0001591505-23-000005.txt : 20230814 0001591505-23-000005.hdr.sgml : 20230814 20230814101248 ACCESSION NUMBER: 0001591505-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 231167020 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001591505 XXXXXXXX 06-30-2023 06-30-2023 true 1 RESTATEMENT Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 000114669 801-70881 N Brad Ackerman 813-575-7577 Bradley O. Ackerman Belleair Bluffs FL 08-14-2023 1 26 2239511674 false 1 0001591478 028-16131 000164280 801-76701 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F_.xml Q2 13F iShares MSCI Emerging Markets Indx ETF EEM 464287234 499884 13200 SH SOLE 0 0 13200 iShares MSCI Emerging Markets Indx ETF EEM Put 464287954 25076000 659900 SH Put SOLE 0 0 659900 iShares MSCI EAFE ETF EFA 464287465 28895811 435900 SH SOLE 0 0 435900 iShares MSCI EAFE ETF EFA Call 464287905 210000 2800 SH Call SOLE 0 0 2800 iShares MSCI EAFE ETF EFA Put 464287955 29035500 438500 SH Put SOLE 0 0 438500 SPDR Gold Trust GLD 78463V107 3566530 22000 SH SOLE 0 0 22000 SPDR Gold Trust GLD Put 78463V957 3630000 22000 SH Put SOLE 0 0 22000 ishares ETF - CORE MSCI EMKT IEMG 46434G103 24551296 526400 SH SOLE 0 0 526400 IShares ETF-Rus2000 IWM 464287655 34244433 186547 SH SOLE 0 0 186547 IShares ETF-Rus2000 IWM Put 464287955 262000 1500 SH Put SOLE 0 0 1500 SPDR S&P 500 ETF TR SPY 78462F103 426196302 1068750 SH SOLE 0 0 1068750 SPDR S&P 500 ETF TR SPY Call 78462F903 142434000 312800 SH Call SOLE 0 0 312800 SPDR S&P 500 ETF TR SPY Put 78462F953 830955000 2119000 SH Put SOLE 0 0 2119000 IShares ETF-20yr TLT 464287432 495528 4800 SH SOLE 0 0 4800 IShares ETF-20yr TLT Put 464287952 504000 4800 SH Put SOLE 0 0 4800 SELECT SECTOR SPDR TR XLB 81369Y100 18638681 229039 SH SOLE 0 0 229039 SELECT SECTOR SPDR TR XLC 81369Y852 48999805 987102 SH SOLE 0 0 987102 SELECT SECTOR SPDR TR XLE 81369Y506 34785955 386640 SH SOLE 0 0 386640 SELECT SECTOR SPDR TR XLF 81369Y605 100079243 2798246 SH SOLE 0 0 2798246 SELECT SECTOR SPDR TR XLI 81369Y704 60225709 599678 SH SOLE 0 0 599678 SELECT SECTOR SPDR TR XLK 81369Y803 161798210 1227604 SH SOLE 0 0 1227604 SELECT SECTOR SPDR TR XLP 81369Y308 51845459 680163 SH SOLE 0 0 680163 SELECT SECTOR SPDR TR XLRE 81369Y860 18802071 490082 SH SOLE 0 0 490082 SELECT SECTOR SPDR TR XLU 81369Y886 20989172 298142 SH SOLE 0 0 298142 SELECT SECTOR SPDR TR XLV 81369Y209 104842853 767183 SH SOLE 0 0 767183 SELECT SECTOR SPDR TR XLY 81369Y407 67948232 475594 SH SOLE 0 0 475594