Date: 09-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Kevin Conroy Management For Voted - For
1.2 Elect Director Shacey Petrovic Management For Voted - For
1.3 Elect Director Katherine Zanotti Management For Voted - For
2 Ratify PricewaterhouseCoopers, LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend Omnibus Stock Plan   Management For Voted - Against
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
6 Amend Proxy Access Right   Shareholder Against Voted - For
 
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.      
 
Security ID: US3021301094 Ticker: EXPD      
 
Meeting Date: 03-May-22 Meeting Type: Annual      
 
1.1 Elect Director Glenn M. Alger Management For Voted - For
1.2 Elect Director Robert P. Carlile Management For Voted - For
1.3 Elect Director James M. DuBois Management For Voted - For
1.4 Elect Director Mark A. Emmert Management For Voted - For
1.5 Elect Director Diane H. Gulyas Management For Voted - For
1.6 Elect Director Jeffrey S. Musser Management For Voted - For
1.7 Elect Director Brandon S. Pedersen Management For Voted - For
1.8 Elect Director Liane J. Pelletier Management For Voted - For
1.9 Elect Director Olivia D. Polius Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Report on Political Contributions and Expenditures Shareholder Against Voted - Against

 

147


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
EXPERIAN PLC        
 
Security ID: GB00B19NLV48 Ticker: EXPN      
 
Meeting Date: 21-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Elect Alison Brittain as Director Management For Voted - For
4 Elect Jonathan Howell as Director Management For Voted - For
5 Re-elect Dr Ruba Borno as Director Management For Voted - For
6 Re-elect Brian Cassin as Director Management For Voted - For
7 Re-elect Caroline Donahue as Director Management For Voted - For
8 Re-elect Luiz Fleury as Director Management For Voted - For
9 Re-elect Deirdre Mahlan as Director Management For Voted - For
10 Re-elect Lloyd Pitchford as Director Management For Voted - For
11 Re-elect Mike Rogers as Director Management For Voted - For
12 Re-elect George Rose as Director Management For Voted - For
13 Re-elect Kerry Williams as Director Management For Voted - For
14 Reappoint KPMG LLP as Auditors Management For Voted - For
15 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
16 Authorise Issue of Equity   Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Adopt New Articles of Association Management For Voted - For
 
F5, INC.        
 
Security ID: US3156161024 Ticker: FFIV      
 
Meeting Date: 10-Mar-22 Meeting Type: Annual      
 
1a Elect Director Sandra E. Bergeron Management For Voted - For
1b Elect Director Elizabeth L. Buse Management For Voted - For
1c Elect Director Michael L. Dreyer Management For Voted - For
1d Elect Director Alan J. Higginson Management For Voted - For
1e Elect Director Peter S. Klein   Management For Voted - For
1f Elect Director Francois Locoh-Donou Management For Voted - For
1g Elect Director Nikhil Mehta   Management For Voted - For
1h Elect Director Michael F. Montoya Management For Voted - For
1i Elect Director Marie E. Myers Management For Voted - For
1j Elect Director James M. Phillips Management For Voted - For
1k Elect Director Sripada Shivananda Management For Voted - For
2 Amend Omnibus Stock Plan   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

148


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
FABEGE AB        
 
Security ID: SE0011166974 Ticker: FABG      
 
Meeting Date: 29-Mar-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Designate Jonas Gombrii and Peter Kangertas      
  Inspector(s) of Minutes of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management For Non-Voting
8.a Accept Financial Statements and Statutory Reports Management For Voted - For
8.b Approve Allocation of Income and Dividends of SEK      
  4.00 Per Share   Management For Voted - For
8.c1 Approve Discharge of Jan Litborn Management For Voted - For
8.c2 Approve Discharge of Anette Asklin Management For Voted - For
8.c3 Approve Discharge of Emma Henriksson Management For Voted - For
8.c4 Approve Discharge of Martha Josefsson Management For Voted - For
8.c5 Approve Discharge of Stina Lindh Hok Management For Voted - For
8.c6 Approve Discharge of Lennart Mauritzson Management For Voted - For
8.c7 Approve Discharge of Mats Qviberg Management For Voted - For
8.c8 Approve Discharge of Stefan Dahlbo Management For Voted - For
8.d Approve Record Dates for Dividend Payment Management For Voted - For
9 Determine Number of Members (7) and Deputy Members      
  (0) of Board   Management For Voted - For
10.a Approve Remuneration of Directors in the Amount of      
  SEK 575,000 for Chair and SEK 250,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
10.b Approve Remuneration of Auditors Management For Voted - For
11.a Reelect Anette Asklin as Director Management For Voted - For
11.b Reelect Martha Josefsson as Director Management For Voted - For
11.c Reelect Jan Litborn as Director Management For Voted - For
11.d Reelect Stina Lindh Hok as Director Management For Voted - For
11.e Reelect Lennart Mauritzson as Director Management For Voted - For
11.f Elect Mattias Johansson as New Director Management For Voted - For
11.g Elect Anne Arenby as New Director Management For Voted - For
11.h Elect Jan Litborn as Board Chair Management For Voted - For
12 Ratify Deloitte as Auditor   Management For Voted - For
13 Authorize Representatives of Four of Company's      
  Largest Shareholders to Serve on Nominating      
  Committee   Management For Voted - For
14 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
15 Approve Remuneration Report Management For Voted - Against
16 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
17 Other Business   Management For Non-Voting

 

149


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
18 Close Meeting   Management For Non-Voting
 
FAGRON NV        
 
Security ID: BE0003874915 Ticker: FAGR      
 
Meeting Date: 09-May-22 Meeting Type: Annual/Special      
 
  Annual/Special Meeting Agenda Management For Non-Voting
  Annual Meeting Agenda   Management For Non-Voting
1 Receive Directors' and Auditors' Reports      
  (Non-Voting)   Management For Non-Voting
2 Adopt Financial Statements   Management For Voted - For
3 Approve Financial Statements, Allocation of Income,      
  and Dividends of EUR 0.20 per Share Management For Voted - For
4 Approve Remuneration Report Management For Voted - For
5 Approve Remuneration Policy Management For Voted - For
6 Receive Consolidated Financial Statements and      
  Statutory Reports (Non-Voting) Management For Non-Voting
7 Approve Discharge of Directors Management For Voted - For
8 Approve Discharge of Auditors Management For Voted - For
9 Receive Special Board Report Re: Corporate      
  Governance Policy Within the Company Management For Non-Voting
10 Approve Remuneration of Directors Management For Voted - For
11 Approve Auditors' Remuneration Management For Voted - For
12 Ratify Deloitte as Auditors and Approve Auditors'      
  Remuneration   Management For Voted - For
13 Reelect Rafael Padilla as Director Management For Voted - For
14 Reelect Karin de Jong as Director Management For Voted - For
15 Reelect Veerle Deprez as Independent Director Management For Voted - For
16 Reelect Vera Bakker as Independent Director Management For Voted - For
17 Reelect Neeraj Sharma as Independent Director Management For Voted - For
18 Elect Ann Desender as Independent Director Management For Voted - For
19 Authorize Implementation of Approved Resolutions      
  and Filing of Required Documents/Formalities at      
  Trade Registry   Management For Voted - For
20 Transact Other Business   Management For Non-Voting
  Extraordinary General Meeting Agenda Management For Non-Voting
1 Receive Special Board Report Renewal of Authorized      
  Capital   Management For Non-Voting
2 Renew Authorization to Increase Share Capital      
  within the Framework of Authorized Capital Management For Voted - For
3 Authorize the Board of Directors in Implementation      
  of Approved Resolutions   Management For Voted - For

 

150


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
FANUC CORP.        
 
Security ID: JP3802400006 Ticker: 6954      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 239.68   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Inaba, Yoshiharu Management For Voted - For
3.2 Elect Director Yamaguchi, Kenji Management For Voted - For
3.3 Elect Director Michael J. Cicco Management For Voted - For
3.4 Elect Director Tsukuda, Kazuo Management For Voted - For
3.5 Elect Director Yamazaki, Naoko Management For Voted - For
3.6 Elect Director Uozumi, Hiroto Management For Voted - For
4 Elect Alternate Director and Audit Committee Member      
  Yamazaki, Naoko   Management For Voted - For
 
FASTENAL COMPANY        
 
Security ID: US3119001044 Ticker: FAST      
 
Meeting Date: 23-Apr-22 Meeting Type: Annual      
 
1a Elect Director Scott A. Satterlee Management For Voted - For
1b Elect Director Michael J. Ancius Management For Voted - For
1c Elect Director Stephen L. Eastman Management For Voted - For
1d Elect Director Daniel L. Florness Management For Voted - For
1e Elect Director Rita J. Heise Management For Voted - For
1f Elect Director Hsenghung Sam Hsu Management For Voted - For
1g Elect Director Daniel L. Johnson Management For Voted - For
1h Elect Director Nicholas J. Lundquist Management For Voted - For
1i Elect Director Sarah N. Nielsen Management For Voted - For
1j Elect Director Reyne K. Wisecup Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
FEDEX CORPORATION        
 
Security ID: US31428X1063 Ticker: FDX      
 
Meeting Date: 27-Sep-21 Meeting Type: Annual      
 
1a Elect Director Marvin R. Ellison Management For Voted - For
1b Elect Director Susan Patricia Griffith Management For Voted - For
1c Elect Director Kimberly A. Jabal Management For Voted - For
1d Elect Director Shirley Ann Jackson Management For Voted - For
1e Elect Director R. Brad Martin Management For Voted - For
1f Elect Director Joshua Cooper Ramo Management For Voted - For

 

151


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1g Elect Director Susan C. Schwab Management For Voted - For
1h Elect Director Frederick W. Smith Management For Voted - For
1i Elect Director David P. Steiner Management For Voted - For
1j Elect Director Rajesh Subramaniam Management For Voted - For
1k Elect Director Paul S. Walsh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst &Young LLP as Auditors Management For Voted - For
4 Require Independent Board Chair Shareholder Against Voted - Against
5 Report on Alignment Between Company Values and      
  Electioneering Contributions Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Report on Racism in Corporate Culture Shareholder Against Voted - Against
8 Submit Severance Agreement (Change-in-Control) to      
  Shareholder Vote   Shareholder Against Voted - For
 
FERGUSON PLC        
 
Security ID: JE00BJVNSS43 Ticker: FERG      
 
Meeting Date: 02-Dec-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Elect Kelly Baker as Director Management For Voted - For
5 Elect Brian May as Director   Management For Voted - For
6 Elect Suzanne Wood as Director Management For Voted - For
7 Re-elect Bill Brundage as Director Management For Voted - For
8 Re-elect Geoff Drabble as Director Management For Voted - For
9 Re-elect Catherine Halligan as Director Management For Voted - For
10 Re-elect Kevin Murphy as Director Management For Voted - For
11 Re-elect Alan Murray as Director Management For Voted - For
12 Re-elect Tom Schmitt as Director Management For Voted - For
13 Re-elect Dr Nadia Shouraboura as Director Management For Voted - For
14 Re-elect Jacqueline Simmonds as Director Management For Voted - For
15 Reappoint Deloitte LLP as Auditors Management For Voted - For
16 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
17 Authorise UK Political Donations and Expenditure Management For Voted - For
18 Authorise Issue of Equity   Management For Voted - For
19 Approve Employee Share Purchase Plan Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
21 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
22 Authorise Market Purchase of Ordinary Shares Management For Voted - For

 

152


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
Meeting Date: 10-Mar-22 Meeting Type: Special      
 
1 Approve Transfer of the Company's Category of      
  Listing from a Premium Listing to a Standard Listing Management For Voted - For
 
FERREXPO PLC        
 
Security ID: GB00B1XH2C03 Ticker: FXPO      
 
Meeting Date: 17-Sep-21 Meeting Type: Special      
 
1 Re-elect Vitalii Lisovenko as Director Management For Voted - Against
 
FIDELITY NATIONAL INFORMATION SERVICES, INC.      
 
Security ID: US31620M1062 Ticker: FIS      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1a Elect Director Ellen R. Alemany Management For Voted - For
1b Elect Director Vijay D'Silva   Management For Voted - For
1c Elect Director Jeffrey A. Goldstein Management For Voted - For
1d Elect Director Lisa A. Hook   Management For Voted - For
1e Elect Director Keith W. Hughes Management For Voted - For
1f Elect Director Kenneth T. Lamneck Management For Voted - For
1g Elect Director Gary L. Lauer Management For Voted - For
1h Elect Director Gary A. Norcross Management For Voted - For
1i Elect Director Louise M. Parent Management For Voted - For
1j Elect Director Brian T. Shea   Management For Voted - For
1k Elect Director James B. Stallings, Jr. Management For Voted - For
1l Elect Director Jeffrey E. Stiefler Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Approve Nonqualified Employee Stock Purchase Plan Management For Voted - For
5 Ratify KPMG LLP as Auditors Management For Voted - For
 
FIFTH THIRD BANCORP        
 
Security ID: US3167731005 Ticker: FITB      
 
Meeting Date: 12-Apr-22 Meeting Type: Annual      
 
1a Elect Director Nicholas K. Akins Management For Voted - For
1b Elect Director B. Evan Bayh, III Management For Voted - For
1c Elect Director Jorge L. Benitez Management For Voted - For
1d Elect Director Katherine B. Blackburn Management For Voted - For
1e Elect Director Emerson L. Brumback Management For Voted - For
1f Elect Director Greg D. Carmichael Management For Voted - For
1g Elect Director Linda W. Clement-Holmes Management For Voted - For
1h Elect Director C. Bryan Daniels Management For Voted - For

 

153


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1i Elect Director Mitchell S. Feiger Management For Voted - For
1j Elect Director Thomas H. Harvey Management For Voted - For
1k Elect Director Gary R. Heminger Management For Voted - For
1l Elect Director Jewell D. Hoover Management For Voted - For
1m Elect Director Eileen A. Mallesch Management For Voted - For
1n Elect Director Michael B. McCallister Management For Voted - For
1o Elect Director Marsha C. Williams Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend Fifth Third Bancorp Code of Regulations to      
  Add a Federal Forum Selection Provision Management For Voted - For
 
FIRST REPUBLIC BANK        
 
Security ID: US33616C1009 Ticker: FRC      
 
Meeting Date: 17-May-22 Meeting Type: Annual      
 
1.1 Elect Director James H. Herbert, II Management For Voted - For
1.2 Elect Director Katherine August-deWilde Management For Voted - For
1.3 Elect Director Frank J. Fahrenkopf, Jr. Management For Voted - For
1.4 Elect Director Boris Groysberg Management For Voted - For
1.5 Elect Director Sandra R. Hernandez Management For Voted - For
1.6 Elect Director Pamela J. Joyner Management For Voted - For
1.7 Elect Director Shilla Kim-Parker Management For Voted - For
1.8 Elect Director Reynold Levy Management For Voted - For
1.9 Elect Director George G.C. Parker Management For Voted - For
1.10 Elect Director Michael J. Roffler Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan   Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
FIRST SOLAR, INC.        
 
Security ID: US3364331070 Ticker: FSLR      
 
Meeting Date: 26-May-22 Meeting Type: Annual      
 
1.1 Elect Director Michael J. Ahearn Management For Voted - For
1.2 Elect Director Richard D. Chapman Management For Voted - For
1.3 Elect Director Anita Marangoly George Management For Voted - For
1.4 Elect Director George A. (Chip) Hambro Management For Voted - For
1.5 Elect Director Molly E. Joseph Management For Voted - For
1.6 Elect Director Craig Kennedy Management For Voted - For
1.7 Elect Director Lisa A. Kro   Management For Voted - For
1.8 Elect Director William J. Post Management For Voted - For
1.9 Elect Director Paul H. Stebbins Management For Voted - For
1.10 Elect Director Michael T. Sweeney Management For Voted - For

 

154


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
1.11 Elect Director Mark R. Widmar Management For Voted - For
1.12 Elect Director Norman L. Wright Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
FIRSTGROUP PLC        
 
Security ID: GB0003452173 Ticker: FGP      
 
Meeting Date: 13-Sep-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Policy Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Re-elect Warwick Brady as Director Management For Voted - For
5 Re-elect Sally Cabrini as Director Management For Voted - For
6 Elect Anthony Green as Director Management For Voted - For
7 Elect Jane Lodge as Director Management For Voted - For
8 Elect Peter Lynas as Director Management For Voted - For
9 Re-elect Ryan Mangold as Director Management For Voted - For
10 Re-elect David Martin as Director Management For Voted - For
11 Re-elect Julia Steyn as Director Management For Voted - For
12 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
13 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14 Authorise Issue of Equity   Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Authorise UK Political Donations and Expenditure Management For Voted - For
19 Approve Share Incentive Plan Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
FIVE9, INC.        
 
Security ID: US3383071012 Ticker: FIVN      
 
Meeting Date: 30-Sep-21 Meeting Type: Special      
 
1 Approve Merger Agreement   Management For Voted - Against
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Adjourn Meeting   Management For Voted - Against
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1.1 Elect Director Jack Acosta   Management For Voted - Withheld
1.2 Elect Director Rowan Trollope Management For Voted - Withheld
1.3 Elect Director David Welsh   Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

155


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Ratify KPMG LLP as Auditors Management For Voted - For
 
FLATEXDEGIRO AG        
 
Security ID: DE000FTG1111 Ticker: FTK      
 
Meeting Date: 17-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
3 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
4 Ratify BDO AG as Auditors for Fiscal Year 2022 and      
  for the Review of Interim Financial Statements for      
  the First Half of Fiscal Year 2022 Management For Voted - For
5 Approve Remuneration Report Management For Voted - For
6 Approve Increase in Size of Board to Four Members Management For Voted - For
7 Elect Ayguel Oezkan to the Supervisory Board Management For Voted - For
8 Approve Remuneration of Supervisory Board Management For Voted - For
 
FLSMIDTH & CO. A/S        
 
Security ID: DK0010234467 Ticker: FLS      
 
Meeting Date: 30-Mar-22 Meeting Type: Annual      
 
1 Receive Report of Board Management For Non-Voting
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3.a Approve Actual Remuneration of Directors for 2021      
  in the Aggregate Amount of DKK 6.5 Million Management For Voted - For
3.b Approve Remuneration of Directors for 2022 Management For Voted - For
4 Approve Allocation of Income and Dividends of DKK 3      
  Per Share   Management For Voted - For
5 Approve Remuneration Report (Advisory Vote) Management For Voted - For
6.a Reelect Tom Knutzen as Director Management For Voted - For
6.b Reelect Richard Robinson Smith as Director Management For Voted - For
6.c Reelect Anne Louise Eberhard as Director Management For Voted - For
6.d Reelect Gillian Dawn Winckler as Director Management For Voted - For
6.e Reelect Thrasyvoulos Moraitis as Director Management For Voted - For
6.f Elect Mads Nipper as New Director Management For Voted - For
7 Ratify Ernst & Young as Auditor Management For Voted - For
8.1 Amend Guidelines for Incentive-Based Compensation      
  for Executive Management and Board Management For Voted - For
8.2 Approve Creation of DKK 100 Million Pool of Capital      
  with Preemptive Rights; Approve Creation of DKK 100      
  Million Pool of Capital without Preemptive Rights;      
  Maximum Increase in Share Capital under Both      
  Authorizations up to DKK 100 Million Management For Voted - For
8.3 Authorize Share Repurchase Program Management For Voted - For
9 Other Business   Management For Non-Voting

 

156


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
FLUGHAFEN ZUERICH AG        
 
Security ID: CH0319416936 Ticker: FHZN      
 
Meeting Date: 21-Apr-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  (Non-Voting)   Management For Non-Voting
2 Receive Auditor's Report (Non-Voting) Management For Non-Voting
3 Accept Financial Statements and Statutory Reports Management For Voted - For
4 Approve Remuneration Report (Non-Binding) Management For Voted - For
5 Approve Discharge of Board of Directors Management For Voted - For
6 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
7.1 Approve Remuneration of Board of Directors in the      
  Amount of CHF 1.7 Million Management For Voted - For
7.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 6 Million Management For Voted - For
8.1.1 Reelect Guglielmo Brentel as Director Management For Voted - For
8.1.2 Reelect Josef Felder as Director Management For Voted - For
8.1.3 Reelect Stephan Gemkow as Director Management For Voted - For
8.1.4 Reelect Corine Mauch as Director Management For Voted - Against
8.1.5 Reelect Andreas Schmid as Director Management For Voted - Against
8.2 Elect Andreas Schmid as Board Chair Management For Voted - Against
8.3.1 Appoint Vincent Albers as Member of the Nomination      
  and Compensation Committee Management For Voted - Against
8.3.2 Appoint Guglielmo Brentel as Member of the      
  Nomination and Compensation Committee Management For Voted - For
8.3.3 Appoint Eveline Saupper as Member of the Nomination      
  and Compensation Committee Management For Voted - Against
8.3.4 Appoint Andreas Schmid as Non-Voting Member of the      
  Nomination and Compensation Committee Management For Voted - Against
8.4 Designate Marianne Sieger as Independent Proxy Management For Voted - For
8.5 Ratify Ernst & Young AG as Auditors Management For Voted - For
9 Transact Other Business (Voting) Management For Voted - Against
 
FLUIDRA SA        
 
Security ID: ES0137650018 Ticker: FDR      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Non-Financial Information Statement Management For Voted - For
3 Approve Treatment of Net Loss Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Approve Dividends Charged Against Reserves Management For Voted - For
6 Renew Appointment of Ernst & Young as Auditor Management For Voted - For
7 Ratify Appointment of and Elect Barbara Borra as      
  Director   Management For Voted - For

 

157


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
8 Elect Bernat Garrigos Castro as Director Management For Voted - Against
9.1 Reelect Bruce W. Brooks as Director Management For Voted - For
9.2 Reelect M. Steven Langman as Director Management For Voted - Against
9.3 Reelect Jose Manuel Vargas Gomez as Director Management For Voted - Against
10.1 Amend Article 16 Re: Authorized Capital Management For Voted - For
10.2 Amend Article 25 Re: Allow Shareholder Meetings to      
  be Held in Virtual-Only Format Management For Voted - For
10.3 Amend Article 26 Re: Meeting Location and Time Management For Voted - For
10.4 Amend Article 33 Re: Deliberation and Adoption of      
  Resolutions Management For Voted - For
10.5 Amend Article 42 Re: Conduct of Meetings Management For Voted - For
10.6 Amend Article 44 Re: Director Remuneration Management For Voted - For
10.7 Amend Article 47 Re: Annual Corporate Governance      
  Report and Annual Report on Directors' Compensation Management For Voted - For
10.8 Amend Article 53 Re: Annual Report Management For Voted - For
11.1 Amend Article 6 of General Meeting Regulations Re:      
  Allow Shareholder Meetings to be Held in      
  Virtual-Only Format Management For Voted - For
11.2 Amend Article 10.bis of General Meeting Regulations      
  Re: Remote Attendance Management For Voted - For
11.3 Amend Article 14 of General Meeting Regulations Re:      
  Planning, Resources and Meeting Location Management For Voted - For
11.4 Amend Article 18 of General Meeting Regulations Re:      
  Shareholders' Registration Management For Voted - For
11.5 Amend Article 20 of General Meeting Regulations Re:      
  Requests to Intervene Management For Voted - For
11.6 Amend Article 21 of General Meeting Regulations Re:      
  Interventions of Shareholders Management For Voted - For
11.7 Amend Article 22 of General Meeting Regulations Re:      
  Right to Information During the General Meeting Management For Voted - For
11.8 Amend Article 24 of General Meeting Regulations Re:      
  Voting of Proposals Management For Voted - For
11.9 Amend Article 25 of General Meeting Regulations Re:      
  Adoption of Resolutions Management For Voted - For
12 Advisory Vote on Remuneration Report Management For Voted - For
13 Approve Remuneration Policy Management For Voted - For
14 Approve Annual Maximum Remuneration Management For Voted - For
15 Approve Long-Term Incentive Plan Management For Voted - For
16 Authorize Increase in Capital up to 50 Percent via      
  Issuance of Equity or Equity-Linked Securities,      
  Excluding Preemptive Rights of up to 20 Percent Management For Voted - Against
17 Authorize Issuance of Convertible Bonds,      
  Debentures, Warrants, and Other Debt Securities up      
  to EUR 500 Million with Exclusion of Preemptive      
  Rights up to 20 Percent of Capital Management For Voted - Against
18 Authorize Issuance of Non-Convertible      
  Bonds/Debentures and/or Other Debt Securities up to      
  EUR 1.2 Billion Management For Voted - For
19 Authorize Share Repurchase and Capital Reduction      
  via Amortization of Repurchased Shares Management For Voted - For

 

158


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
20 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
FNAC DARTY SA        
 
Security ID: FR0011476928 Ticker: FNAC      
 
Meeting Date: 18-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Non-Deductible Expenses Management For Voted - For
4 Approve Allocation of Income and Dividends of EUR 2      
  per Share   Management For Voted - For
5 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
6 Reelect Jacques Veyrat as Director Management For Voted - For
7 Reelect Daniela Weber-Rey as Director Management For Voted - For
8 Reelect Jean-Marc Janaillac as Director Management For Voted - For
9 Elect Stefanie Mayer as Director Management For Voted - For
10 Approve Remuneration Policy of Directors Management For Voted - For
11 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
12 Approve Remuneration Policy of CEO and Executive      
  Corporate Officers   Management For Voted - For
13 Approve Compensation Report Management For Voted - For
14 Approve Compensation of Jacques Veyrat, Chairman of      
  the Board   Management For Voted - For
15 Approve Compensation of Enrique Martinez, CEO Management For Voted - For
16 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
17 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
18 Authorize up to 3 Percent of Issued Capital for Use      
  in Stock Option Plans   Management For Voted - For
19 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
20 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
FORD OTOMOTIV SANAYI AS        
 
Security ID: TRAOTOSN91H6 Ticker: FROTO.E      
 
Meeting Date: 17-Nov-21 Meeting Type: Special      
 
  Special Meeting Agenda   Management For Non-Voting
1 Open Meeting and Elect Presiding Council of Meeting Management For Voted - For
2 Approve Special Dividend   Management For Voted - For

 

159


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Wishes   Management For Non-Voting
 
Meeting Date: 21-Mar-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting and Elect Presiding Council of Meeting Management For Voted - For
2 Accept Board Report   Management For Voted - For
3 Accept Audit Report   Management For Voted - For
4 Accept Financial Statements   Management For Voted - For
5 Approve Discharge of Board Management For Voted - For
6 Approve Allocation of Income Management For Voted - For
7 Elect Directors   Management For Voted - Against
8 Approve Remuneration Policy and Director      
  Remuneration for 2021   Management For Voted - For
9 Approve Director Remuneration Management For Voted - Against
10 Ratify External Auditors   Management For Voted - Against
11 Approve Upper Limit of Donations for 2022 and      
  Receive Information on Donations Made in 2021 Management For Voted - Against
12 Receive Information on Guarantees, Pledges and      
  Mortgages Provided to Third Parties Management For Non-Voting
13 Grant Permission for Board Members to Engage in      
  Commercial Transactions with Company and Be      
  Involved with Companies with Similar Corporate      
  Purpose in Accordance with Articles 395 and 396 of      
  Turkish Commercial Law   Management For Voted - For
14 Wishes   Management For Non-Voting
 
FORTINET, INC.        
 
Security ID: US34959E1091 Ticker: FTNT      
 
Meeting Date: 17-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Ken Xie   Management For Voted - For
1.2 Elect Director Michael Xie   Management For Voted - For
1.3 Elect Director Kenneth A. Goldman Management For Voted - For
1.4 Elect Director Ming Hsieh   Management For Voted - For
1.5 Elect Director Jean Hu   Management For Voted - For
1.6 Elect Director William H. Neukom Management For Voted - For
1.7 Elect Director Judith Sim   Management For Voted - For
1.8 Elect Director James Stavridis Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Approve Stock Split   Management For Voted - For
5 Adopt Simple Majority Vote Shareholder None Voted - For

 

160


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
FORTIVE CORPORATION        
 
Security ID: US34959J1088 Ticker: FTV      
 
Meeting Date: 07-Jun-22 Meeting Type: Annual      
 
1a Elect Director Daniel L. Comas Management For Voted - For
1b Elect Director Sharmistha Dubey Management For Voted - For
1c Elect Director Rejji P. Hayes Management For Voted - For
1d Elect Director Wright Lassiter, III Management For Voted - For
1e Elect Director James A. Lico Management For Voted - For
1f Elect Director Kate D. Mitchell Management For Voted - For
1g Elect Director Jeannine Sargent Management For Voted - For
1h Elect Director Alan G. Spoon Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Eliminate Supermajority Vote Requirements Management For Voted - For
5 Adopt Simple Majority Vote Shareholder Against Voted - For
 
FORTNOX AB        
 
Security ID: SE0017161243 Ticker: FNOX      
 
Meeting Date: 27-Dec-21 Meeting Type: Extraordinary Shareholders    
 
1 Elect Chairman of Meeting   Management For Did Not Vote
2 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
3 Prepare and Approve List of Shareholders Management For Did Not Vote
4 Approve Agenda of Meeting Management For Did Not Vote
5 Acknowledge Proper Convening of Meeting Management For Did Not Vote
6 Determine Number of Members (6) and Deputy Members      
  (0) of Board   Management For Did Not Vote
7 Approve Remuneration of New Elected Directors Management For Did Not Vote
8.1 Elect Per Bertland as New Director Management For Did Not Vote
8.2 Elect Lena Glader as New Director Management For Did Not Vote
9 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
10 Approve 10:1 Stock Split; Amend Articles Accordingly Management For Did Not Vote
11 Amend Articles   Management For Did Not Vote
 
Meeting Date: 30-Mar-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management For Non-Voting

 

161


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
8 Receive CEO's Report   Management For Non-Voting
9.a Accept Financial Statements and Statutory Reports Management For Voted - For
9.b Approve Allocation of Income and Dividends of SEK      
  0.08 Per Share   Management For Voted - For
9.c.1 Approve Discharge of Olof Hallrup Management For Voted - For
9.c.2 Approve Discharge of Andreas Kemi Management For Voted - For
9.c.3 Approve Discharge of Anna Frick Management For Voted - For
9.c.4 Approve Discharge of Lena Glader Management For Voted - For
9.c.5 Approve Discharge of Magnus Gudehn Management For Voted - For
9.c.6 Approve Discharge of Per Bertland Management For Voted - For
9.c.7 Approve Discharge of Tuva Palm Management For Voted - For
9.c.8 Approve Discharge of Tommy Eklund Management For Voted - For
10.1 Determine Number of Members (5) and Deputy Members      
  (0) of Board   Management For Voted - For
10.2 Determine Number of Auditors (1) Management For Voted - For
11.1 Approve Remuneration of Directors in the Amount of      
  SEK 700,000 to Chairman and 300,000 to Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
11.2 Approve Remuneration of Auditors Management For Voted - For
12.1 Reelect Anna Frick as Director Management For Voted - Against
12.2 Reelect Magnus Gudehn as Director Management For Voted - For
12.3 Reelect Olof Hallrup as Director Management For Voted - For
12.4 Reelect Olof Hallrup as Board Chair Management For Voted - For
12.5 Reelect Lena Glader as Director Management For Voted - For
12.6 Reelect Per Bertland as Director Management For Voted - For
12.7 Ratify KPMG as Auditors   Management For Voted - For
13 Authorize Chairman of the Board and Representatives      
  of Three of Company's Largest Shareholders to Serve      
  on Nominating Committee Management For Voted - For
14 Approve Remuneration Report Management For Voted - Against
15 Approve Warrant Plan for Key Employees Management For Voted - For
16 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Voted - For
17 Close Meeting   Management For Non-Voting
 
FORTUM OYJ        
 
Security ID: FI0009007132 Ticker: FORTUM      
 
Meeting Date: 28-Mar-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Voted - For
4 Acknowledge Proper Convening of Meeting Management For Voted - For
5 Prepare and Approve List of Shareholders Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For

 

162


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8 Approve Allocation of Income and Dividends of EUR      
  1.14 Per Share   Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration Report (Advisory Vote) Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  EUR 88,800 for Chair, EUR 63,300 for Deputy Chair      
  and EUR 43,100 for Other Directors; Approve      
  Remuneration for Committee Work; Approve Meeting      
  Fees   Management For Voted - For
12 Fix Number of Directors at Nine Management For Voted - For
13 Reelect Luisa Delgado, Essimari Kairisto, Anja      
  McAlister, Teppo Paavola, Veli-Matti Reinikkala      
  (Chair), Philipp Rosler and Annette Stube as      
  Directors; Elect Ralf Christian and Kimmo Viertola      
  as New Directors   Management For Voted - For
14 Approve Remuneration of Auditors Management For Voted - For
15 Ratify Deloitte as Auditors   Management For Voted - For
16 Authorize Share Repurchase Program Management For Voted - For
17 Authorize Reissuance of Repurchased Shares Management For Voted - For
18 Approve Charitable Donations Management For Voted - For
19 Close Meeting   Management For Non-Voting
 
FRAPORT AG FRANKFURT AIRPORT SERVICES WORLDWIDE      
 
Security ID: DE0005773303 Ticker: FRA      
 
Meeting Date: 24-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2022   Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Elect Bastian Bergerhoff to the Supervisory Board Management For Voted - Against
 
FRASERS GROUP PLC        
 
Security ID: GB00B1QH8P22 Ticker: FRAS      
 
Meeting Date: 29-Sep-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Re-elect David Daly as Director Management For Voted - For
5 Re-elect Mike Ashley as Director Management For Voted - Abstain

 

163


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Re-elect David Brayshaw as Director Management For Voted - For
7 Re-elect Richard Bottomley as Director Management For Voted - For
8 Re-elect Cally Price as Director Management For Voted - For
9 Re-elect Nicola Frampton as Director Management For Voted - For
10 Re-elect Chris Wootton as Director Management For Voted - For
11 Reappoint RSM UK Audit LLP as Auditors Management For Voted - For
12 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
13 Adopt New Articles of Association Management For Voted - For
14 Approve Executive Share Scheme Management For Voted - Against
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity in Connection with a      
  Rights Issue   Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
21 Authorise Political Donations and Expenditure Management For Voted - For
22 Amend All-Employee Omnibus Plan Management For Voted - For
 
FREENET AG        
 
Security ID: DE000A0Z2ZZ5 Ticker: FNTN      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.57 per Share   Management For Voted - For
3.1 Approve Discharge of Management Board Member      
  Christoph Vilanek for Fiscal Year 2021 Management For Voted - For
3.2 Approve Discharge of Management Board Member Ingo      
  Arnold for Fiscal Year 2021 Management For Voted - For
3.3 Approve Discharge of Management Board Member      
  Stephan Esch for Fiscal Year 2021 Management For Voted - For
3.4 Approve Discharge of Management Board Member      
  Antonius Fromme for Fiscal Year 2021 Management For Voted - For
3.5 Approve Discharge of Management Board Member      
  Rickmann von Platen for Fiscal Year 2021 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member      
  Helmut Thoma for Fiscal Year 2021 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member      
  Claudia Anderleit for Fiscal Year 2021 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member Bente      
  Brandt for Fiscal Year 2021 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member      
  Theo-Benneke Bretsch for Fiscal Year 2021 Management For Voted - For

 

164


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.5 Approve Discharge of Supervisory Board Member      
  Sabine Christiansen for Fiscal Year 2021 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member      
  Gerhard Huck for Fiscal Year 2021 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member      
  Thorsten Kraemer for Fiscal Year 2021 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member      
  Fraenzi Kuehne for Fiscal Year 2021 Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member Knut      
  Mackeprang for Fiscal Year 2021 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member      
  Thomas Reimann for Fiscal Year 2021 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member Marc      
  Tuengler for Fiscal Year 2021 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member      
  Robert Weidinger for Fiscal Year 2021 Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2022 and for the Review of Interim      
  Financial Statements for the First Half of Fiscal      
  Year 2022 and the First Quarter of Fiscal Year 2023 Management For Voted - For
6.1 Elect Sabine Christiansen to the Supervisory Board Management For Voted - For
6.2 Elect Thomas Karlovits to the Supervisory Board Management For Voted - For
6.3 Elect Kerstin Lopatta to the Supervisory Board Management For Voted - For
6.4 Elect Marc Tuengler to the Supervisory Board Management For Voted - For
6.5 Elect Robert Weidinger to the Supervisory Board Management For Voted - For
6.6 Elect Miriam Wohlfahrth to the Supervisory Board Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8 Approve Remuneration Report Management For Voted - For
9 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
10 Authorize Use of Financial Derivatives when      
  Repurchasing Shares   Management For Voted - For
 
FUJI ELECTRIC CO., LTD.        
 
Security ID: JP3820000002 Ticker: 6504      
 
Meeting Date: 28-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Clarify Director Authority on      
  Shareholder Meetings - Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
2.1 Elect Director Kitazawa, Michihiro Management For Voted - For
2.2 Elect Director Kondo, Shiro   Management For Voted - For
2.3 Elect Director Abe, Michio   Management For Voted - For
2.4 Elect Director Arai, Junichi   Management For Voted - For
2.5 Elect Director Hosen, Toru   Management For Voted - For
2.6 Elect Director Tetsutani, Hiroshi Management For Voted - For
2.7 Elect Director Tamba, Toshihito Management For Voted - For
2.8 Elect Director Tachikawa, Naomi Management For Voted - For
2.9 Elect Director Hayashi, Yoshitsugu Management For Voted - For

 

165


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
2.10 Elect Director Tominaga, Yukari Management For Voted - For
3 Appoint Statutory Auditor Okuno, Yoshio Management For Voted - For
4 Approve Compensation Ceiling for Directors Management For Voted - For
 
FUJI OIL HOLDINGS, INC.        
 
Security ID: JP3816400000 Ticker: 2607      
 
Meeting Date: 21-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 26   Management For Voted - For
2 Amend Articles to Adopt Board Structure with Audit      
  Committee - Disclose Shareholder Meeting Materials      
  on Internet - Allow Virtual Only Shareholder      
  Meetings - Amend Provisions on Number of Directors Management For Voted - For
3.1 Elect Director Sakai, Mikio   Management For Voted - For
3.2 Elect Director Matsumoto, Tomoki Management For Voted - For
3.3 Elect Director Kadota, Takashi Management For Voted - For
3.4 Elect Director Tanaka, Hiroyuki Management For Voted - For
3.5 Elect Director Ueno, Yuko   Management For Voted - For
3.6 Elect Director Nishi, Hidenori Management For Voted - For
3.7 Elect Director Umehara, Toshiyuki Management For Voted - For
3.8 Elect Director Miyamoto, Shuichi Management For Voted - For
3.9 Elect Director Tsuji, Tomoko Management For Voted - For
4.1 Elect Director and Audit Committee Member Shibuya,      
  Makoto   Management For Voted - For
4.2 Elect Director and Audit Committee Member Uozumi,      
  Ryuta   Management For Voted - Against
4.3 Elect Director and Audit Committee Member Ikeda,      
  Hirohiko   Management For Voted - For
5 Elect Alternate Director and Audit Committee Member      
  Fukuda, Tadashi   Management For Voted - For
6 Approve Compensation Ceiling for Directors Who Are      
  Not Audit Committee Members Management For Voted - For
7 Approve Compensation Ceiling for Directors Who Are      
  Audit Committee Members Management For Voted - For
8 Approve Trust-Type Equity Compensation Plan Management For Voted - For
 
FUJIKURA LTD.        
 
Security ID: JP3811000003 Ticker: 5803      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 10   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Ito, Masahiko   Management For Voted - For
3.2 Elect Director Okada, Naoki   Management For Voted - For
3.3 Elect Director Takemoto, Koichi Management For Voted - For

 

166


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3.4 Elect Director Banno, Tatsuya Management For Voted - For
3.5 Elect Director Joseph E. Gallagher Management For Voted - For
4 Approve Compensation Ceiling for Directors Who Are      
  Audit Committee Members Management For Voted - For
 
FUJITSU LTD.        
 
Security ID: JP3818000006 Ticker: 6702      
 
Meeting Date: 27-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Change Company Name - Disclose      
  Shareholder Meeting Materials on Internet Management For Voted - For
2.1 Elect Director Tokita, Takahito Management For Voted - For
2.2 Elect Director Furuta, Hidenori Management For Voted - For
2.3 Elect Director Isobe, Takeshi Management For Voted - For
2.4 Elect Director Yamamoto, Masami Management For Voted - For
2.5 Elect Director Mukai, Chiaki Management For Voted - For
2.6 Elect Director Abe, Atsushi   Management For Voted - For
2.7 Elect Director Kojo, Yoshiko Management For Voted - For
2.8 Elect Director Scott Callon   Management For Voted - For
2.9 Elect Director Sasae, Kenichiro Management For Voted - For
3 Appoint Statutory Auditor Catherine OConnell Management For Voted - For
4 Approve Performance Share Plan Management For Voted - For
 
GALAPAGOS NV        
 
Security ID: BE0003818359 Ticker: GLPG      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual/Special      
 
  This is a Duplicate Meeting for Ballots Received      
  via Broadridge Distribution System Management For Non-Voting
  Ordinary Shareholders' Meeting Management For Non-Voting
  Ordinary Shareholders' Meeting Agenda Management For Non-Voting
1 Receive Directors' and Auditors' Reports      
  (Non-Voting)   Management For Non-Voting
2 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
3 Receive Auditors' Reports (Non-Voting) Management For Non-Voting
4 Receive Consolidated Financial Statements and      
  Statutory Reports (Non-Voting) Management For Non-Voting
5 Approve Remuneration Report Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Approve Discharge of the Members of the Supervisory      
  Board and Auditors   Management For Voted - For
8 Receive Information on Auditors' Remuneration Management For Non-Voting
9 Elect Stoffels IMC BV, Represented by Paul Stoffels      
  as Director   Management For Voted - For
10 Elect Jerome Contamine as Independent Director Management For Voted - For
11 Elect Dan Baker as Independent Director Management For Voted - For

 

167


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
  Extraordinary Shareholders' Meeting Management For Non-Voting
  Extraordinary Shareholders' Meeting Agenda Management For Non-Voting
1 Amend Articles of Association Management For Voted - For
2 Elect Raj Parekh, Daniel O'Day, and Linda Higgins      
  as Directors, and Mary Kerr, Katrine Bosley, Peter      
  Guenter, Howard Rowe, and Elisabeth Svanberg as      
  Independent Directors   Management For Voted - For
3 Approve Coordination of Articles of Association Management For Voted - For
4 Authorize Board of Directors in Implementation of      
  Approved Resolutions   Management For Voted - For
5 Authorize Filing of Required Documents/Formalities      
  at Trade Registry   Management For Voted - For
 
GALENICA AG        
 
Security ID: CH0360674466 Ticker: GALE      
 
Meeting Date: 11-May-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3.1 Approve Allocation of Income and Dividends of CHF      
  1.05 from Retained Earnings Management For Voted - For
3.2 Approve Dividends of CHF 1.05 per Share from      
  Capital Contribution Reserves Management For Voted - For
4 Approve Remuneration Report Management For Voted - For
5.1 Approve Remuneration of Directors in the Amount of      
  CHF 1.9 Million   Management For Voted - For
5.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 8.5 Million Management For Voted - For
6.1.1 Reelect Daniela Bosshardt as Director and Board      
  Chair   Management For Voted - For
6.1.2 Reelect Bertrand Jungo as Director Management For Voted - For
6.1.3 Reelect Pascale Bruderer as Director Management For Voted - For
6.1.4 Reelect Michel Burnier as Director Management For Voted - For
6.1.5 Reelect Markus Neuhaus as Director Management For Voted - For
6.1.6 Reelect Andreas Walde as Director Management For Voted - For
6.1.7 Elect Judith Meier as Director Management For Voted - For
6.2.1 Reappoint Andreas Walde as Member of the      
  Compensation Committee   Management For Voted - For
6.2.2 Reappoint Michel Burnier as Member of the      
  Compensation Committee   Management For Voted - For
6.2.3 Appoint Markus Neuhaus as Member of the      
  Compensation Committee   Management For Voted - For
6.3 Designate Walder Wyss AG as Independent Proxy Management For Voted - For
6.4 Ratify Ernst & Young AG as Auditors Management For Voted - For
7 Transact Other Business (Voting) Management For Voted - Against

 

168


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
GAMES WORKSHOP GROUP PLC      
 
Security ID: GB0003718474 Ticker: GAW      
 
Meeting Date: 15-Sep-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Re-elect Kevin Rountree as Director Management For Voted - For
3 Re-elect Rachel Tongue as Director Management For Voted - For
4 Re-elect Elaine O'Donnell as Director Management For Voted - For
5 Re-elect John Brewis as Director Management For Voted - For
6 Re-elect Kate Marsh as Director Management For Voted - For
7 Elect Sally Matthews as Director Management For Voted - For
8 Appoint KPMG LLP as Auditors Management For Voted - For
9 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
10 Approve Remuneration Report Management For Voted - For
11 Approve Remuneration Policy Management For Voted - For
12 Authorise Issue of Equity   Management For Voted - For
13 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
14 Authorise Market Purchase of Ordinary Shares Management For Voted - For
 
GANFENG LITHIUM CO., LTD.        
 
Security ID: CNE1000031W9 Ticker: 1772      
 
Meeting Date: 15-Jun-22 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
  ORDINARY RESOLUTIONS Management For Non-Voting
1 Approve Work Report of the Board of Directors Management For Voted - For
2 Approve Work Report of the Board of Supervisors Management For Voted - For
3 Approve Annual Report, Summary of the Annual Report      
  and Annual Results Announcement Management For Voted - For
4 Approve Financial Report   Management For Voted - For
5 Approve Ernst & Young Hua Ming as Domestic Auditor      
  and Internal Control Auditor and Ernst & Young as      
  Overseas Auditor   Management For Voted - For
6 Authorize Board to Fix Remuneration of Auditors Management For Voted - For
7 Approve Determination of Directors' Emoluments Management For Voted - For
8 Approve Determination of Supervisors' Emoluments Management For Voted - For
9 Elect Wang Jinben as Director, Chairman of      
  Nomination Committee and Member of Audit Committee Shareholder For Voted - For
  SPECIAL RESOLUTIONS   Management For Non-Voting
1 Approve Profit Distribution Proposal and Issuance      
  of Bonus Shares by Way of Conversion of Capital      
  Reserve   Management For Voted - For
2 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - Against
3 Approve General Mandate to Issue Domestic and      
  Overseas Debt Financing Instruments Management For Voted - Against

 

169


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Approve Engagement in Foreign Exchange Hedging      
  Business by the Company and Its Subsidiaries Management For Voted - For
5 Approve Continuing Related-Party Transactions Management For Voted - For
6 Approve Provision of Guarantees to Mengjin Mining      
  and Related-Party Transaction Management For Voted - For
7 Approve Industrial Investment with Self-Owned Funds Management For Voted - Against
8 Approve Shareholder Return Plan Management For Voted - For
9 Adopt Restricted Share Unit Scheme Shareholder For Voted - Against
10 Authorize Board and/or the Delegatee to Deal with      
  All Matters in Relation to the Restricted Share      
  Unit Scheme   Shareholder For Voted - Against
 
Meeting Date: 15-Jun-22 Meeting Type: Special      
 
  CLASS MEETING FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Profit Distribution Proposal and Issuance      
  of Bonus Shares by Way of Conversion of Capital      
  Reserve   Management For Voted - For
 
GARTNER, INC.        
 
Security ID: US3666511072 Ticker: IT      
 
Meeting Date: 02-Jun-22 Meeting Type: Annual      
 
1a Elect Director Peter E. Bisson Management For Voted - For
1b Elect Director Richard J. Bressler Management For Voted - For
1c Elect Director Raul E. Cesan Management For Voted - For
1d Elect Director Karen E. Dykstra Management For Voted - For
1e Elect Director Diana S. Ferguson Management For Voted - For
1f Elect Director Anne Sutherland Fuchs Management For Voted - For
1g Elect Director William O. Grabe Management For Voted - For
1h Elect Director Eugene A. Hall Management For Voted - For
1i Elect Director Stephen G. Pagliuca Management For Voted - For
1j Elect Director Eileen M. Serra Management For Voted - For
1k Elect Director James C. Smith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
 
GEELY AUTOMOBILE HOLDINGS LIMITED      
 
Security ID: KYG3777B1032 Ticker: 175      
 
Meeting Date: 24-Aug-21 Meeting Type: Extraordinary Shareholders    
 
1 Approve CEVT Acquisition Agreement and Related      
  Transactions   Management For Voted - For
2 Approve Haohan Energy Acquisition Agreement and      
  Related Transactions   Management For Voted - For
3 Approve Ningbo Viridi Subscription Agreement and      
  Related Transactions   Management For Voted - For

 

170


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Approve R&D Services and Technology Licensing      
  Agreement, Annual Cap Amounts and Related      
  Transactions   Management For Voted - For
5 Approve Automobile Components Sales Agreement,      
  Annual Cap Amounts and Related Transactions Management For Voted - For
6 Approve Automobile Components Procurement      
  Agreement, Annual Cap Amounts and Related      
  Transactions   Management For Voted - For
7 Approve ZEEKR Finance Cooperation Agreement, ZEEKR      
  Financing Annual Caps and Related Transactions Management For Voted - For
 
Meeting Date: 06-Dec-21 Meeting Type: Extraordinary Shareholders    
 
1 Approve Services Agreement, Annual Cap Amounts and      
  Related Transactions   Management For Voted - For
2 Approve Automobile Components Procurement      
  Agreement, Annual Cap Amounts and Related      
  Transactions   Management For Voted - For
3 Approve Renewal of Volvo Finance Cooperation      
  Agreements, Volvo Annual Caps (Wholesale), Volvo      
  Annual Caps (Retail) and Related Transactions Management For Voted - Against
4 Approve Supplemental Master CKDs and Automobile      
  Components Purchase Agreement, Annual Cap Amounts      
  and Related Transactions Management For Voted - For
 
Meeting Date: 17-Dec-21 Meeting Type: Extraordinary Shareholders    
 
1 Approve Share Purchase Agreement and Related      
  Transactions   Management For Voted - For
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Elect Ang Siu Lun, Lawrence as Director Management For Voted - For
4 Elect Wang Yang as Director Management For Voted - For
5 Elect Lam Yin Shan, Jocelyn as Director Management For Voted - For
6 Elect Gao Jie as Director Management For Voted - For
7 Authorize Board to Fix Remuneration of Directors Management For Voted - For
8 Approve Grant Thornton Hong Kong Limited as Auditor      
  and Authorize Board to Fix Their Remuneration Management For Voted - For
9 Authorize Repurchase of Issued Share Capital Management For Voted - For
10 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - For
11 Amend Memorandum and Articles of Association and      
  Adopt Amended and Restated Memorandum and Articles      
  of Association   Management For Voted - For

 

171


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
GENERAC HOLDINGS INC.        
 
Security ID: US3687361044 Ticker: GNRC      
 
Meeting Date: 16-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director John D. Bowlin Management For Voted - For
1.2 Elect Director Aaron P. Jagdfeld Management For Voted - For
1.3 Elect Director Andrew G. Lampereur Management For Voted - For
1.4 Elect Director Nam T. Nguyen Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
GENERAL ELECTRIC COMPANY        
 
Security ID: US3696043013 Ticker: GE      
 
Meeting Date: 04-May-22 Meeting Type: Annual      
 
1a Elect Director Stephen Angel Management For Voted - For
1b Elect Director Sebastien Bazin Management For Voted - For
1c Elect Director Ashton Carter Management For Voted - For
1d Elect Director H. Lawrence Culp, Jr. Management For Voted - For
1e Elect Director Francisco D'Souza Management For Voted - For
1f Elect Director Edward Garden Management For Voted - For
1g Elect Director Isabella Goren Management For Voted - For
1h Elect Director Thomas Horton Management For Voted - For
1i Elect Director Risa Lavizzo-Mourey Management For Voted - For
1j Elect Director Catherine Lesjak Management For Voted - For
1k Elect Director Tomislav Mihaljevic Management For Voted - For
1l Elect Director Paula Rosput Reynolds Management For Voted - For
1m Elect Director Leslie Seidman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - Against
5 Approve Cessation of All Executive Stock Option and      
  Bonus Programs   Shareholder Against Voted - Against
6 Submit Severance Agreement (Change-in-Control) to      
  Shareholder Vote   Shareholder Against Voted - For
7 Approve Nomination of Employee Representative      
  Director   Shareholder Against Voted - Against
 
GENUINE PARTS COMPANY        
 
Security ID: US3724601055 Ticker: GPC      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Elizabeth W. Camp Management For Voted - For

 

172


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
1.2 Elect Director Richard Cox, Jr. Management For Voted - For
1.3 Elect Director Paul D. Donahue Management For Voted - For
1.4 Elect Director Gary P. Fayard Management For Voted - For
1.5 Elect Director P. Russell Hardin Management For Voted - For
1.6 Elect Director John R. Holder Management For Voted - For
1.7 Elect Director Donna W. Hyland Management For Voted - For
1.8 Elect Director John D. Johns Management For Voted - For
1.9 Elect Director Jean-Jacques Lafont Management For Voted - For
1.10 Elect Director Robert C. 'Robin' Loudermilk, Jr. Management For Voted - For
1.11 Elect Director Wendy B. Needham Management For Voted - For
1.12 Elect Director Juliette W. Pryor Management For Voted - For
1.13 Elect Director E. Jenner Wood, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
GEORG FISCHER AG        
 
Security ID: CH1169151003 Ticker: FI.N      
 
Meeting Date: 20-Apr-22 Meeting Type: Annual      
 
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  20 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Approve 1:20 Stock Split   Management For Voted - For
4.2 Approve Renewal of CHF 400,000 Pool of Authorized      
  Capital with or without Exclusion of Preemptive      
  Rights   Management For Voted - For
5.1 Reelect Hubert Achermann as Director Management For Voted - For
5.2 Reelect Riet Cadonau as Director Management For Voted - For
5.3 Reelect Peter Hackel as Director Management For Voted - For
5.4 Reelect Roger Michaelis as Director Management For Voted - For
5.5 Reelect Eveline Saupper as Director Management For Voted - For
5.6 Reelect Yves Serra as Director Management For Voted - For
5.7 Reelect Jasmin Staiblin as Director Management For Voted - For
5.8 Elect Ayano Senaha as Director Management For Voted - For
6.1 Reelect Yves Serra as Board Chair Management For Voted - For
6.2.1 Reappoint Riet Cadonau as Member of the      
  Compensation Committee   Management For Voted - For
6.2.2 Appoint Roger Michaelis as Member of the      
  Compensation Committee   Management For Voted - For
6.2.3 Reappoint Eveline Saupper as Member of the      
  Compensation Committee   Management For Voted - For
7 Approve Remuneration of Directors in the Amount of      
  CHF 3.6 Million   Management For Voted - For
8 Approve Remuneration of Executive Committee in the      
  Amount of CHF 11.4 Million Management For Voted - For

 

173


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
9 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
10 Designate Christoph Vaucher as Independent Proxy Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
 
GETINGE AB        
 
Security ID: SE0000202624 Ticker: GETI.B      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Non-Voting
4 Approve Agenda of Meeting Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Non-Voting
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management For Non-Voting
8 Receive Board's and Board Committee's Reports Management For Non-Voting
9 Receive CEO Report   Management For Non-Voting
10 Accept Financial Statements and Statutory Reports Management For Voted - For
11 Approve Allocation of Income and Dividends of SEK 4      
  Per Share   Management For Voted - For
12.a Approve Discharge of Carl Bennet Management For Voted - For
12.b Approve Discharge of Johan Bygge Management For Voted - For
12.c Approve Discharge of Cecilia Daun Wennborg Management For Voted - For
12.d Approve Discharge of Barbro Friden Management For Voted - For
12.e Approve Discharge of Dan Frohm Management For Voted - For
12.f Approve Discharge of Sofia Hasselberg Management For Voted - For
12.g Approve Discharge of Johan Malmquist Management For Voted - For
12.h Approve Discharge of Malin Persson Management For Voted - For
12.i Approve Discharge of Kristian Samuelsson Management For Voted - For
12.j Approve Discharge of Johan Stern Management For Voted - For
12.k Approve Discharge of Mattias Perjos Management For Voted - For
12.l Approve Discharge of Rickard Karlsson Management For Voted - For
12.m Approve Discharge of Ake Larsson Management For Voted - For
12.n Approve Discharge of Peter Jormalm Management For Voted - For
12.o Approve Discharge of Fredrik Brattborn Management For Voted - For
13.a Determine Number of Members (9) and Deputy Members      
  (0) of Board   Management For Voted - For
13.b Determine Number of Auditors (1) and Deputy      
  Auditors (0)   Management For Voted - For
14.a Approve Remuneration of Directors in the Aggregate      
  Amount of SEK 6.1 Million; Approve Remuneration for      
  Committee Work   Management For Voted - For
14.b Approve Remuneration of Auditors Management For Voted - For
15.a Reelect Carl Bennet as Director Management For Voted - Against
15.b Reelect Johan Bygge as Director Management For Voted - Against
15.c Reelect Cecilia Daun Wennborg as Director Management For Voted - Against
15.d Reelect Barbro Friden as Director Management For Voted - For
15.e Reelect Dan Frohm as Director Management For Voted - Against

 

174


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
15.f Reelect Johan Malmquist as Director Management For Voted - Against
15.g Reelect Mattias Perjos as Director Management For Voted - For
15.h Reelect Malin Persson as Director Management For Voted - For
15.i Reelect Kristian Samuelsson as Director Management For Voted - For
15.j Reelect Johan Malmquist as Board Chair Management For Voted - Against
16 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
17 Approve Remuneration Report Management For Voted - For
18 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
19 Close Meeting   Management For Non-Voting
 
GLANBIA PLC        
 
Security ID: IE0000669501 Ticker: GL9      
 
Meeting Date: 25-Feb-22 Meeting Type: Special      
 
1 Approve Disposal of 40 per cent of Glanbia Ireland      
  DAC to Glanbia Co-operative Society Limited Management For Voted - For
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3a Re-elect Patsy Ahern as Director Management For Voted - For
3b Re-elect Mark Garvey as Director Management For Voted - For
3c Re-elect Brendan Hayes as Director Management For Voted - For
3d Re-elect John G Murphy as Director Management For Voted - For
3e Re-elect John Murphy as Director Management For Voted - For
3f Re-elect Patrick Murphy as Director Management For Voted - For
3g Re-elect Siobhan Talbot as Director Management For Voted - For
3h Re-elect Roisin Brennan as Director Management For Voted - For
3i Re-elect Paul Duffy as Director Management For Voted - For
3j Re-elect Donard Gaynor as Director Management For Voted - For
3k Re-elect Jane Lodge as Director Management For Voted - For
3l Re-elect Dan O'Connor as Director Management For Voted - For
4 Approve Increase in Limit on the Aggregate Amount      
  of Fees Payable to Non-Executive Directors Management For Voted - For
5 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
9 Authorise Issue of Equity   Management For Voted - For
10 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
11 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
12 Authorise Market Purchase of Shares Management For Voted - For

 

175


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
13 Determine Price Range for Reissuance of Treasury      
  Shares   Management For Voted - For
14 Approve Rule 37 Waiver Resolution in Respect of      
  Market Purchases of the Company's Own Shares Management For Voted - Against
15 Approve Rule 9 Waiver Resolution in Respect of      
  Share Acquisitions by Directors Management For Voted - For
 
GLENVEAGH PROPERTIES PLC        
 
Security ID: IE00BD6JX574 Ticker: GVR      
 
Meeting Date: 16-Dec-21 Meeting Type: Special      
 
1 Authorise Market Purchase and Overseas Market      
  Purchase of Ordinary Shares Management For Voted - For
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4a Re-elect John Mulcahy as Director Management For Voted - For
4b Re-elect Stephen Garvey as Director Management For Voted - For
4c Re-elect Robert Dix as Director Management For Voted - For
4d Re-elect Cara Ryan as Director Management For Voted - For
4e Re-elect Pat McCann as Director Management For Voted - For
4f Re-elect Michael Rice as Director Management For Voted - For
4g Elect Camilla Hughes as Director Management For Voted - For
5 Ratify KPMG as Auditors   Management For Voted - For
6 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
7 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
8 Authorise Issue of Equity   Management For Voted - For
9 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
10 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
11 Authorise Market Purchase of Ordinary Shares Management For Voted - For
12 Authorise the Company to Determine the Price Range      
  at which Treasury Shares may be Re-issued Off-Market Management For Voted - For
13 Amend 2017 Long Term Incentive Plan Management For Voted - For
 
GLOBAL FASHION GROUP S.A.        
 
Security ID: LU2010095458 Ticker: GFG      
 
Meeting Date: 15-Jun-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Receive and Approve Board's and Auditor's Reports Management For Non-Voting
2 Approve Consolidated Financial Statements Management For Voted - For

 

176


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Approve Financial Statements Management For Voted - For
4 Approve Allocation of Income Management For Voted - For
5 Approve Discharge of Christoph Barchewitz as      
  Management Board Member Management For Voted - For
6 Approve Discharge of Patrick Schmidt as Management      
  Board Member   Management For Voted - For
7 Approve Discharge of Matthew Price as Management      
  Board Member   Management For Voted - For
8 Approve Discharge of Georgi Ganev as Supervisory      
  Board Member   Management For Voted - For
9 Approve Discharge of Cynthia Gordon as Supervisory      
  Board Member   Management For Voted - For
10 Approve Discharge of Victor Herrero as Supervisory      
  Board Member   Management For Voted - For
11 Approve Discharge of Carol Shen as Supervisory      
  Board Member   Management For Voted - For
12 Approve Discharge of Laura Weil as Supervisory      
  Board Member   Management For Voted - For
13 Approve Discharge of Philipp Povel as Supervisory      
  Board Member   Management For Voted - For
14 Approve Discharge of Alexis Babeau as Supervisory      
  Board Member   Management For Voted - For
15 Reelect Georgi Ganev to Supervisory Board Management For Voted - For
16 Reelect Cynthia Gordon to Supervisory Board Management For Voted - For
17 Reelect Victor Herrero to Supervisory Board Management For Voted - Against
18 Reelect Carol Shen to Supervisory Board Management For Voted - For
19 Reelect Laura Weil to Supervisory Board Management For Voted - For
20 Renew Appointment of Ernst & Young as Auditor Management For Voted - For
21 Approve Remuneration Report Management For Voted - For
22 Approve Revised Remuneration Policy Management For Voted - For
23 Approve Remuneration of Supervisory Board Members Management For Voted - For
24 Approve Amendment and Renewal of the Authorised      
  Capital and Waiving the Preferential Subscription      
  Right of the Existing Shareholders Management For Voted - Against
 
GODADDY INC.        
 
Security ID: US3802371076 Ticker: GDDY      
 
Meeting Date: 01-Jun-22 Meeting Type: Annual      
 
1a Elect Director Amanpal (Aman) Bhutani Management For Voted - For
1b Elect Director Caroline Donahue Management For Voted - For
1c Elect Director Charles Robel Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
6 Eliminate Certain Supermajority Voting Requirements Management For Voted - For

 

177


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Amend Certificate of Incorporation to Eliminate      
  Certain Business Combination Restrictions Management For Voted - For
8 Amend Certificate of Incorporation to Eliminate      
  Inoperative Provisions and Implement Certain Other      
  Miscellaneous Amendments Management For Voted - For
 
GREAT PORTLAND ESTATES PLC      
 
Security ID: GB00BF5H9P87 Ticker: GPOR      
 
Meeting Date: 08-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Re-elect Toby Courtauld as Director Management For Voted - For
5 Re-elect Nick Sanderson as Director Management For Voted - For
6 Re-elect Richard Mully as Director Management For Voted - For
7 Re-elect Charles Philipps as Director Management For Voted - For
8 Re-elect Wendy Becker as Director Management For Voted - For
9 Re-elect Vicky Jarman as Director Management For Voted - For
10 Re-elect Nick Hampton as Director Management For Voted - For
11 Re-elect Alison Rose as Director Management For Voted - For
12 Reappoint Deloitte LLP as Auditors Management For Voted - For
13 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
14 Authorise Issue of Equity   Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
19 Adopt New Articles of Association Management For Voted - For
 
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV      
 
Security ID: MX01GA000004 Ticker: GAPB      
 
Meeting Date: 14-Sep-21 Meeting Type: Extraordinary Shareholders    
 
1 Approve Reduction in Share Capital; Amend Article 6      
  of Company's Bylaws Accordingly Management For Voted - For
2.1 Amend Article 29 Re: Alternate Director      
  Representing Series B Shareholders of Acquisitions      
  Committee   Management For Voted - For
2.2 Amend Article 29 Re: Acquisitions Committee      
  Approvals   Management For Voted - For
3 Amend Article 21 Re: Virtual Meetings Management For Voted - For
4 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For

 

178


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
Meeting Date: 14-Sep-21 Meeting Type: Ordinary Shareholders    
 
1 Set Maximum Amount of Share Repurchase Reserve Management For Voted - For
2 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
GRUPO BIMBO SAB DE CV        
 
Security ID: MXP495211262 Ticker: BIMBOA      
 
Meeting Date: 27-Apr-22 Meeting Type: Annual      
 
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Approve Dividends of MXN 0.65 Per Share Management For Voted - For
4 Elect or Ratify CEO and Directors and Approve their      
  Remuneration   Management For Voted - Against
5 Elect or Ratify Chairman and Members of Audit and      
  Corporate Practices Committee and Approve their      
  Remuneration   Management For Voted - Against
6 Approve Report on Repurchase of Shares and Set      
  Aggregate Nominal Amount of Share Repurchase Reserve Management For Voted - For
7 Ratify Reduction in Share Capital and Consequently      
  Cancellation of 41.26 Million Series A Repurchased      
  Shares Held in Treasury   Management For Voted - For
8 Amend Articles to Reflect Changes in Capital in      
  Previous Item 7   Management For Voted - For
9 Appoint Legal Representatives Management For Voted - For
 
GRUPO FINANCIERO BANORTE SAB DE CV      
 
Security ID: MXP370711014 Ticker: GFNORTEO      
 
Meeting Date: 22-Apr-22 Meeting Type: Annual      
 
1.a Approve CEO's Report on Financial Statements and      
  Statutory Reports   Management For Voted - For
1.b Approve Board's Report on Policies and Accounting      
  Information and Criteria Followed in Preparation of      
  Financial Information   Management For Voted - For
1.c Approve Board's Report on Operations and Activities      
  Undertaken by Board   Management For Voted - For
1.d Approve Report on Activities of Audit and Corporate      
  Practices Committee   Management For Voted - For
1.e Approve All Operations Carried out by Company and      
  Ratify Actions Carried out by Board, CEO and Audit      
  and Corporate Practices Committee Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Receive Auditor's Report on Tax Position of Company Management For Non-Voting
4.a1 Elect Carlos Hank Gonzalez as Board Chairman Management For Voted - For
4.a2 Elect Juan Antonio Gonzalez Moreno as Director Management For Voted - For
4.a3 Elect David Juan Villarreal Montemayor as Director Management For Voted - For

 

179


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.a4 Elect Jose Marcos Ramirez Miguel as Director Management For Voted - For
4.a5 Elect Carlos de la Isla Corry as Director Management For Voted - For
4.a6 Elect Everardo Elizondo Almaguer as Director Management For Voted - For
4.a7 Elect Alicia Alejandra Lebrija Hirschfeld as      
  Director   Management For Voted - For
4.a8 Elect Clemente Ismael Reyes Retana Valdes as      
  Director   Management For Voted - For
4.a9 Elect Alfredo Elias Ayub as Director Management For Voted - For
4.a10 Elect Adrian Sada Cueva as Director Management For Voted - Against
4.a11 Elect David Penaloza Alanis as Director Management For Voted - For
4.a12 Elect Jose Antonio Chedraui Eguia as Director Management For Voted - For
4.a13 Elect Alfonso de Angoitia Noriega as Director Management For Voted - Against
4.a14 Elect Thomas Stanley Heather Rodriguez as Director Management For Voted - For
4.a15 Elect Graciela Gonzalez Moreno as Alternate Director Management For Voted - For
4.a16 Elect Juan Antonio Gonzalez Marcos as Alternate      
  Director   Management For Voted - For
4.a17 Elect Alberto Halabe Hamui as Alternate Director Management For Voted - For
4.a18 Elect Gerardo Salazar Viezca as Alternate Director Management For Voted - For
4.a19Elect Alberto Perez-Jacome Friscione as Alternate      
  Director   Management For Voted - For
4.a20 Elect Diego Martinez Rueda-Chapital as Alternate      
  Director   Management For Voted - For
4.a21 Elect Roberto Kelleher Vales as Alternate Director Management For Voted - For
4.a22 Elect Cecilia Goya de Riviello Meade as Alternate      
  Director   Management For Voted - For
4.a23 Elect Isaac Becker Kabacnik as Alternate Director Management For Voted - For
4.a24 Elect Jose Maria Garza Trevino as Alternate Director Management For Voted - For
4.a25 Elect Carlos Cesarman Kolteniuk as Alternate      
  Director   Management For Voted - For
4.a26 Elect Humberto Tafolla Nunez as Alternate Director Management For Voted - For
4.a27 Elect Guadalupe Phillips Margain as Alternate      
  Director   Management For Voted - For
4.a28 Elect Ricardo Maldonado Yanez as Alternate Director Management For Voted - For
4.b Elect Hector Avila Flores (Non-Member) as Board      
  Secretary   Management For Voted - For
4.c Approve Directors Liability and Indemnification Management For Voted - For
5 Approve Remuneration of Directors Management For Voted - For
6 Elect Thomas Stanley Heather Rodriguez as Chairman      
  of Audit and Corporate Practices Committee Management For Voted - For
7.1 Approve Report on Share Repurchase Management For Voted - For
7.2 Set Aggregate Nominal Amount of Share Repurchase      
  Reserve   Management For Voted - For
8 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
Meeting Date: 23-May-22 Meeting Type: Ordinary Shareholders    
 
1.1 Approve Cash Dividends of MXN 6.08 Per Share Management For Voted - For
1.2 Approve Dividend to Be Paid on May 31, 2022 Management For Voted - For

 

180


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
GUIDEWIRE SOFTWARE, INC.        
 
Security ID: US40171V1008 Ticker: GWRE      
 
Meeting Date: 14-Dec-21 Meeting Type: Annual      
 
1a Elect Director Marcus S. Ryu Management For Voted - For
1b Elect Director Paul Lavin   Management For Voted - For
1c Elect Director Mike Rosenbaum Management For Voted - For
1d Elect Director Andrew Brown Management For Voted - For
1e Elect Director Margaret Dillon Management For Voted - For
1f Elect Director Michael Keller Management For Voted - For
1g Elect Director Catherine P. Lego Management For Voted - For
1h Elect Director Rajani Ramanathan Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Eliminate Supermajority Vote Requirements Management For Voted - For
 
GURIT HOLDING AG        
 
Security ID: CH0008012236 Ticker: GUR      
 
Meeting Date: 20-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Did Not Vote
2 Approve Allocation of Income and Dividends of CHF      
  7.00 per Bearer Share and CHF 1.40 per Registered      
  Share   Management For Did Not Vote
3 Approve Discharge of Board and Senior Management Management For Did Not Vote
4.1 Elect Rudolf Hadorn as Director and Board Chair Management For Did Not Vote
4.2.1 Reelect Stefan Breitenstein as Director Management For Did Not Vote
4.2.2 Reelect Bettina Gerharz-Kalte as Director Management For Did Not Vote
4.2.3 Reelect Nick Huber as Director Management For Did Not Vote
4.2.4 Reelect Philippe Royer as Director Management For Did Not Vote
4.3 Elect Andreas Evertz as Director Management For Did Not Vote
4.4.1 Reappoint Bettina Gerharz-Kalte as Member of the      
  Nomination and Compensation Committee Management For Did Not Vote
4.4.2 Reappoint Nick Huber as Member of the Nomination      
  and Compensation Committee Management For Did Not Vote
4.4.3 Appoint Rudolf Hadorn as Member of the Nomination      
  and Compensation Committee Management For Did Not Vote
4.5 Designate Brunner Knobel Rechtsanwaelte as      
  Independent Proxy   Management For Did Not Vote
4.6 Ratify PricewaterhouseCoopers AG as Auditors Management For Did Not Vote
5.1 Approve Conversion of Bearer Shares into Registered      
  Shares   Management For Did Not Vote
5.2 Amend Articles Re: Opting Up Clause Management For Did Not Vote

 

181


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Approve Creation of CHF 1.2 Million Pool of      
  Authorized Capital with or without Exclusion of      
  Preemptive Rights   Management For Did Not Vote
7 Amend Articles of Association Management For Did Not Vote
8 Approve Remuneration Report Management For Did Not Vote
9 Approve Fixed Remuneration of Directors in the      
  Amount of CHF 997,000   Management For Did Not Vote
10 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 3.3 Million for the Period      
  July 1, 2022 - June 30, 2023 Management For Did Not Vote
11 Approve Performance-Based Remuneration of Executive      
  Committee in the Amount of CHF 2.6 Million for the      
  Period January 1, 2022 - December 31, 2022 Management For Did Not Vote
12 Transact Other Business (Voting) Management For Did Not Vote
 
H. LUNDBECK A/S        
 
Security ID: DK0010287234 Ticker: LUN      
 
Meeting Date: 23-Mar-22 Meeting Type: Annual      
 
1 Receive Report of Board   Management For Non-Voting
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of DKK      
  2.00 Per Share   Management For Voted - For
4 Approve Remuneration Report (Advisory Vote) Management For Voted - For
5.1 Reelect Lars Soren Rasmussen as Director Management For Voted - For
5.2 Reelect Lene Skole-Sorensen as Director Management For Voted - For
5.3 Reelect Lars Erik Holmqvist as Director Management For Voted - For
5.4 Reelect Jeffrey Berkowitz as Director Management For Voted - For
5.5 Reelect Jeremy Max Levin as Director Management For Voted - Abstain
5.6 Reelect Dorothea Wenzel as Director Management For Voted - For
5.7 Reelect Santiago Arroyo as Director Management For Voted - For
6 Approve Remuneration of Directors in the Amount of      
  DKK 1.2 million for Chairman, DKK 800,000 for Vice      
  Chairman and DKK 400,000 for Other Directors;      
  Approve Fees for Committee Work Management For Voted - For
7 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
8.1 Authorize Share Repurchase Program Management For Voted - For
8.2 Authorize Editorial Changes to Adopted Resolutions      
  in Connection with Registration with Danish      
  Authorities   Management For Voted - For
9 Other Business   Management For Non-Voting
 
H. LUNDBECK A/S        
 
Security ID: DK0061804770 Ticker: LUN      
 
Meeting Date: 08-Jun-22 Meeting Type: Extraordinary Shareholders    
 
1.1 Approve 5:1 Stock Split; Authorize New Class of      
  Shares; Amend Articles Accordingly Management For Voted - Against

 

182


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.2 Approve Creation of Pool of Capital with Preemptive      
  Rights; Approve Creation of Pool of Capital without      
  Preemptive Rights; Maximum Increase in Share      
  Capital up to DKK 99.6 Million Management For Voted - For
1.3 Approve Guidelines for Incentive-Based Compensation      
  for Executive Management and Board Management For Voted - For
1.4 Authorize Editorial Changes to Adopted Resolutions      
  in Connection with Registration with Danish      
  Authorities   Management For Voted - For
2 Other Business   Management For Non-Voting
 
HAIDILAO INTERNATIONAL HOLDING LTD.      
 
