0001591587-23-000042.txt : 20231026
0001591587-23-000042.hdr.sgml : 20231026
20231026163610
ACCESSION NUMBER: 0001591587-23-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231024
FILED AS OF DATE: 20231026
DATE AS OF CHANGE: 20231026
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Michael
CENTRAL INDEX KEY: 0001782762
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38980
FILM NUMBER: 231350753
MAIL ADDRESS:
STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC.
STREET 2: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001591587
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 300774039
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 800-664-5345
MAIL ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: AqGen Liberty Management II, Inc.
DATE OF NAME CHANGE: 20131108
4
1
wk-form4_1698352561.xml
FORM 4
X0508
4
2023-10-24
0
0001591587
AssetMark Financial Holdings, Inc.
AMK
0001782762
Kim Michael
C/O ASSETMARK FINANCIAL HOLDINGS, INC.
1655 GRANT STREET, 10TH FLOOR
CONCORD
CA
94520
1
1
0
0
CEO and President
0
Common Stock
2023-10-24
4
A
0
42302
0
A
376610
D
Common Stock
41390
I
Kim Family Trust
Common Stock
1930
I
Child
Consists of restricted stock units that vest in four equal annual installments on each of September 8 of 2024, 2025, 2026, and 2027 and settle in shares of common stock of the Issuer.
Shares held by The Kim Family Trust, dated July 30, 2016.
The Reporting Person disclaims beneficial ownership of the shares held directly by his college-aged child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for purposes of Section 16 or for any other purpose.
/s/ Celeste Angelich, as Attorney-in-Fact, for Michael Kim
2023-10-26