The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMBARELLA ORD | Common | G037AX101 | 2,753 | 88,300 | SH | SOLE | 88,300 | 0 | 0 | ||
ADVANCED MICRO DEVICES ORD | Common | 7903107 | 739 | 176,300 | SH | SOLE | 176,300 | 0 | 0 | ||
ADVANCED MICRO DEVICES ORD | Common | 7903107 | 738 | 176,100 | SH | Put | SOLE | 176,100 | 0 | 0 | |
AMAZON COM ORD | Common | 23135106 | 8,866 | 27,300 | SH | SOLE | 27,300 | 0 | 0 | ||
AMAZON COM ORD | Common | 23135106 | 8,866 | 27,300 | SH | Put | SOLE | 27,300 | 0 | 0 | |
ARENA PHARMACEUTICALS ORD | Common | 40047102 | 740 | 126,200 | SH | SOLE | 126,200 | 0 | 0 | ||
ARENA PHARMACEUTICALS ORD | Common | 40047102 | 738 | 125,900 | SH | Put | SOLE | 125,900 | 0 | 0 | |
CLIFFS NATURAL RESOURCES ORD | Common | 18683K101 | 8,880 | 590,000 | SH | SOLE | 590,000 | 0 | 0 | ||
CLIFFS NATURAL RESOURCES ORD | Common | 18683K101 | 251 | 16,700 | SH | Call | SOLE | 16,700 | 0 | 0 | |
CLIFFS NATURAL RESOURCES ORD | Common | 18683K101 | 10,372 | 689,200 | SH | Put | SOLE | 689,200 | 0 | 0 | |
CONNS ORD | Common | 208242107 | 1,116 | 22,600 | SH | SOLE | 22,600 | 0 | 0 | ||
CONNS ORD | Common | 208242107 | 1,116 | 22,600 | SH | Put | SOLE | 22,600 | 0 | 0 | |
CHANGYOU.COM ADR REP 2 CL A ORD | Common | 15911M107 | 894 | 34,400 | SH | SOLE | 34,400 | 0 | 0 | ||
CHANGYOU.COM ADR REP 2 CL A ORD | Common | 15911M107 | 894 | 34,400 | SH | Put | SOLE | 34,400 | 0 | 0 | |
E-COM CHINA DANG ADR REP 5 CL A ORD | Common | 26833A105 | 669 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
E-COM CHINA DANG ADR REP 5 CL A ORD | Common | 26833A105 | 669 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
3D SYSTEMS ORD | Common | 88554D205 | 53,066 | 887,391 | SH | SOLE | 887,391 | 0 | 0 | ||
3D SYSTEMS ORD | Common | 88554D205 | 34,062 | 569,600 | SH | Call | SOLE | 569,600 | 0 | 0 | |
3D SYSTEMS ORD | Common | 88554D205 | 95,363 | 1,594,700 | SH | Put | SOLE | 1,594,700 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING ORD | Common | 25271C102 | 6,467 | 130,300 | SH | Call | SOLE | 130,300 | 0 | 0 | |
EXACT SCIENCES ORD | Common | 30063P105 | 8,155 | 478,835 | SH | SOLE | 478,835 | 0 | 0 | ||
EXACT SCIENCES ORD | Common | 30063P105 | 12,389 | 727,500 | SH | Put | SOLE | 727,500 | 0 | 0 | |
FOUNDATION MEDICINE ORD | Common | 350465100 | 369 | 13,700 | SH | SOLE | 13,700 | 0 | 0 | ||
FOUNDATION MEDICINE ORD | Common | 350465100 | 369 | 13,700 | SH | Put | SOLE | 13,700 | 0 | 0 | |
FRONTLINE ORD | Common | G3682E127 | 100 | 34,200 | SH | SOLE | 34,200 | 0 | 0 | ||
FRONTLINE ORD | Common | G3682E127 | 110 | 37,700 | SH | Put | SOLE | 37,700 | 0 | 0 | |
GOODRICH PETROLEUM ORD | Common | 382410405 | 3,817 | 138,300 | SH | SOLE | 138,300 | 0 | 0 | ||
GOODRICH PETROLEUM ORD | Common | 382410405 | 3,817 | 138,300 | SH | Put | SOLE | 138,300 | 0 | 0 | |
GOGO ORD | Common | 38046C109 | 10,269 | 525,000 | SH | SOLE | 525,000 | 0 | 0 | ||
GOGO ORD | Common | 38046C109 | 10,318 | 527,500 | SH | Put | SOLE | 527,500 | 0 | 0 | |
