0001591452-22-000015.txt : 20221110 0001591452-22-000015.hdr.sgml : 20221110 20221110093951 ACCESSION NUMBER: 0001591452-22-000015 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FERGUSON,BETH,ALISON, FILED AS OF DATE: 20221107 DATE AS OF CHANGE: 20221110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fiscal Advisors & Marketing, Inc CENTRAL INDEX KEY: 0001591452 IRS NUMBER: 010730758 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02878 FILM NUMBER: 221375382 BUSINESS ADDRESS: STREET 1: 250 SOUTH CLINTON STREET STREET 2: SUITE 502 CITY: SYRACUSE STATE: NY ZIP: 13202 BUSINESS PHONE: 315-752-0051 MAIL ADDRESS: STREET 1: 250 SOUTH CLINTON STREET STREET 2: SUITE 502 CITY: SYRACUSE STATE: NY ZIP: 13202 MA-I/A 1 primary_doc.xml MA-I/A 0001591452 XXXXXXXX Elyse M Andrews 3157520051 eandrews@fiscaladvisors.com jcaruso@fiscaladvisors.com ccrowley@fiscaladvisors.com bferguson@fiscaladvisors.com N 0001591452-20-000018 N Beth Alison Ferguson N 1 0001591452 Fiscal Advisors & Marketing, Inc 11-13-2019 N 867-00538 LOCATED 11-13-2019 SUPERVISED 11-13-2019 250 South Clinton Street SUITE 502 SYRACUSE NY 13202 LOCATED 11-13-2019 827 ROUTE 82 Suite 10231 HOPEWELL JUNCTION NY 12570 BETH ALISON BALDESCHWIELER 11-2019 FISCAL ADVISORS & MARKETING, INC. SYRACUSE NY 13202 Y N MUNICIPAL ADVISOR 06-2019 10-2019 SAGE MUNICIPAL ADVISORS, LLC HOPEWELL JUNCTION NY 12533 Y N MANAGIN DIRECTOR 05-2008 05-2019 CAPITAL MARKETS ADVISORS, LLC HOPEWELL JUNCTION NY 12533 Y N SENIOR VICE PRESIDENT Y 01-2009 BEEKMAN LIBRARY 11 TOWN CENTER BOULEVARD HOPEWELL JUNCTION NY 12533 N N PUBLIC LIBRARY TREASURER & TRUSTEE 4 OVERSEE OPERATIONS OF LIBRARY AND REVIEW FINANCIALS ON A MONTHLY BASIS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-07-2022 Elyse M. Andrews Chief Compliance Officer