0001209191-23-005770.txt : 20230131
0001209191-23-005770.hdr.sgml : 20230131
20230131173504
ACCESSION NUMBER: 0001209191-23-005770
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220622
FILED AS OF DATE: 20230131
DATE AS OF CHANGE: 20230131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Michael
CENTRAL INDEX KEY: 0001782762
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38980
FILM NUMBER: 23573695
MAIL ADDRESS:
STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC.
STREET 2: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001591587
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 300774039
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 800-664-5345
MAIL ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: AqGen Liberty Management II, Inc.
DATE OF NAME CHANGE: 20131108
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-22
0
0001591587
AssetMark Financial Holdings, Inc.
AMK
0001782762
Kim Michael
C/O ASSETMARK FINANCIAL HOLDINGS, INC.
1655 GRANT STREET, 10TH FLOOR
CONCORD
CA
94520
0
1
0
0
President & CCO
Common Stock
2022-06-22
4
G
0
292516
0.00
D
81258
D
Common Stock
2022-06-22
4
G
0
292516
0.00
A
292516
I
Kim Family Trust
Common Stock
2022-06-26
4
G
0
2490
0.00
D
290026
I
Kim Family Trust
Common Stock
2022-06-26
4
G
0
830
0.00
A
830
I
Child
Common Stock
2022-07-15
4
G
0
290000
0.00
D
26
I
Kim Family Trust
Common Stock
2022-07-15
4
G
0
290000
0.00
A
371258
D
Common Stock
2022-12-28
4
G
0
294664
0.00
D
76594
D
Common Stock
2022-12-28
4
G
0
294664
0.00
A
294690
I
Kim Family Trust
Common Stock
2023-01-03
4
G
0
3300
0.00
D
291390
I
Kim Family Trust
Common Stock
2023-01-03
4
G
0
1100
0.00
A
1930
I
Child
Shares transferred from the Reporting Person to the Kim Family Trust, dated July 30, 2016.
Shares held by The Kim Family Trust, dated July 30, 2016.
The Kim Family Trust, dated July 30, 2016, made a gift of 830 shares to each of the Reporting Person's three children.
The Reporting Person disclaims beneficial ownership of the shares held directly by his college-aged child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for purposes of Section 16 or for any other purpose.
Shares transferred from the Kim Family Trust, dated July 30, 2016, to the Reporting Person.
The Kim Family Trust, dated July 30, 2016, made a gift of 1,100 shares to each of the Reporting Person's three children.
/s/ Celeste Angelich, as Attorney-in-Fact, for Michael Kim
2023-01-31