0001179706-18-000134.txt : 20180605
0001179706-18-000134.hdr.sgml : 20180605
20180605205157
ACCESSION NUMBER: 0001179706-18-000134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180601
FILED AS OF DATE: 20180605
DATE AS OF CHANGE: 20180605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ricci Jeff T
CENTRAL INDEX KEY: 0001591357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 18882799
MAIL ADDRESS:
STREET 1: C/O HEWLETT-PACKARD COMPANY
STREET 2: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-06-01
0001645590
Hewlett Packard Enterprise Co
HPE
0001591357
Ricci Jeff T
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO
CA
94304
0
1
0
0
SVP, Controller & PAO
Common Stock
2018-06-01
4
M
0
72595
8.62
A
72595
D
Common Stock
2018-06-01
4
S
0
72595
15.403
D
0
D
Common Stock
2018-06-01
4
M
0
17000
8.83
A
17000
D
Common Stock
2018-06-01
4
S
0
17000
15.403
D
0
D
Common Stock
2018-06-01
4
M
0
25073
15.53
A
25073
D
Common Stock
2018-06-01
4
F
0
8802
15.53
D
16271
D
Common Stock
2018-06-01
4
M
0
17616
15.53
A
33887
D
Common Stock
2018-06-01
4
F
0
8587
15.53
D
25300
D
Common Stock
2018-06-05
4
S
0
25300
15.5456
D
0
D
Employee Stock Option (Right to Buy)
8.62
2018-06-01
4
M
0
72595
0
D
2016-11-02
2023-11-02
Common Stock
72595
0
D
Employee Stock Option (Right to Buy)
8.83
2018-06-01
4
M
0
17000
0
D
2016-12-09
2023-12-09
Common Stock
17000
0
D
Restricted Stock Units
2018-06-01
4
M
0
25073
D
Common Stock
25073
0
D
Restricted Stock Units
2018-06-01
4
M
0
17616
D
Common Stock
17616
0
D
Restricted Stock Units
2018-01-03
4
A
0
193.297
A
Common Stock
193.297
20946.297
D
Restricted Stock Units
2018-01-03
4
A
0
564.8658
A
Common Stock
564.8658
60339.8658
D
The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/18.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.33 to $15.49. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.45 to $15.635. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.
This option reflects post spin-off conversion adjustments previously reported.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 11/02/15 the reporting person was granted 43,133 Restricted Stock Units ("RSUs"), 14,377 of which vested on 11/02/16, 24,196 of which vested on 11/02/17, and 24,196 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 123.4490 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 105.20 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 877 vested dividend equivalent rights and a de minimus adjustment of 0.3510 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 86.7347 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 73.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 616 vested dividend equivalent rights and a de minimus adjustment of 0.3523 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which vested on 12/07/17, 10,227 of which will vest on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.2970 dividend equivalent rights being reported include 104.3622 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 88.9348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 564.8658 dividend equivalent rights being reported include 304.9745 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 259.8913 at $17.25 per RSU credited to the reporting person's account on 04/04/18.
Derek Windham as Attorney-in-Fact for Jeff T. Ricci
2018-06-05