0001019056-13-001264.txt : 20131112
0001019056-13-001264.hdr.sgml : 20131111
20131112170251
ACCESSION NUMBER: 0001019056-13-001264
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
EFFECTIVENESS DATE: 20131112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOLTON LLC
CENTRAL INDEX KEY: 0001591625
IRS NUMBER: 273073732
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15629
FILM NUMBER: 131211159
BUSINESS ADDRESS:
STREET 1: 10 GLENVILLE STREET
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: 2035882821
MAIL ADDRESS:
STREET 1: 10 GLENVILLE STREET
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06831
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001591625
XXXXXXXX
09-30-2013
09-30-2013
false
BOLTON LLC
10 Glenville Street
3rd Floor
Greenwich
CT
06831
13F HOLDINGS REPORT
028-15629
N
Robert Turner
Chief Financial Officer
203-588-3312
/s/ Robert Turner
Greenwich
CT
11-12-2013
0
265
366201
INFORMATION TABLE
2
infotable.xml
APPLE ORD
Common
37833100
48058
100804
SH
SOLE
100804
0
0
APPLE ORD
Common
37833900
4
850
SH
Call
SOLE
850
0
0
APPLE ORD
Common
37833950
10752
1860
SH
Put
SOLE
1860
0
0
AMERICAN INTERNATIONAL GROUP ORD
Common
26874784
10849
223100
SH
SOLE
223100
0
0
AMERICAN INTERNATIONAL GROUP ORD
Common
26874904
423
2249
SH
Call
SOLE
2249
0
0
AMERICAN INTERNATIONAL GROUP ORD
Common
26874954
5216
3895
SH
Put
SOLE
3895
0
0
AMPIO PHARMACEUTICALS ORD
Common
03209T109
240
32000
SH
SOLE
32000
0
0
AMPIO PHARMACEUTICALS ORD
Common
03209T959
43
335
SH
Put
SOLE
335
0
0
AMAZON COM INC
Common
23135906
16
15
SH
Call
SOLE
15
0
0
ARENA PHARMACEUTICALS ORD
Common
40047102
1243
235900
SH
SOLE
235900
0
0
ARENA PHARMACEUTICALS ORD
Common
40047902
2
436
SH
Call
SOLE
436
0
0
ARENA PHARMACEUTICALS ORD
Common
40047952
1301
2785
SH
Put
SOLE
2785
0
0
BANK OF AMERICA ORD
Common
60505104
1815
131493
SH
SOLE
131493
0
0
BANK OF AMERICA ORD
Common
60505904
23
122
SH
Call
SOLE
122
0
0
BANK OF AMERICA ORD
Common
60505954
596
2826
SH
Put
SOLE
2826
0
0
BLACKBERRY ORD
Common
09228F103
4482
564100
SH
SOLE
564100
0
0
BLACKBERRY ORD
Common
09228F903
1
1378
SH
Call
SOLE
1378
0
0
BLACKBERRY ORD
Common
09228F953
7246
7027
SH
Put
SOLE
7027
0
0
BARCLAYS ADR REP 4 ORD
Common
06738E204
380
22300
SH
SOLE
22300
0
0
BARCLAYS PLC
Common
06738E934
2
136
SH
Call
SOLE
136
0
0
BARCLAYS PLC
Common
06738E984
57
223
SH
Put
SOLE
223
0
0
PEABODY ENERGY ORD
Common
704549104
630
36500
SH
SOLE
36500
0
0
PEABODY ENERGY ORD
Common
704549954
168
365
SH
Put
SOLE
365
0
0
BOYD GAMING ORD
Common
103304101
491
34700
SH
SOLE
34700
0
0
BOYD GAMING ORD
Common
103304951
2
373
SH
Put
SOLE
373
0
0
CITIGROUP ORD