Security ID: KYG4290A1013 Ticker: 6862      
 
Meeting Date: 09-Jun-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Elect Yang Lijuan as Director Management For Voted - For
3 Elect Li Peng as Director   Management For Voted - For
4 Elect Yang Hua as Director   Management For Voted - For
5 Elect Liu Linyi as Director   Management For Voted - For
6 Elect Li Yu as Director   Management For Voted - For
7 Elect Song Qing as Director   Management For Voted - For
8 Elect Yang Li as Director   Management For Voted - For
9 Elect Ma Weihua as Director Management For Voted - For
10 Elect Wu Xiaoguang as Director Management For Voted - For
11 Authorize Board to Fix Remuneration of Directors Management For Voted - For
12 Approve Deloitte Touche Tohmatsu as Auditor and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
13 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - Against
14 Authorize Repurchase of Issued Share Capital Management For Voted - For
15 Authorize Reissuance of Repurchased Shares Management For Voted - Against
16 Amend Articles of Association and Adopt Amended and      
  Restated Articles of Association Management For Voted - For
 
HANESBRANDS INC.        
 
Security ID: US4103451021 Ticker: HBI      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1a Elect Director Cheryl K. Beebe Management For Voted - For
1b Elect Director Stephen B. Bratspies Management For Voted - For
1c Elect Director Geralyn R. Breig Management For Voted - For
1d Elect Director Bobby J. Griffin Management For Voted - For
1e Elect Director James C. Johnson Management For Voted - For
1f Elect Director Franck J. Moison Management For Voted - For
1g Elect Director Robert F. Moran Management For Voted - For
1h Elect Director Ronald L. Nelson Management For Voted - For

 

183


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1i Elect Director William S. Simon Management For Voted - For
1j Elect Director Ann E. Ziegler Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
HANWHA SOLUTIONS CORP.        
 
Security ID: KR7009830001 Ticker: 009830      
 
Meeting Date: 23-Mar-22 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Kim Dong-gwan as Inside Director Management For Voted - For
3.2 Elect Ryu Du-hyeong as Inside Director Management For Voted - For
3.3 Elect Nam I-hyeon as Inside Director Management For Voted - Against
3.4 Elect Choi Man-gyu as Outside Director Management For Voted - For
3.5 Elect Shima Satoshi as Outside Director Management For Voted - For
3.6 Elect Amanda Bush as Outside Director Management For Voted - For
3.7 Elect Seo Jeong-ho as Outside Director Management For Voted - For
3.8 Elect Park Ji-hyeong as Outside Director Management For Voted - For
4.1 Elect Choi Man-gyu as a Member of Audit Committee Management For Voted - For
4.2 Elect Park Ji-hyeong as a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
HARMONIC DRIVE SYSTEMS, INC.      
 
Security ID: JP3765150002 Ticker: 6324      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 11   Management For Voted - For
2 Amend Articles to Clarify Director Authority on      
  Shareholder Meetings - Disclose Shareholder Meeting      
  Materials on Internet - Clarify Director Authority      
  on Board Meetings   Management For Voted - For
3.1 Elect Director Ito, Mitsumasa Management For Voted - Against
3.2 Elect Director Nagai, Akira   Management For Voted - Against
3.3 Elect Director Maruyama, Akira Management For Voted - For
3.4 Elect Director Kamijo, Kazutoshi Management For Voted - For
3.5 Elect Director Tanioka, Yoshihiro Management For Voted - For
3.6 Elect Director Yoshida, Haruhiko Management For Voted - For
3.7 Elect Director Nakamura, Masanobu Management For Voted - For
3.8 Elect Director Fukuda, Yoshio Management For Voted - For
3.9 Elect Director Hayashi, Kazuhiko Management For Voted - For
4 Appoint Statutory Auditor Iguchi, Hidefumi Management For Voted - For

 

184


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Approve Bonus Related to Retirement Bonus System      
  Abolition   Management For Voted - Against
6 Approve Restricted Stock Plan Management For Voted - For
7 Approve Annual Bonus Management For Voted - For
 
HELVETIA HOLDING AG        
 
Security ID: CH0466642201 Ticker: HELN      
 
Meeting Date: 29-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  5.50 per Share   Management For Voted - For
4.1 Elect Thomas Schmuckli as Director and Board Chair Management For Voted - For
4.2.1 Reelect Hans Kuenzle as Director Management For Voted - For
4.2.2 Reelect Beat Fellmann as Director Management For Voted - For
4.2.3 Reelect Jean-Rene Fournier as Director Management For Voted - For
4.2.4 Reelect Ivo Furrer as Director Management For Voted - For
4.2.5 Elect Luigi Lubelli as Director Management For Voted - For
4.2.6 Reelect Gabriela Payer as Director Management For Voted - For
4.2.7 Reelect Andreas von Planta as Director Management For Voted - For
4.2.8 Reelect Regula Wallimann as Director Management For Voted - For
4.3.1 Reappoint Jean-Rene Fournier as Member of the      
  Nomination and Compensation Committee Management For Voted - For
4.3.2 Reappoint Gabriela Payer as Member of the      
  Nomination and Compensation Committee Management For Voted - For
4.3.3 Reappoint Andreas von Planta as Member of the      
  Nomination and Compensation Committee Management For Voted - For
4.3.4 Reappoint Regula Wallimann as Member of the      
  Nomination and Compensation Committee Management For Voted - For
5.1 Approve Fixed Remuneration of Directors in the      
  Amount of CHF 3.1 Million Management For Voted - For
5.2 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 8.3 Million Management For Voted - For
5.3 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 4.9 Million Management For Voted - For
6 Designate Advokatur & Notariat Bachmann as      
  Independent Proxy   Management For Voted - For
7 Ratify KPMG AG as Auditors Management For Voted - For
8 Transact Other Business (Voting) Management For Voted - Against
 
HEWLETT PACKARD ENTERPRISE COMPANY      
 
Security ID: US42824C1099 Ticker: HPE      
 
Meeting Date: 05-Apr-22 Meeting Type: Annual      
 
1a Elect Director Daniel Ammann Management For Voted - For
1b Elect Director Pamela L. Carter Management For Voted - For

 

185


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1c Elect Director Jean M. Hobby Management For Voted - For
1d Elect Director George R. Kurtz Management For Voted - For
1e Elect Director Raymond J. Lane Management For Voted - For
1f Elect Director Ann M. Livermore Management For Voted - For
1g Elect Director Antonio F. Neri Management For Voted - For
1h Elect Director Charles H. Noski Management For Voted - For
1i Elect Director Raymond E. Ozzie Management For Voted - For
1j Elect Director Gary M. Reiner Management For Voted - For
1k Elect Director Patricia F. Russo Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan   Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
5 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
HEXAGON AB        
 
Security ID: SE0015961909 Ticker: HEXA.B      
 
Meeting Date: 17-Nov-21 Meeting Type: Extraordinary Shareholders    
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting Management For Voted - For
4.1 Designate Johannes Wingborg as Inspector of Minutes      
  of Meeting   Management For Voted - For
4.2 Designate Fredrik Skoglund as Inspector of Minutes      
  of Meeting   Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Amend Articles Re: Number of Board Members Management For Voted - For
7 Determine Number of Members (10) and Deputy Members      
  (0) of Board   Management For Voted - For
8.1 Elect Brett Watson as New Director Management For Voted - For
8.2 Elect Erik Huggers as New Director Management For Voted - For
9 Approve Remuneration of New Elected Directors Management For Voted - For
 
Meeting Date: 29-Apr-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting Management For Voted - For
4.1 Designate Johannes Wingborg as Inspector of Minutes      
  of Meeting   Management For Voted - For
4.2 Designate Fredrik Skoglund Inspector of Minutes of      
  Meeting   Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6.a Receive Financial Statements and Statutory Reports Management For Non-Voting
6.b Receive Auditor's Report on Application of      
  Guidelines for Remuneration for Executive Management Management For Non-Voting

 

186


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6.c Receive the Board's Dividend Proposal Management For Non-Voting
7.a Accept Financial Statements and Statutory Reports Management For Voted - For
7.b Approve Allocation of Income and Dividends of EUR      
  0.11 Per Share   Management For Voted - For
7.c1 Approve Discharge of Gun Nilsson Management For Voted - For
7.c2 Approve Discharge of Marta Schorling Andreen Management For Voted - For
7.c3 Approve Discharge of John Brandon Management For Voted - For
7.c4 Approve Discharge of Sofia Schorling Hogberg Management For Voted - For
7.c5 Approve Discharge of Ulrika Francke Management For Voted - For
7.c6 Approve Discharge of Henrik Henriksson Management For Voted - For
7.c7 Approve Discharge of Patrick Soderlund Management For Voted - For
7.c8 Approve Discharge of Brett Watson Management For Voted - For
7.c9 Approve Discharge of Erik Huggers Management For Voted - For
7.c10 Approve Discharge of Ola Rollen Management For Voted - For
8 Determine Number of Members (10) and Deputy Members      
  (0) of Board   Management For Voted - For
9.1 Approve Remuneration of Directors in the Amount of      
  SEK 2 Million for Chairman, and SEK 670,000 for      
  Other Directors; Approve Remuneration for Committee      
  Work   Management For Voted - For
9.2 Approve Remuneration of Auditors Management For Voted - For
10.1 Reelect Marta Schorling Andreen as Director Management For Voted - For
10.2 Reelect John Brandon as Director Management For Voted - For
10.3 Reelect Sofia Schorling Hogberg as Director Management For Voted - Against
10.4 Reelect Ulrika Francke as Director Management For Voted - Against
10.5 Reelect Henrik Henriksson as Director Management For Voted - For
10.6 Reelect Ola Rollen as Director Management For Voted - For
10.7 Reelect Gun Nilsson as Director Management For Voted - Against
10.8 Reelect Patrick Soderlund as Director Management For Voted - For
10.9 Reelect Brett Watson as Director Management For Voted - For
10.10Reelect Erik Huggers as Director Management For Voted - For
10.11Elect Gun Nilsson as Board Chair Management For Voted - Against
10.12Ratify PricewaterhouseCoopers AB as Auditors Management For Voted - For
11 Elect Mikael Ekdahl, Jan Dworsky, Anders Oscarsson      
  and Liselott Ledin as Members of Nominating      
  Committee   Management For Voted - For
12 Approve Remuneration Report Management For Voted - For
13 Approve Performance Share Program 2022/20225 for      
  Key Employees   Management For Voted - For
14 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares Management For Voted - For
15 Approve Issuance of up to 10 Percent of Issued      
  Shares without Preemptive Rights Management For Voted - For
 
HEXPOL AB        
 
Security ID: SE0007074281 Ticker: HPOL.B      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting

 

187


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Non-Voting
4 Approve Agenda of Meeting Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Non-Voting
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive President's Report   Management For Non-Voting
8.a Receive Financial Statements and Statutory Reports Management For Non-Voting
8.b Receive Auditor's Report on Application of      
  Guidelines for Remuneration for Executive Management Management For Non-Voting
9.a Accept Financial Statements and Statutory Reports Management For Voted - For
9.b Approve Allocation of Income and Dividends of SEK 6      
  Per Share   Management For Voted - For
9.c1 Approve Discharge of Alf Goransson Management For Voted - For
9.c2 Approve Discharge of Kerstin Lindell Management For Voted - For
9.c3 Approve Discharge of Jan-Anders Manson Management For Voted - For
9.c4 Approve Discharge of Gun Nilsson Management For Voted - For
9.c5 Approve Discharge of Malin Persson Management For Voted - For
9.c6 Approve Discharge of Marta Schorling Andreen Management For Voted - For
9.c7 Approve Discharge of CEO Georg Brunstam Management For Voted - For
9.c8 Approve Discharge of Peter Rosen Management For Voted - For
10 Determine Number of Members (6) and Deputy Members      
  (0) of Board   Management For Voted - For
11.1 Approve Remuneration of Directors in the Amount of      
  SEK 1.04 Million for Chairman, and SEK 420,000 for      
  Other Directors; Approve Remuneration for Committee      
  Work   Management For Voted - For
11.2 Approve Remuneration of Auditors Management For Voted - For
12.1 Reelect Alf Goransson, Kerstin Lindell, Jan-Anders      
  Manson, Gun Nilsson, Malin Persson and Marta      
  Schorling Andreen as Directors Management For Voted - Against
12.2 Elect Alf Goransson as Board Chair Management For Voted - Against
13 Ratify Ernst & Young as Auditors as Auditors;      
  Ratify Ola Larsmon and Peter Gunnarsson as Deputy      
  Auditors   Management For Voted - For
14 Elect Mikael Ekdahl, Henrik Didner, Jesper Wilgodt      
  and Hjalmar Ek as Members of Nominating Committee Management For Voted - For
15 Approve Remuneration Report Management For Voted - For
16 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
17 Amend Articles Re: Collecting of Proxies and Postal      
  Voting   Management For Voted - For
18 Close Meeting   Management For Non-Voting
 
HINDUSTAN UNILEVER LIMITED        
 
Security ID: INE030A01027 Ticker: 500696      
 
Meeting Date: 12-Jan-22 Meeting Type: Special      
 
  Postal Ballot   Management For Non-Voting
1 Elect Ashu Suyash as Director Management For Voted - For

 

188


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
Meeting Date: 16-Apr-22 Meeting Type: Special      
 
  Postal Ballot   Management For Non-Voting
1 Elect Nitin Paranjpe as Director Management For Voted - For
2 Approve Reappointment and Remuneration of Dev      
  Bajpai as Whole-time Director Management For Voted - For
 
Meeting Date: 23-Jun-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Confirm Interim Dividend and Declare Final Dividend Management For Voted - For
3 Reelect Nitin Paranjpe as Director Management For Voted - For
4 Reelect Dev Bajpai as Director Management For Voted - For
5 Reelect Wilhelmus Uijen as Director Management For Voted - For
6 Reelect Ritesh Tiwari as Director Management For Voted - For
7 Approve Tenure Extension - Overall Limits of      
  Remuneration Payable to Non-Executive Director(s) Management For Voted - For
8 Approve Remuneration of Cost Auditors Management For Voted - For
9 Approve Material Related Party Transactions with      
  PT. Unilever Oleochemical Indonesia (UOI) Management For Voted - For
 
HITACHI LTD.        
 
Security ID: JP3788600009 Ticker: 6501      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
2 Amend Articles to Allow Virtual Only Shareholder      
  Meetings   Management For Voted - For
3.1 Elect Director Ihara, Katsumi Management For Voted - For
3.2 Elect Director Ravi Venkatesan Management For Voted - For
3.3 Elect Director Cynthia Carroll Management For Voted - For
3.4 Elect Director Sugawara, Ikuro Management For Voted - For
3.5 Elect Director Joe Harlan   Management For Voted - For
3.6 Elect Director Louise Pentland Management For Voted - For
3.7 Elect Director Yamamoto, Takatoshi Management For Voted - For
3.8 Elect Director Yoshihara, Hiroaki Management For Voted - For
3.9 Elect Director Helmuth Ludwig Management For Voted - For
3.10 Elect Director Kojima, Keiji   Management For Voted - For
3.11 Elect Director Seki, Hideaki   Management For Voted - For
3.12 Elect Director Higashihara, Toshiaki Management For Voted - For
 
HOLMEN AB        
 
Security ID: SE0011090018 Ticker: HOLM.B      
 
Meeting Date: 30-Mar-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For

 

189


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
2 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports;      
  Receive Auditors Report Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of SEK      
  11.50 Per Share Management For Voted - For
9.1 Approve Discharge of Fredrik Lundberg Management For Voted - For
9.2 Approve Discharge of Carl Bennet Management For Voted - For
9.3 Approve Discharge of Steewe Bjorklundh Management For Voted - For
9.4 Approve Discharge of Kenneth Johansson Management For Voted - For
9.5 Approve Discharge of Lars Josefsson Management For Voted - For
9.6 Approve Discharge of Lars G Josefsson Management For Voted - For
9.7 Approve Discharge of Alice Kempe Management For Voted - For
9.8 Approve Discharge of Louise Lindh Management For Voted - For
9.9 Approve Discharge of Ulf Lundahl Management For Voted - For
9.10 Approve Discharge of Board Member and CEO Henrik      
  Sjolund Management For Voted - For
9.11 Approve Discharge of Henriette Zeuchner Management For Voted - For
9.12 Approve Discharge of Tommy Asenbrygg Management For Voted - For
10.1 Determine Number of Members (9) and Deputy Members      
  (0) of Board Management For Voted - For
10.2 Determine Number of Auditors (1) and Deputy      
  Auditors (0) Management For Voted - For
11.a Approve Remuneration of Directors in the Amount of      
  SEK 780.000 for Chairman and SEK 390.000 for Other      
  Directors Management For Voted - For
11.b Approve Remuneration of Auditors Management For Voted - For
12.1 Reelect Fredrik Lundberg as Director (chair) Management For Voted - Against
12.2 Reelect Carl Bennet as Director Management For Voted - Against
12.3 Reelect Lars Josefsson as Director Management For Voted - For
12.4 Reelect Alice Kempe as Director Management For Voted - Against
12.5 Reelect Louise Lindh as Director Management For Voted - Against
12.6 Reelect Ulf Lundahl as Director Management For Voted - Against
12.7 Elect Fredrik Persson as New Director Management For Voted - Against
12.8 Reelect Henrik Sjolund as Director Management For Voted - For
12.9 Reelect Henriette Zeuchner as Director Management For Voted - For
13 Ratify PricewaterhouseCoopers AB as Auditors Management For Voted - For
14 Approve Remuneration Report Management For Voted - For
15.1 Approve Performance Share Matching Plan LTIP 2022      
  for Key Employees; Approve Equity Plan Financing Management For Voted - For
15.2 Approve Performance Share Matching Plan LTIP 2022      
  for Key Employees; Approve Alternative Equity Plan      
  Financing - if Item 15.1 is Not Approved Management For Voted - Against
16 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares Management For Voted - For

 

190


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
HOLOGIC, INC.        
 
Security ID: US4364401012 Ticker: HOLX      
 
Meeting Date: 10-Mar-22 Meeting Type: Annual      
 
1a Elect Director Stephen P. MacMillan Management For Voted - For
1b Elect Director Sally W. Crawford Management For Voted - For
1c Elect Director Charles J. Dockendorff Management For Voted - For
1d Elect Director Scott T. Garrett Management For Voted - For
1e Elect Director Ludwig N. Hantson Management For Voted - For
1f Elect Director Namal Nawana Management For Voted - For
1g Elect Director Christiana Stamoulis Management For Voted - For
1h Elect Director Amy M. Wendell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
HOMESERVE PLC        
 
Security ID: GB00BYYTFB60 Ticker: HSV      
 
Meeting Date: 16-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Elect Tommy Breen as Director Management For Voted - For
5 Elect Ross Clemmow as Director Management For Voted - For
6 Elect Roisin Donnelly as Director Management For Voted - For
7 Re-elect Richard Harpin as Director Management For Voted - For
8 Re-elect David Bower as Director Management For Voted - For
9 Re-elect Tom Rusin as Director Management For Voted - For
10 Re-elect Katrina Cliffe as Director Management For Voted - For
11 Re-elect Stella David as Director Management For Voted - For
12 Re-elect Edward Fitzmaurice as Director Management For Voted - For
13 Re-elect Olivier Gremillon as Director Management For Voted - For
14 Re-elect Ron McMillan as Director Management For Voted - For
15 Reappoint Deloitte LLP as Auditors Management For Voted - For
16 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
17 Authorise Issue of Equity   Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
20 Authorise Market Purchase of Ordinary Shares Management For Voted - For
21 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For

 

191


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
HONEYWELL INTERNATIONAL INC.      
 
Security ID: US4385161066 Ticker: HON      
 
Meeting Date: 25-Apr-22 Meeting Type: Annual      
 
1A Elect Director Darius Adamczyk Management For Voted - For
1B Elect Director Duncan B. Angove Management For Voted - For
1C Elect Director William S. Ayer Management For Voted - For
1D Elect Director Kevin Burke   Management For Voted - For
1E Elect Director D. Scott Davis Management For Voted - For
1F Elect Director Deborah Flint   Management For Voted - For
1G Elect Director Rose Lee   Management For Voted - For
1H Elect Director Grace D. Lieblein Management For Voted - For
1I Elect Director George Paz   Management For Voted - For
1J Elect Director Robin L. Washington Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
5 Report on Climate Lobbying Shareholder Against Voted - For
6 Report on Environmental and Social Due Diligence Shareholder Against Voted - Against
 
HOWMET AEROSPACE INC.        
 
Security ID: US4432011082 Ticker: HWM      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1a Elect Director James F. Albaugh Management For Voted - For
1b Elect Director Amy E. Alving Management For Voted - For
1c Elect Director Sharon R. Barner Management For Voted - For
1d Elect Director Joseph S. Cantie Management For Voted - Against
1e Elect Director Robert F. Leduc Management For Voted - Against
1f Elect Director David J. Miller Management For Voted - For
1g Elect Director Jody G. Miller Management For Voted - For
1h Elect Director Nicole W. Piasecki Management For Voted - Against
1i Elect Director John C. Plant   Management For Voted - For
1j Elect Director Ulrich R. Schmidt Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
4 Require Independent Board Chair Shareholder Against Voted - Against

 

192


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
HOYA CORP.        
 
Security ID: JP3837800006 Ticker: 7741      
 
Meeting Date: 28-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Urano, Mitsudo Management For Voted - For
1.2 Elect Director Kaihori, Shuzo Management For Voted - For
1.3 Elect Director Yoshihara, Hiroaki Management For Voted - For
1.4 Elect Director Abe, Yasuyuki Management For Voted - For
1.5 Elect Director Hasegawa, Takayo Management For Voted - For
1.6 Elect Director Nishimura, Mika Management For Voted - For
1.7 Elect Director Ikeda, Eiichiro Management For Voted - For
1.8 Elect Director Hiroka, Ryo   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
 
HP INC.        
 
Security ID: US40434L1052 Ticker: HPQ      
 
Meeting Date: 19-Apr-22 Meeting Type: Annual      
 
1a Elect Director Aida M. Alvarez Management For Voted - For
1b Elect Director Shumeet Banerji Management For Voted - For
1c Elect Director Robert R. Bennett Management For Voted - For
1d Elect Director Charles "Chip" V. Bergh Management For Voted - For
1e Elect Director Bruce Broussard Management For Voted - For
1f Elect Director Stacy Brown-Philpot Management For Voted - For
1g Elect Director Stephanie A. Burns Management For Voted - For
1h Elect Director Mary Anne Citrino Management For Voted - For
1i Elect Director Richard L. Clemmer Management For Voted - For
1j Elect Director Enrique J. Lores Management For Voted - For
1k Elect Director Judith "Jami" Miscik Management For Voted - For
1l Elect Director Kim K.W. Rucker Management For Voted - For
1m Elect Director Subra Suresh   Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend Omnibus Stock Plan   Management For Voted - Against
5 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
HUBER+SUHNER AG        
 
Security ID: CH0030380734 Ticker: HUBN      
 
Meeting Date: 06-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For

 

193


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Approve Allocation of Income and Dividends of CHF      
  2.00 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Reelect Urs Kaufmann as Director and as Board      
  Chairman   Management For Voted - Against
4.2 Reelect Beat Kaelin as Director Management For Voted - Against
4.3 Reelect Monika Buetler as Director Management For Voted - For
4.4 Reelect Rolf Seiffert as Director Management For Voted - Against
4.5 Reelect Franz Studer as Director Management For Voted - Against
4.6 Reelect Joerg Walther as Director Management For Voted - For
5.1 Appoint Monika Buetler as Member of the Nomination      
  and Compensation Committee Management For Voted - For
5.2 Reappoint Beat Kaelin as Member of the Nomination      
  and Compensation Committee Management For Voted - Against
6 Approve Remuneration Report (Non-Binding) Management For Voted - Against
7.1 Approve Remuneration of Directors in the Amount of      
  CHF 740,000 from 2022 AGM until 2023 AGM Management For Voted - For
7.2 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 2.8 Million for the Period      
  July 1, 2022 - June 30, 2023 Management For Voted - For
7.3 Approve Share-Based Remuneration of Directors in      
  the Amount of CHF 600,000 from 2021 AGM until 2022      
  AGM   Management For Voted - For
7.4 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 2.2 Million for      
  Fiscal 2021   Management For Voted - For
8 Ratify Ernst & Young AG as Auditors Management For Voted - For
9 Designate Bratschi AG as Independent Proxy Management For Voted - For
10 Transact Other Business (Voting) Management For Voted - Against
 
HUBSPOT, INC.        
 
Security ID: US4435731009 Ticker: HUBS      
 
Meeting Date: 07-Jun-22 Meeting Type: Annual      
 
1a Elect Director Lorrie Norrington Management For Voted - Against
1b Elect Director Avanish Sahai Management For Voted - Against
1c Elect Director Dharmesh Shah Management For Voted - Against
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
 
HUGO BOSS AG        
 
Security ID: DE000A1PHFF7 Ticker: BOSS      
 
Meeting Date: 24-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting

 

194


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Approve Allocation of Income and Dividends of EUR      
  0.70 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify Deloitte GmbH as Auditors for Fiscal Year      
  2022 and for the Review of Interim Financial      
  Statements for the First Half of Fiscal Year 2022 Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Amend Corporate Purpose   Management For Voted - For
 
HUNTINGTON BANCSHARES INCORPORATED      
 
Security ID: US4461501045 Ticker: HBAN      
 
Meeting Date: 20-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Lizabeth Ardisana Management For Voted - For
1.2 Elect Director Alanna Y. Cotton Management For Voted - For
1.3 Elect Director Ann B. (Tanny) Crane Management For Voted - For
1.4 Elect Director Robert S. Cubbin Management For Voted - For
1.5 Elect Director Gina D. France Management For Voted - For
1.6 Elect Director J. Michael Hochschwender Management For Voted - For
1.7 Elect Director Richard H. King Management For Voted - For
1.8 Elect Director Katherine M. A. (Allie) Kline Management For Voted - For
1.9 Elect Director Richard W. Neu Management For Voted - For
1.10 Elect Director Kenneth J. Phelan Management For Voted - For
1.11 Elect Director David L. Porteous Management For Voted - For
1.12 Elect Director Roger J. Sit   Management For Voted - For
1.13 Elect Director Stephen D. Steinour Management For Voted - For
1.14 Elect Director Jeffrey L. Tate Management For Voted - For
1.15 Elect Director Gary Torgow   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
HYPOPORT SE        
 
Security ID: DE0005493365 Ticker: HYQ      
 
Meeting Date: 03-Jun-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
3.1 Approve Discharge of Management Board Member Ronald      
  Slabke for Fiscal Year 2021 Management For Voted - For
3.2 Approve Discharge of Management Board Member      
  Stephan Gawarecki for Fiscal Year 2021 Management For Voted - For

 

195


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.1 Approve Discharge of Supervisory Board Member      
  Dieter Pfeiffenberger for Fiscal Year 2021 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member      
  Roland Adams for Fiscal Year 2021 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member      
  Martin Krebs for Fiscal Year 2021 Management For Voted - For
5 Ratify BDO AG as Auditors for Fiscal Year 2022 Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
8 Approve Affiliation Agreement with EUROPACE AG Management For Voted - For
9 Approve Domination Agreement with EUROPACE AG Management For Voted - For
10 Approve Domination Agreement with Dr. Klein      
  Privatkunden AG   Management For Voted - For
11 Approve Domination Agreement with Qualitypool GmbH Management For Voted - For
12 Approve Domination Agreement with Dr. Klein      
  Ratenkredit GmbH   Management For Voted - For
 
IBERDROLA SA        
 
Security ID: ES0144580Y14 Ticker: IBE      
 
Meeting Date: 16-Jun-22 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Consolidated and Standalone Management      
  Reports   Management For Voted - For
3 Approve Non-Financial Information Statement Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Renew Appointment of KPMG Auditores as Auditor Management For Voted - For
6 Amend Preamble and Article 7 Re: Company's Purpose,      
  Values and Social Dividend Management For Voted - For
7 Amend Article 16 Re: Engagement Dividend Management For Voted - For
8 Amend Article 11 of General Meeting Regulations Re:      
  Engagement Dividend   Management For Voted - For
9 Approve Engagement Dividend Management For Voted - For
10 Approve Allocation of Income and Dividends Management For Voted - For
11 Approve Scrip Dividends   Management For Voted - For
12 Approve Scrip Dividends   Management For Voted - For
13 Approve Reduction in Share Capital via Amortization      
  of Treasury Shares   Management For Voted - For
14 Advisory Vote on Remuneration Report Management For Voted - For
15 Reelect Anthony L. Gardner as Director Management For Voted - For
16 Ratify Appointment of and Elect Maria Angeles      
  Alcala Diaz as Director   Management For Voted - For
17 Ratify Appointment of and Elect Isabel Garcia      
  Tejerina as Director   Management For Voted - For
18 Fix Number of Directors at 14 Management For Voted - For
19 Authorize Share Repurchase Program Management For Voted - For
20 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For

 

196


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ICADE SA        
 
Security ID: FR0000035081 Ticker: ICAD      
 
Meeting Date: 22-Apr-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  4.20 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
5 Reelect Sophie Quatrehomme as Director Management For Voted - Against
6 Reelect Marianne Louradour as Director Management For Voted - Against
7 Reelect Guillaume Poitrinal as Director Management For Voted - Against
8 Ratify Appointment of Alexandre Thorel as Director Management For Voted - Against
9 Approve Remuneration Policy of Directors Management For Voted - For
10 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
11 Approve Remuneration Policy of CEO and/or Executive      
  Corporate Officers   Management For Voted - For
12 Approve Compensation Report Management For Voted - For
13 Approve Compensation of Frederic Thomas, Chairman      
  of the Board   Management For Voted - For
14 Approve Compensation of Olivier Wigniolle, CEO Management For Voted - For
15 Authorize Repurchase of Up to 5 Percent of Issued      
  Share Capital   Management For Voted - For
16 Approve Company's Climate Transition Plan Management For Voted - For
  Extraordinary Business   Management For Non-Voting
17 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
18 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
19 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
IDACORP, INC.        
 
Security ID: US4511071064 Ticker: IDA      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1.1 Elect Director Odette C. Bolano Management For Voted - For
1.2 Elect Director Thomas E. Carlile Management For Voted - For
1.3 Elect Director Richard J. Dahl Management For Voted - For
1.4 Elect Director Annette G. Elg Management For Voted - For
1.5 Elect Director Lisa A. Grow   Management For Voted - For
1.6 Elect Director Ronald W. Jibson Management For Voted - For
1.7 Elect Director Judith A. Johansen Management For Voted - For

 

197


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
1.8 Elect Director Dennis L. Johnson Management For Voted - For
1.9 Elect Director Jeff C. Kinneeveauk Management For Voted - For
1.10 Elect Director Richard J. Navarro Management For Voted - For
1.11 Elect Director Mark T. Peters Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
IDORSIA LTD.        
 
Security ID: CH0363463438 Ticker: IDIA      
 
Meeting Date: 14-Apr-22 Meeting Type: Annual      
 
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report (Non-Binding) Management For Voted - For
2 Approve Treatment of Net Loss Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4 Approve Increase in Conditional Capital Pool for      
  Employee Participation Plans and Conversion of      
  Option Rights   Management For Voted - For
5.1.1 Reelect Mathieu Simon as Director Management For Voted - For
5.1.2 Reelect Joern Aldag as Director Management For Voted - For
5.1.3 Reelect Jean-Paul Clozel as Director Management For Voted - For
5.1.4 Reelect Felix Ehrat as Director Management For Voted - For
5.1.5 Reelect Srishti Gupta as Director Management For Voted - For
5.1.6 Reelect Peter Kellogg as Director Management For Voted - For
5.1.7 Reelect Sandy Mahatme as Director Management For Voted - For
5.2 Reelect Mathieu Simon as Board Chairman Management For Voted - For
5.3.1 Reappoint Mathieu Simon as Member of the Nomination      
  and Compensation Committee Management For Voted - For
5.3.2 Reappoint Felix Ehrat as Member of the Nomination      
  and Compensation Committee Management For Voted - For
5.3.3 Reappoint Srishti Gupta as Member of the Nomination      
  and Compensation Committee Management For Voted - For
6.1 Approve Remuneration of Directors in the Amount of      
  CHF 1.3 Million   Management For Voted - For
6.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 17.22 Million Management For Voted - For
7 Designate BachmannPartner AG as Independent Proxy Management For Voted - For
8 Ratify Ernst & Young AG as Auditors Management For Voted - For
9 Transact Other Business (Voting) Management For Voted - Against
 
IG GROUP HOLDINGS PLC        
 
Security ID: GB00B06QFB75 Ticker: IGG      
 
Meeting Date: 22-Sep-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For

 

198


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Approve Final Dividend   Management For Voted - For
4 Re-elect June Felix as Director Management For Voted - For
5 Re-elect Sally-Ann Hibberd as Director Management For Voted - For
6 Re-elect Malcolm Le May as Director Management For Voted - For
7 Re-elect Jonathan Moulds as Director Management For Voted - For
8 Re-elect Jon Noble as Director Management For Voted - For
9 Re-elect Andrew Didham as Director Management For Voted - For
10 Re-elect Mike McTighe as Director Management For Voted - For
11 Re-elect Helen Stevenson as Director Management For Voted - For
12 Re-elect Charlie Rozes as Director Management For Voted - For
13 Re-elect Rakesh Bhasin as Director Management For Voted - For
14 Elect Wu Gang as Director   Management For Voted - For
15 Elect Susan Skerritt as Director Management For Voted - For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
17 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
18 Authorise Issue of Equity   Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
21 Authorise Market Purchase of Ordinary Shares Management For Voted - For
22 Adopt New Articles of Association Management For Voted - For
23 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
ILLINOIS TOOL WORKS INC.        
 
Security ID: US4523081093 Ticker: ITW      
 
Meeting Date: 06-May-22 Meeting Type: Annual      
 
1a Elect Director Daniel J. Brutto Management For Voted - For
1b Elect Director Susan Crown   Management For Voted - For
1c Elect Director Darrell L. Ford Management For Voted - For
1d Elect Director James W. Griffith Management For Voted - For
1e Elect Director Jay L. Henderson Management For Voted - For
1f Elect Director Richard H. Lenny Management For Voted - For
1g Elect Director E. Scott Santi   Management For Voted - For
1h Elect Director David B. Smith, Jr. Management For Voted - For
1i Elect Director Pamela B. Strobel Management For Voted - For
1j Elect Director Anre D. Williams Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For

 

199


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
IMCD NV        
 
Security ID: NL0010801007 Ticker: IMCD      
 
Meeting Date: 02-May-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2.a Receive Report of Management Board (Non-Voting) Management For Non-Voting
2.b Discussion on Company's Corporate Governance      
  Structure   Management For Non-Voting
2.c Approve Remuneration Report Management For Voted - For
3.a Receive Auditor's Report (Non-Voting) Management For Non-Voting
3.b Adopt Financial Statements and Statutory Reports Management For Voted - For
3.c Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
3.d Approve Dividends of EUR 1.62 Per Share Management For Voted - For
4.a Approve Discharge of Management Board Management For Voted - For
4.b Approve Discharge of Supervisory Board Management For Voted - For
5.a Reelect Piet C.J. Van der Slikke to Management Board Management For Voted - For
5.b Reelect Hans J.J. Kooijmans to Management Board Management For Voted - For
5.c Elect Marcus Jordan to Management Board Management For Voted - For
6.a Reelect S. (Stephan) R. Nanninga to Supervisory      
  Board   Management For Voted - For
6.b Elect W. (Willem) Eelman to Supervisory Board Management For Voted - For
6.c Approve Remuneration of Supervisory Board's      
  Nomination and Appointment Committee Management For Voted - For
7 Ratify Deloitte Accountants B.V. as Auditors Management For Voted - For
8.a Grant Board Authority to Issue Shares Up to 10      
  Percent of Issued Capital   Management For Voted - For
8.b Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - For
9 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
10 Close Meeting   Management For Non-Voting
 
INDIAMART INTERMESH LIMITED      
 
Security ID: INE933S01016 Ticker: 542726      
 
Meeting Date: 31-Aug-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Dividend   Management For Voted - For
3 Reelect Dhruv Prakash as Director Management For Voted - For

 

200


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED      
 
Security ID: CNE1000003G1 Ticker: 1398      
 
Meeting Date: 25-Nov-21 Meeting Type: Extraordinary Shareholders    
 
  EGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Payment Plan of Remuneration to Directors      
  for 2020   Management For Voted - For
2 Approve Payment Plan of Remuneration to Supervisors      
  for 2020   Management For Voted - For
3 Elect Zheng Guoyu as Director Management For Voted - For
4 Elect Dong Yang as Director Shareholder For Voted - For
5 Elect Zhang Jie as Supervisor Management For Voted - For
6 Approve Application for Temporary Authorization      
  Limit for External Donations Management For Voted - For
7 Approve Proposal on Issuing Eligible Tier 2 Capital      
  Instruments   Shareholder For Voted - For
 
Meeting Date: 23-Jun-22 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Work Report of the Board of Directors Management For Voted - For
2 Approve Work Report of the Board of Supervisors Management For Voted - For
3 Approve Audited Accounts Management For Voted - For
4 Approve Profit Distribution Plan Management For Voted - For
5 Approve Fixed Asset Investment Budget Management For Voted - For
6 Approve Deloitte Touche Tohmatsu Certified Public      
  Accountants LLP as Domestic External Auditor and      
  Deloitte Touche Tohmatsu as International External      
  Auditor and Authorize Board to Fix Their      
  Remuneration   Management For Voted - For
7 Elect Chen Siqing as Director Management For Voted - For
8 Elect Norman Chan Tak Lam as Director Management For Voted - For
9 Elect Fred Zuliu Hu as Director Management For Voted - For
10 Elect Liu Lanbiao as Supervisor Shareholder For Voted - For
11 Amend Articles of Association Management For Voted - For
 
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED      
 
Security ID: CNE1000003G1 Ticker: 1398      
 
Meeting Date: 29-Jul-21 Meeting Type: Extraordinary Shareholders    
 
  EGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Elect Huang Liangbo as Supervisor Management For Voted - For
2 Elect Wang Jingwu as Director Management For Voted - For

 

201


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
INDUTRADE AB        
 
Security ID: SE0001515552 Ticker: INDT      
 
Meeting Date: 05-Apr-22 Meeting Type: Annual      
 
1 Elect Katarina Martinson as Chairman of Meeting Management For Voted - For
2.1 Designate Henrik Didner as Inspector of Minutes of      
  Meeting   Management For Voted - For
2.2 Designate Anders Oscarsson as Inspector of Minutes      
  of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Receive Auditor's Report on Application of      
  Guidelines for Remuneration for Executive Management Management For Non-Voting
8.a Accept Financial Statements and Statutory Reports Management For Voted - For
8.b Approve Allocation of Income and Dividends of SEK      
  2.30 Per Share   Management For Voted - For
8.c Approve Record Date for Dividend Payment Management For Voted - For
8.d.1 Approve Discharge of Bo Annvik Management For Voted - For
8.d.2 Approve Discharge of Susanna Campbell Management For Voted - For
8.d.3 Approve Discharge of Anders Jernhall Management For Voted - For
8.d.4 Approve Discharge of Bengt Kjell Management For Voted - For
8.d.5 Approve Discharge of Ulf Lundahl Management For Voted - For
8.d.6 Approve Discharge of Katarina Martinson Management For Voted - For
8.d.7 Approve Discharge of Krister Mellve Management For Voted - For
8.d.8 Approve Discharge of Lars Pettersson Management For Voted - For
9 Amend Articles Re: Board Size Management For Voted - For
10.1 Determine Number of Members (9) and Deputy Members      
  (0) of Board   Management For Voted - For
10.2 Determine Number of Auditors (1) and Deputy      
  Auditors (0)   Management For Voted - For
11.1 Approve Remuneration of Directors in the Amount of      
  SEK 860,000 for Chairman, SEK 645,000 for Deputy      
  Chairman and SEK 430,000 for Other Directors;      
  Approve Remuneration for Committee Work Management For Voted - For
11.2 Approve Remuneration of Auditors Management For Voted - For
12.1a Reelect Bo Annvik as Director Management For Voted - For
12.1bReelect Susanna Campbell as Director Management For Voted - For
12.1c Reelect Anders Jernhall as Director Management For Voted - For
12.1dReelect Bengt Kjell as Director Management For Voted - For
12.1e Elect Kerstin Lindell as New Director Management For Voted - For
12.1f Reelect Ulf Lundahl as Director Management For Voted - For
12.1gReelect Katarina Martinson as Director Management For Voted - For
12.1hReelect Krister Mellve as Director Management For Voted - For
12.1i Reelect Lars Pettersson as Director Management For Voted - For
12.2 Reelect Katarina Martinson as Chair Management For Voted - For
13 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For

 

202


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
14 Approve Remuneration Report Management For Voted - For
15.a Approve Performance Share Incentive Plan LTIP 2022      
  for Key Employees   Management For Voted - For
15.b Approve Equity Plan Financing Management For Voted - For
 
INFICON HOLDING AG        
 
Security ID: CH0011029946 Ticker: IFCN      
 
Meeting Date: 31-Mar-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board of Directors Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  17.90 per Share and CHF 3.10 per Share from Legal      
  Reserves from Capital Contributions Management For Voted - For
4.1 Reelect Beat Luethi as Director and Board Chairman Management For Voted - For
4.2 Reelect Richard Fischer as Director Management For Voted - For
4.3 Reelect Vanessa Frey as Director Management For Voted - For
4.4 Reelect Beat Siegrist as Director Management For Voted - For
4.5 Reelect Reto Suter as Director Management For Voted - For
4.6 Reappoint Richard Fischer as Member of the      
  Compensation and HR Committee Management For Voted - For
4.7 Reappoint Beat Siegrist as Member of the      
  Compensation and HR Committee Management For Voted - For
4.8 Reappoint Reto Suter as Member of the Compensation      
  and HR Committee   Management For Voted - For
5 Designate Baur Huerlimann AG as Independent Proxy Management For Voted - For
6 Ratify KPMG AG as Auditors Management For Voted - For
7 Approve Remuneration Report Management For Voted - For
8 Approve Remuneration of Directors in the Amount of      
  CHF 800,000   Management For Voted - For
9 Approve Remuneration of Executive Committee in the      
  Amount of CHF 3.5 Million Management For Voted - For
10 Transact Other Business (Voting) Management For Voted - Against
 
INFINEON TECHNOLOGIES AG        
 
Security ID: DE0006231004 Ticker: IFX      
 
Meeting Date: 17-Feb-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.27 per Share   Management For Voted - For
3.1 Approve Discharge of Management Board Member      
  Reinhard Ploss for Fiscal Year 2021 Management For Voted - For
3.2 Approve Discharge of Management Board Member Helmut      
  Gassel for Fiscal Year 2021 Management For Voted - For
3.3 Approve Discharge of Management Board Member Jochen      
  Hanebeck for Fiscal Year 2021 Management For Voted - For

 

203


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3.4 Approve Discharge of Management Board Member      
  Constanze Hufenbecher (from April 15, 2021) for      
  Fiscal Year 2021   Management For Voted - For
3.5 Approve Discharge of Management Board Member Sven      
  Schneider for Fiscal Year 2021 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member      
  Wolfgang Eder for Fiscal Year 2021 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member      
  Xiaoqun Clever for Fiscal Year 2021 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member      
  Johann Dechant for Fiscal Year 2021 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member      
  Friedrich Eichiner for Fiscal Year 2021 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member      
  Annette Engelfried for Fiscal Year 2021 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member Peter      
  Gruber for Fiscal Year 2021 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member      
  Hans-Ulrich Holdenried for Fiscal Year 2021 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member      
  Susanne Lachenmann for Fiscal Year 2021 Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member      
  Geraldine Picaud for Fiscal Year 2021 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member      
  Manfred Puffer for Fiscal Year 2021 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member      
  Melanie Riedl for Fiscal Year 2021 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member      
  Juergen Scholz for Fiscal Year 2021 Management For Voted - For
4.13 Approve Discharge of Supervisory Board Member      
  Kerstin Schulzendorf for Fiscal Year 2021 Management For Voted - For
4.14 Approve Discharge of Supervisory Board Member      
  Ulrich Spiesshofer for Fiscal Year 2021 Management For Voted - For
4.15 Approve Discharge of Supervisory Board Member      
  Margret Suckale for Fiscal Year 2021 Management For Voted - For
4.16 Approve Discharge of Supervisory Board Member Diana      
  Vitale for Fiscal Year 2021 Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal Year 2022 Management For Voted - For
6 Elect Geraldine Picaud to the Supervisory Board Management For Voted - For
 
INFO EDGE (INDIA) LIMITED        
 
Security ID: INE663F01024 Ticker: 532777      
 
Meeting Date: 27-Aug-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Confirm Interim Dividend Management For Voted - For
3 Reelect Hitesh Oberoi as Director Management For Voted - For
4 Approve Branch Auditors and Authorize Board to Fix      
  Their Remuneration   Management For Voted - For
5 Reelect Ashish Gupta as Director Management For Voted - For

 

204


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Approve Bala C Deshpande to Continue Office as      
  Non-Executive Director   Management For Voted - Against
 
Meeting Date: 21-May-22 Meeting Type: Special      
 
  Postal Ballot   Management For Non-Voting
1 Approve Loans, Guarantees, Securities and/or      
  Investments in Other Body Corporate Management For Voted - For
2 Approve Material Related Party Transactions with      
  Info Edge Venture Fund for Investment in its First      
  Scheme   Management For Voted - For
3 Approve Material Related Party Transactions with      
  Info Edge Venture Fund for Investment in its Second      
  Scheme   Management For Voted - For
4 Approve Material Related Party Transactions with      
  Info Edge Capital   Management For Voted - For
5 Approve Material Related Party Transactions with      
  Capital 2B   Management For Voted - For
 
INMOBILIARIA COLONIAL SOCIMI SA      
 
Security ID: ES0139140174 Ticker: COL      
 
Meeting Date: 20-Jun-22 Meeting Type: Annual      
 
1.1 Approve Standalone Financial Statements Management For Voted - For
1.2 Approve Consolidated Financial Statements Management For Voted - For
2.1 Approve Allocation of Income Management For Voted - For
2.2 Approve Dividends   Management For Voted - For
3 Approve Discharge of Board Management For Voted - For
4 Renew Appointment of PricewaterhouseCoopers as      
  Auditor   Management For Voted - For
5 Authorize Share Repurchase Program Management For Voted - For
6 Authorize Company to Call EGM with 15 Days' Notice Management For Voted - For
7.1 Reelect Juan Jose Brugera Clavero as Director Management For Voted - Against
7.2 Reelect Pedro Vinolas Serra as Director Management For Voted - For
7.3 Reelect Juan Carlos Garcia Canizares as Director Management For Voted - Against
7.4 Reelect Javier Lopez Casado as Director Management For Voted - Against
7.5 Reelect Luis Maluquer Trepat as Director Management For Voted - For
8 Amend Remuneration Policy Management For Voted - For
9 Advisory Vote on Remuneration Report Management For Voted - For
10 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
INSTALCO AB        
 
Security ID: SE0017483506 Ticker: INSTAL      
 
Meeting Date: 13-Jan-22 Meeting Type: Extraordinary Shareholders    
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Non-Voting

 

205


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Non-Voting
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Approve 5:1 Stock Split; Amend Articles Accordingly Management For Voted - For
7 Close Meeting   Management For Non-Voting
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of SEK      
  0.65 Per Share   Management For Voted - For
9.a Approve Discharge of Board Member Olof Ehrlen Management For Voted - For
9.b Approve Discharge of Board Member Johnny Alvarsson Management For Voted - For
9.c Approve Discharge of Board Member Carina Qvarngard Management For Voted - For
9.d Approve Discharge of Board Member Carina Edblad Management For Voted - For
9.e Approve Discharge of Board Member Per Leopoldsson Management For Voted - For
9.f Approve Discharge of Board Member Camilla Oberg Management For Voted - For
9.g Approve Discharge of CEO Per Sjostrand Management For Voted - For
9.h Approve Discharge of CEO Robin Boheman Management For Voted - For
10 Approve Remuneration Report Management For Voted - For
11 Determine Number of Members (6) and Deputy Members      
  (0) of Board   Management For Voted - For
12 Approve Remuneration of Directors in the Amount of      
  SEK 620,000 for Chairman and SEK 310,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
13.a Reelect Johnny Alvarsson as Director Management For Voted - Against
13.b Reelect Carina Qvarngard as Director Management For Voted - For
13.c Reelect Carina Edblad as Director Management For Voted - For
13.d Reelect Per Leopoldsson as Director Management For Voted - For
13.e Reelect Camilla Oberg as Director Management For Voted - For
13.f Reelect Per Sjostrand as Director Management For Voted - For
13.g Reelect Per Sjostrand takes over as Chairman Management For Voted - Against
14 Determine Number of Auditors (1) and Deputy      
  Auditors (0)   Management For Voted - For
15 Approve Remuneration of Auditors Management For Voted - For
16 Ratify Grant Thornton Sweden AB as Auditors Management For Voted - For
17 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
18 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Voted - For
19 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares Management For Voted - For
20 Approve Warrant Plan for Key Employees Management For Voted - For
21 Close Meeting   Management For Non-Voting

 

206


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
INTEL CORPORATION        
 
Security ID: US4581401001 Ticker: INTC      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
1a Elect Director Patrick P. Gelsinger Management For Voted - For
1b Elect Director James J. Goetz Management For Voted - For
1c Elect Director Andrea J. Goldsmith Management For Voted - For
1d Elect Director Alyssa H. Henry Management For Voted - Against
1e Elect Director Omar Ishrak   Management For Voted - Against
1f Elect Director Risa Lavizzo-Mourey Management For Voted - Against
1g Elect Director Tsu-Jae King Liu Management For Voted - For
1h Elect Director Gregory D. Smith Management For Voted - For
1i Elect Director Dion J. Weisler Management For Voted - Against
1j Elect Director Frank D. Yeary Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
4 Amend Omnibus Stock Plan   Management For Voted - For
5 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
6 Report on Third-Party Civil Rights Audit Shareholder Against Voted - Against
 
INTERNATIONAL BUSINESS MACHINES CORPORATION      
 
Security ID: US4592001014 Ticker: IBM      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1a Elect Director Thomas Buberl Management For Voted - For
1b Elect Director David N. Farr   Management For Voted - For
1c Elect Director Alex Gorsky   Management For Voted - For
1d Elect Director Michelle J. Howard Management For Voted - For
1e Elect Director Arvind Krishna Management For Voted - For
1f Elect Director Andrew N. Liveris Management For Voted - For
1g Elect Director Frederick William McNabb, III Management For Voted - For
1h Elect Director Martha E. Pollack Management For Voted - For
1i Elect Director Joseph R. Swedish Management For Voted - For
1j Elect Director Peter R. Voser Management For Voted - For
1k Elect Director Frederick H. Waddell Management For Voted - For
1l Elect Director Alfred W. Zollar Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
5 Require Independent Board Chair Shareholder Against Voted - For
6 Report on Concealment Clauses Shareholder Against Voted - For

 

207


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
INTERPUMP GROUP SPA        
 
Security ID: IT0001078911 Ticker: IP      
 
Meeting Date: 29-Apr-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Receive Consolidated Non-Financial Statements and      
  Statutory Reports (Non-Voting) Management For Non-Voting
3 Approve Allocation of Income Management For Voted - For
4 Approve Second Section of the Remuneration Report Management For Voted - For
5 Approve Remuneration of Directors Management For Voted - For
6 Approve Incentive Plan 2022-2024 Management For Voted - For
7 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - Against
8 Elect Claudio Berretti as Director and Approve      
  Director's Remuneration   Management For Voted - Against
  Extraordinary Business   Management For Non-Voting
1.1 Approve to Extend the Duration of the Company and      
  Amend Articles of Association Management For Voted - For
1.2 Amend Company Bylaws Re: Articles 5, 14 and 19 Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
INTUIT INC.        
 
Security ID: US4612021034 Ticker: INTU      
 
Meeting Date: 20-Jan-22 Meeting Type: Annual      
 
1a Elect Director Eve Burton   Management For Voted - For
1b Elect Director Scott D. Cook Management For Voted - For
1c Elect Director Richard L. Dalzell Management For Voted - For
1d Elect Director Sasan K. Goodarzi Management For Voted - For
1e Elect Director Deborah Liu   Management For Voted - For
1f Elect Director Tekedra Mawakana Management For Voted - For
1g Elect Director Suzanne Nora Johnson Management For Voted - For
1h Elect Director Dennis D. Powell Management For Voted - For
1i Elect Director Brad D. Smith Management For Voted - For
1j Elect Director Thomas Szkutak Management For Voted - For
1k Elect Director Raul Vazquez Management For Voted - For
1l Elect Director Jeff Weiner   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan   Management For Voted - Against

 

208


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
INTUITIVE SURGICAL, INC.        
 
Security ID: US46120E6023 Ticker: ISRG      
 
Meeting Date: 20-Sep-21 Meeting Type: Special      
 
1 Increase Authorized Common Stock Management For Voted - For
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1a Elect Director Craig H. Barratt Management For Voted - For
1b Elect Director Joseph C. Beery Management For Voted - For
1c Elect Director Gary S. Guthart Management For Voted - For
1d Elect Director Amal M. Johnson Management For Voted - For
1e Elect Director Don R. Kania   Management For Voted - For
1f Elect Director Amy L. Ladd   Management For Voted - For
1g Elect Director Keith R. Leonard, Jr. Management For Voted - For
1h Elect Director Alan J. Levy   Management For Voted - For
1i Elect Director Jami Dover Nachtsheim Management For Voted - For
1j Elect Director Monica P. Reed Management For Voted - For
1k Elect Director Mark J. Rubash Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan   Management For Voted - For
 
INVESTEC PLC        
 
Security ID: GB00B17BBQ50 Ticker: INVP      
 
Meeting Date: 05-Aug-21 Meeting Type: Annual      
 
  Common Business: Investec plc and Investec Limited Management For Non-Voting
1 Re-elect Henrietta Baldock as Director Management For Voted - For
2 Re-elect Zarina Bassa as Director Management For Voted - For
3 Re-elect David Friedland as Director Management For Voted - For
4 Re-elect Philip Hourquebie as Director Management For Voted - For
5 Re-elect Nishlan Samujh as Director Management For Voted - For
6 Re-elect Khumo Shuenyane as Director Management For Voted - For
7 Re-elect Philisiwe Sibiya as Director Management For Voted - For
8 Re-elect Fani Titi as Director Management For Voted - For
9 Re-elect Ciaran Whelan as Director Management For Voted - For
10 Re-elect Stephen Koseff as Director Management For Voted - For
11 Elect Nicola Newton-King as Director Management For Voted - For
12 Elect Jasandra Nyker as Director Management For Voted - For
13 Elect Brian Stevenson as Director Management For Voted - For
14 Elect Richard Wainwright as Director Management For Voted - For
15 Approve Remuneration Report including      
  Implementation Report   Management For Voted - For
16 Approve Remuneration Policy Management For Voted - For

 

209


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
17 Authorise the Investec Group's Climate Change      
  Resolution Management For Voted - For
18 Authorise Ratification of Approved Resolutions Management For Voted - For
  Ordinary Business: Investec Limited Management For Non-Voting
19 Present the Financial Statements and Statutory      
  Reports for the Year Ended 31 March 2021 Management For Non-Voting
20 Sanction the Interim Dividend on the Ordinary Shares Management For Voted - For
21 Sanction the Interim Dividend on the Dividend      
  Access (South African Resident) Redeemable      
  Preference Share Management For Voted - For
22 Approve Final Dividend on the Ordinary Shares and      
  the Dividend Access (South African Resident)      
  Redeemable Preference Share Management For Voted - For
23 Reappoint Ernst & Young Inc as Joint Auditors Management For Voted - For
24 Reappoint KPMG Inc as Joint Auditors Management For Voted - For
  Special Business: Investec Limited Management For Non-Voting
25 Place Unissued Variable Rate, Redeemable,      
  Cumulative Preference Shares, Unissued Perpetual      
  Preference Shares, Unissued Non-Redeemable      
  Programme Preference Shares, and Unissued      
  Redeemable Programme Preference Shares Under      
  Control of Directors Management For Voted - For
26 Place Unissued Special Convertible Redeemable      
  Preference Shares Under Control of Directors Management For Voted - For
27 Approve Investec Limited Share Incentive Plan Management For Voted - For
28 Authorise Repurchase of Issued Ordinary Shares Management For Voted - For
29 Authorise Repurchase of Any Redeemable,      
  Non-Participating Preference Shares and      
  Non-Redeemable, Non-Cumulative, Non-Participating      
  Preference Shares Management For Voted - For
30 Approve Financial Assistance to Subsidiaries and      
  Directors Management For Voted - For
31 Approve Non-executive Directors' Remuneration Management For Voted - For
32 Amend Memorandum of Incorporation of Investec      
  Limited Management For Voted - For
  Ordinary Business: Investec plc Management For Non-Voting
33 Accept Financial Statements and Statutory Reports Management For Voted - For
34 Sanction the Interim Dividend on the Ordinary Shares Management For Voted - For
35 Approve Final Dividend on the Ordinary Shares Management For Voted - For
36 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
37 Authorise the Audit Committee to Fix Remuneration      
  of Auditors Management For Voted - For
38 Authorise UK Political Donations and Expenditure Management For Voted - For
  Special Business: Investec plc Management For Non-Voting
39 Authorise Issue of Equity Management For Voted - For
40 Approve Investec plc Share Incentive Plan Management For Voted - For
41 Authorise Market Purchase of Ordinary Shares Management For Voted - For
42 Authorise Market Purchase of Preference Shares Management For Voted - For

 

210


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
IPG PHOTONICS CORPORATION        
 
Security ID: US44980X1090 Ticker: IPGP      
 
Meeting Date: 24-May-22 Meeting Type: Annual      
 
1.1 Elect Director Eugene A. Scherbakov Management For Voted - For
1.2 Elect Director Michael C. Child Management For Voted - For
1.3 Elect Director Jeanmarie F. Desmond Management For Voted - For
1.4 Elect Director Gregory P. Dougherty Management For Voted - For
1.5 Elect Director Eric Meurice   Management For Voted - For
1.6 Elect Director Natalia Pavlova Management For Voted - For
1.7 Elect Director John R. Peeler Management For Voted - For
1.8 Elect Director Thomas J. Seifert Management For Voted - For
1.9 Elect Director Felix Stukalin Management For Voted - For
1.10 Elect Director Agnes K. Tang Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
IPSOS SA        
 
Security ID: FR0000073298 Ticker: IPS      
 
Meeting Date: 21-Sep-21 Meeting Type: Extraordinary Shareholders    
 
  Ordinary Business   Management For Non-Voting
1 Approve Remuneration Policy of CEO Management For Voted - For
  Extraordinary Business   Management For Non-Voting
2 Amend Item 19 of 28 May 2020 General Meeting Management For Voted - For
  Ordinary Business   Management For Non-Voting
3 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
Meeting Date: 17-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  1.15 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - Against
5 Ratify Appointment of Ben Page as Director Management For Voted - For
6 Ratify Appointment of Pierre Barnabe as Director Management For Voted - For
7 Reelect Pierre Barnabe as Director Management For Voted - For
8 Acknowledge End of Mandate of Florence von Erb as      
  Director and Decision Not to Replace Management For Voted - For
9 Elect Virginie Calmels as Director Management For Voted - For
10 Renew Appointment of Mazars as Auditor Management For Voted - For
11 Approve Remuneration of Directors in the Aggregate      
  Amount of EUR 450,000   Management For Voted - For

 

211


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
12 Approve Compensation of Didier Truchot, Chairman      
  and CEO From 1 January 2021 to 30 September 2021      
  and CEO from 1 October 2021 to 14 November 2021 Management For Voted - For
13 Approve Compensation of Ben Page, CEO From 15      
  November 2021 to 31 December 2021 Management For Voted - For
14 Approve Compensation of Didier Truchot, Chairman of      
  the Board From 1 October 2021 to 31 December 2021 Management For Voted - For
15 Approve Compensation of Pierre Le Manh, Vice-CEO      
  From 1 January to 10 September 2021 Management For Voted - For
16 Approve Compensation of Laurence Stoclet, Vice-CEO Management For Voted - For
17 Approve Compensation of Henri Wallard, Vice-CEO Management For Voted - For
18 Approve Remuneration Policy of CEO Management For Voted - For
19 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
20 Approve Remuneration Policy of Vice-CEOs Management For Voted - For
21 Approve Remuneration Policy of Directors Management For Voted - For
22 Approve Compensation Report of Corporate Officers Management For Voted - For
23 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital Management For Voted - For
  Extraordinary Business Management For Non-Voting
24 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
25 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 5.5 Million Management For Voted - For
26 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 1.1 Million Management For Voted - For
27 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 1.1 Million Management For Voted - For
28 Authorize Board to Set Issue Price for 10 Percent      
  Per Year of Issued Capital Pursuant to Issue      
  Authority without Preemptive Rights Management For Voted - For
29 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Above Management For Voted - For
30 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
31 Authorize Capital Increase of Up to EUR 1.1 Million      
  for Future Exchange Offers Management For Voted - For
32 Authorize Capitalization of Reserves of Up to EUR      
  1.1 Million for Bonus Issue or Increase in Par Value Management For Voted - For
33 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Management For Voted - For
34 Set Total Limit for Capital Increase to Result from      
  Issuance Requests Under Items 26-27, 29-31 and 33      
  at EUR 1.1 Million; Set Total Limit for Capital      
  Increase to Result from Issuance Requests Under      
  Items 25-27, 29-31 and 33 at EUR 5.5 Million Management For Voted - For
35 Authorize Filing of Required Documents/Other      
  Formalities Management For Voted - For

 

212


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  Shareholder Proposal Submitted by LBO France      
  Gestion, Amiral Gestion, Financiere Arbevel, La      
  Banque Postale Asset Management and Tocqueville      
  Finance SA   Management For Non-Voting
A Elect Hubert Mathet as Director Shareholder Against Voted - For
 
ISS A/S        
 
Security ID: DK0060542181 Ticker: ISS      
 
Meeting Date: 07-Apr-22 Meeting Type: Annual      
 
1 Receive Report of Board   Management For Non-Voting
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
4 Approve Discharge of Management and Board Management For Voted - For
5 Authorize Share Repurchase Program Management For Voted - For
6 Approve Remuneration Report (Advisory Vote) Management For Voted - For
7 Approve Remuneration of Directors in the Amount of      
  DKK 1.3 Million for Chair, DKK 654,000 for Vice      
  Chair and DKK 436,000 for Other Directors; Approve      
  Remuneration for Committee Work Management For Voted - For
8.a Reelect Niels Smedegaard as Director Management For Voted - For
8.b Reelect Valerie Beaulieu as Director Management For Voted - For
8.c Reelect Kelly L. Kuhn as Director Management For Voted - For
8.d Elect Lars Petersson as New Director Management For Voted - For
8.e Reelect Soren Thorup Sorensen as Director Management For Voted - For
8.f Reelect Ben Stevens as Director Management For Voted - For
8.g Reelect Cynthia Mary Trudell as Director Management For Voted - For
9 Ratify Ernst & Young as Auditors Management For Voted - For
10.a Approve Creation of DKK 37 Million Pool of Capital      
  without Preemptive Rights Management For Voted - Against
10.b Amend Articles Re: Gender Neutrality Management For Voted - For
11 Other Business   Management For Non-Voting
 
ITOCHU CORP.        
 
Security ID: JP3143600009 Ticker: 8001      
 
Meeting Date: 24-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 63   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet - Allow Virtual Only      
  Shareholder Meetings   Management For Voted - For
3.1 Elect Director Okafuji, Masahiro Management For Voted - For
3.2 Elect Director Ishii, Keita   Management For Voted - For
3.3 Elect Director Kobayashi, Fumihiko Management For Voted - For
3.4 Elect Director Hachimura, Tsuyoshi Management For Voted - For

 

213


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
3.5 Elect Director Tsubai, Hiroyuki Management For Voted - For
3.6 Elect Director Naka, Hiroyuki Management For Voted - For
3.7 Elect Director Muraki, Atsuko Management For Voted - For
3.8 Elect Director Kawana, Masatoshi Management For Voted - For
3.9 Elect Director Nakamori, Makiko Management For Voted - For
3.10 Elect Director Ishizuka, Kunio Management For Voted - For
4 Appoint Statutory Auditor Chino, Mitsuru Management For Voted - For
5 Approve Compensation Ceiling for Directors Management For Voted - For
6 Approve Compensation Ceiling for Statutory Auditors Management For Voted - For
 
JBS SA        
 
Security ID: BRJBSSACNOR8 Ticker: JBSS3      
 
Meeting Date: 22-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year Ended Dec. 31, 2021 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Fix Number of Fiscal Council Members at Four Management For Voted - For
4 Elect Fiscal Council Members Management For Voted - Abstain
5 In Case One of the Nominees Leaves the Fiscal      
  Council Slate Due to a Separate Minority Election,      
  as Allowed Under Articles 161 and 240 of the      
  Brazilian Corporate Law, May Your Votes Still Be      
  Counted for the Proposed Slate? Management None Voted - Against
6.1 Elect Roberto Lamb as Fiscal Council Member and      
  Orlando Octavio de Freitas Junior as Alternate      
  Appointed by Minority Shareholder Shareholder None Voted - For
6.2 Elect Fernando Florencio Campos as Fiscal Council      
  Member and Wesley Mendes da Silva as Alternate      
  Appointed by Minority Shareholder Shareholder None Voted - Abstain
7 Approve Remuneration of Company's Management,      
  Fiscal Council, and Statutory Audit Committee Management For Voted - Against
 
Meeting Date: 22-Apr-22 Meeting Type: Extraordinary Shareholders    
 
1 Ratify Cledorvino Belini as Independent Director Management For Voted - For
2 Ratify Francisco Sergio Turra as Independent      
  Director   Management For Voted - For
3 Ratify Carlos Hamilton Vasconcelos Araujo as      
  Independent Director   Management For Voted - For
4 Approve Classification of Cledorvino Belini as      
  Independent Director   Management For Voted - For
5 Approve Classification of Francisco Sergio Turra as      
  Independent Director   Management For Voted - For
6 Approve Classification of Carlos Hamilton      
  Vasconcelos Araujo as Independent Director Management For Voted - For
7 Amend Article 5 to Reflect Changes in Capital Management For Voted - For
8 Consolidate Bylaws   Management For Voted - For
9 Approve Addition of Information, Regarding the      
  Properties Transferred to the Company, in the      

 

214


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  Agreements of the Mergers of (i) Midtown      
  Participacoes Ltda. and of (ii) Bertin S.A., and      
  Ratify All Other Provisions in the Referred      
  Agreements   Management For Voted - For
 
JCDECAUX SA        
 
Security ID: FR0000077919 Ticker: DEC      
 
Meeting Date: 11-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Treatment of Losses Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
5 Reelect Gerard Degonse as Supervisory Board Member Management For Voted - For
6 Reelect Jean-Pierre Decaux as Supervisory Board      
  Member   Management For Voted - For
7 Reelect Michel Bleitrach as Supervisory Board Member Management For Voted - For
8 Reelect Alexia Decaux-Lefort as Supervisory Board      
  Member   Management For Voted - For
9 Reelect Pierre Mutz as Supervisory Board Member Management For Voted - For
10 Approve Remuneration Policy of Chairman of the      
  Management Board and of Management Board Members Management For Voted - Against
11 Approve Remuneration Policy of Chairman of the      
  Supervisory Board and of Supervisory Board Members Management For Voted - For
12 Approve Compensation Report of Corporate Officers Management For Voted - Against
13 Approve Compensation of Jean-Francois Decaux,      
  Chairman of the Management Board Management For Voted - For
14 Approve Compensation of Jean-Charles Decaux,      
  Management Board Member and CEO Management For Voted - For
15 Approve Compensation of Emmanuel Bastide, David      
  Bourg and Daniel Hofer, Management Board Members Management For Voted - For
16 Approve Compensation of Gerard Degonse, Chairman of      
  the Supervisory Board   Management For Voted - For
17 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - Against
  Extraordinary Business   Management For Non-Voting
18 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
19 Authorize up to 1 Percent of Issued Capital for Use      
  in Restricted Stock Plans   Management For Voted - Against
20 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
21 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Reserved for Employees and      
  Corporate Officers of International Subsidiaries Management For Voted - For

 

215


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
22 Delegate Powers to the Supervisory Board to Amend      
  Bylaws to Comply with Legal Changes Management For Voted - Against
23 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
JCR PHARMACEUTICALS CO., LTD.      
 
Security ID: JP3701000006 Ticker: 4552      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet - Amend Provisions on Number      
  of Directors   Management For Voted - For
2.1 Elect Director Ashida, Shin   Management For Voted - For
2.2 Elect Director Ashida, Toru   Management For Voted - For
2.3 Elect Director Mathias Schmidt Management For Voted - For
2.4 Elect Director Sonoda, Hiroyuki Management For Voted - For
2.5 Elect Director Hiyama, Yoshio Management For Voted - For
2.6 Elect Director Ishikiriyama, Toshihiro Management For Voted - For
2.7 Elect Director Suetsuna, Takashi Management For Voted - For
2.8 Elect Director Yoda, Toshihide Management For Voted - For
2.9 Elect Director Hayashi, Yuko Management For Voted - For
2.10 Elect Director Atomi, Yutaka Management For Voted - For
2.11 Elect Director Philippe Fauchet Management For Voted - For
3 Approve Deep Discount Stock Option Plan Management For Voted - For
4 Approve Disposal of Treasury Shares for a Private      
  Placement   Management For Voted - Against
 
JD HEALTH INTERNATIONAL INC.      
 
Security ID: KYG5074A1004 Ticker: 6618      
 
Meeting Date: 21-Jun-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.1 Elect Qingqing Yi as Director Management For Voted - For
2.2 Elect Xingyao Chen as Director Management For Voted - For
2.3 Elect Ling Li as Director   Management For Voted - For
2.4 Elect Ying Wu as Director   Management For Voted - For
3 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Deloitte Touche Tohmatsu as Auditor and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
5a Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - Against
5b Authorize Repurchase of Issued Share Capital Management For Voted - For
5c Authorize Reissuance of Repurchased Shares Management For Voted - Against

 

216


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
JENOPTIK AG        
 
Security ID: DE000A2NB601 Ticker: JEN      
 
Meeting Date: 15-Jun-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.25 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal      
  Year 2022   Management For Voted - For
6.1 Elect Matthias Wierlacher to the Supervisory Board Management For Voted - Against
6.2 Elect Evert Dudok to the Supervisory Board Management For Voted - Against
6.3 Elect Elke Eckstein to the Supervisory Board Management For Voted - For
6.4 Elect Ursula Keller to the Supervisory Board Management For Voted - For
6.5 Elect Doreen Nowotne to the Supervisory Board Management For Voted - For
6.6 Elect Thomas Spitzenpfeil to the Supervisory Board Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
8 Approve Remuneration Report Management For Voted - For
 
JERONIMO MARTINS SGPS SA        
 
Security ID: PTJMT0AE0001 Ticker: JMT      
 
Meeting Date: 21-Apr-22 Meeting Type: Annual      
 
1 Approve Individual and Consolidated Financial      
  Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Appraise Management and Supervision of Company and      
  Approve Vote of Confidence to Corporate Bodies Management For Voted - For
4 Elect Corporate Bodies for 2022-2024 Term Management For Voted - For
5 Elect Remuneration Committee for 2022-2024 Term Management For Voted - For
6 Approve Remuneration of Remuneration Committee      
  Members   Management For Voted - For
 
JM AB          
 
Security ID: SE0000806994 Ticker: JM      
 
Meeting Date: 31-Mar-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2.1 Designate Anders Oscarsson as Inspector of Minutes      
  of Meeting   Management For Voted - For
2.2 Designate Johannes Wingborg as Inspector of Minutes      
  of Meeting   Management For Voted - For

 

217


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Acknowledge Proper Convening of Meeting Management For Voted - For
5 Approve Agenda of Meeting Management For Voted - For
6 Accept Financial Statements and Statutory Reports Management For Voted - For
7 Approve Allocation of Income and Dividends of SEK      
  13.50 Per Share   Management For Voted - For
8.1 Approve Discharge of Fredrick Persson Management For Voted - For
8.2 Approve Discharge of Kaj-Gustaf Bergh Management For Voted - For
8.3 Approve Discharge of Kerstin Gillsbro Management For Voted - For
8.4 Approve Discharge of Camilla Krogh Management For Voted - For
8.5 Approve Discharge of Olav Line Management For Voted - For
8.6 Approve Discharge of Thomas Thuresson Management For Voted - For
8.7 Approve Discharge of Annica Anas Management For Voted - For
8.8 Approve Discharge of Jan Stromberg Management For Voted - For
8.9 Approve Discharge of Peter Olsson Management For Voted - For
8.10 Approve Discharge of Jonny Anges Management For Voted - For
8.11 Approve Discharge of Per Petersen Management For Voted - For
8.12 Approve Discharge of Johan Skoglund Management For Voted - For
9 Determine Number of Members (8) and Deputy Members      
  (0) of Board   Management For Voted - For
10 Approve Remuneration of Directors in the Amount of      
  SEK 925,000 for Chairman and SEK 370,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
11 Approve Remuneration of Auditors Management For Voted - For
12.1 Reelect Fredrik Persson (Chair) as Director Management For Voted - For
12.2 Reelect Kaj-Gustaf Bergh as Director Management For Voted - For
12.3 Reelect Kerstin Gillsbro as Director Management For Voted - For
12.4 Reelect Camilla Krogh as Director Management For Voted - For
12.5 Reelect Olav Line as Director Management For Voted - For
12.6 Reelect Thomas Thuresson as Director Management For Voted - For
12.7 Reelect Annica Anas as Director Management For Voted - For
12.8 Elect Jenny Larsson as New Director Management For Voted - For
13 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
14 Approve Remuneration Report Management For Voted - For
15 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
16 Authorize Share Repurchase Program Management For Voted - For
17 Approve SEK 1.4 Million Reduction in Share Capital      
  via Share Cancellation for Transfer to Unrestricted      
  Equity   Management For Voted - For
 
JMDC, INC.        
 
