0001591587-24-000047.txt : 20240807 0001591587-24-000047.hdr.sgml : 20240807 20240807190616 ACCESSION NUMBER: 0001591587-24-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240807 FILED AS OF DATE: 20240807 DATE AS OF CHANGE: 20240807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNatt Joel David JR CENTRAL INDEX KEY: 0001884460 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 241185484 MAIL ADDRESS: STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS INC. STREET 2: 1655 GRANT ST 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 4 1 wk-form4_1723071970.xml FORM 4 X0508 4 2024-08-07 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001884460 McNatt Joel David JR C/O ASSETMARK FINANCIAL HOLDINGS, INC. 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 0 1 0 0 EVP, Investment Solutions 0 Common Stock 2024-08-07 4 G 0 13974 0 D 28585 D Common Stock 6864 I By Roberts McNatt Living Trust Common Stock 2080 I By Child Represents a donation to the Roberts McNatt Family Charitable Account. Shares held by the Roberts McNatt Living Trust dated December 6, 2018. The Reporting Person disclaims beneficial ownership of the shares held by his minor children in their custodial account except to the extent of his pecuniary interest therein, and this Report should not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or any other purpose. The Reporting Person did not sell any of the shares reported on this Form 4. /s/ Celeste Angelich, as Attorney-in-Fact, for Joel David McNatt Jr. 2024-08-07