0001580642-17-002983.txt : 20170512 0001580642-17-002983.hdr.sgml : 20170512 20170512172723 ACCESSION NUMBER: 0001580642-17-002983 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Balter Liquid Alternatives, LLC CENTRAL INDEX KEY: 0001592450 IRS NUMBER: 800954884 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17474 FILM NUMBER: 17840059 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: OLIVER STREET TOWER, SUITE 802 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-742-4226 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: OLIVER STREET TOWER, SUITE 802 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001592450 XXXXXXXX 03-31-2017 03-31-2017 false Balter Liquid Alternatives, LLC

125 High Street Oliver Street Tower, Suite 802 Boston MA 02110

13F COMBINATION REPORT 028-17474 0001604831 028-16781 Millrace Asset Group, Inc. 0001386892 028-13123 APIS CAPITAL ADVISORS, LLC 0001633703 028-16737 12th Street Asset Management Company, LLC N James Fricano 857-383-3478 /s/ James Fricano Boston MA 05-12-2017 0 79 69567 INFORMATION TABLE 2 infotable.xml WINTHROP RLTY TR SH BEN INT NEW 976391300 361 45985 SH SOLE 0 0 0 NEW YORK REIT INC COM 64976L109 297 30619 SH SOLE 30619 0 0 SUNOPTA INC COM 8676EP108 170 24507 SH SOLE 24507 0 0 SUPERVALU INC COM 868536103 64 16635 SH SOLE 16635 0 0 PAYPAL HLDGS INC COM 70450Y103 354 8239 SH SOLE 8239 0 0 GENERAL MLS INC COM 370334104 443 8239 SH SOLE 8239 0 0 PFIZER INC COM 717081103 244 7118 SH SOLE 7118 0 0 ASSURED GUARANTY LTD COM G0585R106 206 5546 SH SOLE 5546 0 0 DEL TECHNOLOGIES INC COM CL V 24703L103 320 5001 SH SOLE 5001 0 0 PEPSICO INC COM 713448108 296 2648 SH SOLE 2648 0 0 ALLERGAN PLC SHS G0177J108 469 1965 SH SOLE 1965 0 0 T MOBILE US INC COM 872590104 955 14793 SH SOLE 14793 0 0 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