HHGREGG ORD | Common | 42833L108 | 2,500 | 245,856 | SH | SOLE | 245,856 | 0 | 0 | ||
HHGREGG ORD | Common | 42833L108 | 2,611 | 256,700 | SH | Put | SOLE | 256,700 | 0 | 0 | |
HALCON RESOURCES ORD | Common | 40537Q209 | 8,613 | 1,181,520 | SH | SOLE | 1,181,520 | 0 | 0 | ||
HALCON RESOURCES ORD | Common | 40537Q209 | 12,587 | 1,726,600 | SH | Put | SOLE | 1,726,600 | 0 | 0 | |
INVENSENSE ORD | Common | 46123D205 | 2,866 | 126,315 | SH | SOLE | 126,315 | 0 | 0 | ||
INVENSENSE ORD | Common | 46123D205 | 3,084 | 135,900 | SH | Put | SOLE | 135,900 | 0 | 0 | |
INTEROIL ORD | Common | 460951106 | 531 | 8,300 | SH | SOLE | 8,300 | 0 | 0 | ||
INTEROIL ORD | Common | 460951106 | 531 | 8,300 | SH | Put | SOLE | 8,300 | 0 | 0 | |
IROBOT ORD | Common | 462726100 | 278 | 6,800 | SH | SOLE | 6,800 | 0 | 0 | ||
IROBOT ORD | Common | 462726100 | 7,842 | 191,500 | SH | Call | SOLE | 191,500 | 0 | 0 | |
IROBOT ORD | Common | 462726100 | 7,711 | 188,300 | SH | Put | SOLE | 188,300 | 0 | 0 | |
JA SOLAR HOLDINGS ADR REP 5 ORD | Common | 466090206 | 3,019 | 278,000 | SH | SOLE | 278,000 | 0 | 0 | ||
JA SOLAR HOLDINGS ADR REP 5 ORD | Common | 466090206 | 4,073 | 375,000 | SH | Put | SOLE | 375,000 | 0 | 0 | |
J.C. PENNEY INC | Common | 708160106 | 471 | 52,000 | SH | Call | SOLE | 52,000 | 0 | 0 | |
JUNIPER NETWORKS ORD | Common | 48203R104 | 999 | 40,700 | SH | SOLE | 40,700 | 0 | 0 | ||
JUNIPER NETWORKS ORD | Common | 48203R104 | 999 | 40,700 | SH | Put | SOLE | 40,700 | 0 | 0 | |
KING DIGITAL ENTERTAINMENT ORD | Common | 105215118 | 793 | 38,600 | SH | SOLE | 38,600 | 0 | 0 | ||
KING DIGITAL ENTERTAINMENT ORD | Common | 105215118 | 793 | 38,600 | SH | Put | SOLE | 38,600 | 0 | 0 | |
KANDI TECHNOLGIES GROUP ORD | Common | 483709101 | 710 | 50,200 | SH | SOLE | 50,200 | 0 | 0 | ||
KANDI TECHNOLGIES GROUP ORD | Common | 483709101 | 707 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
LEAPFROG ENTERPRISES CL A ORD | Common | 52186N106 | 368 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
LEAPFROG ENTERPRISES CL A ORD | Common | 52186N106 | 368 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
LIQUIDITY SERVICES ORD | Common | 53635B107 | 358 | 22,700 | SH | SOLE | 22,700 | 0 | 0 | ||
LIQUIDITY SERVICES ORD | Common | 53635B107 | 358 | 22,700 | SH | Put | SOLE | 22,700 | 0 | 0 | |
MOLYCORP ORD | Common | 608753109 | 1,661 | 646,498 | SH | SOLE | 646,498 | 0 | 0 | ||
MOLYCORP ORD | Common | 608753109 | 1,729 | 672,800 | SH | Put | SOLE | 672,800 | 0 | 0 | |
MANNKIND ORD | Common | 56400P201 | 4,110 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
MANNKIND ORD | Common | 56400P201 | 1,740 | 158,800 | SH | Call | SOLE | 158,800 | 0 | 0 | |
MANNKIND ORD | Common | 56400P201 | 8,223 | 750,300 | SH | Put | SOLE | 750,300 | 0 | 0 | |
MYRIAD GENETICS ORD | Common | 62855J104 | 2,105 | 54,073 | SH | SOLE | 54,073 | 0 | 0 | ||
MYRIAD GENETICS ORD | Common | 62855J104 | 2,043 | 52,500 | SH | Put | SOLE | 52,500 | 0 | 0 | |
NOODLES CL A ORD | Common | 65540B105 | 3,095 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
