0001591478-16-000012.txt : 20161103 0001591478-16-000012.hdr.sgml : 20161103 20161103095620 ACCESSION NUMBER: 0001591478-16-000012 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 EFFECTIVENESS DATE: 20161103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Capital Management, LLC CENTRAL INDEX KEY: 0001591478 IRS NUMBER: 371693377 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-16131 FILM NUMBER: 161970427 BUSINESS ADDRESS: STREET 1: 277 E THIRD AVE, BUILDING A CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 970-382-8901 MAIL ADDRESS: STREET 1: 277 E THIRD AVE, BUILDING A CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Capital Management, Inc. DATE OF NAME CHANGE: 20131108 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0001591478 XXXXXXXX 09-30-2016 09-30-2016 Swan Capital Management, LLC
277 E THIRD AVE, BUILDING A DURANGO CO 81301
13F NOTICE 028-16131 0001591505 028-16047 Swan Global Investments, LLC N
Bradley O. Ackerman Director, Compliance 813-575-7577 Bradley O. Ackerman Tampa FL 11-03-2016