Security ID: JP3386690006 Ticker: 4483      
 
Meeting Date: 21-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
2.1 Elect Director Matsushima, Yosuke Management For Voted - For

 

218


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2.2 Elect Director Yamamoto, Yuta Management For Voted - For
2.3 Elect Director Lee Jihyun   Management For Voted - For
2.4 Elect Director Takeda, Seiji   Management For Voted - For
3 Elect Alternate Director and Audit Committee Member      
  Hara, Masahiko   Management For Voted - For
 
JOHNSON & JOHNSON        
 
Security ID: US4781601046 Ticker: JNJ      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1a Elect Director Darius Adamczyk Management For Voted - For
1b Elect Director Mary C. Beckerle Management For Voted - For
1c Elect Director D. Scott Davis Management For Voted - For
1d Elect Director Ian E. L. Davis Management For Voted - For
1e Elect Director Jennifer A. Doudna Management For Voted - For
1f Elect Director Joaquin Duato Management For Voted - For
1g Elect Director Alex Gorsky   Management For Voted - For
1h Elect Director Marillyn A. Hewson Management For Voted - For
1i Elect Director Hubert Joly   Management For Voted - For
1j Elect Director Mark B. McClellan Management For Voted - For
1k Elect Director Anne M. Mulcahy Management For Voted - For
1l Elect Director A. Eugene Washington Management For Voted - For
1m Elect Director Mark A. Weinberger Management For Voted - For
1n Elect Director Nadja Y. West Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Adopt a Mandatory Arbitration Bylaw *Withdrawn      
  Resolution*   Shareholder Against Non-Voting
6 Report on a Civil Rights, Equity, Diversity and      
  Inclusion Audit   Shareholder Against Voted - Against
7 Oversee and Report a Racial Equity Audit Shareholder Against Voted - For
8 Report on Government Financial Support and Access      
  to COVID-19 Vaccines and Therapeutics Shareholder Against Voted - For
9 Report on Public Health Costs of Limited Sharing of      
  Vaccine Technology   Shareholder Against Voted - Against
10 Discontinue Global Sales of Baby Powder Containing      
  Talc   Shareholder Against Voted - Against
11 Report on Charitable Contributions Shareholder Against Voted - Against
12 Publish Third-Party Review of Alignment of      
  Company's Lobbying Activities with its Public      
  Statements   Shareholder Against Voted - For
13 Adopt Policy to Include Legal and Compliance Costs      
  in Incentive Compensation Metrics Shareholder Against Voted - For
14 Consider Pay Disparity Between Executives and Other      
  Employees   Shareholder Against Voted - Against

 

219


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
JOHNSON CONTROLS INTERNATIONAL PLC      
 
Security ID: IE00BY7QL619 Ticker: JCI      
 
Meeting Date: 09-Mar-22 Meeting Type: Annual      
 
1a Elect Director Jean Blackwell Management For Voted - For
1b Elect Director Pierre Cohade Management For Voted - For
1c Elect Director Michael E. Daniels Management For Voted - For
1d Elect Director W. Roy Dunbar Management For Voted - For
1e Elect Director Gretchen R. Haggerty Management For Voted - For
1f Elect Director Simone Menne Management For Voted - For
1g Elect Director George R. Oliver Management For Voted - For
1h Elect Director Jurgen Tinggren Management For Voted - For
1i Elect Director Mark Vergnano Management For Voted - For
1j Elect Director R. David Yost Management For Voted - For
1k Elect Director John D. Young Management For Voted - For
2a Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
2b Authorize Board to Fix Remuneration of Auditors Management For Voted - For
3 Authorize Market Purchases of Company Shares Management For Voted - For
4 Determine Price Range for Reissuance of Treasury      
  Shares   Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
6 Approve the Directors' Authority to Allot Shares Management For Voted - For
7 Approve the Disapplication of Statutory Pre-Emption      
  Rights   Management For Voted - For
 
JPMORGAN CHASE & CO.        
 
Security ID: US46625H1005 Ticker: JPM      
 
Meeting Date: 17-May-22 Meeting Type: Annual      
 
1a Elect Director Linda B. Bammann Management For Voted - For
1b Elect Director Stephen B. Burke Management For Voted - For
1c Elect Director Todd A. Combs Management For Voted - For
1d Elect Director James S. Crown Management For Voted - For
1e Elect Director James Dimon Management For Voted - For
1f Elect Director Timothy P. Flynn Management For Voted - For
1g Elect Director Mellody Hobson Management For Voted - For
1h Elect Director Michael A. Neal Management For Voted - For
1i Elect Director Phebe N. Novakovic Management For Voted - For
1j Elect Director Virginia M. Rometty Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Adopt Fossil Fuel Financing Policy Consistent with      
  IEA's Net Zero 2050 Scenario Shareholder Against Voted - Against

 

220


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
6 Require Independent Board Chair Shareholder Against Voted - Against
7 Disclose Director Skills and Qualifications      
  Including Ideological Perspectives Shareholder Against Voted - Against
8 Amend Certificate of Incorporation to Become a      
  Public Benefit Corporation Shareholder Against Voted - Against
9 Report on Absolute Targets for Financed GHG      
  Emissions in Line with Net Zero Commitments Shareholder Against Voted - Against
 
JUBILANT FOODWORKS LIMITED      
 
Security ID: INE797F01012 Ticker: 533155      
 
Meeting Date: 17-Sep-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Dividend   Management For Voted - For
3 Reelect Hari S. Bhartia as Director Management For Voted - For
4 Reelect Berjis Minoo Desai as Director Management For Voted - For
5 Approve Remuneration Payable of Pratik Rashmikant      
  Pota as Chief Executive Officer and Wholetime      
  Director for FY 2021-22   Management For Voted - For
6 Approve Reappointment and Remuneration of Pratik      
  Rashmikant Pota as Chief Executive Officer &      
  Wholetime Director   Management For Voted - Against
 
JUBILANT FOODWORKS LIMITED      
 
Security ID: INE797F01020 Ticker: 533155      
 
Meeting Date: 27-Mar-22 Meeting Type: Special      
 
  Postal Ballot   Management For Non-Voting
1 Approve Sub-Division of Equity Shares Management For Voted - For
2 Amend Capital Clause of the Memorandum of      
  Association Re: Sub-Division of Equity Shares Management For Voted - For
 
JUMBO SA        
 
Security ID: GRS282183003 Ticker: BELA      
 
Meeting Date: 19-Jan-22 Meeting Type: Extraordinary Shareholders    
 
  Special Meeting Agenda   Management For Non-Voting
1 Approve Special Dividend   Management For Voted - For
2 Elect Directors (Bundled)   Management For Voted - For
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For

 

221


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Receive Information on Activities of the Audit      
  Committee   Management For Non-Voting
3 Ratify Special Dividend Paid in 2021 Management For Voted - For
4 Ratify Special Dividend Approved by EGM Dated      
  19.01.2022   Management For Voted - For
5 Fix Number of and Elect Directors (Bundled) Management For Voted - Against
6 Approve Allocation of Income and Non-Distribution      
  of Dividends   Management For Voted - For
7 Approve Management of Company and Grant Discharge      
  to Auditors   Management For Voted - For
8 Approve Remuneration of Board Members Management For Voted - For
9 Approve Auditors and Fix Their Remuneration Management For Voted - For
10 Advisory Vote on Remuneration Report Management For Voted - For
11 Authorize Share Repurchase Program and Cancellation      
  of Repurchased Shares   Management For Voted - For
 
JUNIPER NETWORKS, INC.        
 
Security ID: US48203R1041 Ticker: JNPR      
 
Meeting Date: 11-May-22 Meeting Type: Annual      
 
1a Elect Director Gary Daichendt Management For Voted - For
1b Elect Director Anne DelSanto Management For Voted - For
1c Elect Director Kevin DeNuccio Management For Voted - For
1d Elect Director James Dolce   Management For Voted - For
1e Elect Director Christine Gorjanc Management For Voted - For
1f Elect Director Janet Haugen   Management For Voted - For
1g Elect Director Scott Kriens   Management For Voted - For
1h Elect Director Rahul Merchant Management For Voted - For
1i Elect Director Rami Rahim   Management For Voted - For
1j Elect Director William Stensrud Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend Omnibus Stock Plan   Management For Voted - For
 
JUST GROUP PLC        
 
Security ID: GB00BCRX1J15 Ticker: JUST      
 
Meeting Date: 31-Aug-21 Meeting Type: Special      
 
1 Authorise Issue of Equity in Connection with the      
  Issue of Contingent Convertible Securities Management For Voted - For
2 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with the Issue of Contingent      
  Convertible Securities   Management For Voted - For

 

222


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
JYSKE BANK A/S        
 
Security ID: DK0010307958 Ticker: JYSK      
 
Meeting Date: 07-Dec-21 Meeting Type: Extraordinary Shareholders    
 
a Approve DKK 35.6 Million Reduction in Share Capital      
  via Share Cancellation   Management For Voted - For
b Other Business   Management For Non-Voting
 
Meeting Date: 06-Jan-22 Meeting Type: Extraordinary Shareholders    
 
a Approve DKK 35,6 Million Reduction in Share Capital      
  via Share Cancellation; Amend Articles Accordingly Management For Voted - For
b Authorize Editorial Changes to Adopted Resolutions      
  in Connection with Registration with Danish      
  Authorities   Management For Voted - For
c Other Business   Management For Non-Voting
 
Meeting Date: 22-Mar-22 Meeting Type: Annual      
 
a Receive Report of Board   Management For Non-Voting
b Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income Management For Voted - For
c Approve Remuneration Report (Advisory) Management For Voted - For
d.1 Approve Remuneration of Committee of Representatives Management For Voted - For
d.2 Approve Remuneration of Directors Management For Voted - For
e Authorize Share Repurchase Program Management For Voted - For
f.1 Approve Guidelines for Incentive-Based Compensation      
  for Executive Management and Board Management For Voted - For
f.2 Allow Shareholder Meetings to be Held by Electronic      
  Means Only   Management For Voted - For
f.3 Amend Articles Re: Notice of General Meeting Management For Voted - For
f.4 Amend Articles Re: General Meeting Management For Voted - For
f.5 Allow Electronic Distribution of Company      
  Communication   Management For Voted - For
f.6 Amend Articles Re: Shareholders Email Address Management For Voted - For
f.7 Amend Articles Re: Postal Ballot Management For Voted - For
f.8 Allow Electronic Distribution of Company      
  Communication   Management For Voted - For
g.1 Reelect Anker Laden-Andersen as Member of Committee      
  of Representatives   Management For Voted - For
g.2 Reelect Jan Hojmark as Member of Committee of      
  Representatives   Management For Voted - For
g.3 Reelect Jens Jorgen Hansen as Member of Committee      
  of Representatives   Management For Voted - For
g.4 Reelect Palle Buhl Jorgensen as Member of Committee      
  of Representatives   Management For Voted - For
g.5 Reelect Axel Orum Meier as Member of Committee of      
  Representatives   Management For Voted - For

 

223


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
g.6 Reelect Birgitte Haurum as Member of Committee of      
  Representatives Management For Voted - For
g.7 Reelect Birthe Christiansen as Member of Committee      
  of Representatives Management For Voted - For
g.8 Reelect Bo Richard Ulsoe as Member of Committee of      
  Representatives Management For Voted - For
g.9 Reelect Christian Dybdal Christensen as Member of      
  Committee of Representatives Management For Voted - For
g.10 Reelect Claus Larsen as Member of Committee of      
  Representatives Management For Voted - For
g.11 Reelect Elsebeth Lynge as Member of Committee of      
  Representatives Management For Voted - For
g.12 Reelect Erling Sorensen as Member of Committee of      
  Representatives Management For Voted - For
g.13 Reelect Ernst Kier as Member of Committee of      
  Representatives Management For Voted - For
g.14 Reelect Finn Langballe as Member of Committee of      
  Representatives Management For Voted - For
g.15 Reelect Hans Christian Schur as Member of Committee      
  of Representatives Management For Voted - For
g.16 Reelect Hans Mortensen as Member of Committee of      
  Representatives Management For Voted - For
g.17 Reelect Henning Fuglsang as Member of Committee of      
  Representatives Management For Voted - For
g.18 Reelect Jens Gadensgaard Hermann as Member of      
  Committee of Representatives Management For Voted - For
g.19 Reelect Keld Norup as Member of Committee of      
  Representatives Management For Voted - For
g.20 Reelect Kristina Skeldal Sorensen as Member of      
  Committee of Representatives Management For Voted - For
g.21 Reelect Lone Fergadis as Member of Committee of      
  Representatives Management For Voted - For
g.22 Reelect Peter Thorsen as Member of Committee of      
  Representatives Management For Voted - For
g.23 Reelect Poul Konrad Beck as Member of Committee of      
  Representatives Management For Voted - For
g.24 Reelect Preben Mehlsen as Member of Committee of      
  Representatives Management For Voted - For
g.25 Reelect Preben Norup as Member of Committee of      
  Representatives Management For Voted - For
g.26 Reelect Steffen Falk Knudsen as Member of Committee      
  of Representatives Management For Voted - For
g.27 Reelect Stig Hellstern as Member of Committee of      
  Representatives Management For Voted - For
g.28 Reelect Soren Nygaard as Member of Committee of      
  Representatives Management For Voted - For
g.29 Reelect Tom Amby as Member of Committee of      
  Representatives Management For Voted - For
g.30 Reelect Bente Overgaard as Member of Committee of      
  Representatives Management For Voted - For
g.31 Reelect Per Schnack as Member of Committee of      
  Representatives Management For Voted - For

 

224


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
g.32 Elect Carsten Jensen as Member of Committee of      
  Representatives   Management For Voted - For
g.33 Elect Skade Carstensen as Member of Committee of      
  Representatives   Management For Voted - For
g.34 Elect Lise Bjorn JÃ?¸rgensen as Member of      
  Committee of Representatives Management For Voted - For
g.35 Elect Ole Steffensen as Member of Committee of      
  Representatives   Management For Voted - For
g.36 Elect Peter Rosenkrands as Member of Committee of      
  Representatives   Management For Voted - For
g.37 Elect Simon Ahlfeldt Mortensen as Member of      
  Committee of Representatives Management For Voted - For
g.2 Elect Supervisory Board Members (No Members Will be      
  Elected Under this Item)   Management For Voted - For
h Ratify Ernst & Young as Auditors Management For Voted - For
i Other Business   Management For Voted - Against
 
Meeting Date: 21-Apr-22 Meeting Type: Extraordinary Shareholders    
 
a.1 Allow Shareholder Meetings to be Held by Electronic      
  Means Only   Management For Voted - For
a.2 Amend Articles Re: Notice of General Meeting Management For Voted - For
a.3 Amend Articles Re: Quorum Management For Voted - For
a.4 Allow Electronic Distribution of Company      
  Communication   Management For Voted - For
a.5 Amend Articles Re: Shareholders' Email Addresses Management For Voted - For
a.6 Amend Articles Re: Proxy and Postal Voting Management For Voted - For
a.7 Information about Electronic Distribution of      
  Company Communication   Management For Voted - For
b Authorize Editorial Changes to Adopted Resolutions      
  in Connection with Registration with Danish      
  Authorities   Management For Voted - For
c Other Business   Management For Non-Voting
 
KAHOOT! ASA        
 
Security ID: NO0010823131 Ticker: KAHOT      
 
Meeting Date: 27-May-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Did Not Vote
2 Approve Notice of Meeting and Agenda Management For Did Not Vote
3 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
4 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Omission of      
  Dividends   Management For Did Not Vote
5 Discuss Company's Corporate Governance Statement Management For Did Not Vote
6 Approve Remuneration of Auditors Management For Did Not Vote
7 Approve Remuneration Statement Management For Did Not Vote
8 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote

 

225


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9 Elect Andreas Hansson (Chair), Lori Wright, Joanne      
  Bradford and Stefan Blom as Directors Management For Did Not Vote
10.1 Approve Remuneration of Directors in the Amount of      
  USD 75,000 for Chair and USD 50,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Did Not Vote
10.2 Approve Restricted Stock Units to Directors Management For Did Not Vote
11 Approve Remuneration of Nomination Committee Management For Did Not Vote
12 Approve Creation of NOK 4.5 Million Pool of Capital      
  without Preemptive Rights Management For Did Not Vote
13 Approve Issuance of Shares in Connection with      
  Incentive Plan   Management For Did Not Vote
14 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Did Not Vote
 
KAINOS GROUP PLC        
 
Security ID: GB00BZ0D6727 Ticker: KNOS      
 
Meeting Date: 23-Sep-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Dr Brendan Mooney as Director Management For Voted - For
5 Re-elect Richard McCann as Director Management For Voted - For
6 Re-elect Andy Malpass as Director Management For Voted - For
7 Re-elect Tom Burnet as Director Management For Voted - For
8 Re-elect Katie Davis as Director Management For Voted - For
9 Elect Rosaleen Blair as Director Management For Voted - For
10 Appoint KPMG as Auditors   Management For Voted - For
11 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
12 Authorise Issue of Equity   Management For Voted - For
13 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
14 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
15 Authorise Market Purchase of Ordinary Shares Management For Voted - For
16 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
KBC ANCORA SCA        
 
Security ID: BE0003867844 Ticker: KBCA      
 
Meeting Date: 29-Oct-21 Meeting Type: Ordinary Shareholders    
 
  Ordinary Shareholders' Meeting Agenda Management For Non-Voting
1 Receive Directors' Reports (Non-Voting) Management For Non-Voting
2 Receive Auditors' Reports (Non-Voting) Management For Non-Voting
3 Allow Questions   Management For Non-Voting

 

226


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
4.1 Adopt Financial Statements   Management For Voted - For
4.2 Approve Allocation of Income Management For Voted - For
5 Approve Remuneration Report Management For Voted - For
6 Approve Discharge of Directors Management For Voted - For
7 Approve Discharge of Auditors Management For Voted - For
8 Transact Other Business   Management For Non-Voting
 
KDDI CORP.        
 
Security ID: JP3496400007 Ticker: 9433      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 65   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Tanaka, Takashi Management For Voted - For
3.2 Elect Director Takahashi, Makoto Management For Voted - For
3.3 Elect Director Muramoto, Shinichi Management For Voted - For
3.4 Elect Director Mori, Keiichi   Management For Voted - For
3.5 Elect Director Amamiya, Toshitake Management For Voted - For
3.6 Elect Director Yoshimura, Kazuyuki Management For Voted - For
3.7 Elect Director Yamaguchi, Goro Management For Voted - For
3.8 Elect Director Yamamoto, Keiji Management For Voted - For
3.9 Elect Director Kano, Riyo   Management For Voted - For
3.10 Elect Director Goto, Shigeki   Management For Voted - For
3.11 Elect Director Tannowa, Tsutomu Management For Voted - For
3.12 Elect Director Okawa, Junko Management For Voted - For
4 Appoint Statutory Auditor Edagawa, Noboru Management For Voted - For
5 Approve Trust-Type Equity Compensation Plan Management For Voted - For
6 Approve Compensation Ceiling for Statutory Auditors Management For Voted - For
 
KERING SA        
 
Security ID: FR0000121485 Ticker: KER      
 
Meeting Date: 06-Jul-21 Meeting Type: Ordinary Shareholders    
 
  Ordinary Business   Management For Non-Voting
1 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
 
KEYCORP        
 
Security ID: US4932671088 Ticker: KEY      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
1.1 Elect Director Alexander M. Cutler Management For Voted - For
1.2 Elect Director H. James Dallas Management For Voted - For

 

227


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.3 Elect Director Elizabeth R. Gile Management For Voted - For
1.4 Elect Director Ruth Ann M. Gillis Management For Voted - For
1.5 Elect Director Christopher M. Gorman Management For Voted - For
1.6 Elect Director Robin N. Hayes Management For Voted - For
1.7 Elect Director Carlton L. Highsmith Management For Voted - For
1.8 Elect Director Richard J. Hipple Management For Voted - For
1.9 Elect Director Devina A. Rankin Management For Voted - For
1.10 Elect Director Barbara R. Snyder Management For Voted - For
1.11 Elect Director Richard J. Tobin Management For Voted - For
1.12 Elect Director Todd J. Vasos Management For Voted - For
1.13 Elect Director David K. Wilson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
KEYENCE CORP.        
 
Security ID: JP3236200006 Ticker: 6861      
 
Meeting Date: 10-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 100   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Takizaki, Takemitsu Management For Voted - For
3.2 Elect Director Nakata, Yu   Management For Voted - For
3.3 Elect Director Yamaguchi, Akiji Management For Voted - For
3.4 Elect Director Miki, Masayuki Management For Voted - For
3.5 Elect Director Yamamoto, Hiroaki Management For Voted - For
3.6 Elect Director Yamamoto, Akinori Management For Voted - For
3.7 Elect Director Taniguchi, Seiichi Management For Voted - For
3.8 Elect Director Suenaga, Kumiko Management For Voted - For
3.9 Elect Director Yoshioka, Michifumi Management For Voted - For
4 Appoint Alternate Statutory Auditor Yamamoto,      
  Masaharu   Management For Voted - For
5 Approve Compensation Ceiling for Directors Management For Voted - For
 
KEYSIGHT TECHNOLOGIES, INC.        
 
Security ID: US49338L1035 Ticker: KEYS      
 
Meeting Date: 17-Mar-22 Meeting Type: Annual      
 
1.1 Elect Director James G. Cullen Management For Voted - For
1.2 Elect Director Michelle J. Holthaus Management For Voted - For
1.3 Elect Director Jean M. Nye   Management For Voted - For
1.4 Elect Director Joanne B. Olsen Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

228


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Declassify the Board of Directors Management For Voted - For
 
KILROY REALTY CORPORATION        
 
Security ID: US49427F1084 Ticker: KRC      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1a Elect Director John Kilroy   Management For Voted - For
1b Elect Director Edward F. Brennan Management For Voted - For
1c Elect Director Jolie Hunt   Management For Voted - For
1d Elect Director Scott S. Ingraham Management For Voted - For
1e Elect Director Louisa G. Ritter Management For Voted - For
1f Elect Director Gary R. Stevenson Management For Voted - For
1g Elect Director Peter B. Stoneberg Management For Voted - Against
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
KINDRED GROUP PLC        
 
Security ID: SE0007871645 Ticker: KIND      
 
Meeting Date: 13-May-22 Meeting Type: Annual      
 
  Annual Meeting for Holders of Swedish Depository      
  Receipts   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Non-Voting
3 Prepare and Approve the Register of Shareholders      
  Entitled to Vote   Management For Non-Voting
4 Approve Agenda   Management For Non-Voting
5 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
6 Determine Whether the Meeting has been Duly Convened Management For Non-Voting
7 Statement by CEO   Management For Non-Voting
8 Approve Dividends   Management For Voted - For
9 Accept Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
10 Approve Remuneration Report Management For Voted - For
11 Fix Number of Directors   Management For Voted - For
12 Approve Remuneration of Directors Management For Voted - For
13 Re-elect Peter Boggs as Director Management For Voted - For
14 Re-elect Gunnel Duveblad as Director Management For Voted - For
15 Re-elect Erik Forsberg as Director Management For Voted - For
16 Re-elect Carl-Magnus Mansson as Director Management For Voted - For
17 Re-elect Evert Carlsson as Director Management For Voted - For
18 Re-elect Fredrik Peyron as Director Management For Voted - For
19 Re-elect Heidi Skogster as Director Management For Voted - For
20 Appoint Evert Carlsson as Board Chair Management For Voted - For

 

229


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
21 Approve PricewaterhouseCoopers as Auditors and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
22 Approve Guidelines on Electing Nomination Committee Management For Voted - For
23 Approve Remuneration Policy Management For Voted - For
24 Approve Stock Option Plan   Management For Voted - For
25 Authorize Share Repurchase Program Management For Voted - For
26 Approve Reduction in Share Capital via Share      
  Cancellation   Management For Voted - For
27 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - For
28 Close Meeting   Management For Non-Voting
 
Meeting Date: 10-Jun-22 Meeting Type: Extraordinary Shareholders    
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Non-Voting
3 Approve List of Shareholders Management For Non-Voting
4 Approve Agenda   Management For Non-Voting
5 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
6 Acknowledge Proper Convening of Meeting Management For Non-Voting
7 Authorize Share Repurchase Program Management For Voted - For
8 Approve Reduction in Share Capital via Share      
  Cancellation   Management For Voted - For
9 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - For
10 Close Meeting   Management For Non-Voting
 
KION GROUP AG        
 
Security ID: DE000KGX8881 Ticker: KGX      
 
Meeting Date: 11-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.50 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify Deloitte GmbH as Auditors for Fiscal Year      
  2022 and for the Review of Interim Financial      
  Statements for the First Half of Fiscal Year 2022 Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7.1 Elect Birgit Behrendt to the Supervisory Board Management For Voted - Against
7.2 Elect Alexander Dibelius to the Supervisory Board Management For Voted - Against
7.3 Elect Michael Macht to the Supervisory Board Management For Voted - Against
7.4 Elect Tan Xuguang to the Supervisory Board Management For Voted - Against

 

230


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
KLA CORPORATION        
 
Security ID: US4824801009 Ticker: KLAC      
 
Meeting Date: 03-Nov-21 Meeting Type: Annual      
 
1.1 Elect Director Edward Barnholt Management For Voted - For
1.2 Elect Director Robert Calderoni Management For Voted - For
1.3 Elect Director Jeneanne Hanley Management For Voted - For
1.4 Elect Director Emiko Higashi Management For Voted - For
1.5 Elect Director Kevin Kennedy Management For Voted - For
1.6 Elect Director Gary Moore   Management For Voted - For
1.7 Elect Director Marie Myers   Management For Voted - For
1.8 Elect Director Kiran Patel   Management For Voted - For
1.9 Elect Director Victor Peng   Management For Voted - For
1.10 Elect Director Robert Rango   Management For Voted - For
1.11 Elect Director Richard Wallace Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
KLOECKNER & CO. SE        
 
Security ID: DE000KC01000 Ticker: KCO      
 
Meeting Date: 01-Jun-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Dividends of EUR      
  1.00 per Share for Fiscal Year 2021 Management For Voted - For
2 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
3 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
4 Elect Ute Wolf to the Supervisory Board Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal Year 2022,      
  for the Review of Interim Financial Statements for      
  the First Half of Fiscal Year 2022 and for the      
  Review of Interim Financial Statements Until 2023      
  AGM   Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Creation of EUR 49.9 Million Pool of      
  Authorized Capital with or without Exclusion of      
  Preemptive Rights   Management For Voted - For
8 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds without Preemptive      
  Rights up to Aggregate Nominal Amount of EUR 300      
  Million   Management For Voted - For
9 Approve Creation of EUR 24.9 Million Pool of      
  Conditional Capital to Guarantee Conversion Rights Management For Voted - For
10 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares; Authorize      

 

231


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  Use of Financial Derivatives when Repurchasing      
  Shares   Management For Voted - For
 
KOITO MANUFACTURING CO., LTD.      
 
Security ID: JP3284600008 Ticker: 7276      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 30   Management For Voted - For
2 Amend Articles to Change Location of Head Office -      
  Disclose Shareholder Meeting Materials on Internet      
  - Reduce Directors' Term - Amend Provisions on      
  Director Titles   Management For Voted - For
3.1 Elect Director Otake, Masahiro Management For Voted - For
3.2 Elect Director Kato, Michiaki Management For Voted - For
3.3 Elect Director Arima, Kenji   Management For Voted - For
3.4 Elect Director Uchiyama, Masami Management For Voted - For
3.5 Elect Director Konagaya, Hideharu Management For Voted - For
3.6 Elect Director Kusakawa, Katsuyuki Management For Voted - For
3.7 Elect Director Uehara, Haruya Management For Voted - For
3.8 Elect Director Sakurai, Kingo Management For Voted - For
3.9 Elect Director Igarashi, Chika Management For Voted - For
 
KONECRANES OYJ        
 
Security ID: FI0009005870 Ticker: KCR      
 
Meeting Date: 15-Jun-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
4 Acknowledge Proper Convening of Meeting Management For Non-Voting
5 Prepare and Approve List of Shareholders Management For Non-Voting
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR      
  1.25 Per Share   Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration Report (Advisory Vote) Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  EUR 140,000 for Chairman, EUR 100,000 for Vice      
  Chairman and EUR 70,000 for Other Directors;      
  Approve Meeting Fees and Compensation for Committee      
  Work   Management For Voted - For
12 Fix Number of Directors at Ten Management For Voted - For
13 Reelect Janina Kugel, Ulf Liljedahl, Per Vegard      
  Nerseth, Paivi Rekonen, Christoph Vitzthum (Chair)      
  and Niko Mokkila as Directors; Elect Pasi Laine,      

 

232


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
  Helene Svahn, Pauli Anttila and Sami Piittisjarvi      
  as New Directors   Management For Voted - For
14 Approve Remuneration of Auditors Management For Voted - For
15 Ratify Ernst & Young as Auditors Management For Voted - For
16 Authorize Share Repurchase Program Management For Voted - For
17 Approve Issuance of up to 7.5 Million Shares      
  without Preemptive Rights Management For Voted - For
18 Authorize Reissuance of Repurchased Shares Management For Voted - For
19 Approve Equity Plan Financing Management For Voted - For
20 Approve Charitable Donations of up to EUR 400,000 Management For Voted - For
21 Close Meeting   Management For Non-Voting
 
KONGSBERG GRUPPEN ASA        
 
Security ID: NO0003043309 Ticker: KOG      
 
Meeting Date: 11-May-22 Meeting Type: Annual      
 
1 Approve Notice of Meeting and Agenda Management For Did Not Vote
2 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
3 Receive President's Report   Management For Did Not Vote
4 Discuss Company's Corporate Governance Statement Management For Did Not Vote
5 Accept Financial Statements and Statutory Reports Management For Did Not Vote
6 Approve Dividends of NOK 15.30 Per Share Management For Did Not Vote
7 Approve Remuneration of Directors in the Amount of      
  NOK 595,000 for Chairman, NOK 310,200 for Deputy      
  Chairman and NOK 290,500 for Other Directors;      
  Approve Remuneration for Deputy Directors,      
  Committee Work and Nominating Committee Management For Did Not Vote
8 Approve Remuneration of Auditors Management For Did Not Vote
9 Approve Remuneration Statement Management For Did Not Vote
10 Elect Members of Nominating Committee Management For Did Not Vote
11 Approve Equity Plan Financing Management For Did Not Vote
12 Authorize Share Repurchase Program and Cancellation      
  of Repurchased Shares   Management For Did Not Vote
13 Approve NOK 1.9 Million Reduction in Share Capital      
  via Share Cancellation   Management For Did Not Vote
 
KONINKLIJKE AHOLD DELHAIZE NV      
 
Security ID: NL0011794037 Ticker: AD      
 
Meeting Date: 13-Apr-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Receive Report of Management Board (Non-Voting) Management For Non-Voting
3 Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
4 Adopt Financial Statements and Statutory Reports Management For Voted - For
5 Approve Dividends   Management For Voted - For

 

233


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Approve Remuneration Report Management For Voted - For
7 Approve Discharge of Management Board Management For Voted - For
8 Approve Discharge of Supervisory Board Management For Voted - For
9 Reelect Bill McEwan to Supervisory Board Management For Voted - For
10 Reelect Rene Hooft Graafland to Supervisory Board Management For Voted - For
11 Reelect Pauline Van der Meer Mohr to Supervisory      
  Board   Management For Voted - For
12 Reelect Wouter Kolk to Management Board Management For Voted - For
13 Adopt Amended Remuneration Policy for Management      
  Board   Management For Voted - For
14 Adopt Amended Remuneration Policy for Supervisory      
  Board   Management For Voted - For
15 Ratify PricewaterhouseCoopers Accountants N.V. as      
  Auditors for Financial Year 2022 Management For Voted - For
16 Ratify KPMG Accountants N.V. as Auditors for      
  Financial Year 2023   Management For Voted - For
17 Grant Board Authority to Issue Shares Up to 10      
  Percent of Issued Capital   Management For Voted - For
18 Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - For
19 Authorize Board to Acquire Common Shares Management For Voted - For
20 Approve Cancellation of Repurchased Shares Management For Voted - For
21 Close Meeting   Management For Non-Voting
 
KRONES AG        
 
Security ID: DE0006335003 Ticker: KRN      
 
Meeting Date: 31-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.40 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal      
  Year 2022   Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
 
LABORATORIOS FARMACEUTICOS ROVI SA      
 
Security ID: ES0157261019 Ticker: ROVI      
 
Meeting Date: 14-Jun-22 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Non-Financial Information Statement Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For

 

234


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Approve Discharge of Board Management For Voted - For
5 Ratify Appointment of and Elect Marina Del Corral      
  Tellez as Director   Management For Voted - For
6 Approve Annual Maximum Remuneration Management For Voted - For
7 Amend Remuneration Policy Management For Voted - For
8 Approve Reduction in Share Capital via Amortization      
  of Treasury Shares   Management For Voted - For
9 Renew Appointment of KPMG Auditores as Auditor Management For Voted - For
10 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
11 Advisory Vote on Remuneration Report Management For Voted - For
 
LAM RESEARCH CORPORATION        
 
Security ID: US5128071082 Ticker: LRCX      
 
Meeting Date: 08-Nov-21 Meeting Type: Annual      
 
1.1 Elect Director Sohail U. Ahmed Management For Voted - For
1.2 Elect Director Timothy M. Archer Management For Voted - For
1.3 Elect Director Eric K. Brandt Management For Voted - For
1.4 Elect Director Michael R. Cannon Management For Voted - For
1.5 Elect Director Catherine P. Lego Management For Voted - For
1.6 Elect Director Bethany J. Mayer Management For Voted - For
1.7 Elect Director Abhijit Y. Talwalkar Management For Voted - For
1.8 Elect Director Lih Shyng (Rick L.) Tsai Management For Voted - For
1.9 Elect Director Leslie F. Varon Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
LAND SECURITIES GROUP PLC        
 
Security ID: GB00BYW0PQ60 Ticker: LAND      
 
Meeting Date: 08-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Policy Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Approve Final Dividend   Management For Voted - For
5 Elect Vanessa Simms as Director Management For Voted - For
6 Elect Manjiry Tamhane as Director Management For Voted - For
7 Re-elect Mark Allan as Director Management For Voted - For
8 Re-elect Colette O'Shea as Director Management For Voted - For
9 Re-elect Edward Bonham Carter as Director Management For Voted - For
10 Re-elect Nicholas Cadbury as Director Management For Voted - For
11 Re-elect Madeleine Cosgrave as Director Management For Voted - For
12 Re-elect Christophe Evain as Director Management For Voted - For
13 Re-elect Cressida Hogg as Director Management For Voted - For

 

235


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
14 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
15 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
16 Authorise UK Political Donations and Expenditure Management For Voted - For
17 Authorise Issue of Equity   Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
20 Authorise Market Purchase of Ordinary Shares Management For Voted - For
21 Approve Restricted Stock Plan Management For Voted - For
 
LANDIS+GYR GROUP AG        
 
Security ID: CH0371153492 Ticker: LAND      
 
Meeting Date: 24-Jun-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.1 Approve Treatment of Net Loss Management For Voted - For
2.2 Approve Dividends of CHF 2.15 per Share from      
  Capital Contribution Reserves Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Approve Remuneration Report Management For Voted - For
4.2 Approve Remuneration of Directors in the Amount of      
  CHF 1.7 Million   Management For Voted - For
4.3 Approve Remuneration of Executive Committee in the      
  Amount of CHF 8.5 Million Management For Voted - For
5.1.1 Reelect Andreas Umbach as Director Management For Voted - For
5.1.2 Reelect Eric Elzvik as Director Management For Voted - For
5.1.3 Reelect Peter Mainz as Director Management For Voted - For
5.1.4 Reelect Soren Sorensen as Director Management For Voted - For
5.1.5 Reelect Andreas Spreiter as Director Management For Voted - For
5.1.6 Reelect Christina Stercken as Director Management For Voted - For
5.1.7 Reelect Laureen Tolson as Director Management For Voted - For
5.2 Reelect Andreas Umbach as Board Chair Management For Voted - For
5.3.1 Reappoint Eric Elzvik as Member of the Compensation      
  Committee   Management For Voted - For
5.3.2 Reappoint Peter Mainz as Member of the Compensation      
  Committee   Management For Voted - For
5.3.3 Reappoint Laureen Tolson as Member of the      
  Compensation Committee   Management For Voted - For
5.4 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
5.5 Designate ADROIT Anwaelte as Independent Proxy Management For Voted - For
6 Approve Renewal of CHF 28.9 Million Pool of      
  Authorized Capital with or without Exclusion of      
  Preemptive Rights   Management For Voted - For
7 Transact Other Business (Voting) Management For Voted - Against

 

236


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
LAWSON, INC.        
 
Security ID: JP3982100004 Ticker: 2651      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 75   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Takemasu, Sadanobu Management For Voted - For
3.2 Elect Director Itonaga, Masayuki Management For Voted - For
3.3 Elect Director Iwamura, Miki Management For Voted - For
3.4 Elect Director Suzuki, Satoko Management For Voted - For
3.5 Elect Director Kikuchi, Kiyotaka Management For Voted - For
 
LEONARDO SPA        
 
Security ID: IT0003856405 Ticker: LDO      
 
Meeting Date: 31-May-22 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
  Management Proposals   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports      
  of Vitrociset SpA   Management For Voted - For
2 Approve Financial Statements, Statutory Reports,      
  and Allocation of Income of Leonardo SpA Management For Voted - For
  Shareholder Proposal Submitted by Bluebell Partners      
  Limited   Management For Non-Voting
A Deliberations on Liability Action Against the Chief      
  Executive Officer   Shareholder None Voted - Against
  Management Proposals   Management For Non-Voting
3 Approve Remuneration Policy Management For Voted - For
4 Approve Second Section of the Remuneration Report Management For Voted - For
 
LEROY SEAFOOD GROUP ASA        
 
Security ID: NO0003096208 Ticker: LSG      
 
Meeting Date: 23-May-22 Meeting Type: Annual      
 
1 Open Meeting; Registration of Attending      
  Shareholders and Proxies   Management For Did Not Vote
2 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote
3 Approve Notice of Meeting and Agenda Management For Did Not Vote
4 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Dividends of NOK      
  2.5 Per Share   Management For Did Not Vote

 

237


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5.a Approve Remuneration of Directors in the Amount of      
  NOK 500,000 for Chairman and NOK 300,000 for Other      
  Directors   Management For Did Not Vote
5.b Approve Remuneration of Nominating Committee Management For Did Not Vote
5.c Approve Remuneration of Audit Committee Management For Did Not Vote
5.d Approve Remuneration of Auditors Management For Did Not Vote
6 Approve Remuneration Statement Management For Did Not Vote
7 Discuss Company's Corporate Governance Statement Management For Did Not Vote
8.a Elect Arne Mogster (Chair) as Director Management For Did Not Vote
8.b Elect Siri Lill Mannes as Director Management For Did Not Vote
8.c Elect Helge Singelstad (Chair) as Member of      
  Nominating Committee   Management For Did Not Vote
8.d Elect Morten Borge as Member of Nominating Committee Management For Did Not Vote
8.e Elect Benedicte Schilbred Fasmer Member of      
  Nominating Committee   Management For Did Not Vote
9 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Did Not Vote
10 Approve Issuance of Shares for Private Placements Management For Did Not Vote
 
LIFCO AB        
 
Security ID: SE0015949201 Ticker: LIFCO.B      
 
Meeting Date: 29-Apr-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5.1 Designate Hans Hedstrom Inspector of Minutes of      
  Meeting   Management For Voted - For
5.2 Designate Jannis Kitsakis Inspector of Minutes of      
  Meeting   Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7.a Receive Financial Statements and Statutory Reports Management For Non-Voting
7.b Receive Group Consolidated Financial Statements and      
  Statutory Reports   Management For Non-Voting
7.c Receive Auditor's Report on Application of      
  Guidelines for Remuneration for Executive Management Management For Non-Voting
7.d Receive Board's Dividend Proposal Management For Non-Voting
8 Receive Report of Board and Committees Management For Non-Voting
9 Receive President's Report   Management For Non-Voting
10 Accept Financial Statements and Statutory Reports Management For Voted - For
11 Approve Allocation of Income and Dividends of SEK      
  1.50 Per Share   Management For Voted - For
12.a Approve Discharge of Carl Bennet Management For Voted - For
12.b Approve Discharge of Ulrika Dellby Management For Voted - For
12.c Approve Discharge of Dan Frohm Management For Voted - For
12.d Approve Discharge of Erik Gabrielson Management For Voted - For
12.e Approve Discharge of Ulf Grunander Management For Voted - For
12.f Approve Discharge of Annika Espander Management For Voted - For

 

238


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
12.g Approve Discharge of Anders Lindstrom Management For Voted - For
12.h Approve Discharge of Anders Lorentzson Management For Voted - For
12.i Approve Discharge of Johan Stern Management For Voted - For
12.j Approve Discharge of Caroline af Ugglas Management For Voted - For
12.k Approve Discharge of Axel Wachtmeister Management For Voted - For
12.l Approve Discharge of Per Waldemarson Management For Voted - For
12.m Approve Discharge of Peter Wiberg Management For Voted - For
13.1 Determine Number of Directors (10) and Deputy      
  Directors (0) of Board   Management For Voted - For
13.2 Determine Number of Auditors (1) and Deputy      
  Auditors (0)   Management For Voted - For
14.1 Approve Remuneration of Directors in the Amount of      
  SEK 1.35 Million for Chairman and SEK 676,000 for      
  Other Directors; Approve Remuneration for Committee      
  Work   Management For Voted - For
14.2 Approve Remuneration of Auditors Management For Voted - For
15.a Reelect Carl Bennet as Director Management For Voted - For
15.b Reelect Ulrika Dellby as Director Management For Voted - For
15.c Reelect Annika Espander as Director Management For Voted - For
15.d Reelect Dan Frohm as Director Management For Voted - For
15.e Reelect Erik Gabrielson as Director Management For Voted - For
15.f Reelect Ulf Grunander as Director Management For Voted - For
15.g Reelect Johan Stern as Director Management For Voted - For
15.h Reelect Caroline af Ugglas as Director Management For Voted - For
15.i Reelect Axel Wachtmeister as Director Management For Voted - For
15.j Reelect Per Waldemarson as Director Management For Voted - For
15.k Reelect Carl Bennet as Board Chair Management For Voted - For
16 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
17 Approve Instructions for Nominating Committee Management For Voted - For
18 Approve Remuneration Report Management For Voted - For
19 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
20 Close Meeting   Management For Non-Voting
 
LINCOLN NATIONAL CORPORATION      
 
Security ID: US5341871094 Ticker: LNC      
 
Meeting Date: 27-May-22 Meeting Type: Annual      
 
1.1 Elect Director Deirdre P. Connelly Management For Voted - For
1.2 Elect Director Ellen G. Cooper Management For Voted - For
1.3 Elect Director William H. Cunningham Management For Voted - For
1.4 Elect Director Reginald E. Davis Management For Voted - For
1.5 Elect Director Dennis R. Glass Management For Voted - For
1.6 Elect Director Eric G. Johnson Management For Voted - For
1.7 Elect Director Gary C. Kelly Management For Voted - For
1.8 Elect Director M. Leanne Lachman Management For Voted - For
1.9 Elect Director Dale LeFebvre Management For Voted - For
1.10 Elect Director Janet Liang   Management For Voted - For

 

239


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
1.11 Elect Director Michael F. Mee Management For Voted - For
1.12 Elect Director Patrick S. Pittard Management For Voted - For
1.13 Elect Director Lynn M. Utter Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend Omnibus Stock Plan   Management For Voted - For
5 Require Independent Board Chair Shareholder Against Voted - Against
6 Submit Severance Agreement (Change-in-Control) to      
  Shareholder Vote   Shareholder Against Voted - For
 
LINDE PLC        
 
Security ID: IE00BZ12WP82 Ticker: LIN      
 
Meeting Date: 26-Jul-21 Meeting Type: Annual      
 
1a Elect Director Wolfgang H. Reitzle Management For Voted - For
1b Elect Director Stephen F. Angel Management For Voted - For
1c Elect Director Ann-Kristin Achleitner Management For Voted - For
1d Elect Director Clemens A. H. Borsig Management For Voted - For
1e Elect Director Nance K. Dicciani Management For Voted - For
1f Elect Director Thomas Enders Management For Voted - For
1g Elect Director Franz Fehrenbach Management For Voted - For
1h Elect Director Edward G. Galante Management For Voted - For
1i Elect Director Larry D. McVay Management For Voted - For
1j Elect Director Victoria E. Ossadnik Management For Voted - For
1k Elect Director Martin H. Richenhagen Management For Voted - For
1l Elect Director Robert L. Wood Management For Voted - For
2a Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
2b Authorize Board to Fix Remuneration of Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Approve Remuneration Policy Management For Voted - For
5 Approve Remuneration Report Management For Voted - For
6 Approve Omnibus Stock Plan Management For Voted - For
7 Determine Price Range for Reissuance of Treasury      
  Shares   Management For Voted - For
 
LIONTRUST ASSET MANAGEMENT PLC      
 
Security ID: GB0007388407 Ticker: LIO      
 
Meeting Date: 23-Sep-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Dividend Policy   Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Re-elect Alastair Barbour as Director Management For Voted - For
5 Re-elect John Ions as Director Management For Voted - For

 

240


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Re-elect Vinay Abrol as Director Management For Voted - For
7 Re-elect Mandy Donald as Director Management For Voted - For
8 Elect Quintin Price as Director Management For Voted - For
9 Re-elect George Yeandle as Director Management For Voted - For
10 Appoint KPMG LLP as Auditors Management For Voted - For
11 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
12 Authorise Issue of Equity   Management For Voted - For
13 Authorise the Company to Incur Political Expenditure Management For Voted - For
14 Adopt New Articles of Association Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
LKQ CORPORATION        
 
Security ID: US5018892084 Ticker: LKQ      
 
Meeting Date: 10-May-22 Meeting Type: Annual      
 
1a Elect Director Patrick Berard Management For Voted - For
1b Elect Director Meg A. Divitto Management For Voted - For
1c Elect Director Robert M. Hanser Management For Voted - For
1d Elect Director Joseph M. Holsten Management For Voted - For
1e Elect Director Blythe J. McGarvie Management For Voted - For
1f Elect Director John W. Mendel Management For Voted - For
1g Elect Director Jody G. Miller Management For Voted - For
1h Elect Director Guhan Subramanian Management For Voted - For
1i Elect Director Xavier Urbain Management For Voted - For
1j Elect Director Jacob H. Welch Management For Voted - For
1k Elect Director Dominick Zarcone Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
LOCALIZA RENT A CAR SA        
 
Security ID: BRRENTACNOR4 Ticker: RENT3      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year Ended Dec. 31, 2021 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Approve Remuneration of Company's Management Management For Voted - For
4.1 Elect Carla Alessandra Trematore as Fiscal Council      
  Member and Juliano Lima Pinheiro as Alternate Management For Voted - Abstain

 

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Proposal   Proposed by Mgt. Position Registrant Voted
 
4.2 Elect Antonio de Padua Soares Policarpo as Fiscal      
  Council Member and Pierre Carvalho Magalhaes as      
  Alternate   Management For Voted - Abstain
5.1 Elect Luiz Carlos Nannini as Fiscal Council Member      
  and Fernando Antonio Lopes Matoso as Alternate      
  Appointed by Minority Shareholder Shareholder None Voted - For
5.2 Elect Marco Antonio Mayer Foletto as Fiscal Council      
  Member and Alexandra Leonello Granado as Alternate      
  Appointed by Minority Shareholder Shareholder None Voted - Abstain
6 Approve Remuneration of Fiscal Council Members Management For Voted - For
 
Meeting Date: 26-Apr-22 Meeting Type: Extraordinary Shareholders    
 
1 Approve Long-Term Incentive Plans Management For Voted - Against
2 Amend Merger Agreement between the Company and      
  Companhia de Locacao das Americas Approved at the      
  November 12, 2020 EGM Management For Voted - For
3 Ratify Merger between the Company and Companhia de      
  Locacao das Americas Approved at the November 12,      
  2020 EGM, Considering the Terms of the Amendment Management For Voted - For
4 Amend Article 3 Re: Corporate Purpose Management For Voted - For
5 Amend Article 18   Management For Voted - For
6 Amend Article 26   Management For Voted - For
7 Amend Article 27   Management For Voted - For
8 Consolidate Bylaws   Management For Voted - For
 
Meeting Date: 27-Jun-22 Meeting Type: Extraordinary Shareholders    
 
1 Fix Number of Directors at Eight Management For Voted - For
2 Elect Luis Fernando Memoria Porto as Director Management For Voted - Against
3 Elect Sergio Augusto Guerra de Resende as Director Management For Voted - Against
4 Amend Long-Term Incentive Plans Approved at the      
  April 26, 2022 EGM   Management For Voted - Against
 
LOCKHEED MARTIN CORPORATION      
 
Security ID: US5398301094 Ticker: LMT      
 
Meeting Date: 21-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Daniel F. Akerson Management For Voted - For
1.2 Elect Director David B. Burritt Management For Voted - For
1.3 Elect Director Bruce A. Carlson Management For Voted - For
1.4 Elect Director John M. Donovan Management For Voted - For
1.5 Elect Director Joseph F. Dunford, Jr. Management For Voted - For
1.6 Elect Director James O. Ellis, Jr. Management For Voted - For
1.7 Elect Director Thomas J. Falk Management For Voted - For
1.8 Elect Director Ilene S. Gordon Management For Voted - For
1.9 Elect Director Vicki A. Hollub Management For Voted - For
1.10 Elect Director Jeh C. Johnson Management For Voted - For
1.11 Elect Director Debra L. Reed-Klages Management For Voted - For

 

242


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.12 Elect Director James D. Taiclet Management For Voted - For
1.13 Elect Director Patricia E. Yarrington Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
5 Report on Human Rights Impact Assessment Shareholder Against Voted - Against
 
LOJAS RENNER SA        
 
Security ID: BRLRENACNOR1 Ticker: LREN3      
 
Meeting Date: 04-Nov-21 Meeting Type: Extraordinary Shareholders    
 
1 Authorize Capitalization of Reserves for Bonus Issue Management For Voted - For
2 Approve Increase in Authorized Capital Management For Voted - For
3 Amend Articles 5 and 6 to Reflect Changes in      
  Capital and Authorized Capital Management For Voted - For
4 Amend Article 3 Re: Corporate Purpose Management For Voted - For
5 Amend Article 3 Re: Corporate Purpose Management For Voted - For
6 Amend Article 3 Re: Corporate Purpose Management For Voted - For
7 Amend Article 3 Re: Corporate Purpose Management For Voted - For
8 Amend Article 3 Re: Corporate Purpose Management For Voted - For
9 Amend Article 3 Re: Corporate Purpose Management For Voted - For
10 Amend Article 3 Re: Corporate Purpose Management For Voted - For
11 Amend Article 3 Re: Corporate Purpose Management For Voted - For
12 Amend Article 6   Management For Voted - For
13 Amend Articles 19 and 22   Management For Voted - For
14 Amend Articles 19 and 22   Management For Voted - For
15 Consolidate Bylaws   Management For Voted - For
16 Approve Long-Term Incentive Plan: Performance      
  Shares, Restricted Shares, and Matching Shares Management For Voted - Against
 
Meeting Date: 27-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year Ended Dec. 31, 2021 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Fix Number of Directors at Eight Management For Voted - For
4 Do You Wish to Adopt Cumulative Voting for the      
  Election of the Members of the Board of Directors,      
  Under the Terms of Article 141 of the Brazilian      
  Corporate Law?   Management None Voted - Abstain
5.1 Elect Jose Gallo as Director   Management For Voted - For
5.2 Elect Osvaldo Burgos Schirmer as Independent      
  Director   Management For Voted - For
5.3 Elect Carlos Fernando Couto de Oliveira Souto as      
  Independent Director   Management For Voted - For
5.4 Elect Fabio de Barros Pinheiro as Independent      
  Director   Management For Voted - For

 

243


 

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Proposal   Proposed by Mgt. Position Registrant Voted
 
5.5 Elect Thomas Bier Herrmann as Independent Director Management For Voted - For
5.6 Elect Juliana Rozenbaum Munemori as Independent      
  Director   Management For Voted - For
5.7 Elect Christiane Almeida Edington as Independent      
  Director   Management For Voted - For
5.8 Elect Alexandre Vartuli Gouvea as Independent      
  Director   Management For Voted - For
  If Voting FOR on Item 6, Votes Are Distributed in      
  Equal % Amongst Nominees voted FOR. If You Vote      
  AGST, Contact Your Client Service Rep to Unequally      
  Allocate % of Votes. If You Vote ABST, You Will Not      
  Participate in Cumulative Voting. Management For Non-Voting
6 In Case Cumulative Voting Is Adopted, Do You Wish      
  to Equally Distribute Your Votes Amongst the      
  Nominees below?   Management None Voted - For
7.1 Percentage of Votes to Be Assigned - Elect Jose      
  Gallo as Director   Management None Voted - For
7.2 Percentage of Votes to Be Assigned - Elect Osvaldo      
  Burgos Schirmer as Independent Director Management None Voted - For
7.3 Percentage of Votes to Be Assigned - Elect Carlos      
  Fernando Couto de Oliveira Souto as Independent      
  Director   Management None Voted - For
7.4 Percentage of Votes to Be Assigned - Elect Fabio de      
  Barros Pinheiro as Independent Director Management None Voted - For
7.5 Percentage of Votes to Be Assigned - Elect Thomas      
  Bier Herrmann as Independent Director Management None Voted - For
7.6 Percentage of Votes to Be Assigned - Elect Juliana      
  Rozenbaum Munemori as Independent Director Management None Voted - For
7.7 Percentage of Votes to Be Assigned - Elect      
  Christiane Almeida Edington as Independent Director Management None Voted - For
7.8 Percentage of Votes to Be Assigned - Elect      
  Alexandre Vartuli Gouvea as Independent Director Management None Voted - For
8 Approve Remuneration of Company's Management Management For Voted - For
9 Fix Number of Fiscal Council Members at Three Management For Voted - For
10.1 Elect Joarez Jose Piccinini as Fiscal Council      
  Member and Roberto Zeller Branchi as Alternate Management For Voted - For
10.2 Elect Roberto Frota Decourt as Fiscal Council      
  Member and Vanderlei Dominguez da Rosa as Alternate Management For Voted - For
10.3 Elect Estela Maris Vieira De Souza as Fiscal      
  Council Member and Isabel Cristina Bittencourt      
  Santiago as Alternate   Management For Voted - For
11 Approve Remuneration of Fiscal Council Members Management For Voted - For
 
LONDONMETRIC PROPERTY PLC      
 
Security ID: GB00B4WFW713 Ticker: LMP      
 
Meeting Date: 13-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Reappoint Deloitte LLP as Auditors Management For Voted - For

 

244


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
5 Re-elect Patrick Vaughan as Director Management For Voted - For
6 Re-elect Andrew Jones as Director Management For Voted - For
7 Re-elect Martin McGann as Director Management For Voted - For
8 Re-elect James Dean as Director Management For Voted - For
9 Re-elect Rosalyn Wilton as Director Management For Voted - For
10 Re-elect Andrew Livingston as Director Management For Voted - For
11 Re-elect Suzanne Avery as Director Management For Voted - For
12 Re-elect Robert Fowlds as Director Management For Voted - For
13 Elect Katerina Patmore as Director Management For Voted - For
14 Authorise Issue of Equity   Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
LOWE'S COMPANIES, INC.        
 
Security ID: US5486611073 Ticker: LOW      
 
Meeting Date: 27-May-22 Meeting Type: Annual      
 
1.1 Elect Director Raul Alvarez   Management For Voted - For
1.2 Elect Director David H. Batchelder Management For Voted - For
1.3 Elect Director Sandra B. Cochran Management For Voted - For
1.4 Elect Director Laurie Z. Douglas Management For Voted - For
1.5 Elect Director Richard W. Dreiling Management For Voted - For
1.6 Elect Director Marvin R. Ellison Management For Voted - For
1.7 Elect Director Daniel J. Heinrich Management For Voted - For
1.8 Elect Director Brian C. Rogers Management For Voted - For
1.9 Elect Director Bertram L. Scott Management For Voted - For
1.10 Elect Director Colleen Taylor Management For Voted - For
1.11 Elect Director Mary Beth West Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan   Management For Voted - For
5 Report on Median Gender/Racial Pay Gap Shareholder Against Voted - For
6 Amend Proxy Access Right   Shareholder Against Voted - For
7 Report on Risks of State Policies Restricting      
  Reproductive Health Care   Shareholder Against Voted - For
8 Commission a Civil Rights and Non-Discrimination      
  Audit   Shareholder Against Voted - Against
9 Report on Risks from Company Vendors that      
  Misclassify Employees as Independent Contractors Shareholder Against Voted - For

 

245


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
LULULEMON ATHLETICA INC.        
 
Security ID: US5500211090 Ticker: LULU      
 
Meeting Date: 08-Jun-22 Meeting Type: Annual      
 
1a Elect Director Kathryn Henry Management For Voted - For
1b Elect Director Jon McNeill   Management For Voted - For
1c Elect Director Alison Loehnis Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Report on Animal Slaughter Methods Shareholder Against Voted - Against
 
LUMINAR TECHNOLOGIES, INC.        
 
Security ID: US5504241051 Ticker: LAZR      
 
Meeting Date: 07-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Alec E. Gores Management For Voted - Withheld
1.2 Elect Director Matthew J. Simoncini Management For Voted - Withheld
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
5 Amend Omnibus Stock Plan   Management For Voted - Against
 
LUNDIN ENERGY AB        
 
Security ID: SE0000825820 Ticker: LUNE      
 
Meeting Date: 16-Jun-22 Meeting Type: Extraordinary Shareholders    
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive Nominating Committee's Report Management For Non-Voting
8 Determine Number of Members (5) and Deputy Members      
  (0) of Board   Management For Voted - For
9 Approve Remuneration of Directors in the Amount of      
  EUR 120,000 for Chair and EUR 60,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
10 Approve Non-Employee Director Stock Option Plan      
  LTIP 2022   Management For Voted - Against
11.a Approve Equity Plan Financing Management For Voted - Against
11.b Approve Alternative Equity Plan Financing Management For Voted - Against
12.a Reelect C. Ashley Heppenstall as Director Management For Voted - For

 

246


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
12.b Reelect Grace Reksten Skaugen as Director Management For Voted - For
12.c Reelect Jakob Thomasen as Director Management For Voted - For
12.d Elect Aksel Azrac as New Director Management For Voted - For
12.e Elect Daniel Fitzgerald as New Director Management For Voted - For
12.f Elect Grace Reksten Skaugen Board Chair Management For Voted - For
13 Approve Nominating Committee Instructions Management For Voted - For
14 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
15 Approve Stock Option Plan LTIP 2022 for Key      
  Employees   Management For Voted - For
16.a Approve Equity Plan Financing Management For Voted - For
16.b Approve Alternative Equity Plan Financing Management For Voted - Against
17 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Voted - For
18 Amend Articles Re: Company Name; Company Purpose;      
  Participation at General Meeting Management For Voted - For
19 Close Meeting   Management For Non-Voting
 
M&A CAPITAL PARTNERS CO. LTD.      
 
Security ID: JP3167320005 Ticker: 6080      
 
Meeting Date: 22-Dec-21 Meeting Type: Annual      
 
1.1 Elect Director Nakamura, Satoru Management For Voted - Against
1.2 Elect Director Sogame, Yozo Management For Voted - For
1.3 Elect Director Shimoda, So   Management For Voted - For
1.4 Elect Director Nishizawa, Tamio Management For Voted - For
1.5 Elect Director Matsuoka, Noboru Management For Voted - For
2 Approve Compensation Ceiling for Directors Management For Voted - For
 
M&T BANK CORPORATION        
 
Security ID: US55261F1049 Ticker: MTB      
 
Meeting Date: 25-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director John P. Barnes Management For Voted - For
1.2 Elect Director Robert T. Brady Management For Voted - For
1.3 Elect Director Calvin G. Butler, Jr. Management For Voted - For
1.4 Elect Director Jane Chwick   Management For Voted - For
1.5 Elect Director William F. Cruger, Jr. Management For Voted - For
1.6 Elect Director T. Jefferson Cunningham, III Management For Voted - For
1.7 Elect Director Gary N. Geisel Management For Voted - For
1.8 Elect Director Leslie V. Godridge Management For Voted - For
1.9 Elect Director Rene F. Jones   Management For Voted - For
1.10 Elect Director Richard H. Ledgett, Jr. Management For Voted - For
1.11 Elect Director Melinda R. Rich Management For Voted - For
1.12 Elect Director Robert E. Sadler, Jr. Management For Voted - For
1.13 Elect Director Denis J. Salamone Management For Voted - For

 

247


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
1.14 Elect Director John R. Scannell Management For Voted - For
1.15 Elect Director Rudina Seseri   Management For Voted - For
1.16 Elect Director Kirk W. Walters Management For Voted - For
1.17 Elect Director Herbert L. Washington Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
MADISON SQUARE GARDEN SPORTS CORP.      
 
Security ID: US55825T1034 Ticker: MSGS      
 
Meeting Date: 08-Dec-21 Meeting Type: Annual      
 
1.1 Elect Director Joseph M. Cohen Management For Voted - Withheld
1.2 Elect Director Richard D. Parsons Management For Voted - For
1.3 Elect Director Nelson Peltz   Management For Voted - For
1.4 Elect Director Ivan Seidenberg Management For Voted - Withheld
1.5 Elect Director Anthony J. Vinciquerra Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
MAGAZINE LUIZA SA        
 
Security ID: BRMGLUACNOR2 Ticker: MGLU3      
 
Meeting Date: 26-Aug-21 Meeting Type: Extraordinary Shareholders    
 
1 Approve Acquisition of Shares Representing 29      
  Percent of the Social Capital of Kabum Comercio      
  Eletronico S.A. (Kabum)   Management For Voted - For
2 Approve Agreement to Acquire Shares Representing 71      
  Percent of the Social Capital of Kabum Comercio      
  Eletronico S.A. (Kabum)   Management For Voted - For
3 Ratify Ernst & Young Auditores Independentes S/S as      
  Independent Firm to Appraise Proposed Transaction Management For Voted - For
4 Approve Independent Firm's Appraisal Management For Voted - For
5 Approve Acquisition of All Shares of Kabum Comercio      
  Eletronico S.A. (Kabum)   Management For Voted - For
6 Amend Article 5 to Reflect Changes in Capital and      
  Consolidate Bylaws   Management For Voted - For
7 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
MAPFRE SA        
 
Security ID: ES0124244E34 Ticker: MAP      
 
Meeting Date: 11-Mar-22 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Integrated Report for Fiscal Year 2021 Management For Voted - For

 

248


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Approve Non-Financial Information Statement Management For Voted - For
4 Approve Allocation of Income and Dividends Management For Voted - For
5 Approve Discharge of Board Management For Voted - For
6 Reelect Antonio Huertas Mejias as Director Management For Voted - For
7 Reelect Catalina Minarro Brugarolas as Director Management For Voted - Against
8 Reelect Maria del Pilar Perales Viscasillas as      
  Director   Management For Voted - For
9 Amend Article 4   Management For Voted - For
10 Amend Article 11 Re: Allow Shareholder Meetings to      
  be Held in Virtual-Only Format Management For Voted - For
11 Amend Article 21   Management For Voted - For
12 Amend Article 22   Management For Voted - For
13 Amend Section 4 of Chapter 3 of Title III and      
  Article 24   Management For Voted - For
14 Amend Article 2 of General Meeting Regulations Management For Voted - For
15 Amend Article 4 of General Meeting Regulations Re:      
  Allow Shareholder Meetings to be Held in      
  Virtual-Only Format   Management For Voted - For
16 Amend Article 11 of General Meeting Regulations Management For Voted - For
17 Amend Article 17 of General Meeting Regulations Management For Voted - For
18 Approve Remuneration Policy Management For Voted - For
19 Advisory Vote on Remuneration Report Management For Voted - For
20 Authorize Board to Delegate Powers Vested on it by      
  the General Meeting in Favor of the Steering      
  Committee or to Each Member of the Board Management For Voted - For
21 Authorize Chairman and Secretary of the Board to      
  Ratify and Execute Approved Resolutions Management For Voted - For
 
MARKETAXESS HOLDINGS INC.        
 
Security ID: US57060D1081 Ticker: MKTX      
 
Meeting Date: 08-Jun-22 Meeting Type: Annual      
 
1a Elect Director Richard M. McVey Management For Voted - For
1b Elect Director Nancy Altobello Management For Voted - For
1c Elect Director Steven L. Begleiter Management For Voted - For
1d Elect Director Stephen P. Casper Management For Voted - For
1e Elect Director Jane Chwick   Management For Voted - For
1f Elect Director Christopher R. Concannon Management For Voted - For
1g Elect Director William F. Cruger Management For Voted - For
1h Elect Director Kourtney Gibson Management For Voted - For
1i Elect Director Justin G. Gmelich Management For Voted - For
1j Elect Director Richard G. Ketchum Management For Voted - For
1k Elect Director Xiaojia Charles Li Management For Voted - For
1l Elect Director Emily H. Portney Management For Voted - For
1m Elect Director Richard L. Prager Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

249


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
 
MARKS & SPENCER GROUP PLC      
 
Security ID: GB0031274896 Ticker: MKS      
 
Meeting Date: 06-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Re-elect Archie Norman as Director Management For Voted - For
4 Re-elect Steve Rowe as Director Management For Voted - For
5 Re-elect Eoin Tonge as Director Management For Voted - For
6 Re-elect Andrew Fisher as Director Management For Voted - For
7 Re-elect Andy Halford as Director Management For Voted - For
8 Re-elect Tamara Ingram as Director Management For Voted - For
9 Re-elect Justin King as Director Management For Voted - For
10 Re-elect Sapna Sood as Director Management For Voted - For
11 Elect Evelyn Bourke as Director Management For Voted - For
12 Elect Fiona Dawson as Director Management For Voted - For
13 Reappoint Deloitte LLP as Auditors Management For Voted - For
14 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
15 Approve Share Sub-Division Management For Voted - For
16 Approve the Terms of the Deferred Shares Management For Voted - For
17 Authorise Issue of Equity   Management For Voted - For
18 Authorise UK Political Donations and Expenditure Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
21 Authorise Market Purchase of Ordinary Shares Management For Voted - For
22 Authorise Off-Market Purchase of Deferred Shares Management For Voted - For
23 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
24 Adopt New Articles of Association Management For Voted - For
 
MARVELL TECHNOLOGY, INC.        
 
Security ID: US5738741041 Ticker: MRVL      
 
Meeting Date: 16-Jul-21 Meeting Type: Annual      
 
1a Elect Director W. Tudor Brown Management For Voted - For
1b Elect Director Brad W. Buss   Management For Voted - For
1c Elect Director Edward H. Frank Management For Voted - For
1d Elect Director Richard S. Hill Management For Voted - For
1e Elect Director Marachel L. Knight Management For Voted - For
1f Elect Director Bethany J. Mayer Management For Voted - For
1g Elect Director Matthew J. Murphy Management For Voted - For

 

250


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1h Elect Director Michael G. Strachan Management For Voted - For
1i Elect Director Robert E. Switz Management For Voted - For
1j Elect Director Ford Tamer   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
Meeting Date: 23-Jun-22 Meeting Type: Annual      
 
1a Elect Director Sara Andrews Management For Voted - For
1b Elect Director W. Tudor Brown Management For Voted - For
1c Elect Director Brad W. Buss   Management For Voted - For
1d Elect Director Edward H. Frank Management For Voted - For
1e Elect Director Richard S. Hill Management For Voted - For
1f Elect Director Marachel L. Knight Management For Voted - For
1g Elect Director Matthew J. Murphy Management For Voted - For
1h Elect Director Michael G. Strachan Management For Voted - For
1i Elect Director Robert E. Switz Management For Voted - For
1j Elect Director Ford Tamer   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
MASTERCARD INCORPORATED        
 
Security ID: US57636Q1040 Ticker: MA      
 
Meeting Date: 21-Jun-22 Meeting Type: Annual      
 
1a Elect Director Merit E. Janow Management For Voted - For
1b Elect Director Candido Bracher Management For Voted - For
1c Elect Director Richard K. Davis Management For Voted - For
1d Elect Director Julius Genachowski Management For Voted - For
1e Elect Director Choon Phong Goh Management For Voted - For
1f Elect Director Oki Matsumoto Management For Voted - For
1g Elect Director Michael Miebach Management For Voted - For
1h Elect Director Youngme Moon Management For Voted - For
1i Elect Director Rima Qureshi   Management For Voted - For
1j Elect Director Gabrielle Sulzberger Management For Voted - For
1k Elect Director Jackson Tai   Management For Voted - For
1l Elect Director Harit Talwar   Management For Voted - For
1m Elect Director Lance Uggla   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Provide Right to Call a Special Meeting at a 15      
  Percent Ownership Threshold Management For Voted - For
5 Provide Right to Call a Special Meeting at a 10      
  Percent Ownership Threshold Shareholder Against Voted - For

 

251


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Report on Political Contributions Shareholder Against Voted - Against
7 Report on Charitable Contributions Shareholder Against Voted - Against
8 Report on Risks Associated with Sale and Purchase      
  of Ghost Guns   Shareholder Against Voted - Against
 
MCDONALD'S CORPORATION        
 
Security ID: US5801351017 Ticker: MCD      
 
Meeting Date: 26-May-22 Meeting Type: Special      
 
  Management Proxy (White Proxy Card) Management For Non-Voting
1.1 Elect Director Lloyd Dean   Management For Voted - For
1.2 Elect Director Robert Eckert   Management For Voted - For
1.3 Elect Director Catherine Engelbert Management For Voted - For
1.4 Elect Director Margaret Georgiadis Management For Voted - For
1.5 Elect Director Enrique Hernandez, Jr. Management For Voted - For
1.6 Elect Director Christopher Kempczinski Management For Voted - For
1.7 Elect Director Richard Lenny Management For Voted - For
1.8 Elect Director John Mulligan Management For Voted - For
1.9 Elect Director Sheila Penrose Management For Voted - For
1.10 Elect Director John Rogers, Jr. Management For Voted - For
1.11 Elect Director Paul Walsh   Management For Voted - For
1.12 Elect Director Miles White   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
5 Report on Efforts to Reduce Plastic Use Shareholder Against Voted - For
6 Report on Public Health Costs of Antibiotic Use and      
  Impact on Diversified Shareholders Shareholder Against Voted - Against
7 Report on Use of Gestation Stalls in Pork Supply      
  Chain   Shareholder Against Voted - Against
8 Report on Third-Party Civil Rights Audit Shareholder Against Voted - For
9 Report on Lobbying Payments and Policy Shareholder Against Voted - For
10 Issue Transparency Report on Global Public Policy      
  and Political Influence   Shareholder Against Voted - Against
  Dissident Proxy (Gold Proxy Card) Management For Non-Voting
1.1 Elect Director Leslie Samuelrich Shareholder For Do Not Vote
1.2 Elect Director Maisie Lucia Ganzler Shareholder For Do Not Vote
1.3 Management Nominee Lloyd Dean Shareholder For Do Not Vote
1.4 Management Nominee Robert Eckert Shareholder For Do Not Vote
1.5 Management Nominee Catherine Engelbert Shareholder For Do Not Vote
1.6 Management Nominee Margaret Georgiadis Shareholder For Do Not Vote
1.7 Management Nominee Enrique Hernandez, Jr. Shareholder For Do Not Vote
1.8 Management Nominee Christopher Kempczinski Shareholder For Do Not Vote
1.9 Management Nominee John Mulligan Shareholder For Do Not Vote
1.10 Management Nominee John Rogers, Jr. Shareholder For Do Not Vote
1.11 Management Nominee Paul Walsh Shareholder For Do Not Vote

 

252


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.12 Management Nominee Miles White Shareholder For Do Not Vote
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management Against Do Not Vote
3 Ratify Ernst & Young LLP as Auditors Management For Do Not Vote
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder For Do Not Vote
5 Report on Efforts to Reduce Plastic Use Shareholder For Do Not Vote
6 Report on Public Health Costs of Antibiotic Use and      
  Impact on Diversified Shareholders Shareholder For Do Not Vote
7 Report on Use of Gestation Stalls in Pork Supply      
  Chain   Shareholder For Do Not Vote
8 Report on Third-Party Civil Rights Audit Shareholder For Do Not Vote
9 Report on Lobbying Payments and Policy Shareholder For Do Not Vote
10 Issue Transparency Report on Global Public Policy      
  and Political Influence Shareholder For Do Not Vote
 
MEDIASET ESPANA COMUNICACION SA      
 
Security ID: ES0152503035 Ticker: TL5      
 
Meeting Date: 20-Apr-22 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Non-Financial Information Statement Management For Voted - For
3 Approve Allocation of Income Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5.1.1 Reelect Consuelo Crespo Bofill as Director Management For Voted - For
5.1.2 Reelect Cristina Garmendia Mendizabal as Director Management For Voted - Against
5.1.3 Reelect Javier Diez de Polanco as Director Management For Voted - For
5.1.4 Reelect Fedele Confalonieri as Director Management For Voted - Against
5.1.5 Reelect Marco Giordani as Director Management For Voted - Against
5.1.6 Reelect Gina Nieri as Director Management For Voted - Against
5.1.7 Reelect Niccolo Querci as Director Management For Voted - Against
5.1.8 Reelect Borja Prado Eulate as Director Management For Voted - Against
5.1.9 Reelect Paolo Vasile as Director Management For Voted - For
5.110Reelect Massimo Musolino as Director Management For Voted - Against
5.111Reelect Mario Rodriguez Valderas as Director Management For Voted - Against
5.2 Fix Number of Directors at 11 Management For Voted - For
6 Approve Stock-for-Salary Plan Management For Voted - For
7 Approve Co-Investment Plan Management For Voted - Against
8 Advisory Vote on Remuneration Report Management For Voted - For
9 Approve Remuneration Policy Management For Voted - For
10.1 Amend Article 4 Re: Registered Office Management For Voted - For
10.2 Amend Articles Re: Share Capital and Shares Management For Voted - For
10.3 Amend Articles Re: Bonds and Other Securities Management For Voted - For
10.4 Amend Articles Re: General Meetings Management For Voted - For
10.5 Amend Articles Re: Board of Directors Management For Voted - For
10.6 Amend Articles Re: Annual Corporate Governance      
  Report and Corporate Website Management For Voted - For

 

253


 








  PineBridge Dynamic Asset Allocation Fund  
Proposal   Proposed by Mgt. Position Registrant Voted
 
10.7 Amend Articles Re: Fiscal Year and Annual Accounts Management For Voted - For
10.8 Approve Restated Articles of Association Management For Voted - For
11.1 Amend Article 7 of General Meeting Regulations Re:        
  Competences   Management For Voted - For
11.2 Amend Articles of General Meeting Regulations Re:        
  Allow Shareholder Meetings to be Held in        
  Virtual-Only Format   Management For Voted - For
11.3 Amend Articles of General Meeting Regulations Re:        
  Holding of the General Meeting Management For Voted - For
11.4 Approve Restated General Meeting Regulations Management For Voted - For
12 Authorize Board to Ratify and Execute Approved        
  Resolutions   Management For Voted - For
13 Receive Amendments to Board of Directors Regulations Management For Non-Voting
14 Receive Information on the Voluntary Public Offer        
  for the Acquisition of Shares of Mediaset Espana        
  ComunicaciOn SA Announced by MFE-MEDIAFOREUROPE NV Management For Non-Voting
 
MEDIATEK, INC.          
 
