0001179706-16-000432.txt : 20160802 0001179706-16-000432.hdr.sgml : 20160802 20160802182703 ACCESSION NUMBER: 0001179706-16-000432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160729 FILED AS OF DATE: 20160802 DATE AS OF CHANGE: 20160802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ricci Jeff T CENTRAL INDEX KEY: 0001591357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 161801807 MAIL ADDRESS: STREET 1: C/O HEWLETT-PACKARD COMPANY STREET 2: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-07-29 0001645590 Hewlett Packard Enterprise Co HPE 0001591357 Ricci Jeff T C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 SVP, Controller & PAO Common Stock 2016-07-29 4 M 0 28776 19.70 A 28776 D Common Stock 2016-07-29 4 S 0 28776 21.40 D 0 D Employee Stock Option (Right to Buy) 19.70 2016-07-29 4 M 0 28776 0 D 2010-04-21 2017-04-21 Common Stock 28776 0 D Restricted Stock Units 2016-07-06 4 A 0 17.4266 A Common Stock 17.4266 6119.6235 D Restricted Stock Units 2016-07-06 4 A 0 22.4005 A Common Stock 22.4005 7795.4005 D Restricted Stock Units 2016-07-06 4 A 0 23.9878 A Common Stock 23.9878 8272.5139 D Restricted Stock Units 2016-07-06 4 A 0 128.9302 A Common Stock 128.9302 43554.3106 D Restricted Stock Units 2016-07-06 4 A 0 90.5796 A Common Stock 90.5796 30598.9908 D The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/03/16. This option became exercisable beginning on this date. This option is no longer exercisable beginning on this date. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/11/13 the reporting person was granted 9,726 RSUs, 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 17.4266 dividend equivalent rights being reported reflect 17.4266 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 7,494 of which will vest on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 22.4005 dividend equivalent rights being reported reflect 22.4005 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 23.9878 dividend equivalent rights being reported reflect 23.9878 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which will vest on 11/02/16, and 14,378 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 128.9302 dividend equivalent rights being reported reflect 128.9302 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 90.5796 dividend equivalent rights being reported reflect 90.5796 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. Derek Windham as Attorney-in-Fact for Jeff T. Ricci 2016-08-02