0000899243-22-035367.txt : 20221108 0000899243-22-035367.hdr.sgml : 20221108 20221108163035 ACCESSION NUMBER: 0000899243-22-035367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221104 FILED AS OF DATE: 20221108 DATE AS OF CHANGE: 20221108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yucca (Jersey) SLP CENTRAL INDEX KEY: 0001591294 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221369361 BUSINESS ADDRESS: STREET 1: OGIER HOUSE STREET 2: THE ESPLANADE CITY: ST. HELIER STATE: Y9 ZIP: JE4 9WG BUSINESS PHONE: 44-0-1534-833400 MAIL ADDRESS: STREET 1: NO. 1 SEATON PLACE CITY: ST. HELIER STATE: Y9 ZIP: Y9 JE48YJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INDEX VENTURES VII (JERSEY), L.P. CENTRAL INDEX KEY: 0001604856 STATE OF INCORPORATION: Y9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221369365 BUSINESS ADDRESS: STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) LTD STREET 2: NO. 1 SEATON PLACE CITY: ST. HELIER STATE: Y9 ZIP: JE4 8YJ BUSINESS PHONE: 44 (0) 1534 605600 MAIL ADDRESS: STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) LTD STREET 2: NO. 1 SEATON PLACE CITY: ST. HELIER STATE: Y9 ZIP: JE4 8YJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INDEX VENTURES VII PARALLEL ENTREPRENEUR FUND (JERSEY), L.P. CENTRAL INDEX KEY: 0001612238 STATE OF INCORPORATION: Y9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221369364 BUSINESS ADDRESS: STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) LTD STREET 2: NO. 1 SEATON PLACE CITY: ST. HELIER STATE: Y9 ZIP: JE4 8YJ BUSINESS PHONE: 44 (0) 1534 605600 MAIL ADDRESS: STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) LTD STREET 2: NO. 1 SEATON PLACE CITY: ST. HELIER STATE: Y9 ZIP: JE4 8YJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Index Venture Associates VII Ltd CENTRAL INDEX KEY: 0001866169 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221369363 BUSINESS ADDRESS: STREET 1: 44 ESPLANADE CITY: ST. HELIER STATE: Y9 ZIP: JE4 9WG BUSINESS PHONE: 44 0 1534-504000 MAIL ADDRESS: STREET 1: 44 ESPLANADE CITY: ST. HELIER STATE: Y9 ZIP: JE4 9WG REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Index Ventures Growth IV (Jersey), L.P. CENTRAL INDEX KEY: 0001746441 STATE OF INCORPORATION: Y9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221369362 BUSINESS ADDRESS: STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) STREET 2: LIMITED, NO. 1 SEATON PLACE CITY: ST. HELIER STATE: Y9 ZIP: JE4 8YJ BUSINESS PHONE: 44 (0) 1534 605600 MAIL ADDRESS: STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) STREET 2: LIMITED, NO. 1 SEATON PLACE CITY: ST. HELIER STATE: Y9 ZIP: JE4 8YJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Index Venture Growth Associates IV Ltd CENTRAL INDEX KEY: 0001865141 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221369360 BUSINESS ADDRESS: STREET 1: 44 ESPLANADE CITY: ST. HELIER STATE: Y9 ZIP: JE4 9WG BUSINESS PHONE: 44 0 1534-504000 MAIL ADDRESS: STREET 1: 44 ESPLANADE CITY: ST. HELIER STATE: Y9 ZIP: JE4 9WG ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-04 0 0001699838 Confluent, Inc. CFLT 0001604856 INDEX VENTURES VII (JERSEY), L.P. 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 0 0 1 0 0001612238 INDEX VENTURES VII PARALLEL ENTREPRENEUR FUND (JERSEY), L.P. 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 0 0 1 0 0001866169 Index Venture Associates VII Ltd 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 0 0 1 0 0001746441 Index Ventures Growth IV (Jersey), L.P. 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 0 0 1 0 0001591294 Yucca (Jersey) SLP 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 0 0 1 0 0001865141 Index Venture Growth Associates IV Ltd 5TH FLOOR, 44 ESPLANADE ST. HELIER JE1 3FG 0 0 1 0 Class A Common Stock 2022-11-04 4 C 0 3388055 0.00 A 3388055 D Class A Common Stock 2022-11-04 4 J 0 3247544 0.00 D 140511 D Class A Common Stock 2022-11-04 4 C 0 83953 0.00 A 83953 I By Index Ventures VII Parallel Entrepreneur Fund (Jersey) L.P. Class A Common Stock 2022-11-04 4 J 0 83953 0.00 D 0 I By Index Ventures VII Parallel Entrepreneur Fund (Jersey) L.P. Class A Common Stock 2022-11-04 4 J 0 576217 0.00 D 0 I By Index Venture Associates VII Limited Class A Common Stock 2022-11-04 4 C 0 931763 0.00 A 931763 I By Index Ventures Growth IV (Jersey) L.P. Class A Common Stock 2022-11-04 4 J 0 931763 0.00 D 0 I By Index Ventures Growth IV (Jersey) L.P. Class A Common Stock 2022-11-04 4 C 0 68986 0.00 A 68986 I By Yucca (Jersey) SLP Class A Common Stock 2022-11-04 4 J 0 44846 0.00 D 24140 I By Yucca (Jersey) SLP Class B Common Stock 2022-11-04 4 C 0 3388055 0.00 D Class A Common Stock 3388055 14681573 D Class B Common Stock 2022-11-04 4 C 0 83953 0.00 D Class A Common Stock 83953 363796 I By Index Ventures VII Parallel Entrepreneur Fund (Jersey) L.P. Class B Common Stock 2022-11-04 4 C 0 931763 0.00 D Class A Common Stock 931763 4037640 I By Index Ventures Growth IV (Jersey) L.P. Class B Common Stock 2022-11-04 4 C 0 68986 0.00 D Class A Common Stock 68986 298941 I By Yucca (Jersey) SLP On November 4, 2022, Index Ventures VII (Jersey) L.P. ("Index VII") converted in the aggregate 3,388,055 shares of the Issuer's Class B Common Stock into 3,388,055 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Index VII distributed in-kind, without consideration, 3,247,544 shares of Class A Common Stock pro-rata to its limited partners and its general partner, Index Venture Associates VII Limited ("IVA VII") in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). On the same date, IVA VII distributed in-kind, without consideration, 564,787 shares of Class A Common Stock received in the Index VII distribution pro-rata to its shareholders, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act. The shares are held by Index VII. IVA VII is the general partner of Index VII. IVA VII disclaims beneficial ownership of such shares for purposes of Section 16 of the Exchange Act ("Section 16") except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose. On November 4, 2022, Index Ventures VII Parallel Entrepreneur Fund (Jersey) L.P. ("Index VII Parallel") converted in the aggregate 83,953 shares of the Issuer's Class B Common Stock into 83,953 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Index VII Parallel distributed in-kind, without consideration, 83,953 shares of Class A Common Stock pro-rata to its limited partners and its general partner, IVA VII in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act. On the same date, IVA VII distributed in-kind, without consideration, 11,430 shares of Class A Common Stock received in the Index VII Parallel distribution pro-rata to its shareholders, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act. The shares are held by Index VII Parallel. IVA VII is the general partner of Index VII Parallel. IVA VII disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose. The shares are held by IVA VII. On November 4, 2022, Index Ventures Growth IV (Jersey) L.P. ("Index Growth IV") converted in the aggregate 931,763 shares of the Issuer's Class B Common Stock into 931,763 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Index Growth IV distributed in-kind, without consideration, 931,763 shares of Class A Common Stock pro-rata to its limited partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act. The shares are held by Index Growth IV. Index Venture Growth Associates IV Limited ("IVGA IV") is the general partner of Index Growth IV. IVGA IV disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose. On November 4, 2022, Yucca (Jersey) SLP ("Yucca") converted in the aggregate 68,986 shares of the Issuer's Class B Common Stock into 68,986 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Yucca distributed in-kind, without consideration, 44,846 shares of Class A Common Stock pro-rata to its partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act. The shares are held by Yucca. Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Index funds' investment (in this case, Index VII, Index VII Parallel and Index Growth IV). Each of IVA VII and IVGA IV disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose. Each share of Class B Common Stock held by the reporting persons will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the reporting person into one share of Class A Common Stock. Index Ventures VII (Jersey) LP, By: Index Venture Associates VII Limited, as Managing General Partner, By: /s/ Alex Clark Hutchison, Alternate Director 2022-11-08 Index Ventures VII Parallel Entrepreneur Fund (Jersey) LP, By: Index Venture Associates VII Limited, as Managing General Partner, By: /s/ Alex Clark Hutchison, Alternate Director 2022-11-08 Index Venture Associates VII Limited, By: /s/ Alex Clark Hutchison, Alternate Director 2022-11-08 Index Ventures Growth IV (Jersey), LP, By: Index Venture Growth Associates IV Limited, as Managing General Partner, By: /s/ Alex Clark Hutchison, Alternate Director 2022-11-08 Index Venture Growth Associates IV Limited, By: /s/ Alex Clark Hutchison, Alternate Director 2022-11-08 Yucca (Jersey) SLP, By: Intertrust Employee Benefit Services Limited, as authorized signatory of Yucca (Jersey) SLP in its capacity as Administrator of the Index Co-Investment Scheme, By: /s/ Lucy Miller and /s/ Chris Gottard, Authorized Signatories 2022-11-08