The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMBARELLA ORD | Common | G037AX101 | 1,834 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
AMBARELLA ORD | Common | G037AX101 | 2,502 | 57,300 | SH | Put | SOLE | 57,300 | 0 | 0 | |
AMAZON COM ORD | Common | 23135106 | 8,803 | 27,300 | SH | SOLE | 27,300 | 0 | 0 | ||
AMAZON COM ORD | Common | 23135106 | 8,803 | 27,300 | SH | Put | SOLE | 27,300 | 0 | 0 | |
BURGER KING WORLDWIDE INC | Common | 121220107 | 3,559 | 120,000 | SH | Call | SOLE | 120,000 | 0 | 0 | |
CLIFFS NATURAL RESOURCES ORD | Common | 18683K101 | 8,859 | 853,484 | SH | SOLE | 853,484 | 0 | 0 | ||
CLIFFS NATURAL RESOURCES ORD | Common | 18683K101 | 9,848 | 948,700 | SH | Put | SOLE | 948,700 | 0 | 0 | |
E-COM CHINA DANG ADR REP 5 CL A ORD | Common | 26833A105 | 610 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
E-COM CHINA DANG ADR REP 5 CL A ORD | Common | 26833A105 | 610 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
3D SYSTEMS ORD | Common | 88554D205 | 31,108 | 670,875 | SH | SOLE | 670,875 | 0 | 0 | ||
3D SYSTEMS ORD | Common | 88554D205 | 28,026 | 604,400 | SH | Call | SOLE | 604,400 | 0 | 0 | |
3D SYSTEMS ORD | Common | 88554D205 | 55,333 | 1,193,300 | SH | Put | SOLE | 1,193,300 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING ORD | Common | 25271C102 | 10,524 | 307,100 | SH | SOLE | 307,100 | 0 | 0 | ||
DIAMOND OFFSHORE DRILLING ORD | Common | 25271C102 | 1,244 | 36,300 | SH | Call | SOLE | 36,300 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING ORD | Common | 25271C102 | 11,419 | 333,200 | SH | Put | SOLE | 333,200 | 0 | 0 | |
EMC ORD | Common | 268648102 | 1,542 | 52,700 | SH | SOLE | 52,700 | 0 | 0 | ||
EMC ORD | Common | 268648102 | 1,542 | 52,700 | SH | Put | SOLE | 52,700 | 0 | 0 | |
EXACT SCIENCES ORD | Common | 30063P105 | 1,137 | 58,643 | SH | SOLE | 58,643 | 0 | 0 | ||
EXACT SCIENCES ORD | Common | 30063P105 | 1,531 | 79,000 | SH | Put | SOLE | 79,000 | 0 | 0 | |
FOUNDATION MEDICINE ORD | Common | 350465100 | 260 | 13,700 | SH | SOLE | 13,700 | 0 | 0 | ||
FOUNDATION MEDICINE ORD | Common | 350465100 | 260 | 13,700 | SH | Put | SOLE | 13,700 | 0 | 0 | |
ROCKET FUEL ORD | Common | 773111109 | 632 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ROCKET FUEL ORD | Common | 773111109 | 632 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
GENERAL ELECTRIC ORD | Common | 369604103 | 2,562 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GENERAL ELECTRIC ORD | Common | 369604103 | 2,562 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
GOPRO CL A ORD | Common | 38268T103 | 15,639 | 166,900 | SH | SOLE | 166,900 | 0 | 0 | ||
GOPRO CL A ORD | Common | 38268T103 | 24,090 | 257,100 | SH | Call | SOLE | 257,100 | 0 | 0 | |