Common
172967424
1538
31707
SH
SOLE
31707
0
0
CITIGROUP ORD
Common
172967904
2
14
SH
Call
SOLE
14
0
0
CITIGROUP ORD
Common
172967954
482
728
SH
Put
SOLE
728
0
0
CLIFFS NATURAL RESOURCES ORD
Common
18683K101
2706
132007
SH
SOLE
132007
0
0
CLIFFS NATURAL RESOURCES ORD
Common
18683K901
28
869
SH
Call
SOLE
869
0
0
CLIFFS NATURAL RESOURCES ORD
Common
18683K951
1611
1267
SH
Put
SOLE
1267
0
0
CLEAN ENERGY FUELS ORD
Common
184499101
271
21200
SH
SOLE
21200
0
0
CLEAN ENERGY FUELS ORD
Common
184499901
15
357
SH
Call
SOLE
357
0
0
CLEAN ENERGY FUELS ORD
Common
184499951
231
533
SH
Put
SOLE
533
0
0
CREDIT SUISSE GRP ADR REPTG ONE ORD
Common
225401108
443
14500
SH
SOLE
14500
0
0
CREDIT SUISSE GRP ADR REPTG ONE ORD
Common
225401908
7
43
SH
Call
SOLE
43
0
0
CREDIT SUISSE GRP ADR REPTG ONE ORD
Common
225401958
130
525
SH
Put
SOLE
525
0
0
CISCO SYSTEMS ORD
Common
17275R102
265
11310
SH
SOLE
11310
0
0
CISCO SYSTEMS ORD
Common
17275R952
30
150
SH
Put
SOLE
150
0
0
CTRIP.COM INTERNATNL ADR REP 4 ORD
Common
22943F100
1305
22358
SH
SOLE
22358
0
0
CTRIP.COM INTERNATNL ADR REP 4 ORD
Common
22943F900
88
67
SH
Call
SOLE
67
0
0
CTRIP.COM INTERNATNL ADR REP 4 ORD
Common
22943F950
124
564
SH
Put
SOLE
564
0
0
COMMUNITY HEALTH SYSTEMS ORD
Common
203668108
510
12300
SH
SOLE
12300
0
0
COMMUNITY HEALTH SYSTEMS ORD
Common
203668958
256
123
SH
Put
SOLE
123
0
0
3D SYSTEMS ORD
Common
88554D205
4864
90100
SH
SOLE
90100
0
0
3D SYSTEMS ORD
Common
88554D905
68
400
SH
Call
SOLE
400
0
0
3D SYSTEMS ORD
Common
88554D955
280
650
SH
Put
SOLE
650
0
0
DELL ORD
Common
24702R101
5950
432694
SH
SOLE
432694
0
0
DELL ORD
Common
24702R951
2403
4327
SH
Put
SOLE
4327
0
0
DISH NETWORK CL A ORD
Common
25470M109
8016
178100
SH
SOLE
178100
0
0
DISH NETWORK CL A ORD
Common
25470M959
543
1781
SH
Put
SOLE
1781
0
0
DENDREON ORD
Common
24823Q107
1114
380100
SH
SOLE
380100
0
0
DENDREON ORD
Common
24823Q907
1
50
SH
Call
SOLE
50
0
0
DENDREON ORD
Common
24823Q957
1795
3457
SH
Put
SOLE
3457
0
0
DENISON MINES ORD
Common
248356107
72
66700
SH
SOLE
66700
0
0
EBIX ORD
Common
278715206
240
24100
SH
SOLE
24100
0
0
EBIX ORD
Common
278715956
237
234
SH
Put
SOLE
234
0
0
ELAN ADR REPSG 1 ORD
Common
284131208
319
20500
SH
SOLE
20500
0
0
ELAN ADR REPSG 1 ORD
Common
284131958
9
205
SH
Put
SOLE
205
0
0
EZCHIP SEMICONDUCTOR LIMITED
Common
M4146Y108
546
22150
SH
SOLE
22150
0
0
EZCHIP SEMICONDUCTOR LIMITED
Common
M4146Y958
499
227
SH
Put
SOLE
227
0
0
FREEPORT MCMORAN COP & GLD ORD
Common
35671D857
1694
51220
SH
SOLE
51220
0
0
FREEPORT MCMORAN COP & GLD ORD
Common
35671D907
36
90
SH
Call
SOLE
90
0
0
FREEPORT MCMORAN COP & GLD ORD
Common
35671D957
438
