0001179706-17-000123.txt : 20170426
0001179706-17-000123.hdr.sgml : 20170426
20170426191705
ACCESSION NUMBER: 0001179706-17-000123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170424
FILED AS OF DATE: 20170426
DATE AS OF CHANGE: 20170426
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ricci Jeff T
CENTRAL INDEX KEY: 0001591357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 17785830
MAIL ADDRESS:
STREET 1: C/O HEWLETT-PACKARD COMPANY
STREET 2: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-04-24
0001645590
Hewlett Packard Enterprise Co
HPE
0001591357
Ricci Jeff T
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO
CA
94304
0
1
0
0
SVP, Controller & PAO
Common Stock
2017-04-24
4
M
0
31695
15.79
A
31695
D
Common Stock
2017-04-24
4
S
0
31695
18.2266
D
0
D
Employee Stock Option (Right to Buy)
15.79
2017-04-24
4
M
0
31695
0
D
2015-12-10
2022-12-10
Common Stock
31695
15848
D
Restricted Stock Units
2017-04-01
4
A
0
2480.8301
A
Common Stock
2480.8301
10315.346
D
Restricted Stock Units
2017-04-01
4
A
0
1315.6391
A
Common Stock
1315.6391
5472.7626
D
Restricted Stock Units
2017-04-01
4
A
0
9242.0741
A
Common Stock
9242.0741
38427.7816
D
Restricted Stock Units
2017-04-01
4
A
0
6492.6324
A
Common Stock
6492.6324
26996.6294
D
Restricted Stock Units
2017-04-01
4
A
0
5789.004
A
Common Stock
5789.004
24072.5432
D
The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/10/17.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.22 to $18.23. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.
As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 9,867 of which will vest on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 9 includes 20.7723 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 5,283 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 9 includes 11.1235 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which vested on 11/02/16, 18,931 of which will vest on 11/02/17, and 18,931 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 9 includes 79.7075 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, and 13,299 of which will vest on 12/09/17, and 13,300 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 9 includes 55.9970 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 12/07/16 the reporting person was granted 18,233 restricted stock units ("RSUs"), 8,001 of which will vest on 12/07/17, and 8,002 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivatives in column 9 includes 50.5392 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
Derek Windham as Attorney-in-Fact for Jeff T. Ricci
2017-04-26