GOPRO CL A ORD | Common | 38268T103 | 49,014 | 523,100 | SH | Put | SOLE | 523,100 | 0 | 0 | |
GT ADVANCED TECHNOLOGIES ORD | Common | 36191U106 | 5,154 | 475,890 | SH | SOLE | 475,890 | 0 | 0 | ||
GT ADVANCED TECHNOLOGIES ORD | Common | 36191U106 | 5,232 | 483,100 | SH | Put | SOLE | 483,100 | 0 | 0 | |
HHGREGG ORD | Common | 42833L108 | 919 | 145,656 | SH | SOLE | 145,656 | 0 | 0 | ||
HHGREGG ORD | Common | 42833L108 | 943 | 149,500 | SH | Put | SOLE | 149,500 | 0 | 0 | |
HALCON RESOURCES ORD | Common | 40537Q209 | 794 | 200,600 | SH | SOLE | 200,600 | 0 | 0 | ||
HALCON RESOURCES ORD | Common | 40537Q209 | 875 | 221,000 | SH | Put | SOLE | 221,000 | 0 | 0 | |
INVENSENSE ORD | Common | 46123D205 | 2,613 | 132,417 | SH | SOLE | 132,417 | 0 | 0 | ||
INVENSENSE ORD | Common | 46123D205 | 2,681 | 135,900 | SH | Put | SOLE | 135,900 | 0 | 0 | |
IROBOT ORD | Common | 462726100 | 470 | 15,427 | SH | SOLE | 15,427 | 0 | 0 | ||
IROBOT ORD | Common | 462726100 | 4,568 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
IROBOT ORD | Common | 462726100 | 5,192 | 170,500 | SH | Put | SOLE | 170,500 | 0 | 0 | |
JA SOLAR HOLDINGS ADR REP 5 ORD | Common | 466090206 | 1,012 | 109,368 | SH | SOLE | 109,368 | 0 | 0 | ||
JA SOLAR HOLDINGS ADR REP 5 ORD | Common | 466090206 | 1,388 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
JUMEI INTL HLDG ADR REP CL A ORD | Common | 48138L107 | 315 | 13,400 | SH | SOLE | 13,400 | 0 | 0 | ||
JUMEI INTL HLDG ADR REP CL A ORD | Common | 48138L107 | 315 | 13,400 | SH | Put | SOLE | 13,400 | 0 | 0 | |
KANDI TECHNOLGIES GROUP ORD | Common | 483709101 | 3,171 | 244,104 | SH | SOLE | 244,104 | 0 | 0 | ||
KANDI TECHNOLGIES GROUP ORD | Common | 483709101 | 3,281 | 252,600 | SH | Put | SOLE | 252,600 | 0 | 0 | |
EL POLLO LOCO HOLDINGS ORD | Common | 268603107 | 1,031 | 28,700 | SH | SOLE | 28,700 | 0 | 0 | ||
EL POLLO LOCO HOLDINGS ORD | Common | 268603107 | 1,041 | 29,000 | SH | Put | SOLE | 29,000 | 0 | 0 | |
MOBILEYE ORD | Common | N51488117 | 1,806 | 33,700 | SH | SOLE | 33,700 | 0 | 0 | ||
MOBILEYE ORD | Common | N51488117 | 6,372 | 118,900 | SH | Call | SOLE | 118,900 | 0 | 0 | |
MOBILEYE ORD | Common | N51488117 | 8,178 | 152,600 | SH | Put | SOLE | 152,600 | 0 | 0 | |
MOLYCORP ORD | Common | 608753109 | 424 | 355,900 | SH | SOLE | 355,900 | 0 | 0 | ||
MOLYCORP ORD | Common | 608753109 | 423 | 355,500 | SH | Put | SOLE | 355,500 | 0 | 0 | |
MEDIA GENERAL INC | Common | 584404107 | 699 | 53,300 | SH | Call | SOLE | 53,300 | 0 | 0 | |
MYRIAD GENETICS ORD | Common | 62855J104 | 1,939 | 50,263 | SH | SOLE | 50,263 | 0 | 0 | ||
MYRIAD GENETICS ORD | Common | 62855J104 | 2,025 | 52,500 | SH | Put | SOLE | 52,500 | 0 | 0 | |
NOODLES CL A ORD | Common | 65540B105 | 276 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
