0001225208-17-017720.txt : 20171129 0001225208-17-017720.hdr.sgml : 20171129 20171129090754 ACCESSION NUMBER: 0001225208-17-017720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171127 FILED AS OF DATE: 20171129 DATE AS OF CHANGE: 20171129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aguggia Paul M CENTRAL INDEX KEY: 0001596034 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36390 FILM NUMBER: 171226952 MAIL ADDRESS: STREET 1: 1433 VAN HOUTEN AVENUE CITY: CLIFTON STATE: NJ ZIP: 07013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clifton Bancorp Inc. CENTRAL INDEX KEY: 0001592329 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1433 VAN HOUTEN AVENUE CITY: CLIFTON STATE: NJ ZIP: 07013 BUSINESS PHONE: 973-473-2200 MAIL ADDRESS: STREET 1: 1433 VAN HOUTEN AVENUE CITY: CLIFTON STATE: NJ ZIP: 07013 4 1 doc4.xml X0306 4 2017-11-27 0001592329 Clifton Bancorp Inc. CSBK 0001596034 Aguggia Paul M 1433 VAN HOUTEN AVENUE CLIFTON NJ 07015 1 1 Chairman, President & CEO Common Stock 2017-11-27 4 M 0 108378.0000 13.8400 A 193008.0000 D Common Stock 2017-11-27 4 M 0 14450.0000 13.8400 A 207458.0000 D Common Stock 2017-11-27 4 D 0 122828.0000 17.1000 D 84630.0000 D Common Stock 10347.0000 I By ESOP Common Stock 50000.0000 I By IRA Common Stock 33782.0000 I By SERP Common Stock 81885.0000 I By Stock Award Incentive Stock Option 13.8400 2017-11-27 4 M 0 14450.0000 0.0000 D 2016-09-02 2025-09-02 Common Stock 14450.0000 21675.0000 D Non-Qualified Stock Option 13.8400 2017-11-27 4 M 0 108378.0000 0.0000 D 2016-09-02 2025-09-02 Common Stock 108378.0000 162567.0000 D Since the reporting person's last report 27,295 shares previously held by Stock Award have vested and are now owned directly. Stock Awards granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016. Incentive Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016. Non-Qualified Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016. /s/ Paul M. Aguggia 2017-11-29