Security ID: TW0002454006 Ticker: 2454        
 
Meeting Date: 31-May-22 Meeting Type: Annual        
 
1 Approve Business Report and Financial Statements Management For Voted - For
2 Approve Profit Distribution   Management For Voted - For
3 Approve Cash Distribution from Capital Reserve Management For Voted - For
4 Approve Amendments to Articles of Association Management For Voted - Against
5 Amend Procedures Governing the Acquisition or        
  Disposal of Assets   Management For Voted - For
6 Amend Procedures for Endorsement and Guarantees Management For Voted - For
7 Amend Procedures for Lending Funds to Other Parties Management For Voted - Against
 
MEDICLINIC INTERNATIONAL PLC        
 
Security ID: GB00B8HX8Z88 Ticker: MDC        
 
Meeting Date: 27-Jul-21 Meeting Type: Annual        
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Elect Steve Weiner as Director Management For Voted - For
4 Re-elect Dame Inga Beale as Director Management For Voted - For
5 Re-elect Dr Ronnie van der Merwe as Director Management For Voted - For
6 Re-elect Jurgens Myburgh as Director Management For Voted - For
7 Re-elect Alan Grieve as Director Management For Voted - For
8 Re-elect Dr Muhadditha Al Hashimi as Director Management For Voted - For
9 Re-elect Jannie Durand as Director Management For Voted - For
10 Re-elect Dr Felicity Harvey as Director Management For Voted - For
11 Re-elect Danie Meintjes as Director Management For Voted - For
12 Re-elect Dr Anja Oswald as Director Management For Voted - For
13 Re-elect Trevor Petersen as Director Management For Voted - For

 

254


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
14 Re-elect Tom Singer as Director Management For Voted - For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
16 Authorise the Audit and Risk Committee to Fix      
  Remuneration of Auditors   Management For Voted - For
17 Authorise UK Political Donations and Expenditure Management For Voted - For
18 Authorise Issue of Equity   Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
21 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
MEDMIX AG        
 
Security ID: CH1129677105 Ticker: MEDX      
 
Meeting Date: 12-Apr-22 Meeting Type: Annual      
 
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report (Non-Binding) Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  0.50 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Approve Remuneration of Board of Directors in the      
  Amount of CHF 1.5 Million Management For Voted - For
4.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 8.5 Million Management For Voted - For
5.1 Reelect Gregoire Poux-Guillaume as Director and      
  Board Chairman   Management For Voted - For
5.2 Reelect Marco Musetti as Director Management For Voted - For
5.3.1 Elect Rob ten Hoedt as Director Management For Voted - Against
5.3.2 Elect Daniel Flammer as Director Management For Voted - For
5.3.3 Elect Barbara Angehrn as Director Management For Voted - For
5.3.4 Elect Rene Willi as Director   Management For Voted - For
5.3.5 Elect David Metzger as Director Management For Voted - For
6.1 Reappoint Gregoire Poux-Guillaume as Member of the      
  Compensation Committee   Management For Voted - For
6.2.1 Appoint Rob ten Hoedt as Member of the Compensation      
  Committee   Management For Voted - Against
6.2.2 Appoint Barbara Angehrn as Member of the      
  Compensation Committee   Management For Voted - For
7 Ratify KPMG AG as Auditors Management For Voted - For
8 Designate Proxy Voting Services GmbH as Independent      
  Proxy   Management For Voted - For
9 Change Location of Registered Office/Headquarters      
  to Baar, Switzerland   Management For Voted - For
10 Transact Other Business (Voting) Management For Voted - Against

 

255


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MEGGITT PLC        
 
Security ID: GB0005758098 Ticker: MGGT      
 
Meeting Date: 21-Sep-21 Meeting Type: Court      
 
  Court Meeting   Management For Non-Voting
1 Approve Scheme of Arrangement Management For Voted - For
 
Meeting Date: 21-Sep-21 Meeting Type: Special      
 
1 Approve Matters Relating to the Recommended Cash      
  Acquisition of Meggitt Plc by Parker-Hannifin      
  Corporation   Management For Voted - For
 
MEIKO ELECTRONICS CO., LTD.        
 
Security ID: JP3915350007 Ticker: 6787      
 
Meeting Date: 24-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Create Class 1 Shares Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Naya, Yuichiro Management For Voted - For
3.2 Elect Director Shinozaki, Masakuni Management For Voted - For
3.3 Elect Director Wada, Junya   Management For Voted - For
3.4 Elect Director Sakate, Atsushi Management For Voted - For
3.5 Elect Director Kikyo, Yoshihito Management For Voted - For
3.6 Elect Director Naya, Shigeru Management For Voted - For
3.7 Elect Director Yoon Ho Shin Management For Voted - For
3.8 Elect Director Tsuchiya, Nao Management For Voted - For
3.9 Elect Director Nishiyama, Yosuke Management For Voted - For
3.10 Elect Director Harada, Takashi Management For Voted - For
3.11 Elect Director Kobayashi, Toshifumi Management For Voted - For
4.1 Appoint Statutory Auditor Matsuda, Takahiro Management For Voted - For
4.2 Appoint Statutory Auditor Ejiri, Kotomi Management For Voted - For
 
MENICON CO., LTD.        
 
Security ID: JP3921270009 Ticker: 7780      
 
Meeting Date: 23-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
2.1 Elect Director Tanaka, Hidenari Management For Voted - For
2.2 Elect Director Takino, Yoshiyuki Management For Voted - For
2.3 Elect Director Moriyama, Hisashi Management For Voted - For
2.4 Elect Director Horinishi, Yoshimi Management For Voted - For
2.5 Elect Director Watanabe, Shingo Management For Voted - For

 

256


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
2.6 Elect Director Miyake, Yozo Management For Voted - For
2.7 Elect Director Honda, Ryutaro Management For Voted - For
2.8 Elect Director Yanagawa, Katsuhiko Management For Voted - For
2.9 Elect Director Takehana, Kazushige Management For Voted - For
3 Approve Deep Discount Stock Option Plan Management For Voted - For
4 Approve Deep Discount Stock Option Plan Management For Voted - For
 
MERCADOLIBRE, INC.        
 
Security ID: US58733R1023 Ticker: MELI      
 
Meeting Date: 08-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Richard Sanders Management For Voted - For
1.2 Elect Director Emiliano Calemzuk Management For Voted - For
1.3 Elect Director Marcos Galperin Management For Voted - For
1.4 Elect Director Andrea Mayumi Petroni Merhy Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Pistrelli, Henry Martin y Asociados S.R.L.      
  as Auditors   Management For Voted - For
 
MERCK KGAA        
 
Security ID: DE0006599905 Ticker: MRK      
 
Meeting Date: 22-Apr-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Accept Financial Statements and Statutory Reports      
  for Fiscal Year 2021   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  1.85 per Share   Management For Voted - For
4 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
5 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
6 Ratify KPMG AG as Auditors for Fiscal Year 2022 and      
  for the Review of Interim Financial Reports for      
  Fiscal Year 2022   Management For Voted - For
7 Ratify Deloitte GmbH as Auditors for Fiscal Year      
  2023 and for the Review of Interim Financial      
  Reports for Fiscal Year 2023 Management For Voted - For
8 Approve Remuneration Report Management For Voted - For
9 Approve Creation of EUR 56.5 Million Pool of      
  Authorized Capital with or without Exclusion of      
  Preemptive Rights   Management For Voted - For

 

257


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MERIDIAN ENERGY LIMITED        
 
Security ID: NZMELE0002S7 Ticker: MEL      
 
Meeting Date: 06-Oct-21 Meeting Type: Annual      
 
1 Elect Mark Cairns as Director Management For Voted - For
2 Elect Tania Simpson as Director Management For Voted - For
3 Approve the Increase in Directors' Fee Pool Management For Voted - For
 
MERLIN PROPERTIES SOCIMI SA      
 
Security ID: ES0105025003 Ticker: MRL      
 
Meeting Date: 03-May-22 Meeting Type: Annual      
 
1.1 Approve Standalone Financial Statements Management For Voted - For
1.2 Approve Consolidated Financial Statements Management For Voted - For
2.1 Approve Allocation of Income and Dividends Management For Voted - For
2.2 Approve Dividends Charged Against Reserves Management For Voted - For
3 Approve Discharge of Board Management For Voted - For
4 Renew Appointment of Deloitte as Auditor Management For Voted - For
5.1 Reelect Ismael Clemente Orrego as Director Management For Voted - For
5.2 Reelect Miguel Ollero Barrera as Director Management For Voted - For
5.3 Reelect Maria Ana Forner Beltran as Director Management For Voted - For
5.4 Reelect Ignacio Gil-Casares Satrustegui as Director Management For Voted - For
5.5 Reelect Maria Luisa Jorda Castro as Director Management For Voted - For
5.6 Reelect Ana Maria Garcia Fau as Director Management For Voted - For
5.7 Reelect Fernando Javier Ortiz Vaamonde as Director Management For Voted - For
5.8 Reelect George Donald Johnston as Director Management For Voted - For
5.9 Reelect Emilio Novela Berlin as Director Management For Voted - For
6 Amend Remuneration Policy Management For Voted - For
7 Approve Long-Term Incentive Plan Management For Voted - For
8 Advisory Vote on Remuneration Report Management For Voted - For
9 Authorize Company to Call EGM with 15 Days' Notice Management For Voted - For
10 Amend Article 8 Re: Ancillary Obligations Management For Voted - For
11 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
META PLATFORMS, INC.        
 
Security ID: US30303M1027 Ticker: FB      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1.1 Elect Director Peggy Alford   Management For Voted - For
1.2 Elect Director Marc L. Andreessen Management For Voted - For
1.3 Elect Director Andrew W. Houston Management For Voted - For
1.4 Elect Director Nancy Killefer Management For Voted - For
1.5 Elect Director Robert M. Kimmitt Management For Voted - For
1.6 Elect Director Sheryl K. Sandberg Management For Voted - For

 

258


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
1.7 Elect Director Tracey T. Travis Management For Voted - For
1.8 Elect Director Tony Xu   Management For Voted - For
1.9 Elect Director Mark Zuckerberg Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
4 Approve Recapitalization Plan for all Stock to Have      
  One-vote per Share   Shareholder Against Voted - For
5 Require Independent Board Chair Shareholder Against Voted - For
6 Report on Risks Associated with Use of Concealment      
  Clauses   Shareholder Against Voted - For
7 Report on External Costs of Misinformation and      
  Impact on Diversified Shareholders Shareholder Against Voted - Against
8 Report on Community Standards Enforcement Shareholder Against Voted - For
9 Report on User Risk and Advisory Vote on Metaverse      
  Project   Shareholder Against Voted - Against
10 Publish Third Party Human Rights Impact Assessment Shareholder Against Voted - For
11 Report on Child Sexual Exploitation Online Shareholder Against Voted - For
12 Commission a Workplace Non-Discrimination Audit Shareholder Against Voted - Against
13 Report on Lobbying Payments and Policy Shareholder Against Voted - For
14 Commission Assessment of Audit and Risk Oversight      
  Committee   Shareholder Against Voted - Against
15 Report on Charitable Contributions Shareholder Against Voted - For
 
METSO OUTOTEC OYJ        
 
Security ID: FI0009014575 Ticker: MOCORP      
 
Meeting Date: 21-Apr-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
4 Acknowledge Proper Convening of Meeting Management For Non-Voting
5 Prepare and Approve List of Shareholders Management For Non-Voting
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR      
  0.24 Per Share   Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration Report (Advisory Vote) Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  EUR 156,000 for Chairman, EUR 82,500 for Vice      
  Chairman, and EUR 67,000 for Other Directors;      
  Approve Meeting Fees; Approve Remuneration for      
  Committee Work   Management For Voted - For
12 Fix Number of Directors at Nine Management For Voted - For
13 Reelect Klaus Cawen (Vice Chair), Christer Gardell,      
  Antti Makinen, Ian W. Pearce, Kari Stadigh (Chair),      
  Emanuela Speranza and Arja Talma as Directors;      

 

259


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
  Elect Brian Beamish and Terhi Koipijarvi as New      
  Directors   Management For Voted - For
14 Approve Remuneration of Auditors Management For Voted - For
15 Ratify Ernst & Young as Auditors Management For Voted - For
16 Authorize Share Repurchase Program Management For Voted - For
17 Approve Issuance of up to 82 Million Shares without      
  Preemptive Rights   Management For Voted - For
18 Close Meeting   Management For Non-Voting
 
MICROCHIP TECHNOLOGY INCORPORATED      
 
Security ID: US5950171042 Ticker: MCHP      
 
Meeting Date: 24-Aug-21 Meeting Type: Annual      
 
1.1 Elect Director Matthew W. Chapman Management For Voted - For
1.2 Elect Director Esther L. Johnson Management For Voted - For
1.3 Elect Director Karlton D. Johnson Management For Voted - For
1.4 Elect Director Wade F. Meyercord Management For Voted - For
1.5 Elect Director Ganesh Moorthy Management For Voted - For
1.6 Elect Director Karen M. Rapp Management For Voted - For
1.7 Elect Director Steve Sanghi   Management For Voted - For
2 Increase Authorized Common Stock Management For Voted - For
3 Amend Omnibus Stock Plan   Management For Voted - Against
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
MICRON TECHNOLOGY, INC.        
 
Security ID: US5951121038 Ticker: MU      
 
Meeting Date: 13-Jan-22 Meeting Type: Annual      
 
1a Elect Director Richard M. Beyer Management For Voted - For
1b Elect Director Lynn A. Dugle Management For Voted - For
1c Elect Director Steven J. Gomo Management For Voted - For
1d Elect Director Linnie Haynesworth Management For Voted - For
1e Elect Director Mary Pat McCarthy Management For Voted - For
1f Elect Director Sanjay Mehrotra Management For Voted - For
1g Elect Director Robert E. Switz Management For Voted - For
1h Elect Director MaryAnn Wright Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For

 

260


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MICROSOFT CORPORATION        
 
Security ID: US5949181045 Ticker: MSFT      
 
Meeting Date: 30-Nov-21 Meeting Type: Annual      
 
1.1 Elect Director Reid G. Hoffman Management For Voted - For
1.2 Elect Director Hugh F. Johnston Management For Voted - For
1.3 Elect Director Teri L. List   Management For Voted - For
1.4 Elect Director Satya Nadella   Management For Voted - For
1.5 Elect Director Sandra E. Peterson Management For Voted - For
1.6 Elect Director Penny S. Pritzker Management For Voted - For
1.7 Elect Director Carlos A. Rodriguez Management For Voted - For
1.8 Elect Director Charles W. Scharf Management For Voted - For
1.9 Elect Director John W. Stanton Management For Voted - For
1.10 Elect Director John W. Thompson Management For Voted - For
1.11 Elect Director Emma N. Walmsley Management For Voted - For
1.12 Elect Director Padmasree Warrior Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5 Report on Gender/Racial Pay Gap Shareholder Against Voted - For
6 Report on Effectiveness of Workplace Sexual      
  Harassment Policies   Shareholder Against Voted - For
7 Prohibit Sales of Facial Recognition Technology to      
  All Government Entities   Shareholder Against Voted - Against
8 Report on Implementation of the Fair Chance      
  Business Pledge   Shareholder Against Voted - Against
9 Report on Lobbying Activities Alignment with      
  Company Policies   Shareholder Against Voted - For
 
MILLICOM INTERNATIONAL CELLULAR SA      
 
Security ID: SE0001174970 Ticker: TIGO      
 
Meeting Date: 28-Feb-22 Meeting Type: Extraordinary Shareholders    
 
  Extraordinary Meeting Agenda Management For Non-Voting
1 Appoint Chairman, Scrutineer and Secretary of      
  Meeting   Management For Voted - For
2 Increase Authorized Share Capital and Amend      
  Articles of Association   Management For Voted - For
3 Receive and Approve Directors' Special Report Re:      
  Authorized Share Capital Increase Management For Voted - For
 
Meeting Date: 04-May-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Appoint Alexander Koch as Chairman of Meeting and      
  Empower Chairman to Appoint Other Members of Bureau Management For Voted - For

 

261


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Receive and Approve Board's and Auditor's Reports Management For Voted - For
3 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
4 Approve Allocation of Income Management For Voted - For
5 Approve Discharge of Directors Management For Voted - For
6 Fix Number of Directors at Nine Management For Voted - For
7 Reelect Jose Antonio Rios Garcia as Director Management For Voted - For
8 Reelect Pernille Erenbjerg as Director Management For Voted - For
9 Reelect Odilon Almeida as Director Management For Voted - For
10 Reelect Bruce Churchill as Director Management For Voted - For
11 Reelect Mauricio Ramos as Director Management For Voted - For
12 Reelect James Thompson as Director Management For Voted - For
13 Reelect Mercedes Johnson as Director Management For Voted - For
14 Reelect Lars-Johan Jarnheimer as Director Management For Voted - For
15 Elect Tomas Eliasson as Director Management For Voted - For
16 Reelect Jose Antonio Rios Garcia as Board Chairman Management For Voted - For
17 Approve Remuneration of Directors Management For Voted - For
18 Approve Ernst & Young S.A., Luxembourg as Auditors      
  and Authorize Board to Fix Their Remuneration Management For Voted - For
19 Approve Procedure on Appointment of Nomination      
  Committee and Determination of Assignment of      
  Nomination Committee   Management For Voted - For
20 Approve Share Repurchase Plan Management For Voted - For
21 Approve Remuneration Report Management For Voted - For
22 Approve Senior Management Remuneration Policy Management For Voted - For
23 Approve Share-Based Incentive Plans Management For Voted - For
 
MINEBEA MITSUMI, INC.        
 
Security ID: JP3906000009 Ticker: 6479      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 18   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Kainuma, Yoshihisa Management For Voted - For
3.2 Elect Director Moribe, Shigeru Management For Voted - For
3.3 Elect Director Iwaya, Ryozo   Management For Voted - For
3.4 Elect Director None, Shigeru Management For Voted - For
3.5 Elect Director Kagami, Michiya Management For Voted - For
3.6 Elect Director Yoshida, Katsuhiko Management For Voted - For
3.7 Elect Director Miyazaki, Yuko Management For Voted - For
3.8 Elect Director Matsumura, Atsuko Management For Voted - For
3.9 Elect Director Haga, Yuko   Management For Voted - For
3.10 Elect Director Katase, Hirofumi Management For Voted - For
3.11 Elect Director Matsuoka, Takashi Management For Voted - For
4 Appoint Statutory Auditor Shibasaki, Shinichiro Management For Voted - For

 

262


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MIPS AB        
 
Security ID: SE0009216278 Ticker: MIPS      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3.a Designate Tomas Risbecker as Inspector of Minutes      
  of Meeting   Management For Voted - For
3.b Designate Jan Dworsky as Inspector of Minutes of      
  Meeting   Management For Voted - For
4 Acknowledge Proper Convening of Meeting Management For Voted - For
5 Approve Agenda of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of SEK      
  5.00 Per Share   Management For Voted - For
9.a Approve Discharge of Magnus Welander Management For Voted - For
9.b Approve Discharge of Jonas Rahmn Management For Voted - For
9.c Approve Discharge of Jenny Rosberg Management For Voted - For
9.d Approve Discharge of Pernilla Wilberg Management For Voted - For
9.e Approve Discharge of Thomas Brautigam Management For Voted - For
9.f Approve Discharge of Par Arvidsson Management For Voted - For
9.g Approve Discharge of CEO Max Strandwitz Management For Voted - For
10 Approve Remuneration Report Management For Voted - For
11 Determine Number of Members (6) and Deputy Members      
  (0) of Board   Management For Voted - For
12 Approve Remuneration of Directors in the Amount of      
  SEK 625,000 for Chairman and SEK 275,000 for Other      
  Directors; Approve Remuneration for Committee Work;      
  Approve Remuneration of Auditors Management For Voted - For
13.1a Reelect Magnus Welander as Director Management For Voted - For
13.1bReelect Jonas Rahmn as Director Management For Voted - For
13.1c Reelect Jenny Rosberg as Director Management For Voted - For
13.1dReelect Thomas Brautigam as Director Management For Voted - For
13.1e Elect Anna Hallov as New Director Management For Voted - For
13.1f Elect Maria Hedengren as New Director Management For Voted - For
13.2 Reelect Magnus Welander as Board Chair Management For Voted - Against
14 Ratify KPMG as Auditors   Management For Voted - For
15 Approve Nomination Committee Procedures Management For Voted - For
16 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
17 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Voted - For
18 Amend Articles Re: Company Name; Company Purpose Management For Voted - For

 

263


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MISUMI GROUP, INC.        
 
Security ID: JP3885400006 Ticker: 9962      
 
Meeting Date: 16-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 14.71   Management For Voted - For
2 Amend Articles to Change Location of Head Office -      
  Disclose Shareholder Meeting Materials on Internet Management For Voted - For
3.1 Elect Director Nishimoto, Kosuke Management For Voted - For
3.2 Elect Director Ono, Ryusei   Management For Voted - For
3.3 Elect Director Kanatani, Tomoki Management For Voted - For
3.4 Elect Director Shimizu, Shigetaka Management For Voted - For
3.5 Elect Director Shaochun Xu   Management For Voted - For
3.6 Elect Director Nakano, Yoichi Management For Voted - For
3.7 Elect Director Shimizu, Arata Management For Voted - For
3.8 Elect Director Suseki, Tomoharu Management For Voted - For
4 Appoint Statutory Auditor Wada, Takaaki Management For Voted - For
5 Appoint Alternate Statutory Auditor Ichikawa,      
  Shizuyo   Management For Voted - For
 
MITIE GROUP PLC        
 
Security ID: GB0004657408 Ticker: MTO      
 
Meeting Date: 27-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Re-elect Derek Mapp as Director Management For Voted - For
5 Re-elect Phil Bentley as Director Management For Voted - For
6 Elect Simon Kirkpatrick as Director Management For Voted - For
7 Re-elect Nivedita Bhagat as Director Management For Voted - For
8 Re-elect Baroness Couttie as Director Management For Voted - For
9 Re-elect Jennifer Duvalier as Director Management For Voted - For
10 Re-elect Mary Reilly as Director Management For Voted - For
11 Re-elect Roger Yates as Director Management For Voted - For
12 Reappoint BDO LLP as Auditors Management For Voted - For
13 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
14 Authorise UK Political Donations and Expenditure Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Approve the Enhanced Delivery Plan Management For Voted - Against

 

264


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
20 Approve Long Term Incentive Plan Management For Voted - For
21 Approve Savings Related Share Option Scheme Management For Voted - For
22 Approve Share Incentive Plan Management For Voted - For
23 Adopt New Articles of Association Management For Voted - For
24 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
MITSUBISHI ELECTRIC CORP.        
 
Security ID: JP3902400005 Ticker: 6503      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
2.1 Elect Director Yabunaka, Mitoji Management For Voted - For
2.2 Elect Director Obayashi, Hiroshi Management For Voted - For
2.3 Elect Director Watanabe, Kazunori Management For Voted - For
2.4 Elect Director Koide, Hiroko Management For Voted - For
2.5 Elect Director Oyamada, Takashi Management For Voted - Against
2.6 Elect Director Kosaka, Tatsuro Management For Voted - For
2.7 Elect Director Yanagi, Hiroyuki Management For Voted - For
2.8 Elect Director Uruma, Kei   Management For Voted - Against
2.9 Elect Director Kawagoishi, Tadashi Management For Voted - For
2.10 Elect Director Masuda, Kuniaki Management For Voted - For
2.11 Elect Director Nagasawa, Jun Management For Voted - For
2.12 Elect Director Kaga, Kunihiko Management For Voted - For
 
MITSUBISHI GAS CHEMICAL CO., INC.      
 
Security ID: JP3896800004 Ticker: 4182      
 
Meeting Date: 28-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
2.1 Elect Director Kurai, Toshikiyo Management For Voted - For
2.2 Elect Director Fujii, Masashi Management For Voted - For
2.3 Elect Director Inari, Masato   Management For Voted - For
2.4 Elect Director Ariyoshi, Nobuhisa Management For Voted - For
2.5 Elect Director Kato, Kenji   Management For Voted - For
2.6 Elect Director Nagaoka, Naruyuki Management For Voted - For
2.7 Elect Director Kitagawa, Motoyasu Management For Voted - For
2.8 Elect Director Yamaguchi, Ryozo Management For Voted - For
2.9 Elect Director Sato, Tsugio   Management For Voted - For
2.10 Elect Director Hirose, Haruko Management For Voted - For
2.11 Elect Director Suzuki, Toru   Management For Voted - For
2.12 Elect Director Manabe, Yasushi Management For Voted - For
3 Appoint Statutory Auditor Watanabe, Go Management For Voted - Against

 

265


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MITSUBISHI UFJ FINANCIAL GROUP, INC.      
 
Security ID: JP3902900004 Ticker: 8306      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 14.5   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Fujii, Mariko   Management For Voted - For
3.2 Elect Director Honda, Keiko   Management For Voted - For
3.3 Elect Director Kato, Kaoru   Management For Voted - For
3.4 Elect Director Kuwabara, Satoko Management For Voted - For
3.5 Elect Director Toby S. Myerson Management For Voted - For
3.6 Elect Director Nomoto, Hirofumi Management For Voted - Against
3.7 Elect Director Shingai, Yasushi Management For Voted - For
3.8 Elect Director Tsuji, Koichi   Management For Voted - For
3.9 Elect Director Tarisa Watanagase Management For Voted - For
3.10 Elect Director Ogura, Ritsuo   Management For Voted - For
3.11 Elect Director Miyanaga, Kenichi Management For Voted - For
3.12 Elect Director Mike, Kanetsugu Management For Voted - Against
3.13 Elect Director Kamezawa, Hironori Management For Voted - Against
3.14 Elect Director Nagashima, Iwao Management For Voted - For
3.15 Elect Director Hanzawa, Junichi Management For Voted - For
3.16 Elect Director Kobayashi, Makoto Management For Voted - For
4 Amend Articles to Prohibit Loans to Companies Which      
  Show Disregard for Personal Information Shareholder Against Voted - Against
5 Amend Articles to Prohibit Loans to Companies      
  Involved in Defamation   Shareholder Against Voted - Against
6 Amend Articles to Introduce Provision Concerning      
  Learning from System Failures at Mizuho Financial      
  Group   Shareholder Against Voted - Against
 
MITSUI FUDOSAN CO., LTD.        
 
Security ID: JP3893200000 Ticker: 8801      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 33   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3 Elect Director Miki, Takayuki Management For Voted - For
4 Approve Annual Bonus   Management For Voted - For

 

266


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MOBIMO HOLDING AG        
 
Security ID: CH0011108872 Ticker: MOBN      
 
Meeting Date: 12-Apr-22 Meeting Type: Annual      
 
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  10.00 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1.1 Reelect Sabrina Contratto as Director Management For Voted - For
4.1.2 Reelect Daniel Crausaz as Director Management For Voted - For
4.1.3 Reelect Brian Fischer as Director Management For Voted - For
4.1.4 Reelect Bernadette Koch as Director Management For Voted - For
4.1.5 Elect Stephane Maye as Director Management For Voted - For
4.1.6 Reelect Peter Schaub as Director and as Board Chair Management For Voted - For
4.1.7 Reelect Martha Scheiber as Director Management For Voted - For
4.2.1 Reappoint Bernadette Koch as Member of the      
  Nomination and Compensation Committee Management For Voted - For
4.2.2 Reappoint Brian Fischer as Member of the Nomination      
  and Compensation Committee Management For Voted - For
4.2.3 Appoint Stephane Maye as Member of the Nomination      
  and Compensation Committee Management For Voted - For
4.3 Ratify Ernst & Young AG as Auditors Management For Voted - For
4.4 Designate Grossenbacher Rechtsanwaelte AG as      
  Independent Proxy   Management For Voted - For
5.1 Approve Fixed Remuneration of Directors in the      
  Amount of CHF 1.3 Million Management For Voted - For
6.1 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 2.9 Million Management For Voted - For
6.2 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 2.9 Million Management For Voted - For
7 Approve Extension and Increase in Authorized      
  Capital to CHF 2.2 Million Pool of Capital with      
  Preemptive Rights   Management For Voted - For
8 Transact Other Business (Voting) Management For Voted - Against
 
MODERN TIMES GROUP MTG AB        
 
Security ID: SE0000412371 Ticker: MTG.B      
 
Meeting Date: 22-Mar-22 Meeting Type: Extraordinary Shareholders    
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Johan Stahl and Ulrik Gronvall Inspectors      
  of Minutes of Meeting   Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Authorize Share Repurchase Program Management For Voted - For

 

267


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MODERN TIMES GROUP MTG AB        
 
Security ID: SE0018012494 Ticker: MTG.B      
 
Meeting Date: 08-Jun-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
9.a Approve Discharge of Chris Carvalho Management For Voted - For
9.b Approve Discharge of Simon Duffy Management For Voted - For
9.c Approve Discharge of Gerhard Florin Management For Voted - For
9.d Approve Discharge of Dawn Hudson Management For Voted - For
9.e Approve Discharge of Marjorie Lao Management For Voted - For
9.f Approve Discharge of Simon Leung Management For Voted - For
9.g Approve Discharge of Natalie Tydeman Management For Voted - For
9.h Approve Discharge of David Chance Management For Voted - For
9.i Approve Discharge of CEO Maria Redin Management For Voted - For
10 Approve Remuneration Report Management For Voted - For
11 Determine Number of Directors (8) and Deputy      
  Directors (0) of Board   Management For Voted - For
12 Approve Remuneration of Directors in the Amount of      
  SEK 1.8 Million for Chairman and SEK 700,000 for      
  Other Directors; Approve Remuneration for Committee      
  Work   Management For Voted - For
13 Approve Remuneration of Auditors Management For Voted - For
14.a Reelect Chris Carvalho as Director Management For Voted - For
14.b Reelect Simon Duffy as Director Management For Voted - For
14.c Reelect Gerhard Florin as Director Management For Voted - For
14.d Reelect Dawn Hudson as Director Management For Voted - For
14.e Reelect Marjorie Lao as Director Management For Voted - For
14.f Reelect Simon Leung as Director Management For Voted - For
14.g Reelect Natalie Tydeman as Director Management For Voted - For
14.h Elect Florian Schuhbauer as New Director Management For Voted - For
15 Reelect Simon Duffy as Board Chairman Management For Voted - For
16 Determine Number of Auditors; Ratify KPMG as      
  Auditors   Management For Voted - For
17.a Approve Incentive Plan 2022 for Key Employees Management For Voted - For
17.b Approve Equity Plan 2022 Financing Through Issuance      
  of Class C Shares   Management For Voted - For
17.c Approve Equity Plan 2022 Financing Through      
  Repurchase of Class C Shares Management For Voted - For
17.d Approve Transfer of Class B Shares to Participants Management For Voted - For

 

268


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
17.e Approve Alternative Equity Plan Financing Through      
  Equity Swap Agreement with Third Party Management For Voted - Against
18 Authorize Board to Repurchase Warrants from      
  Participants in Incentive Plan 2019 Management For Voted - For
19.a Amend Articles Re: Set Minimum (119.2 Million) and      
  Maximum (476.8 Million) Number of Shares Management For Voted - For
19.b Approve 2:1 Share Split   Management For Voted - For
19.c Amend Articles Re: Set Minimum (59.6 Million) and      
  Maximum (238.4 Million) Number of Shares Management For Voted - For
19.d Approve SEK 292.5 Million Reduction in Share      
  Capital via Share Cancellation Management For Voted - For
19.e Increase of Share Capital through a Bonus Issue      
  without the Issuance of New Shares Management For Voted - For
20 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
21 Approve SEK 10 Million Reduction in Share Capital      
  via Share Cancellation   Management For Voted - For
22 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Voted - Against
23 Approve Transaction with a Related Party; Approve      
  Issuance of Shares to Minority Shareholder in MTG      
  Gaming   Management For Voted - For
 
MODERNA, INC.        
 
Security ID: US60770K1079 Ticker: MRNA      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Noubar Afeyan Management For Voted - Withheld
1.2 Elect Director Stephane Bancel Management For Voted - Withheld
1.3 Elect Director Francois Nader Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - Against
4 Report on the Feasibility of Transferring      
  Intellectual Property   Shareholder Against Voted - For
 
MONGODB, INC.        
 
Security ID: US60937P1066 Ticker: MDB      
 
Meeting Date: 28-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Francisco D'Souza Management For Voted - Withheld
1.2 Elect Director Charles M. Hazard, Jr. Management For Voted - Withheld
1.3 Elect Director Tom Killalea   Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For

 

269


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MOODY'S CORPORATION        
 
Security ID: US6153691059 Ticker: MCO      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1a Elect Director Jorge A. Bermudez Management For Voted - For
1b Elect Director Therese Esperdy Management For Voted - For
1c Elect Director Robert Fauber Management For Voted - For
1d Elect Director Vincent A. Forlenza Management For Voted - For
1e Elect Director Kathryn M. Hill Management For Voted - For
1f Elect Director Lloyd W. Howell, Jr. Management For Voted - For
1g Elect Director Raymond W. McDaniel, Jr. Management For Voted - For
1h Elect Director Leslie F. Seidman Management For Voted - For
1i Elect Director Zig Serafin   Management For Voted - For
1j Elect Director Bruce Van Saun Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
MORGAN STANLEY        
 
Security ID: US6174464486 Ticker: MS      
 
Meeting Date: 26-May-22 Meeting Type: Annual      
 
1a Elect Director Alistair Darling Management For Voted - For
1b Elect Director Thomas H. Glocer Management For Voted - For
1c Elect Director James P. Gorman Management For Voted - For
1d Elect Director Robert H. Herz Management For Voted - For
1e Elect Director Erika H. James Management For Voted - For
1f Elect Director Hironori Kamezawa Management For Voted - For
1g Elect Director Shelley B. Leibowitz Management For Voted - For
1h Elect Director Stephen J. Luczo Management For Voted - For
1i Elect Director Jami Miscik   Management For Voted - For
1j Elect Director Masato Miyachi Management For Voted - For
1k Elect Director Dennis M. Nally Management For Voted - For
1l Elect Director Mary L. Schapiro Management For Voted - For
1m Elect Director Perry M. Traquina Management For Voted - For
1n Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Adopt Fossil Fuel Lending and Underwriting Policy      
  Consistent with IEA's Net Zero 2050 Scenario Shareholder Against Voted - Against

 

270


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MORINAGA MILK INDUSTRY CO., LTD.      
 
Security ID: JP3926800008 Ticker: 2264      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 80   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Miyahara, Michio Management For Voted - For
3.2 Elect Director Onuki, Yoichi Management For Voted - For
3.3 Elect Director Okawa, Teiichiro Management For Voted - For
3.4 Elect Director Minato, Tsuyoshi Management For Voted - For
3.5 Elect Director Yanagida, Yasuhiko Management For Voted - For
3.6 Elect Director Hyodo, Hitoshi Management For Voted - For
3.7 Elect Director Nozaki, Akihiro Management For Voted - For
3.8 Elect Director Yoneda, Takatomo Management For Voted - For
3.9 Elect Director Tominaga, Yukari Management For Voted - For
3.10 Elect Director Nakamura, Hiroshi Management For Voted - For
3.11 Elect Director Ikeda, Takayuki Management For Voted - For
4 Appoint Statutory Auditor Hirota, Keiki Management For Voted - For
5 Appoint Alternate Statutory Auditor Suzuki, Michio Management For Voted - For
 
MORPHOSYS AG        
 
Security ID: DE0006632003 Ticker: MOR      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
3 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
4 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2022   Management For Voted - For
5 Elect Andrew Cheng to the Supervisory Board Management For Voted - For
6 Approve Reduction of Conditional Capital 2016-III      
  to EUR 532,025; Reduction of Conditional Capital      
  2020-I to EUR 507,668; Reduction of Authorized      
  Capital 2019-I to EUR 88,961 Management For Voted - For
7 Approve Creation of Authorized Capital 2022-I under      
  the Restricted Stock Unit Program Management For Voted - For
8 Approve Remuneration Policy Management For Voted - For
9 Approve Remuneration Report Management For Voted - For

 

271


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MSCI INC.        
 
Security ID: US55354G1004 Ticker: MSCI      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1a Elect Director Henry A. Fernandez Management For Voted - For
1b Elect Director Robert G. Ashe Management For Voted - For
1c Elect Director Wayne Edmunds Management For Voted - For
1d Elect Director Catherine R. Kinney Management For Voted - For
1e Elect Director Jacques P. Perold Management For Voted - For
1f Elect Director Sandy C. Rattray Management For Voted - For
1g Elect Director Linda H. Riefler Management For Voted - For
1h Elect Director Marcus L. Smith Management For Voted - For
1i Elect Director Rajat Taneja   Management For Voted - For
1j Elect Director Paula Volent   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
MUSTI GROUP OYJ        
 
Security ID: FI4000410758 Ticker: MUSTI      
 
Meeting Date: 27-Jan-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Voted - For
4 Acknowledge Proper Convening of Meeting Management For Voted - For
5 Prepare and Approve List of Shareholders Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8.a Approve Allocation of Income and Approve Repayment      
  of Capital of EUR 0.44 Per Share Management For Voted - For
8.b Demand Minority Dividend   Management Abstain Voted - Abstain
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration Report Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  EUR 65,000 for Chairman and EUR 35,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
12 Fix Number of Directors at 5 Management For Voted - For
13 Reelect Jeffrey David, Ingrid Jonasson Blank and      
  Ilkka Laurila as Directors; Elect Inka Mero and      
  Johan Dettel as New Director Management For Voted - For
14 Approve Remuneration of Auditors Management For Voted - For
15 Renew Appointment of Ernst & Young Ltd as Auditors Management For Voted - For
16 Authorize Share Repurchase Program Management For Voted - For
17 Approve Issuance of up to 3.2 Million Shares      
  without Preemptive Rights Management For Voted - For

 

272


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
18 Close Meeting   Management For Non-Voting
 
MYCRONIC AB        
 
Security ID: SE0000375115 Ticker: MYCR      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Patrik Jonsson as Inspector of Minutes of      
  Meeting   Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of SEK      
  3.00 Per Share   Management For Voted - For
9.1 Approve Discharge of Patrik Tigerschiold Management For Voted - For
9.2 Approve Discharge of Arun Bansal Management For Voted - For
9.3 Approve Discharge of Anna Belfrage Management For Voted - For
9.4 Approve Discharge of Katarina Bonde Management For Voted - For
9.5 Approve Discharge of Staffan Dahlstrom Management For Voted - For
9.6 Approve Discharge of Robert Larsson Management For Voted - For
9.7 Approve Discharge of Johan Densjo Management For Voted - For
9.8 Approve Discharge of Jorgen Lundberg Management For Voted - For
9.9 Approve Discharge of Bo Risberg Management For Voted - For
9.10 Approve Discharge of CEO Anders Lindqvis Management For Voted - For
10 Determine Number of Members (7) and Deputy Members      
  (0) of Board; Determine Number of Auditors (1) and      
  Deputy Auditors   Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  SEK 850,000 for Chair and SEK 340,000 for Other      
  Directors; Approve Remuneration of Auditors Management For Voted - For
12.1 Elect Patrik Tigerschiold (Chair) as Director Management For Voted - Against
12.2 Reelect Arun Bansal as Director Management For Voted - For
12.3 Reelect Anna Belfrage as Director Management For Voted - For
12.4 Reelect Katarina Bonde as Director Management For Voted - For
12.5 Reelect Staffan Dahlstrom as Director Management For Voted - For
12.6 Reelect Robert Larsson as Director Management For Voted - For
12.7 Elect Bo Risberg as New Director Management For Voted - For
13 Ratify Ernst & Young as Auditors Management For Voted - For
14 Approve Remuneration Report Management For Voted - For
15 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
16 Approve Nominating Committee Procedures Management For Voted - For
17 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Voted - For
18 Authorize Share Repurchase Program Management For Voted - For
19 Approve Performance Based Share Plan LTIP 2022 Management For Voted - For

 

273


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NAGARRO SE        
 
Security ID: DE000A3H2200 Ticker: NA9      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
3 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
4 Ratify LOHR + COMPANY GmbH as Auditors for Fiscal      
  Year 2022 and for the Review of Interim Financial      
  Statements until AGM 2023 Management For Voted - For
5 Approve Remuneration Report Management For Voted - For
 
NATIONAL INSTRUMENTS CORPORATION      
 
Security ID: US6365181022 Ticker: NATI      
 
Meeting Date: 10-May-22 Meeting Type: Annual      
 
1.1 Elect Director James E. Cashman, III Management For Voted - For
1.2 Elect Director Liam K. Griffin Management For Voted - For
1.3 Elect Director Eric H. Starkloff Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Approve Restricted Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
5 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
NATURA &CO HOLDING SA        
 
Security ID: BRNTCOACNOR5 Ticker: NTCO3      
 
Meeting Date: 20-Apr-22 Meeting Type: Annual/Special      
 
  Meeting for ADR Holders   Management For Non-Voting
  Annual General Meeting   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year Ended Dec. 31, 2021 Management For Voted - For
2 Approve Capital Budget   Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For
4 Fix Number of Directors at 13 Management For Voted - For
5 Approve Classification of Carla Schmitzberger,      
  Gilberto Mifano, Fabio Colletti Barbosa, Jessica      
  DiLullo Herrin, Ian Martin Bickley, Nancy Killefer,      
  W. Don Cornwell, Andrew George McMaster Jr., and      
  Georgia Melenikiotou as Independent Directors Management For Voted - For
6 Elect Directors   Management For Voted - For

 

274


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 In Case There is Any Change to the Board Slate      
  Composition, May Your Votes Still be Counted for      
  the Proposed Slate?   Management None Voted - Against
8 In Case Cumulative Voting Is Adopted, Do You Wish      
  to Equally Distribute Your Votes Amongst the      
  Nominees?   Management None Voted - Abstain
9 As an Ordinary Shareholder, Would You like to      
  Request a Separate Minority Election of a Member of      
  the Board of Directors, Under the Terms of Article      
  141 of the Brazilian Corporate Law? Management None Voted - Abstain
10 Do You Wish to Request Installation of a Fiscal      
  Council, Under the Terms of Article 161 of the      
  Brazilian Corporate Law?   Management Against Voted - For
11 Elect Cynthia Mey Hobbs Pinho as Fiscal Council      
  Member and Andrea Maria Ramos Leonel as Alternate      
  Appointed by Minority Shareholder Shareholder None Voted - For
12 Approve Remuneration of Company's Management Management For Voted - For
  Extraordinary General Meeting Management For Non-Voting
1 Re-Ratify Remuneration of Company's Management from      
  May 2021 to April 2022   Management For Voted - For
2 Amend Article 5 to Reflect Changes in Capital and      
  Consolidate Bylaws   Management For Voted - For
 
NAVER CORP.        
 
Security ID: KR7035420009 Ticker: 035420      
 
Meeting Date: 14-Mar-22 Meeting Type: Annual      
 
1 Approve Financial Statements and Appropriation of      
  Income   Management For Voted - For
2.1 Elect Choi Su-yeon as Inside Director Management For Voted - For
2.2 Elect Chae Seon-ju as Inside Director Management For Voted - For
3.1 Elect Jeong Doh-jin as Outside Director Management For Voted - For
3.2 Elect Noh Hyeok-jun as Outside Director Management For Voted - For
4.1 Elect Jeong Doh-jin as Audit Committee Member Management For Voted - For
4.2 Elect Noh Hyeok-jun as Audit Committee Member Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
NCINO, INC.        
 
Security ID: US63947X1019 Ticker: NCNO      
 
Meeting Date: 23-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Steven Collins Management For Voted - Withheld
1.2 Elect Director Spencer Lake   Management For Voted - Withheld
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year

 

275


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Require a Majority Vote for the Election of      
  Directors   Shareholder None Voted - For
 
NEC CORP.        
 
Security ID: JP3733000008 Ticker: 6701      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
2.1 Elect Director Niino, Takashi Management For Voted - For
2.2 Elect Director Morita, Takayuki Management For Voted - For
2.3 Elect Director Matsukura, Hajime Management For Voted - For
2.4 Elect Director Nishihara, Moto Management For Voted - For
2.5 Elect Director Fujikawa, Osamu Management For Voted - For
2.6 Elect Director Iki, Noriko   Management For Voted - For
2.7 Elect Director Ito, Masatoshi Management For Voted - For
2.8 Elect Director Nakamura, Kuniharu Management For Voted - For
2.9 Elect Director Christina Ahmadjian Management For Voted - For
2.10 Elect Director Oka, Masashi   Management For Voted - For
3.1 Appoint Statutory Auditor Obata, Shinobu Management For Voted - For
3.2 Appoint Statutory Auditor Okada, Kyoko Management For Voted - For
 
NEL ASA        
 
Security ID: NO0010081235 Ticker: NEL      
 
Meeting Date: 21-Apr-22 Meeting Type: Annual      
 
1 Open Meeting; Registration of Attending      
  Shareholders and Proxies   Management For Did Not Vote
2 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote
3 Approve Notice of Meeting and Agenda Management For Did Not Vote
4 Accept Financial Statements and Statutory Reports Management For Did Not Vote
5 Discuss Company's Corporate Governance Statement Management For Did Not Vote
6 Approve Remuneration of Directors in the Amount of      
  NOK 625,000 for Chairman and NOK 350,000 for Other      
  Directors   Management For Did Not Vote
7 Approve Remuneration of Nominating Committee;      
  Approve Remuneration of Members of the Audit      
  Committee   Management For Did Not Vote
8 Approve Remuneration of Auditors Management For Did Not Vote
9 Approve Remuneration Statement Management For Did Not Vote
10.1 Approve Creation of NOK 29.2 Million Pool of      
  Capital without Preemptive Rights Management For Did Not Vote
10.2 Approve Issuance of Shares in Connection with      
  Incentive Plans   Management For Did Not Vote
11.1 Authorize Share Repurchase Program in Connection      
  with Incentive Plans   Management For Did Not Vote

 

276


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
11.2 Authorize Share Repurchase Program Management For Did Not Vote
12.1 Elect Ole Enger as Director (Chair) Management For Did Not Vote
12.2 Elect Hanne Blume as Director Management For Did Not Vote
12.3 Elect Charlotta Falvin as Director Management For Did Not Vote
12.4 Elect Finn Jebsen as Director Management For Did Not Vote
12.5 Elect Beatriz Malo de Molina as Director Management For Did Not Vote
12.6 Elect Tom Rotjer as Director Management For Did Not Vote
12.7 Elect Jon Andre Lokke as Director Management For Did Not Vote
13.1 Elect Eivind Sars Veddeng (Chair) as Member of      
  Nominating Committee   Management For Did Not Vote
13.2 Elect Andreas Poole as Member of Nominating      
  Committee   Management For Did Not Vote
13.3 Elect Leif Eriksrod as Member of Nominating      
  Committee   Management For Did Not Vote
 
NEOEN SA        
 
Security ID: FR0011675362 Ticker: NEOEN      
 
Meeting Date: 25-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  0.10 per Share   Management For Voted - For
4 Approve Stock Dividend Program Management For Voted - For
5 Approve Compensation Report Management For Voted - For
6 Approve Compensation of Xavier Barbaro, Chairman      
  and CEO   Management For Voted - For
7 Approve Compensation of Romain Desrousseaux,      
  Vice-CEO   Management For Voted - For
8 Approve Remuneration Policy of Directors Management For Voted - For
9 Approve Remuneration Policy of Chairman and CEO Management For Voted - For
10 Approve Remuneration Policy of Vice-CEO Management For Voted - For
11 Reelect Xavier Barbaro as Director Management For Voted - For
12 Reelect Sixto as Director   Management For Voted - For
13 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
14 Ratify Change Location of Registered Office to 22      
  rue Bayard, 75008 Paris   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
15 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
16 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 90 Million Management For Voted - Against
17 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 65 Million Management For Voted - Against

 

277


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
18 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 65 Million Management For Voted - Against
19 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Reserved for Employees and      
  Corporate Officers of International Subsidiaries Management For Voted - For
20 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Above Management For Voted - Against
21 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - Against
22 Authorize Capitalization of Reserves of Up to EUR      
  60 Million for Bonus Issue or Increase in Par Value Management For Voted - For
23 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
24 Authorize up to 2 Percent of Issued Capital for Use      
  in Stock Option Plans   Management For Voted - Against
25 Set Total Limit for Capital Increase to Result from      
  Issuance Requests Under Items 17-19, 21 and 23-24      
  and Under Item 16 from 25 May 2021 General Meeting      
  at EUR 65 Million   Management For Voted - For
  Ordinary Business   Management For Non-Voting
26 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
NETCOMPANY GROUP A/S        
 
Security ID: DK0060952919 Ticker: NETC      
 
Meeting Date: 02-Mar-22 Meeting Type: Annual      
 
1 Receive Report of Board   Management For Non-Voting
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
4 Approve Remuneration Report (Advisory Vote) Management For Voted - For
5 Approve Remuneration of Directors in the Amount of      
  DKK 1,3 Million for Chairman, DKK 900,000 for Vice      
  Chair and DKK 450,000 for Other Directors; Approve      
  Travel Fees; Approve Remuneration for Committee Work Management For Voted - For
6.a Reelect Bo Rygaard (Chair) as Director Management For Voted - For
6.b Reelect Juha Christensen (Vice Chair) as Director Management For Voted - For
6.c Reelect Scanes Bentley as Director Management For Voted - For
6.d Reelect Hege Skryseth as Director Management For Voted - Abstain
6.e Reelect Asa Riisberg as Director Management For Voted - For
6.f Elect Susan Cooklin as New Director Management For Voted - For
7 Ratify Ernst & Young as Auditors Management For Voted - For
8 Authorize Share Repurchase Program (Not Submitted      
  for Proposal)   Management For Non-Voting
9 Amendment to Remuneration Policy for Board of      
  Directors and Executive Management Management For Voted - Against
10 Other Business   Management For Non-Voting

 

278


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NEWELL BRANDS INC.        
 
Security ID: US6512291062 Ticker: NWL      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1a Elect Director Bridget Ryan Berman Management For Voted - For
1b Elect Director Patrick D. Campbell Management For Voted - For
1c Elect Director James R. Craigie Management For Voted - For
1d Elect Director Brett M. lcahn Management For Voted - For
1e Elect Director Jay L. Johnson Management For Voted - For
1f Elect Director Gerardo I. Lopez Management For Voted - For
1g Elect Director Courtney R. Mather Management For Voted - For
1h Elect Director Ravichandra K. Saligram Management For Voted - For
1i Elect Director Judith A. Sprieser Management For Voted - For
1j Elect Director Robert A. Steele Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - Against
5 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
NEWMONT CORPORATION        
 
Security ID: US6516391066 Ticker: NEM      
 
Meeting Date: 21-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Patrick G. Awuah, Jr. Management For Voted - For
1.2 Elect Director Gregory H. Boyce Management For Voted - For
1.3 Elect Director Bruce R. Brook Management For Voted - For
1.4 Elect Director Maura Clark   Management For Voted - For
1.5 Elect Director Emma FitzGerald Management For Voted - For
1.6 Elect Director Mary A. Laschinger Management For Voted - For
1.7 Elect Director Jose Manuel Madero Management For Voted - For
1.8 Elect Director Rene Medori   Management For Voted - For
1.9 Elect Director Jane Nelson   Management For Voted - For
1.10 Elect Director Thomas Palmer Management For Voted - For
1.11 Elect Director Julio M. Quintana Management For Voted - For
1.12 Elect Director Susan N. Story Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For

 

279


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NEXANS SA        
 
Security ID: FR0000044448 Ticker: NEX      
 
Meeting Date: 11-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  1.20 per Share   Management For Voted - For
4 Reelect Anne Lebel as Director Management For Voted - For
5 Elect Laura Bernardelli as Director Management For Voted - For
6 Approve Compensation Report of Corporate Officers Management For Voted - For
7 Approve Compensation of Jean Mouton, Chairman of      
  the Board   Management For Voted - For
8 Approve Compensation of Christopher Guerin, CEO Management For Voted - For
9 Approve Remuneration of Directors in the Aggregate      
  Amount of EUR 750,000   Management For Voted - For
10 Approve Remuneration Policy of Directors Management For Voted - For
11 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
12 Approve Remuneration Policy of CEO Management For Voted - For
13 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
14 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
15 Authorize up to EUR 300,000 of Issued Capital for      
  Use in Restricted Stock Plans with Performance      
  Conditions Attached   Management For Voted - For
16 Authorize up to EUR 50,000 of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - For
  Ordinary Business   Management For Non-Voting
17 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
NEXITY SA        
 
Security ID: FR0010112524 Ticker: NXI      
 
Meeting Date: 18-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of EUR      
  2.50 per Share   Management For Voted - For
3 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - Against

 

280


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
5 Elect La Mondiale as Director Management For Voted - Against
6 Elect Luc Touchet as Representative of Employee      
  Shareholders to the Board Management For Voted - For
7 Elect Caroline Desmaretz as Representative of      
  Employee Shareholders to the Board Management For Voted - Against
8 Acknowledge End of Mandate of Pascal Oddo as Censor      
  and Decision Not to Replace and Renew Management For Voted - For
9 Approve Compensation Report Management For Voted - For
10 Approve Compensation of Alain Dinin, Chairman and      
  CEO Until 19 May 2021 and Chairman of the Board      
  Since 19 May 2021 Management For Voted - For
11 Approve Compensation of Veronique Bedague, CEO      
  Since 19 May 2021 Management For Voted - For
12 Approve Compensation of Jean-Claude Bassien Capsa,      
  Vice-CEO Since 19 May 2021 Management For Voted - For
13 Approve Compensation of Julien Carmona, Vice-CEO      
  Until 19 May 2021 Management For Voted - For
14 Approve Remuneration Policy of Directors Management For Voted - For
15 Approve Remuneration of Directors in the Aggregate      
  Amount of EUR 400,000 Management For Voted - For
16 Approve Remuneration Policy of Alain Dinin,      
  Chairman of the Board Management For Voted - For
17 Approve Remuneration Policy of Veronique Bedague,      
  CEO Management For Voted - For
18 Approve Remuneration Policy of Jean-Claude Bassien      
  Capsa, Vice-CEO Management For Voted - For
19 Approve Company's Biodiversity and Climate      
  Transition Plan Management For Voted - For
20 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital Management For Voted - For
  Extraordinary Business Management For Non-Voting
21 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
22 Authorize up to 1 Percent of Issued Capital for Use      
  in Restricted Stock Plans Management For Voted - For
23 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to 25 Percent      
  of Issued Capital Management For Voted - For
24 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to 20      
  Percent of Issued Capital Management For Voted - For
25 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to 10 Percent      
  of Issued Capital Management For Voted - For
26 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Above Under Items 23-25 Management For Voted - For
27 Authorize Capitalization of Reserves of Up to 25      
  Percent for Bonus Issue or Increase in Par Value Management For Voted - For
28 Authorize Capital Increase of Up to 10 Percent for      
  Future Exchange Offers Management For Voted - For

 

281


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
29 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
30 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
31 Set Total Limit for Capital Increase to Result from      
  Issuance Requests Under Items 23-29 at 25 Percent      
  of Issued Capital   Management For Voted - For
32 Amend Article 12 of Bylaws Re: Censor Management For Voted - For
33 Amend Article 8 of Bylaws to Comply with Legal      
  Changes   Management For Voted - For
34 Amend Article 10 of Bylaws to Comply with Legal      
  Changes   Management For Voted - For
35 Amend Article 15 of Bylaws to Comply with Legal      
  Changes   Management For Voted - For
36 Amend Article 19 of Bylaws to Comply with Legal      
  Changes   Management For Voted - For
37 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
NEXTERA ENERGY, INC.        
 
Security ID: US65339F1012 Ticker: NEE      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1a Elect Director Sherry S. Barrat Management For Voted - For
1b Elect Director James L. Camaren Management For Voted - For
1c Elect Director Kenneth B. Dunn Management For Voted - For
1d Elect Director Naren K. Gursahaney Management For Voted - For
1e Elect Director Kirk S. Hachigian Management For Voted - For
1f Elect Director John W. Ketchum Management For Voted - For
1g Elect Director Amy B. Lane   Management For Voted - For
1h Elect Director David L. Porges Management For Voted - For
1i Elect Director James L. Robo Management For Voted - For
1j Elect Director Rudy E. Schupp Management For Voted - For
1k Elect Director John L. Skolds Management For Voted - For
1l Elect Director John Arthur Stall Management For Voted - For
1m Elect Director Darryl L. Wilson Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Disclose a Board Diversity and Qualifications Matrix Shareholder Against Voted - Against
5 Report on Effectiveness of Diversity, Equity and      
  Inclusion Efforts and Metrics Shareholder Against Voted - For

 

282


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NIDEC CORP.        
 
Security ID: JP3734800000 Ticker: 6594      
 
Meeting Date: 17-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Change Company Name - Clarify      
  Director Authority on Shareholder Meetings -      
  Disclose Shareholder Meeting Materials on Internet Management For Voted - For
2.1 Elect Director Nagamori, Shigenobu Management For Voted - For
2.2 Elect Director Kobe, Hiroshi Management For Voted - For
2.3 Elect Director Seki, Jun   Management For Voted - For
2.4 Elect Director Sato, Shinichi   Management For Voted - For
2.5 Elect Director Komatsu, Yayoi Management For Voted - For
2.6 Elect Director Sakai, Takako Management For Voted - For
3.1 Elect Director and Audit Committee Member Murakami,      
  Kazuya   Management For Voted - For
3.2 Elect Director and Audit Committee Member Ochiai,      
  Hiroyuki   Management For Voted - For
3.3 Elect Director and Audit Committee Member Nakane,      
  Takeshi   Management For Voted - For
3.4 Elect Director and Audit Committee Member Yamada,      
  Aya   Management For Voted - For
3.5 Elect Director and Audit Committee Member Akamatsu,      
  Tamame   Management For Voted - For
4 Elect Alternate Director and Audit Committee Member      
  Watanabe, Junko   Management For Voted - For
 
NIKE, INC.        
 
Security ID: US6541061031 Ticker: NKE      
 
Meeting Date: 06-Oct-21 Meeting Type: Annual      
 
1a Elect Director Alan B. Graf, Jr. Management For Voted - For
1b Elect Director Peter B. Henry Management For Voted - For
1c Elect Director Michelle A. Peluso Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on Political Contributions Disclosure Shareholder Against Voted - For
5 Report on Human Rights Impact Assessment Shareholder Against Voted - Against
6 Report on Median Gender/Racial Pay Gap Shareholder Against Voted - Against
7 Report on Diversity and Inclusion Efforts Shareholder Against Voted - Against

 

283


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NIPPON TELEGRAPH & TELEPHONE CORP.      
 
Security ID: JP3735400008 Ticker: 9432      
 
Meeting Date: 24-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 60   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet - Allow Virtual Only      
  Shareholder Meetings - Amend Provisions on Number      
  of Statutory Auditors   Management For Voted - For
3.1 Elect Director Sawada, Jun   Management For Voted - For
3.2 Elect Director Shimada, Akira Management For Voted - For
3.3 Elect Director Kawazoe, Katsuhiko Management For Voted - For
3.4 Elect Director Hiroi, Takashi Management For Voted - For
3.5 Elect Director Kudo, Akiko   Management For Voted - For
3.6 Elect Director Sakamura, Ken Management For Voted - For
3.7 Elect Director Uchinaga, Yukako Management For Voted - For
3.8 Elect Director Chubachi, Ryoji Management For Voted - For
3.9 Elect Director Watanabe, Koichiro Management For Voted - For
3.10 Elect Director Endo, Noriko   Management For Voted - For
4.1 Appoint Statutory Auditor Yanagi, Keiichiro Management For Voted - For
4.2 Appoint Statutory Auditor Koshiyama, Kensuke Management For Voted - For
 
NITORI HOLDINGS CO., LTD.        
 
Security ID: JP3756100008 Ticker: 9843      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1 Amend Articles to Change Fiscal Year End Management For Voted - For
2 Amend Articles to Allow Virtual Only Shareholder      
  Meetings   Management For Voted - Against
3 Amend Articles to Amend Business Lines - Limit      
  Rights of Odd-Lot Holders - Disclose Shareholder      
  Meeting Materials on Internet - Amend Provisions on      
  Number of Directors   Management For Voted - For
4.1 Elect Director Nitori, Akio   Management For Voted - For
4.2 Elect Director Shirai, Toshiyuki Management For Voted - For
4.3 Elect Director Sudo, Fumihiro Management For Voted - For
4.4 Elect Director Matsumoto, Fumiaki Management For Voted - For
4.5 Elect Director Takeda, Masanori Management For Voted - For
4.6 Elect Director Abiko, Hiromi Management For Voted - For
4.7 Elect Director Okano, Takaaki Management For Voted - For
4.8 Elect Director Sakakibara, Sadayuki Management For Voted - For
4.9 Elect Director Miyauchi, Yoshihiko Management For Voted - For
4.10 Elect Director Yoshizawa, Naoko Management For Voted - For
5.1 Elect Director and Audit Committee Member Kubo,      
  Takao   Management For Voted - For

 

284


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5.2 Elect Director and Audit Committee Member Izawa,      
  Yoshiyuki   Management For Voted - For
5.3 Elect Director and Audit Committee Member Ando,      
  Hisayoshi   Management For Voted - For
6 Elect Alternate Director and Audit Committee Member      
  Yoshizawa, Naoko   Management For Voted - For
 
NITTOKU CO., LTD.        
 
Security ID: JP3684700002 Ticker: 6145      
 
Meeting Date: 28-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 25   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Kato, Toshizumi Management For Voted - For
3.2 Elect Director Takatsuji, Naruhiko Management For Voted - For
4 Appoint Alternate Statutory Auditor Honda, Joji Management For Voted - For
5 Appoint Kanade Partnership Audit Co. as New      
  External Audit Firm   Management For Voted - For
 
NOLATO AB        
 
Security ID: SE0015962477 Ticker: NOLA.B      
 
Meeting Date: 03-May-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Non-Voting
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Non-Voting
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7.a Accept Financial Statements and Statutory Reports Management For Voted - For
7.b Approve Remuneration Report Management For Voted - For
7.c Approve Allocation of Income and Dividends of SEK      
  1.90 Per Share   Management For Voted - For
7.d1 Approve Discharge of Fredrik Arp Management For Voted - For
7.d2 Approve Discharge of Tomas Blomquist Management For Voted - For
7.d3 Approve Discharge of Sven Bostrom Management For Voted - For
7.d4 Approve Discharge of Lovisa Hamrin Management For Voted - For
7.d5 Approve Discharge of Asa Hedin Management For Voted - For
7.d6 Approve Discharge of Erik Lynge-Jorlen Management For Voted - For
7.d7 Approve Discharge of Lars-Ake Rydh Management For Voted - For
7.d8 Approve Discharge of Jenny Sjodahl Management For Voted - For
7.d9 Approve Discharge of Bjorn Jacobsson Management For Voted - For
7.d10Approve Discharge of Hakan Bovimark Management For Voted - For
7.d11Approve Discharge of Christer Wahlquist Management For Voted - For
7.d12Approve Discharge of Reynaldo Mejedo Management For Voted - For

 

285


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7.d13Approve Discharge of Arif Mislimi Management For Voted - For
8.1 Determine Number of Members (8) and Deputy Members      
  (0) of Board   Management For Voted - For
8.2 Determine Number of Auditors (1) and Deputy      
  Auditors (0)   Management For Voted - For
9.1 Approve Remuneration of Directors in the Amount of      
  SEK 975,000 for Chairman and SEK 300,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
9.2 Approve Remuneration of Auditors Management For Voted - For
10.1 Reelect Fredrik Arp as Director Management For Voted - Against
10.2 Reelect Tomas Blomquist as Director Management For Voted - For
10.3 Reelect Sven Bostrom as Director Management For Voted - Against
10.4 Reelect Lovisa Hamrin as Director Management For Voted - Against
10.5 Reelect Asa Hedin as Director Management For Voted - Against
10.6 Reelect Erik Lynge-Jorlen as Director Management For Voted - Against
10.7 Reelect Lars-Ake Rydh as Director Management For Voted - Against
10.8 Elect Carina van den Berg as New Director Management For Voted - For
10.9 Relect Fredrik Arp as Board Chair Management For Voted - Against
10.10Ratify Ernst & Young as Auditors Management For Voted - For
11 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
12.a Approve Warrant Plan for Key Employees Management For Voted - For
12.b Approve Equity Plan Financing Through Transfer of      
  Warrants   Management For Voted - For
13 Approve Issuance of Class B Shares without      
  Preemptive Rights   Management For Voted - For
 
NORDEX SE        
 
Security ID: DE000A0D6554 Ticker: NDX1      
 
Meeting Date: 31-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
3 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
4.1 Elect Maria Ucar to the Supervisory Board Management For Voted - Against
4.2 Elect Maria Alvarez to the Supervisory Board Management For Voted - Against
5 Approve Remuneration Report Management For Voted - For
6 Approve Creation of EUR 16 Million Pool of      
  Authorized Capital I with or without Exclusion of      
  Preemptive Rights   Management For Voted - For
7 Approve Creation of EUR 32 Million Pool of      
  Authorized Capital II with Preemptive Rights Management For Voted - For
8 Approve Creation of EUR 4 Million Pool of      
  Authorized Capital III for Employee Stock Purchase      
  Plan   Management For Voted - For

 

286


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9 Approve Increase in the Maximum Limit for the      
  Issuance of New Shares from Conditional Capital I Management For Voted - For
10 Approve Affiliation Agreement with Nordex      
  Manufacturing GmbH   Management For Voted - For
11 Amend Articles Re: Virtual General Meeting Management For Voted - Against
12 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2022 and for the Review of Interim      
  Financial Statements Until 2023 AGM Management For Voted - For
 
NORDIC ENTERTAINMENT GROUP AB      
 
Security ID: SE0012116390 Ticker: NENT.B      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
9.1 Approve Discharge of Board Member Pernille Erenbjerg Management For Voted - For
9.2 Approve Discharge of Board Member Anders Borg Management For Voted - For
9.3 Approve Discharge of Board Member David Chance Management For Voted - For
9.4 Approve Discharge of Board Member Simon Duffy Management For Voted - For
9.5 Approve Discharge of Board Member Andrew House Management For Voted - For
9.6 Approve Discharge of Board Member Kristina Schauman Management For Voted - For
9.7 Approve Discharge of Board Member Natalie Tydeman Management For Voted - For
9.8 Approve Discharge of CEO Anders Jensen Management For Voted - For
10 Approve Remuneration Report Management For Voted - For
11 Determine Number of Members (6) and Deputy Members      
  (0) of Board   Management For Voted - For
12 Approve Remuneration of Directors in the Amount of      
  SEK 1.57 Million for Chairman and SEK 540,000 for      
  Other Directors; Approve Remuneration for Committee      
  Work; Approve Remuneration of Auditors Management For Voted - For
13.a Reelect Pernille Erenbjerg as Director Management For Voted - For
13.b Reelect Anders Borg as Director Management For Voted - For
13.c Reelectas Simon Duffy Director Management For Voted - For
13.d Reelect Andrew House as Director Management For Voted - For
13.e Reelect Kristina Schauman as Director Management For Voted - For
13.f Reelect Natalie Tydeman as Director Management For Voted - For
14 Elect Pernille Erenbjerg as Board Chairman Management For Voted - For
15 Determine Number of Auditors (1) and Deputy      
  Auditors (0); Ratify KPMG as Auditors Management For Voted - For
16 Approve Nomination Committee Procedures Management For Voted - For
17 Authorize Share Repurchase Program Management For Voted - For
18 Change Company Name to Viaplay Group AB Management For Voted - For

 

287


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
19.a Approve Performance Share Plan LTIP 2022 for Key      
  Employees   Management For Voted - For
19.b Approve Equity Plan Financing Through Issuance of      
  Class C Shares   Management For Voted - For
19.c Approve Equity Plan Financing Through Repurchase of      
  Class C Shares   Management For Voted - For
19.d Approve Equity Plan Financing Through Transfer of      
  Class B Shares   Management For Voted - For
19.e Approve Equity Swap Agreement as Alternative Equity      
  Plan Financing   Management For Voted - Against
20.a Approve Equity Plan 2021 Financing Through Issuance      
  of Class C Shares   Management For Voted - For
20.b Approve Equity Plan 2021 Financing Through      
  Repurchase of Class C Shares Management For Voted - For
20.c Approve Equity Plan 2021 Financing Through Transfer      
  of Class B Shares   Management For Voted - For
21 Approve Equity Plan 2019 Financing Through Transfer      
  of Class B Shares   Management For Voted - For
 
NORDIC SEMICONDUCTOR ASA        
 
Security ID: NO0003055501 Ticker: NOD      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1 Open Meeting; Registration of Attending      
  Shareholders and Proxies   Management For Did Not Vote
2 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote
3 Approve Notice of Meeting and Agenda Management For Did Not Vote
4 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income Management For Did Not Vote
5 Approve Company's Corporate Governance Statement Management For Did Not Vote
6a Approve Remuneration of Directors in the Amount NOK      
  750,000 for Chair, NOK 325,000 for Shareholder      
  Elected Directors and NOK 150,000 for Employee      
  Elected Directors; Approve Remuneration in Shares      
  for Chair and Shareholder Elected Directors Management For Did Not Vote
6b Approve Compensation for Nomination Committee Management For Did Not Vote
6c Approve Remuneration of Auditors Management For Did Not Vote
7 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Did Not Vote
8 Approve Creation of NOK 192,000 Pool of Capital      
  without Preemptive Rights Management For Did Not Vote
9a Reelect Birger Steen (Chair) as Director Management For Did Not Vote
9b Reelect Jan Frykhammar as Director Management For Did Not Vote
9c Reelect Anita Huun as Director Management For Did Not Vote
9d Reelect Endre Holen as Director Management For Did Not Vote
9e Reelect Inger Berg Orstavik as Director Management For Did Not Vote
9f Reelect Oyvind Birkenes as Director Management For Did Not Vote
9g Reelect Annastiina Hintsa as Director Management For Did Not Vote

 

288


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
10a Reelect Viggo Leisner (Chair) as Member of      
  Nominating Committee   Management For Did Not Vote
10b Reelect Eivind Lotsberg as Member of Nominating      
  Committee   Management For Did Not Vote
10c Elect Fredrik Thoresen as New Member of Nominating      
  Committee   Management For Did Not Vote
11 Approve Remuneration Report (Advisory Vote) Management For Did Not Vote
12 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
12.1 Approve Long-Term Incentive Plan Management For Did Not Vote
 
NORTHERN TRUST CORPORATION      
 
Security ID: US6658591044 Ticker: NTRS      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1a Elect Director Linda Walker Bynoe Management For Voted - For
1b Elect Director Susan Crown   Management For Voted - For
1c Elect Director Dean M. Harrison Management For Voted - For
1d Elect Director Jay L. Henderson Management For Voted - For
1e Elect Director Marcy S. Klevorn Management For Voted - For
1f Elect Director Siddharth N. "Bobby" Mehta Management For Voted - For
1g Elect Director Michael G. O'Grady Management For Voted - For
1h Elect Director Jose Luis Prado Management For Voted - For
1i Elect Director Martin P. Slark Management For Voted - For
1j Elect Director David H. B. Smith, Jr. Management For Voted - For
1k Elect Director Donald Thompson Management For Voted - For
1l Elect Director Charles A. Tribbett, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
 
NORTHLAND POWER INC.        
 
