0001493152-17-003457.txt : 20170404
0001493152-17-003457.hdr.sgml : 20170404
20170404142222
ACCESSION NUMBER: 0001493152-17-003457
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170401
FILED AS OF DATE: 20170404
DATE AS OF CHANGE: 20170404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Park Place Energy Inc.
CENTRAL INDEX KEY: 0001648636
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 474488552
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2200 ROSS AVE, SUITE 4500E
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: (214) 220-4340
MAIL ADDRESS:
STREET 1: 2200 ROSS AVE, SUITE 4500E
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMPSON DAVID MICHAEL
CENTRAL INDEX KEY: 0001592212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55539
FILM NUMBER: 17737473
MAIL ADDRESS:
STREET 1: 300,400 - 5TH AVENUE SW
CITY: CALGARY
STATE: A0
ZIP: T2P 0L6
4
1
form4.xml
X0306
4
2017-04-01
0
0001648636
Park Place Energy Inc.
PKPL
0001592212
THOMPSON DAVID MICHAEL
2200 ROSS AVE., SUITE 4500E
DALLAS
TX
75201
1
0
0
0
Common Shares
350000
D
Warrants
0.20
2013-08-27
2017-08-27
Common Shares
125000
125000
D
Warrants
0.20
2013-08-27
2018-08-27
Common Shares
125000
250000
D
Stock Options
0.14
2015-04-01
2018-03-31
Common Shares
50000
50000
D
Stock Options
0.10
2016-01-22
2019-01-21
Common Shares
50000
100000
D
Stock Options
0.18
2017-03-27
2021-03-26
Common Shares
100000
200000
D
Restricted Stock Units
2017-04-01
4
A
0
25000
A
Common Shares
25000
25000
D
100,000 shares of these securities are owned by Mr. Thompson and his spouse jointly.
The expiration date of these warrants was extended to August 23, 2017 pursuant to Amendment dated August 3, 2016.
The expiration date of these warrants was extended from August 23, 2017 to August 23, 2018 pursuant to Amendment dated March 27, 2017.
All 250,000 warrants described in this table were originally issued at the same time, but they have been divided into two groups in this table to reflect the differing expiration dates.
Each Restricted Stock Unit is a notional share of common shares of the Issuer, with a value of each Unit being equal to the Fair Market value of a share of common stock at any time.
100% of the total Restricted Stock Units shall vest on October 1, 2017 provided Mr. Thompson is still a director of the Issuer on that date.
Upon the occurrence of a change of control, termination of service due to death, disability or termination of service, all unvested Restricted Stock Units shall immediately become vested.
/s/ David Thompson as attorney-in-fact.
2017-04-04