0000941031-18-000005.txt : 20180326 0000941031-18-000005.hdr.sgml : 20180326 20180326171126 ACCESSION NUMBER: 0000941031-18-000005 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180326 DATE AS OF CHANGE: 20180326 EFFECTIVENESS DATE: 20180326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Graham Absolute Return Trading Ltd. CENTRAL INDEX KEY: 0001593406 IRS NUMBER: 981028132 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-283688 FILM NUMBER: 18713458 BUSINESS ADDRESS: STREET 1: C/O GRAHAM CAPITAL MANAGEMENT, L.P. STREET 2: 40 HIGHLAND AVENUE CITY: ROWAYTON STATE: CT ZIP: 06853 BUSINESS PHONE: 203-899-3400 MAIL ADDRESS: STREET 1: C/O GRAHAM CAPITAL MANAGEMENT, L.P. STREET 2: 40 HIGHLAND AVENUE CITY: ROWAYTON STATE: CT ZIP: 06853 D/A 1 primary_doc.xml X0708 D/A LIVE 0001593406 Graham Absolute Return Trading Ltd. C/O GRAHAM CAPITAL MANAGEMENT, L.P. 40 HIGHLAND AVENUE ROWAYTON CT CONNECTICUT 06853 203-899-3400 VIRGIN ISLANDS, BRITISH None None Other British Virgin Islands Business Company true Graham Capital Management, L.P. 40 Highland Avenue Rowayton CT CONNECTICUT 06853 Director Promoter Michael Hammond 40 Highland Avenue Rowayton CT CONNECTICUT 06853 Director John Frawley 40 Highland Avenue Rowayton CT CONNECTICUT 06853 Director Pooled Investment Fund Hedge Fund false Over $100,000,000 06b 3C 3C.7 true 0000941031-17-000003 2012-01-02 true true true false 250000 UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Morgan Stanley Smith Barney LLC 149777 None None 2000 Westchester Avenue Purchase NY NEW YORK 10577-2530 All States false Indefinite 1239472718 Indefinite false 687 0 0 THE ISSUER DOES NOT PAY ANY SALES COMMISSIONS; HOWEVER, GRAHAM CAPITAL MANAGEMENT, LP, THE ISSUER'S MANAGER, MAY PAY A PORTION OF FEES THAT IT RECEIVES FROM THE ISSUER TO THIRD PARTIES AS COMPENSATION FOR THEIR SALES ACTIVITIES FOR THE ISSUER 0 Pursuant to its constituent documents and service agreements, the issuer pays ongoing advisory fees calculated as a percentage of net assets to the promoter and fixed fees for certain of its directors. false Graham Absolute Return Trading Ltd. Timothy Sperry Timothy Sperry Assistant Secretary 2018-03-26