0001592386-23-000020.txt : 20230207 0001592386-23-000020.hdr.sgml : 20230207 20230207205749 ACCESSION NUMBER: 0001592386-23-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230203 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavoli Stephen CENTRAL INDEX KEY: 0001736674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 23596792 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 4 1 wf-form4_167582145474200.xml FORM 4 X0306 4 2023-02-03 0 0001592386 Virtu Financial, Inc. VIRT 0001736674 Cavoli Stephen C/O VIRTU FINANCIAL, INC. 1633 BROADWAY NEW YORK NY 10019 0 1 0 0 EVP Class A common stock 2023-02-03 4 M 0 8130 A 116078 D Class A common stock 2023-02-03 4 F 0 4151 D 111927 D Class A common stock 2023-02-03 4 A 0 23177 A 135104 D Class A common stock 2023-02-03 4 F 0 11832 D 123272 D Restricted Stock Unit 2023-02-03 4 M 0 8130 0 D Class A common stock 8130.0 24760 D Restricted Stock Unit 2023-02-03 4 A 0 34764 0 A Class A common stock 34764.0 59524 D Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $19.4164. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vested on February 3, 2023. The RSUs vest in three equal installments on February 3, 2024, February 3, 2025 and February 3, 2026. /s/ Justin Waldie, as Attorney-in-Fact 2023-02-07