Security ID: CA6665111002 Ticker: NPI      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1 Elect Director John W. Brace Management For Voted - For
2 Elect Director Linda L. Bertoldi Management For Voted - For
3 Elect Director Lisa Colnett   Management For Voted - For
4 Elect Director Kevin Glass   Management For Voted - For
5 Elect Director Russell Goodman Management For Voted - For
6 Elect Director Keith Halbert   Management For Voted - For
7 Elect Director Helen Mallovy Hicks Management For Voted - For
8 Elect Director Ian Pearce   Management For Voted - For
9 Elect Director Eckhardt Ruemmler Management For Voted - For
10 Approve Ernst & Young LLP as Auditors and Authorize      
  Board to Fix Their Remuneration Management For Voted - For
11 Advisory Vote on Executive Compensation Approach Management For Voted - For

 

289


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NORTHROP GRUMMAN CORPORATION      
 
Security ID: US6668071029 Ticker: NOC      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1.1 Elect Director Kathy J. Warden Management For Voted - For
1.2 Elect Director David P. Abney Management For Voted - For
1.3 Elect Director Marianne C. Brown Management For Voted - For
1.4 Elect Director Donald E. Felsinger Management For Voted - For
1.5 Elect Director Ann M. Fudge Management For Voted - For
1.6 Elect Director William H. Hernandez Management For Voted - For
1.7 Elect Director Madeleine A. Kleiner Management For Voted - For
1.8 Elect Director Karl J. Krapek Management For Voted - For
1.9 Elect Director Graham N. Robinson Management For Voted - For
1.10 Elect Director Gary Roughead Management For Voted - For
1.11 Elect Director Thomas M. Schoewe Management For Voted - For
1.12 Elect Director James S. Turley Management For Voted - For
1.13 Elect Director Mark A. Welsh, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
NORTONLIFELOCK INC.        
 
Security ID: US6687711084 Ticker: NLOK      
 
Meeting Date: 04-Nov-21 Meeting Type: Special      
 
1 Issue Shares in Connection with Merger Management For Voted - For
2 Adjourn Meeting   Management For Voted - For
 
NOVARTIS AG        
 
Security ID: CH0012005267 Ticker: NOVN      
 
Meeting Date: 04-Mar-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  3.10 per Share   Management For Voted - For
4 Approve CHF 15.3 Million Reduction in Share Capital      
  via Cancellation of Repurchased Shares Management For Voted - For
5 Authorize Repurchase of up to CHF 10 Billion in      
  Issued Share Capital   Management For Voted - For
6.1 Approve Remuneration of Directors in the Amount of      
  CHF 8.6 Million   Management For Voted - For

 

290


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6.2 Approve Maximum Remuneration of Executive Committee      
  in the Amount of CHF 91 Million Management For Voted - For
6.3 Approve Remuneration Report Management For Voted - For
7.1 Reelect Joerg Reinhardt as Director and Board      
  Chairman   Management For Voted - For
7.2 Reelect Nancy Andrews as Director Management For Voted - For
7.3 Reelect Ton Buechner as Director Management For Voted - For
7.4 Reelect Patrice Bula as Director Management For Voted - For
7.5 Reelect Elizabeth Doherty as Director Management For Voted - For
7.6 Reelect Bridgette Heller as Director Management For Voted - For
7.7 Reelect Frans van Houten as Director Management For Voted - For
7.8 Reelect Simon Moroney as Director Management For Voted - For
7.9 Reelect Andreas von Planta as Director Management For Voted - For
7.10 Reelect Charles Sawyers as Director Management For Voted - For
7.11 Reelect William Winters as Director Management For Voted - For
7.12 Elect Ana de Pro Gonzalo as Director Management For Voted - For
7.13 Elect Daniel Hochstrasser as Director Management For Voted - For
8.1 Reappoint Patrice Bula as Member of the      
  Compensation Committee   Management For Voted - For
8.2 Reappoint Bridgette Heller as Member of the      
  Compensation Committee   Management For Voted - For
8.3 Reappoint Simon Moroney as Member of the      
  Compensation Committee   Management For Voted - For
8.4 Reappoint William Winters as Member of the      
  Compensation Committee   Management For Voted - For
9 Ratify KPMG AG as Auditors Management For Voted - For
10 Designate Peter Zahn as Independent Proxy Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
 
NTT DATA CORP.        
 
Security ID: JP3165700000 Ticker: 9613      
 
Meeting Date: 16-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 11.5   Management For Voted - For
2 Approve Transfer of Overseas Operations in Group      
  Restructuring   Management For Voted - For
3 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet - Allow Virtual Only      
  Shareholder Meetings   Management For Voted - For
4.1 Elect Director Homma, Yo   Management For Voted - For
4.2 Elect Director Yamaguchi, Shigeki Management For Voted - For
4.3 Elect Director Fujiwara, Toshi Management For Voted - For
4.4 Elect Director Nishihata, Kazuhiro Management For Voted - For
4.5 Elect Director Hirano, Eiji   Management For Voted - For
4.6 Elect Director Fujii, Mariko   Management For Voted - For
4.7 Elect Director Patrizio Mapelli Management For Voted - For
4.8 Elect Director Ike, Fumihiko Management For Voted - For
4.9 Elect Director Ishiguro, Shigenao Management For Voted - For

 

291


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5.1 Elect Director and Audit Committee Member Sakurada,      
  Katsura   Management For Voted - For
5.2 Elect Director and Audit Committee Member Okada,      
  Akihiko   Management For Voted - Against
5.3 Elect Director and Audit Committee Member Hoshi,      
  Tomoko   Management For Voted - For
5.4 Elect Director and Audit Committee Member Inamasu,      
  Mitsuko   Management For Voted - For
6 Approve Compensation Ceiling for Directors Who Are      
  Not Audit Committee Members Management For Voted - For
 
NUTANIX, INC.        
 
Security ID: US67059N1081 Ticker: NTNX      
 
Meeting Date: 10-Dec-21 Meeting Type: Annual      
 
1a Elect Director Craig Conway Management For Voted - Withheld
1b Elect Director Virginia Gambale Management For Voted - Withheld
1c Elect Director Brian Stevens   Management For Voted - Withheld
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
NVIDIA CORPORATION        
 
Security ID: US67066G1040 Ticker: NVDA      
 
Meeting Date: 02-Jun-22 Meeting Type: Annual      
 
1a Elect Director Robert K. Burgess Management For Voted - For
1b Elect Director Tench Coxe   Management For Voted - For
1c Elect Director John O. Dabiri Management For Voted - For
1d Elect Director Persis S. Drell Management For Voted - For
1e Elect Director Jen-Hsun Huang Management For Voted - For
1f Elect Director Dawn Hudson Management For Voted - For
1g Elect Director Harvey C. Jones Management For Voted - For
1h Elect Director Michael G. McCaffery Management For Voted - For
1i Elect Director Stephen C. Neal Management For Voted - For
1j Elect Director Mark L. Perry Management For Voted - For
1k Elect Director A. Brooke Seawell Management For Voted - For
1l Elect Director Aarti Shah   Management For Voted - For
1m Elect Director Mark A. Stevens Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
5 Amend Omnibus Stock Plan   Management For Voted - For

 

292


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NVR, INC.        
 
Security ID: US62944T1051 Ticker: NVR      
 
Meeting Date: 04-May-22 Meeting Type: Annual      
 
1.1 Elect Director Paul C. Saville Management For Voted - For
1.2 Elect Director C. E. Andrews Management For Voted - For
1.3 Elect Director Sallie B. Bailey Management For Voted - For
1.4 Elect Director Thomas D. Eckert Management For Voted - For
1.5 Elect Director Alfred E. Festa Management For Voted - For
1.6 Elect Director Alexandra A. Jung Management For Voted - For
1.7 Elect Director Mel Martinez   Management For Voted - For
1.8 Elect Director David A. Preiser Management For Voted - For
1.9 Elect Director W. Grady Rosier Management For Voted - For
1.10 Elect Director Susan Williamson Ross Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
NXP SEMICONDUCTORS N.V.        
 
Security ID: NL0009538784 Ticker: NXPI      
 
Meeting Date: 01-Jun-22 Meeting Type: Annual      
 
1 Adopt Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board Members Management For Voted - For
3a Reelect Kurt Sievers as Executive Director Management For Voted - For
3b Reelect Peter Bonfield as Non-Executive Director Management For Voted - For
3c Reelect Annette Clayton as Non-Executive Director Management For Voted - For
3d Reelect Anthony Foxx as Non-Executive Director Management For Voted - For
3e Elect Chunyuan Gu as Non-Executive Director Management For Voted - For
3f Reelect Lena Olving as Non-Executive Director Management For Voted - For
3g Reelect Julie Southern as Non-Executive Director Management For Voted - For
3h Reelect Jasmin Staiblin as Non-Executive Director Management For Voted - For
3i Reelect Gregory Summe as Non-Executive Director Management For Voted - For
3j Reelect Karl-Henrik Sundstrom as Non-Executive      
  Director   Management For Voted - For
4 Grant Board Authority to Issue Shares Up To 10      
  Percent of Issued Capital   Management For Voted - For
5 Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - For
6 Authorize Share Repurchase Program Management For Voted - For
7 Approve Cancellation of Ordinary Shares Management For Voted - For
8 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

293


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NYFOSA AB        
 
Security ID: SE0011426428 Ticker: NYF      
 
Meeting Date: 19-Apr-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5.a Designate Johannes Wingborg as Inspector of Minutes      
  of Meeting   Management For Voted - For
5.b Designate Lennart Francke as Inspector of Minutes      
  of Meeting   Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive CEO's Report   Management For Non-Voting
8 Receive Financial Statements and Statutory Reports Management For Non-Voting
9.a Accept Financial Statements and Statutory Reports Management For Voted - For
9.b Approve Allocation of Income and Dividends of SEK      
  3.80 Per Share   Management For Voted - For
9.c1 Approve Discharge of Johan Ericsson Management For Voted - For
9.c2 Approve Discharge of Mats Andersson Management For Voted - For
9.c3 Approve Discharge of Marie Bucht Toresater Management For Voted - For
9.c4 Approve Discharge of Lisa Dominguez Flodin Management For Voted - For
9.c5 Approve Discharge of Jens Engwall Management For Voted - For
9.c6 Approve Discharge of Per Lindblad Management For Voted - For
9.c7 Approve Discharge of Jenny Warme Management For Voted - For
9.c8 Approve Discharge of CEO Stina Lindh Hok Management For Voted - For
10 Approve Remuneration Report Management For Voted - For
11 Determine Number of Members (7) and Deputy Members      
  (0) of Board   Management For Voted - For
12 Determine Number of Auditors (1) and Deputy      
  Auditors (0)   Management For Voted - For
13 Approve Remuneration of Directors in the Amount of      
  SEK 500,000 for Chair and SEK 200,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
14 Approve Remuneration of Auditors Management For Voted - For
15.1a Reelect Johan Ericsson as Director Management For Voted - Against
15.1bReelect Marie Bucht Toresater as Director Management For Voted - For
15.1c Reelect Lisa Dominguez Flodin as Director Management For Voted - For
15.1dReelect Jens Engwall as Director Management For Voted - For
15.1e Reelect Per Lindblad as Director Management For Voted - For
15.1f Elect Patrick Gylling as New Director Management For Voted - For
15.1gElect Claes Magnus Akesson as New Director Management For Voted - For
15.2 Reelect Johan Ericsson as Board Chair Management For Voted - Against
16 Ratify KPMG as Auditors   Management For Voted - For
17 Approve Warrant Plan for Key Employees Management For Voted - For
18.a Authorize a New Class of Common Stock of Series D      
  and Preference Shares; Amend Articles Accordingly Management For Voted - Against

 

294


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
18.b Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Voted - For
18.c Approve Dividends of up to SEK 8.00 Per Class D      
  Shares and Per Preference Shares Management For Voted - Against
20 Close Meeting   Management For Non-Voting
 
OC OERLIKON CORP. AG        
 
Security ID: CH0000816824 Ticker: OERL      
 
Meeting Date: 05-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  0.35 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1.1 Reelect Michael Suess as Director and Board Chairman Management For Voted - Against
4.1.2 Reelect Paul Adams as Director Management For Voted - For
4.1.3 Reelect Juerg Fedier as Director Management For Voted - Against
4.1.4 Reelect Irina Matveeva as Director Management For Voted - Against
4.1.5 Reelect Alexey Moskov as Director Management For Voted - Against
4.1.6 Reelect Gerhard Pegam as Director Management For Voted - Against
4.2 Elect Zhenguo Yao as Director Management For Voted - For
5.1.1 Reappoint Paul Adams as Member of the Human      
  Resources Committee   Management For Voted - For
5.1.2 Reappoint Alexey Moskov as Member of the Human      
  Resources Committee   Management For Voted - Against
5.1.3 Reappoint Gerhard Pegam as Member of the Human      
  Resources Committee   Management For Voted - Against
5.2.1 Appoint Irina Matveeva as Member of the Human      
  Resources Committee   Management For Voted - Against
5.2.2 Appoint Zhenguo Yao as Member of the Human      
  Resources Committee   Management For Voted - For
6 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
7 Designate Proxy Voting Services GmbH as Independent      
  Proxy   Management For Voted - For
8 Approve Remuneration Report Management For Voted - For
9 Approve Remuneration of Directors in the Amount of      
  CHF 4.2 Million   Management For Voted - Against
10 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 4.6 Million for the Period      
  July 1, 2022 - June 30, 2023 Management For Voted - For
11 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 600,000 for the Period July 1,      
  2021 - June 30, 2022   Management For Voted - For
12 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 6 Million for the      
  Period Jan. 1 - Dec. 31, 2021 Management For Voted - For
13 Transact Other Business (Voting) Management For Voted - Against

 

295


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
OKTA, INC.        
 
Security ID: US6792951054 Ticker: OKTA      
 
Meeting Date: 21-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Jeff Epstein   Management For Voted - Withheld
1.2 Elect Director J. Frederic Kerrest Management For Voted - Withheld
1.3 Elect Director Rebecca Saeger Management For Voted - Withheld
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
 
OLD DOMINION FREIGHT LINE, INC.      
 
Security ID: US6795801009 Ticker: ODFL      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1.1 Elect Director Sherry A. Aaholm Management For Voted - For
1.2 Elect Director David S. Congdon Management For Voted - For
1.3 Elect Director John R. Congdon, Jr. Management For Voted - For
1.4 Elect Director Bradley R. Gabosch Management For Voted - For
1.5 Elect Director Greg C. Gantt Management For Voted - For
1.6 Elect Director Patrick D. Hanley Management For Voted - For
1.7 Elect Director John D. Kasarda Management For Voted - For
1.8 Elect Director Wendy T. Stallings Management For Voted - For
1.9 Elect Director Thomas A. Stith, III Management For Voted - For
1.10 Elect Director Leo H. Suggs   Management For Voted - For
1.11 Elect Director D. Michael Wray Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
OMV AG        
 
Security ID: AT0000743059 Ticker: OMV      
 
Meeting Date: 03-Jun-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  2.30 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Approve Remuneration of Supervisory Board Members Management For Voted - For
6 Ratify Ernst & Young as Auditors for Fiscal Year      
  2022   Management For Voted - For

 

296


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Approve Remuneration Report Management For Voted - For
8 Approve Remuneration Policy Management For Voted - For
9.1 Approve Long Term Incentive Plan 2022 for Key      
  Employees   Management For Voted - For
9.2 Approve Equity Deferral Plan Management For Voted - For
10.1 Elect Edith Hlawati as Supervisory Board Member Management For Voted - For
10.2 Elect Elisabeth Stadler as Supervisory Board Member Management For Voted - For
10.3 Elect Robert Stajic as Supervisory Board Member Management For Voted - For
10.4 Elect Jean-Baptiste Renard as Supervisory Board      
  Member   Management For Voted - For
10.5 Elect Stefan Doboczky as Supervisory Board Member Management For Voted - For
10.6 Elect Gertrude Tumpel-Gugerell as Supervisory Board      
  Member   Management For Voted - For
11.1 New/Amended Proposals from Management and      
  Supervisory Board   Management None Voted - Against
11.2 New/Amended Proposals from Shareholders Management None Voted - Against
 
ON SEMICONDUCTOR CORPORATION      
 
Security ID: US6821891057 Ticker: ON      
 
Meeting Date: 26-May-22 Meeting Type: Annual      
 
1a Elect Director Atsushi Abe   Management For Voted - For
1b Elect Director Alan Campbell Management For Voted - For
1c Elect Director Susan K. Carter Management For Voted - For
1d Elect Director Thomas L. Deitrich Management For Voted - For
1e Elect Director Gilles Delfassy Management For Voted - For
1f Elect Director Hassane El-Khoury Management For Voted - For
1g Elect Director Bruce E. Kiddoo Management For Voted - For
1h Elect Director Paul A. Mascarenas Management For Voted - For
1i Elect Director Gregory L. Waters Management For Voted - For
1j Elect Director Christine Y. Yan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
ORACLE CORP JAPAN        
 
Security ID: JP3689500001 Ticker: 4716      
 
Meeting Date: 20-Aug-21 Meeting Type: Annual      
 
1 Amend Articles to Allow Virtual Only Shareholder      
  Meetings   Management For Voted - Against
2.1 Elect Director Misawa, Toshimitsu Management For Voted - Against
2.2 Elect Director Krishna Sivaraman Management For Voted - For
2.3 Elect Director Garrett Ilg   Management For Voted - For
2.4 Elect Director Vincent S. Grelli Management For Voted - For
2.5 Elect Director Kimberly Woolley Management For Voted - Against
2.6 Elect Director Fujimori, Yoshiaki Management For Voted - For

 

297


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
2.7 Elect Director John L. Hall   Management For Voted - Against
2.8 Elect Director Natsuno, Takeshi Management For Voted - For
 
ORACLE CORPORATION        
 
Security ID: US68389X1054 Ticker: ORCL      
 
Meeting Date: 10-Nov-21 Meeting Type: Annual      
 
1.1 Elect Director Jeffrey S. Berg Management For Voted - Withheld
1.2 Elect Director Michael J. Boskin Management For Voted - For
1.3 Elect Director Safra A. Catz   Management For Voted - For
1.4 Elect Director Bruce R. Chizen Management For Voted - Withheld
1.5 Elect Director George H. Conrades Management For Voted - Withheld
1.6 Elect Director Lawrence J. Ellison Management For Voted - For
1.7 Elect Director Rona A. Fairhead Management For Voted - For
1.8 Elect Director Jeffrey O. Henley Management For Voted - For
1.9 Elect Director Renee J. James Management For Voted - For
1.10 Elect Director Charles W. Moorman, IV Management For Voted - Withheld
1.11 Elect Director Leon E. Panetta Management For Voted - Withheld
1.12 Elect Director William G. Parrett Management For Voted - Withheld
1.13 Elect Director Naomi O. Seligman Management For Voted - Withheld
1.14 Elect Director Vishal Sikka   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Amend Omnibus Stock Plan   Management For Voted - Against
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Report on Racial Equity Audit Shareholder Against Voted - For
6 Require Independent Board Chair Shareholder Against Voted - For
7 Report on Political Contributions Shareholder Against Voted - Against
 
ORBIA ADVANCE CORPORATION SAB DE CV      
 
Security ID: MX01OR010004 Ticker: ORBIA      
 
Meeting Date: 13-Sep-21 Meeting Type: Extraordinary Shareholders    
 
1 Amend Article 3 Re: Corporate Purpose Management For Voted - For
2 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
ORION OFFICE REIT, INC.        
 
Security ID: US68629Y1038 Ticker: ONL      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1a Elect Director Paul H. McDowell Management For Voted - For
1b Elect Director Reginald H. Gilyard Management For Voted - For
1c Elect Director Kathleen R. Allen Management For Voted - For
1d Elect Director Richard J. Lieb Management For Voted - For

 

298


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1e Elect Director Gregory J. Whyte Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
 
ORSTED A/S        
 
Security ID: DK0060094928 Ticker: ORSTED      
 
Meeting Date: 08-Apr-22 Meeting Type: Annual      
 
1 Receive Report of Board Management For Non-Voting
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Remuneration Report (Advisory Vote) Management For Voted - For
4 Approve Discharge of Management and Board Management For Voted - For
5 Approve Allocation of Income and Dividends of DKK      
  12.50 Per Share   Management For Voted - For
6 Authorize Share Repurchase Program (No Proposal      
  Submitted)   Management For Non-Voting
7.1 Approve Guidelines for Incentive-Based Compensation      
  for Executive Management and Board Management For Voted - For
7.2 Employees of all the Company Foreign Subsidiaries      
  are Eligible to be Electedand Entitled to Vote at      
  Elections of Group Representatives to the Board of      
  Directors   Management For Voted - For
7.3 Approve on Humanitarian Donation to the Ukrainian      
  People   Management For Voted - For
7.4 Approve Creation of DKK 840.1 Million Pool of      
  Capital without Preemptive Rights Management For Voted - For
7.5 Authorize Editorial Changes to Adopted Resolutions      
  in Connection with Registration with Danish      
  Authorities   Management For Voted - For
8 Other Proposals from Shareholders (None Submitted) Management For Non-Voting
9.1 Reelect Thomas Thune Andersen (Chair) as Director Management For Voted - For
9.2 Reelect Lene Skole (Vice Chair) as Director Management For Voted - For
9.3.a Reelect Lynda Armstrong as Director Management For Voted - For
9.3.b Reelect Jorgen Kildah as Director Management For Voted - For
9.3.c Reelect Peter Korsholm as Director Management For Voted - For
9.3.d Reelect Dieter Wemmer as Director Management For Voted - For
9.3.e Reelect Julia King as Director Management For Voted - For
9.3.f Reelect Henrik Poulsen as Director Management For Voted - For
10 Approve Remuneration of Directors in the Amount of      
  DKK 1.2 Million for Chairman, DKK 800,000 for      
  Deputy Chairman and DKK 400,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
11 Ratify PricewaterhouseCoopers as Auditor Management For Voted - For
12 Other Business   Management For Non-Voting

 

299


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
OTP BANK NYRT        
 
Security ID: HU0000061726 Ticker: OTP      
 
Meeting Date: 13-Apr-22 Meeting Type: Annual      
 
1 Approve Financial Statements, Statutory Reports,      
  and Allocation of Income and Dividends Management For Voted - For
2 Approve Company's Corporate Governance Statement Management For Voted - For
3 Approve Discharge of Management Board Management For Voted - For
4 Approve Ernst & Young Ltd. as Auditor and Authorize      
  Board to Fix Their Remuneration Management For Voted - For
5.1 Amend Bylaws by Joint Votes with Regard to Each      
  Section   Management For Voted - For
5.2 Amend Bylaws   Management For Voted - For
6 Approve Remuneration Policy Management For Voted - Against
7 Approve Remuneration of Management Board,      
  Supervisory Board, and Audit Committee Members Management For Voted - For
8 Authorize Share Repurchase Program Management For Voted - Against
 
PACCAR INC        
 
Security ID: US6937181088 Ticker: PCAR      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Mark C. Pigott Management For Voted - For
1.2 Elect Director Dame Alison J. Carnwath Management For Voted - For
1.3 Elect Director Franklin L. Feder Management For Voted - For
1.4 Elect Director R. Preston Feight Management For Voted - For
1.5 Elect Director Beth E. Ford   Management For Voted - For
1.6 Elect Director Kirk S. Hachigian Management For Voted - For
1.7 Elect Director Roderick C. McGeary Management For Voted - For
1.8 Elect Director John M. Pigott Management For Voted - For
1.9 Elect Director Ganesh Ramaswamy Management For Voted - For
1.10 Elect Director Mark A. Schulz Management For Voted - For
1.11 Elect Director Gregory M. E. Spierkel Management For Voted - For
2 Eliminate Supermajority Vote Requirements Management For Voted - For
3 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
PALO ALTO NETWORKS, INC.        
 
Security ID: US6974351057 Ticker: PANW      
 
Meeting Date: 14-Dec-21 Meeting Type: Annual      
 
1a Elect Director John M. Donovan Management For Voted - For
1b Elect Director John Key   Management For Voted - For
1c Elect Director Mary Pat McCarthy Management For Voted - For
1d Elect Director Nir Zuk   Management For Voted - For

 

300


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - Against
 
PAN PACIFIC INTERNATIONAL HOLDINGS CORP.      
 
Security ID: JP3639650005 Ticker: 7532      
 
Meeting Date: 29-Sep-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 13   Management For Voted - For
2.1 Elect Director Yoshida, Naoki Management For Voted - For
2.2 Elect Director Matsumoto, Kazuhiro Management For Voted - For
2.3 Elect Director Sekiguchi, Kenji Management For Voted - For
2.4 Elect Director Shintani, Seiji Management For Voted - For
2.5 Elect Director Moriya, Hideki Management For Voted - For
2.6 Elect Director Ishii, Yuji   Management For Voted - For
2.7 Elect Director Shimizu, Keita Management For Voted - For
2.8 Elect Director Ninomiya, Hitomi Management For Voted - For
2.9 Elect Director Kubo, Isao   Management For Voted - For
2.10 Elect Director Yasuda, Takao Management For Voted - For
3 Elect Director and Audit Committee Member      
  Nishitani, Jumpei   Management For Voted - For
 
PARKER-HANNIFIN CORPORATION      
 
Security ID: US7010941042 Ticker: PH      
 
Meeting Date: 27-Oct-21 Meeting Type: Annual      
 
1a Elect Director Lee C. Banks   Management For Voted - For
1b Elect Director Jillian C. Evanko Management For Voted - For
1c Elect Director Lance M. Fritz Management For Voted - For
1d Elect Director Linda A. Harty Management For Voted - For
1e Elect Director William F. Lacey Management For Voted - For
1f Elect Director Kevin A. Lobo Management For Voted - For
1g Elect Director Joseph Scaminace Management For Voted - For
1h Elect Director Ake Svensson Management For Voted - For
1i Elect Director Laura K. Thompson Management For Voted - For
1j Elect Director James R. Verrier Management For Voted - For
1k Elect Director James L. Wainscott Management For Voted - For
1l Elect Director Thomas L. Williams Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

301


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
PAYCHEX, INC.        
 
Security ID: US7043261079 Ticker: PAYX      
 
Meeting Date: 14-Oct-21 Meeting Type: Annual      
 
1a Elect Director B. Thomas Golisano Management For Voted - For
1b Elect Director Thomas F. Bonadio Management For Voted - For
1c Elect Director Joseph G. Doody Management For Voted - For
1d Elect Director David J.S. Flaschen Management For Voted - For
1e Elect Director Pamela A. Joseph Management For Voted - For
1f Elect Director Martin Mucci   Management For Voted - For
1g Elect Director Kevin A. Price Management For Voted - For
1h Elect Director Joseph M. Tucci Management For Voted - For
1i Elect Director Joseph M. Velli Management For Voted - For
1j Elect Director Kara Wilson   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
PAYCOM SOFTWARE, INC.        
 
Security ID: US70432V1026 Ticker: PAYC      
 
Meeting Date: 02-May-22 Meeting Type: Annual      
 
1.1 Elect Director Jason D. Clark Management For Voted - Withheld
1.2 Elect Director Henry C. Duques Management For Voted - Withheld
1.3 Elect Director Chad Richison Management For Voted - Withheld
2 Ratify Grant Thornton LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
 
PAYPAL HOLDINGS, INC.        
 
Security ID: US70450Y1038 Ticker: PYPL      
 
Meeting Date: 02-Jun-22 Meeting Type: Annual      
 
1a Elect Director Rodney C. Adkins Management For Voted - For
1b Elect Director Jonathan Christodoro Management For Voted - For
1c Elect Director John J. Donahoe Management For Voted - For
1d Elect Director David W. Dorman Management For Voted - For
1e Elect Director Belinda J. Johnson Management For Voted - For
1f Elect Director Enrique Lores Management For Voted - For
1g Elect Director Gail J. McGovern Management For Voted - For
1h Elect Director Deborah M. Messemer Management For Voted - For
1i Elect Director David M. Moffett Management For Voted - For
1j Elect Director Ann M. Sarnoff Management For Voted - For
1k Elect Director Daniel H. Schulman Management For Voted - For

 

302


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1l Elect Director Frank D. Yeary Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
PEACH PROPERTY GROUP AG        
 
Security ID: CH0118530366 Ticker: PEAN      
 
Meeting Date: 20-May-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  0.33 per Share   Management For Voted - For
4.1 Approve Discharge of Board Chair Reto Garzetti Management For Voted - For
4.2 Approve Discharge of Director Peter Bodmer Management For Voted - For
4.3 Approve Discharge of Director Christian De Prati Management For Voted - For
4.4 Approve Discharge of Director Kurt Hardt Management For Voted - For
4.5 Approve Discharge of Director Klaus Schmitz Management For Voted - For
4.6 Approve Discharge of CEO Thomas Wolfensberger Management For Voted - For
4.7 Approve Discharge of CFO/COO Marcel Kucher Management For Voted - For
4.8 Approve Discharge of CFO Thorsten Arsan Management For Voted - For
4.9 Approve Discharge of Head of Letting and Sales      
  Andreas Steinbauer   Management For Voted - For
5.1 Approve CHF 489.6 Million Capitalization of Freely      
  Disposable Equity via Increase in Par Value of CHF      
  29.00 per Share   Management For Voted - For
5.2.1 Approve Creation of CHF 252 Million Pool of      
  Conditional Capital with or without Exclusion of      
  Preemptive Rights   Management For Voted - Against
5.2.2 Approve Creation of CHF 8.4 Million Pool of      
  Conditional Capital with or without Exclusion of      
  Preemptive Rights, if Item 5.1 is Rejected Management For Voted - Against
5.3.1 Approve Creation of CHF 252 Million Pool of      
  Authorized Capital with or without Exclusion of      
  Preemptive Rights   Management For Voted - Against
5.3.2 Approve Creation of CHF 8.4 Million Pool of      
  Authorized Capital with or without Exclusion of      
  Preemptive Rights, if Item 5.1 is Rejected Management For Voted - Against
6.1.1 Reelect Reto Garzetti as Director Management For Voted - Against
6.1.2 Reelect Peter Bodmer as Director Management For Voted - Against
6.1.3 Reelect Christian De Prati as Director Management For Voted - Against
6.1.4 Reelect Kurt Hardt as Director Management For Voted - Against
6.1.5 Reelect Klaus Schmitz as Director Management For Voted - Against
6.2 Reelect Reto Garzetti as Board Chair Management For Voted - Against
7.1 Reappoint Christian De Prati as Member of the      
  Compensation Committee   Management For Voted - Against

 

303


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7.2 Reappoint Kurt Hardt as Member of the Compensation      
  Committee   Management For Voted - Against
7.3 Reappoint Klaus Schmitz as Member of the      
  Compensation Committee   Management For Voted - Against
8 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
9 Designate Daniel Ronzani as Independent Proxy Management For Voted - For
10.1 Approve Remuneration of Directors in the Amount of      
  CHF 1 Million   Management For Voted - For
10.2 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 1.4 Million Management For Voted - For
10.3 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 2.6 Million Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
 
PENNON GROUP PLC        
 
Security ID: GB00BNNTLN49 Ticker: PNN      
 
Meeting Date: 22-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Re-elect Gill Rider as Director Management For Voted - For
5 Re-elect Susan Davy as Director Management For Voted - For
6 Re-elect Paul Boote as Director Management For Voted - For
7 Re-elect Neil Cooper as Director Management For Voted - For
8 Re-elect Iain Evans as Director Management For Voted - For
9 Re-elect Claire Ighodaro as Director Management For Voted - For
10 Re-elect Jon Butterworth as Director Management For Voted - For
11 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
12 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
13 Authorise UK Political Donations and Expenditure Management For Voted - For
14 Authorise Issue of Equity   Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or      
  Specified Capital Investment Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
PEOPLE'S UNITED FINANCIAL, INC.      
 
Security ID: US7127041058 Ticker: PBCT      
 
Meeting Date: 16-Dec-21 Meeting Type: Annual      
 
1a Elect Director John P. Barnes Management For Voted - For
1b Elect Director Collin P. Baron Management For Voted - For

 

304


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1c Elect Director George P. Carter Management For Voted - For
1d Elect Director Jane Chwick   Management For Voted - For
1e Elect Director William F. Cruger, Jr. Management For Voted - For
1f Elect Director John K. Dwight Management For Voted - For
1g Elect Director Jerry Franklin Management For Voted - For
1h Elect Director Janet M. Hansen Management For Voted - For
1i Elect Director Nancy McAllister Management For Voted - For
1j Elect Director Mark W. Richards Management For Voted - For
1k Elect Director Kirk W. Walters Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
 
PETROCHINA COMPANY LIMITED      
 
Security ID: CNE1000003W8 Ticker: 857      
 
Meeting Date: 09-Jun-22 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Report of the Board of Directors Management For Voted - For
2 Approve Report of the Supervisory Committee Management For Voted - For
3 Approve Financial Report   Management For Voted - For
4 Approve Declaration and Payment of the Final      
  Dividends   Management For Voted - For
5 Authorize Board to Determine the Distribution of      
  Interim Dividends   Management For Voted - For
6 Approve PricewaterhouseCoopers Zhong Tian LLP and      
  PricewaterhouseCoopers as Domestic and      
  International Auditors and Authorize Board to Fix      
  Their Remuneration   Management For Voted - For
7 Approve Guarantees to be Provided to the      
  Subsidiaries and Affiliated Companies of the      
  Company and Relevant Authorization to the Board Management For Voted - Against
8 Approve Grant of General Mandate to the Board to      
  Determine and Deal with the Issuance of Debt      
  Financing Instruments   Management For Voted - For
9 Amend Business Scope and Amend Articles of      
  Association   Shareholder For Voted - For
10 Elect Xie Jun as Director   Shareholder For Voted - For
  ELECT SUPERVISORS VIA CUMULATIVE VOTING Management For Non-Voting
11.1 Elect Cai Anhui as Supervisor Shareholder For Voted - For
11.2 Elect Xie Haibing as Supervisor Shareholder For Voted - For
11.3 Elect Zhao Ying as Supervisor Shareholder For Voted - For
11.4 Elect Cai Yong as Supervisor Shareholder For Voted - For

 

305


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
PETS AT HOME GROUP PLC        
 
Security ID: GB00BJ62K685 Ticker: PETS      
 
Meeting Date: 08-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4A Re-elect Peter Pritchard as Director Management For Voted - For
4B Re-elect Mike Iddon as Director Management For Voted - For
4C Re-elect Dennis Millard as Director Management For Voted - For
4D Re-elect Sharon Flood as Director Management For Voted - For
4E Re-elect Stanislas Laurent as Director Management For Voted - For
4F Re-elect Susan Dawson as Director Management For Voted - For
4G Re-elect Ian Burke as Director Management For Voted - For
5 Elect Zarin Patel as Director   Management For Voted - For
6 Reappoint KPMG LLP as Auditors Management For Voted - For
7 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
8 Authorise Issue of Equity   Management For Voted - For
9 Authorise UK Political Donations and Expenditure Management For Voted - For
10 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
11 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
12 Authorise Market Purchase of Ordinary Shares Management For Voted - For
13 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
PFEIFFER VACUUM TECHNOLOGY AG      
 
Security ID: DE0006916604 Ticker: PFV      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  4.08 per Share   Management For Voted - For
3.1 Approve Discharge of Management Board Member Britta      
  Giesen for Fiscal Year 2021 Management For Voted - For
3.2 Approve Discharge of Management Board Member      
  Wolfgang Ehrk for Fiscal Year 2021 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member Ayla      
  Busch for Fiscal Year 2021 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member Goetz      
  Timmerbeil for Fiscal Year 2021 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member Minja      
  Lohrer for Fiscal Year 2021 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member      
  Henrik Newerla for Fiscal Year 2021 Management For Voted - For

 

306


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.5 Approve Discharge of Supervisory Board Member Timo      
  Birkenstock for Fiscal Year 2021 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member      
  Stefan Roeser for Fiscal Year 2021 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member      
  Filippo Beck for Fiscal Year 2021 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member      
  Matthias Maedler for Fiscal Year 2021 Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2022   Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Amend Articles Re: Information for Registration in      
  the Share Register   Management For Voted - For
8 Approve Remuneration Policy Management For Voted - For
 
PFIZER INC.        
 
Security ID: US7170811035 Ticker: PFE      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Ronald E. Blaylock Management For Voted - For
1.2 Elect Director Albert Bourla   Management For Voted - For
1.3 Elect Director Susan Desmond-Hellmann Management For Voted - For
1.4 Elect Director Joseph J. Echevarria Management For Voted - For
1.5 Elect Director Scott Gottlieb   Management For Voted - For
1.6 Elect Director Helen H. Hobbs Management For Voted - For
1.7 Elect Director Susan Hockfield Management For Voted - For
1.8 Elect Director Dan R. Littman Management For Voted - For
1.9 Elect Director Shantanu Narayen Management For Voted - For
1.10 Elect Director Suzanne Nora Johnson Management For Voted - For
1.11 Elect Director James Quincey Management For Voted - For
1.12 Elect Director James C. Smith Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend Proxy Access Right   Shareholder Against Voted - For
5 Report on Congruency of Political Electioneering      
  Expenditures with Company Values and Policies Shareholder Against Voted - Against
6 Report on Feasibility of Technology Transfer to      
  Boost Covid-19 Vaccine Production Shareholder Against Voted - For
7 Report on Board Oversight of Risks Related to      
  Anticompetitive Practices   Shareholder Against Voted - For
8 Report on Public Health Costs of Limited Sharing of      
  Vaccine Technology   Shareholder Against Voted - Against

 

307


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
PGE POLSKA GRUPA ENERGETYCZNA SA      
 
Security ID: PLPGER000010 Ticker: PGE      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Meeting Chairman   Management For Voted - For
3 Acknowledge Proper Convening of Meeting Management For Non-Voting
4 Approve Agenda of Meeting Management For Voted - For
5 Resolve Not to Elect Members of Vote Counting      
  Commission   Management For Voted - For
6 Approve Financial Statements Management For Voted - For
7 Approve Consolidated Financial Statements Management For Voted - For
8 Approve Management Board Report on Company's and      
  Group's Operations   Management For Voted - For
9 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
10 Receive Information on Company's Compliance with      
  Best Practice for WSE Listed Companies Management For Non-Voting
11 Approve Supervisory Board Report Management For Voted - For
12 Approve Supervisory Board Report on Company's      
  Standing, Internal Control System, Risk Management,      
  Compliance, and Internal Audit Function Management For Voted - For
13 Approve Remuneration Report Management For Voted - For
14 Approve Remuneration Policy Management For Voted - For
15.1 Approve Discharge of Anna Kowalik (Supervisory      
  Board Chairwoman)   Management For Voted - For
15.2 Approve Discharge of Artur Skladanek (Supervisory      
  Board Deputy Chairman)   Management For Voted - For
15.3 Approve Discharge of Grzegorz Kuczynski      
  (Supervisory Board Secretary) Management For Voted - For
15.4 Approve Discharge of Janina Goss (Supervisory Board      
  Member)   Management For Voted - For
15.5 Approve Discharge of Mieczyslaw Sawaryn      
  (Supervisory Board Member) Management For Voted - For
15.6 Approve Discharge of Tomasz Hapunowicz (Supervisory      
  Board Member)   Management For Voted - For
15.7 Approve Discharge of Jerzy Sawicki (Supervisory      
  Board Member)   Management For Voted - For
15.8 Approve Discharge of Radoslaw Winiarski      
  (Supervisory Board Member) Management For Voted - For
15.9 Approve Discharge of Zbigniew Gryglas (Supervisory      
  Board Member)   Management For Voted - For
15.10Approve Discharge of Marcin Kowalczyk (Supervisory      
  Board Member)   Management For Voted - For
15.11Approve Discharge of Wojciech Dabrowski (CEO) Management For Voted - For
15.12Approve Discharge of Ryszard Wasilek (Deputy CEO) Management For Voted - For
15.13Approve Discharge of Pawel Cioch (Deputy CEO) Management For Voted - For
15.14Approve Discharge of Pawel Straczynski (Deputy CEO) Management For Voted - For
15.15Approve Discharge of Wanda Buk (Deputy CEO) Management For Voted - For

 

308


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
15.16Approve Discharge of Pawel Sliwa (Deputy CEO) Management For Voted - For
15.17Approve Discharge of Lechoslaw Rojewski (Deputy CEO) Management For Voted - For
16.1 Recall Supervisory Board Member Management For Voted - Against
16.2 Elect Supervisory Board Member Management For Voted - Against
17 Close Meeting   Management For Non-Voting
 
PINDUODUO INC.        
 
Security ID: US7223041028 Ticker: PDD      
 
Meeting Date: 25-Jul-21 Meeting Type: Annual      
 
  Meeting for ADR Holders   Management For Non-Voting
1 Elect Director Lei Chen   Management For Voted - For
2 Elect Director Anthony Kam Ping Leung Management For Voted - For
3 Elect Director Haifeng Lin   Management For Voted - For
4 Elect Director Qi Lu   Management For Voted - For
5 Elect Director Nanpeng Shen Management For Voted - Against
6 Elect Director George Yong-Boon Yeo Management For Voted - For
 
Meeting Date: 29-Sep-21 Meeting Type: Extraordinary Shareholders    
 
  Meeting for ADR Holders   Management For Non-Voting
1 Approve the 10 Billion Agriculture Initiative Management For Voted - Against
 
PLANET FITNESS, INC.        
 
Security ID: US72703H1014 Ticker: PLNT      
 
Meeting Date: 02-May-22 Meeting Type: Annual      
 
1.1 Elect Director Craig Benson   Management For Voted - Withheld
1.2 Elect Director Cammie Dunaway Management For Voted - Withheld
1.3 Elec Director Christopher Tanco Management For Voted - Withheld
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
 
PLASTIC OMNIUM SE        
 
Security ID: FR0000124570 Ticker: POM      
 
Meeting Date: 21-Apr-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of EUR      
  0.28 per Share   Management For Voted - For
3 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For

 

309


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions Management For Voted - For
5 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital Management For Voted - For
6 Reelect Amelie Oudea-Castera as Director Management For Voted - For
7 Elect Martina Buchhauser as Director Management For Voted - For
8 Renew Appointment of Ernst & Young et Autres as      
  Auditor Management For Voted - For
9 Appoint PricewaterhouseCoopers AUDIT as Auditor Management For Voted - For
10 End of Mandate of Gilles Rainaut as Alternate      
  Auditor and Decision Not to Replace Management For Voted - For
11 End of Mandate of Auditex as Alternate Auditor and      
  Decision Not to Replace Management For Voted - For
12 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
13 Approve Remuneration Policy of CEO Management For Voted - For
14 Approve Remuneration Policy of Vice-CEO Management For Voted - For
15 Approve Remuneration Policy of Directors Management For Voted - For
16 Approve Compensation Report of Corporate Officers Management For Voted - For
17 Approve Compensation of Laurent Burelle, Chairman      
  of the Board Management For Voted - For
18 Approve Compensation of Laurent Favre, CEO Management For Voted - For
19 Approve Compensation of Felicie Burelle, Vice-CEO Management For Voted - For
20 Approve Remuneration of Board Members and Censor in      
  the Aggregate Amount of EUR 900,000 Management For Voted - For
  Extraordinary Business Management For Non-Voting
21 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
22 Authorize up to 0.5 Percent of Issued Capital for      
  Use in Stock Option Plans Management For Voted - Against
23 Authorize up to 0.2 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - Against
24 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 6 Million Management For Voted - Against
25 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 6 Million Management For Voted - Against
26 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 2 Million Management For Voted - Against
27 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Above Under Items 24-26 Management For Voted - Against
28 Authorize Capital Increase for Contributions in      
  Kind, up to Aggregate Nominal Amount of EUR 2      
  Million Management For Voted - Against
29 Authorize Capital Increase of Up to EUR 6 Million      
  for Future Exchange Offers Management For Voted - Against
30 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Management For Voted - For

 

310


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
31 Delegate Power to the Board to Amend Bylaws to      
  Comply with Legal Changes Management For Voted - Against
32 Ratify Amendment of Bylaws to Comply with Legal      
  Changes   Management For Voted - For
33 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
PLAYTECH PLC        
 
Security ID: IM00B7S9G985 Ticker: PTEC      
 
Meeting Date: 18-Aug-21 Meeting Type: Special      
 
  This Meeting is Originally Scheduled on 15 July 2021 Management For Non-Voting
1 Approve Disposal of the Finalto Business to the      
  Purchaser   Management For Voted - Against
 
POOL CORPORATION        
 
Security ID: US73278L1052 Ticker: POOL      
 
Meeting Date: 03-May-22 Meeting Type: Annual      
 
1a Elect Director Peter D. Arvan Management For Voted - For
1b Elect Director Martha 'Marty' S. Gervasi Management For Voted - For
1c Elect Director Timothy M. Graven Management For Voted - For
1d Elect Director Debra S. Oler   Management For Voted - For
1e Elect Director Manuel J. Perez de la Mesa Management For Voted - For
1f Elect Director Harlan F. Seymour Management For Voted - For
1g Elect Director Robert C. Sledd Management For Voted - For
1h Elect Director John E. Stokely Management For Voted - For
1i Elect Director David G. Whalen Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
POSTNL NV        
 
Security ID: NL0009739416 Ticker: PNL      
 
Meeting Date: 19-Apr-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2a Discussion of Fiscal Year 2021, Including      
  Explanation on ESG Policy of PostNL Management For Non-Voting
2b Receive Annual Report   Management For Non-Voting
3a Approve Remuneration Report Management For Voted - For
3b Approve Remuneration Policy for Management Board Management For Voted - For
4 Adopt Financial Statements   Management For Voted - For
5a Receive Explanation on Company's Dividend Policy Management For Non-Voting

 

311


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5b Approve Allocation of Income and Dividends of EUR      
  0.42 Per Share   Management For Voted - For
6a Approve Discharge of Management Board Management For Voted - For
6b Approve Discharge of Supervisory Board Management For Voted - For
7a Announce Vacancies on the Supervisory Board Management For Non-Voting
7b Opportunity to Make Recommendations Management For Non-Voting
7c Announce Intention to Nominate Jan Nooitgedagt, and      
  Hannie Vlug to Supervisory Board Management For Non-Voting
7d Reelect Jan Nooitgedagt to Supervisory Board Management For Voted - For
7e Elect Hannie Vlug to Supervisory Board Management For Voted - For
7f Announce Vacancies on the Board Arising in 2023 Management For Non-Voting
8 Announce Intention to Reappoint Pim Berendsen to      
  Management Board   Management For Non-Voting
9a Grant Board Authority to Issue Shares Up to 10      
  Percent of Issued Capital   Management For Voted - For
9b Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - For
9c Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
10 Approve Reduction in Share Capital through      
  Cancellation of Shares   Management For Voted - For
11 Allow Questions   Management For Non-Voting
12 Close Meeting   Management For Non-Voting
 
POWSZECHNY ZAKLAD UBEZPIECZEN SA      
 
Security ID: PLPZU0000011 Ticker: PZU      
 
Meeting Date: 25-Mar-22 Meeting Type: Special      
 
1 Open Meeting   Management For Non-Voting
2 Elect Meeting Chairman   Management For Voted - For
3 Acknowledge Proper Convening of Meeting Management For Non-Voting
4 Approve Agenda of Meeting Management For Voted - For
5 Approve Issuance of Subordinated Bonds Management For Voted - For
6 Close Meeting   Management For Non-Voting
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Meeting Chairman   Management For Voted - For
3 Acknowledge Proper Convening of Meeting Management For Non-Voting
4 Approve Agenda of Meeting Management For Voted - For
5 Receive Financial Statements Management For Non-Voting
6 Receive Consolidated Financial Statements Management For Non-Voting
7 Receive Management Board Report on Company's,      
  Group's Operations, and Non-Financial Information Management For Non-Voting
8 Receive Supervisory Board Report on Its Review of      
  Financial Statements, Management Board Report, and      
  Management Board Proposal on Allocation of Income Management For Non-Voting
9 Receive Supervisory Board Report on Its Activities Management For Non-Voting

 

312


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
10 Approve Management Board Report on Expenses Related      
  to Representation, Legal Services, Marketing      
  Services, Public Relations Services, Social      
  Communication Services, and Management Advisory      
  Services Management For Voted - For
11 Approve Financial Statements Management For Voted - For
12 Approve Consolidated Financial Statements Management For Voted - For
13 Approve Management Board Report on Company's,      
  Group's Operations, and Non-Financial Information Management For Voted - For
14 Approve Allocation of Income and Dividends of PLN      
  1.94 per Share Management For Voted - For
15.1 Approve Discharge of Ernest Bejda (Management Board      
  Member) Management For Voted - For
15.2 Approve Discharge of Marcin Eckert (Management      
  Board Member) Management For Voted - For
15.3 Approve Discharge of Malgorzata Kot (Management      
  Board Member) Management For Voted - For
15.4 Approve Discharge of Beata Kozlowska-Chyla      
  (Management Board Member) Management For Voted - For
15.5 Approve Discharge of Krzysztof Kozlowski      
  (Management Board Member) Management For Voted - For
15.6 Approve Discharge of Tomasz Kulik (Management Board      
  Member) Management For Voted - For
15.7 Approve Discharge of Maciej Rapkiewicz (Management      
  Board Member) Management For Voted - For
15.8 Approve Discharge of Malgorzata Sadurska      
  (Management Board Member) Management For Voted - For
15.9 Approve Discharge of Krzysztof Szypula (Management      
  Board Member) Management For Voted - For
16.1 Approve Discharge of Marcin Chludzinski      
  (Supervisory Board Member) Management For Voted - For
16.2 Approve Discharge of Pawel Gorecki (Supervisory      
  Board Member) Management For Voted - For
16.3 Approve Discharge of Agata Gornicka (Supervisory      
  Board Member) Management For Voted - For
16.4 Approve Discharge of Robert Jastrzebski      
  (Supervisory Board Member) Management For Voted - For
16.5 Approve Discharge of Tomasz Kuczur (Supervisory      
  Board Member) Management For Voted - For
16.6 Approve Discharge of Maciej Lopinski (Supervisory      
  Board Member) Management For Voted - For
16.7 Approve Discharge of Elzbieta Maczynska-Ziemacka      
  (Supervisory Board Member) Management For Voted - For
16.8 Approve Discharge of Pawel Mucha (Supervisory Board      
  Member) Management For Voted - For
16.9 Approve Discharge of Krzysztof Opolski (Supervisory      
  Board Member) Management For Voted - For
16.10Approve Discharge of Radoslaw Sierpinski      
  (Supervisory Board Member) Management For Voted - For
16.11Approve Discharge of Robert Snitko (Supervisory      
  Board Member) Management For Voted - For

 

313


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
16.12Approve Discharge of Jozef Wierzbowski (Supervisory      
  Board Member)   Management For Voted - For
16.13Approve Discharge of Maciej Zaborowski (Supervisory      
  Board Member)   Management For Voted - For
17 Approve Remuneration Report Management For Voted - For
18.1 Recall Supervisory Board Member Management For Voted - Against
18.2 Elect Supervisory Board Member Management For Voted - Against
19.1 Approve Individual Suitability of Marcin      
  Chludzinski (Supervisory Board Member) Management For Voted - For
19.2 Approve Individual Suitability of Pawel Gorecki      
  (Supervisory Board Member) Management For Voted - For
19.3 Approve Individual Suitability of Agata Gornicka      
  (Supervisory Board Member) Management For Voted - For
19.4 Approve Individual Suitability of Robert      
  Jastrzebski (Supervisory Board Member) Management For Voted - For
19.5 Approve Individual Suitability of Tomasz Kuczur      
  (Supervisory Board Member) Management For Voted - For
19.6 Approve Individual Suitability of Maciej Lopinski      
  (Supervisory Board Member) Management For Voted - For
19.7 Approve Individual Suitability of Elzbieta      
  Maczynska-Ziemacka (Supervisory Board Member) Management For Voted - For
19.8 Approve Individual Suitability of Pawel Mucha      
  (Supervisory Board Member) Management For Voted - For
19.9 Approve Individual Suitability of Krzysztof Opolski      
  (Supervisory Board Member) Management For Voted - For
19.10Approve Individual Suitability of Radoslaw      
  Sierpinski (Supervisory Board Member) Management For Voted - For
19.11Approve Individual Suitability of Robert Snitko      
  (Supervisory Board Member) Management For Voted - For
19.12Approve Individual Suitability of Jozef Wierzbowski      
  (Supervisory Board Member) Management For Voted - For
19.13Approve Individual Suitability of Maciej Zaborowski      
  (Supervisory Board Member) Management For Voted - For
19.14Approve Collective Suitability of Supervisory Board      
  Members   Management For Voted - Against
20 Amend Statute Re: Supervisory Board Management For Voted - For
21 Approve Company's Compliance with Best Practice for      
  WSE Listed Companies   Management For Voted - For
22 Amend Regulations on General Meetings Management For Voted - For
23 Approve Diversity Policy of Management and      
  Supervisory Boards   Management For Voted - For
24 Close Meeting   Management For Non-Voting
 
PREMIER FOODS PLC        
 
Security ID: GB00B7N0K053 Ticker: PFD      
 
Meeting Date: 23-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For

 

314


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Elect Yuichiro Kogo as Director Management For Voted - For
5 Re-elect Colin Day as Director Management For Voted - For
6 Re-elect Alex Whitehouse as Director Management For Voted - For
7 Re-elect Duncan Leggett as Director Management For Voted - For
8 Re-elect Richard Hodgson as Director Management For Voted - For
9 Re-elect Simon Bentley as Director Management For Voted - For
10 Re-elect Tim Elliott as Director Management For Voted - For
11 Re-elect Helen Jones as Director Management For Voted - For
12 Re-elect Pam Powell as Director Management For Voted - For
13 Re-elect Daniel Wosner as Director Management For Voted - For
14 Reappoint KPMG LLP as Auditors Management For Voted - For
15 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
16 Authorise UK Political Donations and Expenditure Management For Voted - For
17 Authorise Issue of Equity   Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
21 Adopt New Articles of Association Management For Voted - For
 
PROOFPOINT, INC.        
 
Security ID: US7434241037 Ticker: PFPT      
 
Meeting Date: 23-Jul-21 Meeting Type: Special      
 
1 Approve Merger Agreement   Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting   Management For Voted - For
 
PROSIEBENSAT.1 MEDIA SE        
 
Security ID: DE000PSM7770 Ticker: PSM      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.80 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal      
  Year 2022, for the Review of Interim Financial      
  Statements for Fiscal Year 2022 and for the 2023      
  Interim Financial Statements Until 2023 AGM Management For Voted - For

 

315


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Approve Remuneration Report Management For Voted - For
7.1 Elect Andreas Wiele to the Supervisory Board Management For Voted - For
7.2 Elect Bert Habets to the Supervisory Board Management For Voted - For
7.3 Elect Rolf Nonnenmacher to the Supervisory Board Management For Voted - For
 
PRYSMIAN SPA        
 
Security ID: IT0004176001 Ticker: PRY      
 
Meeting Date: 12-Apr-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
  Management Proposals   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
  Appoint Internal Statutory Auditors (Slate      
  Election) - Choose One of the Following Slates Management For Non-Voting
3.1 Slate 1 Submitted by Clubtre Srl, Albas Srl, and      
  Angelini Partecipazioni Finanziarie Srl Shareholder None Voted - For
3.2 Slate 2 Submitted by Institutional Investors      
  (Assogestioni)   Shareholder None Voted - Against
  Shareholder Proposal Submitted by Clubtre Srl,      
  Albas Srl, and Angelini Partecipazioni Finanziarie      
  Srl   Management For Non-Voting
4 Approve Internal Auditors' Remuneration Shareholder None Voted - For
  Management Proposals   Management For Non-Voting
5 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
6 Approve Stock Grant Plan   Management For Voted - For
7 Approve Second Section of the Remuneration Report Management For Voted - For
  Extraordinary Business   Management For Non-Voting
1 Authorize Board to Increase Capital to Service the      
  Long-term Incentive Plan   Management For Voted - For
2 Authorize Board to Increase Capital to Service the      
  Stock Grant Plan   Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
PSP SWISS PROPERTY AG        
 
Security ID: CH0018294154 Ticker: PSPN      
 
Meeting Date: 31-Mar-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report (Non-Binding) Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  3.75 per Share   Management For Voted - For
4 Approve Discharge of Board and Senior Management Management For Voted - For
5.1 Reelect Luciano Gabriel as Director Management For Voted - For
5.2 Reelect Corinne Denzler as Director Management For Voted - For

 

316


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5.3 Reelect Adrian Dudle as Director Management For Voted - For
5.4 Reelect Peter Forstmoser as Director Management For Voted - Against
5.5 Reelect Henrik Saxborn as Director Management For Voted - For
5.6 Reelect Josef Stadler as Director Management For Voted - Against
5.7 Reelect Aviram Wertheim as Director Management For Voted - For
5.8 Elect Mark Abramson as Director Management For Voted - For
6 Reelect Luciano Gabriel as Board Chairman Management For Voted - For
7.1 Reappoint Peter Forstmoser as Member of the      
  Compensation Committee   Management For Voted - Against
7.2 Reappoint Adrian Dudle as Member of the      
  Compensation Committee   Management For Voted - For
7.3 Reappoint Josef Stadler as Member of the      
  Compensation Committee   Management For Voted - Against
8 Approve Remuneration of Directors in the Amount of      
  CHF 1 Million   Management For Voted - For
9 Approve Remuneration of Executive Committee in the      
  Amount of CHF 4.2 Million Management For Voted - For
10 Ratify Ernst & Young AG as Auditors Management For Voted - For
11 Designate Proxy Voting Services GmbH as Independent      
  Proxy   Management For Voted - For
12 Transact Other Business (Voting) Management For Voted - Against
 
PT BANK CENTRAL ASIA TBK        
 
Security ID: ID1000109507 Ticker: BBCA      
 
Meeting Date: 23-Sep-21 Meeting Type: Extraordinary Shareholders    
 
1 Approve Stock Split   Management For Voted - For
 
Meeting Date: 17-Mar-22 Meeting Type: Annual      
 
1 Approve Financial Statements, Statutory Reports,      
  and Discharge of Directors and Commissioners Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Approve Changes in the Board of Directors Management For Voted - For
4 Approve Remuneration and Tantiem of Directors and      
  Commissioners   Management For Voted - For
5 Approve Auditors   Management For Voted - For
6 Approve Payment of Interim Dividends Management For Voted - For
7 Approve Revised Recovery Plan Management For Voted - For
 
PTC INC.        
 
Security ID: US69370C1009 Ticker: PTC      
 
Meeting Date: 31-Jan-22 Meeting Type: Annual      
 
1.1 Elect Director Mark Benjamin Management For Voted - For
1.2 Elect Director Janice Chaffin Management For Voted - For
1.3 Elect Director James Heppelmann Management For Voted - For

 

317


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
1.4 Elect Director Klaus Hoehn   Management For Voted - For
1.5 Elect Director Paul Lacy   Management For Voted - For
1.6 Elect Director Corinna Lathan Management For Voted - For
1.7 Elect Director Blake Moret   Management For Voted - For
1.8 Elect Director Robert Schechter Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
PULTEGROUP, INC.        
 
Security ID: US7458671010 Ticker: PHM      
 
Meeting Date: 04-May-22 Meeting Type: Annual      
 
1a Elect Director Brian P. Anderson Management For Voted - For
1b Elect Director Bryce Blair   Management For Voted - For
1c Elect Director Thomas J. Folliard Management For Voted - For
1d Elect Director Cheryl W. Grise Management For Voted - For
1e Elect Director Andre J. Hawaux Management For Voted - For
1f Elect Director J. Phillip Holloman Management For Voted - For
1g Elect Director Ryan R. Marshall Management For Voted - For
1h Elect Director John R. Peshkin Management For Voted - For
1i Elect Director Scott F. Powers Management For Voted - For
1j Elect Director Lila Snyder   Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend NOL Rights Plan (NOL Pill) Management For Voted - For
5 Approve Omnibus Stock Plan Management For Voted - For
 
QINETIQ GROUP PLC        
 
Security ID: GB00B0WMWD03 Ticker: QQ      
 
Meeting Date: 21-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Lynn Brubaker as Director Management For Voted - For
5 Re-elect Michael Harper as Director Management For Voted - For
6 Re-elect Shonaid Jemmett-Page as Director Management For Voted - For
7 Re-elect Neil Johnson as Director Management For Voted - For
8 Elect Sir Gordon Messenger as Director Management For Voted - For
9 Re-elect Susan Searle as Director Management For Voted - For
10 Re-elect David Smith as Director Management For Voted - For
11 Re-elect Steve Wadey as Director Management For Voted - For
12 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For

 

318


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
13 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
14 Authorise UK Political Donations and Expenditure Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
QORVO, INC.        
 
Security ID: US74736K1016 Ticker: QRVO      
 
Meeting Date: 10-Aug-21 Meeting Type: Annual      
 
1.1 Elect Director Ralph G. Quinsey Management For Voted - For
1.2 Elect Director Robert A. Bruggeworth Management For Voted - For
1.3 Elect Director Judy Bruner   Management For Voted - For
1.4 Elect Director Jeffery R. Gardner Management For Voted - For
1.5 Elect Director John R. Harding Management For Voted - For
1.6 Elect Director David H. Y. Ho Management For Voted - For
1.7 Elect Director Roderick D. Nelson Management For Voted - For
1.8 Elect Director Walden C. Rhines Management For Voted - For
1.9 Elect Director Susan L. Spradley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
QT GROUP PLC        
 
Security ID: FI4000198031 Ticker: QTCOM      
 
Meeting Date: 15-Mar-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
4 Acknowledge Proper Convening of Meeting Management For Non-Voting
5 Prepare and Approve List of Shareholders Management For Non-Voting
6 Receive Financial Statements and Statutory Reports;      
  Receive CEO report   Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
8A Demand Minority Dividend   Management Abstain Voted - Abstain
9 Approve Discharge of Board and President Management For Voted - For

 

319


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
10 Approve Remuneration Report (Advisory Vote) Management For Voted - For
11 Approve Monthly Remuneration of Directors in the      
  Amount of EUR 6,000 to Chairman, EUR 4,000 to Vice      
  Chairman and EUR 3,000 to Other Directors; Approve      
  Meeting Fees; Approve Remuneration for Committee      
  Work   Management For Voted - For
12 Fix Number of Directors at Five Management For Voted - For
13 Reelect Robert Ingman, Jaakko Koppinen, Mikko      
  Marsio and Leena Saarinen as Directors; Elect Mikko      
  Valimaki as New Director   Management For Voted - Against
14 Approve Remuneration of Auditors Management For Voted - Against
15 Authorize Share Repurchase Program Management For Voted - For
16 Approve Issuance of up to 2 Million Shares without      
  Preemptive Rights   Management For Voted - For
17 Close Meeting   Management For Non-Voting
 
QUALCOMM INCORPORATED        
 
Security ID: US7475251036 Ticker: QCOM      
 
Meeting Date: 09-Mar-22 Meeting Type: Annual      
 
1a Elect Director Sylvia Acevedo Management For Voted - For
1b Elect Director Cristiano R. Amon Management For Voted - For
1c Elect Director Mark Fields   Management For Voted - For
1d Elect Director Jeffrey W. Henderson Management For Voted - For
1e Elect Director Gregory N. Johnson Management For Voted - For
1f Elect Director Ann M. Livermore Management For Voted - For
1g Elect Director Mark D. McLaughlin Management For Voted - For
1h Elect Director Jamie S. Miller Management For Voted - For
1i Elect Director Irene B. Rosenfeld Management For Voted - For
1j Elect Director Kornelis (Neil) Smit Management For Voted - For
1k Elect Director Jean-Pascal Tricoire Management For Voted - For
1l Elect Director Anthony J. Vinciquerra Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
QUANTA SERVICES, INC.        
 
Security ID: US74762E1029 Ticker: PWR      
 
Meeting Date: 27-May-22 Meeting Type: Annual      
 
1.1 Elect Director Earl C. (Duke) Austin, Jr. Management For Voted - For
1.2 Elect Director Doyle N. Beneby Management For Voted - For
1.3 Elect Director Vincent D. Foster Management For Voted - For
1.4 Elect Director Bernard Fried   Management For Voted - For
1.5 Elect Director Worthing F. Jackman Management For Voted - For
1.6 Elect Director Holli C. Ladhani Management For Voted - For
1.7 Elect Director David M. McClanahan Management For Voted - For

 

320


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
1.8 Elect Director Margaret B. Shannon Management For Voted - For
1.9 Elect Director Martha B. Wyrsch Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan   Management For Voted - For
 
QUIDEL CORPORATION        
 
Security ID: US74838J1016 Ticker: QDEL      
 
Meeting Date: 16-May-22 Meeting Type: Special      
 
1 Approve Merger Agreement   Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Adjourn Meeting   Management For Voted - For
4.1 Elect Director Douglas C. Bryant Management For Voted - For
4.2 Elect Director Kenneth F. Buechler Management For Voted - For
4.3 Elect Director Edward L. Michael Management For Voted - For
4.4 Elect Director Mary Lake Polan Management For Voted - For
4.5 Elect Director Ann D. Rhoads Management For Voted - For
4.6 Elect Director Matthew W. Strobeck Management For Voted - For
4.7 Elect Director Kenneth J. Widder Management For Voted - For
4.8 Elect Director Joseph D. Wilkins, Jr. Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
6 Ratify Ernst & Young LLP as Auditors Management For Voted - For
7 Amend Omnibus Stock Plan   Management For Voted - For
8 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
 
RAIA DROGASIL SA        
 
Security ID: BRRADLACNOR0 Ticker: RADL3      
 
Meeting Date: 18-Nov-21 Meeting Type: Extraordinary Shareholders    
 
1 Approve Acquisition of Dr. Cuco Desenvolvimento de      
  Software Ltda. (Cuco Health) Management For Voted - For
 
Meeting Date: 14-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year Ended Dec. 31, 2021 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Approve Remuneration of Company's Management Management For Voted - For
4 Elect Fiscal Council Members Management For Voted - Abstain
5 In Case One of the Nominees Leaves the Fiscal      
  Council Slate Due to a Separate Minority Election,      
  as Allowed Under Articles 161 and 240 of the      
  Brazilian Corporate Law, May Your Votes Still Be      
  Counted for the Proposed Slate? Management None Voted - Against

 

321


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Elect Antonio Edson Maciel dos Santos as Fiscal      
  Council Member and Alessandra Eloy Gadelha as      
  Alternate Appointed by Minority Shareholder Shareholder None Voted - For
7 Approve Remuneration of Fiscal Council Members Management For Voted - For
 
Meeting Date: 14-Apr-22 Meeting Type: Extraordinary Shareholders    
 
1 Amend Article 3 Re: Corporate Purpose Management For Voted - For
2 Amend Article 5   Management For Voted - For
3 Amend Articles 7 and 12   Management For Voted - For
4 Amend Article 8 Re: Scope of Approval of the Board      
  of Directors for the Execution of Contracts Management For Voted - For
5 Amend Article 8 Re: Related-Party Transactions Management For Voted - For
6 Amend Article 8 Re: Scope of Approval of the Board      
  of Directors to Guide Voting in Subsidiaries on      
  Certain Matters   Management For Voted - For
7 Amend Article 8 Re: Creation of Commissions with      
  Permanent or Temporary Functioning by the Board of      
  Directors   Management For Voted - For
8 Amend Article 10   Management For Voted - For
9 Consolidate Bylaws   Management For Voted - For
 
RAITO KOGYO CO., LTD.        
 
Security ID: JP3965800000 Ticker: 1926      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 54   Management For Voted - For
2 Amend Articles to Authorize Public Announcements in      
  Electronic Format - Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Howa, Yoichi   Management For Voted - For
3.2 Elect Director Murai, Yusuke Management For Voted - For
3.3 Elect Director Yamamoto, Akinobu Management For Voted - For
3.4 Elect Director Kawamoto, Osamu Management For Voted - For
3.5 Elect Director Yamane, Satoyuki Management For Voted - For
3.6 Elect Director Shirai, Makoto Management For Voted - For
3.7 Elect Director Kokusho, Takaji Management For Voted - For
4 Appoint Statutory Auditor Sasaki, Yasushi Management For Voted - Against
 
RALPH LAUREN CORPORATION        
 
Security ID: US7512121010 Ticker: RL      
 
Meeting Date: 29-Jul-21 Meeting Type: Annual      
 
1.1 Elect Director Michael A. George Management For Voted - For
1.2 Elect Director Hubert Joly   Management For Voted - For
1.3 Elect Director Linda Findley Kozlowski Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For

 

322


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
RAYMOND JAMES FINANCIAL, INC.      
 
Security ID: US7547301090 Ticker: RJF      
 
Meeting Date: 24-Feb-22 Meeting Type: Annual      
 
1a Elect Director Marlene Debel Management For Voted - For
1b Elect Director Robert M. Dutkowsky Management For Voted - For
1c Elect Director Jeffrey N. Edwards Management For Voted - For
1d Elect Director Benjamin C. Esty Management For Voted - For
1e Elect Director Anne Gates   Management For Voted - For
1f Elect Director Thomas A. James Management For Voted - For
1g Elect Director Gordon L. Johnson Management For Voted - For
1h Elect Director Roderick C. McGeary Management For Voted - For
1i Elect Director Paul C. Reilly   Management For Voted - For
1j Elect Director Raj Seshadri   Management For Voted - For
1k Elect Director Susan N. Story Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3a Increase Authorized Common Stock Management For Voted - For
3b Revise Certain Provisions Governing Capital Stock Management For Voted - For
3c Amend Articles of Incorporation Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
 
REALTY INCOME CORPORATION      
 
Security ID: US7561091049 Ticker: O      
 
Meeting Date: 17-May-22 Meeting Type: Annual      
 
1a Elect Director Priscilla Almodovar Management For Voted - For
1b Elect Director Jacqueline Brady Management For Voted - For
1c Elect Director A. Larry Chapman Management For Voted - For
1d Elect Director Reginald H. Gilyard Management For Voted - For
1e Elect Director Mary Hogan Preusse Management For Voted - For
1f Elect Director Priya Cherian Huskins Management For Voted - For
1g Elect Director Gerardo I. Lopez Management For Voted - For
1h Elect Director Michael D. McKee Management For Voted - For
1i Elect Director Gregory T. McLaughlin Management For Voted - For
1j Elect Director Ronald L. Merriman Management For Voted - For
1k Elect Director Sumit Roy   Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For

 

323


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
RECRUIT HOLDINGS CO., LTD.        
 
Security ID: JP3970300004 Ticker: 6098      
 
Meeting Date: 21-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Minegishi, Masumi Management For Voted - For
1.2 Elect Director Idekoba, Hisayuki Management For Voted - For
1.3 Elect Director Senaha, Ayano Management For Voted - For
1.4 Elect Director Rony Kahan   Management For Voted - For
1.5 Elect Director Izumiya, Naoki Management For Voted - For
1.6 Elect Director Totoki, Hiroki Management For Voted - For
1.7 Elect Director Honda, Keiko   Management For Voted - For
2.1 Appoint Statutory Auditor Nishimura, Takashi Management For Voted - For
2.2 Appoint Alternate Statutory Auditor Tanaka, Miho Management For Voted - For
3 Amend Articles to Change Location of Head Office -      
  Disclose Shareholder Meeting Materials on Internet Management For Voted - For
 
RED ELECTRICA CORP. SA        
 
Security ID: ES0173093024 Ticker: REE      
 
Meeting Date: 06-Jun-22 Meeting Type: Annual      
 
1 Approve Standalone Financial Statements Management For Voted - For
2 Approve Consolidated Financial Statements Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For
4 Approve Non-Financial Information Statement Management For Voted - For
5 Approve Discharge of Board Management For Voted - For
6.1 Reelect Socorro Fernandez Larrea as Director Management For Voted - For
6.2 Reelect Antonio Gomez Ciria as Director Management For Voted - For
6.3 Reelect Mercedes Real Rodrigalvarez as Director Management For Voted - For
6.4 Ratify Appointment of and Elect Esther Maria      
  Rituerto Martinez as Director Management For Voted - For
7.1 Approve Remuneration Report Management For Voted - For
7.2 Approve Remuneration of Directors Management For Voted - For
8 Appoint Ernst & Young as Auditor Management For Voted - For
9 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
10 Receive Corporate Governance Report Management For Non-Voting
11 Receive Sustainability Report Management For Non-Voting
 
REGIONS FINANCIAL CORPORATION      
 
Security ID: US7591EP1005 Ticker: RF      
 
Meeting Date: 20-Apr-22 Meeting Type: Annual      
 
1a Elect Director Samuel A. Di Piazza, Jr. Management For Voted - For
1b Elect Director Zhanna Golodryga Management For Voted - For
1c Elect Director John D. Johns Management For Voted - For

 

324


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1d Elect Director Joia M. Johnson Management For Voted - For
1e Elect Director Ruth Ann Marshall Management For Voted - For
1f Elect Director Charles D. McCrary Management For Voted - For
1g Elect Director James T. Prokopanko Management For Voted - For
1h Elect Director Lee J. Styslinger, III Management For Voted - For
1i Elect Director Jose S. Suquet Management For Voted - For
1j Elect Director John M. Turner, Jr. Management For Voted - For
1k Elect Director Timothy Vines Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
RELIANCE INDUSTRIES LTD.        
 
