0001591505-22-000005.txt : 20221108 0001591505-22-000005.hdr.sgml : 20221108 20221108110303 ACCESSION NUMBER: 0001591505-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221108 DATE AS OF CHANGE: 20221108 EFFECTIVENESS DATE: 20221108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 221367737 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001591505 XXXXXXXX 09-30-2022 09-30-2022 Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Brad Ackerman 813-575-7577 Bradley O. Ackerman Belleair Bluffs FL 11-08-2022 1 29 3126447 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F.xml Q3 13F iShares MSCI Emerging Markets Indx ETF EEM 464287234 2077 59550 SH SOLE 0 0 59550 iShares MSCI Emerging Markets Indx ETF EEM Call 464287904 220 5500 SH Call SOLE 0 0 5500 iShares MSCI Emerging Markets Indx ETF EEM Put 464287954 29171 741400 SH Put SOLE 0 0 741400 iShares MSCI EAFE ETF EFA 464287465 28809 514346 SH SOLE 0 0 514346 iShares MSCI EAFE ETF EFA Call 464287905 240 3700 SH Call SOLE 0 0 3700 iShares MSCI EAFE ETF EFA Put 464287955 31798 517000 SH Put SOLE 0 0 517000 SPDR Gold Trust GLD 78463V107 3511 22700 SH SOLE 0 0 22700 SPDR Gold Trust GLD Put 78463V957 3746 22700 SH Put SOLE 0 0 22700 ishares ETF - CORE MSCI EMKT IEMG 46434G103 23983 558000 SH SOLE 0 0 558000 IShares ETF-Rus2000 IWM 464287655 34617 209900 SH SOLE 0 0 209900 IShares ETF-Rus2000 IWM Put 464287955 323 1900 SH Put SOLE 0 0 1900 POWERSHARES QQQ TRUST QQQ 73935A104 304 1137 SH SOLE 0 0 1137 SPDR S&P 500 ETF TR SPY 78462F103 399663 1118940 SH SOLE 0 0 1118940 SPDR S&P 500 ETF TR SPY Call 78462F903 782618 1850800 SH Call SOLE 0 0 1850800 SPDR S&P 500 ETF TR SPY Put 78462F953 967206 2166300 SH Put SOLE 0 0 2166300 IShares ETF-20yr TLT 464287432 441 4300 SH SOLE 0 0 4300 IShares ETF-20yr TLT Put 464287952 288 2400 SH Put SOLE 0 0 2400 SELECT SECTOR SPDR TR XLB 81369Y100 20847 306535 SH SOLE 0 0 306535 SELECT SECTOR SPDR TR XLC 81369Y852 67503 1409537 SH SOLE 0 0 1409537 SELECT SECTOR SPDR TR XLE 81369Y506 37291 517790 SH SOLE 0 0 517790 SELECT SECTOR SPDR TR XLF 81369Y605 90773 2989873 SH SOLE 0 0 2989873 SELECT SECTOR SPDR TR XLI 81369Y704 65267 787868 SH SOLE 0 0 787868 SELECT SECTOR SPDR TR XLK 81369Y803 215978 1818298 SH SOLE 0 0 1818298 SELECT SECTOR SPDR TR XLP 81369Y308 55035 824745 SH SOLE 0 0 824745 SELECT SECTOR SPDR TR XLRE 81369Y860 21237 589754 SH SOLE 0 0 589754 SELECT SECTOR SPDR TR XLU 81369Y886 24629 375964 SH SOLE 0 0 375964 SELECT SECTOR SPDR TR XLV 81369Y209 123876 1022845 SH SOLE 0 0 1022845 SELECT SECTOR SPDR TR XLY 81369Y407 94996 666871 SH SOLE 0 0 666871