The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3D SYSTEMS CORP | COM NEW | 88554D205 | 5,216 | 451,700 | SH | Call | SOLE | 451,700 | 0 | 0 | |
3D SYSTEMS CORP | COM NEW | 88554D205 | 5,216 | 451,700 | SH | Put | SOLE | 451,700 | 0 | 0 | |
AMBARELLA INC | SHS | G037AX101 | 5,975 | 103,400 | SH | SOLE | 103,400 | 0 | 0 | ||
AMBARELLA INC | SHS | G037AX101 | 5,964 | 103,200 | SH | Put | SOLE | 103,200 | 0 | 0 | |
AMERICAN EXPRESS CO | COM | 025816109 | 1,483 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
ANTERO RESOURCES CORP | COM NEW | 03674X106 | 569 | 26,900 | SH | SOLE | 26,900 | 0 | 0 | ||
ANTERO RESOURCES CORP | COM NEW | 03674X106 | 569 | 26,900 | SH | Put | SOLE | 26,900 | 0 | 0 | |
APPLE INC | COM | 037833100 | 46,459 | 421,200 | SH | SOLE | 421,200 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 46,459 | 421,200 | SH | Put | SOLE | 421,200 | 0 | 0 | |
BANCO SANTANDER SA | ADR | 05964H105 | 1,056 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 1,099 | 87,300 | SH | Call | SOLE | 87,300 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 633 | 12,300 | SH | Call | SOLE | 12,300 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 633 | 12,300 | SH | Put | SOLE | 12,300 | 0 | 0 | |
CATEPILLAR INC | COM | 149123101 | 242 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
CATEPILLAR INC | COM | 149123101 | 2,968 | 45,400 | SH | Call | SOLE | 45,400 | 0 | 0 | |
CATEPILLAR INC | COM | 149123101 | 3,569 | 54,600 | SH | Put | SOLE | 54,600 | 0 | 0 | |
CERUS CORP | COM | 157085101 | 404 | 88,900 | SH | SOLE | 88,900 | 0 | 0 | ||
CERUS CORP | COM | 157085101 | 404 | 88,900 | SH | Put | SOLE | 88,900 | 0 | 0 | |
CHARTER COMMUNICATIONS INC | CL A NEW | 16117M305 | 246 | 1,400 | SH | Call | SOLE | 1,400 | 0 | 0 | |
CHARTER COMMUNICATIONS INC | CL A NEW | 16117M305 | 246 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 6,126 | 835,800 | SH | Call | SOLE | 835,800 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 6,126 | 835,800 | SH | Put | SOLE | 835,800 | 0 | 0 | |
CLEAN ENERGY FUELS CORP | COM | 184499101 | 957 | 212,700 | SH | SOLE | 212,700 | 0 | 0 | ||
CLEAN ENERGY FUELS CORP | COM | 184499101 | 957 | 212,700 | SH | Put | SOLE | 212,700 | 0 | 0 | |
CLIFFS NATURAL RESOURCES INC | COM | 18683K101 | 105 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
CLIFFS NATURAL RESOURCES INC | COM | 18683K101 | 105 | 43,000 | SH | Put | SOLE | 43,000 | 0 | 0 | |
CREE INC | COM | 225447101 | 485 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
CREE INC | COM | 225447101 | 485 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 346 | 6,900 | SH | SOLE | 6,900 | 0 | 0 | ||
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 346 | 6,900 | SH | Put | SOLE | 6,900 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 324 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 324 | 38,000 | SH | Put | SOLE | 38,000 | 0 | 0 | |