NOODLES CL A ORD | Common | 65540B105 | 3,167 | 92,100 | SH | Put | SOLE | 92,100 | 0 | 0 | |
NQ MOBILE ADS REP 5 CL A ORD | Common | 64118U108 | 1,867 | 304,110 | SH | SOLE | 304,110 | 0 | 0 | ||
NQ MOBILE ADS REP 5 CL A ORD | Common | 64118U108 | 1,956 | 318,500 | SH | Put | SOLE | 318,500 | 0 | 0 | |
NATIONSTAR MORTGAGE HOLDINGS ORD | Common | 63861C109 | 12,235 | 337,056 | SH | SOLE | 337,056 | 0 | 0 | ||
NATIONSTAR MORTGAGE HOLDINGS ORD | Common | 63861C109 | 12,828 | 353,400 | SH | Put | SOLE | 353,400 | 0 | 0 | |
NORTHWEST BIOTHERAPEUTICS ORD | Common | 66737P600 | 150 | 22,300 | SH | SOLE | 22,300 | 0 | 0 | ||
NORTHWEST BIOTHERAPEUTICS ORD | Common | 66737P600 | 150 | 22,300 | SH | Put | SOLE | 22,300 | 0 | 0 | |
NRG YIELD CL A ORD | Common | 62942X108 | 885 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
NRG YIELD CL A ORD | Common | 62942X108 | 885 | 17,000 | SH | Put | SOLE | 17,000 | 0 | 0 | |
ORGANOVO HOLDINGS ORD | Common | 68620A104 | 616 | 73,800 | SH | SOLE | 73,800 | 0 | 0 | ||
ORGANOVO HOLDINGS ORD | Common | 68620A104 | 630 | 75,400 | SH | Put | SOLE | 75,400 | 0 | 0 | |
OPKO HEALTH ORD | Common | 68375N103 | 10,498 | 1,187,500 | SH | SOLE | 1,187,500 | 0 | 0 | ||
OPKO HEALTH ORD | Common | 68375N103 | 10,498 | 1,187,600 | SH | Put | SOLE | 1,187,600 | 0 | 0 | |
OXYGEN BIOTHERAPEUTICS ORD | Common | 69207P308 | 133 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
OXYGEN BIOTHERAPEUTICS ORD | Common | 69207P308 | 133 | 32,500 | SH | Put | SOLE | 32,500 | 0 | 0 | |
POTBELLY ORD | Common | 73754Y100 | 2,298 | 144,000 | SH | SOLE | 144,000 | 0 | 0 | ||
POTBELLY ORD | Common | 73754Y100 | 2,314 | 145,000 | SH | Put | SOLE | 145,000 | 0 | 0 | |
PLUG POWER ORD | Common | 72919P202 | 1,544 | 329,900 | SH | SOLE | 329,900 | 0 | 0 | ||
PLUG POWER ORD | Common | 72919P202 | 1,029 | 219,800 | SH | Call | SOLE | 219,800 | 0 | 0 | |
RF MICRO DEVICES ORD | Common | 749941100 | 187 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | ||
RF MICRO DEVICES ORD | Common | 749941100 | 187 | 19,500 | SH | Put | SOLE | 19,500 | 0 | 0 | |
REAL GOODS SOLAR CL A ORD | Common | 75601N104 | 558 | 187,100 | SH | SOLE | 187,100 | 0 | 0 | ||
ROCKWELL MEDICAL ORD | Common | 774374102 | 1,900 | 158,500 | SH | SOLE | 158,500 | 0 | 0 | ||
ROCKWELL MEDICAL ORD | Common | 774374102 | 2,647 | 220,800 | SH | Put | SOLE | 220,800 | 0 | 0 | |
SPRINT ORD | Common | 85207U105 | 270 | 31,700 | SH | SOLE | 31,700 | 0 | 0 | ||
SPRINT ORD | Common | 85207U105 | 270 | 31,700 | SH | Put | SOLE | 31,700 | 0 | 0 | |
SEABRIDGE GOLD ORD | Common | 811916105 | 1,355 | 144,500 | SH | SOLE | 144,500 | 0 | 0 | ||
SEABRIDGE GOLD ORD | Common | 811916105 | 1,379 | 147,000 | SH | Put | SOLE | 147,000 | 0 | 0 | |
SOLARCITY ORD | Common | 83416T100 | 3,071 | 43,500 | SH | SOLE | 43,500 | 0 | 0 | ||
SOLARCITY ORD | Common | 83416T100 | 3,071 | 43,500 | SH | Put | SOLE | 43,500 | 0 | 0 | |
SANDRIDGE ENERGY ORD | Common | 80007P307 | 1,046 | 146,340 | SH | SOLE | 146,340 | 0 | 0 | ||
