0001592386-22-000007.txt : 20220104
0001592386-22-000007.hdr.sgml : 20220104
20220104165849
ACCESSION NUMBER: 0001592386-22-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220104
DATE AS OF CHANGE: 20220104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cavoli Stephen
CENTRAL INDEX KEY: 0001736674
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 22507083
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtu Financial, Inc.
CENTRAL INDEX KEY: 0001592386
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320420206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-418-0100
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
wf-form4_164133349935824.xml
FORM 4
X0306
4
2021-12-31
0
0001592386
Virtu Financial, Inc.
VIRT
0001736674
Cavoli Stephen
C/O VIRTU FINANCIAL, INC.
1633 BROADWAY
NEW YORK
NY
10019
0
1
0
0
EVP
Class A common stock
2021-12-31
4
A
0
50000
A
169979
D
Class A common stock
2021-12-31
4
F
0
26565
D
143414
D
Restricted Stock Unit
Class A common stock
47840.0
47840
D
50,000 shares of Class A common stock were earned as a result of the Issuer's achievement of greater than 75% of budgeted Adjusted EBITDA for 2021.
Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli.
Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
2,402 of the RSUs vest on January 23, 2022. 19,940 of the RSUs vest in two equal installments on January 24, 2022 and January 24, 2023. 25,498 of the RSUs vest in three installments on February 1, 2022, February 1, 2023, and February 1, 2024.
/s/ Justin Waldie, as Attorney-in-Fact
2022-01-04