DANAHER CORP | COM | 235851102 | 1,074 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
DANAHER CORP | COM | 235851102 | 1,176 | 13,800 | SH | Put | SOLE | 13,800 | 0 | 0 | |
DBX ETF TR | DBXTR HAR CS 300 | 233051879 | 407 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
DBX ETF TR | DBXTR HAR CS 300 | 233051879 | 73,552 | 2,274,300 | SH | Call | SOLE | 2,274,300 | 0 | 0 | |
DBX ETF TR | DBXTR HAR CS 300 | 233051879 | 66,814 | 2,066,000 | SH | Put | SOLE | 2,066,000 | 0 | 0 | |
DOW CHEMICAL CO | COM | 260543103 | 37,948 | 895,000 | SH | Call | SOLE | 895,000 | 0 | 0 | |
EMC CORP | COM | 268648102 | 1,273 | 52,700 | SH | SOLE | 52,700 | 0 | 0 | ||
EMC CORP | COM | 268648102 | 1,273 | 52,700 | SH | Put | SOLE | 52,700 | 0 | 0 | |
ETSY INC | COM | 29786A106 | 531 | 38,800 | SH | SOLE | 38,800 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 531 | 38,800 | SH | Put | SOLE | 38,800 | 0 | 0 | |
EXONE CO | COM | 302104104 | 589 | 87,800 | SH | SOLE | 87,800 | 0 | 0 | ||
EXONE CO | COM | 302104104 | 589 | 87,800 | SH | Put | SOLE | 87,800 | 0 | 0 | |
FACTORSHARES TR | ISE CYBER SEC | 30304R407 | 422 | 16,700 | SH | SOLE | 16,700 | 0 | 0 | ||
FACTORSHARES TR | ISE CYBER SEC | 30304R407 | 422 | 16,700 | SH | Put | SOLE | 16,700 | 0 | 0 | |
FITBIT INC | CLA | 33812L102 | 3,724 | 98,800 | SH | SOLE | 98,800 | 0 | 0 | ||
FITBIT INC | CLA | 33812L102 | 20,911 | 554,800 | SH | Call | SOLE | 554,800 | 0 | 0 | |
FITBIT INC | CLA | 33812L102 | 24,816 | 658,400 | SH | Put | SOLE | 658,400 | 0 | 0 | |
FRESHPET INC | COM | 358039105 | 130 | 12,300 | SH | Call | SOLE | 12,300 | 0 | 0 | |
FRONTLINE LTD | SHS | G3682E127 | 73 | 27,300 | SH | SOLE | 27,300 | 0 | 0 | ||
FRONTLINE LTD | SHS | G3682E127 | 73 | 27,300 | SH | Put | SOLE | 27,300 | 0 | 0 | |
GAMESTOP CORP | CL A | 36467W109 | 1,228 | 29,800 | SH | SOLE | 29,800 | 0 | 0 | ||
GAMESTOP CORP | CL A | 36467W109 | 1,228 | 29,800 | SH | Put | SOLE | 29,800 | 0 | 0 | |
IXYS CORP | COM | 46600W106 | 112 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 19 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 78 | 14,800 | SH | Call | SOLE | 14,800 | 0 | 0 | |
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 97 | 18,500 | SH | Put | SOLE | 18,500 | 0 | 0 | |
KING DIGITAL ENTERTAINMENT PLC | ORD SHS | G5258J109 | 4,035 | 298,000 | SH | SOLE | 298,000 | 0 | 0 | ||
KING DIGITAL ENTERTAINMENT PLC | ORD SHS | G5258J109 | 6,905 | 510,000 | SH | Call | SOLE | 510,000 | 0 | 0 | |
KING DIGITAL ENTERTAINMENT PLC | ORD SHS | G5258J109 | 10,940 | 808,000 | SH | Put | SOLE | 808,000 | 0 | 0 | |
LAREDO PETROLEUM INC | COM | 516806106 | 21 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
LAREDO PETROLEUM INC | COM | 516806106 | 130 | 13,800 | SH | Call | SOLE | 13,800 | 0 | 0 | |
LAREDO PETROLEUM INC | COM | 516806106 | 151 | 16,000 | SH | Put | SOLE | 16,000 | 0 | 0 | |
LUMBER LIQUIDATORS HOLDINGS INC | COM | 55003T107 | 1,712 | 130,300 | SH | SOLE | 130,300 | 0 | 0 | ||