Security ID: INE002A01018 Ticker: 500325      
 
Meeting Date: 19-Oct-21 Meeting Type: Special      
 
  Postal Ballot   Management For Non-Voting
1 Elect Yasir Othman H. Al Rumayyan as Director Management For Voted - For
 
Meeting Date: 09-Mar-22 Meeting Type: Court      
 
  Court-Ordered Meeting for Equity Shareholders Management For Non-Voting
1 Approve Scheme of Arrangement Management For Voted - For
 
RENESAS ELECTRONICS CORP.        
 
Security ID: JP3164720009 Ticker: 6723      
 
Meeting Date: 30-Mar-22 Meeting Type: Annual      
 
1 Amend Articles to Allow Virtual Only Shareholder      
  Meetings   Management For Voted - Against
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Shibata, Hidetoshi Management For Voted - For
3.2 Elect Director Iwasaki, Jiro   Management For Voted - For
3.3 Elect Director Selena Loh Lacroix Management For Voted - For
3.4 Elect Director Arunjai Mittal Management For Voted - For
3.5 Elect Director Yamamoto, Noboru Management For Voted - For
4.1 Appoint Statutory Auditor Yamazaki, Kazuyoshi Management For Voted - For
4.2 Appoint Statutory Auditor Miyama, Miya Management For Voted - For

 

325


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
RENGO CO., LTD.        
 
Security ID: JP3981400009 Ticker: 3941      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
2.1 Elect Director Otsubo, Kiyoshi Management For Voted - Against
2.2 Elect Director Kawamoto, Yosuke Management For Voted - Against
2.3 Elect Director Maeda, Moriaki Management For Voted - For
2.4 Elect Director Baba, Yasuhiro Management For Voted - For
2.5 Elect Director Hasegawa, Ichiro Management For Voted - For
2.6 Elect Director Inoue, Sadatoshi Management For Voted - For
2.7 Elect Director Sato, Yoshio   Management For Voted - For
2.8 Elect Director Oku, Masayuki Management For Voted - For
2.9 Elect Director Tamaoka, Kaoru Management For Voted - For
3 Appoint Statutory Auditor Fujino, Tadazumi Management For Voted - For
 
REPLY SPA        
 
Security ID: IT0005282865 Ticker: REY      
 
Meeting Date: 22-Apr-22 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
1a Accept Financial Statements and Statutory Reports Management For Voted - For
1b Approve Allocation of Income Management For Voted - For
2 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - Against
3 Approve Second Section of the Remuneration Report Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
REPSOL SA        
 
Security ID: ES0173516115 Ticker: REP      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Approve Non-Financial Information Statement Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Renew Appointment of PricewaterhouseCoopers as      
  Auditor   Management For Voted - For
6 Approve Dividends Charged Against Reserves Management For Voted - For
7 Approve Reduction in Share Capital via Amortization      
  of Treasury Shares   Management For Voted - For

 

326


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8 Approve Reduction in Share Capital via Amortization      
  of Treasury Shares   Management For Voted - For
9 Authorize Increase in Capital up to 50 Percent via      
  Issuance of Equity or Equity-Linked Securities,      
  Excluding Preemptive Rights of up to 10 Percent Management For Voted - For
10 Authorize Share Repurchase Program Management For Voted - For
11 Reelect Maria del Carmen Ganyet i Cirera as Director Management For Voted - For
12 Reelect Ignacio Martin San Vicente as Director Management For Voted - For
13 Ratify Appointment of and Elect Emiliano Lopez      
  Achurra as Director   Management For Voted - For
14 Ratify Appointment of and Elect Jose Ivan Marten      
  Uliarte as Director   Management For Voted - For
15 Advisory Vote on Remuneration Report Management For Voted - For
16 Approve Long-Term Incentive Plan Management For Voted - For
17 Advisory Vote on Company's Climate Strategy Management For Voted - For
18 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
REXEL SA        
 
Security ID: FR0010451203 Ticker: RXL      
 
Meeting Date: 21-Apr-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Treatment of Losses and Dividends of EUR      
  0.75 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
5 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
6 Approve Remuneration Policy of Directors Management For Voted - For
7 Approve Remuneration Policy of CEO Management For Voted - For
8 Approve Compensation Report of Corporate Officers Management For Voted - For
9 Approve Compensation of Ian Meakins, Chairman of      
  the Board   Management For Voted - For
10 Approve Compensation of Patrick Berard, CEO Until 1      
  September 2021   Management For Voted - For
11 Approve Compensation of Guillaume Texier, CEO Since      
  1 September 2021   Management For Voted - For
12 Ratify Appointment of Barbara Dalibard as Director Management For Voted - For
13 Reelect Barbara Dalibard as Director Management For Voted - For
14 Reelect Francois Auque as Director Management For Voted - For
15 Reelect Agnes Touraine as Director Management For Voted - For
16 Renew Appointment of KPMG SA as Auditor Management For Voted - For
17 Renew Appointment of Salustro Reydel as Alternate      
  Auditor   Management For Voted - For

 

327


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
18 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
19 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
20 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
21 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans for International Employees Management For Voted - For
22 Authorize up to 1.4 Percent of Issued Capital for      
  Use in Restricted Stock Plans With Performance      
  Conditions Attached   Management For Voted - For
23 Authorize up to 0.3 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - For
24 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
RHEINMETALL AG        
 
Security ID: DE0007030009 Ticker: RHM      
 
Meeting Date: 10-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  3.30 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify Deloitte GmbH as Auditors for Fiscal Year      
  2022   Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7.1 Elect Eva Oefverstroem to the Supervisory Board Management For Voted - For
7.2 Elect Susanne Hannemann to the Supervisory Board Management For Voted - For
7.3 Elect Andreas Georgi to the Supervisory Board Management For Voted - For
7.4 Elect Klaus Draeger to the Supervisory Board Management For Voted - For
8 Amend Affiliation Agreement with Subsidiaries Management For Voted - For
 
ROBERT HALF INTERNATIONAL INC.      
 
Security ID: US7703231032 Ticker: RHI      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1a Elect Director Julia L. Coronado Management For Voted - For
1b Elect Director Dirk A. Kempthorne Management For Voted - For
1c Elect Director Harold M. Messmer, Jr. Management For Voted - For
1d Elect Director Marc H. Morial Management For Voted - For
1e Elect Director Robert J. Pace Management For Voted - For
1f Elect Director Frederick A. Richman Management For Voted - For

 

328


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1g Elect Director M. Keith Waddell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
ROCKWELL AUTOMATION, INC.        
 
Security ID: US7739031091 Ticker: ROK      
 
Meeting Date: 01-Feb-22 Meeting Type: Annual      
 
A1 Elect Director James P. Keane Management For Voted - For
A2 Elect Director Blake D. Moret Management For Voted - For
A3 Elect Director Thomas W. Rosamilia Management For Voted - For
A4 Elect Director Patricia A. Watson Management For Voted - For
B Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
C Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
ROKU, INC.        
 
Security ID: US77543R1023 Ticker: ROKU      
 
Meeting Date: 09-Jun-22 Meeting Type: Annual      
 
1a Elect Director Gina Luna   Management For Voted - Withheld
1b Elect Director Ray Rothrock   Management For Voted - Withheld
2a Elect Director Jeffrey Hastings Management For Voted - Withheld
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
ROPER TECHNOLOGIES, INC.        
 
Security ID: US7766961061 Ticker: ROP      
 
Meeting Date: 15-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Shellye L. Archambeau Management For Voted - For
1.2 Elect Director Amy Woods Brinkley Management For Voted - For
1.3 Elect Director Irene M. Esteves Management For Voted - For
1.4 Elect Director L. Neil Hunn   Management For Voted - For
1.5 Elect Director Robert D. Johnson Management For Voted - For
1.6 Elect Director Thomas P. Joyce, Jr. Management For Voted - For
1.7 Elect Director Laura G. Thatcher Management For Voted - For
1.8 Elect Director Richard F. Wallman Management For Voted - For
1.9 Elect Director Christopher Wright Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For

 

329


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ROYAL CARIBBEAN CRUISES LTD.      
 
Security ID: LR0008862868 Ticker: RCL      
 
Meeting Date: 02-Jun-22 Meeting Type: Annual      
 
1a Elect Director John F. Brock Management For Voted - For
1b Elect Director Richard D. Fain Management For Voted - For
1c Elect Director Stephen R. Howe, Jr. Management For Voted - For
1d Elect Director William L. Kimsey Management For Voted - For
1e Elect Director Michael O. Leavitt Management For Voted - For
1f Elect Director Jason T. Liberty Management For Voted - For
1g Elect Director Amy McPherson Management For Voted - For
1h Elect Director Maritza G. Montiel Management For Voted - For
1i Elect Director Ann S. Moore Management For Voted - For
1j Elect Director Eyal M. Ofer   Management For Voted - For
1k Elect Director William K. Reilly Management For Voted - For
1l Elect Director Vagn O. Sorensen Management For Voted - For
1m Elect Director Donald Thompson Management For Voted - For
1n Elect Director Arne Alexander Wilhelmsen Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan   Management For Voted - For
 
ROYAL GOLD, INC.        
 
Security ID: US7802871084 Ticker: RGLD      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1a Elect Director William Hayes Management For Voted - For
1b Elect Director Ronald Vance Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
ROYAL UNIBREW A/S        
 
Security ID: DK0060634707 Ticker: RBREW      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1 Receive Report of Board   Management For Non-Voting
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Discharge of Management and Board Management For Voted - For
4 Approve Allocation of Income and Dividends of DKK      
  14.5 Per Share   Management For Voted - For
5 Approve Remuneration Report (Advisory Vote) Management For Voted - For
6 Approve Remuneration of Directors in the Amount of      
  DKK 1.1 Million for Chairman, DKK 665,000 for Vice      

 

330


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
  Chairman and DKK 380,000 for Other Directors;      
  Approve Remuneration for Committee Work Management For Voted - For
7.1 Authorize Share Repurchase Program Management For Voted - For
7.2 Approve Guidelines for Incentive-Based Compensation      
  for Executive Management and Board Management For Voted - For
8.a Reelect Peter Ruzicka as Director Management For Voted - For
8.b Reelect Jais Valeur as Director Management For Voted - For
8.c Reelect Christian Sagild as Director Management For Voted - For
8.d Reelect Catharina Stackelberg-Hammaren as Director Management For Voted - For
8.e Reelect Heidi Kleinbach-Sauter as Director Management For Voted - For
8.f Reelect Torben Carlsen as Director Management For Voted - For
9 Ratify Deloitte as Auditors   Management For Voted - For
10 Other Business   Management For Non-Voting
 
RUBIS SCA        
 
Security ID: FR0013269123 Ticker: RUI      
 
Meeting Date: 09-Jun-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  1.86 per Share   Management For Voted - For
4 Reelect Carole Fiquemont as Supervisory Board Member Management For Voted - For
5 Reelect Chantal Mazzacurati as Supervisory Board      
  Member   Management For Voted - For
6 Reelect Marc-Olivier Laurent as Supervisory Board      
  Member   Management For Voted - For
7 Elect Cecile Maisonneuve as Supervisory Board Member Management For Voted - For
8 Elect Carine Vinardi as Supervisory Board Member Management For Voted - For
9 Elect Alberto Pedrosa as Supervisory Board Member Management For Voted - For
10 Appoint KPMG SA as Auditor Management For Voted - For
11 Acknowledge End of Mandate of Mazars and SCP Monnot      
  et Associes as Auditors and End of Mandate of      
  Isabelle Arribe and CBA as Alternate Auditor and      
  Decision Not to Replace and Renew Management For Voted - For
12 Approve Compensation Report of Corporate Officers Management For Voted - For
13 Approve Compensation of Gilles Gobin, General      
  Manager   Management For Voted - For
14 Approve Compensation of Sorgema SARL, General      
  Manager   Management For Voted - For
15 Approve Compensation of Agena SAS, General Manager Management For Voted - For
16 Approve Compensation of Olivier Heckenroth,      
  Chairman of the Supervisory Board Management For Voted - For
17 Approve Remuneration Policy of General Management Management For Voted - For
18 Approve Remuneration Policy of Supervisory Board      
  Members   Management For Voted - For

 

331


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
19 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
20 Authorize Repurchase of Up to 1 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
21 Authorize up to 0.50 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - For
22 Amend Article 54 of Bylaws Re: Remuneration of      
  General Management   Management For Voted - For
23 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
RWE AG        
 
Security ID: DE0007037129 Ticker: RWE      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
  Management Proposals   Management For Non-Voting
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.90 per Share   Management For Voted - For
3.1 Approve Discharge of Management Board Member Markus      
  Krebber for Fiscal Year 2021 Management For Voted - For
3.2 Approve Discharge of Management Board Member      
  Michael Mueller for Fiscal Year 2021 Management For Voted - For
3.3 Approve Discharge of Management Board Member Rolf      
  Schmitz (until April 30, 2021) for Fiscal Year 2021 Management For Voted - For
3.4 Approve Discharge of Management Board Member      
  Zvezdana Seeger for Fiscal Year 2021 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member      
  Werner Brandt for Fiscal Year 2021 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member Ralf      
  Sikorski for Fiscal Year 2021 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member      
  Michael Bochinsky for Fiscal Year 2021 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member      
  Sandra Bossemeyer for Fiscal Year 2021 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member      
  Martin Broeker (until September 15, 2021) for      
  Fiscal Year 2021   Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member Frank      
  Bsirske (until September 15, 2021) for Fiscal Year      
  2021   Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member Hans      
  Buenting (from April 28, 2021) for Fiscal Year 2021 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member Anja      
  Dubbert (until September 15, 2021) for Fiscal Year      
  2021   Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member      
  Matthias Duerbaum for Fiscal Year 2021 Management For Voted - For

 

332


 






  PineBridge Dynamic Asset Allocation Fund
 
Proposal Proposed by Mgt. Position Registrant Voted
 
 
4.10 Approve Discharge of Supervisory Board Member Ute      
  Gerbaulet for Fiscal Year 2021 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member      
  Hans-Peter Keitel for Fiscal Year 2021 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member      
  Monika Kircher for Fiscal Year 2021 Management For Voted - For
4.13 Approve Discharge of Supervisory Board Member      
  Thomas Kufen (from October 18, 2021)for Fiscal Year      
  2021 Management For Voted - For
4.14 Approve Discharge of Supervisory Board Member      
  Reiner van Limbeck (from September 15, 2021) for      
  Fiscal Year 2021 Management For Voted - For
4.15 Approve Discharge of Supervisory Board Member      
  Harald Louis for Fiscal Year 2021 Management For Voted - For
4.16 Approve Discharge of Supervisory Board Member      
  Dagmar Muehlenfeld (until April 28, 2021) for      
  Fiscal Year 2021 Management For Voted - For
4.17 Approve Discharge of Supervisory Board Member Peter      
  Ottmann (until April 28, 2021) for Fiscal Year 2021 Management For Voted - For
4.18 Approve Discharge of Supervisory Board Member      
  Dagmar Paasch (from September 15, 2021) for Fiscal      
  Year 2021 Management For Voted - For
4.19 Approve Discharge of Supervisory Board Member      
  Guenther Schartz (until September 30, 2021) for      
  Fiscal Year 2021 Management For Voted - For
4.20 Approve Discharge of Supervisory Board Member      
  Erhard Schipporeit for Fiscal Year 2021 Management For Voted - For
4.21 Approve Discharge of Supervisory Board Member Dirk      
  Schumacher (from September 15, 2021) for Fiscal      
  Year 2021 Management For Voted - For
4.22 Approve Discharge of Supervisory Board Member      
  Wolfgang Schuessel (until April 28, 2021) for      
  Fiscal Year 2021 Management For Voted - For
4.23 Approve Discharge of Supervisory Board Member      
  Ullrich Sierau for Fiscal Year 2021 Management For Voted - For
4.24 Approve Discharge of Supervisory Board Member Hauke      
  Stars (from April 28, 2021) for Fiscal Year 2021 Management For Voted - For
4.25 Approve Discharge of Supervisory Board Member Helle      
  Valentin (from April 28, 2021) for Fiscal Year 2021 Management For Voted - For
4.26 Approve Discharge of Supervisory Board Member      
  Andreas Wagner (from September 15, 2021) for Fiscal      
  Year 2021 Management For Voted - For
4.27 Approve Discharge of Supervisory Board Member      
  Marion Weckes for Fiscal Year 2021 Management For Voted - For
4.28 Approve Discharge of Supervisory Board Member      
  Leonhard Zubrowski (until September 15, 2021) for      
  Fiscal Year 2021 Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2022 and for the Review of Interim      
  Financial Statements for the First Half of Fiscal      
  Year 2022 Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Elect Thomas Kufen to the Supervisory Board Management For Voted - For

 

333


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  Shareholder Proposals Submitted by ENKRAFT      
  IMPACTIVE GmbH & Co. KG Management For Non-Voting
8 Approve Binding Instruction to Prepare Spin-Off of      
  RWE Power AG   Shareholder Against Voted - Against
 
S&P GLOBAL INC.        
 
Security ID: US78409V1044 Ticker: SPGI      
 
Meeting Date: 04-May-22 Meeting Type: Annual      
 
1.1 Elect Director Marco Alvera   Management For Voted - For
1.2 Elect Director Jacques Esculier Management For Voted - For
1.3 Elect Director Gay Huey Evans Management For Voted - For
1.4 Elect Director William D. Green Management For Voted - For
1.5 Elect Director Stephanie C. Hill Management For Voted - For
1.6 Elect Director Rebecca Jacoby Management For Voted - For
1.7 Elect Director Robert P. Kelly Management For Voted - For
1.8 Elect Director Ian Paul Livingston Management For Voted - For
1.9 Elect Director Deborah D. McWhinney Management For Voted - For
1.10 Elect Director Maria R. Morris Management For Voted - For
1.11 Elect Director Douglas L. Peterson Management For Voted - For
1.12 Elect Director Edward B. Rust, Jr. Management For Voted - For
1.13 Elect Director Richard E. Thornburgh Management For Voted - For
1.14 Elect Director Gregory Washington Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
S&T AG        
 
Security ID: AT0000A0E9W5 Ticker: SANT      
 
Meeting Date: 06-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.35 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify KPMG Austria GmbH as Auditors for Fiscal      
  Year 2022   Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve EUR 2.5 Million Share Capital Reduction via      
  Cancellation of Shares   Management For Voted - For
8 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
9 Change Company Name to Kontron AG Management For Voted - For

 

334


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
10.1 Elect Joseph Fijak as Supervisory Board Member Management For Voted - Against
10.2 Elect Fu-Chuan Chu as Supervisory Board Member Management For Voted - Against
11.1 New/Amended Proposals from Shareholders Management None Voted - Against
11.2 New/Amended Proposals from Management and      
  Supervisory Board   Management None Voted - Against
 
SAAB AB        
 
Security ID: SE0000112385 Ticker: SAAB.B      
 
Meeting Date: 06-Apr-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Non-Voting
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Non-Voting
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Receive President's Report   Management For Non-Voting
8.a Accept Financial Statements and Statutory Reports Management For Voted - For
8.b Approve Allocation of Income and Dividends of SEK      
  4.90 Per Share   Management For Voted - For
8.c1 Approve Discharge of Henrik Henriksson Management For Voted - For
8.c2 Approve Discharge of Sten Jakobsson Management For Voted - For
8.c3 Approve Discharge of Micael Johansson Management For Voted - For
8.c4 Approve Discharge of Danica Kragic Jensfelt Management For Voted - For
8.c5 Approve Discharge of Sara Mazur Management For Voted - For
8.c6 Approve Discharge of Johan Menckel Management For Voted - For
8.c7 Approve Discharge of Daniel Nodhall Management For Voted - For
8.c8 Approve Discharge of Bert Nordberg Management For Voted - For
8.c9 Approve Discharge of Cecilia Stego Chilo Management For Voted - For
8.c10 Approve Discharge of Erika Soderberg Johnson Management For Voted - For
8.c11 Approve Discharge of Marcus Wallenberg Management For Voted - For
8.c12 Approve Discharge of Joakim Westh Management For Voted - For
8.c13 Approve Discharge of Goran Andersson Management For Voted - For
8.c14 Approve Discharge of Stefan Andersson Management For Voted - For
8.c15 Approve Discharge of Magnus Gustafsson Management For Voted - For
8.c16 Approve Discharge of Nils Lindskog Management For Voted - For
8.c17 Approve Discharge of Conny Holm Management For Voted - For
8.c18 Approve Discharge of Tina Mikkelsen Management For Voted - For
8.c19 Approve Discharge of Lars Svensson Management For Voted - For
8.c20 Approve Discharge of CEO Micael Johansson Management For Voted - For
9.1 Determine Number of Members (11) and Deputy Members      
  (0) of Board   Management For Voted - For
9.2 Determine Number of Auditors (1) and Deputy      
  Auditors (0)   Management For Voted - For
10.1 Approve Remuneration of Directors in the Amount of      
  SEK 2.065 Million to Chairman, SEK 755,000 for Vice      
  Chairman, and SEK 675,000 for Other Directors;      
  Approve Remuneration for Committee Work Management For Voted - For

 

335


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
10.2 Approve Remuneration of Auditors Management For Voted - For
11.a Elect Lena Erixon as New Director Management For Voted - For
11.b Reelect Henrik Henriksson as Director Management For Voted - For
11.c Reelect Micael Johansson as Director Management For Voted - For
11.d Reelect Danica Kragic Jensfelt as Director Management For Voted - For
11.e Reelect Sara Mazur as Director Management For Voted - For
11.f Reelect Johan Menckel as Director Management For Voted - For
11.g Reelect Daniel Nodhall as Director Management For Voted - For
11.h Reelect Bert Nordberg as Director Management For Voted - For
11.i Reelect Erika Soderberg Johnson as Director Management For Voted - For
11.j Reelect Marcus Wallenberg as Director Management For Voted - For
11.k Reelect Joakim Westh as Director Management For Voted - For
11.l Reelect Marcus Wallenberg as Board Chair Management For Voted - For
12 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
13 Approve Remuneration Report Management For Voted - For
14.a Approve 2023 Share Matching Plan for All Employees;      
  Approve 2023 Performance Share Program for Key      
  Employees; Approve Special Projects 2023 Incentive      
  Plan   Management For Voted - Against
14.b Approve Equity Plan Financing Management For Voted - Against
14.c Approve Third Party Swap Agreement as Alternative      
  Equity Plan Financing   Management For Voted - Against
15.a Authorize Share Repurchase Program Management For Voted - For
15.b Authorize Reissuance of Repurchased Shares Management For Voted - For
15.c Approve Transfer of Shares for Previous Year's      
  Incentive Programs   Management For Voted - Against
 
SAGAX AB        
 
Security ID: SE0005127818 Ticker: SAGA.B      
 
Meeting Date: 11-May-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7.a Accept Financial Statements and Statutory Reports Management For Voted - For
7.b Approve Allocation of Income and Dividends of SEK      
  2.15 Per Class A Share and Class B Share and SEK      
  2.00 Per Class D Share   Management For Voted - For
7.c1 Approve Discharge of Staffan Salen Management For Voted - For
7.c2 Approve Discharge of David Mindus Management For Voted - For
7.c3 Approve Discharge of Johan Cerderlund Management For Voted - For
7.c4 Approve Discharge of Filip Engelbert Management For Voted - For
7.c5 Approve Discharge of Johan Thorell Management For Voted - For
7.c6 Approve Discharge of Ulrika Werdelin Management For Voted - For
7.c7 Approve Discharge of CEO David Mindus Management For Voted - For

 

336


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8 Determine Number of Members (6) and Deputy Members      
  (0) of Board; Determine Number of Auditors (1) and      
  Deputy Auditors   Management For Voted - For
9 Approve Remuneration of Directors in the Amount of      
  SEK 330,000 for Chairman, and SEK 180,000 for Other      
  Directors; Approve Committee Fees; Approve      
  Remuneration of Auditors   Management For Voted - For
10.1 Reelect Staffan Salen as Director Management For Voted - Against
10.2 Reelect David Mindus as Director Management For Voted - For
10.3 Reelect Johan Cerderlund as Director Management For Voted - Against
10.4 Reelect Filip Engelbert as Director Management For Voted - Against
10.5 Reelect Johan Thorell as Director Management For Voted - Against
10.6 Reelect Ulrika Werdelin as Director Management For Voted - Against
10.7 Reelect Staffan Salen as Board Chair Management For Voted - Against
10.8 Ratify Ernst & Young as Auditors Management For Voted - For
11 Approve Remuneration Report Management For Voted - For
12 Approve Warrant Plan for Key Employees Management For Voted - For
13 Approve Issuance of up to 10 Percent of Share      
  Capital without Preemptive Rights Management For Voted - For
14 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
15 Amend Articles Re: Editorial Changes Management For Voted - For
16 Close Meeting   Management For Non-Voting
 
SALESFORCE, INC.        
 
Security ID: US79466L3024 Ticker: CRM      
 
Meeting Date: 09-Jun-22 Meeting Type: Annual      
 
1a Elect Director Marc Benioff   Management For Voted - For
1b Elect Director Bret Taylor   Management For Voted - For
1c Elect Director Laura Alber   Management For Voted - For
1d Elect Director Craig Conway Management For Voted - For
1e Elect Director Parker Harris   Management For Voted - For
1f Elect Director Alan Hassenfeld Management For Voted - For
1g Elect Director Neelie Kroes   Management For Voted - For
1h Elect Director Oscar Munoz   Management For Voted - For
1i Elect Director Sanford Robertson Management For Voted - For
1j Elect Director John V. Roos   Management For Voted - For
1k Elect Director Robin Washington Management For Voted - For
1l Elect Director Maynard Webb Management For Voted - For
1m Elect Director Susan Wojcicki Management For Voted - For
2 Amend Omnibus Stock Plan   Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
6 Require Independent Board Chair Shareholder Against Voted - For
7 Oversee and Report a Racial Equity Audit Shareholder Against Voted - Against

 

337


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SALMAR ASA        
 
Security ID: NO0010310956 Ticker: SALM      
 
Meeting Date: 14-Mar-22 Meeting Type: Extraordinary Shareholders    
 
1 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote
2 Approve Notice of Meeting and Agenda Management For Did Not Vote
3 Approve Issuance of Shares in Connection with      
  Acquisition of NTS ASA   Management For Did Not Vote
 
Meeting Date: 08-Jun-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote
2 Approve Notice of Meeting and Agenda Management For Did Not Vote
3 Receive Presentation of the Business Management For Did Not Vote
4 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Dividends of NOK      
  20 Per Share   Management For Did Not Vote
5 Approve Remuneration of Directors; Approve      
  Remuneration for Committee Work; Approve      
  Remuneration of Nominating Committee Management For Did Not Vote
6 Approve Remuneration of Auditors Management For Did Not Vote
7 Approve Company's Corporate Governance Statement Management For Did Not Vote
8 Approve Remuneration Statement Management For Did Not Vote
9 Approve Share-Based Incentive Plan Management For Did Not Vote
10.1a Elect Arnhild Holstad as Director Management For Did Not Vote
10.1bElect Morten Loktu as Director Management For Did Not Vote
10.1c Elect Gustav Witzoe (Chair) as Director Management For Did Not Vote
10.1dElect Leif Inge Nordhammer as Director Management For Did Not Vote
10.2a Elect Stine Rolstad Brenna as Deputy Director Management For Did Not Vote
10.2bElect Magnus Dybvad as Deputy Director Management For Did Not Vote
11 Reelect Endre Kolbjornsen as Member of Nominating      
  Committee   Management For Did Not Vote
12 Approve Creation of NOK 1.47 Million Pool of      
  Capital without Preemptive Rights Management For Did Not Vote
13 Approve Issuance of Convertible Loans without      
  Preemptive Rights up to Aggregate Nominal Amount of      
  NOK 3 Billion; Approve Creation of NOK 1.47 Million      
  Pool of Capital to Guarantee Conversion Rights Management For Did Not Vote
14 Approve Equity Plan Financing Through Acquisition      
  of Own Shares   Management For Did Not Vote
15 Authorize Share Repurchase Program and Cancellation      
  of Repurchased Shares   Management For Did Not Vote
 
Meeting Date: 30-Jun-22 Meeting Type: Extraordinary Shareholders    
 
1 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote

 

338


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Approve Notice of Meeting and Agenda Management For Did Not Vote
3 Approve Merger Agreement with Norway Royal Salmon Management For Did Not Vote
4 Approve Share Capital Increase in Connection with      
  The Merger   Management For Did Not Vote
 
SALVATORE FERRAGAMO SPA        
 
Security ID: IT0004712375 Ticker: SFER      
 
Meeting Date: 14-Dec-21 Meeting Type: Ordinary Shareholders    
 
  Ordinary Business   Management For Non-Voting
1 Amend Remuneration Policy Management For Voted - Against
2 Approve Special Award 2022-2026 Management For Voted - Against
3 Approve Restricted Shares Plan Management For Voted - Against
4 Elect Two Directors   Management For Voted - For
 
Meeting Date: 12-Apr-22 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3.1 Approve Remuneration Policy Management For Voted - For
3.2 Approve Second Section of the Remuneration Report Management For Voted - For
4 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
5 Elect Director   Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
SAMSUNG ELECTRONICS CO., LTD.      
 
Security ID: KR7005930003 Ticker: 005930      
 
Meeting Date: 16-Mar-22 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1.1 Elect Kim Han-jo as Outside Director Management For Voted - Against
2.1.2 Elect Han Hwa-jin as Outside Director Management For Voted - For
2.1.3 Elect Kim Jun-seong as Outside Director Management For Voted - For
2.2.1 Elect Gyeong Gye-hyeon as Inside Director Management For Voted - For
2.2.2 Elect Noh Tae-moon as Inside Director Management For Voted - For
2.2.3 Elect Park Hak-gyu as Inside Director Management For Voted - For
2.2.4 Elect Lee Jeong-bae as Inside Director Management For Voted - For
2.3.1 Elect Kim Han-jo as a Member of Audit Committee Management For Voted - Against
2.3.2 Elect Kim Jong-hun as a Member of Audit Committee Management For Voted - Against
3 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For

 

339


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SANTEN PHARMACEUTICAL CO., LTD.      
 
Security ID: JP3336000009 Ticker: 4536      
 
Meeting Date: 24-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 16   Management For Voted - For
2.1 Elect Director Kurokawa, Akira Management For Voted - For
2.2 Elect Director Taniuchi, Shigeo Management For Voted - For
2.3 Elect Director Ito, Takeshi Management For Voted - For
2.4 Elect Director Oishi, Kanoko Management For Voted - For
2.5 Elect Director Shintaku, Yutaro Management For Voted - For
2.6 Elect Director Minakawa, Kunihito Management For Voted - For
2.7 Elect Director Kotani, Noboru Management For Voted - For
2.8 Elect Director Minami, Tamie Management For Voted - For
3 Appoint Statutory Auditor Ikaga, Masahiko Management For Voted - For
4 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
5 Approve Compensation Ceiling for Directors Management For Voted - For
6 Approve Two Types of Restricted Stock Plans and Two      
  Types of Performance Share Plans Management For Voted - Against
 
SAP SE        
 
Security ID: DE0007164600 Ticker: SAP      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.95 per Share and Special Dividends of EUR 0.50      
  per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal Year 2022 Management For Voted - For
6 Ratify BDO AG as Auditors for Fiscal Year 2023 Management For Voted - For
7 Approve Remuneration Report Management For Voted - For
8.1 Elect Hasso Plattner to the Supervisory Board Management For Voted - For
8.2 Elect Rouven Westphal to the Supervisory Board Management For Voted - For
8.3 Elect Gunnar Wiedenfels to the Supervisory Board Management For Voted - For
8.4 Elect Jennifer Xin-Zhe Li to the Supervisory Board Management For Voted - For
9 Approve Remuneration of Supervisory Board Management For Voted - For

 

340


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SBA COMMUNICATIONS CORPORATION      
 
Security ID: US78410G1040 Ticker: SBAC      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
1.1 Elect Director Kevin L. Beebe Management For Voted - For
1.2 Elect Director Jack Langer   Management For Voted - For
1.3 Elect Director Jeffrey A. Stoops Management For Voted - For
1.4 Elect Director Jay L. Johnson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
SCANDINAVIAN TOBACCO GROUP A/S      
 
Security ID: DK0060696300 Ticker: STG      
 
Meeting Date: 31-Mar-22 Meeting Type: Annual      
 
1 Receive Report of Board   Management For Non-Voting
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of DKK      
  7.50 Per Share   Management For Voted - For
4 Approve Remuneration Report (Advisory Vote) Management For Voted - For
5 Approve Remuneration of Directors in the Amount of      
  DKK 1.32 Million for Chairman, DKK 880,000 for Vice      
  Chairman, and DKK 440,000 for Other Directors;      
  Approve Remuneration for Committee Work Management For Voted - For
6.a Approve DKK 4.5 Million Reduction in Share Capital      
  via Share Cancellation; Amend Existing      
  Authorizations in Articles Accordingly Management For Voted - For
6.b Amend Articles Re: Election of Chair and Vice Chair Management For Voted - For
7.a Reelect Henrik Brandt as Director Management For Voted - For
7.b Reelect Dianne Neal Blixt as Director Management For Voted - For
7.c Reelect Marlene Forsell as Director Management For Voted - For
7.d Reelect Claus Gregersen as Director Management For Voted - For
7.e Reelect Anders Obel as Director Management For Voted - For
7.f Reelect Henrik Amsinck as Director Management For Voted - For
8 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
 
SCATEC SOLAR ASA        
 
Security ID: NO0010715139 Ticker: SCATC      
 
Meeting Date: 29-Apr-22 Meeting Type: Annual      
 
1 Open Meeting; Registration of Attending      
  Shareholders and Proxies   Management For Did Not Vote
2 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote
3 Approve Notice of Meeting and Agenda Management For Did Not Vote

 

341


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Receive Information on the Business Management For Did Not Vote
5 Accept Financial Statements and Statutory Reports Management For Did Not Vote
6 Approve Distribution of Dividends Management For Did Not Vote
7 Discuss Company's Corporate Governance Statement Management For Did Not Vote
8 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
9 Approve Remuneration Statement Management For Did Not Vote
10.1 Elect John Andersen (Chair) as Director Management For Did Not Vote
10.2 Elect Jan Skogseth as Director Management For Did Not Vote
10.3 Elect Maria Moraeus Hanssen as Director Management For Did Not Vote
10.4 Elect Mette Krogsrud as Director Management For Did Not Vote
10.5 Elect Espen Gundersen as Director Management For Did Not Vote
11 Approve Remuneration of Board and Committees Management For Did Not Vote
12 Elect Members of Nominating Committee Management For Did Not Vote
13 Approve Remuneration of Members of Nomination      
  Committee   Management For Did Not Vote
14 Approve Remuneration of Auditors Management For Did Not Vote
15 Ratify Auditors   Management For Did Not Vote
16 Approve Nomination Committee Procedures Management For Did Not Vote
17 Authorize Board to Purchase Treasury Shares in      
  Connection with Acquisitions, Mergers, Demergers or      
  other Transactions   Management For Did Not Vote
18 Authorize Share Repurchase Program in Connection      
  with Incentive Plans   Management For Did Not Vote
19 Authorize Share Repurchase Program for the Purpose      
  of Investment or for Subsequent Sale or Deletion of      
  Such Shares   Management For Did Not Vote
20 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Did Not Vote
21 Approve Issuance of Shares in Connection with      
  Incentive Plans   Management For Did Not Vote
 
SCHNEIDER ELECTRIC SE        
 
Security ID: FR0000121972 Ticker: SU      
 
Meeting Date: 05-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  2.90 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
5 Renew Appointment of Mazars as Auditor Management For Voted - For
6 Appoint PricewaterhouseCoopers Audit as Auditor Management For Voted - For
7 Approve Compensation Report of Corporate Officers Management For Voted - For

 

342


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8 Approve Compensation of Jean-Pascal Tricoire,      
  Chairman and CEO   Management For Voted - For
9 Approve Remuneration Policy of Chairman and CEO Management For Voted - For
10 Approve Remuneration Policy of Directors Management For Voted - For
11 Reelect Linda Knoll as Director Management For Voted - For
12 Reelect Anders Runevad as Director Management For Voted - For
13 Elect Nivedita Krishnamurthy (Nive) Bhagat as      
  Director   Management For Voted - For
14 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
15 Authorize up to 2 Percent of Issued Capital for Use      
  in Restricted Stock Plans   Management For Voted - For
16 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
17 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Reserved for Employees of      
  International Subsidiaries   Management For Voted - For
18 Approve Merger by Absorption of IGE+XAO by Schneider Management For Voted - For
  Ordinary Business   Management For Non-Voting
19 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
SDIPTECH AB        
 
Security ID: SE0003756758 Ticker: SDIP.B      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Approve Agenda of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management For Non-Voting
8 Receive President's Report   Management For Non-Voting
9.a Accept Financial Statements and Statutory Reports Management For Voted - For
9.b Approve Allocation of Income and Dividends of SEK 8      
  Per Preference Share; Approve Omission of Dividends      
  for Ordinary Shares   Management For Voted - For
9.c Approve Discharge of Board and President Management For Voted - For
10 Determine Number of Members (5) and Deputy Members      
  (0) of Board   Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  SEK 800,000 for Chairman and SEK 280,000 for Other      
  Directors; Approve Remuneration for Committee Work;      
  Approve Remuneration of Auditors Management For Voted - For
12 Reelect Johnny Alvarsson, Jan Samuelson, Birgitta      
  Henriksson, Urban Doverholtand Eola Anggard Runsten      
  as Directors   Management For Voted - Against

 

343


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
13 Elect Jan Samuelson as Board Chairman Management For Voted - For
14 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
15 Authorize Chairman of Board and Representatives of      
  Three of Company's Largest Shareholders to Serve on      
  Nominating Committee Management For Voted - For
16 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
17 Approve Issuance of up to 10 Percent of Share      
  Capital without Preemptive Rights Management For Voted - For
18 Approve Warrant Plan for Key Employees Management For Voted - For
19 Close Meeting   Management For Non-Voting
 
SENSIRION HOLDING AG        
 
Security ID: CH0406705126 Ticker: SENS      
 
Meeting Date: 16-May-22 Meeting Type: Annual      
 
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report (Non-Binding) Management For Voted - For
2 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1.1 Reelect Moritz Lechner as Director and Board      
  Co-Chair   Management For Voted - For
4.1.2 Reelect Felix Mayer as Director and Board Co-Chair Management For Voted - For
4.1.3 Reelect Ricarda Demarmels as Director Management For Voted - For
4.1.4 Reelect Francois Gabella as Director Management For Voted - For
4.1.5 Reelect Anja Koenig as Director Management For Voted - For
4.1.6 Reelect Franz Studer as Director Management For Voted - For
4.2.1 Reappoint Moritz Lechner as Member of the      
  Nomination and Compensation Committee Management For Voted - Against
4.2.2 Reappoint Felix Mayer as Member of the Nomination      
  and Compensation Committee Management For Voted - Against
4.2.3 Appoint Francois Gabella as Member of the      
  Nomination and Compensation Committee Management For Voted - For
4.3 Ratify KPMG AG as Auditors Management For Voted - For
4.4 Designate Keller KLG as Independent Proxy Management For Voted - For
5.1 Approve Remuneration of Directors in the Amount of      
  CHF 950,000   Management For Voted - For
5.2 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 2.3 Million Management For Voted - For
5.3 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 424,511 Management For Voted - For
6 Approve Renewal of CHF 145,582 Pool of Authorized      
  Capital with or without Exclusion of Preemptive      
  Rights   Management For Voted - Against
7 Transact Other Business (Voting) Management For Voted - Against

 

344


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SERVICENOW, INC.        
 
Security ID: US81762P1021 Ticker: NOW      
 
Meeting Date: 09-Jun-22 Meeting Type: Annual      
 
1a Elect Director Susan L. Bostrom Management For Voted - For
1b Elect Director Teresa Briggs   Management For Voted - For
1c Elect Director Jonathan C. Chadwick Management For Voted - For
1d Elect Director Paul E. Chamberlain Management For Voted - For
1e Elect Director Lawrence J. Jackson, Jr. Management For Voted - For
1f Elect Director Frederic B. Luddy Management For Voted - For
1g Elect Director Jeffrey A. Miller Management For Voted - For
1h Elect Director Joseph "Larry" Quinlan Management For Voted - For
1i Elect Director Sukumar Rathnam Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
SES SA        
 
Security ID: LU0088087324 Ticker: SESG      
 
Meeting Date: 07-Apr-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Attendance List, Quorum, and Adoption of Agenda Management For Non-Voting
2 Accept Nomination of One Secretary and Two Meeting      
  Scrutineers   Management For Non-Voting
3 Receive Board's Report   Management For Non-Voting
4 Receive Explanations on Main Developments During FY      
  2021 and the Outlook   Management For Non-Voting
5 Receive Information on 2021 Financial Results Management For Non-Voting
6 Receive Auditor's Report   Management For Non-Voting
7 Approve Financial Statements Management For Voted - For
8 Approve Allocation of Income Management For Voted - For
9 Approve Discharge of Directors Management For Voted - For
10 Fix Number of Directors   Management For Voted - For
11 Confirmation of the Co-Optation of Jacques Thill as      
  Director and Determination of his Mandate Management For Voted - For
12.1 Elect Carlo Fassbinder as B Director Management For Voted - For
12.2 Elect Jennifer Coyle Byrne as A Director Management For Voted - For
12.3 Reelect Beatrice de Clermont-Tonnerre as A Director Management For Voted - For
12.4 Reelect Peter van Bommel as A Director Management For Voted - For
12.5 Reelect Francoise Thoma as A Director Management For Voted - For
13 Approve Remuneration Policy Management For Voted - For
14 Approve Remuneration of Directors Management For Voted - For
15 Approve Remuneration Report Management For Voted - For
16 Approve PricewaterhouseCoopers as Auditors and      
  Authorize Board to Fix Their Remuneration Management For Voted - For

 

345


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
17 Approve Share Repurchase   Management For Voted - For
18 Transact Other Business (Non-Voting) Management For Non-Voting
 
Meeting Date: 07-Apr-22 Meeting Type: Extraordinary Shareholders    
 
  Extraordinary Meeting Agenda Management For Non-Voting
1 Attendance List, Quorum, and Adoption of Agenda Management For Non-Voting
2 Accept Nomination of One Secretary and Two Meeting      
  Scrutineers   Management For Non-Voting
3 Approve Reduction of Share Capital by EUR      
  22,500,000 by Cancellation of Shares Management For Voted - For
4 Amend Article 4 to Reflect Changes in Capital Management For Voted - For
5 Grant Power of Attorney to the Board to Ratify and      
  Execute Approved Resolutions Management For Voted - For
6 Transact Other Business (Non-Voting) Management For Non-Voting
 
SEVEN & I HOLDINGS CO., LTD.        
 
Security ID: JP3422950000 Ticker: 3382      
 
Meeting Date: 26-May-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 52   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Isaka, Ryuichi Management For Voted - For
3.2 Elect Director Goto, Katsuhiro Management For Voted - For
3.3 Elect Director Ito, Junro   Management For Voted - For
3.4 Elect Director Maruyama, Yoshimichi Management For Voted - For
3.5 Elect Director Nagamatsu, Fumihiko Management For Voted - For
3.6 Elect Director Joseph M. DePinto Management For Voted - For
3.7 Elect Director Ito, Kunio   Management For Voted - For
3.8 Elect Director Yonemura, Toshiro Management For Voted - For
3.9 Elect Director Higashi, Tetsuro Management For Voted - For
3.10 Elect Director Izawa, Yoshiyuki Management For Voted - For
3.11 Elect Director Yamada, Meyumi Management For Voted - For
3.12 Elect Director Jenifer Simms Rogers Management For Voted - For
3.13 Elect Director Paul Yonamine Management For Voted - For
3.14 Elect Director Stephen Hayes Dacus Management For Voted - For
3.15 Elect Director Elizabeth Miin Meyerdirk Management For Voted - For
4.1 Appoint Statutory Auditor Teshima, Nobutomo Management For Voted - For
4.2 Appoint Statutory Auditor Hara, Kazuhiro Management For Voted - For
4.3 Appoint Statutory Auditor Inamasu, Mitsuko Management For Voted - For
5 Approve Trust-Type Equity Compensation Plan Management For Voted - For

 

346


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED      
 
Security ID: KYG8087W1015 Ticker: 2313      
 
Meeting Date: 30-May-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3 Elect Ma Jianrong as Director Management For Voted - For
4 Elect Chen Zhifen as Director Management For Voted - For
5 Elect Jiang Xianpin as Director and Approve      
  Continuous Appointment as Independent Non-Executive      
  Director   Management For Voted - For
6 Authorize Board to Fix Remuneration of Directors Management For Voted - For
7 Approve Ernst & Young as Auditors and Authorize      
  Board to Fix Their Remuneration Management For Voted - For
8 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - Against
9 Authorize Repurchase of Issued Share Capital Management For Voted - For
10 Authorize Reissuance of Repurchased Shares Management For Voted - Against
 
SHIN-ETSU CHEMICAL CO., LTD.        
 
Security ID: JP3371200001 Ticker: 4063      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 250   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Kanagawa, Chihiro Management For Voted - Against
3.2 Elect Director Akiya, Fumio   Management For Voted - For
3.3 Elect Director Saito, Yasuhiko Management For Voted - Against
3.4 Elect Director Ueno, Susumu Management For Voted - For
3.5 Elect Director Todoroki, Masahiko Management For Voted - For
3.6 Elect Director Mori, Shunzo   Management For Voted - For
3.7 Elect Director Miyazaki, Tsuyoshi Management For Voted - For
3.8 Elect Director Fukui, Toshihiko Management For Voted - For
3.9 Elect Director Komiyama, Hiroshi Management For Voted - For
3.10 Elect Director Nakamura, Kuniharu Management For Voted - For
3.11 Elect Director Michael H. McGarry Management For Voted - For
4 Appoint Statutory Auditor Kosaka, Yoshihito Management For Voted - For
5 Approve Stock Option Plan   Management For Voted - For

 

347


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SHOP APOTHEKE EUROPE NV        
 
Security ID: NL0012044747 Ticker: SAE      
 
Meeting Date: 14-Apr-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2.a Receive Report of Management Board (Non-Voting) Management For Non-Voting
2.b Discussion on Company's Corporate Governance      
  Structure   Management For Non-Voting
2.c Receive Report Regarding the Progress and      
  Achievements of the Company's ESG Activities Management For Non-Voting
3.a Approve Remuneration Report Management For Voted - Against
3.b Receive Report of Auditors (Non-Voting) Management For Non-Voting
3.c Adopt Financial Statements and Statutory Reports Management For Voted - For
3.d Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
3.e Approve Allocation of Income Management For Voted - For
4.a Approve Discharge of Management Board Management For Voted - For
4.b Approve Discharge of Supervisory Board Management For Voted - For
5 Ratify Mazars Accountants N.V. as Auditors Management For Voted - For
6 Elect Jaska de Bakker to Supervisory Board Management For Voted - For
7 Amend Stock Option Plan   Management For Voted - Against
8.a Adopt Amended Remuneration Policy for Management      
  Board   Management For Voted - For
8.b Adopt Amended Remuneration Policy for Supervisory      
  Board   Management For Voted - For
9 Grant Board Authority to Issue Shares Up To 0.25      
  Percent of Issued Capital in Connection with the      
  2019 ESOP   Management For Voted - Against
10 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
11 Allow Questions   Management For Non-Voting
12 Open Meeting   Management For Non-Voting
 
SHOPIFY INC.        
 
Security ID: CA82509L1076 Ticker: SHOP      
 
Meeting Date: 07-Jun-22 Meeting Type: Annual/Special      
 
  Meeting for Class A Subordinate Voting and Class B      
  Multiple Voting Shareholders Management For Non-Voting
1A Elect Director Tobias Lutke   Management For Voted - For
1B Elect Director Robert Ashe   Management For Voted - For
1C Elect Director Gail Goodman Management For Voted - For
1D Elect Director Colleen Johnston Management For Voted - For
1E Elect Director Jeremy Levine Management For Voted - For
1F Elect Director John Phillips   Management For Voted - For
1G Elect Director Fidji Simo   Management For Voted - For

 

348


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Approve PricewaterhouseCoopers LLP as Auditors and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
3 Authorize New Class of Common Stock and Issuance of      
  Such Founder Share to the Founder and Chief      
  Executive Officer   Management For Voted - Against
4 Approve Stock Split   Management For Voted - For
5 Advisory Vote on Executive Compensation Approach Management For Voted - For
 
SIEMENS AG        
 
Security ID: DE0007236101 Ticker: SIE      
 
Meeting Date: 10-Feb-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020/21 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  4.00 per Share   Management For Voted - For
3.1 Approve Discharge of Management Board Member Roland      
  Busch for Fiscal Year 2020/21 Management For Voted - For
3.2 Approve Discharge of Management Board Member Klaus      
  Helmrich (until March 31, 2021) for Fiscal Year      
  2020/21   Management For Voted - For
3.3 Approve Discharge of Management Board Member Joe      
  Kaeser (until Feb. 3, 2021) for Fiscal Year 2020/21 Management For Voted - For
3.4 Approve Discharge of Management Board Member Cedrik      
  Neike for Fiscal Year 2020/21 Management For Voted - For
3.5 Approve Discharge of Management Board Member      
  Matthias Rebellius for Fiscal Year 2020/21 Management For Voted - For
3.6 Approve Discharge of Management Board Member Ralf      
  Thomas for Fiscal Year 2020/21 Management For Voted - For
3.7 Approve Discharge of Management Board Member Judith      
  Wiese for Fiscal Year 2020/21 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member Jim      
  Snabe for Fiscal Year 2020/21 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member      
  Birgit Steinborn for Fiscal Year 2020/21 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member      
  Werner Brandt for Fiscal Year 2020/21 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member      
  Tobias Baeumler (from Oct. 16, 2020) for Fiscal      
  Year 2020/21   Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member      
  Michael Diekmann for Fiscal Year 2020/21 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member      
  Andrea Fehrmann for Fiscal Year 2020/21 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member      
  Bettina Haller for Fiscal Year 2020/21 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member      
  Harald Kern for Fiscal Year 2020/21 Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member      
  Juergen Kerner for Fiscal Year 2020/21 Management For Voted - For

 

349


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.10 Approve Discharge of Supervisory Board Member      
  Nicola Leibinger-Kammueller (until Feb. 3, 2021)      
  for Fiscal Year 2020/21   Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member      
  Benoit Potier for Fiscal Year 2020/21 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member Hagen      
  Reimer for Fiscal Year 2020/21 Management For Voted - For
4.13 Approve Discharge of Supervisory Board Member      
  Norbert Reithofer for Fiscal Year 2020/21 Management For Voted - For
4.14 Approve Discharge of Supervisory Board Member      
  Kasper Roersted for Fiscal Year 2020/21 Management For Voted - For
4.15 Approve Discharge of Supervisory Board Member Nemat      
  Shafik for Fiscal Year 2020/21 Management For Voted - For
4.16 Approve Discharge of Supervisory Board Member      
  Nathalie von Siemens for Fiscal Year 2020/21 Management For Voted - For
4.17 Approve Discharge of Supervisory Board Member      
  Michael Sigmund for Fiscal Year 2020/21 Management For Voted - For
4.18 Approve Discharge of Supervisory Board Member      
  Dorothea Simon for Fiscal Year 2020/21 Management For Voted - For
4.19 Approve Discharge of Supervisory Board Member      
  Grazia Vittadini (from Feb. 3, 2021) for Fiscal      
  Year 2020/21   Management For Voted - For
4.20 Approve Discharge of Supervisory Board Member      
  Werner Wenning (until Feb. 3, 2021) for Fiscal Year      
  2020/21   Management For Voted - For
4.21 Approve Discharge of Supervisory Board Member      
  Matthias Zachert for Fiscal Year 2020/21 Management For Voted - For
4.22 Approve Discharge of Supervisory Board Member      
  Gunnar Zukunft for Fiscal Year 2020/21 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal      
  Year 2021/22   Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
 
SIEMENS ENERGY AG        
 
Security ID: DE000ENER6Y0 Ticker: ENR      
 
Meeting Date: 24-Feb-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020/21 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.10 per Share   Management For Voted - For
3.1 Approve Discharge of Management Board Member      
  Christian Bruch for Fiscal Year 2020/21 Management For Voted - For
3.2 Approve Discharge of Management Board Member Maria      
  Ferraro for Fiscal Year 2020/21 Management For Voted - For
3.3 Approve Discharge of Management Board Member Jochen      
  Eickholt for Fiscal Year 2020/21 Management For Voted - For
3.4 Approve Discharge of Management Board Member Tim      
  Holt for Fiscal Year 2020/21 Management For Voted - For

 

350


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.1 Approve Discharge of Supervisory Board Member Joe      
  Kaeser for Fiscal Year 2020/21 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member      
  Robert Kensbock for Fiscal Year 2020/21 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member      
  Hubert Lienhard for Fiscal Year 2020/21 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member      
  Guenter Augustat for Fiscal Year 2020/21 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member      
  Manfred Baereis for Fiscal Year 2020/21 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member      
  Christine Bortenlaenger for Fiscal Year 2020/21 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member      
  Andrea Fehrmann for Fiscal Year 2020/21 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member      
  Andreas Feldmueller for Fiscal Year 2020/21 Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member      
  Nadine Florian for Fiscal Year 2020/21 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member      
  Sigmar Gabriel for Fiscal Year 2020/21 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member      
  Ruediger Gross for Fiscal Year 2020/21 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member Horst      
  Hakelberg for Fiscal Year 2020/21 Management For Voted - For
4.13 Approve Discharge of Supervisory Board Member      
  Juergen Kerner for Fiscal Year 2020/21 Management For Voted - For
4.14 Approve Discharge of Supervisory Board Member      
  Hildegard Mueller for Fiscal Year 2020/21 Management For Voted - For
4.15 Approve Discharge of Supervisory Board Member      
  Laurence Mulliez for Fiscal Year 2020/21 Management For Voted - For
4.16 Approve Discharge of Supervisory Board Member      
  Matthias Rebellius for Fiscal Year 2020/21 Management For Voted - For
4.17 Approve Discharge of Supervisory Board Member Hagen      
  Reimer for Fiscal Year 2020/21 Management For Voted - For
4.18 Approve Discharge of Supervisory Board Member Ralf      
  Thomas for Fiscal Year 2020/21 Management For Voted - For
4.19 Approve Discharge of Supervisory Board Member      
  Geisha Williams for Fiscal Year 2020/21 Management For Voted - For
4.20 Approve Discharge of Supervisory Board Member Randy      
  Zwirn for Fiscal Year 2020/21 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal      
  Year 2021/22   Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
 
SIG COMBIBLOC GROUP AG      
 
Security ID: CH0435377954 Ticker: SIGN      
 
Meeting Date: 07-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For

 

351


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
4 Approve Dividends of CHF 0.45 per Share from      
  Capital Contribution Reserves Management For Voted - For
5.1 Approve Remuneration Report (Non-Binding) Management For Voted - For
5.2 Approve Remuneration of Directors in the Amount of      
  CHF 2.7 Million   Management For Voted - For
5.3 Approve Remuneration of Executive Committee in the      
  Amount of CHF 18 Million Management For Voted - For
6.1.1 Reelect Andreas Umbach as Director Management For Voted - For
6.1.2 Reelect Werner Bauer as Director Management For Voted - For
6.1.3 Reelect Wah-Hui Chu as Director Management For Voted - For
6.1.4 Reelect Colleen Goggins as Director Management For Voted - For
6.1.5 Reelect Mariel Hoch as Director Management For Voted - For
6.1.6 Reelect Abdallah al Obeikan as Director Management For Voted - For
6.1.7 Reelect Martine Snels as Director Management For Voted - For
6.1.8 Reelect Matthias Waehren as Director Management For Voted - For
6.1.9 Elect Laurens Last as Director Management For Voted - For
6.2 Reelect Andreas Umbach as Board Chairman Management For Voted - For
6.3.1 Reappoint Wah-Hui Chu as Member of the Compensation      
  Committee   Management For Voted - For
6.3.2 Reappoint Colleen Goggins as Member of the      
  Compensation Committee   Management For Voted - For
6.3.3 Reappoint Mariel Hoch as Member of the Compensation      
  Committee   Management For Voted - For
7 Change Company Name to SIG Group AG Management For Voted - For
8 Approve Renewal of Authorized Capital with or      
  without Exclusion of Preemptive Right Management For Voted - For
9 Designate Keller KLG as Independent Proxy Management For Voted - For
10 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
 
SIGNIFY NV        
 
Security ID: NL0011821392 Ticker: LIGHT      
 
Meeting Date: 17-May-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Presentation by CEO   Management For Non-Voting
2 Approve Remuneration Report Management For Voted - For
3 Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
4 Adopt Financial Statements   Management For Voted - For
5 Approve Dividends of EUR 1.45 Per Share Management For Voted - For
6a Approve Discharge of Management Board Management For Voted - For
6b Approve Discharge of Supervisory Board Management For Voted - For
7 Elect Bram Schot to Supervisory Board Management For Voted - For
8a Grant Board Authority to Issue Shares Up to 10      
  Percent of Issued Capital   Management For Voted - For

 

352


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8b Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - For
9 Authorize Repurchase of Shares Management For Voted - For
10 Approve Cancellation of Repurchased Shares Management For Voted - For
11 Other Business (Non-Voting) Management For Non-Voting
 
SILERGY CORP.        
 
Security ID: KYG8190F1028 Ticker: 6415      
 
Meeting Date: 27-May-22 Meeting Type: Annual      
 
  ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT    
  DIRECTORS VIA CUMULATIVE VOTING Management For Non-Voting
1.1 Elect WEI CHEN, with SHAREHOLDER NO.0000055, as      
  Non-Independent Director   Management For Voted - For
1.2 Elect BUDONG YOU, with SHAREHOLDER NO.0000006, as      
  Non-Independent Director   Management For Voted - For
1.3 Elect JIUN-HUEI SHIH, with ID NO.A123828XXX, as      
  Non-Independent Director   Management For Voted - Against
1.4 Elect SOPHIA TONG, with ID NO.Q202920XXX, as      
  Non-Independent Director   Management For Voted - Against
1.5 Elect YONG-SONG TSAI, with ID NO.A104631XXX, as      
  Independent Director   Management For Voted - Against
1.6 Elect HENRY KING, with ID NO.A123643XXX, as      
  Independent Director   Management For Voted - For
1.7 Elect JET TSAI, with ID NO.X120144XXX, as      
  Independent Director   Management For Voted - For
2 Approve Business Operations Report and Consolidated      
  Financial Statements   Management For Voted - For
3 Approve Profit Distribution   Management For Voted - For
4 Amend Articles of Association Management For Voted - For
5 Amend Procedures Governing the Acquisition or      
  Disposal of Assets   Management For Voted - For
6 Approve Issuance of Restricted Stocks Management For Voted - Against
7 Approve Release of Restrictions of Competitive      
  Activities of Directors   Management For Voted - For
 
SIMCORP A/S        
 
Security ID: DK0060495240 Ticker: SIM      
 
Meeting Date: 13-Sep-21 Meeting Type: Extraordinary Shareholders    
 
1 Amendment to Remuneration Policy for Board of      
  Directors and Executive Management Management For Voted - For
2 Other Business   Management For Non-Voting
 
Meeting Date: 24-Mar-22 Meeting Type: Annual      
 
1 Receive Report of Board   Management For Non-Voting
2 Accept Financial Statements and Statutory Reports Management For Voted - For

 

353


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Approve Allocation of Income and Dividends Management For Voted - For
4 Approve Remuneration Report (Advisory Vote) Management For Voted - For
5.A Reelect Peter Schutze (Chair) as Director Management For Voted - For
5.B Reelect Morten Hubbe (Vice Chair) as Director Management For Voted - For
5.C Reelect Simon Jeffreys as Director Management For Voted - For
5.D Reelect Susan Standiford as Director Management For Voted - For
5.E Reelect Adam Warby as Director Management For Voted - For
5.F Reelect Joan A. Binstock as Director Management For Voted - For
6 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
7a.A Approve Guidelines for Incentive-Based Compensation      
  for Executive Management and Board Management For Voted - For
7a.B Approve Remuneration of Directors in the Amount of      
  DKK 840,000 for Chair, DKK 560,000 for Vice Chair      
  and 280,000 for Other Directors Management For Voted - For
7a.C Approve Remuneration of Technology Committee Management For Voted - For
7b Authorize Share Repurchase Program Management For Voted - For
7c.A Allow Shareholder Meetings to be Held by Electronic      
  Means Only   Management For Voted - Against
7c.B Amend Articles Re: Share Registrar Management For Voted - For
7c.C Amend Articles Re: Gender Neutrality Management For Voted - For
8 Other Business   Management For Non-Voting
 
Meeting Date: 21-Apr-22 Meeting Type: Extraordinary Shareholders    
 
1 Amend Articles Re: Company's Shareholders Register Management For Voted - For
2 Amend Articles Re: Gender Neutrality Management For Voted - For
3 Other Business   Management For Non-Voting
 
SIRIUS XM HOLDINGS INC.        
 
Security ID: US82968B1035 Ticker: SIRI      
 
Meeting Date: 02-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director David A. Blau Management For Voted - Withheld
1.2 Elect Director Eddy W. Hartenstein Management For Voted - For
1.3 Elect Director Robin P. Hickenlooper Management For Voted - Withheld
1.4 Elect Director James P. Holden Management For Voted - For
1.5 Elect Director Gregory B. Maffei Management For Voted - Withheld
1.6 Elect Director Evan D. Malone Management For Voted - For
1.7 Elect Director James E. Meyer Management For Voted - Withheld
1.8 Elect Director Jonelle Procope Management For Voted - For
1.9 Elect Director Michael Rapino Management For Voted - For
1.10 Elect Director Kristina M. Salen Management For Voted - For
1.11 Elect Director Carl E. Vogel Management For Voted - For
1.12 Elect Director Jennifer C. Witz Management For Voted - For
1.13 Elect Director David M. Zaslav Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For

 

354


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SIXT SE        
 
Security ID: DE0007231326 Ticker: SIX2      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  3.70 per Ordinary Share and EUR 3.72 per Preferred      
  Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member      
  Friedrich Joussen (until June 16, 2021) for Fiscal      
  Year 2021   Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member      
  Julian zu Putlitz (from June 16, 2021) for Fiscal      
  Year 2021   Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member Erich      
  Sixt (from June 16, 2021) for Fiscal Year 2021 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member Ralf      
  Teckentrup (until June 16, 2021) for Fiscal Year      
  2021   Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member      
  Daniel Terberger for Fiscal Year 2021 Management For Voted - For
5 Ratify Deloitte GmbH as Auditors for Fiscal Year      
  2022, for the Review of Interim Financial      
  Statements for Fiscal Year 2022 and for the Review      
  of Interim Financial Statements Until 2023 AGM Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Amend Articles Re: Increase the Size of Board to      
  Four Members; Supervisory Board Term of Office Management For Voted - For
8 Elect Anna Kamenetzky-Wetzel to the Supervisory      
  Board   Management For Voted - For
9 Approve Remuneration of Supervisory Board Management For Voted - For
 
SK HYNIX, INC.        
 
Security ID: KR7000660001 Ticker: 000660      
 
Meeting Date: 30-Mar-22 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Approve Stock Option Grants (To be granted) Management For Voted - For
4 Approve Stock Option Grants (Previously granted) Management For Voted - For
5.1 Elect Gwak Noh-jeong as Inside Director Management For Voted - For
5.2 Elect Noh Jong-won as Inside Director Management For Voted - For
6 Elect Ha Young-gu as Outside Director Management For Voted - For
7 Elect Ha Young-gu as a Member of Audit Committee Management For Voted - For

 

355


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
SKYWORKS SOLUTIONS, INC.        
 
Security ID: US83088M1027 Ticker: SWKS      
 
Meeting Date: 11-May-22 Meeting Type: Annual      
 
1a Elect Director Alan S. Batey   Management For Voted - For
1b Elect Director Kevin L. Beebe Management For Voted - For
1c Elect Director Liam K. Griffin Management For Voted - For
1d Elect Director Eric J. Guerin   Management For Voted - For
1e Elect Director Christine King Management For Voted - For
1f Elect Director Suzanne E. McBride Management For Voted - For
1g Elect Director David P. McGlade Management For Voted - For
1h Elect Director Robert A. Schriesheim Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Eliminate Supermajority Vote Requirement to Approve      
  Mergers, Consolidations or Dispositions of      
  Substantial Assets   Management For Voted - For
5 Eliminate Supermajority Vote Requirement to Approve      
  Certain Business Combinations Management For Voted - For
6 Eliminate Supermajority Vote Requirement to Amend      
  Charter Provisions Governing Directors Management For Voted - For
7 Eliminate Supermajority Vote Requirement to Amend      
  Charter Provision Governing Action by Stockholders Management For Voted - For
8 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
SMC CORP. (JAPAN)        
 
Security ID: JP3162600005 Ticker: 6273      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 450   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Takada, Yoshiki Management For Voted - For
3.2 Elect Director Isoe, Toshio   Management For Voted - For
3.3 Elect Director Ota, Masahiro Management For Voted - For
3.4 Elect Director Maruyama, Susumu Management For Voted - For
3.5 Elect Director Samuel Neff   Management For Voted - For
3.6 Elect Director Doi, Yoshitada Management For Voted - For
3.7 Elect Director Ogura, Koji   Management For Voted - For
3.8 Elect Director Kelley Stacy   Management For Voted - For
3.9 Elect Director Kaizu, Masanobu Management For Voted - For

 

356


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
3.10 Elect Director Kagawa, Toshiharu Management For Voted - For
3.11 Elect Director Iwata, Yoshiko Management For Voted - For
3.12 Elect Director Miyazaki, Kyoichi Management For Voted - For
 
SNAP-ON INCORPORATED        
 
Security ID: US8330341012 Ticker: SNA      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director David C. Adams Management For Voted - For
1.2 Elect Director Karen L. Daniel Management For Voted - For
1.3 Elect Director Ruth Ann M. Gillis Management For Voted - For
1.4 Elect Director James P. Holden Management For Voted - For
1.5 Elect Director Nathan J. Jones Management For Voted - For
1.6 Elect Director Henry W. Knueppel Management For Voted - For
1.7 Elect Director W. Dudley Lehman Management For Voted - For
1.8 Elect Director Nicholas T. Pinchuk Management For Voted - For
1.9 Elect Director Gregg M. Sherrill Management For Voted - For
1.10 Elect Director Donald J. Stebbins Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
SOFTWARE AG        
 
Security ID: DE000A2GS401 Ticker: SOW      
 
Meeting Date: 17-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.76 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify Deloitte GmbH as Auditors for Fiscal Year      
  2022   Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8.1 Elect Christian Lucas to the Supervisory Board Management For Voted - For
8.2 Elect Oliver Collmann to the Supervisory Board Management For Voted - For
8.3 Elect James Whitehurst to the Supervisory Board Management For Voted - For

 

357


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SOFTWAREONE HOLDING AG      
 
Security ID: CH0496451508 Ticker: SWON      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2.1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.2 Approve Remuneration Report Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  0.33 per Share from Foreign Capital Contribution      
  Reserves   Management For Voted - For
4 Approve Discharge of Board and Senior Management Management For Voted - For
5.1.a Reelect Daniel von Stockar as Director Management For Voted - For
5.1.b Reelect Jose Duarte as Director Management For Voted - For
5.1.c Reelect Timo Ihamuotila as Director Management For Voted - For
5.1.d Reelect Peter Kurer as Director Management For Voted - For
5.1.e Reelect Marie-Pierre Rogers as Director Management For Voted - For
5.1.f Reelect Isabelle Romy as Director Management For Voted - For
5.1.g Reelect Adam Warby as Director Management For Voted - For
5.1.h Elect Jim Freeman as Director Management For Voted - For
5.2 Reelect Daniel von Stockar as Board Chair Management For Voted - For
5.3.1 Reappoint Marie-Pierre Rogers as Member of the      
  Nomination and Compensation Committee Management For Voted - For
5.3.2 Reappoint Peter Kurer as Member of the Nomination      
  and Compensation Committee Management For Voted - For
5.3.3 Reappoint Daniel von Stockar as Member of the      
  Nomination and Compensation Committee Management For Voted - For
5.3.4 Reappoint Adam Warby as Member of the Nomination      
  and Compensation Committee Management For Voted - For
5.4 Designate Keller KLG as Independent Proxy Management For Voted - For
5.5 Ratify Ernst & Young AG as Auditors Management For Voted - For
6.1 Approve Remuneration of Directors in the Amount of      
  CHF 1.7 Million   Management For Voted - For
6.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 15.5 Million Management For Voted - For
7 Transact Other Business (Voting) Management For Voted - Against
 
SOITEC SA        
 
Security ID: FR0013227113 Ticker: SOI      
 
Meeting Date: 28-Jul-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Absence of      
  Dividends   Management For Voted - For

 

358


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions Management For Voted - For
5 Elect Francoise Chombar as Director Management For Voted - For
6 Elect Shuo Zhang as Director Management For Voted - For
7 Elect Eric Meurice as Director Management For Voted - For
8 Reelect Satoshi Onishi as Director Management For Voted - Against
9 Ratify Appointment of Guillemette Picard as Director Management For Voted - Against
10 Approve Compensation of Corporate Officers Management For Voted - For
11 Approve Compensation of Paul Boudre, CEO Management For Voted - For
12 Approve Compensation of Eric Meurice, Chairman of      
  the Board Management For Voted - For
13 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
14 Approve Remuneration Policy of CEO Management For Voted - For
15 Approve Remuneration Policy of Directors Management For Voted - For
16 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital Management For Voted - For
  Extraordinary Business Management For Non-Voting
17 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 32.5 Million Management For Voted - For
18 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 6.5 Million Management For Voted - For
19 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 6.5 Million Management For Voted - For
20 Approve Issuance of Equity or Equity-Linked      
  Securities Reserved for Specific Beneficiaries, up      
  to Aggregate Nominal Amount of EUR 6.5 Million Management For Voted - For
21 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Above Under Items 17-20 Management For Voted - For
22 Authorize Board to Set Issue Price for 10 Percent      
  Per Year of Issued Capital Pursuant to Issue      
  Authority without Preemptive Rights Management For Voted - For
23 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
24 Authorize Capitalization of Reserves of Up to EUR      
  32.5 Million for Bonus Issue or Increase in Par      
  Value Management For Voted - For
25 Authorize Capital Increase of Up to EUR 6.5 Million      
  for Future Exchange Offers Management For Voted - For
26 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Management For Voted - For
27 Authorize up to 5 Percent of Issued Capital for Use      
  in Restricted Stock Plans Management For Voted - For
28 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
29 Add Article of Bylaws Re: Corporate Purpose Management For Voted - For
30 Amend Article 7 of Bylaws Re: Shareholders      
  Identification Management For Voted - For

 

359


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
31 Amend Article 16 of Bylaws Re: Board Power Management For Voted - For
32 Amend Articles 12.4 and 18 of Bylaws Re: Board      
  Remuneration   Management For Voted - For
33 Amend Article 19 of Bylaws to Comply with Legal      
  Changes   Management For Voted - For
34 Amend Articles 21.3,23 and 24 of Bylaws Re: Quorum Management For Voted - For
35 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
SOLARIA ENERGIA Y MEDIO AMBIENTE SA      
 
Security ID: ES0165386014 Ticker: SLR      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Approve Discharge of Board Management For Voted - For
4.A Dismiss Inversiones Miditel SL as Director Management For Voted - For
4.B Elect Maria Dolores Larranaga Horna as Director Management For Voted - Against
5 Approve Remuneration Policy Management For Voted - For
6 Approve Remuneration of Directors Management For Voted - For
7 Authorize Issuance of Convertible Bonds,      
  Debentures, Warrants, and Other Debt Securities up      
  to EUR 400 Million with Exclusion of Preemptive      
  Rights up to 20 Percent of Capital Management For Voted - Against
8 Authorize Share Repurchase Program Management For Voted - For
9 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
10 Advisory Vote on Remuneration Report Management For Voted - For
 
SONY GROUP CORP.        
 
Security ID: JP3435000009 Ticker: 6758      
 
Meeting Date: 28-Jun-22 Meeting Type: Annual      
 
1 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
2.1 Elect Director Yoshida, Kenichiro Management For Voted - For
2.2 Elect Director Totoki, Hiroki Management For Voted - For
2.3 Elect Director Sumi, Shuzo   Management For Voted - For
2.4 Elect Director Tim Schaaff   Management For Voted - For
2.5 Elect Director Oka, Toshiko   Management For Voted - For
2.6 Elect Director Akiyama, Sakie Management For Voted - For
2.7 Elect Director Wendy Becker Management For Voted - For
2.8 Elect Director Hatanaka, Yoshihiko Management For Voted - For
2.9 Elect Director Kishigami, Keiko Management For Voted - For
2.10 Elect Director Joseph A. Kraft Jr Management For Voted - For
3 Approve Stock Option Plan   Management For Voted - For

 

360


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SOPRA STERIA GROUP SA        
 
Security ID: FR0000050809 Ticker: SOP      
 
Meeting Date: 01-Jun-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  3.20 per Share   Management For Voted - For
4 Approve Compensation Report of Corporate Officers Management For Voted - For
5 Approve Compensation of Pierre Pasquier, Chairman      
  of the Board   Management For Voted - For
6 Approve Compensation of Vincent Paris, CEO Management For Voted - For
7 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
8 Approve Remuneration Policy of CEO Management For Voted - For
9 Approve Remuneration Policy of Directors Management For Voted - For
10 Approve Remuneration of Directors in the Aggregate      
  Amount of EUR 500,000   Management For Voted - For
11 Reelect Andre Einaudi as Director Management For Voted - For
12 Reelect Michael Gollner as Director Management For Voted - For
13 Reelect Noelle Lenoir as Director Management For Voted - For
14 Reelect Jean-Luc Placet as Director Management For Voted - For
15 Elect Yves de Talhouet as Director Management For Voted - For
16 Renew Appointment of ACA Nexia as Auditor Management For Voted - For
17 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
18 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
19 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to 50 Percent      
  of Issued Capital   Management For Voted - For
20 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to 20      
  Percent of Issued Capital   Management For Voted - For
21 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to 10 Percent      
  of Issued Capital   Management For Voted - For
22 Authorize Board to Set Issue Price for 10 Percent      
  Per Year of Issued Capital Pursuant to Issue      
  Authority without Preemptive Rights Management For Voted - For
23 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Above Management For Voted - For
24 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
25 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Future Exchange Offers Management For Voted - For

 

361


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
26 Authorize Capitalization of Reserves for Bonus      
  Issue or Increase in Par Value Management For Voted - For
27 Authorize up to 1.1 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - For
28 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
  Ordinary Business   Management For Non-Voting
29 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
SOUTHWEST AIRLINES CO.        
 
