0000899243-21-030652.txt : 20210729
0000899243-21-030652.hdr.sgml : 20210729
20210729173417
ACCESSION NUMBER: 0000899243-21-030652
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210729
FILED AS OF DATE: 20210729
DATE AS OF CHANGE: 20210729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yucca (Jersey) SLP
CENTRAL INDEX KEY: 0001591294
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 211128832
BUSINESS ADDRESS:
STREET 1: OGIER HOUSE
STREET 2: THE ESPLANADE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 9WG
BUSINESS PHONE: 44-0-1534-833400
MAIL ADDRESS:
STREET 1: NO. 1 SEATON PLACE
CITY: ST. HELIER
STATE: Y9
ZIP: Y9 JE48YJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Venture Associates V Ltd
CENTRAL INDEX KEY: 0001611751
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 211128835
BUSINESS ADDRESS:
STREET 1: 44 ESPLANADE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE4 9WG
BUSINESS PHONE: 44 0 1534-504000
MAIL ADDRESS:
STREET 1: 44 ESPLANADE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE4 9WG
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Ventures Growth III (Jersey), L.P.
CENTRAL INDEX KEY: 0001638260
STATE OF INCORPORATION: Y9
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 211128838
BUSINESS ADDRESS:
STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) LTD
STREET 2: NO. 1 SEATON PLACE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 8YJ
BUSINESS PHONE: 44 (0) 1534 605600
MAIL ADDRESS:
STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) LTD
STREET 2: NO. 1 SEATON PLACE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 8YJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Ventures VI (Jersey) LP
CENTRAL INDEX KEY: 0001754862
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 211128839
BUSINESS ADDRESS:
STREET 1: NO. 1 SEATON PLACE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE48YJ
BUSINESS PHONE: 441534605749
MAIL ADDRESS:
STREET 1: NO. 1 SEATON PLACE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE48YJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Ventures Growth V (Jersey), L.P.
CENTRAL INDEX KEY: 0001808239
STATE OF INCORPORATION: Y9
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 211128836
BUSINESS ADDRESS:
STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) LTD.
STREET 2: 44 ESPLANADE, 5TH FLOOR
CITY: ST. HELIER
STATE: Y9
ZIP: JE1 3FG
BUSINESS PHONE: 44 1534 605600
MAIL ADDRESS:
STREET 1: C/O EFG WEALTH SOLUTIONS (JERSEY) LTD.
STREET 2: 44 ESPLANADE, 5TH FLOOR
CITY: ST. HELIER
STATE: Y9
ZIP: JE1 3FG
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Venture Associates VI Ltd
CENTRAL INDEX KEY: 0001755035
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 211128833
BUSINESS ADDRESS:
STREET 1: 5TH FLOOR, 44 ESPLANADE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE1 3FG
BUSINESS PHONE: 441534605749
MAIL ADDRESS:
STREET 1: 5TH FLOOR, 44 ESPLANADE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE1 3FG
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP
CENTRAL INDEX KEY: 0001754871
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 211128834
BUSINESS ADDRESS:
STREET 1: NO. 1 SEATON PLACE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE48YJ
BUSINESS PHONE: 44153460574
MAIL ADDRESS:
STREET 1: NO. 1 SEATON PLACE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE48YJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Venture Growth Associates III Ltd
CENTRAL INDEX KEY: 0001785453
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 211128837
BUSINESS ADDRESS:
STREET 1: 5TH FLOOR, 44 ESPLANADE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE1 3FG
BUSINESS PHONE: 44-1534-605639
MAIL ADDRESS:
STREET 1: 5TH FLOOR, 44 ESPLANADE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE1 3FG
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Robinhood Markets, Inc.
CENTRAL INDEX KEY: 0001783879
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 464364776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 WILLOW STREET
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 844-428-5411
MAIL ADDRESS:
STREET 1: 85 WILLOW STREET
CITY: MENLO PARK
STATE: CA
ZIP: 94025
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2021-07-29
0
0001783879
Robinhood Markets, Inc.
HOOD
0001754862
Index Ventures VI (Jersey) LP
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
1
0
1
0
0001638260
Index Ventures Growth III (Jersey), L.P.
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
1
0
1
0
0001785453
Index Venture Growth Associates III Ltd
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
1
0
1
0
0001808239
Index Ventures Growth V (Jersey), L.P.
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
1
0
1
0
0001611751
Index Venture Associates V Ltd
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
1
0
1
0
0001754871
Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
1
0
1
0
0001755035
Index Venture Associates VI Ltd
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
1
0
1
0
0001591294
Yucca (Jersey) SLP
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
1
0
1
0
Common Stock
3140180
I
By Index Ventures Growth III (Jersey), L.P.
Common Stock
2552640
D
Common Stock
51520
I
By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P.
