0001179110-17-000542.txt : 20170105
0001179110-17-000542.hdr.sgml : 20170105
20170105174030
ACCESSION NUMBER: 0001179110-17-000542
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170103
FILED AS OF DATE: 20170105
DATE AS OF CHANGE: 20170105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtu Financial, Inc.
CENTRAL INDEX KEY: 0001592386
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320420206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 3RD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022-0100
BUSINESS PHONE: 212-418-0100
MAIL ADDRESS:
STREET 1: 900 3RD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022-0100
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Palaparthi Venu
CENTRAL INDEX KEY: 0001637473
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 17512053
MAIL ADDRESS:
STREET 1: 900 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-1010
4
1
edgar.xml
FORM 4 -
X0306
4
2017-01-03
0
0001592386
Virtu Financial, Inc.
VIRT
0001637473
Palaparthi Venu
C/O VIRTU FINANCIAL, INC., 900 THIRD AVE
NEW YORK
NY
10022
0
1
0
0
SVP, Comp Reg & Gov Affairs
Class A common stock
2017-01-03
4
A
0
4582
A
8614
D
Class A common stock
2017-01-03
4
F
0
1937
D
6677
D
Class A common stock
2017-01-03
4
M
0
1612
A
8289
D
Class A common stock
2017-01-03
4
F
0
682
D
7607
D
Restricted Stock Unit
2017-01-03
4
M
0
1612
0
A
Class A Common Stock
1612
3225
D
Restricted Stock Unit
2017-01-03
4
A
0
6873
0
A
Class A Common Stock
6873
10098
D
Shares of Class A common stock granted under the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027.
Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027.
Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95.
Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95.
Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019.
/s/ Justin Waldie
2017-01-05