0001179706-17-000275.txt : 20171212 0001179706-17-000275.hdr.sgml : 20171212 20171212164717 ACCESSION NUMBER: 0001179706-17-000275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171209 FILED AS OF DATE: 20171212 DATE AS OF CHANGE: 20171212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ricci Jeff T CENTRAL INDEX KEY: 0001591357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 171252247 MAIL ADDRESS: STREET 1: C/O HEWLETT-PACKARD COMPANY STREET 2: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-12-09 0001645590 Hewlett Packard Enterprise Co HPE 0001591357 Ricci Jeff T C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 SVP, Controller & PAO Common Stock 2017-12-09 4 M 0 17454 14.34 A 22416 D Common Stock 2017-12-09 4 F 0 9109 14.34 D 13307 D Common Stock 2017-12-10 4 M 0 7075 14.34 A 20382 D Common Stock 2017-12-10 4 F 0 3693 14.34 D 16689 D Restricted Stock Units 2017-12-09 4 M 0 17454 D Common Stock 17454 17455 D Restricted Stock Units 2017-12-10 4 M 0 7075 D Common Stock 7075 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/09/15 the reporting person was granted 30,303 restricted stock units ("RSUs"), 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 457 vested dividend equivalent rights and a de minimus adjustment of 0.5641 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 6,752 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 323 vested dividend equivalent rights and a de minimus adjustment of 0.3750 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported. Derek Windham as Attorney-in-Fact for Jeff T. Ricci 2017-12-12