0001179110-20-000920.txt : 20200131 0001179110-20-000920.hdr.sgml : 20200131 20200131182121 ACCESSION NUMBER: 0001179110-20-000920 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200123 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavoli Stephen CENTRAL INDEX KEY: 0001736674 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 20566438 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2020-01-23 2020-01-27 0 0001592386 Virtu Financial, Inc. VIRT 0001736674 Cavoli Stephen C/O VIRTU FINANCIAL, INC. 165 BROADWAY NEW YORK NY 10006 0 1 0 0 EVP Class A common stock 2020-01-23 4 M 0 2402 A 65470 D Class A common stock 2020-01-23 4 F 0 816 D 64654 D Class A common stock 2020-01-24 4 A 0 19939 A 84593 D Class A common stock 2020-01-24 4 F 0 6774 D 77819 D Restricted Stock Unit 2020-01-23 4 M 0 2402 0 D Class A common stock 2402 4804 D Restricted Stock Unit 2020-01-24 4 A 0 29909 0 A Class A common stock 29909 34713 D Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Incentive Plan. Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Incentive Plan. Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 15.6477. Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vest in three equal installments on January 23, 2020, January 23, 2021 and January 23, 2022. The RSUs vest in three equal installments on January 24, 2021, January 24, 2022 and January 24, 2023. The filing of this Form 4A confirms the correct amount of RSUs granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. /s/ Justin Waldie, as Attorney-in-Fact 2020-01-31