NOODLES CL A ORD | Common | 65540B105 | 276 | 14,400 | SH | Put | SOLE | 14,400 | 0 | 0 | |
NQ MOBILE ADS REP 5 CL A ORD | Common | 64118U108 | 697 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
NQ MOBILE ADS REP 5 CL A ORD | Common | 64118U108 | 800 | 114,800 | SH | Put | SOLE | 114,800 | 0 | 0 | |
NATIONSTAR MORTGAGE HOLDINGS ORD | Common | 63861C109 | 6,107 | 178,360 | SH | SOLE | 178,360 | 0 | 0 | ||
NATIONSTAR MORTGAGE HOLDINGS ORD | Common | 63861C109 | 6,115 | 178,600 | SH | Put | SOLE | 178,600 | 0 | 0 | |
OPKO HEALTH ORD | Common | 68375N103 | 8,949 | 1,051,600 | SH | SOLE | 1,051,600 | 0 | 0 | ||
OPKO HEALTH ORD | Common | 68375N103 | 9,052 | 1,063,700 | SH | Put | SOLE | 1,063,700 | 0 | 0 | |
PLUG POWER ORD | Common | 72919P202 | 666 | 145,100 | SH | SOLE | 145,100 | 0 | 0 | ||
PLUG POWER ORD | Common | 72919P202 | 745 | 162,300 | SH | Put | SOLE | 162,300 | 0 | 0 | |
RITE AID ORD | Common | 767754104 | 97 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
RITE AID ORD | Common | 767754104 | 97 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
STURM RUGER ORD | Common | 864159108 | 3,662 | 75,220 | SH | SOLE | 75,220 | 0 | 0 | ||
STURM RUGER ORD | Common | 864159108 | 3,657 | 75,100 | SH | Put | SOLE | 75,100 | 0 | 0 | |
REAL GOODS SOLAR CL A ORD | Common | 75601N104 | 227 | 131,710 | SH | SOLE | 131,710 | 0 | 0 | ||
REAL GOODS SOLAR CL A ORD | Common | 75601N104 | 236 | 137,100 | SH | Put | SOLE | 137,100 | 0 | 0 | |
ROCKWELL MEDICAL ORD | Common | 774374102 | 1,896 | 207,389 | SH | SOLE | 207,389 | 0 | 0 | ||
ROCKWELL MEDICAL ORD | Common | 774374102 | 1,757 | 192,200 | SH | Put | SOLE | 192,200 | 0 | 0 | |
RAYONIER ADVANCED MATERIALS ORD | Common | 75508B104 | 362 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
RAYONIER ADVANCED MATERIALS ORD | Common | 75508B104 | 362 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
SPRINT ORD | Common | 85207U105 | 201 | 31,700 | SH | SOLE | 31,700 | 0 | 0 | ||
SPRINT ORD | Common | 85207U105 | 201 | 31,700 | SH | Put | SOLE | 31,700 | 0 | 0 | |
SEABRIDGE GOLD ORD | Common | 811916105 | 163 | 20,300 | SH | SOLE | 20,300 | 0 | 0 | ||
SEABRIDGE GOLD ORD | Common | 811916105 | 183 | 22,800 | SH | Put | SOLE | 22,800 | 0 | 0 | |
SEARS HOLDINGS ORD | Common | 812350106 | 11,555 | 458,000 | SH | SOLE | 458,000 | 0 | 0 | ||
SEARS HOLDINGS ORD | Common | 812350106 | 303 | 12,000 | SH | Call | SOLE | 12,000 | 0 | 0 | |
SEARS HOLDINGS ORD | Common | 812350106 | 13,506 | 535,300 | SH | Put | SOLE | 535,300 | 0 | 0 | |
SYNTA PHARMACEUTICALS ORD | Common | 87162T206 | 113 | 37,700 | SH | SOLE | 37,700 | 0 | 0 | ||
SYNTA PHARMACEUTICALS ORD | Common | 87162T206 | 113 | 37,700 | SH | Put | SOLE | 37,700 | 0 | 0 | |
