0000905718-21-001356.txt : 20211018 0000905718-21-001356.hdr.sgml : 20211018 20211018163223 ACCESSION NUMBER: 0000905718-21-001356 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211006 FILED AS OF DATE: 20211018 DATE AS OF CHANGE: 20211018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lux Capital Management, LLC CENTRAL INDEX KEY: 0001592843 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39727 FILM NUMBER: 211328575 BUSINESS ADDRESS: STREET 1: LUX CAPITAL MANAGEMENT, LLC STREET 2: 920 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 646-475-4385 MAIL ADDRESS: STREET 1: LUX CAPITAL MANAGEMENT, LLC STREET 2: 920 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lux Ventures IV, L.P. CENTRAL INDEX KEY: 0001633331 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39727 FILM NUMBER: 211328574 BUSINESS ADDRESS: STREET 1: 295 MADISON AVENUE, 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646 475 4385 MAIL ADDRESS: STREET 1: 295 MADISON AVENUE, 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lux Venture Partners IV, LLC CENTRAL INDEX KEY: 0001633332 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39727 FILM NUMBER: 211328573 BUSINESS ADDRESS: STREET 1: 920 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 646 475 4385 MAIL ADDRESS: STREET 1: 920 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wolfe Josh CENTRAL INDEX KEY: 0001830001 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39727 FILM NUMBER: 211328569 MAIL ADDRESS: STREET 1: C/O LUX HEALTH TECH ACQUISITION CORP. STREET 2: 920 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lux Co-Invest Partners, LLC CENTRAL INDEX KEY: 0001722021 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39727 FILM NUMBER: 211328571 BUSINESS ADDRESS: STREET 1: C/O LUX CAPITAL STREET 2: 920 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: (646) 475-4385 MAIL ADDRESS: STREET 1: C/O LUX CAPITAL STREET 2: 920 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lux Co-Invest Opportunities, L.P. CENTRAL INDEX KEY: 0001722022 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39727 FILM NUMBER: 211328572 BUSINESS ADDRESS: STREET 1: C/O LUX CAPITAL MANAGEMENT STREET 2: 920 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: (646) 475-4385 MAIL ADDRESS: STREET 1: C/O LUX CAPITAL MANAGEMENT STREET 2: 920 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hebert Peter CENTRAL INDEX KEY: 0001683771 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39727 FILM NUMBER: 211328570 MAIL ADDRESS: STREET 1: C/O LUX VENTURES STREET 2: 295 MADISON AVE, 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Science 37 Holdings, Inc. CENTRAL INDEX KEY: 0001819113 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 844278203 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 600 CORPORATE POINTE STREET 2: SUITE 320 CITY: CULVER CITY STATE: CA ZIP: 90230 BUSINESS PHONE: (984)377-3737 MAIL ADDRESS: STREET 1: 600 CORPORATE POINTE STREET 2: SUITE 320 CITY: CULVER CITY STATE: CA ZIP: 90230 FORMER COMPANY: FORMER CONFORMED NAME: Lifesci Acquisition II Corp. DATE OF NAME CHANGE: 20200723 3 1 science_fm3oct62021.xml X0206 3 2021-10-06 0 0001819113 Science 37 Holdings, Inc. SNCE 0001592843 Lux Capital Management, LLC 920 BROADWAY, 11TH FLOOR NEW YORK NY 10010 0 0 1 0 0001633331 Lux Ventures IV, L.P. C/O LUX CAPITAL MANAGEMENT, LLC 920 BROADWAY, 11TH FLOOR NEW YORK NY 10017 0 0 1 0 0001633332 Lux Venture Partners IV, LLC C/O LUX CAPITAL MANAGEMENT, LLC 920 BROADWAY, 11TH FLOOR NEW YORK NY 10010 0 0 1 0 0001722022 Lux Co-Invest Opportunities, L.P. C/O LUX CAPITAL MANAGEMENT, LLC 920 BROADWAY, 11TH FLOOR NEW YORK NY 10010 0 0 1 0 0001722021 Lux Co-Invest Partners, LLC C/O LUX CAPITAL MANAGEMENT, LLC 920 BROADWAY, 11TH FLOOR NEW YORK NY 10010 0 0 1 0 0001683771 Hebert Peter C/O LUX CAPITAL MANAGEMENT, LLC 920 BROADWAY, 11TH FLOOR NEW YORK NY 10010 0 0 1 0 0001830001 Wolfe Josh C/O LUX CAPITAL MANAGEMENT, LLC 920 BROADWAY, 11TH FLOOR NEW YORK NY 10010 0 0 1 0 Common Stock 11658666 I By Lux Ventures IV, L.P. Common Stock 3505890 I By Lux Co-Invest Opportunities, L.P. On October 6, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of May 6, 2021, by and among the Issuer (f/k/a LifeSci Acquisition II Corp.), LifeSci Acquisition II Merger Sub, Inc., Inc. ("Merger Sub"), and Science 37, Inc. ("Legacy Science 37"), Merger Sub merged with and into Legacy Science 37, with Legacy Science 37 surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Immediately prior to the consummation of the Merger, each share of common stock of Legacy Science 37 was converted into the right to receive approximately 1.8153 shares of the Issuer's Common Stock. Lux Venture Partners IV, LLC is the general partner of Lux Ventures IV, L.P. and exercises voting and dispositive power over the shares held by Lux Ventures IV, L.P. Lux Co-Invest Partners, LLC is the general partner of Lux Co-Invest Opportunities, L.P. and exercises voting and dispositive power over the shares held by Lux Co-Invest Opportunities, L.P. Peter Hebert and Josh Wolfe are the sole managers of Lux Venture Partners IV, LLC and Lux Co-Invest Partners, LLC and may be deemed to share voting and dispositive power for the shares held by each of Lux Ventures IV, L.P. and Lux Co-Invest Opportunities, L.P. Lux Capital Management, LLC, as the investment manager for each of Lux Venture Partners IV, LLC and Lux Co-Invest Partners, LLC, may be deemed to share voting and investment powers for the shares held by each of Lux Ventures IV, L.P. and Lux Co-Invest Opportunities, L.P. Each of Lux Capital Management, LLC, Lux Venture Partners IV, LLC, Lux Co-Invest Partners, LLC, Peter Hebert and Josh Wolfe disclaim beneficial ownership over the shares reported herein except to the extent of their pecuniary interest therein. Lux Capital Management, LLC, By: /s/ Segolene Scarborough, Attorney-in-Fact for Peter Hebert, Managing Member 2021-10-18 Lux Ventures IV, L.P., By: /s/ Segolene Scarborough, Attorney-in-Fact for Peter Hebert, Managing Member 2021-10-18 Lux Venture Partners IV, LLC, By: /s/ Segolene Scarborough, Attorney-in-Fact for Peter Hebert, Managing Member 2021-10-18 Lux Co-Invest Opportunities, L.P., By: Lux Co-Invest Partners, LLC, its general partner, By: /s/ Peter Hebert, Name: Peter Herbert, Title: Manager 2021-10-18 Lux Co-Invest Partners, LLC, By: /s/ Segolene Scarborough, Attorney-in-Fact for Peter Hebert, Managing Member 2021-10-18 By: /s/ Segolene Scarborough, Attorney-in-Fact for Peter Hebert 2021-10-18 By: /s/ Segolene Scarborough, Attorney-in-Fact for Josh Wolfe 2021-10-18