0001209191-21-017683.txt : 20210304 0001209191-21-017683.hdr.sgml : 20210304 20210304135326 ACCESSION NUMBER: 0001209191-21-017683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210302 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aquilino Brian CENTRAL INDEX KEY: 0001806388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36347 FILM NUMBER: 21713503 MAIL ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A-Mark Precious Metals, Inc. CENTRAL INDEX KEY: 0001591588 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094] IRS NUMBER: 112464169 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-587-1414 MAIL ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-02 0 0001591588 A-Mark Precious Metals, Inc. AMRK 0001806388 Aquilino Brian 2121 ROSECRANS AVE SUITE 6300 EL SEGUNDO CA 90245 0 1 0 0 Chief Operating Officer Common Stock, par value $0.01 2021-03-02 4 M 0 2000 13.52 A 2000 D Common Stock, par value $0.01 2021-03-02 4 S 0 2000 29.003 D 0 D Common Stock, par value $0.01 2021-03-02 4 M 0 695 10.20 A 695 D Common Stock, par value $0.01 2021-03-02 4 S 0 695 29.0072 D 0 D Stock Option (Right to Buy) 13.52 2021-03-02 4 M 0 2000 0.00 D 2027-10-02 Common Stock, par value $0.01 2000 0 D Stock Option (Right to Buy) 10.20 2021-03-02 4 M 0 695 0.00 D 2028-08-30 Common Stock, par value $0.01 695 1000 D The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $29.00 to not more than $29.03. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The option granted covered 2,000 shares, and vested 33.3% per year on October 2, 2018, 2019 and 2020. The option granted covered 3,000 shares, and vested or will vest 33.3% per year on August 30, 2019, 2020 and 2021. /s/ Brian Aquilino 2021-03-04