FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/27/2019 |
3. Issuer Name and Ticker or Trading Symbol
Endo International plc [ ENDP ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 16,239 | D | |
2015 Stock Incentive Plan Restricted Stock Units (RSU)(1) | 301 | D | |
2015 Stock Incentive Plan Restricted Stock Units (RSU)(2) | 1,458 | D | |
2015 Stock Incentive Plan Restricted Stock Units (RSU)(3) | 2,405 | D | |
2015 Stock Incentive Plan Restricted Stock Units (RSU)(4) | 20,616 | D | |
2015 Stock Incentive Plan Restricted Stock Units (RSU)(5) | 30,328 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
2015 Stock Incentive Plan Options (NQ)(6) | (6) | 02/19/2020 | Ordinary Shares | 1,418 | $20.61 | D | |
2015 Stock Incentive Plan Options (NQ)(7) | (7) | 02/23/2021 | Ordinary Shares | 3,672 | $33.98 | D | |
2015 Stock Incentive Plan Options (NQ)(8) | (8) | 02/22/2022 | Ordinary Shares | 4,175 | $34.7 | D | |
2015 Stock Incentive Plan Options (NQ)(9) | (9) | 02/23/2026 | Ordinary Shares | 4,073 | $50.22 | D | |
2015 Stock Incentive Plan Options (NQ)(10) | (10) | 05/26/2026 | Ordinary Shares | 7,912 | $15.22 | D | |
2015 Stock Incentive Plan Options (NQ)(11) | (11) | 02/21/2027 | Ordinary Shares | 9,817 | $13.19 | D | |
2015 Stock Incentive Plan Options (NQ)(12) | (12) | 08/10/2027 | Ordinary Shares | 16,400 | $7.55 | D |
Explanation of Responses: |
1. On February 23, 2016, 1,207 RSUs were granted to Mr. Boyle with one-fourth vesting, and thus expiring, on each of the first four grant date anniversaries. As of September 27, 2019, 906 RSUs were vested and released. The amount reported in Table I represents the unvested portion as of that date. |
2. On February 21, 2017, 4,376 RSUs were granted to Mr. Boyle with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of September 27, 2019, 2,918 RSUs were vested and released. The amount reported in Table I represents the unvested portion as of that date. |
3. On August 10, 2017, 7,216 RSUs were granted to Mr. Boyle with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of September 27, 2019, 4,811 RSUs were vested and released. The amount reported in Table I represents the unvested portion as of that date. |
4. On April 2, 2018, 30,925 RSUs were granted to Mr. Boyle with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of September 27, 2019, 10,309 RSUs were vested and released. The amount reported in Table I represents the unvested portion as of that date. |
5. On March 29, 2019, 30,328 RSUs were granted to Mr. Boyle with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of September 27, 2019, no RSUs have vested or been released. The amount reported in Table I represents the unvested portion as of that date. |
6. On February 19, 2010, 5,675 non-qualified stock options were granted to Mr. Boyle with one-fourth vesting on each of the first four grant date anniversaries. As of September 27, 2019, 5,675 non-qualified stock options had vested and 4,257 had been exercised. The amount reported in Table II represents the unexercised portion as of that date. |
7. On February 23, 2011, 3,672 non-qualified stock options were granted to Mr. Boyle with one-fourth vesting on each of the first four grant date anniversaries. As of September 27, 2019, 3,672 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date. |
8. On February 22, 2012, 4,175 non-qualified stock options were granted to Mr. Boyle with one-fourth vesting on each of the first four grant date anniversaries. As of September 27, 2019, 4,175 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date. |
9. On February 23, 2016, 4,073 non-qualified stock options were granted to Mr. Boyle with one-fourth vesting on each of the first four grant date anniversaries. As of September 27, 2019, 3,055 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date. |
10. On May 26, 2016, 7,912 non-qualified stock options were granted to Mr. Boyle with one-third vesting on each of the first three grant date anniversaries. As of September 27, 2019, 7,912 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date. |
11. On February 21, 2017, 9,817 non-qualified stock options were granted to Mr. Boyle with one-fourth vesting on each of the first four grant date anniversaries. As of September 27, 2019, 4,909 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date. |
12. On August 10, 2017, 16,400 non-qualified stock options were granted to Mr. Boyle with one-third vesting on each of the first three grant date anniversaries. As of September 27, 2019, 10,934 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date. |
Remarks: |
These securities represent the amounts owned by Mr. Boyle as of September 27, 2019, the date of effectiveness of his appointment as Senior Vice President, Interim Controller of Endo International plc. |
/s/ Yoon Ah Oh, by power of attorney | 10/03/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |