0000899243-22-035367.txt : 20221108
0000899243-22-035367.hdr.sgml : 20221108
20221108163035
ACCESSION NUMBER: 0000899243-22-035367
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221104
FILED AS OF DATE: 20221108
DATE AS OF CHANGE: 20221108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yucca (Jersey) SLP
CENTRAL INDEX KEY: 0001591294
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221369361
BUSINESS ADDRESS:
STREET 1: OGIER HOUSE
STREET 2: THE ESPLANADE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 9WG
BUSINESS PHONE: 44-0-1534-833400
MAIL ADDRESS:
STREET 1: NO. 1 SEATON PLACE
CITY: ST. HELIER
STATE: Y9
ZIP: Y9 JE48YJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: INDEX VENTURES VII (JERSEY), L.P.
CENTRAL INDEX KEY: 0001604856
STATE OF INCORPORATION: Y9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221369365
BUSINESS ADDRESS:
STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) LTD
STREET 2: NO. 1 SEATON PLACE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 8YJ
BUSINESS PHONE: 44 (0) 1534 605600
MAIL ADDRESS:
STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) LTD
STREET 2: NO. 1 SEATON PLACE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 8YJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: INDEX VENTURES VII PARALLEL ENTREPRENEUR FUND (JERSEY), L.P.
CENTRAL INDEX KEY: 0001612238
STATE OF INCORPORATION: Y9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221369364
BUSINESS ADDRESS:
STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) LTD
STREET 2: NO. 1 SEATON PLACE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 8YJ
BUSINESS PHONE: 44 (0) 1534 605600
MAIL ADDRESS:
STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) LTD
STREET 2: NO. 1 SEATON PLACE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 8YJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Venture Associates VII Ltd
CENTRAL INDEX KEY: 0001866169
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221369363
BUSINESS ADDRESS:
STREET 1: 44 ESPLANADE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 9WG
BUSINESS PHONE: 44 0 1534-504000
MAIL ADDRESS:
STREET 1: 44 ESPLANADE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 9WG
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Ventures Growth IV (Jersey), L.P.
CENTRAL INDEX KEY: 0001746441
STATE OF INCORPORATION: Y9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221369362
BUSINESS ADDRESS:
STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY)
STREET 2: LIMITED, NO. 1 SEATON PLACE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 8YJ
BUSINESS PHONE: 44 (0) 1534 605600
MAIL ADDRESS:
STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY)
STREET 2: LIMITED, NO. 1 SEATON PLACE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 8YJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Venture Growth Associates IV Ltd
CENTRAL INDEX KEY: 0001865141
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221369360
BUSINESS ADDRESS:
STREET 1: 44 ESPLANADE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 9WG
BUSINESS PHONE: 44 0 1534-504000
MAIL ADDRESS:
STREET 1: 44 ESPLANADE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 9WG
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Confluent, Inc.
CENTRAL INDEX KEY: 0001699838
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 471824387
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-439-3207
MAIL ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-04
0
0001699838
Confluent, Inc.
CFLT
0001604856
INDEX VENTURES VII (JERSEY), L.P.
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
0
0
1
0
0001612238
INDEX VENTURES VII PARALLEL ENTREPRENEUR FUND (JERSEY), L.P.
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
0
0
1
0
0001866169
Index Venture Associates VII Ltd
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
0
0
1
0
0001746441
Index Ventures Growth IV (Jersey), L.P.
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
0
0
1
0
0001591294
Yucca (Jersey) SLP
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
0
0
1
0
0001865141
Index Venture Growth Associates IV Ltd
5TH FLOOR, 44 ESPLANADE
ST. HELIER
JE1 3FG
0
0
1
0
Class A Common Stock
2022-11-04
4
C
0
3388055
0.00
A
3388055
D
Class A Common Stock
2022-11-04
4
J
0
3247544
0.00
D
140511
D
Class A Common Stock
2022-11-04
4
C
0
83953
0.00
A
83953
I
By Index Ventures VII Parallel Entrepreneur Fund (Jersey) L.P.
Class A Common Stock
2022-11-04
4
J
0
83953
0.00
D
0
I
By Index Ventures VII Parallel Entrepreneur Fund (Jersey) L.P.
Class A Common Stock
2022-11-04
4
J
0
576217
0.00
D
0
I
By Index Venture Associates VII Limited
Class A Common Stock
2022-11-04
4
C
0
931763
0.00
A
931763
I
By Index Ventures Growth IV (Jersey) L.P.
Class A Common Stock
2022-11-04
4
J
0
931763
0.00
D
0
I
By Index Ventures Growth IV (Jersey) L.P.