LUMBER LIQUIDATORS HOLDINGS INC | COM | 55003T107 | 1,712 | 130,300 | SH | Put | SOLE | 130,300 | 0 | 0 | |
MANNKIND CORP | COM | 56400P201 | 2,523 | 786,000 | SH | SOLE | 786,000 | 0 | 0 | ||
MANNKIND CORP | COM | 56400P201 | 1,761 | 548,500 | SH | Call | SOLE | 548,500 | 0 | 0 | |
MANNKIND CORP | COM | 56400P201 | 4,450 | 1,385,800 | SH | Put | SOLE | 1,385,800 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 150 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 150 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
NATIONSTAR MORTGAGE HOLDINGS INC | COM | 63861C109 | 2,524 | 182,000 | SH | SOLE | 182,000 | 0 | 0 | ||
NATIONSTAR MORTGAGE HOLDINGS INC | COM | 63861C109 | 2,524 | 182,000 | SH | Put | SOLE | 182,000 | 0 | 0 | |
OCWEN FINANCIAL CORP | COM NEW | 675746309 | 1,185 | 176,600 | SH | SOLE | 176,600 | 0 | 0 | ||
OCWEN FINANCIAL CORP | COM NEW | 675746309 | 1,185 | 176,600 | SH | Put | SOLE | 176,600 | 0 | 0 | |
OLIN CORP | COM PAR $1 | 680665205 | 6,643 | 395,200 | SH | Call | SOLE | 395,200 | 0 | 0 | |
ORGANOVO HOLDINGS INC | COM | 68620A104 | 630 | 235,200 | SH | SOLE | 235,200 | 0 | 0 | ||
ORGANOVO HOLDINGS INC | COM | 68620A104 | 630 | 235,200 | SH | Put | SOLE | 235,200 | 0 | 0 | |
PINNACLE ENTERTAINMENT INC | COM | 723456109 | 135 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
PINNACLE ENTERTAINMENT INC | COM | 723456109 | 135 | 4,000 | SH | Put | SOLE | 4,000 | 0 | 0 | |
PROSHARES TR II | ULT VIX SHRT | 74347W312 | 29,530 | 527,700 | SH | SOLE | 527,700 | 0 | 0 | ||
PROSHARES TR II | PSHS ULSSLVR NEW | 74347W114 | 428 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
PROSHARES TR II | ULT VIX SHRT | 74347W312 | 39,049 | 697,800 | SH | Call | SOLE | 697,800 | 0 | 0 | |
PROSHARES TR II | ULT VIX SHRT | 74347W312 | 68,859 | 1,230,500 | SH | Put | SOLE | 1,230,500 | 0 | 0 | |
PROSHARES TR II | PSHS ULSSLVR NEW | 74347W114 | 428 | 3,500 | SH | Put | SOLE | 3,500 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 215 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 269 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 215 | 4,000 | SH | Put | SOLE | 4,000 | 0 | 0 | |
ROCKET FUEL INC | COM | 773111109 | 198 | 42,500 | SH | SOLE | 42,500 | 0 | 0 | ||
ROCKET FUEL INC | COM | 773111109 | 198 | 42,500 | SH | Put | SOLE | 42,500 | 0 | 0 | |
ROCKWELL MEDICAL INC | COM | 774374102 | 756 | 98,000 | SH | SOLE | 98,000 | 0 | 0 | ||
ROCKWELL MEDICAL INC | COM | 774374102 | 756 | 98,000 | SH | Put | SOLE | 98,000 | 0 | 0 | |
SANCHEZ ENERGY CORP | COM | 79970Y105 | 903 | 146,900 | SH | SOLE | 146,900 | 0 | 0 | ||
SANCHEZ ENERGY CORP | COM | 79970Y105 | 903 | 146,900 | SH | Put | SOLE | 146,900 | 0 | 0 | |
SEARS HOLDINGS CORP | COM | 812350106 | 1,171 | 51,800 | SH | SOLE | 51,800 | 0 | 0 | ||
SEARS HOLDINGS CORP | COM | 812350106 | 1,360 | 60,200 | SH | Call | SOLE | 60,200 | 0 | 0 | |
