0001591587-24-000059.txt : 20240903 0001591587-24-000059.hdr.sgml : 20240903 20240903172941 ACCESSION NUMBER: 0001591587-24-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240827 FILED AS OF DATE: 20240903 DATE AS OF CHANGE: 20240903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Michael CENTRAL INDEX KEY: 0001782762 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 241275178 MAIL ADDRESS: STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC. STREET 2: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 4 1 wk-form4_1725398974.xml FORM 4 X0508 4 2024-08-27 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001782762 Kim Michael C/O ASSETMARK FINANCIAL HOLDINGS, INC. 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 1 1 0 0 CEO and President 0 Common Stock 2024-08-27 4 G 0 38313 0 D 3077 I Kim Family Trust Common Stock 2024-08-27 4 G 0 38313 0 A 390525 D Common Stock 2024-08-29 4 G 0 3077 0 D 0 I Kim Family Trust Common Stock 2024-08-29 4 G 0 3077 0 A 3077 I By the Kim Family Charitable Remainder Trust, dated August 24, 2024. Common Stock 2024-08-30 4 G 0 34731 0 D 355794 D Common Stock 2024-08-30 4 G 0 34731 0 A 37808 I By the Kim Family Charitable Remainder Trust, dated August 24, 2024. Shares transferred from the Kim Family Trust, dated July 30, 2016, to the Reporting Person. Shares held by The Kim Family Trust, dated July 30, 2016. Represents shares acquired by the Reporting Person. Shares transferred from the Kim Family Trust, dated July 30, 2016, to the Kim Family Charitable Remainder Trust, dated August 24, 2024. Represents shares acquired by the Kim Family Charitable Remainder Trust, dated August 24, 2024. Shares held by the Kim Family Charitable Remainder Trust, dated August 24, 2024, of which the Reporting Person and the Reporting Person's spouse are co-trustees. Shares transferred from the Reporting Person to the Kim Family Charitable Remainder Trust, dated August 24, 2024 The Reporting Person did not sell any of the shares reported on this Form 4. /s/ Celeste Angelich, as Attorney-in-Fact, for Michael Kim 2024-09-03