0001591452-23-000008.txt : 20230328 0001591452-23-000008.hdr.sgml : 20230328 20230328104707 ACCESSION NUMBER: 0001591452-23-000008 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CARUSO,JEANINE,RODGERS, FILED AS OF DATE: 20230327 DATE AS OF CHANGE: 20230328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fiscal Advisors & Marketing, Inc CENTRAL INDEX KEY: 0001591452 IRS NUMBER: 010730758 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02878 FILM NUMBER: 23767006 BUSINESS ADDRESS: STREET 1: 250 SOUTH CLINTON STREET STREET 2: SUITE 502 CITY: SYRACUSE STATE: NY ZIP: 13202 BUSINESS PHONE: 315-752-0051 MAIL ADDRESS: STREET 1: 250 SOUTH CLINTON STREET STREET 2: SUITE 502 CITY: SYRACUSE STATE: NY ZIP: 13202 MA-I/A 1 primary_doc.xml MA-I/A 0001591452 XXXXXXXX ELYSE M. ANDREWS 3157520051 eandrews@fiscaladvisors.com jcaruso@fiscaladvisors.com ccrowley@fiscaladvisors.com N 0001591452-23-000004 N Jeanine Rodgers Caruso N 1 0001591452 Fiscal Advisors & Marketing, Inc Fiscal Advisors & Marketing, Inc. 05-01-1998 N 867-00538 LOCATED 09-01-2019 SUPERVISED 05-01-1998 250 South Clinton Street Syracuse NY 13202 LOCATED 10-01-2019 63 PUTNAM STREET, SUITE 202 CAPITAL DISTRICT OFFICE SARATOGA SPRINGS NY 12866 LOCATED 01-18-2023 Jeanine Marie Rodgers 05-1998 Fiscal Advisors & Marketing, Inc. Syracuse NY 13202 Y N Municipal Advisor Y 03-2021 Country Knolls Stables LLC 24 Bluestone Ridge Halfmoon NY 12065 N N Horse Ownership (25%) Limited Partner 1 None N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-27-2023 Elyse M Andrews Chief Compliance Officer