0001592386-23-000017.txt : 20230207 0001592386-23-000017.hdr.sgml : 20230207 20230207205400 ACCESSION NUMBER: 0001592386-23-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230203 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Molluso Joseph CENTRAL INDEX KEY: 0001602472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 23596784 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-1010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 4 1 wf-form4_167582122308750.xml FORM 4 X0306 4 2023-02-03 0 0001592386 Virtu Financial, Inc. VIRT 0001602472 Molluso Joseph C/O VIRTU FINANCIAL, INC. 1633 BROADWAY NEW YORK NY 10019 0 1 0 0 Co-President & Co-COO Class A common stock 343160 D Deferred Stock Unit 2023-02-03 4 A 0 23177 0 A Class A common stock 23177.0 39439 D Restricted Stock Unit 2023-02-03 4 A 0 34764 0 A Class A common stock 34764.0 68197 D Restricted Stock Unit 2023-02-03 4 M 0 8130 0 D Class A common stock 8130.0 60067 D Deferred Stock Unit 2023-02-03 4 M 0 8130 0 A Class A common stock 8130.0 47569 D Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for 23,177 Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock. The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vest in three equal annual installments on February 3, 2024, February 1, 2025, and February 1, 2026. The RSUs vested on February 3, 2023. DSUs credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for 8,130 RSUs granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock. Justin Waldie, as Attorney-in-Fact 2023-02-07