0001179110-19-013169.txt : 20191227 0001179110-19-013169.hdr.sgml : 20191227 20191227181216 ACCESSION NUMBER: 0001179110-19-013169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191226 FILED AS OF DATE: 20191227 DATE AS OF CHANGE: 20191227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavoli Stephen CENTRAL INDEX KEY: 0001736674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 191314389 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 4 1 edgar.xml FORM 4 - X0306 4 2019-12-26 0 0001592386 Virtu Financial, Inc. VIRT 0001736674 Cavoli Stephen C/O VIRTU FINANCIAL, INC. 165 BROADWAY NEW YORK NY 10006 0 1 0 0 EVP Class A common stock 2019-12-26 4 M 0 1876 A 63987 D Class A common stock 2019-12-26 4 F 0 919 D 63068 D Restricted Stock Unit 2019-12-26 4 M 0 1876 0 D Class A common stock 1876 7206 D Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Incentive Plan. Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Incentive Plan. Each RSU is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vested in three equal installments on December 31, 2017, December 31, 2018, and December 26, 2019. /s/ Justin Waldie, as Attorney-in-Fact 2019-12-27