Security ID: US8447411088 Ticker: LUV      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1a Elect Director David W. Biegler Management For Voted - For
1b Elect Director J. Veronica Biggins Management For Voted - For
1c Elect Director Douglas H. Brooks Management For Voted - For
1d Elect Director William H. Cunningham Management For Voted - For
1e Elect Director John G. Denison Management For Voted - For
1f Elect Director Thomas W. Gilligan Management For Voted - For
1g Elect Director David P. Hess Management For Voted - For
1h Elect Director Robert E. Jordan Management For Voted - For
1i Elect Director Gary C. Kelly Management For Voted - For
1j Elect Director Nancy B. Loeffler Management For Voted - For
1k Elect Director John T. Montford Management For Voted - For
1l Elect Director Christopher P. Reynolds Management For Voted - For
1m Elect Director Ron Ricks   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Adopt Majority Vote Cast to Remove Directors With      
  or Without Cause   Shareholder Against Voted - For
6 Submit Severance Agreement (Change-in-Control) to      
  Shareholder Vote   Shareholder Against Voted - For
 
SPAREBANK 1 SR-BANK ASA        
 
Security ID: NO0010631567 Ticker: SRBNK      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Did Not Vote
2 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
3 Approve Notice of Meeting and Agenda Management For Did Not Vote
4 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income; Authorize Board to      
  Decide on the Distribution of Dividends of up to      
  NOK 6 Per Share   Management For Did Not Vote

 

362


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Approve Extra Dividends   Management For Did Not Vote
6 Approve Company's Corporate Governance Statement Management For Did Not Vote
7 Approve Remuneration of Auditors Management For Did Not Vote
8 Approve Remuneration Statement (Advisory) Management For Did Not Vote
9 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
10 Reelect Dag Mejdell (Chair) and Trine Saether      
  Romuld as Director; Elect Camilla AC Tepfers and      
  Kjetil Skjaeveland as New Directors Management For Did Not Vote
11.1 Reelect Per Sekse as Chair of Nominating Committee Management For Did Not Vote
11.2 Reelect Kirsti Tonnessen as Member of Nominating      
  Committee   Management For Did Not Vote
11.3 Reelect Gunn-Jane Haland as Member of Nominating      
  Committee   Management For Did Not Vote
11.4 Reelect Tore Heggheim as Member of Nominating      
  Committee   Management For Did Not Vote
11.5 Elect Kjetil Houg as New Member of Nominating      
  Committee   Management For Did Not Vote
12 Approve Nomination Committee Procedures Management For Did Not Vote
13 Approve Remuneration of Directors in the Amount of      
  NOK 650,000 for Chair and NOK 325,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Did Not Vote
14 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Did Not Vote
15 Authorize Issuance of Hybrid Bonds, Perpetual      
  Subordinated Loans, and Subordinated Loans with      
  Maturity   Management For Did Not Vote
16 Approve Creation of NOK 639.4 Million Pool of      
  Capital without Preemptive Rights Management For Did Not Vote
 
SPIE SA        
 
Security ID: FR0012757854 Ticker: SPIE      
 
Meeting Date: 11-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  0.60 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
5 Ratify Appointment of Geertrui Schoolenberg as      
  Director   Management For Voted - For
6 Reelect Geertrui Schoolenberg as Director Management For Voted - For
7 Ratify Appointment of Bpifrance Investissement as      
  Director   Management For Voted - For
8 Reelect Gauthier Louette as Director Management For Voted - For
9 Reelect Regine Stachelhaus as Director Management For Voted - For
10 Reelect Peugeot Invest Assets as Director Management For Voted - For

 

363


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
11 Elect Christopher Delbruck as Director Management For Voted - For
12 Renew Appointment of EY as Auditor Management For Voted - For
13 Approve Compensation of Gauthier Louette, Chairman      
  and CEO   Management For Voted - For
14 Approve Remuneration Policy of Gauthier Louette,      
  Chairman and CEO   Management For Voted - For
15 Approve Compensation Report Management For Voted - For
16 Approve Remuneration Policy of Directors Management For Voted - For
17 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
18 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
19 Authorize Capitalization of Reserves of Up to EUR      
  14.5 Million for Bonus Issue or Increase in Par      
  Value   Management For Voted - For
20 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 36 Million Management For Voted - For
21 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 7.4 Million Management For Voted - For
22 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 7.4 Million Management For Voted - For
23 Authorize Board to Set Issue Price for 10 Percent      
  Per Year of Issued Capital Pursuant to Issue      
  Authority without Preemptive Rights Management For Voted - For
24 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Under Items 20, 21 and 22 Management For Voted - For
25 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - Against
26 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
27 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Reserved for Employees and      
  Corporate Officers of International Subsidiaries Management For Voted - For
28 Authorize up to 0.5 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - For
29 Amend Article 15 of Bylaws Re: Shareholding      
  Requirements for Directors Management For Voted - For
30 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
SPLUNK INC.        
 
Security ID: US8486371045 Ticker: SPLK      
 
Meeting Date: 16-Jun-22 Meeting Type: Annual      
 
1a Elect Director Mark Carges   Management For Voted - For

 

364


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1b Elect Director Kenneth Hao   Management For Voted - For
1c Elect Director Elisa Steele   Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
4 Approve Omnibus Stock Plan Management For Voted - Against
 
SQUARE, INC.        
 
Security ID: US8522341036 Ticker: SQ      
 
Meeting Date: 03-Nov-21 Meeting Type: Special      
 
1 Issue Shares in Connection with Transaction      
  Agreement   Management For Voted - For
2 Adjourn Meeting   Management For Voted - For
 
SSE PLC        
 
Security ID: GB0007908733 Ticker: SSE      
 
Meeting Date: 22-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Gregor Alexander as Director Management For Voted - For
5 Re-elect Sue Bruce as Director Management For Voted - For
6 Re-elect Tony Cocker as Director Management For Voted - For
7 Re-elect Peter Lynas as Director Management For Voted - For
8 Re-elect Helen Mahy as Director Management For Voted - For
9 Elect John Manzoni as Director Management For Voted - For
10 Re-elect Alistair Phillips-Davies as Director Management For Voted - For
11 Re-elect Martin Pibworth as Director Management For Voted - For
12 Re-elect Melanie Smith as Director Management For Voted - For
13 Re-elect Angela Strank as Director Management For Voted - For
14 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
15 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
16 Authorise Issue of Equity   Management For Voted - For
17 Approve Scrip Dividend Scheme Management For Voted - For
18 Approve Sharesave Scheme   Management For Voted - For
19 Approve Net Zero Transition Report Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
21 Authorise Market Purchase of Ordinary Shares Management For Voted - For
22 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
23 Adopt New Articles of Association Management For Voted - For

 

365


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
STADLER RAIL AG        
 
Security ID: CH0002178181 Ticker: SRAIL      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  0.90 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Reelect Peter Spuhler as Director Management For Voted - Against
4.2 Reelect Hans-Peter Schwald as Director Management For Voted - Against
4.3 Reelect Barbara Egger-Jenzer as Director Management For Voted - For
4.4 Reelect Christoph Franz as Director Management For Voted - For
4.5 Reelect Wojciech Kostrzewa as Director Management For Voted - For
4.6 Reelect Doris Leuthard as Director Management For Voted - For
4.7 Reelect Kurt Rueegg as Director Management For Voted - Against
4.8 Elect Stefan Asenkerschbaumer as Director Management For Voted - For
5 Reelect Peter Spuhler as Board Chair Management For Voted - Against
6.1 Reappoint Barbara Egger-Jenzer as Member of the      
  Compensation Committee   Management For Voted - For
6.2 Reappoint Christoph Franz as Member of the      
  Compensation Committee   Management For Voted - For
6.3 Reappoint Peter Spuhler as Member of the      
  Compensation Committee   Management For Voted - Against
6.4 Reappoint Hans-Peter Schwald as Member of the      
  Compensation Committee   Management For Voted - Against
7 Ratify KPMG AG as Auditors Management For Voted - For
8 Designate Ulrich Mayer as Independent Proxy Management For Voted - For
9 Approve Remuneration Report (Non-Binding) Management For Voted - For
10.1 Approve Remuneration of Directors in the Amount of      
  CHF 2 Million   Management For Voted - For
10.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 8.3 Million Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
 
STARBUCKS CORPORATION        
 
Security ID: US8552441094 Ticker: SBUX      
 
Meeting Date: 16-Mar-22 Meeting Type: Annual      
 
1a Elect Director Richard E. Allison, Jr. Management For Voted - For
1b Elect Director Andrew Campion Management For Voted - For
1c Elect Director Mary N. Dillon Management For Voted - For
1d Elect Director Isabel Ge Mahe Management For Voted - For
1e Elect Director Mellody Hobson Management For Voted - For
1f Elect Director Kevin R. Johnson Management For Voted - For
1g Elect Director Jorgen Vig Knudstorp Management For Voted - For
1h Elect Director Satya Nadella   Management For Voted - For
1i Elect Director Joshua Cooper Ramo Management For Voted - For

 

366


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1j Elect Director Clara Shih   Management For Voted - For
1k Elect Director Javier G. Teruel Management For Voted - For
2 Amend Omnibus Stock Plan   Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5 Report on Prevention of Harassment and      
  Discrimination in the Workplace Shareholder Against Voted - Against
 
STATE STREET CORPORATION        
 
Security ID: US8574771031 Ticker: STT      
 
Meeting Date: 18-May-22 Meeting Type: Annual      
 
1a Elect Director Patrick de Saint-Aignan Management For Voted - For
1b Elect Director Marie A. Chandoha Management For Voted - For
1c Elect Director DonnaLee DeMaio Management For Voted - For
1d Elect Director Amelia C. Fawcett Management For Voted - For
1e Elect Director William C. Freda Management For Voted - For
1f Elect Director Sara Mathew   Management For Voted - For
1g Elect Director William L. Meaney Management For Voted - For
1h Elect Director Ronald P. O'Hanley Management For Voted - For
1i Elect Director Sean O'Sullivan Management For Voted - For
1j Elect Director Julio A. Portalatin Management For Voted - For
1k Elect Director John B. Rhea   Management For Voted - For
1l Elect Director Richard P. Sergel Management For Voted - For
1m Elect Director Gregory L. Summe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Asset Management Policies and Diversified      
  Investors   Shareholder Against Voted - Against
 
STILLFRONT GROUP AB        
 
Security ID: SE0015346135 Ticker: SF      
 
Meeting Date: 04-Oct-21 Meeting Type: Extraordinary Shareholders    
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Elect Chairman of Meeting   Management For Voted - For
3 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4 Prepare and Approve List of Shareholders Management For Voted - For
5 Approve Agenda of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Approve Issuance of Shares for a Private Placement      
  for Laurens Capital GmbH Management For Voted - For
8 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Voted - For
9 Close Meeting   Management For Non-Voting

 

367


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
Meeting Date: 23-Feb-22 Meeting Type: Extraordinary Shareholders    
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4 Prepare and Approve List of Shareholders Management For Voted - For
5 Approve Agenda of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Approve Issuance of Shares in Connection with      
  Acquisition of Six Waves Inc. Management For Voted - For
8 Close Meeting   Management For Non-Voting
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4 Prepare and Approve List of Shareholders Management For Voted - For
5 Approve Agenda of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management For Non-Voting
8.a Accept Financial Statements and Statutory Reports Management For Voted - For
8.b Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
8.c1 Approve Discharge of Jan Samuelson Management For Voted - For
8.c2 Approve Discharge of Erik Forsberg Management For Voted - For
8.c3 Approve Discharge of Katarina G. Bonde Management For Voted - For
8.c4 Approve Discharge of Birgitta Henriksson Management For Voted - For
8.c5 Approve Discharge of Ulrika Viklund Management For Voted - For
8.c6 Approve Discharge of Kai Wawrzinek Management For Voted - For
8.c7 Approve Discharge of CEO Jorgen Larsson Management For Voted - For
9 Approve Remuneration Report Management For Voted - For
10 Determine Number of Members (6) and Deputy Members      
  (0) of Board   Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  SEK 750,000 for Chairman and SEK 300,000 for Other      
  Directors; Approve Remuneration for Committee Work;      
  Approve Remuneration of Auditors Management For Voted - For
12.1 Elect Marcus Jacobs as New Director Management For Voted - For
12.2 Reelect Jan Samuelson as Director Management For Voted - For
12.3 Reelect Erik Forsberg as Director Management For Voted - For
12.4 Reelect Katarina G. Bonde as Director Management For Voted - For
12.5 Reelect Birgitta Henriksson as Director Management For Voted - For
12.6 Reelect Ulrika Viklund as Director Management For Voted - For
13 Reelect Jan Samuelson as Board Chair Management For Voted - For
14 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
15 Authorize Chairman of Board and Representatives of      
  Three of Company's Largest Shareholders to Serve on      
  Nominating Committee Management For Voted - For

 

368


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
16 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
17 Approve Issuance of Shares for a Private Placement      
  for the Sellers of Candywriter LLC Management For Voted - For
18 Approve Issuance of Shares for a Private Placement      
  for the Sellers of Everguild Ltd Management For Voted - For
19 Approve Issuance of Shares for a Private Placement      
  for the Sellers of Game Labs Inc Management For Voted - For
20 Approve Issuance of Shares for a Private Placement      
  for the Sellers of Imperia Online JSC Management For Voted - For
21 Approve Issuance of Shares for a Private Placement      
  for the Sellers of Sandbox Interactive GmbH Management For Voted - For
22 Approve Issuance of Shares for a Private Placement      
  for the Sellers of Storm8, Inc Management For Voted - For
23 Approve Issuance of Shares for a Private Placement      
  for the Sellers of Super Free Games Inc Management For Voted - For
24 Approve Issuance of up to 10 Percent of Issued      
  Shares without Preemptive Rights Management For Voted - For
25 Authorize Share Repurchase Program Management For Voted - For
26 Authorize Reissuance of Repurchased Shares Management For Voted - For
27 Approve Performance Share Plan for Key Employees      
  (LTIP 2022/2026)   Management For Voted - For
28 Approve Equity Plan Financing Management For Voted - For
29 Approve Transfer of Shares to Participants in LTIP      
  2022/2026   Management For Voted - For
30 Close Meeting   Management For Non-Voting
 
STMICROELECTRONICS NV        
 
Security ID: NL0000226223 Ticker: STM      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
  Annual Meeting Agenda Management For Non-Voting
1 Receive Report of Management Board (Non-Voting) Management For Non-Voting
2 Receive Report of Supervisory Board (Non-Voting) Management For Non-Voting
3 Approve Remuneration Report Management For Voted - For
4 Adopt Financial Statements and Statutory Reports Management For Voted - For
5 Approve Dividends   Management For Voted - For
6 Approve Discharge of Management Board Management For Voted - For
7 Approve Discharge of Supervisory Board Management For Voted - For
8 Approve Grant of Unvested Stock Awards to Jean-Marc      
  Chery as President and CEO Management For Voted - For
9 Reelect Janet Davidson to Supervisory Board Management For Voted - For
10 Elect Donatella Sciuto to Supervisory Board Management For Voted - For
11 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
12 Grant Board Authority to Issue Shares Up To 10      
  Percent of Issued Capital and Exclude Pre-emptive      
  Rights   Management For Voted - For
13 Allow Questions   Management For Non-Voting

 

369


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
STOREBRAND ASA        
 
Security ID: NO0003053605 Ticker: STB      
 
Meeting Date: 06-Apr-22 Meeting Type: Annual      
 
1 Open Meeting; Registration of Attending      
  Shareholders and Proxies   Management For Did Not Vote
2 Elect Chairman of Meeting   Management For Did Not Vote
3 Approve Notice of Meeting and Agenda Management For Did Not Vote
4 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
5 Receive Report on Company's Activities Management For Did Not Vote
6 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income Dividends of NOK 3.50      
  Per Share   Management For Did Not Vote
7 Approve Company's Corporate Governance Statement Management For Did Not Vote
8.a Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
8.b Approve Remuneration Statement (Advisory Vote) Management For Did Not Vote
9.1 Authorize Share Repurchase Program Management For Did Not Vote
9.2 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Did Not Vote
9.3 Authorize Board to Raise Subordinated Loans Management For Did Not Vote
10 Amend Nomination Committee Procedures Management For Did Not Vote
11.1 Elect Didrik Munch as Director Management For Did Not Vote
11.2 Elect Christel Borge as Director Management For Did Not Vote
11.3 Elect Karin Bing as Director   Management For Did Not Vote
11.4 Elect Marianne Bergmann Roren as Director Management For Did Not Vote
11.5 Elect Karl Sandlund as Director Management For Did Not Vote
11.6 Elect Martin Skancke as Director Management For Did Not Vote
11.7 Elect Fredrik Atting as Director Management For Did Not Vote
11.8 Elect Didrik Munch as Board Chair Management For Did Not Vote
12.1 Elect Per Otto Dyb as Member of Nominating Committee Management For Did Not Vote
12.2 Elect Nils Bastiansen as Member of Nominating      
  Committee   Management For Did Not Vote
12.3 Elect Ander Gaarud as Member of Nominating Committee Management For Did Not Vote
12.4 Elect Liv Monica Stubholt as Member of Nominating      
  Committee   Management For Did Not Vote
12.5 Elect Lars Jansen Viste as Member of Nominating      
  Committee   Management For Did Not Vote
12.6 Elect Per Otto Dyb as Chair of Nominating Committee Management For Did Not Vote
13.1 Approve Remuneration of Directors Management For Did Not Vote
13.2 Approve Remuneration for Committee Work Management For Did Not Vote
13.3 Approve Remuneration of Nominating Committee Management For Did Not Vote
14 Approve Remuneration of Auditors Management For Did Not Vote
15 Close Meeting   Management For Did Not Vote

 

370


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
STROEER SE & CO. KGAA        
 
Security ID: DE0007493991 Ticker: SAX      
 
Meeting Date: 03-Sep-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of EUR      
  2.00 per Share   Management For Voted - For
3 Approve Discharge of Personally Liable Partner for      
  Fiscal 2020   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  2020   Management For Voted - For
5 Ratify KPMG AG Wirtschaftspruefungsgesellschaft as      
  Auditors for Fiscal 2021   Management For Voted - For
6 Elect Kai Sauermann to the Supervisory Board Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8 Approve Remuneration of Supervisory Board Management For Voted - For
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year 2021   Management For Voted - For
2 Approve Allocation of Income and Dividends of EUR      
  2.25 per Share   Management For Voted - For
3 Approve Discharge of Personally Liable Partner for      
  Fiscal Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal Year 2022 Management For Voted - For
6.1 Elect Christoph Vilanek to the Supervisory Board Management For Voted - Against
6.2 Elect Ulrich Voigt to the Supervisory Board Management For Voted - Against
6.3 Elect Martin Diederichs to the Supervisory Board Management For Voted - For
6.4 Elect Petra Sontheimer to the Supervisory Board Management For Voted - For
6.5 Elect Elisabeth Lepique to the Supervisory Board Management For Voted - For
7 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds without Preemptive      
  Rights up to Aggregate Nominal Amount of EUR 500      
  Million; Approve Creation of EUR 11.3 Million Pool      
  of Capital to Guarantee Conversion Rights Management For Voted - For
8 Amend Stock Option Plan 2019 Management For Voted - Against
9 Approve Remuneration of Supervisory Board Management For Voted - For
10 Approve Remuneration Report Management For Voted - For
 
SULZER AG        
 
Security ID: CH0038388911 Ticker: SUN      
 
Meeting Date: 20-Sep-21 Meeting Type: Extraordinary Shareholders    
 
1 Approve Spin-Off of APS   Management For Voted - For
2 Approve Incorporation of medmix AG Management For Voted - For

 

371


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
3.1 Elect Gregoire Poux-Guillaume as Director and Board      
  Chairman of medmix AG Management For Voted - Against
3.2.1 Elect Jill Lee Ghim Ha as Director of medmix AG Management For Voted - Against
3.2.2 Elect Marco Musetti as Director of medmix AG Management For Voted - Against
4 Ratify KPMG AG as Auditors of medmix AG Management For Voted - For
5.1 Appoint Gregoire Poux-Guillaume as Member of the      
  Compensation Committee of medmix AG Management For Voted - Against
5.2 Appoint Jill Lee Ghim Ha as Member of the      
  Compensation Committee of medmix AG Management For Voted - Against
5.3 Appoint Marco Musetti as Member of the Compensation      
  Committee of medmix AG Management For Voted - Against
6.1 Approve Remuneration of Directors of medmix AG in      
  the Amount of CHF 450,000 Management For Voted - For
6.2.1 Approve Remuneration of Executive Committee of      
  medmix AG in the Amount of CHF 750,000 for the      
  Period Sep. 20, 2021 - Dec. 31, 2021 Management For Voted - For
6.2.2 Approve Remuneration of Executive Committee of      
  medmix AG in the Amount of CHF 5.5 Million for      
  Fiscal Year 2022   Management For Voted - For
7 Designate Proxy Voting Services GmbH as Independent      
  Proxy of medmix AG   Management For Voted - For
8 Transact Other Business (Voting) Management For Voted - Against
 
Meeting Date: 06-Apr-22 Meeting Type: Annual      
 
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report (Non-Binding) Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  3.50 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Approve Remuneration of Directors in the Amount of      
  CHF 3 Million   Management For Voted - For
4.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 17.5 Million Management For Voted - For
5.1 Elect Suzanne Thoma as Director and Board Chair Management For Voted - For
5.2.1 Reelect Hanne Soerensen as Director Management For Voted - For
5.2.2 Reelect Matthias Bichsel as Director Management For Voted - For
5.2.3 Reelect Mikhail Lifshitz as Director Management For Voted - For
5.2.4 Reelect David Metzger as Director Management For Voted - For
5.2.5 Reelect Alexey Moskov as Director Management For Voted - For
5.3.1 Elect Heike van de Kerkhof as Director Management For Voted - For
5.3.2 Elect Markus Kammueller as Director Management For Voted - For
6.1.1 Reappoint Hanne Soerensen as Member of the      
  Compensation Committee Management For Voted - For
6.1.2 Reappoint Suzanne Thoma as Member of the      
  Compensation Committee Management For Voted - For
6.2.1 Appoint Heike van de Kerkhof as Member of the      
  Compensation Committee Management For Voted - For
6.2.2 Appoint Alexey Moskov as Member of the Compensation      
  Committee   Management For Voted - For
7 Ratify KPMG AG as Auditors Management For Voted - For

 

372


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8 Designate Proxy Voting Services GmbH as Independent      
  Proxy   Management For Voted - For
9 Transact Other Business (Voting) Management For Voted - Against
 
SUMITOMO ELECTRIC INDUSTRIES LTD.      
 
Security ID: JP3407400005 Ticker: 5802      
 
Meeting Date: 24-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 25   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Matsumoto, Masayoshi Management For Voted - For
3.2 Elect Director Inoue, Osamu   Management For Voted - For
3.3 Elect Director Nishida, Mitsuo Management For Voted - For
3.4 Elect Director Nishimura, Akira Management For Voted - For
3.5 Elect Director Hato, Hideo   Management For Voted - For
3.6 Elect Director Shirayama, Masaki Management For Voted - For
3.7 Elect Director Kobayashi, Nobuyuki Management For Voted - For
3.8 Elect Director Miyata, Yasuhiro Management For Voted - For
3.9 Elect Director Sahashi, Toshiyuki Management For Voted - For
3.10 Elect Director Sato, Hiroshi   Management For Voted - For
3.11 Elect Director Tsuchiya, Michihiro Management For Voted - For
3.12 Elect Director Christina Ahmadjian Management For Voted - For
3.13 Elect Director Watanabe, Katsuaki Management For Voted - For
3.14 Elect Director Horiba, Atsushi Management For Voted - For
3.15 Elect Director Nakajima, Shigeru Management For Voted - For
4.1 Appoint Statutory Auditor Kasui, Yoshitomo Management For Voted - For
4.2 Appoint Statutory Auditor Yoshikawa, Ikuo Management For Voted - For
5 Approve Annual Bonus   Management For Voted - For
 
SUMITOMO MITSUI FINANCIAL GROUP, INC.      
 
Security ID: JP3890350006 Ticker: 8316      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 105   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Kunibe, Takeshi Management For Voted - Against
3.2 Elect Director Ota, Jun   Management For Voted - Against
3.3 Elect Director Takashima, Makoto Management For Voted - For
3.4 Elect Director Nakashima, Toru Management For Voted - For
3.5 Elect Director Kudo, Teiko   Management For Voted - For
3.6 Elect Director Inoue, Atsuhiko Management For Voted - For
3.7 Elect Director Isshiki, Toshihiro Management For Voted - For
3.8 Elect Director Kawasaki, Yasuyuki Management For Voted - For

 

373


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3.9 Elect Director Matsumoto, Masayuki Management For Voted - Against
3.10 Elect Director Arthur M. Mitchell Management For Voted - For
3.11 Elect Director Yamazaki, Shozo Management For Voted - For
3.12 Elect Director Kono, Masaharu Management For Voted - For
3.13 Elect Director Tsutsui, Yoshinobu Management For Voted - For
3.14 Elect Director Shimbo, Katsuyoshi Management For Voted - For
3.15 Elect Director Sakurai, Eriko Management For Voted - For
4 Amend Articles to Disclose Plan Outlining Company's      
  Business Strategy to Align Investments with Goals      
  of Paris Agreement   Shareholder Against Voted - Against
5 Amend Articles to Disclose Measures to be Taken to      
  Make Sure that the Company's Lending and      
  Underwriting are not Used for Expansion of Fossil      
  Fuel Supply or Associated Infrastructure Shareholder Against Voted - Against
 
SUMITOMO PHARMA CO., LTD.        
 
Security ID: JP3495000006 Ticker: 4506      
 
Meeting Date: 23-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 14   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Nomura, Hiroshi Management For Voted - Against
3.2 Elect Director Kimura, Toru   Management For Voted - For
3.3 Elect Director Ikeda, Yoshiharu Management For Voted - For
3.4 Elect Director Baba, Hiroyuki Management For Voted - For
3.5 Elect Director Nishinaka, Shigeyuki Management For Voted - For
3.6 Elect Director Arai, Saeko   Management For Voted - For
3.7 Elect Director Endo, Nobuhiro Management For Voted - For
3.8 Elect Director Usui, Minoru   Management For Voted - For
3.9 Elect Director Fujimoto, Koji Management For Voted - For
4.1 Appoint Statutory Auditor Kutsunai, Takashi Management For Voted - For
4.2 Appoint Statutory Auditor Iteya, Yoshio Management For Voted - For
4.3 Appoint Statutory Auditor Michimori, Daishiro Management For Voted - For
 
SUNAC SERVICES HOLDINGS LTD.      
 
Security ID: KYG8569B1041 Ticker: 1516      
 
Meeting Date: 09-Jun-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3A Elect Yang Man as Director   Management For Voted - For
3B Elect Lu Peng as Director   Management For Voted - For
3C Elect Wang Lihong as Director Management For Voted - For
3D Elect Yao Ning as Director   Management For Voted - For
3E Authorize Board to Fix Remuneration of Directors Management For Voted - For

 

374


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Approve PricewaterhouseCoopers as Auditor and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
5A Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - Against
5B Authorize Repurchase of Issued Share Capital Management For Voted - For
5C Authorize Reissuance of Repurchased Shares Management For Voted - Against
6 Adopt Second Amended and Restated Articles of      
  Association   Management For Voted - For
 
SUNRUN INC.        
 
Security ID: US86771W1053 Ticker: RUN      
 
Meeting Date: 02-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Lynn Jurich   Management For Voted - Withheld
1.2 Elect Director Alan Ferber   Management For Voted - Withheld
1.3 Elect Director Manjula Talreja Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Report on Risks Associated with Use of Concealment      
  Clauses   Shareholder For Voted - For
 
SUZANO SA        
 
Security ID: BRSUZBACNOR0 Ticker: SUZB3      
 
Meeting Date: 25-Oct-21 Meeting Type: Extraordinary Shareholders    
 
  Meeting for ADR Holders   Management For Non-Voting
1 Approve Treatment of Net Loss Management For Voted - For
 
Meeting Date: 25-Apr-22 Meeting Type: Annual/Special      
 
  Meeting for ADR Holders   Management For Non-Voting
  Annual Ordinary General Meeting Management For Non-Voting
1.1 Accept Management Statements for Fiscal Year Ended      
  Dec. 31, 2021   Management For Voted - For
1.2 Accept Financial Statements and Statutory Reports      
  for Fiscal Year Ended Dec. 31, 2021 Management For Voted - For
1.3 Approve Allocation of Income and Dividends Management For Voted - For
1.4 Fix Number of Directors at Nine Management For Voted - For
1.5a Elect Directors   Management For Voted - For
1.5b In Case There is Any Change to the Board Slate      
  Composition, May Your Votes Still be Counted for      
  the Proposed Slate?   Management None Voted - Against
1.5c In Case Cumulative Voting Is Adopted, Do You Wish      
  to Equally Distribute Your Votes Amongst the      
  Nominees?   Management None Voted - Abstain
1.6 Approve Remuneration of Company's Management and      
  Fiscal Council   Management For Voted - For

 

375


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.7 Do You Wish to Request Installation of a Fiscal      
  Council, Under the Terms of Article 161 of the      
  Brazilian Corporate Law?   Management None Voted - For
1.8 Elect Fiscal Council Members Management For Voted - For
1.9 In Case One of the Nominees Leaves the Fiscal      
  Council Slate Due to a Separate Minority Election,      
  as Allowed Under Articles 161 and 240 of the      
  Brazilian Corporate Law, May Your Votes Still Be      
  Counted for the Proposed Slate? Management None Voted - Against
  Extraordinary General Meeting Management For Non-Voting
2.1 Approve the Model of Indemnification Agreement to      
  Be Signed between the Company and Certain      
  Beneficiaries   Management For Voted - For
2.2 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
Meeting Date: 08-Jun-22 Meeting Type: Extraordinary Shareholders    
 
  Meeting for ADR Holders   Management For Non-Voting
1 Approve Acquisition of Vitex SP Participacoes SA,      
  Vitex BA Participacoes SA, Vitex ES Participacoes      
  SA, Vitex MS Participacoes SA, Parkia SP      
  Participacoes SA, Parkia BA Participacoes SA,      
  Parkia ES Participacoes SA and Parkia MS      
  Participacoes SA   Management For Voted - For
2 Ratify Apsis Consultoria e Avaliacoes Ltda as      
  Independent Firm to Appraise Proposed Transactions Management For Voted - For
3 Approve Independent Firm's Appraisals Management For Voted - For
4 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
SUZUKI MOTOR CORP.        
 
Security ID: JP3397200001 Ticker: 7269      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 46   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet - Clarify Director Authority      
  on Board Meetings   Management For Voted - For
3.1 Elect Director Suzuki, Toshihiro Management For Voted - For
3.2 Elect Director Honda, Osamu Management For Voted - For
3.3 Elect Director Nagao, Masahiko Management For Voted - For
3.4 Elect Director Suzuki, Toshiaki Management For Voted - For
3.5 Elect Director Saito, Kinji   Management For Voted - For
3.6 Elect Director Yamashita, Yukihiro Management For Voted - For
3.7 Elect Director Domichi, Hideaki Management For Voted - For
3.8 Elect Director Egusa, Shun   Management For Voted - For
3.9 Elect Director Yamai, Risa   Management For Voted - For
4 Appoint Statutory Auditor Fukuta, Mitsuhiro Management For Voted - For

 

376


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SVB FINANCIAL GROUP        
 
Security ID: US78486Q1013 Ticker: SIVB      
 
Meeting Date: 21-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Greg Becker   Management For Voted - For
1.2 Elect Director Eric Benhamou Management For Voted - For
1.3 Elect Director Elizabeth "Busy" Burr Management For Voted - For
1.4 Elect Director Richard Daniels Management For Voted - For
1.5 Elect Director Alison Davis   Management For Voted - For
1.6 Elect Director Joel Friedman Management For Voted - For
1.7 Elect Director Jeffrey Maggioncalda Management For Voted - For
1.8 Elect Director Beverly Kay Matthews Management For Voted - For
1.9 Elect Director Mary Miller   Management For Voted - For
1.10 Elect Director Kate Mitchell   Management For Voted - For
1.11 Elect Director Garen Staglin   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Report on Third-Party Racial Justice Audit Shareholder Against Voted - Against
 
SWISSQUOTE GROUP HOLDING LTD.      
 
Security ID: CH0010675863 Ticker: SQN      
 
Meeting Date: 06-May-22 Meeting Type: Annual      
 
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report (Non-Binding) Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  2.20 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1.1 Reelect Markus Dennler as Director and Board Chair Management For Voted - For
4.1.2 Reelect Monica Dell'Anna as Director Management For Voted - For
4.1.3 Reelect Beat Oberlin as Director Management For Voted - For
4.1.4 Reelect Jean-Christophe Pernollet as Director Management For Voted - For
4.1.5 Reelect Michael Ploog as Director Management For Voted - For
4.1.6 Elect Paolo Buzzi as Director Management For Voted - For
4.1.7 Elect Demetra Kalogerou as Director Management For Voted - For
4.2.1 Reappoint Beat Oberlin as Member of the Nomination      
  and Compensation Committee Management For Voted - For
4.2.2 Reappoint Monica Dell'Anna as Member of the      
  Nomination and Compensation Committee Management For Voted - For
4.2.3 Appoint Demetra Kalogerou as Member of the      
  Nomination and Compensation Committee Management For Voted - For
4.3 Ratify PricewaterhouseCoopers Ltd as Auditors Management For Voted - For
4.4 Designate Juan Gil as Independent Proxy Management For Voted - For
5.1 Approve Remuneration of Directors in the Amount of      
  CHF 1.3 Million   Management For Voted - For

 

377


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 8 Million   Management For Voted - For
6 Transact Other Business (Voting) Management For Voted - Against
 
SYNCHRONY FINANCIAL        
 
Security ID: US87165B1035 Ticker: SYF      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1a Elect Director Margaret M. Keane Management For Voted - For
1b Elect Director Fernando Aguirre Management For Voted - For
1c Elect Director Paget L. Alves Management For Voted - For
1d Elect Director Kamila Chytil Management For Voted - For
1e Elect Director Arthur W. Coviello, Jr. Management For Voted - For
1f Elect Director Brian D. Doubles Management For Voted - For
1g Elect Director William W. Graylin Management For Voted - For
1h Elect Director Roy A. Guthrie Management For Voted - For
1i Elect Director Jeffrey G. Naylor Management For Voted - For
1j Elect Director P.W 'Bill' Parker Management For Voted - For
1k Elect Director Laurel J. Richie Management For Voted - For
1l Elect Director Ellen M. Zane Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
 
SYNOPSYS, INC.        
 
Security ID: US8716071076 Ticker: SNPS      
 
Meeting Date: 12-Apr-22 Meeting Type: Annual      
 
1a Elect Director Aart J. de Geus Management For Voted - For
1b Elect Director Janice D. Chaffin Management For Voted - For
1c Elect Director Bruce R. Chizen Management For Voted - For
1d Elect Director Mercedes Johnson Management For Voted - For
1e Elect Director Chrysostomos L. "Max" Nikias Management For Voted - For
1f Elect Director Jeannine P. Sargent Management For Voted - For
1g Elect Director John G. Schwarz Management For Voted - For
1h Elect Director Roy Vallee   Management For Voted - For
2 Amend Omnibus Stock Plan   Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
5 Ratify KPMG LLP as Auditors Management For Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For

 

378


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
T. ROWE PRICE GROUP, INC.        
 
Security ID: US74144T1088 Ticker: TROW      
 
Meeting Date: 10-May-22 Meeting Type: Annual      
 
1a Elect Director Glenn R. August Management For Voted - For
1b Elect Director Mark S. Bartlett Management For Voted - For
1c Elect Director Mary K. Bush Management For Voted - For
1d Elect Director Dina Dublon   Management For Voted - For
1e Elect Director Freeman A. Hrabowski, III Management For Voted - For
1f Elect Director Robert F. MacLellan Management For Voted - For
1g Elect Director Eileen P. Rominger Management For Voted - For
1h Elect Director Robert W. Sharps Management For Voted - For
1i Elect Director Robert J. Stevens Management For Voted - For
1j Elect Director William J. Stromberg Management For Voted - For
1k Elect Director Richard R. Verma Management For Voted - For
1l Elect Director Sandra S. Wijnberg Management For Voted - For
1m Elect Director Alan D. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
 
TAG IMMOBILIEN AG        
 
Security ID: DE0008303504 Ticker: TEG      
 
Meeting Date: 13-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.93 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify Deloitte GmbH as Auditors for Fiscal Year      
  2022 and for the Review of Interim Financial      
  Statements for the First Half of Fiscal Year 2022 Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Creation of EUR 29 Million Pool of      
  Authorized Capital with or without Exclusion of      
  Preemptive Rights   Management For Voted - For
8 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds with Partial Exclusion      
  of Preemptive Rights up to Aggregate Nominal Amount      
  of EUR 1.2 Billion; Approve Creation of EUR 29      
  Million Pool of Capital to Guarantee Conversion      
  Rights   Management For Voted - For

 

379


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.      
 
Security ID: TW0002330008 Ticker: 2330      
 
Meeting Date: 08-Jun-22 Meeting Type: Annual      
 
1 Approve Business Operations Report and Financial      
  Statements   Management For Voted - For
2 Approve Amendments to Articles of Association Management For Voted - For
3 Amend Procedures Governing the Acquisition or      
  Disposal of Assets   Management For Voted - For
4 Approve Issuance of Restricted Stocks Management For Voted - For
 
TAIYO HOLDINGS CO., LTD.        
 
Security ID: JP3449100001 Ticker: 4626      
 
Meeting Date: 18-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 37   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet - Allow Virtual Only      
  Shareholder Meetings - Clarify Director Authority      
  on Board Meetings   Management For Voted - Against
3.1 Elect Director Sato, Eiji   Management For Voted - For
3.2 Elect Director Saito, Hitoshi   Management For Voted - For
3.3 Elect Director Takehara, Eiji Management For Voted - For
3.4 Elect Director Arima, Masao Management For Voted - For
3.5 Elect Director Tanaka, Tomoyuki Management For Voted - For
3.6 Elect Director Hizume, Masayuki Management For Voted - For
3.7 Elect Director Tsuchiya, Keiko Management For Voted - For
3.8 Elect Director Aoyama, Asako Management For Voted - For
3.9 Elect Director Kamada, Yumiko Management For Voted - For
4.1 Appoint Statutory Auditor Sugiura, Hidenori Management For Voted - For
4.2 Appoint Statutory Auditor Terunuma, Kaori Management For Voted - For
4.3 Appoint Statutory Auditor Sato, Ikumi Management For Voted - For
5 Approve Performance-Based Cash Compensation Ceiling      
  for Directors   Management For Voted - For
6 Approve Compensation Ceiling for Statutory Auditors Management For Voted - For
 
TARGET CORPORATION        
 
Security ID: US87612E1064 Ticker: TGT      
 
Meeting Date: 08-Jun-22 Meeting Type: Annual      
 
1a Elect Director David P. Abney Management For Voted - For
1b Elect Director Douglas M. Baker, Jr. Management For Voted - For
1c Elect Director George S. Barrett Management For Voted - For
1d Elect Director Gail K. Boudreaux Management For Voted - For

 

380


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1e Elect Director Brian C. Cornell Management For Voted - For
1f Elect Director Robert L. Edwards Management For Voted - For
1g Elect Director Melanie L. Healey Management For Voted - For
1h Elect Director Donald R. Knauss Management For Voted - For
1i Elect Director Christine A. Leahy Management For Voted - For
1j Elect Director Monica C. Lozano Management For Voted - For
1k Elect Director Derica W. Rice Management For Voted - For
1l Elect Director Dmitri L. Stockton Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend Proxy Access Right   Shareholder Against Voted - For
 
TATA CONSULTANCY SERVICES LIMITED      
 
Security ID: INE467B01029 Ticker: 532540      
 
Meeting Date: 12-Feb-22 Meeting Type: Special      
 
  Postal Ballot   Management For Non-Voting
1 Approve Buyback of Equity Shares Through Tender      
  Offer Route   Management For Voted - For
 
Meeting Date: 16-Apr-22 Meeting Type: Special      
 
  Postal Ballot   Management For Non-Voting
1 Approve Reappointment and Remuneration of Rajesh      
  Gopinathan as Chief Executive Officer and Managing      
  Director   Management For Voted - For
2 Approve Reappointment and Remuneration of N.      
  Ganapathy Subramaniam as Chief Operating Officer      
  and Executive Director   Management For Voted - For
 
Meeting Date: 09-Jun-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Confirm Interim Dividends and Declare Final Dividend Management For Voted - For
3 Reelect N Ganapathy Subramaniam as Director Management For Voted - For
4 Approve B S R & Co. LLP, Chartered Accountants as      
  Auditors and Authorize Board to Fix Their      
  Remuneration   Management For Voted - For
5 Approve Material Related Party Transactions with      
  Tata Sons Private Limited and/or its Subsidiaries,      
  Tata Motors Limited, Jaguar Land Rover Limited      
  and/or its Subsidiaries and the Subsidiaries of the      
  Company   Management For Voted - For
6 Approve Place of Keeping and Inspection of the      
  Registers and Annual Returns Management For Voted - For

 

381


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
TATE & LYLE PLC        
 
Security ID: GB0008754136 Ticker: TATE      
 
Meeting Date: 29-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Dr Gerry Murphy as Director Management For Voted - For
5 Re-elect Nick Hampton as Director Management For Voted - For
6 Elect Vivid Sehgal as Director Management For Voted - For
7 Elect John Cheung as Director Management For Voted - For
8 Elect Patricia Corsi as Director Management For Voted - For
9 Re-elect Paul Forman as Director Management For Voted - For
10 Re-elect Lars Frederiksen as Director Management For Voted - For
11 Re-elect Kimberly Nelson as Director Management For Voted - For
12 Re-elect Sybella Stanley as Director Management For Voted - For
13 Re-elect Warren Tucker as Director Management For Voted - For
14 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
15 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
16 Authorise UK Political Donations and Expenditure Management For Voted - For
17 Authorise Issue of Equity   Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
20 Authorise Market Purchase of Ordinary Shares Management For Voted - For
21 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
Meeting Date: 30-Sep-21 Meeting Type: Special      
 
1 Approve Matters Relating to the Sale of a      
  Controlling Stake in NewCo to KPS Management For Voted - For
2 Amend Performance Share Plan Management For Voted - For
 
TE CONNECTIVITY LTD.        
 
Security ID: CH0102993182 Ticker: TEL      
 
Meeting Date: 09-Mar-22 Meeting Type: Annual      
 
1a Elect Director Terrence R. Curtin Management For Voted - For
1b Elect Director Carol A. (John) Davidson Management For Voted - For
1c Elect Director Lynn A. Dugle Management For Voted - For
1d Elect Director William A. Jeffrey Management For Voted - For
1e Elect Director Syaru Shirley Lin Management For Voted - For
1f Elect Director Thomas J. Lynch Management For Voted - For
1g Elect Director Heath A. Mitts Management For Voted - For

 

382


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1h Elect Director Yong Nam   Management For Voted - For
1i Elect Director Abhijit Y. Talwalkar Management For Voted - For
1j Elect Director Mark C. Trudeau Management For Voted - For
1k Elect Director Dawn C. Willoughby Management For Voted - For
1l Elect Director Laura H. Wright Management For Voted - For
2 Elect Board Chairman Thomas J. Lynch Management For Voted - For
3a Elect Abhijit Y. Talwalkar as Member of Management      
  Development and Compensation Committee Management For Voted - For
3b Elect Mark C. Trudeau as Member of Management      
  Development and Compensation Committee Management For Voted - For
3c Elect Dawn C. Willoughby as Member of Management      
  Development and Compensation Committee Management For Voted - For
4 Designate Rene Schwarzenbach as Independent Proxy Management For Voted - For
5.1 Accept Annual Report for Fiscal Year Ended      
  September 24, 2021   Management For Voted - For
5.2 Accept Statutory Financial Statements for Fiscal      
  Year Ended September 24, 2021 Management For Voted - For
5.3 Approve Consolidated Financial Statements for      
  Fiscal Year Ended September 24, 2021 Management For Voted - For
6 Approve Discharge of Board and Senior Management Management For Voted - For
7.1 Ratify Deloitte & Touche LLP as Independent      
  Registered Public Accounting Firm for Fiscal Year      
  2022   Management For Voted - For
7.2 Ratify Deloitte AG as Swiss Registered Auditors Management For Voted - For
7.3 Ratify PricewaterhouseCoopers AG as Special Auditors Management For Voted - For
8 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
9 Approve Remuneration of Executive Management in the      
  Amount of USD 49.9 Million Management For Voted - For
10 Approve Remuneration of Board of Directors in the      
  Amount of USD 4 Million   Management For Voted - For
11 Approve Allocation of Available Earnings at      
  September 24, 2021   Management For Voted - For
12 Approve Declaration of Dividend Management For Voted - For
13 Authorize Share Repurchase Program Management For Voted - For
14 Approve Renewal of Authorized Capital Management For Voted - Against
15 Approve Reduction in Share Capital via Cancelation      
  of Shares   Management For Voted - For
16 Adjourn Meeting   Management For Voted - Against
 
TECAN GROUP AG        
 
Security ID: CH0012100191 Ticker: TECN      
 
Meeting Date: 12-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.1 Approve Allocation of Income and Dividends of CHF      
  1.40 per Share   Management For Voted - For

 

383


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2.2 Approve Transfer of CHF 17.7 Million from Legal      
  Reserves to Free Reserves and Repayment of CHF 1.40      
  per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4 Elect Myra Eskes as Director Management For Voted - For
5.1 Reelect Lukas Braunschweiler as Director Management For Voted - For
5.2 Reelect Oliver Fetzer as Director Management For Voted - For
5.3 Reelect Heinrich Fischer as Director Management For Voted - For
5.4 Reelect Karen Huebscher as Director Management For Voted - For
5.5 Reelect Christa Kreuzburg as Director Management For Voted - For
5.6 Reelect Daniel Marshak as Director Management For Voted - For
6 Reelect Lukas Braunschweiler as Board Chair Management For Voted - For
7.1 Reappoint Oliver Fetzer as Member of the      
  Compensation Committee   Management For Voted - For
7.2 Reappoint Christa Kreuzburg as Member of the      
  Compensation Committee   Management For Voted - For
7.3 Reappoint Daniel Marshak as Member of the      
  Compensation Committee   Management For Voted - For
7.4 Appoint Myra Eskes as Member of the Compensation      
  Committee   Management For Voted - For
8 Ratify Ernst & Young AG as Auditors Management For Voted - For
9 Designate Proxy Voting Services GmbH as Independent      
  Proxy   Management For Voted - For
10.1 Approve Remuneration Report (Non-Binding) Management For Voted - For
10.2 Approve Remuneration of Directors in the Amount of      
  CHF 1.5 Million   Management For Voted - For
10.3 Approve Remuneration of Executive Committee in the      
  Amount of CHF 20.5 Million Management For Voted - For
11 Approve Creation of CHF 225,000 Pool of Authorized      
  Capital with or without Exclusion of Preemptive      
  Rights   Management For Voted - Against
12 Transact Other Business (Voting) Management For Voted - Against
 
TERADATA CORPORATION        
 
Security ID: US88076W1036 Ticker: TDC      
 
Meeting Date: 10-May-22 Meeting Type: Annual      
 
1a Elect Director Cary T. Fu   Management For Voted - For
1b Elect Director Michael P. Gianoni Management For Voted - For
1c Elect Director Joanne B. Olsen Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Amend Omnibus Stock Plan   Management For Voted - Against
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For

 

384


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
TERADYNE, INC.        
 
Security ID: US8807701029 Ticker: TER      
 
Meeting Date: 13-May-22 Meeting Type: Annual      
 
1a Elect Director Edwin J. Gillis Management For Voted - For
1b Elect Director Timothy E. Guertin Management For Voted - For
1c Elect Director Peter Herweck Management For Voted - For
1d Elect Director Mark E. Jagiela Management For Voted - For
1e Elect Director Mercedes Johnson Management For Voted - For
1f Elect Director Marilyn Matz   Management For Voted - For
1g Elect Director Fouad 'Ford' Tamer Management For Voted - For
1h Elect Director Paul J. Tufano Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
TERNA RETE ELETTRICA NAZIONALE SPA      
 
Security ID: IT0003242622 Ticker: TRN      
 
Meeting Date: 29-Apr-22 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Elect Qinjing Shen as Director and Approve      
  Director's Remuneration   Management For Voted - For
4 Approve Long-Term Incentive Plan Management For Voted - For
5 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
6.1 Approve Remuneration Policy Management For Voted - For
6.2 Approve Second Section of the Remuneration Report Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
TESLA, INC.        
 
Security ID: US88160R1014 Ticker: TSLA      
 
Meeting Date: 07-Oct-21 Meeting Type: Annual      
 
1.1 Elect Director James Murdoch Management For Voted - Against
1.2 Elect Director Kimbal Musk   Management For Voted - Against
2 Amend Certificate of Incorporation to Reduce      
  Director Terms to Two Years Management For Voted - For
3 Eliminate Supermajority Vote Requirements Management None Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Declassify the Board of Directors Shareholder Against Voted - For
6 Report on Diversity and Inclusion Efforts Shareholder Against Voted - For

 

385


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Report on Employee Arbitration Shareholder Against Voted - For
8 Assign Responsibility for Strategic Oversight of      
  Human Capital Management to an Independent      
  Board-Level Committee   Shareholder Against Voted - For
9 Additional Reporting on Human Rights Shareholder Against Voted - Against
 
TEXAS INSTRUMENTS INCORPORATED      
 
Security ID: US8825081040 Ticker: TXN      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1a Elect Director Mark A. Blinn Management For Voted - For
1b Elect Director Todd M. Bluedorn Management For Voted - For
1c Elect Director Janet F. Clark   Management For Voted - For
1d Elect Director Carrie S. Cox   Management For Voted - For
1e Elect Director Martin S. Craighead Management For Voted - For
1f Elect Director Jean M. Hobby Management For Voted - For
1g Elect Director Michael D. Hsu Management For Voted - For
1h Elect Director Haviv Ilan   Management For Voted - For
1i Elect Director Ronald Kirk   Management For Voted - For
1j Elect Director Pamela H. Patsley Management For Voted - For
1k Elect Director Robert E. Sanchez Management For Voted - For
1l Elect Director Richard K. Templeton Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
THE BANK OF NEW YORK MELLON CORPORATION      
 
Security ID: US0640581007 Ticker: BK      
 
Meeting Date: 12-Apr-22 Meeting Type: Annual      
 
1a Elect Director Linda Z. Cook Management For Voted - For
1b Elect Director Joseph J. Echevarria Management For Voted - For
1c Elect Director Thomas P. 'Todd' Gibbons Management For Voted - For
1d Elect Director M. Amy Gilliland Management For Voted - For
1e Elect Director Jeffrey A. Goldstein Management For Voted - For
1f Elect Director K. Guru Gowrappan Management For Voted - For
1g Elect Director Ralph Izzo   Management For Voted - For
1h Elect Director Sandra E. 'Sandie' O'Connor Management For Voted - For
1i Elect Director Elizabeth E. Robinson Management For Voted - For
1j Elect Director Frederick O. Terrell Management For Voted - For
1k Elect Director Alfred W. "Al" Zollar Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For

 

386


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
THE BRITISH LAND CO. PLC        
 
Security ID: GB0001367019 Ticker: BLND      
 
Meeting Date: 13-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Simon Carter as Director Management For Voted - For
5 Re-elect Lynn Gladden as Director Management For Voted - For
6 Elect Irvinder Goodhew as Director Management For Voted - For
7 Re-elect Alastair Hughes as Director Management For Voted - For
8 Re-elect Nicholas Macpherson as Director Management For Voted - For
9 Re-elect Preben Prebensen as Director Management For Voted - For
10 Re-elect Tim Score as Director Management For Voted - For
11 Re-elect Laura Wade-Gery as Director Management For Voted - For
12 Elect Loraine Woodhouse as Director Management For Voted - For
13 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
14 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
15 Authorise UK Political Donations and Expenditure Management For Voted - For
16 Authorise Issue of Equity   Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
THE GAP, INC.        
 
Security ID: US3647601083 Ticker: GPS      
 
Meeting Date: 10-May-22 Meeting Type: Annual      
 
1a Elect Director Elisabeth B. Donohue Management For Voted - For
1b Elect Director Robert J. Fisher Management For Voted - Against
1c Elect Director William S. Fisher Management For Voted - For
1d Elect Director Tracy Gardner Management For Voted - For
1e Elect Director Kathryn Hall   Management For Voted - For
1f Elect Director Bob L. Martin Management For Voted - For
1g Elect Director Amy Miles   Management For Voted - For
1h Elect Director Chris O'Neill   Management For Voted - For
1i Elect Director Mayo A. Shattuck, III Management For Voted - For
1j Elect Director Salaam Coleman Smith Management For Voted - For
1k Elect Director Sonia Syngal   Management For Voted - For

 

387


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
THE GOLDMAN SACHS GROUP, INC.      
 
Security ID: US38141G1040 Ticker: GS      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1a Elect Director Michele Burns Management For Voted - For
1b Elect Director Drew Faust   Management For Voted - For
1c Elect Director Mark Flaherty Management For Voted - For
1d Elect Director Kimberley Harris Management For Voted - For
1e Elect Director Ellen Kullman Management For Voted - For
1f Elect Director Lakshmi Mittal Management For Voted - For
1g Elect Director Adebayo Ogunlesi Management For Voted - For
1h Elect Director Peter Oppenheimer Management For Voted - For
1i Elect Director David Solomon Management For Voted - For
1j Elect Director Jan Tighe   Management For Voted - For
1k Elect Director Jessica Uhl   Management For Voted - For
1l Elect Director David Viniar   Management For Voted - For
1m Elect Director Mark Winkelman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on Charitable Contributions Shareholder Against Voted - Against
5 Require Independent Board Chair Shareholder Against Voted - Against
6 Adopt a Financing Policy Consistent with IEA's Net      
  Zero Emissions by 2050 Scenario Shareholder Against Voted - Against
7 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
THE HOME DEPOT, INC.        
 
Security ID: US4370761029 Ticker: HD      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1a Elect Director Gerard J. Arpey Management For Voted - For
1b Elect Director Ari Bousbib   Management For Voted - For
1c Elect Director Jeffery H. Boyd Management For Voted - For
1d Elect Director Gregory D. Brenneman Management For Voted - For
1e Elect Director J. Frank Brown Management For Voted - For
1f Elect Director Albert P. Carey Management For Voted - For
1g Elect Director Edward P. Decker Management For Voted - For
1h Elect Director Linda R. Gooden Management For Voted - For
1i Elect Director Wayne M. Hewett Management For Voted - For
1j Elect Director Manuel Kadre Management For Voted - For
1k Elect Director Stephanie C. Linnartz Management For Voted - For

 

388


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1l Elect Director Craig A. Menear Management For Voted - For
1m Elect Director Paula Santilli   Management For Voted - For
1n Elect Director Caryn Seidman-Becker Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend Omnibus Stock Plan   Management For Voted - For
5 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
6 Require Independent Board Chair Shareholder Against Voted - Against
7 Report on Congruency of Political Spending with      
  Company Values and Priorities Shareholder Against Voted - For
8 Report on Steps to Improve Gender and Racial Equity      
  on the Board   Shareholder Against Voted - Against
9 Report on Efforts to Eliminate Deforestation in      
  Supply Chain   Shareholder Against Voted - For
10 Oversee and Report a Racial Equity Audit Shareholder Against Voted - For
 
THE INTERPUBLIC GROUP OF COMPANIES, INC.      
 
Security ID: US4606901001 Ticker: IPG      
 
Meeting Date: 26-May-22 Meeting Type: Annual      
 
1.1 Elect Director Jocelyn Carter-Miller Management For Voted - For
1.2 Elect Director Mary J. Steele Guilfoile Management For Voted - For
1.3 Elect Director Dawn Hudson Management For Voted - For
1.4 Elect Director Philippe Krakowsky Management For Voted - For
1.5 Elect Director Jonathan F. Miller Management For Voted - For
1.6 Elect Director Patrick Q. Moore Management For Voted - For
1.7 Elect Director Linda S. Sanford Management For Voted - For
1.8 Elect Director David M. Thomas Management For Voted - For
1.9 Elect Director E. Lee Wyatt, Jr. Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Require Independent Board Chair Shareholder Against Voted - Against
 
THE MOSAIC COMPANY        
 
Security ID: US61945C1036 Ticker: MOS      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1a Elect Director Cheryl K. Beebe Management For Voted - For
1b Elect Director Gregory L. Ebel Management For Voted - For
1c Elect Director Timothy S. Gitzel Management For Voted - For
1d Elect Director Denise C. Johnson Management For Voted - For
1e Elect Director Emery N. Koenig Management For Voted - For
1f Elect Director James (Joc) C. O'Rourke Management For Voted - For
1g Elect Director David T. Seaton Management For Voted - For

 

389


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1h Elect Director Steven M. Seibert Management For Voted - For
1i Elect Director Luciano Siani Pires Management For Voted - For
1j Elect Director Gretchen H. Watkins Management For Voted - For
1k Elect Director Kelvin R. Westbrook Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
THE PNC FINANCIAL SERVICES GROUP, INC.      
 
Security ID: US6934751057 Ticker: PNC      
 
Meeting Date: 27-Apr-22 Meeting Type: Annual      
 
1a Elect Director Joseph Alvarado Management For Voted - For
1b Elect Director Debra A. Cafaro Management For Voted - For
1c Elect Director Marjorie Rodgers Cheshire Management For Voted - For
1d Elect Director William S. Demchak Management For Voted - For
1e Elect Director Andrew T. Feldstein Management For Voted - For
1f Elect Director Richard J. Harshman Management For Voted - For
1g Elect Director Daniel R. Hesse Management For Voted - For
1h Elect Director Linda R. Medler Management For Voted - For
1i Elect Director Robert A. Niblock Management For Voted - For
1j Elect Director Martin Pfinsgraff Management For Voted - For
1k Elect Director Bryan S. Salesky Management For Voted - For
1l Elect Director Toni Townes-Whitley Management For Voted - For
1m Elect Director Michael J. Ward Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Report on Risk Management and Nuclear Weapon      
  Industry   Shareholder Against Voted - Against
 
THE PROCTER & GAMBLE COMPANY      
 
Security ID: US7427181091 Ticker: PG      
 
Meeting Date: 12-Oct-21 Meeting Type: Annual      
 
1a Elect Director B. Marc Allen Management For Voted - For
1b Elect Director Angela F. Braly Management For Voted - For
1c Elect Director Amy L. Chang Management For Voted - For
1d Elect Director Joseph Jimenez Management For Voted - For
1e Elect Director Christopher Kempczinski Management For Voted - For
1f Elect Director Debra L. Lee Management For Voted - For
1g Elect Director Terry J. Lundgren Management For Voted - For
1h Elect Director Christine M. McCarthy Management For Voted - For
1i Elect Director Jon R. Moeller Management For Voted - For

 

390


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1j Elect Director David S. Taylor Management For Voted - For
1k Elect Director Margaret C. Whitman Management For Voted - For
1l Elect Director Patricia A. Woertz Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Adopt a Policy to Include Non-Management Employees      
  as Prospective Director Candidates Shareholder Against Voted - Against
 
THE SHERWIN-WILLIAMS COMPANY      
 
Security ID: US8243481061 Ticker: SHW      
 
Meeting Date: 20-Apr-22 Meeting Type: Annual      
 
1a Elect Director Kerrii B. Anderson Management For Voted - For
1b Elect Director Arthur F. Anton Management For Voted - For
1c Elect Director Jeff M. Fettig   Management For Voted - For
1d Elect Director Richard J. Kramer Management For Voted - For
1e Elect Director John G. Morikis Management For Voted - For
1f Elect Director Christine A. Poon Management For Voted - For
1g Elect Director Aaron M. Powell Management For Voted - For
1h Elect Director Marta R. Stewart Management For Voted - For
1i Elect Director Michael H. Thaman Management For Voted - For
1j Elect Director Matthew Thornton, III Management For Voted - For
1k Elect Director Steven H. Wunning Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
THE TJX COMPANIES, INC.        
 
Security ID: US8725401090 Ticker: TJX      
 
Meeting Date: 07-Jun-22 Meeting Type: Annual      
 
1a Elect Director Jose B. Alvarez Management For Voted - For
1b Elect Director Alan M. Bennett Management For Voted - For
1c Elect Director Rosemary T. Berkery Management For Voted - For
1d Elect Director David T. Ching Management For Voted - For
1e Elect Director C. Kim Goodwin Management For Voted - For
1f Elect Director Ernie Herrman Management For Voted - For
1g Elect Director Michael F. Hines Management For Voted - For
1h Elect Director Amy B. Lane   Management For Voted - For
1i Elect Director Carol Meyrowitz Management For Voted - For
1j Elect Director Jackwyn L. Nemerov Management For Voted - For
1k Elect Director John F. O'Brien Management For Voted - For
2 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan   Management For Voted - For

 

391


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
5 Report on Assessing Due Diligence on Human Rights      
  in Supply Chain   Shareholder Against Voted - Against
6 Report on Risks from Company Vendors that      
  Misclassify Employees as Independent Contractors Shareholder Against Voted - For
7 Report on Risk Due to Restrictions on Reproductive      
  Rights   Shareholder Against Voted - For
8 Adopt Paid Sick Leave Policy for All Associates Shareholder Against Voted - Against
 
THE TORO COMPANY        
 
Security ID: US8910921084 Ticker: TTC      
 
Meeting Date: 15-Mar-22 Meeting Type: Annual      
 
1.1 Elect Director Eric P. Hansotia Management For Voted - For
1.2 Elect Director Jeffrey L. Harmening Management For Voted - For
1.3 Elect Director Joyce A. Mullen Management For Voted - For
1.4 Elect Director Richard M. Olson Management For Voted - For
1.5 Elect Director James C. O'Rourke Management For Voted - For
1.6 Elect Director Jill M. Pemberton Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
 
THE TORONTO-DOMINION BANK        
 
Security ID: CA8911605092 Ticker: TD      
 
Meeting Date: 14-Apr-22 Meeting Type: Annual      
 
1.1 Elect Director Cherie L. Brant Management For Voted - For
1.2 Elect Director Amy W. Brinkley Management For Voted - For
1.3 Elect Director Brian C. Ferguson Management For Voted - For
1.4 Elect Director Colleen A. Goggins Management For Voted - For
1.5 Elect Director Jean-Rene Halde Management For Voted - For
1.6 Elect Director David E. Kepler Management For Voted - For
1.7 Elect Director Brian M. Levitt Management For Voted - For
1.8 Elect Director Alan N. MacGibbon Management For Voted - For
1.9 Elect Director Karen E. Maidment Management For Voted - For
1.10 Elect Director Bharat B. Masrani Management For Voted - For
1.11 Elect Director Nadir H. Mohamed Management For Voted - For
1.12 Elect Director Claude Mongeau Management For Voted - For
1.13 Elect Director S. Jane Rowe   Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote on Executive Compensation Approach Management For Voted - For
  Shareholder Proposals   Management For Non-Voting
4 SP 1: Adopt a Policy of Not Financing New Fossil      
  Fuel Supply, Including Financing of Companies      

 

392


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  Exploring or Developing Undeveloped Oil and Gas      
  Reserves   Shareholder Against Voted - Against
5 SP 2: Analyze the Possibility of Becoming a Benefit      
  Company   Shareholder Against Voted - Against
6 SP 3: Advisory Vote on Environmental Policy Shareholder Against Voted - Against
7 SP 4: Adopt French as the Official Language Shareholder Against Voted - Against
8 SP 5: Provide a Report to Shareholders and Publicly      
  Disclose the CEO Compensation to Median Worker Pay      
  Ratio   Shareholder Against Voted - Against
 
THE TRADE DESK, INC.        
 
Security ID: US88339J1051 Ticker: TTD      
 
Meeting Date: 26-May-22 Meeting Type: Annual      
 
1.1 Elect Director Lise J. Buyer   Management For Voted - Withheld
1.2 Elect Director Kathryn E. Falberg Management For Voted - Withheld
1.3 Elect Director David B. Wells Management For Voted - Withheld
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
 
THE WALT DISNEY COMPANY        
 
Security ID: US2546871060 Ticker: DIS      
 
Meeting Date: 09-Mar-22 Meeting Type: Annual      
 
1a Elect Director Susan E. Arnold Management For Voted - For
1b Elect Director Mary T. Barra Management For Voted - For
1c Elect Director Safra A. Catz   Management For Voted - For
1d Elect Director Amy L. Chang Management For Voted - For
1e Elect Director Robert A. Chapek Management For Voted - For
1f Elect Director Francis A. deSouza Management For Voted - For
1g Elect Director Michael B.G. Froman Management For Voted - For
1h Elect Director Maria Elena Lagomasino Management For Voted - For
1i Elect Director Calvin R. McDonald Management For Voted - For
1j Elect Director Mark G. Parker Management For Voted - For
1k Elect Director Derica W. Rice Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
6 Report on Human Rights Due Diligence Shareholder Against Voted - For
7 Report on Gender/Racial Pay Gap Shareholder Against Voted - For
8 Report on Workplace Non-Discrimination Audit Shareholder Against Voted - Against

 

393


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
THE WESTERN UNION COMPANY      
 
Security ID: US9598021098 Ticker: WU      
 
Meeting Date: 19-May-22 Meeting Type: Annual      
 
1a Elect Director Martin I. Cole Management For Voted - For
1b Elect Director Richard A. Goodman Management For Voted - For
1c Elect Director Betsy D. Holden Management For Voted - For
1d Elect Director Jeffrey A. Joerres Management For Voted - For
1e Elect Director Devin B. McGranahan Management For Voted - For
1f Elect Director Michael A. Miles, Jr. Management For Voted - For
1g Elect Director Timothy P. Murphy Management For Voted - For
1h Elect Director Joyce A. Phillips Management For Voted - For
1i Elect Director Jan Siegmund Management For Voted - For
1j Elect Director Angela A. Sun Management For Voted - For
1k Elect Director Solomon D. Trujillo Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
THULE GROUP AB        
 
Security ID: SE0006422390 Ticker: THULE      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2.a Designate Hans Christian Bratterud as Inspector of      
  Minutes of Meeting   Management For Voted - For
2.b Designate Carolin Forsberg as Inspector of Minutes      
  of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6.a Receive Financial Statements and Statutory Reports Management For Non-Voting
6.b Receive Consolidated Accounts and Group Auditor's      
  Report   Management For Non-Voting
6.c Receive Auditor's Report on Application of      
  Guidelines for Remuneration for Executive Management Management For Non-Voting
6.d Receive Board's Report   Management For Non-Voting
7.a Accept Financial Statements and Statutory Reports Management For Voted - For
7.b Approve Allocation of Income and Dividends of SEK      
  13.00 Per Share   Management For Voted - For
7.c1 Approve Discharge of Bengt Baron Management For Voted - For
7.c2 Approve Discharge of Mattias Ankartberg Management For Voted - For
7.c3 Approve Discharge of Hans Eckerstrom Management For Voted - For
7.c4 Approve Discharge of Helene Mellquist Management For Voted - For
7.c5 Approve Discharge of Therese Reutersward Management For Voted - For

 

394


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7.c6 Approve Discharge of Helene Willberg Management For Voted - For
7.c7 Approve Discharge of CEO Magnus Welander Management For Voted - For
7.d Approve Remuneration Report Management For Voted - For
8 Determine Number of Members (7) and Deputy Members      
  (0) of Board   Management For Voted - For
9 Approve Remuneration of Directors in the Amount of      
  SEK 1.15 Million for Chairman and SEK 400,000 for      
  Other Directors; Approve Remuneration for Committee      
  Work   Management For Voted - For
10.1 Reelect Hans Eckerstrom as Director Management For Voted - For
10.2 Reelect Mattias Ankarberg as Director Management For Voted - For
10.3 Reelect Helene Mellquist as Director Management For Voted - For
10.4 Reelect Therese Reutersward as Director Management For Voted - For
10.5 Reelect Helene Willberg as Director Management For Voted - Against
10.6 Elect Sarah McPhee as New Director Management For Voted - For
10.7 Elect Johan Westman as New Director Management For Voted - Against
10.8 Elect Hans Eckerstrom as Board Chair Management For Voted - Against
11 Approve Remuneration of Auditors Management For Voted - For
12 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
13 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
 
TIETOEVRY CORP.        
 
Security ID: FI0009000277 Ticker: TIETO      
 
Meeting Date: 24-Mar-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
4 Acknowledge Proper Convening of Meeting Management For Non-Voting
5 Prepare and Approve List of Shareholders Management For Non-Voting
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income; Authorize Board to      
  Decide on Dividends of up to EUR 1.40 Per Share Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration Report (Advisory Vote) Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  EUR 128,500 for Chairman, EUR 72,000 for Vice      
  Chairman, and EUR 54,500 for Other Directors;      
  Approve Remuneration for Committee Work; Approve      
  Meeting Fees   Management For Voted - For
12 Fix Number of Directors at Eight Management For Voted - For
13 Reelect Timo Ahopelto, Thomas Franzen (Chair),      
  Liselotte Engstam, Harri-Pekka Kaukonen, Angela      
  Mazza Teufer, Katharina Mosheim, Niko Pakalen and      
  Endre Rangnes as Directors Management For Voted - For
14 Approve Remuneration of Auditors Management For Voted - For

 

395


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
15 Ratify Deloitte as Auditors   Management For Voted - For
16 Authorize Share Repurchase Program Management For Voted - For
17 Approve Issuance of up to 11.8 Million Shares      
  without Preemptive Rights Management For Voted - For
18 Change Company Name   Management For Voted - For
19 Close Meeting   Management For Non-Voting
 
TKH GROUP NV        
 
Security ID: NL0000852523 Ticker: TWEKA      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2.a Receive Report of Executive Board (Non-Voting) Management For Non-Voting
2.b Approve Remuneration Report Management For Voted - For
2.c Adopt Financial Statements and Statutory Reports Management For Voted - For
2.d Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
2.e Approve Dividends of EUR 1.50 Per Share Management For Voted - For
2.f Approve Discharge of Executive Board Management For Voted - For
2.g Approve Discharge of Supervisory Board Management For Voted - For
3 Reelect H.J. Voortman to Executive Board Management For Voted - For
4.a Announce Vacancies on the Board Management For Non-Voting
4.b Opportunity to Make Recommendations Management For Non-Voting
4.c Announce Intention to Reappoint R.L. van Iperen to      
  the Supervisory Board   Management For Non-Voting
4.d Reelect R.L. van Iperen to Supervisory Board Management For Voted - For
4.e Announce Intention to Appoint P.W.B. Oosterveer to      
  the Supervisory Board   Management For Non-Voting
4.f Elect P.W.B. Oosterveer to Supervisory Board Management For Voted - For
5 Ratify Ernst & Young Accountants LLP as Auditors Management For Voted - For
6.a1 Grant Board Authority to Issue Shares Up to 10      
  Percent of Issued Capital   Management For Voted - For
6.a2 Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - For
7 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
8 Close Meeting   Management For Non-Voting
 
TOD'S SPA        
 
Security ID: IT0003007728 Ticker: TOD      
 
Meeting Date: 27-Apr-22 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
  Management Proposals   Management For Non-Voting
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Allocation of Income Management For Voted - For

 

396


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - Against
3 Approve Second Section of the Remuneration Report Management For Voted - For
  Appoint Internal Statutory Auditors (Slate      
  Election) - Choose One of the Following Slates Management For Non-Voting
4.1.1 Slate Submitted by Di Vi Finanziaria di Diego Della      
  Valle & C Srl   Shareholder None Voted - Against
4.1.2 Slate Submitted by Institutional Investors      
  (Assogestioni)   Shareholder None Voted - For
  Shareholder Proposal Submitted by Di Vi Finanziaria      
  di Diego Della Valle & C Srl Management For Non-Voting
4.2 Approve Internal Auditors' Remuneration Shareholder None Voted - For
  Management Proposals   Management For Non-Voting
5.1 Approve Decrease in Size of Board Management For Voted - For
5.2 Elect Director   Management For Voted - For
5.3 Approve Remuneration of Directors Management For Voted - For
5.4 Deliberations Pursuant to Article 2390 of Civil      
  Code Re: Decisions Inherent to Authorization of      
  Board Members to Assume Positions in Competing      
  Companies   Management For Voted - Against
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
TOKMANNI GROUP OYJ        
 
Security ID: FI4000197934 Ticker: TOKMAN      
 
Meeting Date: 23-Mar-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
4 Acknowledge Proper Convening of Meeting Management For Non-Voting
5 Prepare and Approve List of Shareholders Management For Non-Voting
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR      
  0.96 Per Share   Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration Report (Advisory Vote) Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  EUR 84,000 for Chairman, and EUR 30,000 for Other      
  Directors; Approve Meeting Fees; Approve      
  Remuneration of Committee Chairmen Management For Voted - For
12 Fix Number of Directors at Six Management For Voted - For
13 Reelect Seppo Saastamoinen (Chair), Harri Sivula,      
  Therese Cedercreutz, Juha Blomster, Erkki Jarvinen      
  and Ulla Lettijeff as Directors Management For Voted - For
14 Approve Remuneration of Auditors Management For Voted - Against
15 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For

 

397


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
16 Authorize Share Repurchase Program Management For Voted - For
17 Approve Issuance of up to 2.9 Million Shares      
  without Preemptive Rights Management For Voted - For
18 Close Meeting   Management For Non-Voting
 
TOKYU CORP.        
 
