0001179110-21-001293.txt : 20210203 0001179110-21-001293.hdr.sgml : 20210203 20210203212157 ACCESSION NUMBER: 0001179110-21-001293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavoli Stephen CENTRAL INDEX KEY: 0001736674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 21588516 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 4 1 edgar.xml FORM 4 - X0306 4 2021-02-01 0 0001592386 Virtu Financial, Inc. VIRT 0001736674 Cavoli Stephen C/O VIRTU FINANCIAL, INC. 165 BROADWAY NEW YORK NY 10006 0 1 0 0 EVP Class A common stock 2021-02-01 4 A 0 17000 A 128304 D Class A common stock 2021-02-01 4 F 0 8325 D 119979 D Restricted Stock Unit 2021-02-01 4 A 0 25498 0 A Class A common stock 25498 47840 D Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 27.6482. Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vest in three installments on February 1, 2022, February 1, 2023, and February 1, 2024. /s/ Justin Waldie, as Attorney-in-Fact 2021-02-03