SEARS HOLDINGS CORP | COM | 812350106 | 3,460 | 153,100 | SH | Put | SOLE | 153,100 | 0 | 0 | |
SECOND SIGHT MEDICAL PRODUCTS INC | COM | 81362J100 | 566 | 95,400 | SH | SOLE | 95,400 | 0 | 0 | ||
SECOND SIGHT MEDICAL PRODUCTS INC | COM | 81362J100 | 565 | 95,400 | SH | Put | SOLE | 95,400 | 0 | 0 | |
SOLARCITY CORP | COM | 83416T100 | 2,960 | 69,300 | SH | SOLE | 69,300 | 0 | 0 | ||
SOLARCITY CORP | COM | 83416T100 | 2,960 | 69,300 | SH | Put | SOLE | 69,300 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 122 | 31,700 | SH | SOLE | 31,700 | 0 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 10 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 122 | 31,700 | SH | Put | SOLE | 31,700 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 4,780 | 370,000 | SH | Call | SOLE | 370,000 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 4,295 | 332,400 | SH | Put | SOLE | 332,400 | 0 | 0 | |
UBIQUITI NETWORKS INC | COM | 90347A100 | 1,223 | 36,100 | SH | SOLE | 36,100 | 0 | 0 | ||
UBIQUITI NETWORKS INC | COM | 90347A100 | 9,321 | 275,000 | SH | Call | SOLE | 275,000 | 0 | 0 | |
UBIQUITI NETWORKS INC | COM | 90347A100 | 11,072 | 326,700 | SH | Put | SOLE | 326,700 | 0 | 0 | |
VALE SA | ADR | 91912E105 | 19,161 | 4,562,200 | SH | SOLE | 4,562,200 | 0 | 0 | ||
VALE SA | ADR | 91912E105 | 1,451 | 345,700 | SH | Call | SOLE | 345,700 | 0 | 0 | |
VALE SA | ADR | 91912E105 | 20,613 | 4,907,900 | SH | Put | SOLE | 4,907,900 | 0 | 0 | |
VANGUARD NATURAL RESOURCES LLC | COM UNIT | 92205F106 | 147 | 19,400 | SH | SOLE | 19,400 | 0 | 0 | ||
VANGUARD NATURAL RESOURCES LLC | COM UNIT | 92205F106 | 148 | 19,400 | SH | Put | SOLE | 19,400 | 0 | 0 | |
VASCO DATA SECURITY INTERNATIONAL INC | COM | 92230Y104 | 663 | 38,900 | SH | SOLE | 38,900 | 0 | 0 | ||
VASCO DATA SECURITY INTERNATIONAL INC | COM | 92230Y104 | 2,513 | 147,500 | SH | Call | SOLE | 147,500 | 0 | 0 | |
VASCO DATA SECURITY INTERNATIONAL INC | COM | 92230Y104 | 3,176 | 186,400 | SH | Put | SOLE | 186,400 | 0 | 0 | |
VERTEX ENERGY INC | COM | 92534K107 | 108 | 50,600 | SH | SOLE | 50,600 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 108 | 50,600 | SH | Put | SOLE | 50,600 | 0 | 0 | |
VIRNETX HOLDING CORP | COM | 92823T108 | 176 | 49,400 | SH | SOLE | 49,400 | 0 | 0 | ||
VIRNETX HOLDING CORP | COM | 92823T108 | 176 | 49,400 | SH | Put | SOLE | 49,400 | 0 | 0 | |
VOXELJET AG | ADS | 92912L107 | 36 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
VOXELJET AG | ADS | 92912L107 | 36 | 8,000 | SH | Put | SOLE | 8,000 | 0 | 0 | |
WESTPORT INNOVATIONS INC | COM NEW | 960908309 | 446 | 179,200 | SH | SOLE | 179,200 | 0 | 0 | ||
WESTPORT INNOVATIONS INC | COM NEW | 960908309 | 446 | 179,200 | SH | Put | SOLE | 179,200 | 0 | 0 | |
YAHOO! INC | COM | 984332106 | 145 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
YAHOO! INC | COM | 984332106 | 145 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 |