1572
SH
Put
SOLE
1572
0
0
F5 NETWORKS ORD
Common
315616102
257
2998
SH
SOLE
2998
0
0
F5 NETWORKS ORD
Common
315616952
130
84
SH
Put
SOLE
84
0
0
FUSION IO ORD
Common
36112J107
1383
103255
SH
SOLE
103255
0
0
FUSION IO ORD
Common
36112J907
1
102
SH
Call
SOLE
102
0
0
FUSION IO ORD
Common
36112J957
1643
1135
SH
Put
SOLE
1135
0
0
FRONTLINE ORD
Common
G3682E127
904
341300
SH
SOLE
341300
0
0
FRONTLINE ORD
Common
G3682E957
361
3429
SH
Put
SOLE
3429
0
0
FIRST SOLAR ORD
Common
336433107
1456
36200
SH
SOLE
36200
0
0
FIRST SOLAR ORD
Common
336433957
276
362
SH
Put
SOLE
362
0
0
FRONTIER COMMUNICATIONS ORD
Common
35906A108
523
125000
SH
SOLE
125000
0
0
FRONTIER COMMUNICATIONS ORD
Common
35906A908
3
1250
SH
Call
SOLE
1250
0
0
FRONTIER COMMUNICATIONS ORD
Common
35906A958
541
1250
SH
Put
SOLE
1250
0
0
SPDR GOLD TRUST
Common
78463V107
6
100
SH
Call
SOLE
100
0
0
GOOGLE CL A ORD
Common
38259P508
14982
17104
SH
SOLE
17104
0
0
GOOGLE CL A ORD
Common
38259P958
2009
176
SH
Put
SOLE
176
0
0
GROUPON CL A ORD
Common
399473107
280
25000
SH
SOLE
25000
0
0
GROUPON CL A ORD
Common
399473957
28
250
SH
Put
SOLE
250
0
0
GOLDMAN SACHS GROUP ORD
Common
38141G104
275
1739
SH
SOLE
1739
0
0
GOLDMAN SACHS GROUP ORD
Common
38141G954
81
69
SH
Put
SOLE
69
0
0
HALLIBURTON ORD
Common
406216101
332
6900
SH
SOLE
6900
0
0
HALLIBURTON ORD
Common
406216951
80
69
SH
Put
SOLE
69
0
0
HOME DEPOT ORD
Common
437076102
73
963
SH
SOLE
963
0
0
HOME DEPOT ORD
Common
437076902
22
222
SH
Call
SOLE
222
0
0
HOME DEPOT ORD
Common
437076952
94
84
SH
Put
SOLE
84
0
0
HALCON RESOURCES ORD
Common
40537Q209
1679
379100
SH
SOLE
379100
0
0
HALCON RESOURCES ORD
Common
40537Q959
637
2665
SH
Put
SOLE
2665
0
0
HEWLETT PACKARD ORD
Common
428236103
115
5472
SH
SOLE
5472
0
0
HEWLETT PACKARD ORD
Common
428236903
6
49
SH
Call
SOLE
49
0
0
HEWLETT PACKARD ORD
Common
428236953
38
92
SH
Put
SOLE
92
0
0
INTERNATIONAL BUSINESS MACHS
Common
459200901
47
564
SH
Call
SOLE
564
0
0
INTERNATIONAL BUSINESS MACHS
Common
459200951
73
29
SH
Put
SOLE
29
0
0
INVENSENSE ORD
Common
46123D205
444
25183
SH
SOLE
25183
0
0
INVENSENSE ORD
Common
46123D955
114
291
SH
Put
SOLE
291
0
0
INTEROIL ORD
Common
460951106
13768
193066
SH
SOLE
193066
0
0
INTEROIL ORD
Common
460951906
21
350
SH
Call
SOLE
350
0
0
INTEROIL ORD
Common
460951956
4407
1909
SH
Put
SOLE
1909
0
0
INTREPID POTASH ORD
Common
46121Y102
632
40300
SH
SOLE
40300
0
0
INTREPID POTASH ORD
Common
46121Y902
1
384
SH
Call
SOLE
384
0
0
INTREPID POTASH ORD
Common
46121Y952
548
813
SH
Put
SOLE
813
0
0
ISHARES RUSSELL 2000 ETF
Common
464287655
1404
13168
SH
SOLE
13168
0
0
ISHARES RUSSELL 2000 ETF
Common
464286903
45
73
