0001592386-22-000013.txt : 20220125 0001592386-22-000013.hdr.sgml : 20220125 20220125201300 ACCESSION NUMBER: 0001592386-22-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220123 FILED AS OF DATE: 20220125 DATE AS OF CHANGE: 20220125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavoli Stephen CENTRAL INDEX KEY: 0001736674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 22555430 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 4 1 wf-form4_164315956371113.xml FORM 4 X0306 4 2022-01-23 0 0001592386 Virtu Financial, Inc. VIRT 0001736674 Cavoli Stephen C/O VIRTU FINANCIAL, INC. 1633 BROADWAY NEW YORK NY 10019 0 1 0 0 EVP Class A common stock 2022-01-23 4 M 0 2402 A 145816 D Class A common stock 2022-01-23 4 F 0 944 D 144872 D Class A common stock 2022-01-24 4 M 0 9970 A 154842 D Class A common stock 2022-01-24 4 F 0 3685 D 151157 D Restricted Stock Unit 2022-01-23 4 M 0 2402 0 D Class A common stock 2402.0 45438 D Restricted Stock Unit 2022-01-24 4 M 0 9970 0 D Class A common stock 9970.0 35468 D Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vested on January 23, 2022. The RSUs vested on January 24, 2022. 25,498 of the RSUs vest in three installments on February 1, 2022, February 1, 2023, and February 1, 2024. 9,970 of the RSUs vest on January 24, 2023. /s/ Justin Waldie, as Attorney-in-Fact 2022-01-25