0000899243-22-015085.txt : 20220419 0000899243-22-015085.hdr.sgml : 20220419 20220419192816 ACCESSION NUMBER: 0000899243-22-015085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220415 FILED AS OF DATE: 20220419 DATE AS OF CHANGE: 20220419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SODERBERG SHAWN MARIE CENTRAL INDEX KEY: 0001591851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 22836014 MAIL ADDRESS: STREET 1: 1000 ALFRED NOBEL DRIVE CITY: HERCULES STATE: CA ZIP: 94547 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-04-15 0 0001664703 Bloom Energy Corp BE 0001591851 SODERBERG SHAWN MARIE 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP, GC & Secretary Class A Common Stock 2022-04-15 4 M 0 15000 0.00 A 364603 D Class A Common Stock 2022-04-18 4 S 0 7519 22.2387 D 357084 D Restricted Stock Units 2022-04-15 4 M 0 15000 0.00 D Class A Common Stock 15000 35000 D Includes 1,258 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan. Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units ("RSUs"). The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.97 to $22.47. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. On April 15, 2021, the Reporting Person was granted an RSU award for 50,000 shares of Class A Common Stock. The RSUs vest over three years such that 15,000 shares vested on April 15, 2022, 15,000 shares will vest on April 15, 2023, and 20,000 shares will vest on April 15, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. /s/ Shawn M. Soderberg 2022-04-19