SODASTREAM INTERNATIONAL ORD | Common | 55873658 | 4,735 | 160,575 | SH | SOLE | 160,575 | 0 | 0 | ||
SODASTREAM INTERNATIONAL ORD | Common | 55873658 | 4,739 | 160,700 | SH | Put | SOLE | 160,700 | 0 | 0 | |
UNI-PIXEL ORD | Common | 904572203 | 263 | 41,510 | SH | SOLE | 41,510 | 0 | 0 | ||
UNI-PIXEL ORD | Common | 904572203 | 273 | 43,100 | SH | Put | SOLE | 43,100 | 0 | 0 | |
ULTRA PETROLEUM ORD | Common | 903914109 | 398 | 17,100 | SH | SOLE | 17,100 | 0 | 0 | ||
ULTRA PETROLEUM ORD | Common | 903914109 | 398 | 17,100 | SH | Put | SOLE | 17,100 | 0 | 0 | |
VIRNETX HOLDING ORD | Common | 92823T108 | 4,505 | 750,884 | SH | SOLE | 750,884 | 0 | 0 | ||
VIRNETX HOLDING ORD | Common | 92823T108 | 4,990 | 831,700 | SH | Put | SOLE | 831,700 | 0 | 0 | |
VOXELJET ADR REP 0.2 ORD | Common | 92912L107 | 888 | 64,056 | SH | SOLE | 64,056 | 0 | 0 | ||
VOXELJET ADR REP 0.2 ORD | Common | 92912L107 | 1,008 | 72,700 | SH | Put | SOLE | 72,700 | 0 | 0 | |
21VIANET GROUP ADR REP SIX ORD | Common | 90138A103 | 490 | 27,200 | SH | SOLE | 27,200 | 0 | 0 | ||
21VIANET GROUP ADR REP SIX ORD | Common | 90138A103 | 490 | 27,200 | SH | Put | SOLE | 27,200 | 0 | 0 | |
VIVUS ORD | Common | 928551100 | 853 | 221,100 | SH | SOLE | 221,100 | 0 | 0 | ||
VIVUS ORD | Common | 928551100 | 1,297 | 336,000 | SH | Put | SOLE | 336,000 | 0 | 0 | |
WEIBO ADR REP 1 CL A ORD | Common | 948596101 | 736 | 39,390 | SH | SOLE | 39,390 | 0 | 0 | ||
WEIBO ADR REP 1 CL A ORD | Common | 948596101 | 905 | 48,400 | SH | Put | SOLE | 48,400 | 0 | 0 | |
WESTPORT INNOVATIONS ORD | Common | 960908309 | 6,430 | 611,768 | SH | SOLE | 611,768 | 0 | 0 | ||
WESTPORT INNOVATIONS ORD | Common | 960908309 | 526 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
WESTPORT INNOVATIONS ORD | Common | 960908309 | 7,197 | 684,800 | SH | Put | SOLE | 684,800 | 0 | 0 | |
WEIGHT WATCHERS INTERNATIONAL ORD | Common | 948626106 | 2,530 | 92,200 | SH | SOLE | 92,200 | 0 | 0 | ||
WEIGHT WATCHERS INTERNATIONAL ORD | Common | 948626106 | 2,642 | 96,300 | SH | Put | SOLE | 96,300 | 0 | 0 | |
YINGLI GRN EGY HLDG ADR REPG ONE ORD | Common | 98584B103 | 34 | 10,816 | SH | SOLE | 10,816 | 0 | 0 | ||
YINGLI GRN EGY HLDG ADR REPG ONE ORD | Common | 98584B103 | 622 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
YINGLI GRN EGY HLDG ADR REPG ONE ORD | Common | 98584B103 | 671 | 215,900 | SH | Put | SOLE | 215,900 | 0 | 0 | |
YAHOO! ORD | Common | 984332106 | 4,890 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
YAHOO! ORD | Common | 984332106 | 4,890 | 120,000 | SH | Put | SOLE | 120,000 | 0 | 0 | |
ZOES KITCHEN ORD | Common | 98979J109 | 308 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ZOES KITCHEN ORD | Common | 98979J109 | 308 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 |