0001591505-23-000003.txt : 20230508 0001591505-23-000003.hdr.sgml : 20230508 20230508154443 ACCESSION NUMBER: 0001591505-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230508 DATE AS OF CHANGE: 20230508 EFFECTIVENESS DATE: 20230508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 23897472 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001591505 XXXXXXXX 03-31-2023 03-31-2023 Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Brad Ackerman 813-575-7577 Bradley O. Ackerman Belleair Bluffs FL 05-08-2023 1 26 2505909 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F.xml Q1 13F iShares MSCI Emerging Markets Indx ETF EEM 464287234 500 13200 SH SOLE 0 0 13200 iShares MSCI Emerging Markets Indx ETF EEM Put 464287954 25411 668700 SH Put SOLE 0 0 668700 iShares MSCI EAFE ETF EFA 464287465 29426 443900 SH SOLE 0 0 443900 iShares MSCI EAFE ETF EFA Call 464287905 240 3200 SH Call SOLE 0 0 3200 iShares MSCI EAFE ETF EFA Put 464287955 29608 447300 SH Put SOLE 0 0 447300 SPDR Gold Trust GLD 78463V107 3615 22300 SH SOLE 0 0 22300 SPDR Gold Trust GLD Put 78463V957 3680 22300 SH Put SOLE 0 0 22300 ishares ETF - CORE MSCI EMKT IEMG 46434G103 24887 533600 SH SOLE 0 0 533600 IShares ETF-Rus2000 IWM 464287655 35896 195546 SH SOLE 0 0 195546 IShares ETF-Rus2000 IWM Put 464287955 262 1500 SH Put SOLE 0 0 1500 SPDR S&P 500 ETF TR SPY 78462F103 451024 1131010 SH SOLE 0 0 1131010 SPDR S&P 500 ETF TR SPY Call 78462F903 204204 468500 SH Call SOLE 0 0 468500 SPDR S&P 500 ETF TR SPY Put 78462F953 949520 2444400 SH Put SOLE 0 0 2444400 IShares ETF-20yr TLT 464287432 496 4800 SH SOLE 0 0 4800 IShares ETF-20yr TLT Put 464287952 504 4800 SH Put SOLE 0 0 4800 SELECT SECTOR SPDR TR XLB 81369Y100 20310 249579 SH SOLE 0 0 249579 SELECT SECTOR SPDR TR XLC 81369Y852 53225 1072213 SH SOLE 0 0 1072213 SELECT SECTOR SPDR TR XLE 81369Y506 38188 424458 SH SOLE 0 0 424458 SELECT SECTOR SPDR TR XLF 81369Y605 109134 3051433 SH SOLE 0 0 3051433 SELECT SECTOR SPDR TR XLI 81369Y704 65498 652175 SH SOLE 0 0 652175 SELECT SECTOR SPDR TR XLK 81369Y803 173319 1315013 SH SOLE 0 0 1315013 SELECT SECTOR SPDR TR XLP 81369Y308 56325 738938 SH SOLE 0 0 738938 SELECT SECTOR SPDR TR XLRE 81369Y860 20029 522072 SH SOLE 0 0 522072 SELECT SECTOR SPDR TR XLU 81369Y886 22727 322821 SH SOLE 0 0 322821 SELECT SECTOR SPDR TR XLV 81369Y209 114215 835763 SH SOLE 0 0 835763 SELECT SECTOR SPDR TR XLY 81369Y407 73666 515615 SH SOLE 0 0 515615