Common Stock
80780
I
By Yucca (Jersey) SLP
Series A Redeemable Convertible Preferred Stock
Common Stock
55798140
D
Series A Redeemable Convertible Preferred Stock
Common Stock
1126280
I
By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P.
Series A Redeemable Convertible Preferred Stock
Common Stock
720560
I
By Yucca (Jersey) SLP
Series B Redeemable Convertible Preferred Stock
Common Stock
11671300
D
Series B Redeemable Convertible Preferred Stock
Common Stock
235580
I
By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P.
Series B Redeemable Convertible Preferred Stock
Common Stock
150720
I
By Yucca (Jersey) SLP
Series C Redeemable Convertible Preferred Stock
Common Stock
7156340
I
By Index Ventures Growth III (Jersey), L.P.
Series C Redeemable Convertible Preferred Stock
Common Stock
108960
I
By Yucca (Jersey) SLP
Tranche I Convertible Promissory Note
26.60
Common Stock
56390
I
By Yucca (Jersey) SLP
Tranche I Convertible Promissory Note
26.60
Common Stock
1823308
I
By Index Ventures Growth V (Jersey) L.P.
Warrants to Purchase Stock
26.60
2031-02-12
Common Stock
8458
I
By Yucca (Jersey) SLP
Warrants to Purchase Stock
26.60
2031-02-12
Common Stock
273496
I
By Index Ventures Growth V (Jersey) L.P.
Immediately prior to closing of the Issuer's initial public offering ("IPO"), the shares of Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") will automatically convert into shares of Common Stock. Immediately following such conversion but prior to closing of the IPO, the shares of Common Stock will be reclassified into Class A Common Stock on a one-for-one basis (the "Reclassification").
The securities are held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
The securities are held by Index Ventures VI (Jersey) L.P. ("Index VI"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
The securities are held by Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel"). IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose.
These shares of Preferred Stock are convertible into Common Stock at the option of the holder, and will automatically convert into the number of shares shown in column 3 immediately prior to closing of the IPO. The Preferred Stock has no expiration date.
Following the conversion of the Preferred Stock and the Reclassification, the principal amount of the Convertible Note (together with accrued interest thereon) will convert upon the closing of the IPO into Class A Common Stock at a conversion price equal to $26.60. The Convertible Notes do not have a maturity date. The number of shares reported in Column 3 represents the principal amount divided by the conversion price, and the ultimate conversion amount will include additional shares representing accrued interest.
The Convertible Notes and Warrants were initially issued on February 12, 2021 and contained various predetermined and automatic adjustment provisions contingent upon the occurrence of specified events. As a result of the IPO pricing, the ultimate conversion or exercise price, as applicable, became fixed at $26.60, contingent upon closing of the IPO. Upon closing of the IPO, the Warrants will become exercisable for shares of Class A Common Stock.
The securities are held by Index Ventures Growth V (Jersey), L.P. ("Index Growth V"). Index Venture Growth Associates V Limited ("IVGA V") is the managing general partner of Index Growth V and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
Jan Hammer, a Partner at Index Ventures, has been deputized to represent the Reporting Persons on the board of directors of the Issuer. By virtue of Mr. Hammer's representation, for purposes of Section 16 of the Securities Exchange Act of 1934, each of the Reporting Persons may be deemed directors by deputization of the Issuer. Mr. Hammer has filed a separate Section 16 report disclosing securities of the Issuer that he may be deemed to beneficially own for Section 16 purposes.
Index Ventures VI (Jersey) L.P., By: Index Venture Associates VI Limited, as Managing General Partner, By: /s/ Matthew Miles, Alternate Director
2021-07-29
Index Ventures Growth III (Jersey), LP, By: Index Venture Growth Associates III Limited, as Managing General Partner, By: /s/ Matthew Miles, Alternate Director
2021-07-29
Index Venture Growth Associates III Limited, By: /s/ Matthew Miles, Alternate Director
2021-07-29
Index Ventures Growth V (Jersey), LP, By: Index Venture Growth Associates V Limited, as Managing General Partner, By: /s/ Matthew Miles, Alternate Director
2021-07-29
Index Venture Growth Associates V Limited, By: /s/ Matthew Miles, Alternate Director
2021-07-29
Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P., By: Index Venture Associates VI Limited, as Managing General Partner, By: /s/ Matthew Miles, Alternate Director
2021-07-29
Index Venture Associates VI Limited, By: /s/ Matthew Miles, Alternate Director
2021-07-29
Yucca (Jersey) SLP, By: Intertrust Employee Benefit Services Limited, as authorized signatory of Yucca (Jersey) SLP in its capacity as Administrator of the Index Co-Investment Scheme, By: /s/ Genesis Perez, /s/ Luke Aubert, Its: Auth. Signatories
2021-07-29