SH
Call
SOLE
73
0
0
ISHARES RUSSELL 2000 ETF
Common
464286953
419
409
SH
Put
SOLE
409
0
0
JC PENNEY ORD
Common
708160106
436
49500
SH
SOLE
49500
0
0
JC PENNEY ORD
Common
708160906
1
495
SH
Call
SOLE
495
0
0
JC PENNEY ORD
Common
708160956
270
495
SH
Put
SOLE
495
0
0
JPMORGAN CHASE ORD
Common
46625H100
351
6792
SH
SOLE
6792
0
0
JPMORGAN CHASE ORD
Common
46625H950
20
100
SH
Put
SOLE
100
0
0
KINDER MORGAN ORD
Common
49456B101
675
18990
SH
SOLE
18990
0
0
KINDER MORGAN ORD
Common
49456B901
67
217
SH
Call
SOLE
217
0
0
KINDER MORGAN ORD
Common
49456B951
259
356
SH
Put
SOLE
356
0
0
KANDI TECHNOLGIES GROUP ORD
Common
483709101
1519
195300
SH
SOLE
195300
0
0
KANDI TECHNOLGIES GROUP ORD
Common
483709901
4
25
SH
Call
SOLE
25
0
0
KANDI TECHNOLGIES GROUP ORD
Common
483709951
574
2102
SH
Put
SOLE
2102
0
0
COCA-COLA ORD
Common
191216100
5368
141708
SH
SOLE
141708
0
0
COCA-COLA ORD
Common
191216900
40
600
SH
Call
SOLE
600
0
0
COCA-COLA ORD
Common
191216950
1367
1827
SH
Put
SOLE
1827
0
0
U S AIRWAYS GROUP INC
Common
90341W908
25
405
SH
Call
SOLE
405
0
0
U S AIRWAYS GROUP INC
Common
90341W958
253
405
SH
Put
SOLE
405
0
0
LULULEMON ATHLETICA ORD
Common
550021109
6033
82500
SH
SOLE
82500
0
0
LULULEMON ATHLETICA ORD
Common
550021959
116
365
SH
Put
SOLE
365
0
0
MBIA ORD
Common
55262C100
253
24700
SH
SOLE
24700
0
0
MBIA ORD
Common
55262C950
234
247
SH
Put
SOLE
247
0
0
MOLYCORP ORD
Common
608753109
6776
1032987
SH
SOLE
1032987
0
0
MOLYCORP ORD
Common
608753909
1
134
SH
Call
SOLE
134
0
0
MOLYCORP ORD
Common
608753959
16683
10533
SH
Put
SOLE
10533
0
0
MEDTRONIC ORD
Common
585055106
43
800
SH
SOLE
800
0
0
MEDTRONIC ORD
Common
585055906
9
80
SH
Call
SOLE
80
0
0
MEDTRONIC ORD
Common
585055956
14
25
SH
Put
SOLE
25
0
0
MELLANOX TECHNOLOGIES LTD
Common
M51363113
134
3517
SH
SOLE
3517
0
0
MELLANOX TECHNOLOGIES LTD
Common
M51363903
52
169
SH
Call
SOLE
169
0
0
MELLANOX TECHNOLOGIES LTD
Common
M51363953
97
90
SH
Put
SOLE
90
0
0
NORDIC AMERICAN TANKERS ORD
Common
G65773106
135
16400
SH
SOLE
16400
0
0
NAVIDEA BIOPHARMACEUTICALS ORD
Common
63937X103
281
106000
SH
SOLE
106000
0
0
NAVIDEA BIOPHARMACEUTICALS ORD
Common
63937X953
88
1065
SH
Put
SOLE
1065
0
0
NEWMONT MINING ORD
Common
651639106
112
3996
SH
SOLE
3996
0
0
NEWMONT MINING ORD
Common
651639906
74
209
SH
Call
SOLE
209
0
0
NEWMONT MINING ORD
Common
651639956
64
111
SH
Put
SOLE
111
0
0
NUVERRA ENVIRONMENTAL SOLUTIONS ORD
Common
67091K104
439
191700
SH
SOLE
191700
0
0
NUVERRA ENVIRONMENTAL SOLUTIONS ORD
Common
67091K954
591
1944
SH
Put
SOLE
1944
0
0
NII HOLDINGS ORD
Common
62913F201
1003
165230
SH
SOLE
165230
0
0
NII HOLDINGS ORD
Common
62913F951
