0001062993-21-009973.txt : 20211029 0001062993-21-009973.hdr.sgml : 20211029 20211029152849 ACCESSION NUMBER: 0001062993-21-009973 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211029 DATE AS OF CHANGE: 20211029 EFFECTIVENESS DATE: 20211029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oppenheimer & Close, LLC CENTRAL INDEX KEY: 0001591377 IRS NUMBER: 134153181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15622 FILM NUMBER: 211362927 BUSINESS ADDRESS: STREET 1: 119 WEST 57TH STREET STREET 2: SUITE 1515 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)489-7527 MAIL ADDRESS: STREET 1: 119 WEST 57TH STREET STREET 2: SUITE 1515 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001591377 XXXXXXXX 09-30-2021 09-30-2021 Oppenheimer & Close, LLC

119 WEST 57TH STREET SUITE 1515 NEW YORK NY 10019

13F HOLDINGS REPORT 028-15622 Y Certain holdings reported as "Sole" are managed by Oppvest, LLC which is managed by the same individuals as Oppenheimer & Close, LLC and is considered to be part of the registered investment adviser. Carl K. Oppenheimer (212) 489-7527 Carl K. Oppenheimer New York NY 10-28-2021 0 64 104369 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AGNICO EAGLE MINES LTD COM 008474108 1181 22780 SH SOLE 22080 0 700 ALAMOS GOLD INC NEW COM CL A 011532108 1328 184755 SH SOLE 162420 0 22335 AMERISERV FINL INC COM 03074A102 1096 282382 SH SOLE 282382 0 0 AMREP CORP COM 032159105 1162 74073 SH SOLE 74073 0 0 BUILD-A-BEAR WORKSHOP INC COM 120076104 4799 283302 SH SOLE 283302 0 0 BAYCOM CORP COM 07272M107 396 21302 SH SOLE 21302 0 0 1895 BANCORP OF WIS INC COM 28253R105 128 11758 SH SOLE 11758 0 0 BRT APARTMENTS CORP COM 055645303 9629 499440 SH SOLE 260338 0 239102 CBM BANCORP INC COM 1248XT104 1359 85354 SH SOLE 85354 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 904 52780 SH SOLE 16120 0 36660 CENTERRA GOLD INC COM 152006102 1247 182645 SH SOLE 165045 0 17600 CISCO SYS INC COM 17275R102 5434 99839 SH SOLE 25145 0 74694 CULLMAN BANCORP INC COM 230153108 349 27175 SH SOLE 27175 0 0 EASTERN BANKSHARES INC COM 27627N105 1201 59190 SH SOLE 59190 0 0 EAGLE BANCORP MONT INC COM 26942G100 991 44566 SH SOLE 44566 0 0 EMX RTY CORP COM 26873J107 1168 456528 SH SOLE 405928 0 50600 ENGLOBAL CORP COM 293306106 1129 423200 SH SOLE 423200 0 0 EQUINOX GOLD CORP COM 29446Y502 1451 219972 SH SOLE 193112 0 26860 ESSA BANCORP INC COM 29667D104 1545 93749 SH SOLE 93749 0 0 FFBW INC MD COM 30260M103 637 52925 SH SOLE 52925 0 0 FLUSHING FINL CORP COM 343873105 655 29000 SH SOLE 29000 0 0 FIRST NORTHWEST BANCORP COM 335834107 1169 66606 SH SOLE 66606 0 0 FRP HLDGS INC COM 30292L107 2733 48882 SH SOLE 48872 0 10 FIRST SEACOAST BANCORP COM 33631P102 570 58770 SH SOLE 58770 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 660 22415 SH SOLE 0 0 22415 SPDR GOLD TR GOLD SHS 78463V107 4241 25827 SH SOLE 202 0 25625 CORNING INC COM 219350105 3652 100095 SH SOLE 30060 0 70035 ALPHABET INC CAP STK CL A 02079K305 788 295 SH SOLE 277 0 18 HOME FED BANCORP INC LA NEW COM 43708L108 1186 63258 SH SOLE 63258 0 0 HECLA MNG CO COM 422704106 1497 272290 SH SOLE 227380 0 44910 HOMETRUST BANCSHARES INC COM 437872104 1624 58046 SH SOLE 57346 0 700 HURCO CO COM 447324104 1464 45386 SH SOLE 45386 0 0 IF BANCORP INC COM 44951J105 1094 48250 SH SOLE 48250 0 0 KINROSS GOLD CORP COM 496902404 1236 230775 SH SOLE 201860 0 28915 KIRKLAND LAKE GOLD LTD COM 49741E100 4929 118340 SH SOLE 34129 0 84211 DORIAN LPG LTD SHS USD Y2106R110 6558 528490 SH SOLE 352878 0 175612 MCEWEN MNG INC COM 58039P107 388 373160 SH SOLE 35980 0 337180 NORTHEAST CMNTY BANCORP INC COM 664121100 922 84680 SH SOLE 84680 0 0 NEWMONT CORP COM 651639106 1205 22197 SH SOLE 21597 0 600 NEW GOLD INC CDA COM 644535106 920 868710 SH SOLE 783860 0 84850 OSISKO GOLD ROYALTIES LTD COM 68827L101 1394 124160 SH SOLE 113680 0 10480 PAN AMERN SILVER CORP COM 697900108 1374 59083 SH SOLE 52102 0 6981 PATRIOT TRANSN HLDG INC COM 70338W105 1424 124922 SH SOLE 124922 0 0 PB BANKSHARES INC COM 69318V103 237 17189 SH SOLE 17189 0 0 PATHFINDER BANCORP INC MD COM 70319R109 1609 99331 SH SOLE 99331 0 0 PFIZER INC COM 717081103 6499 151120 SH SOLE 32885 0 118235 SPROTT PHYSICAL GOLD TR UNIT 85207H104 441 32000 SH SOLE 32000 0 0 PRETIUM RES INC COM 74139C102 1394 144610 SH SOLE 129590 0 15020 RICHMOND MUT BANCORPORATION COM 76525P100 630 40000 SH SOLE 40000 0 0 SALISBURY BANCORP INC COM 795226109 453 8921 SH SOLE 8921 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 1262 219210 SH SOLE 195670 0 23540 SOUND FINL BANCORP INC COM 83607A100 1744 38824 SH SOLE 38824 0 0 SILVERCREST METALS INC COM 828363101 1132 162070 SH SOLE 149430 0 12640 SEACOR MARINE HLDGS INC COM 78413P101 4266 921524 SH SOLE 360168 0 561356 TAYLOR DEVICES INC COM 877163105 717 63750 SH SOLE 63750 0 0 TC BANCSHARES INC COM 87224V108 379 27200 SH SOLE 27200 0 0 TEXAS COMMUNITY BANCSHARES I COM 88231Q108 377 25000 SH SOLE 25000 0 0 TRINITY PL HLDGS INC COM 89656D101 642 327702 SH SOLE 327702 0 0 TEJON RANCH CO COM 879080109 1080 60856 SH SOLE 60856 0 0 VIDLER WATER RESOUCES INC COM 92660E107 220 19336 SH SOLE 19336 0 0 ENCORE WIRE CORP COM 292562105 241 2550 SH SOLE 2550 0 0 WILLIAM PENN BANCORPORATION COM 96927A105 1943 159150 SH SOLE 159150 0 0 WALMART INC COM 931142103 237 1705 SH SOLE 0 0 1705 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 49 15000 SH SOLE 15000 0 0