0001493152-24-001695.txt : 20240108
0001493152-24-001695.hdr.sgml : 20240108
20240108152634
ACCESSION NUMBER: 0001493152-24-001695
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240104
FILED AS OF DATE: 20240108
DATE AS OF CHANGE: 20240108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cerminara Kyle
CENTRAL INDEX KEY: 0001619991
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36366
FILM NUMBER: 24519881
MAIL ADDRESS:
STREET 1: C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
STREET 2: 108 GATEWAY BLVD., SUITE 204
CITY: MOORESVILLE
STATE: NC
ZIP: 28117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FG Financial Group, Inc.
CENTRAL INDEX KEY: 0001591890
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 461119100
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 104 S. WALNUT STREET
STREET 2: UNIT 1A
CITY: ITASCA
STATE: IL
ZIP: 60143
BUSINESS PHONE: (847)-773-1665
MAIL ADDRESS:
STREET 1: 104 S. WALNUT STREET
STREET 2: UNIT 1A
CITY: ITASCA
STATE: IL
ZIP: 60143
FORMER COMPANY:
FORMER CONFORMED NAME: 1347 Property Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20131113
4
1
ownership.xml
X0508
4
2024-01-04
0
0001591890
FG Financial Group, Inc.
FGF
0001619991
Cerminara Kyle
C/O FUNDAMENTAL GLOBAL GP, LLC
108 GATEWAY BLVD., SUITE 204
MOORESVILLE
NC
28117
1
0
1
0
0
Common Stock
2024-01-04
4
A
0
350000
0
A
610332
D
Common Stock
5666111
I
FG Financial Holdings, LLC
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
56131
I
FG Financial Holdings, LLC
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
44
D
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan. All 350,000 RSUs will vest on February 17, 2024. Each RSU represents a contingent right to receive one share of common stock of the Company.
Includes 2,000 shares held in an individual account, 1,333 shares held in a joint account with spouse, the remaining 1,544 RSUs granted on August 13, 2019 as director compensation (also includes the 6,178 RSUs that have vested), the remaining 3,485 RSUs granted on August 12, 2020 as director compensation (also includes the 5,229 RSUs that have vested), and the remaining 11,594 RSUs granted on December 17, 2021, as director compensation (also includes the 2,898 RSUs that have vested), and the remaining 25,316 RSUs granted on August 19, 2022, as director compensation (also includes the 6,329 RSUs that have vested), and the remaining 86,666 RSU granted on February 17, 2023 ( also includes 43,334 RSU that have vested but 12,563 of such RSUs were withheld for tax purposes), the remaining 36,764 RSUs granted on November 13, 2023 as director compensation and the remaining 350,000 RSUs granted on January 4, 2024
FG Financial Holdings, LLC ("FGFH"), which is managed by Fundamental Global GP, LLC ("FGGP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 5,666,111 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to Mr. Cerminara's position with FGGP and affiliated entities, Mr. Cerminara may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH.
The securities are held directly by Mr. Cerminara in a joint account with his spouse.
/s/ Kyle Cerminara
2024-01-08