445
1480
SH
Put
SOLE
1480
0
0
NETAPP INC
Common
64110D904
40
120
SH
Call
SOLE
120
0
0
NETAPP INC
Common
64110D954
11
120
SH
Put
SOLE
120
0
0
NUANCE COMMUNICATIONS ORD
Common
67020Y100
247
13200
SH
SOLE
13200
0
0
NUANCE COMMUNICATIONS ORD
Common
67020Y950
104
132
SH
Put
SOLE
132
0
0
OCZ TECHNOLOGY GROUP ORD
Common
67086E303
344
264540
SH
SOLE
264540
0
0
OCZ TECHNOLOGY GROUP ORD
Common
67086E993
1265
2639
SH
Put
SOLE
2639
0
0
OFFICE DEPOT ORD
Common
676220106
1804
373600
SH
SOLE
373600
0
0
OFFICE DEPOT ORD
Common
676220956
761
3736
SH
Put
SOLE
3736
0
0
UNIVERSAL DISPLAY ORD
Common
91347P105
2652
82800
SH
SOLE
82800
0
0
UNIVERSAL DISPLAY ORD
Common
91347P955
1735
828
SH
Put
SOLE
828
0
0
OPKO HEALTH ORD
Common
68375N103
734
83350
SH
SOLE
83350
0
0
OPKO HEALTH ORD
Common
68375N903
15
95
SH
Call
SOLE
95
0
0
OPKO HEALTH ORD
Common
68375N953
132
596
SH
Put
SOLE
596
0
0
NA PALLADIUM ORD
Common
656912102
77
80000
SH
SOLE
80000
0
0
PEPSICO ORD
Common
713448108
3440
43265
SH
SOLE
43265
0
0
PEPSICO ORD
Common
713448908
33
129
SH
Call
SOLE
129
0
0
PEPSICO ORD
Common
713448958
676
931
SH
Put
SOLE
931
0
0
POLYCOM ORD
Common
73172K104
415
38000
SH
SOLE
38000
0
0
POLYCOM ORD
Common
73172K954
165
380
SH
Put
SOLE
380
0
0
POTASH CORP OF SASKATCHEWAN ORD
Common
73755L107
1075
34375
SH
SOLE
34375
0
0
POTASH CORP OF SASKATCHEWAN ORD
Common
73755L907
26
76
SH
Call
SOLE
76
0
0
POTASH CORP OF SASKATCHEWAN ORD
Common
73755L957
356
666
SH
Put
SOLE
666
0
0
QUALCOMM ORD
Common
747525103
979
14545
SH
SOLE
14545
0
0
QUALCOMM ORD
Common
747525903
19
54
SH
Call
SOLE
54
0
0
QUALCOMM ORD
Common
747525953
152
482
SH
Put
SOLE
482
0
0
POWERSHARES QQQ TRUST SRS 1 ETF
Common
73935A104
3425
43416
SH
SOLE
43416
0
0
POWERSHARES QQQ TRUST SRS 1 ETF
Common
73935A904
43
124
SH
Call
SOLE
124
0
0
POWERSHARES QQQ TRUST SRS 1 ETF
Common
73935A954
242
1082
SH
Put
SOLE
1082
0
0
RUBICON TECHNOLOGY ORD
Common
78112T107
1133
93600
SH
SOLE
93600
0
0
RUBICON TECHNOLOGY ORD
Common
78112T957
193
966
SH
Put
SOLE
966
0
0
ROWAN COMPANIES CL A ORD
Common
G7665A101
315
8592
SH
SOLE
8592
0
0
ROWAN COMPANIES CL A ORD
Common
G7665A951
46
358
SH
Put
SOLE
358
0
0
STURM RUGER ORD
Common
864159108
3367
53760
SH
SOLE
53760
0
0
STURM RUGER ORD
Common
864159908
19
53
SH
Call
SOLE
53
0
0
STURM RUGER ORD
Common
864159958
60
461
SH
Put
SOLE
461
0
0
TRANSOCEAN LTD
Common
H8817H100
4223
94900
SH
SOLE
94900
0
0
TRANSOCEAN LTD
Common
H8817H950
2615
949
SH
Put
SOLE
949
0
0
RIO TINTO ADR REP ONE ORD
Common
767204100
668
13700
SH
SOLE
13700
0
0
RIO TINTO ADR REP ONE ORD
Common
767204900
25
49
SH
Call
SOLE
49
0
0
RIO TINTO ADR REP ONE ORD
Common
