0001179110-17-000542.txt : 20170105 0001179110-17-000542.hdr.sgml : 20170105 20170105174030 ACCESSION NUMBER: 0001179110-17-000542 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 3RD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-0100 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 900 3RD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-0100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palaparthi Venu CENTRAL INDEX KEY: 0001637473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 17512053 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-1010 4 1 edgar.xml FORM 4 - X0306 4 2017-01-03 0 0001592386 Virtu Financial, Inc. VIRT 0001637473 Palaparthi Venu C/O VIRTU FINANCIAL, INC., 900 THIRD AVE NEW YORK NY 10022 0 1 0 0 SVP, Comp Reg & Gov Affairs Class A common stock 2017-01-03 4 A 0 4582 A 8614 D Class A common stock 2017-01-03 4 F 0 1937 D 6677 D Class A common stock 2017-01-03 4 M 0 1612 A 8289 D Class A common stock 2017-01-03 4 F 0 682 D 7607 D Restricted Stock Unit 2017-01-03 4 M 0 1612 0 A Class A Common Stock 1612 3225 D Restricted Stock Unit 2017-01-03 4 A 0 6873 0 A Class A Common Stock 6873 10098 D Shares of Class A common stock granted under the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027. Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027. Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95. Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95. Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. /s/ Justin Waldie 2017-01-05