0001591505-23-000007.txt : 20231114 0001591505-23-000007.hdr.sgml : 20231114 20231114093958 ACCESSION NUMBER: 0001591505-23-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 231402149 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001591505 XXXXXXXX 09-30-2023 09-30-2023 Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 000114669 801-70881 N Brad Ackerman 813-575-7577 Bradley O. Ackerman Belleair Bluffs FL 11-14-2023 1 41 3122235961 false 1 0001591478 028-16131 000164280 801-76701 Swan Capital Management, LLC INFORMATION TABLE 2 13F_report_mod.xml Q3 13F iShares MSCI Emerging Markets Indx ETF EEM Put 464287954 25205200 662700SH Put SOLE 00662700 ishares ETF - CORE MSCI EMKT IEMG 46434G103 25484445 535500SH SOLE 00535500 iShares MSCI EAFE ETF EFA 464287465 26968396 391300SH SOLE 00391300 iShares MSCI EAFE ETF EFA Put 464287955 25988000 393900SH Put SOLE 00393900 ISHARES TR IVV 464287200 332744694 774852SH SOLE 00774852 SELECT SECTOR SPDR TR XLB 81369Y100 16091517 204857SH SOLE 00204857 SELECT SECTOR SPDR TR XLC 81369Y852 57859034 882401SH SOLE 00882401 SELECT SECTOR SPDR TR XLE 81369Y506 31240773 345622SH SOLE 00345622 SELECT SECTOR SPDR TR XLF 81369Y605 82981588 2501706SH SOLE 002501706 SELECT SECTOR SPDR TR XLI 81369Y704 54351947 536121SH SOLE 00536121 SELECT SECTOR SPDR TR XLK 81369Y803 179879897 1097297SH SOLE 001097297 SELECT SECTOR SPDR TR XLP 81369Y308 41837925 608021SH SOLE 00608021 SELECT SECTOR SPDR TR XLRE 81369Y860 14927566 438144SH SOLE 00438144 SELECT SECTOR SPDR TR XLU 81369Y886 15710915 266603SH SOLE 00266603 SELECT SECTOR SPDR TR XLV 81369Y209 88304697 685915SH SOLE 00685915 SELECT SECTOR SPDR TR XLY 81369Y407 68421812 425033SH SOLE 00425033 IShares ETF-Rus2000 IWM 464287655 33588907 190047SH SOLE 00190047 IShares ETF-20yr TLT 464287432 454536 5125SH SOLE 005125 IShares ETF-20yr TLT Put 464287952 492300 5100SH Put SOLE 005100 SPDR S&P 500 ETF TR SPY Put 78462F953 1089976011 2604600SH Put SOLE 002604600 LISTED FD TR HEGD 53656F599 59840402 3304274SH SOLE 003304274 SPDR S&P 500 ETF TR SPY Call 78462F903 99795592 988400SH Call SOLE 00988400 SPDR S&P 500 ETF TR SPY 78462F103 569807756 1332946SH SOLE 001332946 SPDR Gold Trust GLD Put 78463V957 3168000 19200SH Put SOLE 0019200 SPDR Gold Trust GLD 78463V107 3291840 19200SH SOLE 0019200 PACER FDS TR PSCQ 69374H527 4846848 214178SH SOLE 00214178 PACER FDS TR PSFO 69374H451 9167978 380730SH SOLE 00380730 PACER FDS TR PSMO 69374H485 25323474 1070760SH SOLE 001070760 PACER FDS TR PSMJ 69374H493 27518788 1185133SH SOLE 001185133 PACER FDS TR PSCJ 69374H535 6761251 313311SH SOLE 00313311 PACER FDS TR PSFJ 69374H469 11247486 483971SH SOLE 00483971 PACER FDS TR PSCW 69374H543 7082570 327442SH SOLE 00327442 PACER FDS TR PSFM 69374H477 11355935 472770SH SOLE 00472770 PACER FDS TR PSMR 69374H519 23539005 1013302SH SOLE 001013302 PACER FDS TR PSCX 69374H584 6042727 262385SH SOLE 00262385 PACER FDS TR PSFD 69374H576 9778508 369279SH SOLE 00369279 PACER FDS TR PSMD 69374H550 24439141 1006140SH SOLE 001006140 CHENIERE ENERGY INC LNG Call 16411R908 2856000 13600SH Call SOLE 0013600 CHENIERE ENERGY INC LNG Put 16411R958 1632000 13600SH Put SOLE 0013600 EXXON MOBIL CORP XOM Put 30231G952 1510500 15900SH Put SOLE 0015900 UNITEDHEALTH GROUP INC UNH Put 91324P952 720000 1500SH Put SOLE 001500