767204950
138
444
SH
Put
SOLE
444
0
0
RESMED ORD
Common
761152107
2968
56200
SH
SOLE
56200
0
0
RESMED ORD
Common
761152907
1
18
SH
Call
SOLE
18
0
0
RESMED ORD
Common
761152957
722
566
SH
Put
SOLE
566
0
0
ROCKWELL MEDICAL ORD
Common
774374102
347
30470
SH
SOLE
30470
0
0
ROCKWELL MEDICAL ORD
Common
774374952
18
449
SH
Put
SOLE
449
0
0
ROYALE ENERGY ORD
Common
78074G900
13
396
SH
Call
SOLE
396
0
0
REAL GOODS SOLAR CL A ORD
Common
75601N104
225
80464
SH
SOLE
80464
0
0
REAL GOODS SOLAR CL A ORD
Common
75601N954
169
831
SH
Put
SOLE
831
0
0
SEABRIDGE GOLD ORD
Common
811916105
841
80400
SH
SOLE
80400
0
0
SEABRIDGE GOLD ORD
Common
811916955
760
804
SH
Put
SOLE
804
0
0
SOLARCITY ORD
Common
83416T100
1304
37700
SH
SOLE
37700
0
0
SOLARCITY ORD
Common
83416T900
33
394
SH
Call
SOLE
394
0
0
SANDRIDGE ENERGY ORD
Common
80007P307
659
112500
SH
SOLE
112500
0
0
SANDRIDGE ENERGY ORD
Common
80007P907
3
46
SH
Call
SOLE
46
0
0
SANDRIDGE ENERGY ORD
Common
80007P957
342
1175
SH
Put
SOLE
1175
0
0
SEARS HOLDINGS ORD
Common
812350106
23438
393985
SH
SOLE
393985
0
0
SEARS HOLDINGS ORD
Common
812350906
453
1859
SH
Call
SOLE
1859
0
0
SEARS HOLDINGS ORD
Common
812350956
2216
3762
SH
Put
SOLE
3762
0
0
SODASTREAM INTERNATIONAL ORD
Common
55873658
1322
21200
SH
SOLE
21200
0
0
SODASTREAM INTERNATIONAL LTD
Common
M9068E955
420
220
SH
Put
SOLE
220
0
0
SOHU.COM ORD
Common
83408W103
671
8510
SH
SOLE
8510
0
0
SOHU.COM ORD
Common
83408W903
3
2
SH
Call
SOLE
2
0
0
SOHU.COM ORD
Common
83408W953
74
107
SH
Put
SOLE
107
0
0
SUNPOWER ORD
Common
867652406
3362
128500
SH
SOLE
128500
0
0
SUNPOWER ORD
Common
867652906
30
295
SH
Call
SOLE
295
0
0
SUNPOWER ORD
Common
867652956
417
1002
SH
Put
SOLE
1002
0
0
SPDR S&P 500 ETF
Common
78462F103
3123
18587
SH
SOLE
18587
0
0
SPDR S&P 500 ETF
Common
78462F903
2226
924
SH
Call
SOLE
924
0
0
SPDR S&P 500 ETF
Common
78462F953
317
300
SH
Put
SOLE
300
0
0
SEQUENOM ORD
Common
817337405
98
36800
SH
SOLE
36800
0
0
STAR SCIENTIFIC ORD
Common
85517P101
122
63900
SH
SOLE
63900
0
0
SUPERNUS PHARMACEUTICALS INC
Common
868459908
2
215
SH
Call
SOLE
215
0
0
SKYWORKS SOLUTIONS ORD
Common
83088M102
1078
43400
SH
SOLE
43400
0
0
SKYWORKS SOLUTIONS ORD
Common
83088M952
248
452
SH
Put
SOLE
452
0
0
PROSHRES ULTRASHT 20 PLS YR TRSY ETF
Common
74347B201
281
3730
SH
SOLE
3730
0
0
PROSHRES ULTRASHT 20 PLS YR TRSY ETF
Common
74347B901
5
12
SH
Call
SOLE
12
0
0
PROSHRES ULTRASHT 20 PLS YR TRSY ETF
Common
74347B951
93
79
SH
Put
SOLE
79
0
0
ISHARES 20+ YR TREASURY BOND ETF
Common
464287432
454
4271
SH
SOLE
4271
0
0
ISHARES 20+ YR TREASURY BOND ETF
Common
464287902
4
40
SH
Call
SOLE
40
0
0
ISHARES 20+ YR TREASURY BOND ETF
