0000950170-23-053842.txt : 20231017
0000950170-23-053842.hdr.sgml : 20231017
20231017193009
ACCESSION NUMBER: 0000950170-23-053842
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230727
FILED AS OF DATE: 20231017
DATE AS OF CHANGE: 20231017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SODERBERG SHAWN MARIE
CENTRAL INDEX KEY: 0001591851
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 231330651
MAIL ADDRESS:
STREET 1: 1000 ALFRED NOBEL DRIVE
CITY: HERCULES
STATE: CA
ZIP: 94547
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
ownership.xml
4
X0508
4
2023-07-27
0001664703
Bloom Energy Corp
BE
0001591851
SODERBERG SHAWN MARIE
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
false
true
false
false
EVP, GC & Secretary
false
Class A Common Stock
2023-10-15
4
M
false
4118
0.00
A
82647
D
Class A Common Stock
2023-10-16
4
S
false
1996
11.73
D
80651
D
Class A Common Stock
393102
I
By trust
Stock Option (Right to Buy Class B Common Stock)
30.96
2023-07-23
4
J
false
20000
0.00
D
2026-10-02
Class B Common Stock
20000
0
D
Stock Option (Right to Buy)
30.96
2023-07-26
4
J
false
20000
0.00
A
2026-10-02
Class A Common Stock
20000
20000
D
Stock Option (Right to Buy Class B Common Stock)
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2023-07-27
4
J
false
106666
0.00
D
2026-01-13
Class B Common Stock
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0
D
Stock Option (Right to Buy)
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2023-07-27
4
J
false
106666
0.00
A
2026-01-13
Class A Common Stock
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106666
D
Stock Option (Right to Buy Class B Common Stock)
15.00
2023-07-27
4
J
false
20000
0.00
D
2028-07-23
Class B Common Stock
20000
0
D
Stock Option (Right to Buy)
15.00
2023-07-27
4
J
false
20000
0.00
A
2028-07-23
Class A Common Stock
20000
20000
D
Restricted Stock Units
2023-10-15
4
M
false
4118
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Class A Common Stock
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20589
D
Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $11.65 to $11.78. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee.
Effective as of immediately prior to the close of business on July 27, 2023, each share of the Issuer's Class B Common Stock, par value $0.0001 per share (the "Class B Common Stock"), automatically converted into one share of the Issuer's Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock"), pursuant to the Issuer's Restated Certificate of Incorporation. In connection with the foregoing, the outstanding options to purchase shares of Class B Common Stock remain unchanged, except that the underlying shares now represent Class A Common Stock.
These options are fully vested.
Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer upon settlement.
The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.
/s/ Shawn M. Soderberg
2023-10-17