SANDRIDGE ENERGY ORD | Common | 80007P307 | 1,082 | 151,300 | SH | Put | SOLE | 151,300 | 0 | 0 | |
SEARS HOLDINGS ORD | Common | 812350106 | 21,837 | 546,475 | SH | SOLE | 546,475 | 0 | 0 | ||
SEARS HOLDINGS ORD | Common | 812350106 | 24,479 | 612,600 | SH | Put | SOLE | 612,600 | 0 | 0 | |
SIRIUS XM HOLDINGS ORD | Common | 82968B103 | 477 | 137,900 | SH | SOLE | 137,900 | 0 | 0 | ||
SIRIUS XM HOLDINGS ORD | Common | 82968B103 | 477 | 137,900 | SH | Put | SOLE | 137,900 | 0 | 0 | |
SYNTA PHARMACEUTICALS ORD | Common | 87162T206 | 154 | 37,700 | SH | SOLE | 37,700 | 0 | 0 | ||
SYNTA PHARMACEUTICALS ORD | Common | 87162T206 | 154 | 37,700 | SH | Put | SOLE | 37,700 | 0 | 0 | |
SODASTREAM INTERNATIONAL ORD | Common | 55873658 | 7,897 | 235,035 | SH | SOLE | 235,035 | 0 | 0 | ||
SODASTREAM INTERNATIONAL ORD | Common | 55873658 | 7,920 | 235,700 | SH | Put | SOLE | 235,700 | 0 | 0 | |
TRI POINTE HOMES INC | Common | 87265H109 | 1,588 | 101,000 | SH | Call | SOLE | 101,000 | 0 | 0 | |
TRINA SOLAR ADR REPTG 50 ORD | Common | 89628E104 | 563 | 43,900 | SH | SOLE | 43,900 | 0 | 0 | ||
UNI-PIXEL ORD | Common | 904572203 | 524 | 65,210 | SH | SOLE | 65,210 | 0 | 0 | ||
UNI-PIXEL ORD | Common | 904572203 | 604 | 75,100 | SH | Put | SOLE | 75,100 | 0 | 0 | |
VIRNETX HOLDING ORD | Common | 92823T108 | 15,307 | 869,241 | SH | SOLE | 869,241 | 0 | 0 | ||
VIRNETX HOLDING ORD | Common | 92823T108 | 616 | 35,000 | SH | Call | SOLE | 35,000 | 0 | 0 | |
VIRNETX HOLDING ORD | Common | 92823T108 | 16,312 | 926,300 | SH | Put | SOLE | 926,300 | 0 | 0 | |
VOXELJET ADR REP 0.2 ORD | Common | 92912L107 | 758 | 36,200 | SH | SOLE | 36,200 | 0 | 0 | ||
VOXELJET ADR REP 0.2 ORD | Common | 92912L107 | 764 | 36,500 | SH | Put | SOLE | 36,500 | 0 | 0 | |
VIVUS ORD | Common | 928551100 | 1,629 | 306,250 | SH | SOLE | 306,250 | 0 | 0 | ||
VIVUS ORD | Common | 928551100 | 2,655 | 499,000 | SH | Put | SOLE | 499,000 | 0 | 0 | |
WALTER ENERGY ORD | Common | 93317Q105 | 273 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
WALTER ENERGY ORD | Common | 93317Q105 | 273 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
WESTPORT INNOVATIONS ORD | Common | 960908309 | 9,560 | 530,496 | SH | SOLE | 530,496 | 0 | 0 | ||
WESTPORT INNOVATIONS ORD | Common | 960908309 | 1,802 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
WESTPORT INNOVATIONS ORD | Common | 960908309 | 12,872 | 714,300 | SH | Put | SOLE | 714,300 | 0 | 0 | |
WEIGHT WATCHERS INTERNATIONAL ORD | Common | 948626106 | 1,946 | 96,500 | SH | SOLE | 96,500 | 0 | 0 | ||
WEIGHT WATCHERS INTERNATIONAL ORD | Common | 948626106 | 202 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
WEYERHAEUSER CO | Common | 962166104 | 73,625 | 2,225,000 | SH | Call | SOLE | 2,225,000 | 0 | 0 | |
EXONE ORD | Common | 302104104 | 691 | 17,452 | SH | SOLE | 17,452 | 0 | 0 | ||
YINGLI GRN EGY HLDG ADR REPG ONE ORD | Common | 98584B103 | 804 | 215,016 | SH | SOLE | 215,016 | 0 | 0 | ||
YRC WORLDWIDE ORD | Common | 984249607 | 1,588 | 56,500 | SH | SOLE | 56,500 | 0 | 0 |