0001179110-16-017414.txt : 20160106 0001179110-16-017414.hdr.sgml : 20160106 20160106181314 ACCESSION NUMBER: 0001179110-16-017414 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 3RD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-0100 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 900 3RD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-0100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palaparthi Venu CENTRAL INDEX KEY: 0001637473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 161328118 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-1010 4 1 edgar.xml FORM 4 - X0306 4 2015-12-31 0 0001592386 Virtu Financial, Inc. VIRT 0001637473 Palaparthi Venu C/O VIRTU FINANCIAL, INC., 900 THIRD AVE NEW YORK NY 10022 0 1 0 0 SVP, Comp Reg & Gov Affairs Class A common stock 2015-12-31 4 A 0 3224 A 3224 D Class A common stock 2015-12-31 4 F 0 1192 D 2032 D Restricted Stock Unit 2015-12-31 4 A 0 4837 0 A Class A Common Stock 4837 4837 D Shares of Class A common stock granted under the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 22.5131. Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 22.5131. Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vest in three equal installments on the December 31, 2016, December 31, 2017 and December 31, 2018. /s/ Justin Waldie 2016-01-06