0001179110-18-011038.txt : 20180831 0001179110-18-011038.hdr.sgml : 20180831 20180831163305 ACCESSION NUMBER: 0001179110-18-011038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180824 FILED AS OF DATE: 20180831 DATE AS OF CHANGE: 20180831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavoli Stephen CENTRAL INDEX KEY: 0001736674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 181050452 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 4 1 edgar.xml FORM 4 - X0306 4 2018-08-24 0 0001592386 Virtu Financial, Inc. VIRT 0001736674 Cavoli Stephen 300 VESEY STREET NEW YORK NY 10282 0 1 0 0 EVP Class A Common Stock 2018-08-24 4 M 0 23441 A 58147 D Class A Common Stock 2018-08-24 4 F 0 7963 D 50184 D Restricted Stock Unit 2018-08-24 4 M 0 23441 0 D Class A common stock 23441 23442 D Restricted Stock Unit Class A common stock 3750 3750 D Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Incentive Plan based on the closing price of the Issuer's Class A common stock on August 23, 2018. Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Incentive Plan based on the closing price of the Issuer's Class A common stock on August 23, 2018. Each RSU is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vest in two equal installments on August 24, 2018 and August 24, 2019. The RSUs vest in two equal installments on December 31, 2018 and December 31, 2019. /s/ Justin Waldie, as Attorney-in-Fact 2018-08-31