Security ID: JP3574200006 Ticker: 9005      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 7.5   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet - Amend Provisions on      
  Director Titles   Management For Voted - For
3.1 Elect Director Nomoto, Hirofumi Management For Voted - For
3.2 Elect Director Takahashi, Kazuo Management For Voted - For
3.3 Elect Director Fujiwara, Hirohisa Management For Voted - For
3.4 Elect Director Takahashi, Toshiyuki Management For Voted - For
3.5 Elect Director Hamana, Setsu Management For Voted - For
3.6 Elect Director Kanazashi, Kiyoshi Management For Voted - For
3.7 Elect Director Watanabe, Isao Management For Voted - For
3.8 Elect Director Horie, Masahiro Management For Voted - For
3.9 Elect Director Kanise, Reiko Management For Voted - For
3.10 Elect Director Miyazaki, Midori Management For Voted - For
3.11 Elect Director Shimada, Kunio Management For Voted - For
3.12 Elect Director Shimizu, Hiroshi Management For Voted - For
4 Appoint Statutory Auditor Sumi, Shuzo Management For Voted - For
5 Appoint Alternate Statutory Auditor Matsumoto, Taku Management For Voted - For
 
TOMRA SYSTEMS ASA        
 
Security ID: NO0012470089 Ticker: TOM      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1 Open Meeting; Registration of Attending      
  Shareholders and Proxies   Management For Did Not Vote
2 Elect Chairman of Meeting   Management For Did Not Vote
3 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
4 Approve Notice of Meeting and Agenda Management For Did Not Vote
5 Receive Management Report on the Status of the      
  Company and Group   Management For Did Not Vote
6 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Dividends of NOK      
  6.00 Per Share   Management For Did Not Vote
7 Approve Remuneration Statement Management For Did Not Vote
8 Discuss Company's Corporate Governance Statement      
  (Not Voting)   Management For Did Not Vote

 

398


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9 Approve Remuneration of Directors in the Amount of      
  NOK 1.03 Million for Chair and NOK 541,613 for      
  Other Directors; Approve Remuneration for Committee      
  Work   Management For Did Not Vote
10 Approve Remuneration of Nominating Committee Management For Did Not Vote
11 Reelect Bodil Sonesson, Pierre Couderc, Bjorn Matre      
  and Hege Skryseth as Directors; Elect Johan      
  Hjertonsson (Chair) as New Director Management For Did Not Vote
12 Reelect Rune Selmar (Chairman), Hild F. Kinder and      
  Anders Morck as Members of Nominating Committee;      
  Elect Tine Fossland as New Member of Nominating      
  Committee   Management For Did Not Vote
13 Approve Remuneration of Auditors Management For Did Not Vote
14 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares for Incentive Plan Funding Management For Did Not Vote
15 Approve Creation of NOK 14.8 Million Pool of      
  Capital without Preemptive Rights Management For Did Not Vote
16 Approve 2:1 Stock Split; Amend Articles Accordingly Management For Did Not Vote
 
TOYOTA MOTOR CORP.        
 
Security ID: JP3633400001 Ticker: 7203      
 
Meeting Date: 15-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Uchiyamada, Takeshi Management For Voted - For
1.2 Elect Director Hayakawa, Shigeru Management For Voted - For
1.3 Elect Director Toyoda, Akio   Management For Voted - For
1.4 Elect Director James Kuffner Management For Voted - For
1.5 Elect Director Kon, Kenta   Management For Voted - For
1.6 Elect Director Maeda, Masahiko Management For Voted - For
1.7 Elect Director Sugawara, Ikuro Management For Voted - For
1.8 Elect Director Sir Philip Craven Management For Voted - For
1.9 Elect Director Kudo, Teiko   Management For Voted - For
2.1 Appoint Statutory Auditor Yasuda, Masahide Management For Voted - For
2.2 Appoint Statutory Auditor George Olcott Management For Voted - Against
3 Appoint Alternate Statutory Auditor Sakai, Ryuji Management For Voted - For
4 Approve Restricted Stock Plan Management For Voted - For
5 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
 
TRACTOR SUPPLY COMPANY        
 
Security ID: US8923561067 Ticker: TSCO      
 
Meeting Date: 11-May-22 Meeting Type: Annual      
 
1.1 Elect Director Cynthia T. Jamison Management For Voted - For
1.2 Elect Director Joy Brown   Management For Voted - For
1.3 Elect Director Ricardo Cardenas Management For Voted - For
1.4 Elect Director Denise L. Jackson Management For Voted - For

 

399


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.5 Elect Director Thomas A. Kingsbury Management For Voted - For
1.6 Elect Director Ramkumar Krishnan Management For Voted - For
1.7 Elect Director Harry A. Lawton, III Management For Voted - For
1.8 Elect Director Edna K. Morris Management For Voted - For
1.9 Elect Director Mark J. Weikel Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Report on Costs of Low Wages and Inequality and      
  Impact on Diversified Shareholders Shareholder Against Voted - Against
 
TRAINLINE PLC        
 
Security ID: GB00BKDTK925 Ticker: TRN      
 
Meeting Date: 01-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Re-elect Brian McBride as Director Management For Voted - For
4 Re-elect Duncan Tatton-Brown as Director Management For Voted - For
5 Re-elect Kjersti Wiklund as Director Management For Voted - For
6 Re-elect Shaun McCabe as Director Management For Voted - For
7 Elect Andy Phillipps as Director Management For Voted - For
8 Elect Jennifer Duvalier as Director Management For Voted - For
9 Elect Jody Ford as Director   Management For Voted - For
10 Appoint PwC LLP as Auditors Management For Voted - For
11 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
12 Authorise UK Political Donations and Expenditure Management For Voted - For
13 Authorise Issue of Equity   Management For Voted - For
14 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
16 Authorise Market Purchase of Ordinary Shares Management For Voted - For
17 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
TRANE TECHNOLOGIES PLC        
 
Security ID: IE00BK9ZQ967 Ticker: TT      
 
Meeting Date: 02-Jun-22 Meeting Type: Annual      
 
1a Elect Director Kirk E. Arnold Management For Voted - For
1b Elect Director Ann C. Berzin Management For Voted - For
1c Elect Director April Miller Boise Management For Voted - For
1d Elect Director John Bruton   Management For Voted - For
1e Elect Director Jared L. Cohon Management For Voted - For
1f Elect Director Gary D. Forsee Management For Voted - For
1g Elect Director Linda P. Hudson Management For Voted - For

 

400


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1h Elect Director Myles P. Lee   Management For Voted - For
1i Elect Director David S. Regnery Management For Voted - For
1j Elect Director John P. Surma Management For Voted - For
1k Elect Director Tony L. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Approve PricewaterhouseCoopers LLP as Auditors and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
4 Authorize Issue of Equity   Management For Voted - For
5 Authorize Issue of Equity without Pre-emptive Rights Management For Voted - For
6 Authorize Reissuance of Repurchased Shares Management For Voted - For
 
TRANSUNION        
 
Security ID: US89400J1079 Ticker: TRU      
 
Meeting Date: 11-May-22 Meeting Type: Annual      
 
1a Elect Director George M. Awad Management For Voted - For
1b Elect Director William P. (Billy) Bosworth Management For Voted - For
1c Elect Director Christopher A. Cartwright Management For Voted - For
1d Elect Director Suzanne P. Clark Management For Voted - For
1e Elect Director Russell P. Fradin Management For Voted - For
1f Elect Director Charles E. Gottdiener Management For Voted - For
1g Elect Director Pamela A. Joseph Management For Voted - For
1h Elect Director Thomas L. Monahan, III Management For Voted - For
1i Elect Director Andrew Prozes Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
 
TREND MICRO, INC.        
 
Security ID: JP3637300009 Ticker: 4704      
 
Meeting Date: 29-Mar-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 195   Management For Voted - For
2.1 Elect Director Chang Ming-Jang Management For Voted - For
2.2 Elect Director Eva Chen   Management For Voted - For
2.3 Elect Director Mahendra Negi Management For Voted - For
2.4 Elect Director Omikawa, Akihiko Management For Voted - For
2.5 Elect Director Nonaka, Ikujiro Management For Voted - For
2.6 Elect Director Koga, Tetsuo   Management For Voted - For
3 Amend Articles to Allow Virtual Only Shareholder      
  Meetings   Management For Voted - Against
4 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
5 Approve Compensation Ceiling for Statutory Auditors Management For Voted - For

 

401


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
TRIGANO SA        
 
Security ID: FR0005691656 Ticker: TRI      
 
Meeting Date: 07-Jan-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
4 Approve Allocation of Income and Dividends of EUR      
  3.20 per Share   Management For Voted - For
5 Approve Remuneration Policy of Chairman of the      
  Supervisory Board   Management For Voted - For
6 Approve Remuneration Policy of Supervisory Board      
  Members   Management For Voted - For
7 Approve Remuneration Policy of Chairman of the      
  Management Board   Management For Voted - For
8 Approve Remuneration Policy of CEOs Management For Voted - For
9 Approve Remuneration Policy of Management Board      
  Members   Management For Voted - For
10 Approve Remuneration of Supervisory Board Members      
  in the Aggregate Amount of EUR 220,500 Management For Voted - For
11 Approve Compensation Report of Corporate Officers Management For Voted - For
12 Approve Compensation of Alice Cavalier Feuillet,      
  Chairman of the Supervisory Board Management For Voted - For
13 Approve Compensation of Stephane Gigou, Chairman of      
  the Management Board   Management For Voted - For
14 Approve Compensation of Michel Freiche, CEO Management For Voted - For
15 Approve Compensation of Marie-Helene Feuillet,      
  Management Board Member Management For Voted - For
16 Approve Compensation of Paolo Bicci, Management      
  Board Member   Management For Voted - For
17 Authorize Repurchase of Up to 9.83 Percent of      
  Issued Share Capital   Management For Voted - Against
18 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
19 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
 
Meeting Date: 19-Apr-22 Meeting Type: Ordinary Shareholders    
 
  Ordinary Business   Management For Non-Voting
1 Elect Marie-Helene Feuillet as Supervisory Board      
  Member   Management For Voted - Against
2 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For

 

402


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
TRIMBLE INC.        
 
Security ID: US8962391004 Ticker: TRMB      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1.1 Elect Director Steven W. Berglund Management For Voted - For
1.2 Elect Director James C. Dalton Management For Voted - For
1.3 Elect Director Borje Ekholm Management For Voted - For
1.4 Elect Director Ann Fandozzi Management For Voted - For
1.5 Elect Director Kaigham (Ken) Gabriel Management For Voted - For
1.6 Elect Director Meaghan Lloyd Management For Voted - For
1.7 Elect Director Sandra MacQuillan Management For Voted - For
1.8 Elect Director Robert G. Painter Management For Voted - For
1.9 Elect Director Mark S. Peek   Management For Voted - For
1.10 Elect Director Thomas Sweet Management For Voted - For
1.11 Elect Director Johan Wibergh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
TRUIST FINANCIAL CORPORATION      
 
Security ID: US89832Q1094 Ticker: TFC      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1a Elect Director Jennifer S. Banner Management For Voted - For
1b Elect Director K. David Boyer, Jr. Management For Voted - For
1c Elect Director Agnes Bundy Scanlan Management For Voted - For
1d Elect Director Anna R. Cablik Management For Voted - For
1e Elect Director Dallas S. Clement Management For Voted - For
1f Elect Director Paul D. Donahue Management For Voted - For
1g Elect Director Patrick C. Graney, III Management For Voted - For
1h Elect Director Linnie M. Haynesworth Management For Voted - For
1i Elect Director Kelly S. King   Management For Voted - For
1j Elect Director Easter A. Maynard Management For Voted - For
1k Elect Director Donna S. Morea Management For Voted - For
1l Elect Director Charles A. Patton Management For Voted - For
1m Elect Director Nido R. Qubein Management For Voted - For
1n Elect Director David M. Ratcliffe Management For Voted - For
1o Elect Director William H. Rogers, Jr. Management For Voted - For
1p Elect Director Frank P. Scruggs, Jr. Management For Voted - For
1q Elect Director Christine Sears Management For Voted - For
1r Elect Director Thomas E. Skains Management For Voted - For
1s Elect Director Bruce L. Tanner Management For Voted - For
1t Elect Director Thomas N. Thompson Management For Voted - For
1u Elect Director Steven C. Voorhees Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For

 

403


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
6 Require Independent Board Chair Shareholder Against Voted - Against
 
TWILIO INC.        
 
Security ID: US90138F1021 Ticker: TWLO      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Donna L. Dubinsky Management For Voted - Withheld
1.2 Elect Director Deval Patrick   Management For Voted - Withheld
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
TWITTER, INC.        
 
Security ID: US90184L1026 Ticker: TWTR      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1a Elect Director Egon Durban   Management For Voted - Against
1b Elect Director Patrick Pichette Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Report on Risks Associated with Use of Concealment      
  Clauses   Shareholder Against Voted - For
6 Nominate Candidate for Board Elections with Human      
  and/or Civil Rights Expertise Shareholder Against Voted - Against
7 Commission a Workplace Non-Discrimination Audit Shareholder Against Voted - Against
8 Report on Political Contributions Shareholder Against Voted - For
9 Report on Lobbying Payments and Policy Shareholder Against Voted - For
 
TYLER TECHNOLOGIES, INC.        
 
Security ID: US9022521051 Ticker: TYL      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
1.1 Elect Director Glenn A. Carter Management For Voted - For
1.2 Elect Director Brenda A. Cline Management For Voted - For
1.3 Elect Director Ronnie D. Hawkins, Jr. Management For Voted - For
1.4 Elect Director Mary L. Landrieu Management For Voted - For
1.5 Elect Director John S. Marr, Jr. Management For Voted - For
1.6 Elect Director H. Lynn Moore, Jr. Management For Voted - For
1.7 Elect Director Daniel M. Pope Management For Voted - For

 

404


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
1.8 Elect Director Dustin R. Womble Management For Voted - For
2 Approve Vote Threshold Amendment for Mergers, Share      
  Exchanges, and Certain Other Transactions Management For Voted - For
3 Provide Right to Call Special Meeting Management For Voted - For
4 Provide Right to Act by Written Consent Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
6 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
U.S. BANCORP        
 
Security ID: US9029733048 Ticker: USB      
 
Meeting Date: 19-Apr-22 Meeting Type: Annual      
 
1a Elect Director Warner L. Baxter Management For Voted - For
1b Elect Director Dorothy J. Bridges Management For Voted - For
1c Elect Director Elizabeth L. Buse Management For Voted - For
1d Elect Director Andrew Cecere Management For Voted - For
1e Elect Director Kimberly N. Ellison-Taylor Management For Voted - For
1f Elect Director Kimberly J. Harris Management For Voted - For
1g Elect Director Roland A. Hernandez Management For Voted - For
1h Elect Director Olivia F. Kirtley Management For Voted - For
1i Elect Director Richard P. McKenney Management For Voted - For
1j Elect Director Yusuf I. Mehdi Management For Voted - For
1k Elect Director John P. Wiehoff Management For Voted - For
1l Elect Director Scott W. Wine Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
UBIQUITI INC.        
 
Security ID: US90353W1036 Ticker: UI      
 
Meeting Date: 09-Dec-21 Meeting Type: Annual      
 
1a Elect Director Brandon Arrindell Management For Voted - For
1b Elect Director Rafael Torres   Management For Voted - Withheld
2 Ratify KPMG LLP as Auditors Management For Voted - For
 
ULTA BEAUTY, INC.        
 
Security ID: US90384S3031 Ticker: ULTA      
 
Meeting Date: 01-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Kelly E. Garcia Management For Voted - For
1.2 Elect Director Michael R. MacDonald Management For Voted - For
1.3 Elect Director Gisel Ruiz   Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For

 

405


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
UNICAJA BANCO SA        
 
Security ID: ES0180907000 Ticker: UNI      
 
Meeting Date: 30-Mar-22 Meeting Type: Annual      
 
1.1 Approve Standalone Financial Statements Management For Voted - For
1.2 Approve Consolidated Financial Statements Management For Voted - For
2 Approve Non-Financial Information Statement Management For Voted - For
3 Approve Discharge of Board Management For Voted - Against
4 Approve Allocation of Income and Dividends Management For Voted - For
5.1 Reelect Manuel Azuaga Moreno as Director Management For Voted - Against
5.2 Reelect Juan Fraile Canton as Director Management For Voted - Against
5.3 Reelect Teresa Saez Ponte as Director Management For Voted - Against
5.4 Reelect Petra Mateos-Aparicio Morales as Director Management For Voted - Against
5.5 Reelect Manuel Muela Martin-Buitrago as Director Management For Voted - Against
5.6 Elect Rafael Dominguez de la Maza as Director Management For Voted - Against
5.7 Elect Carolina Martinez Caro as Director Management For Voted - For
6 Amend Articles   Management For Voted - For
7 Authorize Issuance of Non-Convertible      
  Bonds/Debentures and/or Other Debt Securities up to      
  EUR 3.5 Billion and Issuance of Notes up to EUR 1.5      
  Billion   Management For Voted - For
8 Approve Information Supplement for the Remuneration      
  Policy   Management For Voted - For
9 Advisory Vote on Remuneration Report Management For Voted - For
10 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
UNICHARM CORP.        
 
Security ID: JP3951600000 Ticker: 8113      
 
Meeting Date: 25-Mar-22 Meeting Type: Annual      
 
1 Amend Articles to Amend Business Lines - Disclose      
  Shareholder Meeting Materials on Internet Management For Voted - Against
2.1 Elect Director Takahara, Takahisa Management For Voted - For
2.2 Elect Director Mori, Shinji Management For Voted - For
2.3 Elect Director Hikosaka, Toshifumi Management For Voted - For
 
UNIPOL GRUPPO SPA        
 
Security ID: IT0004810054 Ticker: UNI      
 
Meeting Date: 01-Oct-21 Meeting Type: Ordinary Shareholders    
 
  Ordinary Business   Management For Non-Voting
1 Approve Dividend Distribution Management For Voted - For

 

406


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
  Management Proposals   Management For Non-Voting
1a Accept Financial Statements and Statutory Reports Management For Voted - For
1b Approve Allocation of Income Management For Voted - For
  Shareholder Proposal Submitted by the Shareholders'      
  Agreement   Management For Non-Voting
2a Fix Number of Directors   Shareholder None Voted - For
  Appoint Directors (Slate Election) - Choose One of      
  the Following Slates   Management For Non-Voting
2b.1 Slate 1 Submitted by the Shareholders' Agreement Shareholder None Voted - Against
2b.2 Slate 2 Submitted by Institutional Investors      
  (Assogestioni)   Shareholder None Voted - For
  Shareholder Proposals Submitted by the      
  Shareholders' Agreement   Management For Non-Voting
2c Approve Remuneration of Directors Shareholder None Voted - For
2d Deliberations Pursuant to Article 2390 of Civil      
  Code Re: Decisions Inherent to Authorization of      
  Board Members to Assume Positions in Competing      
  Companies   Shareholder None Voted - Against
  Appoint Internal Statutory Auditors (Slate      
  Election) - Choose One of the Following Slates Management For Non-Voting
3a.1 Slate 1 Submitted by the Shareholders' Agreement Shareholder None Voted - Against
3a.2 Slate 2 Submitted by Institutional Investors      
  (Assogestioni)   Shareholder None Voted - For
  Shareholder Proposal Submitted by the Shareholders'      
  Agreement   Management For Non-Voting
3b Approve Internal Auditors' Remuneration Shareholder None Voted - For
  Management Proposals   Management For Non-Voting
4a Approve Remuneration Policy Management For Voted - For
4b Approve Second Section of the Remuneration Report Management For Voted - For
5 Approve Performance Share Plan Management For Voted - Against
6 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - Against
7 Amend Regulations on General Meetings Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
UNIQA INSURANCE GROUP AG        
 
Security ID: AT0000821103 Ticker: UQA      
 
Meeting Date: 23-May-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.55 per Share   Management For Voted - For
3.1 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For

 

407


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3.2 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
4 Ratify PwC Wirtschaftspruefung GmbH as Auditors for      
  Fiscal Year 2023   Management For Voted - For
5 Approve Remuneration Report Management For Voted - For
6 Approve Remuneration of Supervisory Board Members Management For Voted - For
7 Elect Klaus Buchleitner as Supervisory Board Member Management For Voted - For
 
UNITED PARCEL SERVICE, INC.        
 
Security ID: US9113121068 Ticker: UPS      
 
Meeting Date: 05-May-22 Meeting Type: Annual      
 
1a Elect Director Carol B. Tome Management For Voted - For
1b Elect Director Rodney C. Adkins Management For Voted - For
1c Elect Director Eva C. Boratto Management For Voted - For
1d Elect Director Michael J. Burns Management For Voted - For
1e Elect Director Wayne M. Hewett Management For Voted - For
1f Elect Director Angela Hwang Management For Voted - For
1g Elect Director Kate E. Johnson Management For Voted - For
1h Elect Director William R. Johnson Management For Voted - For
1i Elect Director Ann M. Livermore Management For Voted - For
1j Elect Director Franck J. Moison Management For Voted - For
1k Elect Director Christiana Smith Shi Management For Voted - For
1l Elect Director Russell Stokes Management For Voted - For
1m Elect Director Kevin Warsh   Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Report on Corporate Climate Lobbying Aligned with      
  Paris Agreement   Shareholder Against Voted - For
6 Approve Recapitalization Plan for all Stock to Have      
  One-vote per Share   Shareholder Against Voted - For
7 Adopt Independently Verified Science-Based GHG      
  Reduction Targets   Shareholder Against Voted - For
8 Report on Balancing Climate Measures and Financial      
  Returns   Shareholder Against Voted - Against
9 Report on Effectiveness of Diversity Equity and      
  Inclusion Efforts and Metrics Shareholder Against Voted - For
 
UNITED STATES STEEL CORPORATION      
 
Security ID: US9129091081 Ticker: X      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1a Elect Director Tracy A. Atkinson Management For Voted - For
1b Elect Director David B. Burritt Management For Voted - For
1c Elect Director Terry L. Dunlap Management For Voted - For

 

408


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1d Elect Director John J. Engel   Management For Voted - For
1e Elect Director John V. Faraci Management For Voted - For
1f Elect Director Murry S. Gerber Management For Voted - For
1g Elect Director Jeh C. Johnson Management For Voted - For
1h Elect Director Paul A. Mascarenas Management For Voted - For
1i Elect Director Michael H. McGarry Management For Voted - For
1j Elect Director David S. Sutherland Management For Voted - For
1k Elect Director Patricia A. Tracey Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
UNITY SOFTWARE INC.        
 
Security ID: US91332U1016 Ticker: U      
 
Meeting Date: 02-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Egon Durban   Management For Voted - Withheld
1.2 Elect Director Barry Schuler   Management For Voted - Withheld
1.3 Elect Director Robynne Sisco Management For Voted - Withheld
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
 
USHIO, INC.        
 
Security ID: JP3156400008 Ticker: 6925      
 
Meeting Date: 29-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 50   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Naito, Koji   Management For Voted - For
3.2 Elect Director Kawamura, Naoki Management For Voted - For
3.3 Elect Director Kamiyama, Kazuhisa Management For Voted - For
3.4 Elect Director Asahi, Takabumi Management For Voted - For
3.5 Elect Director Kanemaru, Yasufumi Management For Voted - For
3.6 Elect Director Sakie Tachibana Fukushima Management For Voted - For
3.7 Elect Director Sasaki, Toyonari Management For Voted - For
3.8 Elect Director Matsuzaki, Masatoshi Management For Voted - For
4.1 Elect Director and Audit Committee Member      
  Kobayashi, Nobuyuki   Management For Voted - For
4.2 Elect Director and Audit Committee Member Sugihara,      
  Rei   Management For Voted - For
4.3 Elect Director and Audit Committee Member Sunaga,      
  Akemi   Management For Voted - For

 

409


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.4 Elect Director and Audit Committee Member Ariizumi,      
  Chiaki   Management For Voted - For
 
VALEO SA        
 
Security ID: FR0013176526 Ticker: FR      
 
Meeting Date: 24-May-22 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  0.35 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
5 Reelect Bruno Bezard Devine as Director Management For Voted - For
6 Reelect Bpifrance Participations as Director Management For Voted - For
7 Reelect Gilles Michel as Director Management For Voted - For
8 Approve Compensation Report of Corporate Officers Management For Voted - For
9 Approve Compensation of Jacques Aschenbroich,      
  Chairman and CEO   Management For Voted - For
10 Approve Compensation of Christophe Perillat,      
  Vice-CEO Until 31 December 2021 Management For Voted - For
11 Approve Remuneration Policy of Directors Management For Voted - For
12 Approve Remuneration Policy of Jacques      
  Aschenbroich, Chairman and CEO From 1 January 2022      
  Until 26 January 2022 and Chairman of the Board      
  Since 26 January 2022   Management For Voted - For
13 Approve Remuneration Policy of Christophe Perillat,      
  Vice-CEO From 1 January 2022 Until 26 January 2022      
  and CEO Since 26 January 2022 Management For Voted - For
14 Renew Appointment of Ernst & Young et Autres as      
  Auditor   Management For Voted - For
15 Renew Appointment of Mazars as Auditor Management For Voted - For
16 Ratify Change Location of Registered Office to 100,      
  rue de Courcelles, 75017 Paris and Amend Article 4      
  of Bylaws Accordingly   Management For Voted - For
17 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
18 Amend Article 20 of Bylaws Re: Alternate Auditors Management For Voted - For
  Ordinary Business   Management For Non-Voting
19 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For

 

410


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
VALMET CORP.        
 
Security ID: FI4000074984 Ticker: VALMT      
 
Meeting Date: 22-Sep-21 Meeting Type: Extraordinary Shareholders    
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
4 Acknowledge Proper Convening of Meeting Management For Non-Voting
5 Prepare and Approve List of Shareholders Management For Non-Voting
6 Approve Merger Agreement with Neles Management For Voted - For
7 Close Meeting   Management For Non-Voting
 
Meeting Date: 22-Mar-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
4 Acknowledge Proper Convening of Meeting Management For Non-Voting
5 Prepare and Approve List of Shareholders Management For Non-Voting
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR      
  1.20 Per Share   Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration Report (Advisory Vote) Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  EUR 145,000 for Chairman, EUR 80,000 for Vice      
  Chairman and EUR 64,000 for Other Directors;      
  Approve Remuneration for Committee Work; Approve      
  Meeting Fees   Management For Voted - For
12 Fix Number of Directors   Management For Voted - For
13 Reelect Aaro Cantell (Vice Chair), Pekka      
  Kemppainen, Monika Maurer, Mikael Makinen (Chair),      
  Eriikka Soderstrom and Per Lindberg as Directors;      
  Approve Conditional Election of Jaakko Eskola and      
  Anu Hamalainen   Management For Voted - For
14 Approve Remuneration of Auditors Management For Voted - For
15 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
16 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
17 Approve Issuance of up to 15 Million Shares without      
  Preemptive Rights   Management For Voted - For
18 Approve Amendment to the Charter of the Nomination      
  Committee   Management For Voted - For
19 Close Meeting   Management For Non-Voting

 

411


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
VARTA AG        
 
Security ID: DE000A0TGJ55 Ticker: VAR1      
 
Meeting Date: 21-Jun-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  2.48 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Approve Remuneration Report Management For Voted - For
6 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2022 and for the Review of Interim      
  Financial Statements   Management For Voted - Against
7 Approve Creation of EUR 8.1 Million Pool of      
  Authorized Capital 2022 I with or without Exclusion      
  of Preemptive Rights Management For Voted - For
8 Approve Creation of EUR 1 Million Pool of      
  Authorized Capital II for Employee Stock Purchase      
  Plan   Management For Voted - For
9 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds without Preemptive      
  Rights up to Aggregate Nominal Amount of EUR 1      
  Billion; Approve Creation of EUR 8.1 Million Pool      
  of Capital to Guarantee Conversion Rights Management For Voted - For
10 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
 
VAT GROUP AG        
 
Security ID: CH0311864901 Ticker: VACN      
 
Meeting Date: 17-May-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.1 Approve Allocation of Income Management For Voted - For
2.2 Approve Dividends of CHF 5.25 per Share from      
  Reserves of Accumulated Profits and CHF 0.25 from      
  Capital Contribution Reserves Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1.1 Reelect Martin Komischke as Director and Board Chair Management For Voted - For
4.1.2 Reelect Urs Leinhaeuser as Director Management For Voted - For
4.1.3 Reelect Karl Schlegel as Director Management For Voted - For
4.1.4 Reelect Hermann Gerlinger as Director Management For Voted - For
4.1.5 Reelect Libo Zhang as Director Management For Voted - For
4.1.6 Reelect Daniel Lippuner as Director Management For Voted - For
4.1.7 Elect Maria Heriz as Director Management For Voted - For

 

412


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.2.1 Reappoint Martin Komischke as Member of the      
  Nomination and Compensation Committee Management For Voted - For
4.2.2 Appoint Urs Leinhaeuser as Member of the Nomination      
  and Compensation Committee Management For Voted - For
4.2.3 Appoint Hermann Gerlinger as Member of the      
  Nomination and Compensation Committee Management For Voted - For
4.2.4 Appoint Libo Zhang as Member of the Nomination and      
  Compensation Committee   Management For Voted - For
5 Designate Roger Foehn as Independent Proxy Management For Voted - For
6 Ratify KPMG AG as Auditors Management For Voted - For
7.1 Approve Remuneration Report Management For Voted - For
7.2 Approve Short-Term Variable Remuneration of      
  Executive Committee in the Amount of CHF 926,955 Management For Voted - For
7.3 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 2.5 Million Management For Voted - For
7.4 Approve Long-Term Variable Remuneration of      
  Executive Committee in the Amount of CHF 2 Million Management For Voted - For
7.5 Approve Remuneration of Directors in the Amount of      
  CHF 1.4 Million   Management For Voted - For
8 Transact Other Business (Voting) Management For Voted - Against
 
VEEVA SYSTEMS INC.        
 
Security ID: US9224751084 Ticker: VEEV      
 
Meeting Date: 09-Jun-22 Meeting Type: Annual      
 
1a Elect Director Tim Cabral   Management For Voted - For
1b Elect Director Mark Carges   Management For Voted - For
1c Elect Director Paul E. Chamberlain Management For Voted - For
1d Elect Director Peter P. Gassner Management For Voted - For
1e Elect Director Mary Lynne Hedley Management For Voted - For
1f Elect Director Priscilla Hung Management For Voted - For
1g Elect Director Tina Hunt   Management For Voted - For
1h Elect Director Marshall Mohr Management For Voted - For
1i Elect Director Gordon Ritter   Management For Voted - For
1j Elect Director Paul Sekhri   Management For Voted - For
1k Elect Director Matthew J. Wallach Management For Voted - For
2 Amend Omnibus Stock Plan   Management For Voted - Against
3 Ratify KPMG LLP as Auditors Management For Voted - For
 
VERBUND AG        
 
Security ID: AT0000746409 Ticker: VER      
 
Meeting Date: 25-Apr-22 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2021 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.05 per Share   Management For Voted - For

 

413


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Approve Discharge of Management Board for Fiscal      
  Year 2021   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2021   Management For Voted - For
5 Ratify Deloitte as Auditors for Fiscal Year 2022 Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7.1 Elect Edith Hlawati Supervisory Board Member Management For Voted - For
7.2 Elect Barbara Praetorius Supervisory Board Member Management For Voted - For
7.3 Elect Robert Stajic Supervisory Board Member Management For Voted - For
8.1 New/Amended Proposals from Shareholders Management None Voted - Against
8.2 New/Amended Proposals from Management and      
  Supervisory Board   Management None Voted - Against
 
VERISK ANALYTICS, INC.        
 
Security ID: US92345Y1064 Ticker: VRSK      
 
Meeting Date: 25-May-22 Meeting Type: Annual      
 
1a Elect Director Jeffrey Dailey Management For Voted - For
1b Elect Director Constantine P. Iordanou Management For Voted - For
1c Elect Director Wendy Lane   Management For Voted - For
1d Elect Director Lee M. Shavel Management For Voted - For
1e Elect Director Kimberly S. Stevenson Management For Voted - For
2 Declassify the Board of Directors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
VESTAS WIND SYSTEMS A/S        
 
Security ID: DK0061539921 Ticker: VWS      
 
Meeting Date: 05-Apr-22 Meeting Type: Annual      
 
1 Receive Report of Board   Management For Non-Voting
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of DKK      
  0.37 Per Share   Management For Voted - For
4 Approve Remuneration Report (Advisory Vote) Management For Voted - For
5 Approve Remuneration of Directors in the Amount of      
  DKK 1.365 Million for Chairman, DKK 910,350 for      
  Vice Chairman and DKK 455,175 for Other Directors;      
  Approve Remuneration for Committee Work Management For Voted - For
6.a Reelect Anders Runevad as Director Management For Voted - For
6.b Reelect Bert Nordberg as Director Management For Voted - For
6.c Reelect Bruce Grant as Director Management For Voted - For
6.d Reelect Eva Merete Sofelde Berneke as Director Management For Voted - For
6.e Reelect Helle Thorning-Schmidt as Director Management For Voted - For
6.f Reelect Karl-Henrik Sundstrom as Director Management For Voted - For
6.g Reelect Kentaro Hosomi as Director Management For Voted - For

 

414


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6.h Elect Lena Olving as New Director Management For Voted - For
7 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
8 Authorize Share Repurchase Program Management For Voted - For
9 Authorize Editorial Changes to Adopted Resolutions      
  in Connection with Registration with Danish      
  Authorities   Management For Voted - For
10 Other Business   Management For Non-Voting
 
VIASAT, INC.        
 
Security ID: US92552V1008 Ticker: VSAT      
 
Meeting Date: 21-Jun-22 Meeting Type: Special      
 
1 Issue Shares in Connection with Merger Management For Voted - For
2 Increase Authorized Common Stock Management For Voted - For
3 Adjourn Meeting   Management For Voted - For
 
VICI PROPERTIES INC.        
 
Security ID: US9256521090 Ticker: VICI      
 
Meeting Date: 29-Oct-21 Meeting Type: Special      
 
1 Issue Shares in Connection with Merger Management For Voted - For
2 Adjourn Meeting   Management For Voted - For
 
VIRBAC SA        
 
Security ID: FR0000031577 Ticker: VIRP      
 
Meeting Date: 21-Jun-22 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Discharge Directors Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  1.25 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
5 Reelect Pierre Madelpuech as Director Management For Voted - Against
6 Reelect Cyrille Petit Conseil as Director Management For Voted - For
7 Renew Appointment of Xavier Yon Consulting      
  Unipessoal Lda as Censor Management For Voted - Against
8 Renew Appointment of Rodolphe Durand as Censor Management For Voted - Against
9 Renew Appointment of Deloitte & Associes as Auditor Management For Voted - For
10 Renew Appointment of Novances-David & Associes as      
  Auditor   Management For Voted - For
11 Approve Compensation Report of Directors Management For Voted - For
12 Approve Compensation Report of CEO and Vice-CEOs Management For Voted - For

 

415


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
13 Approve Compensation of Marie-Helene      
  Dick-Madelpuech, Chairwoman of the Board Management For Voted - For
14 Approve Compensation of Sebastien Huron, CEO Management For Voted - For
15 Approve Compensation of Habib Ramdani, Vice-CEO Management For Voted - For
16 Approve Compensation of Marc Bistuer, Vice-CEO Management For Voted - For
17 Approve Remuneration Policy of Chairwoman of the      
  Board   Management For Voted - For
18 Approve Remuneration Policy of Directors Management For Voted - For
19 Approve Remuneration Policy of Sebastien Huron, CEO Management For Voted - For
20 Approve Remuneration Policy of Habib Ramdani,      
  Vice-CEO   Management For Voted - For
21 Approve Remuneration Policy of Marc Bistuer,      
  Vice-CEO   Management For Voted - For
22 Approve Remuneration of Directors in the Aggregate      
  Amount of EUR 198,500   Management For Voted - For
23 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - Against
24 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
VISA INC.        
 
Security ID: US92826C8394 Ticker: V      
 
Meeting Date: 25-Jan-22 Meeting Type: Annual      
 
1a Elect Director Lloyd A. Carney Management For Voted - For
1b Elect Director Mary B. Cranston Management For Voted - For
1c Elect Director Francisco Javier Fernandez-Carbajal Management For Voted - For
1d Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1e Elect Director Ramon Laguarta Management For Voted - For
1f Elect Director John F. Lundgren Management For Voted - For
1g Elect Director Robert W. Matschullat Management For Voted - For
1h Elect Director Denise M. Morrison Management For Voted - For
1i Elect Director Linda J. Rendle Management For Voted - For
1j Elect Director Maynard G. Webb, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
 
VITROLIFE AB        
 
Security ID: SE0011205202 Ticker: VITR      
 
Meeting Date: 20-Oct-21 Meeting Type: Extraordinary Shareholders    
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For

 

416


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Determine Number of Members (6) and Deputy Members      
  (0) of Board   Management For Voted - For
8 Elect Vesa Koskinen as New Director; Approve      
  Remuneration of Directors Management For Voted - For
9 Approve Issuance of Shares for a Private Placement      
  in Connection with Acquisition of Mendel Holdco      
  S.L. and New Genetics.S.L. Management For Voted - For
10 Close Meeting   Management For Non-Voting
 
Meeting Date: 27-Apr-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive President's Report Management For Non-Voting
8.a Receive Financial Statements and Statutory Reports Management For Non-Voting
8.b Receive Auditor's Report on Application of      
  Guidelines for Remuneration for Executive Management Management For Non-Voting
9.a Accept Financial Statements and Statutory Reports Management For Voted - For
9.b Approve Allocation of Income and Dividends of SEK      
  0.80 Per Share   Management For Voted - For
9.c Approve Discharge of Board and President Management For Voted - For
10 Receive Nomination Committee's Report Management For Non-Voting
11 Determine Number of Members (6) and Deputy Members      
  (0) of Board   Management For Voted - For
12 Approve Remuneration of Directors in the Amount of      
  SEK 1,200,000 for Chairman and SEK 400,000 for      
  Other Directors; Approve Remuneration for Committee      
  Work; Approve Remuneration of Auditors Management For Voted - For
13 Reelect Lars Holmqvist, Pia Marions, Henrik      
  Blomquist, Karen Lykke Sorensen, Vesa Koskinen and      
  Jon Sigurdsson (Chair) as Directors Management For Voted - Against
14 Amend Articles Re: Postal Voting Management For Voted - For
15 Authorize Representatives of Three of Company's      
  Largest Shareholders to Serve on Nominating      
  Committee   Management For Voted - For
16 Approve Issuance of up to 13.54 Million Shares      
  without Preemptive Rights Management For Voted - For
17 Authorize Share Repurchase Program Management For Voted - For
18 Approve Remuneration Report Management For Voted - For
19.a Approve Performance Share Plan LTIP 2022 for Key      
  Employees   Management For Voted - For
19.b Approve Issuance of Warrants Management For Voted - For
19.c Approve Transfer of Shares and/or Warrants Management For Voted - For
19.d Approve Alternative Equity Plan Financing Management For Voted - Against
20 Close Meeting   Management For Non-Voting

 

417


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
VMWARE, INC.        
 
Security ID: US9285634021 Ticker: VMW      
 
Meeting Date: 23-Jul-21 Meeting Type: Annual      
 
1a Elect Director Kenneth Denman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Amend Omnibus Stock Plan   Management For Voted - Against
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - Against
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
VONTOBEL HOLDING AG        
 
Security ID: CH0012335540 Ticker: VONN      
 
Meeting Date: 06-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  3.00 per Share   Management For Voted - For
4.1 Elect Andreas Utermann as Director and as Board      
  Chairman   Management For Voted - For
4.2 Reelect Bruno Basler as Director and as Member of      
  the Nomination and Compensation Committee Management For Voted - For
4.3 Reelect Maja Baumann as Director Management For Voted - For
4.4 Reelect Elisabeth Bourqui as Director Management For Voted - For
4.5 Reelect David Cole as Director Management For Voted - For
4.6 Reelect Michael Halbherr as Director and as Member      
  of the Nomination and Compensation Committee Management For Voted - For
4.7 Reelect Stefan Loacker as Director Management For Voted - For
4.8 Reelect Clara Streit as Director and as Member of      
  the Nomination and Compensation Committee Management For Voted - For
4.9 Reelect Bjoern Wettergren as Director and as Member      
  of the Nomination and Compensation Committee Management For Voted - For
5 Designate VISCHER AG as Independent Proxy Management For Voted - For
6 Ratify Ernst & Young AG as Auditors Management For Voted - For
7.1 Approve Remuneration Report (Non-Binding) Management For Voted - For
7.2 Approve Fixed Remuneration of Directors in the      
  Amount of CHF 4.8 Million Management For Voted - For
7.3 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 4 Million for the Period July      
  1, 2022 - June 30, 2023   Management For Voted - For
7.4 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 6.9 Million for      
  Fiscal Year 2021   Management For Voted - For
7.5 Approve Performance Share Awards to the Executive      
  Committee in the Amount of CHF 5.2 Million Management For Voted - For

 

418


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7.6 Approve Additional Performance Share Awards to the      
  Executive Committee for Fiscal Year 2018 in the      
  Amount of CHF 2.4 Million Management For Voted - Against
8 Transact Other Business (Voting) Management For Voted - Against
 
WALLENSTAM AB        
 
Security ID: SE0017780133 Ticker: WALL.B      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of SEK      
  1.20 Per Share   Management For Voted - For
9.1 Approve Discharge of Lars-Ake Bokenberger Management For Voted - For
9.2 Approve Discharge of Karin Mattson Management For Voted - For
9.3 Approve Discharge of Anders Berntsson Management For Voted - For
9.4 Approve Discharge of Agneta Wallenstam Management For Voted - For
9.5 Approve Discharge of Mikael Soderlund Management For Voted - For
9.6 Approve Discharge of Hans Wallenstam Management For Voted - For
10.1 Determine Number of Members (5) Management For Voted - For
10.2 Determine Number of Auditors (1) Management For Voted - For
11.1 Approve Remuneration of Board Chair in the Amount      
  of SEK 1 Million   Management For Voted - Against
11.2 Approve Remuneration of Board Deputy Chair in the      
  Amount of SEK 280,000   Management For Voted - For
11.3 Approve Remuneration of Each Board Member in the      
  Amount of SEK 180,000   Management For Voted - For
11.4 Approve Remuneration of Auditors Management For Voted - For
12.1a Reelect Lars-Ake Bokenberger as Director Management For Voted - For
12.1bReelect Karin Mattson as Director Management For Voted - For
12.1c Reelect Anders Berntsson as Director Management For Voted - For
12.1dReelect Agneta Wallenstam as Director Management For Voted - For
12.1e Reelect Mikael Soderlund as Director Management For Voted - For
12.2 Reelect Lars-Ake Bokenberger as Board Chair Management For Voted - For
13 Ratify KPMG as Auditors   Management For Voted - For
14 Elect Chair of the Board, Hans Wallenstam, Anders      
  Oscarsson and Dick Brenner as Members of Nominating      
  Committee   Management For Voted - For
15 Approve Remuneration Report Management For Voted - For
16 Approve 2:1 Stock Split; Amend Articles Accordingly Management For Voted - For
17 Amend Articles   Management For Voted - For
18 Authorize Share Repurchase Program Management For Voted - For
19 Authorize Reissuance of Repurchased Shares Management For Voted - For

 

419


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
WATCHES OF SWITZERLAND GROUP PLC      
 
Security ID: GB00BJDQQ870 Ticker: WOSG      
 
Meeting Date: 02-Sep-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Elect Ian Carter as Director   Management For Voted - For
4 Re-elect Brian Duffy as Director Management For Voted - For
5 Re-elect Anders Romberg as Director Management For Voted - For
6 Re-elect Tea Colaianni as Director Management For Voted - For
7 Re-elect Rosa Monckton as Director Management For Voted - For
8 Re-elect Robert Moorhead as Director Management For Voted - For
9 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
10 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
11 Authorise UK Political Donations and Expenditure Management For Voted - For
12 Authorise Issue of Equity   Management For Voted - For
13 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
14 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
15 Authorise Market Purchase of Ordinary Shares Management For Voted - For
16 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
WATERS CORPORATION        
 
Security ID: US9418481035 Ticker: WAT      
 
Meeting Date: 24-May-22 Meeting Type: Annual      
 
1.1 Elect Director Udit Batra   Management For Voted - For
1.2 Elect Director Linda Baddour Management For Voted - For
1.3 Elect Director Edward Conard Management For Voted - For
1.4 Elect Director Pearl S. Huang Management For Voted - For
1.5 Elect Director Wei Jiang   Management For Voted - For
1.6 Elect Director Christopher A. Kuebler Management For Voted - For
1.7 Elect Director Flemming Ornskov Management For Voted - For
1.8 Elect Director Thomas P. Salice Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
WELLS FARGO & COMPANY        
 
Security ID: US9497461015 Ticker: WFC      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1a Elect Director Steven D. Black Management For Voted - For

 

420


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1b Elect Director Mark A. Chancy Management For Voted - For
1c Elect Director Celeste A. Clark Management For Voted - For
1d Elect Director Theodore F. Craver, Jr. Management For Voted - For
1e Elect Director Richard K. Davis Management For Voted - For
1f Elect Director Wayne M. Hewett Management For Voted - For
1g Elect Director CeCelia ("CeCe") G. Morken Management For Voted - For
1h Elect Director Maria R. Morris Management For Voted - For
1i Elect Director Felicia F. Norwood Management For Voted - For
1j Elect Director Richard B. Payne, Jr. Management For Voted - For
1k Elect Director Juan A. Pujadas Management For Voted - For
1l Elect Director Ronald L. Sargent Management For Voted - For
1m Elect Director Charles W. Scharf Management For Voted - For
1n Elect Director Suzanne M. Vautrinot Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
5 Adopt Management Pay Clawback Authorization Policy Shareholder Against Voted - Against
6 Report on Incentive-Based Compensation and Risks of      
  Material Losses   Shareholder Against Voted - For
7 Report on Board Diversity   Shareholder Against Voted - Against
8 Report on Respecting Indigenous Peoples' Rights Shareholder Against Voted - For
9 Adopt a Financing Policy Consistent with IEA's Net      
  Zero Emissions by 2050 Scenario Shareholder Against Voted - Against
10 Oversee and Report a Racial Equity Audit Shareholder Against Voted - For
11 Report on Charitable Contributions Shareholder Against Voted - Against
 
WELLTOWER INC.        
 
Security ID: US95040Q1040 Ticker: WELL      
 
Meeting Date: 23-May-22 Meeting Type: Annual      
 
1a Elect Director Kenneth J. Bacon Management For Voted - For
1b Elect Director Karen B. DeSalvo Management For Voted - For
1c Elect Director Philip L. Hawkins Management For Voted - For
1d Elect Director Dennis G. Lopez Management For Voted - For
1e Elect Director Shankh Mitra   Management For Voted - For
1f Elect Director Ade J. Patton   Management For Voted - For
1g Elect Director Diana W. Reid Management For Voted - For
1h Elect Director Sergio D. Rivera Management For Voted - For
1i Elect Director Johnese M. Spisso Management For Voted - For
1j Elect Director Kathryn M. Sullivan Management For Voted - For
2 Amend Certificate of Incorporation of Welltower OP      
  Inc. to Remove Welltower Inc. Shareholder Approval      
  for the Amendments of Welltower OP Inc. Certificate      
  of Incorporation and Other Extraordinary      
  Transactions   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For

 

421


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
WERELDHAVE NV        
 
Security ID: NL0000289213 Ticker: WHA      
 
Meeting Date: 25-Apr-22 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2.a Approve Remuneration Report Management For Voted - For
2.b Receive Auditor's Report (Non-Voting) Management For Non-Voting
2.c Adopt Financial Statements and Statutory Reports Management For Voted - For
2.d Approve Dividends of EUR 1.10 Per Share Management For Voted - For
2.e Approve Discharge of Management Board Management For Voted - For
2.f Approve Discharge of Supervisory Board Management For Voted - For
3 Reelect A.W. de Vreede as CFO Management For Voted - For
4.a Grant Board Authority to Issue Shares Up to 5      
  Percent of Issued Capital Plus Additional 5 Percent      
  in Case of Merger or Acquisition Management For Voted - For
4.b Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - For
5 Authorize Repurchase of Up to 5 Percent of Issued      
  Share Capital   Management For Voted - For
6 Allow Questions   Management For Non-Voting
7 Close Meeting   Management For Non-Voting
 
WEX INC.        
 
Security ID: US96208T1043 Ticker: WEX      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
1.1 Elect Director Daniel Callahan Management For Voted - For
1.2 Elect Director Shikhar Ghosh Management For Voted - For
1.3 Elect Director James (Jim) Neary Management For Voted - For
1.4 Elect Director Melissa Smith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
WEYERHAEUSER COMPANY        
 
Security ID: US9621661043 Ticker: WY      
 
Meeting Date: 13-May-22 Meeting Type: Annual      
 
1a Elect Director Mark A. Emmert Management For Voted - For
1b Elect Director Rick R. Holley Management For Voted - For
1c Elect Director Sara Grootwassink Lewis Management For Voted - For

 

422


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1d Elect Director Deidra C. Merriwether Management For Voted - For
1e Elect Director Al Monaco   Management For Voted - For
1f Elect Director Nicole W. Piasecki Management For Voted - For
1g Elect Director Lawrence A. Selzer Management For Voted - For
1h Elect Director Devin W. Stockfish Management For Voted - For
1i Elect Director Kim Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
 
WHIRLPOOL CORPORATION        
 
Security ID: US9633201069 Ticker: WHR      
 
Meeting Date: 19-Apr-22 Meeting Type: Annual      
 
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Marc R. Bitzer Management For Voted - For
1c Elect Director Greg Creed   Management For Voted - For
1d Elect Director Gary T. DiCamillo Management For Voted - For
1e Elect Director Diane M. Dietz Management For Voted - For
1f Elect Director Gerri T. Elliott Management For Voted - For
1g Elect Director Jennifer A. LaClair Management For Voted - For
1h Elect Director John D. Liu   Management For Voted - For
1i Elect Director James M. Loree Management For Voted - For
1j Elect Director Harish Manwani Management For Voted - For
1k Elect Director Patricia K. Poppe Management For Voted - For
1l Elect Director Larry O. Spencer Management For Voted - For
1m Elect Director Michael D. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
WIHLBORGS FASTIGHETER AB        
 
Security ID: SE0018012635 Ticker: WIHL      
 
Meeting Date: 26-Apr-22 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Non-Voting
4 Designate Inspector of Minutes of Meeting Management For Non-Voting
5 Approve Agenda of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive President's Report   Management For Non-Voting
8 Receive Financial Statements and Statutory Reports Management For Non-Voting
9.a Accept Financial Statements and Statutory Reports Management For Voted - For

 

423


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9.b Approve Allocation of Income and Dividends of SEK      
  6.00 Per Share   Management For Voted - For
9.c.1 Approve Discharge of Ander Jarl Management For Voted - For
9.c.2 Approve Discharge of Tina Anderson Management For Voted - For
9.c.3 Approve Discharge of Jan Litbron Management For Voted - For
9.c.4 Approve Discharge of Lennart Mauritzson Management For Voted - For
9.c.5 Approve Discharge of Amela Hodzic Management For Voted - For
9.c.6 Approve Discharge of Helen Olausson Management For Voted - For
9.c.7 Approve Discharge of Johan Qviberg Management For Voted - For
9.c.8 Approve Discharge of Ulrika Hallengren Management For Voted - For
9.d Approve Record Date for Dividend Payment Management For Voted - For
10 Determine Number of Members (7) and Deputy Members      
  (0) of Board; Determine Number of Auditors (1) and      
  Deputy Auditors (0)   Management For Voted - For
11 Approve Remuneration of Directors in the Aggregate      
  Amount of SEK 1.86 Million; Approve Remuneration of      
  Auditors   Management For Voted - For
12.1 Reelect Anders Jarl (Chair) as Director Management For Voted - For
12.2 Reelect Tina Andersson as Director Management For Voted - For
12.3 Reelect Jan Litborn as Director Management For Voted - For
12.4 Reelect Lenart Mauritzon as Director Management For Voted - For
12.5 Reelect Amela Hodzic as Director Management For Voted - For
12.6 Elect Anna Werntoft as New Director Management For Voted - For
12.7 Elect Johan Rostin as New Director Management For Voted - For
13 Ratify Deloitte as Auditors   Management For Voted - For
14.1 Reelect Goran Hellstrom as Member of Nominating      
  Committee   Management For Voted - For
14.2 Reelect Elisabet Jamal Bergstrom as Member of      
  Nominating Committee   Management For Voted - For
14.3 Reelect Eva Gottfridsdotter-Nilsson as Member of      
  Nominating Committee   Management For Voted - For
14.4 Reelect Krister Euren as Member of Nominating      
  Committee   Management For Voted - For
15 Approve Nomination Committee Procedures Management For Voted - For
16 Approve Remuneration Report Management For Voted - For
17 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
18 Approve Issuance of up to 10 Percent of Share      
  Capital without Preemptive Rights Management For Voted - For
19 Approve 2:1 Stock Split   Management For Voted - For
20 Other Business   Management For Non-Voting
21 Close Meeting   Management For Non-Voting
 
WIZZ AIR HOLDINGS PLC        
 
Security ID: JE00BN574F90 Ticker: WIZZ      
 
Meeting Date: 27-Jul-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Policy Management For Voted - For

 

424


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Approve Remuneration Report Management For Voted - For
4 Approve Omnibus Plan   Management For Voted - For
5 Approve Value Creation Plan Management For Voted - Against
6 Re-elect William Franke as Director Management For Voted - Against
7 Re-elect Jozsef Varadi as Director Management For Voted - For
8 Re-elect Simon Duffy as Director Management For Voted - For
9 Re-elect Simon Duffy as Director (Independent      
  Shareholder Vote)   Management For Voted - For
10 Re-elect Stephen Johnson as Director Management For Voted - For
11 Re-elect Barry Eccleston as Director Management For Voted - For
12 Re-elect Barry Eccleston as Director (Independent      
  Shareholder Vote)   Management For Voted - For
13 Re-elect Andrew Broderick as Director Management For Voted - For
14 Re-elect Charlotte Pedersen as Director Management For Voted - For
15 Re-elect Charlotte Pedersen as Director      
  (Independent Shareholder Vote) Management For Voted - For
16 Elect Charlotte Andsager as Director Management For Voted - For
17 Elect Charlotte Andsager as Director (Independent      
  Shareholder Vote)   Management For Voted - For
18 Elect Enrique Dupuy de Lome Chavarri as Director Management For Voted - For
19 Elect Enrique Dupuy de Lome Chavarri as Director      
  (Independent Shareholder Vote) Management For Voted - For
20 Elect Anthony Radev as Director Management For Voted - For
21 Elect Anthony Radev as Director (Independent      
  Shareholder Vote)   Management For Voted - For
22 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
23 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
24 Authorise Issue of Equity   Management For Voted - For
25 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
26 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or      
  Specified Capital Investment Management For Voted - For
 
WORKDAY, INC.        
 
Security ID: US98138H1014 Ticker: WDAY      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Lynne M. Doughtie Management For Voted - For
1.2 Elect Director Carl M. Eschenbach Management For Voted - Withheld
1.3 Elect Director Michael M. McNamara Management For Voted - For
1.4 Elect Director Jerry Yang   Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
4 Approve Omnibus Stock Plan Management For Voted - Against
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For

 

425


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
WUXI APPTEC CO., LTD.        
 
Security ID: CNE100003F19 Ticker: 2359      
 
Meeting Date: 30-Aug-21 Meeting Type: Extraordinary Shareholders    
 
  EGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Adoption of the 2021 H Share Award and      
  Trust Scheme   Management For Voted - Against
2 Approve Grant of Awards to the Connected Selected      
  Participants Under the 2021 H Share Award and Trust      
  Scheme   Management For Voted - Against
3 Authorize Board and/or the Delegatee to Handle      
  Matters Pertaining to the 2021 H Share Award and      
  Trust Scheme with Full Authority Management For Voted - Against
4 Approve Adoption of the 2021 Shareholder Alignment      
  Incentive H Share Scheme   Management For Voted - Against
5 Approve Grant of SAI Awards to the SAI Connected      
  Selected Participants Under the 2021 Shareholder      
  Alignment Incentive H Share Scheme Management For Voted - Against
6 Authorize Board and/or the SAI Delegatee to Handle      
  Matters Pertaining to the 2021 Shareholder      
  Alignment Incentive H Share Scheme with Full      
  Authority   Management For Voted - Against
7 Approve Change of Registered Capital Management For Voted - For
8 Approve Amendments to Articles of Association Management For Voted - For
 
Meeting Date: 06-May-22 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Report of the Board of Directors Management For Voted - For
2 Approve Report of the Supervisory Committee Management For Voted - For
3 Approve Financial Report   Management For Voted - For
4 Approve Profit Distribution Plan Management For Voted - For
5 Approve Provision of External Guarantees Management For Voted - Against
6 Elect Minzhang Chen as Director Management For Voted - For
7 Approve Deloitte Touche Tohmatsu (a Special General      
  Partnership) as PRC Financial Report and Internal      
  Control Report Auditors and Deloitte Touche      
  Tohmatsu as Offshore Financial Report Auditors and      
  Authorize Board to Fix their Remuneration Management For Voted - For
8 Amend External Investment Management Policy Management For Voted - For
9 Amend Connected Transactions Management Policy Management For Voted - For
10 Amend External Guarantees Policy Management For Voted - For
11 Approve Foreign Exchange Hedging Limit Management For Voted - For
12 Approve Implementation Entity and Implementation      
  Location of the Suzhou Project by Applying a      
  Portion of the Net Proceeds from the A Share Listing Management For Voted - For
13 Approve Proposed Use of Surplus Net Proceeds from      
  the A Share List and the Non-Public Issuance of A      
  Shares   Management For Voted - For
14 Approve Increase in Registered Capital Management For Voted - For

 

426


 

PineBridge Dynamic Asset Allocation Fund







Proposal   Proposed by Mgt. Position Registrant Voted
 
15 Amend Articles of Association Management For Voted - For
16 Amend Rules and Procedures Regarding General      
  Meetings of Shareholders   Management For Voted - For
17 Amend Rules and Procedures Regarding Meetings of      
  Board of Directors   Management For Voted - For
18 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights for A Shares      
  and/or H Shares   Management For Voted - Against
19 Approve Grant of General Mandates to Repurchase A      
  Shares and/or H Shares   Management For Voted - For
20 Authorize Issuance of Onshore and Offshore Debt      
  Financing Instruments   Management For Voted - Against
 
Meeting Date: 06-May-22 Meeting Type: Special      
 
  CLASS MEETING FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Grant of General Mandates to Repurchase A      
  Shares and/or H Shares   Management For Voted - For
 
WUXI BIOLOGICS (CAYMAN) INC.      
 
Security ID: KYG970081173 Ticker: 2269      
 
Meeting Date: 23-Nov-21 Meeting Type: Extraordinary Shareholders    
 
1 Adopt Subsidiary Share Option Schemes of WuXi      
  Vaccines (Cayman) Inc. and WuXi XDC Cayman Inc. Management For Voted - Against
 
Meeting Date: 10-Jun-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2a Elect Weichang Zhou as Director Management For Voted - Against
2b Elect Yibing Wu as Director   Management For Voted - Against
2c Elect Yanling Cao as Director Management For Voted - Against
3 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Deloitte Touche Tohmatsu as Auditors and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Approve Grant of Specific Mandate to the Directors      
  to Issue Connected Restricted Shares Management For Voted - Against
8 Approve Grant of Connected Restricted Shares      
  Pursuant to the Scheme and Program to Zhisheng Chen Management For Voted - Against
9 Approve Grant of Connected Restricted Shares      
  Pursuant to the Scheme and Program to Weichang Zhou Management For Voted - Against
10 Approve Grant of Connected Restricted Shares      
  Pursuant to the Scheme to William Robert Keller Management For Voted - Against
11 Approve Grant of Connected Restricted Shares      
  Pursuant to the Scheme to Teh-Ming Walter Kwauk Management For Voted - Against

 

427


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
12 Approve Grant of Connected Restricted Shares      
  Pursuant to the Scheme to Kenneth Walton Hitchner      
  III   Management For Voted - Against
13 Approve Grant of Connected Restricted Shares      
  Pursuant to the Scheme and Program to Angus Scott      
  Marshall Turner   Management For Voted - Against
14 Approve Grant of Connected Restricted Shares      
  Pursuant to the Scheme and Program to Brendan      
  McGrath   Management For Voted - Against
15 Approve Grant of Share Options Pursuant to the      
  Scheme to Jincai Li   Management For Voted - Against
16 Approve Grant of Share Options Pursuant to the      
  Scheme to Jian Dong   Management For Voted - Against
17 Adopt Second Amended and Restated Memorandum and      
  Articles of Association   Management For Voted - For
 
XERO LIMITED        
 
Security ID: NZXROE0001S2 Ticker: XRO      
 
Meeting Date: 12-Aug-21 Meeting Type: Annual      
 
1 Authorize Board to Fix Remuneration of the Auditors Management For Voted - For
2 Elect Dale Murray as Director Management For Voted - For
3 Elect Steven Aldrich as Director Management For Voted - For
4 Approve the Increase in Non-Executive Directors'      
  Fee Pool   Management None Voted - For
 
XILINX, INC.        
 
Security ID: US9839191015 Ticker: XLNX      
 
Meeting Date: 04-Aug-21 Meeting Type: Annual      
 
1.1 Elect Director Dennis Segers Management For Voted - For
1.2 Elect Director Raman K. Chitkara Management For Voted - For
1.3 Elect Director Saar Gillai   Management For Voted - For
1.4 Elect Director Ronald S. Jankov Management For Voted - For
1.5 Elect Director Mary Louise Krakauer Management For Voted - For
1.6 Elect Director Thomas H. Lee Management For Voted - For
1.7 Elect Director Jon A. Olson   Management For Voted - For
1.8 Elect Director Victor Peng   Management For Voted - For
1.9 Elect Director Elizabeth W. Vanderslice Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For

 

428


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
XINYI SOLAR HOLDINGS LIMITED      
 
Security ID: KYG9829N1025 Ticker: 968      
 
Meeting Date: 02-Jun-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3A1 Elect Li Man Yin as Director Management For Voted - For
3A2 Elect Lo Wan Sing, Vincent as Director Management For Voted - For
3A3 Elect Kan E-ting, Martin as Director Management For Voted - For
3B Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditor and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
5A Authorize Repurchase of Issued Share Capital Management For Voted - For
5B Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - Against
5C Authorize Reissuance of Repurchased Shares Management For Voted - Against
6 Elect Leong Chong Peng as Director Management For Voted - For
 
YAMAHA CORP.        
 
Security ID: JP3942600002 Ticker: 7951      
 
Meeting Date: 22-Jun-22 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 33   Management For Voted - For
2 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
3.1 Elect Director Nakata, Takuya Management For Voted - For
3.2 Elect Director Yamahata, Satoshi Management For Voted - For
3.3 Elect Director Fukui, Taku   Management For Voted - For
3.4 Elect Director Hidaka, Yoshihiro Management For Voted - For
3.5 Elect Director Fujitsuka, Mikio Management For Voted - For
3.6 Elect Director Paul Candland Management For Voted - For
3.7 Elect Director Shinohara, Hiromichi Management For Voted - For
3.8 Elect Director Yoshizawa, Naoko Management For Voted - For
 
YARA INTERNATIONAL ASA        
 
Security ID: NO0010208051 Ticker: YAR      
 
Meeting Date: 10-May-22 Meeting Type: Annual      
 
1 Approve Notice of Meeting and Agenda Management For Did Not Vote
2 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote
3 Approve Remuneration of Auditors Management For Did Not Vote

 

429


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Dividends of NOK      
  30.00 Per Share   Management For Did Not Vote
5.1 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
5.2 Approve Remuneration Statement Management For Did Not Vote
6 Approve Company's Corporate Governance Statement Management For Did Not Vote
7 Elect Trond Berger, John Thuestad, Birgitte      
  Ringstad Vartdal, Hakon Reistad Fure, Tove Feld and      
  Jannicke Hilland as Directors Management For Did Not Vote
8 Elect Otto Soberg (Chair), Thorunn Kathrine Bakke,      
  Ann Kristin Brautaset and Ottar Ertzeid as Members      
  of Nominating Committee   Management For Did Not Vote
9 Approve Remuneration of Directors in the Amount of      
  NOK 713,500 for the Chairman, NOK 426,000 for the      
  Vice Chairman, and NOK 375,500 for the Other      
  Directors; Approve Committee Fees Management For Did Not Vote
10 Approve Remuneration of Nominating Committee Management For Did Not Vote
11 Authorize Share Repurchase Program and Cancellation      
  of Repurchased Shares   Management For Did Not Vote
 
YASKAWA ELECTRIC CORP.        
 
Security ID: JP3932000007 Ticker: 6506      
 
Meeting Date: 26-May-22 Meeting Type: Annual      
 
1 Amend Articles to Disclose Shareholder Meeting      
  Materials on Internet   Management For Voted - For
2.1 Elect Director Ogasawara, Hiroshi Management For Voted - For
2.2 Elect Director Murakami, Shuji Management For Voted - For
2.3 Elect Director Ogawa, Masahiro Management For Voted - For
2.4 Elect Director Minami, Yoshikatsu Management For Voted - For
2.5 Elect Director Kumagae, Akira Management For Voted - For
2.6 Elect Director Morikawa, Yasuhiko Management For Voted - For
2.7 Elect Director Kato, Yuichiro Management For Voted - For
3.1 Elect Director and Audit Committee Member Sasaki,      
  Junko   Management For Voted - For
3.2 Elect Director and Audit Committee Member      
  Matsuhashi, Kaori   Management For Voted - For
 
ZEBRA TECHNOLOGIES CORPORATION      
 
Security ID: US9892071054 Ticker: ZBRA      
 
Meeting Date: 12-May-22 Meeting Type: Annual      
 
1.1 Elect Director Nelda J. Connors Management For Voted - For
1.2 Elect Director Frank B. Modruson Management For Voted - For
1.3 Elect Director Michael A. Smith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

430


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
ZENDESK, INC.        
 
Security ID: US98936J1016 Ticker: ZEN      
 
Meeting Date: 25-Feb-22 Meeting Type: Special      
 
1 Issue Shares in Connection with Acquisition Management For Voted - Against
2 Adjourn Meeting   Management For Voted - Against
 
ZIONS BANCORPORATION, N.A.        
 
Security ID: US9897011071 Ticker: ZION      
 
Meeting Date: 29-Apr-22 Meeting Type: Annual      
 
1A Elect Director Maria Contreras-Sweet Management For Voted - For
1B Elect Director Gary L. Crittenden Management For Voted - For
1C Elect Director Suren K. Gupta Management For Voted - For
1D Elect Director Claire A. Huang Management For Voted - For
1E Elect Director Vivian S. Lee   Management For Voted - For
1F Elect Director Scott J. McLean Management For Voted - For
1G Elect Director Edward F. Murphy Management For Voted - For
1H Elect Director Stephen D. Quinn Management For Voted - For
1I Elect Director Harris H. Simmons Management For Voted - For
1J Elect Director Aaron B. Skonnard Management For Voted - For
1K Elect Director Barbara A. Yastine Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
 
ZOOM VIDEO COMMUNICATIONS, INC.      
 
Security ID: US98980L1017 Ticker: ZM      
 
Meeting Date: 16-Jun-22 Meeting Type: Annual      
 
1.1 Elect Director Carl M. Eschenbach Management For Voted - Withheld
1.2 Elect Director William R. McDermott Management For Voted - For
1.3 Elect Director Janet Napolitano Management For Voted - Withheld
1.4 Elect Director Santiago Subotovsky Management For Voted - Withheld
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

431


 







    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ZSCALER, INC.        
 
Security ID: US98980G1022 Ticker: ZS      
 
Meeting Date: 05-Jan-22 Meeting Type: Annual      
 
1.1 Elect Director Karen Blasing Management For Voted - Withheld
1.2 Elect Director Charles Giancarlo Management For Voted - Withheld
1.3 Elect Director Eileen Naughton Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
 
ZUR ROSE GROUP AG        
 
Security ID: CH0042615283 Ticker: ROSE      
 
Meeting Date: 28-Apr-22 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Treatment of Net Loss Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Approve Creation of CHF 100.8 Million Pool of      
  Authorized Capital with or without Exclusion of      
  Preemptive Rights   Management For Voted - For
4.2 Approve Creation of CHF 33.6 Million Pool of      
  Authorized Capital with or without Exclusion of      
  Preemptive Rights, If Item 4.1 is Rejected Management For Voted - For
5 Approve Creation of CHF 6 Million Pool of      
  Conditional Capital for Employee Equity      
  Participation   Management For Voted - For
6.1 Approve CHF 67.2 Million Conditional Capital      
  Increase for Financings, Mergers and Acquisitions Management For Voted - For
6.2 Approve CHF 33.6 Million Conditional Capital      
  Increase for Financings, Mergers and Acquisitions,      
  If Item 6.1 is Rejected Management For Voted - For
7 Amend Articles Re: Restrict the Number of Shares      
  Subject to Limitation or Waiver of Advance      
  Subscription Rights   Management For Voted - For
8.1 Reelect Walter Oberhaensli as Director and Elect as      
  Board Chair   Management For Voted - For
8.2 Reelect Stefan Feuerstein as Director Management For Voted - For
8.3 Reelect Andrea Belliger as Director Management For Voted - For
8.4 Reelect Christian Mielsch as Director Management For Voted - For
8.5 Reelect Florian Seubert as Director Management For Voted - For
8.6 Elect Rongrong Hu as Director Management For Voted - For
9.1 Reappoint Florian Seubert as Member of the      
  Compensation and Nomination Committee Management For Voted - For
9.2 Appoint Walter Oberhaensli as Member of the      
  Compensation and Nomination Committee Management For Voted - For
9.3 Appoint Rongrong Hu as Member of the Compensation      
  and Nomination Committee Management For Voted - For

 

432


 







  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
10 Designate Buis Buergi AG as Independent Proxy Management For Voted - For
11 Ratify Ernst & Young AG as Auditors Management For Voted - For
12.1 Approve Remuneration Report Management For Voted - For
12.2 Approve Fixed Remuneration of Directors in the      
  Amount of CHF 1.3 Million for Fiscal Year 2022 Management For Voted - For
12.3 Approve Fixed Remuneration of Directors in the      
  Amount of CHF 1.3 Million for Fiscal Year 2023 Management For Voted - For
12.4 Approve Short-Term and Long-Term Variable      
  Remuneration of Executive Committee in the Amount      
  of CHF 2.5 Million   Management For Voted - For
12.5 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 3.9 Million Management For Voted - For
13 Transact Other Business (Voting) Management For Voted - Against
 
ZURICH INSURANCE GROUP AG        
 
Security ID: CH0011075394 Ticker: ZURN      
 
Meeting Date: 06-Apr-22 Meeting Type: Annual      
 
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report (Non-Binding) Management For Voted - For
2.1 Approve Allocation of Income and Dividends of CHF      
  20.35 per Share   Management For Voted - For
2.2 Approve Allocation of Dividends of CHF 1.65 per      
  Share from Capital Contribution Reserves Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1a Reelect Michel Lies as Director and Board Chairman Management For Voted - For
4.1b Reelect Joan Amble as Director Management For Voted - For
4.1c Reelect Catherine Bessant as Director Management For Voted - For
4.1d Reelect Dame Carnwath as Director Management For Voted - For
4.1e Reelect Christoph Franz as Director Management For Voted - For
4.1f Reelect Michael Halbherr as Director Management For Voted - For
4.1g Reelect Sabine Keller-Busse as Director Management For Voted - For
4.1h Reelect Monica Maechler as Director Management For Voted - For
4.1i Reelect Kishore Mahbubani as Director Management For Voted - For
4.1j Reelect Jasmin Staiblin as Director Management For Voted - For
4.1k Reelect Barry Stowe as Director Management For Voted - For
4.1l Elect Peter Maurer as Director Management For Voted - For
4.2.1 Reappoint Michel Lies as Member of the Compensation      
  Committee   Management For Voted - For
4.2.2 Reappoint Catherine Bessant as Member of the      
  Compensation Committee   Management For Voted - For
4.2.3 Reappoint Christoph Franz as Member of the      
  Compensation Committee   Management For Voted - For
4.2.4 Reappoint Sabine Keller-Busse as Member of the      
  Compensation Committee   Management For Voted - For
4.2.5 Reappoint Kishore Mahbubani as Member of the      
  Compensation Committee   Management For Voted - For
4.2.6 Reappoint Jasmin Staiblin as Member of the      
  Compensation Committee   Management For Voted - For

 

433


 






  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
4.3 Designate Keller KLG as Independent Proxy Management For Voted - For
4.4 Ratify Ernst & Young AG as Auditors Management For Voted - For
5.1 Approve Remuneration of Directors in the Amount of      
  CHF 6 Million Management For Voted - For
5.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 79 Million Management For Voted - For
6 Approve Extension of Existing Authorized Capital      
  Pool of CHF 4.5 Million with or without Exclusion      
  of Preemptive Rights and Approve Amendment to      
  Existing Conditional Capital Pool Management For Voted - For
7 Transact Other Business (Voting) Management For Voted - Against

 

434








SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


The Advisors’ Inner Circle Fund III

By:   /s/ Michael Beattie
Michael Beattie
President
Date: August 8, 2022