Class A Common Stock
2022-11-04
4
C
0
68986
0.00
A
68986
I
By Yucca (Jersey) SLP
Class A Common Stock
2022-11-04
4
J
0
44846
0.00
D
24140
I
By Yucca (Jersey) SLP
Class B Common Stock
2022-11-04
4
C
0
3388055
0.00
D
Class A Common Stock
3388055
14681573
D
Class B Common Stock
2022-11-04
4
C
0
83953
0.00
D
Class A Common Stock
83953
363796
I
By Index Ventures VII Parallel Entrepreneur Fund (Jersey) L.P.
Class B Common Stock
2022-11-04
4
C
0
931763
0.00
D
Class A Common Stock
931763
4037640
I
By Index Ventures Growth IV (Jersey) L.P.
Class B Common Stock
2022-11-04
4
C
0
68986
0.00
D
Class A Common Stock
68986
298941
I
By Yucca (Jersey) SLP
On November 4, 2022, Index Ventures VII (Jersey) L.P. ("Index VII") converted in the aggregate 3,388,055 shares of the Issuer's Class B Common Stock into 3,388,055 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Index VII distributed in-kind, without consideration, 3,247,544 shares of Class A Common Stock pro-rata to its limited partners and its general partner, Index Venture Associates VII Limited ("IVA VII") in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). On the same date, IVA VII distributed in-kind, without consideration, 564,787 shares of Class A Common Stock received in the Index VII distribution pro-rata to its shareholders, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
The shares are held by Index VII. IVA VII is the general partner of Index VII. IVA VII disclaims beneficial ownership of such shares for purposes of Section 16 of the Exchange Act ("Section 16") except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.
On November 4, 2022, Index Ventures VII Parallel Entrepreneur Fund (Jersey) L.P. ("Index VII Parallel") converted in the aggregate 83,953 shares of the Issuer's Class B Common Stock into 83,953 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Index VII Parallel distributed in-kind, without consideration, 83,953 shares of Class A Common Stock pro-rata to its limited partners and its general partner, IVA VII in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act. On the same date, IVA VII distributed in-kind, without consideration, 11,430 shares of Class A Common Stock received in the Index VII Parallel distribution pro-rata to its shareholders, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
The shares are held by Index VII Parallel. IVA VII is the general partner of Index VII Parallel. IVA VII disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.
The shares are held by IVA VII.
On November 4, 2022, Index Ventures Growth IV (Jersey) L.P. ("Index Growth IV") converted in the aggregate 931,763 shares of the Issuer's Class B Common Stock into 931,763 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Index Growth IV distributed in-kind, without consideration, 931,763 shares of Class A Common Stock pro-rata to its limited partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
The shares are held by Index Growth IV. Index Venture Growth Associates IV Limited ("IVGA IV") is the general partner of Index Growth IV. IVGA IV disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.
On November 4, 2022, Yucca (Jersey) SLP ("Yucca") converted in the aggregate 68,986 shares of the Issuer's Class B Common Stock into 68,986 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Yucca distributed in-kind, without consideration, 44,846 shares of Class A Common Stock pro-rata to its partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
The shares are held by Yucca. Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Index funds' investment (in this case, Index VII, Index VII Parallel and Index Growth IV). Each of IVA VII and IVGA IV disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.
Each share of Class B Common Stock held by the reporting persons will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the reporting person into one share of Class A Common Stock.
Index Ventures VII (Jersey) LP, By: Index Venture Associates VII Limited, as Managing General Partner, By: /s/ Alex Clark Hutchison, Alternate Director
2022-11-08
Index Ventures VII Parallel Entrepreneur Fund (Jersey) LP, By: Index Venture Associates VII Limited, as Managing General Partner, By: /s/ Alex Clark Hutchison, Alternate Director
2022-11-08
Index Venture Associates VII Limited, By: /s/ Alex Clark Hutchison, Alternate Director
2022-11-08
Index Ventures Growth IV (Jersey), LP, By: Index Venture Growth Associates IV Limited, as Managing General Partner, By: /s/ Alex Clark Hutchison, Alternate Director
2022-11-08
Index Venture Growth Associates IV Limited, By: /s/ Alex Clark Hutchison, Alternate Director
2022-11-08
Yucca (Jersey) SLP, By: Intertrust Employee Benefit Services Limited, as authorized signatory of Yucca (Jersey) SLP in its capacity as Administrator of the Index Co-Investment Scheme, By: /s/ Lucy Miller and /s/ Chris Gottard, Authorized Signatories
2022-11-08