Common
464287952
82
82
SH
Put
SOLE
82
0
0
T MOBILE US ORD
Common
872590104
486
18700
SH
SOLE
18700
0
0
T MOBILE US ORD
Common
872590954
5
374
SH
Put
SOLE
374
0
0
UNI-PIXEL ORD
Common
904572203
3013
170060
SH
SOLE
170060
0
0
UNI-PIXEL ORD
Common
904572903
5
79
SH
Call
SOLE
79
0
0
UNI-PIXEL ORD
Common
904572953
2511
1802
SH
Put
SOLE
1802
0
0
VALE ADR REPTG ONE ORD
Common
91912E105
189
12120
SH
SOLE
12120
0
0
VALE S A
Common
91912E944
511
1132
SH
Call
SOLE
1132
0
0
VALE S A
Common
91912E994
121
614
SH
Put
SOLE
614
0
0
VIRNETX HOLDING ORD
Common
92823T108
4446
217965
SH
SOLE
217965
0
0
VIRNETX HOLDING ORD
Common
92823T908
18
66
SH
Call
SOLE
66
0
0
VIRNETX HOLDING ORD
Common
92823T958
2646
2239
SH
Put
SOLE
2239
0
0
VIACOM CL A ORD
Common
92553P102
16774
200217
SH
SOLE
200217
0
0
VIACOM CL B ORD
Common
92553P952
2
50
SH
Put
SOLE
50
0
0
VODAFONE GROUP ADR REP 10 ORD
Common
92857W209
1759
50000
SH
SOLE
50000
0
0
VODAFONE GROUP ADR REP 10 ORD
Common
92857W959
210
500
SH
Put
SOLE
500
0
0
VIVUS ORD
Common
928551100
1956
210300
SH
SOLE
210300
0
0
VIVUS ORD
Common
928551950
1000
2223
SH
Put
SOLE
2223
0
0
BRCL BK IPTH S&P 500 VIX SH FTRS ETN
Common
06740C188
42
2850
SH
SOLE
2850
0
0
BRCL BK IPTH S&P 500 VIX SH FTRS ETN
Common
06740C908
95
437
SH
Call
SOLE
437
0
0
WESTERN DIGITAL ORD
Common
958102105
67
1049
SH
SOLE
1049
0
0
WESTERN DIGITAL ORD
Common
958102905
42
78
SH
Call
SOLE
78
0
0
WESTERN DIGITAL ORD
Common
958102955
9
39
SH
Put
SOLE
39
0
0
WHITING USA I UNT
Common
966389108
129
28500
SH
SOLE
28500
0
0
WALTER ENERGY ORD
Common
93317Q105
1863
132800
SH
SOLE
132800
0
0
WALTER ENERGY ORD
Common
93317Q955
323
1328
SH
Put
SOLE
1328
0
0
WAL MART STORES ORD
Common
931142103
908
12273
SH
SOLE
12273
0
0
WAL MART STORES ORD
Common
931142953
28
181
SH
Put
SOLE
181
0
0
WESTPORT INNOVATIONS ORD
Common
960908309
2233
92300
SH
SOLE
92300
0
0
WESTPORT INNOVATIONS ORD
Common
960908909
1
237
SH
Call
SOLE
237
0
0
WESTPORT INNOVATIONS ORD
Common
960908959
1085
971
SH
Put
SOLE
971
0
0
US STEEL ORD
Common
912909108
9037
438900
SH
SOLE
438900
0
0
US STEEL ORD
Common
912909908
2
15
SH
Call
SOLE
15
0
0
US STEEL ORD
Common
912909958
1419
2410
SH
Put
SOLE
2410
0
0
YUM BRANDS ORD
Common
988498101
735
10300
SH
SOLE
10300
0
0
YUM BRANDS ORD
Common
988498901
2
7
SH
Call
SOLE
7
0
0
YUM BRANDS ORD
Common
988498951
97
190
SH
Put
SOLE
190
0
0
ZILLOW CL A ORD
Common
98954A107
750
8900
SH
SOLE
8900
0
0
ZIOPHARM ONCOLGY ORD
Common
98973P101
494
125500
SH
SOLE
125500
0
0
ZIOPHARM ONCOLGY ORD
Common
98973P951
103
1344
SH
Put
SOLE
1344
0
0
ZYNGA CL A ORD
Common
98986T108
122
33100
SH
SOLE
33100
0
0